Please note: Excerpts from my dissertation (University of Manitoba

Lessons and Learnings 1
Running head: LESSONS AND LEARNINGS FROM PHD RESEARCH
Lessons and Learnings from PhD Research:
Semiotic Potential of Multimodal Experiences for Early Years Readers
Faculty of Education
Tenth Annual
Graduate Student Symposium
Saturday, March 7, 2009
Beryl Peters
University of Manitoba
Please note: Excerpts from my dissertation (University of Manitoba,
forthcoming) have been included in this paper.
Lessons and Learnings 2
Introduction
I have long held a passion for arts education and a belief in the potential for music and the
arts to make curricular connections for all learners. Rhythm and beat are particular interests and
over the years I recorded a body of anecdotal classroom observations describing perceived links
between rhythm and reading. As Part of my PhD program, I designed a study to investigate the
relationship between rhythm and reading and the potential for rhythmic experiences to facilitate
engagement and learning in both music and reading literacies.
The mixed methods intervention study was conducted in nine early years classrooms from
April to June of 2007. The research yielded rich quantitative and qualitative data that took the
following year to (re)read, (re)analyze, triangulate, and verify. Data analysis was reviewed by
qualitative readers and a statistical advisor, and I was happily confident my findings would stand
up to rigorous examination using authoritative standards for evaluating quality in research.
Positive feedback was received from sharing preliminary results at the Congress of the
Humanities and Social Sciences May 2008 and by the end of June 2008, Results and Discussion
chapters were drafted.
I was greatly looking forward to nearing completion of my PhD dissertation and program
when progress came to a crashing halt. The momentum of my work broke down as I experienced
what Davis (2005) describes as “interrupting frameworks” (p. 119). Here then, is my story, the
lessons and learnings of my PhD research to date. I begin with a brief update of my literature
review followed by a summary of initial findings and the process I used in transmediation of data
analysis. I describe why work was interrupted and conclude with new directions taken in data
analysis and writing.
Lessons and Learnings 3
Update of Literature Review
In previous work (Peters, 2006; in press) I established a need to explore alternative
pathways to print literacy for early years children who struggle with reading. I offered theoretical
and empirical support from philosophical, educational and neuroscientific literature for the
semiotic and neurobiological potential of music and rhythm for struggling readers. The body of
supporting literature continues to flourish with interest in multimodal/multiliteracy learning,
investigation of reading processes, and new evidence from neuroscience.
Attention to multimodal/multiliteracy discourse (Jewitt, 2008; Jones & Ventola, 2009;
Lancaster & Rowe, 2009; Page, 2009; Royce & Bowcher, 2007; Unsworth, 2008) remains
fuelled by needs of the “new communicational landscape of the twenty-first century” (Love,
2008, p. 173). In a review of research examining multimodal literacy use in education, Jewitt
(2008) states that a key aspect of this landscape “is the reconfiguration of the representational and
communicational resources of image, action, sound, and so on in new multimodal ensembles”
(2008, p. 241). Multimodal discourse and communication (Kress & van Leeuwen, 2001) are
important for my research as I attempt to design a dynamic, interactive, and functional grammar
of multiliteracies (Cope & Kalantzis, 2000; Kalantzis & Cope, 2001) using the semiotic resources
of print text and rhythm.
Unsworth (2008) notes recent developments in multimodal literacies for education
derived from systemic functional linguistics and social semiotic theories of communication
(Halliday, 1978; 1994). Halliday’s metafunctional dimensions have been applied to
multiliteracies such as film (Tseng, 2008), space (Ravelli, 2008), sound (Pun, 2008), and image
(Caple, 2008). In my research, I apply and extend understandings of intersemiosis elaborated in
these writings and described by Unsworth (2008) as “ways in which images and language
Lessons and Learnings 4
function both separately and integratively to construct meaning in multimodal texts” (2008, p. 5).
I use a Hallidayan perspective of meaning-making to adapt semiotic discourse analysis to
functions of music and reading, using a definition of intersemiosis supplied by Chiew: a
“complex interaction and production of meanings between instantiations of different semiotic
resources” (2004, p. 155).
Opportunities to use different semiotic resources for meaning-making and meaningsharing should be available to all learners (Short & Kauffman, 2000). The complex interaction of
“re-thinking what is known in one sign system (like print) through another sign system (like art
or music)” (Crafton, Silvers, & Brennan, 2009, p. 36) is known as transmediation, a term first
coined by Suhor (1984). Through transmediation, new meanings are generated as a one semiotic
text disrupts another text, “to open it up anew” (Berghoff, Egawa, Harste, and Hoonan, 2000, p.
3). Albers describes the process of moving across sign systems as a generative one for learners
“in that it unfreezes what was thought known and opens up new spaces for discovery” (2007, p.
x). Transmediation is foundational to arts-based learning (Berghoff, Borgman, & Parr, 2005) and
to my research.
Global interest in reading and music processes related to my study also continues to
accumulate. Research investigating phonological awareness (Frost, et al., 2009), prosody (Clin,
Wade-Woolley, & Heggie, 2009), and fluency (Hudson, Pullen, Lane, & Torgesen, 2009;
Rasinski, Homan, & Biggs, 2009) recurs throughout the literature. Music is increasingly a focus
of study to facilitate these reading processes. A recent meta-analysis of 30 studies using a variety
of music interventions designed to improve reading “resulted in a moderately strong, significant,
overall effect size” (Standley, 2008, p. 17). Darrow and colleagues (2009) also conclude music
to be a viable and enjoyable methodology for teaching reading skills.
Lessons and Learnings 5
David, Wade-Woolley, Kirby, and Smithrim (2007) suggest a number of reasons to
consider rhythm as a “potentially influential factor” (p. 170) in phonological awareness and
conclude that “our findings provide evidence that rhythm is a factor that deserves greater research
attention” (2007, p. 181). Winner (2008) and Holliman, Wood, & Sheehy (2008) likewise note
the importance of rhythm as an area of research and suggest that the associations between speech
rhythm and phonological awareness are under-researched.
Goswami (Corriveau & Goswami, 2009; Goswami, Gerson, & Astruc, 2009) remains the
dominant name associated with research connecting timing issues with phonological and
prosodic difficulties. Goswami’s (2003) pronouncement that struggling readers (such as those
with dyslexia) “don’t get the beat” continues to be affirmed in recent studies (Abrams, Nicol,
Zecker, & Kraus, 2009) including those across languages (Surnyi, Csépe, Richardson,
Thomson, Honbolyg, & Goswami, 2009).
Advances in neuroimaging and public fascination with related neuroscientific research
sustain the plethora of brain-related literature including the neuroscience of music (Kraus, Dalla
Bella, Overy, & Pantev, 2009, Patel, 2008; Thaut, 2005). Current neuroscientific research
indicates a strong relationship between music, temporal and cognitive processes related to
reading (Abrams, Nicol, Zecker, & Krauss, 2009; Forgeard, Schlaug, Norton, Rosam, Iyengar, &
Winner, 2008; Moreno et al., 2008; Patel & Iversen, 2007). In a review of recent research,
Johansson concludes evidence “for the fact that early musical training might facilitate reading”
(2008, p. 421). Schellenberg (2008) however, expresses concern with scientific evidence
claiming positive relationships between music and cognitive abilities without control for Full
Scale Intelligence Quotient. Schellenberg does acknowledge rigorous evidence to suggest music
experiences shape brain structure and function.
Lessons and Learnings 6
Patel (2008) asserts that music has the power to re-wire neural connections:
““Music…resembles the ability to make and control fire; it is something we invented that
transforms human life…not only is it a product of our brain’s mental capacities, it also has the
power to change the brain” (p. 412). Rhythm in particular, is identified as a significant element in
influencing cognitive, affective, and motor functions. Thaut (2005) suggests that rhythm may
affect information processing across widespread cortical and subcortical networks and believes
“rhythm may be one of the central processors to optimize our gestalt formation in the basic
processes of learning and perception” (p. 17). Thomson and Goswami (2008) suggest that
rhythmic interventions could have previously unsuspected benefits for children who struggle with
reading and with speech and language impairments and recommend simple rhythmic motor
activities accompanying vocalized syllables.
Theoretical Framework and Research Questions
I place myself in the theoretical, methodological, and interpretive paradigm of “bricoleur”
(Denzin & Lincoln, 2000; Kincholoe & Berry, 2004). The major paradigm or worldview guiding
action in this research is post-modern constructivism. This assumes a relativist ontology of
multiple realities and a subjectivist, transactional epistemology where understandings are cocreated within hermeneutic, naturalistic methodological designs (Denzin & Lincoln, 2000).
However, as a bricoleur-theorist, I work “between and within competing and overlapping
perspectives and paradigms” (Denzin & Lincoln, 2000, p. 6) from post-positivism,
constructivism, pragmatism and advocacy/participatory worldviews using mixed quantitative and
qualitative methodologies.
With supports from the literature and in the spirit of bricolage, I designed an Orff-based
rhythm and reading intervention (Peters, 2006) using elements common to the Orff approach:
Lessons and Learnings 7
speech, song, body percussion, small nonpitched percussion instruments, barred instruments,
listening, and movement experiences (Goodkin, 2004; Frazee, 1987). The questions explored
throughout the intervention and research were: 1) What is the potential for the semiotic resource
of rhythm and pattern for early years children’s engagement and meaning-making from print and
nonprint literacies? 2) What factors facilitate or inhibit the effectiveness of the semiotic resource
of rhythm and pattern for supporting early years children’s engagement and meaning-making
from print and nonprint literacies? 3) Is there a relationship between measures of early years
reading competencies and rhythmic competencies?
Methods
Methodology was drawn from both action research methods (Kemmis & McTaggart,
2005; Stringer, 2004) and design research methods (Design-Based Research Collective, 2003;
Reinking & Bradley, 2004; Schoenfeld, 2006). Participants included 169 children in 9 early years
classrooms (Grades 1-3) in four different Manitoba schools along with their nine teachers and
parents/guardians. Each school had both experimental and control groups divided between five
experimental classrooms (n=96) and four control classrooms (n=73) without random assignment.
The experimental group received a 10-week intervention using Orff-based rhyme, rhythm, and
pattern experiences for 20 minutes 2-3 times weekly in a group setting while the control group
participated in singing song storybooks in a similar setting and context. All activities were
consistent with classroom curricular materials and I conducted both experimental and control
classroom activities.
Control and experimental groups received pre-and post-tests for measures of beat
competency and oral reading fluency. The Oral Reading Fluency (ORF) test, a subset of the
Dynamic Indicators of Basic Early Literacy Skills Sixth Edition, (DIBELS), (Good & Kaminski,
Lessons and Learnings 8
2002) was the measure for oral reading fluency and the computer-based Rhythm Performance
Test Revised (RPT-R) was used as a measure of beat competency (Flohr, 2003).
The qualitative instruments used to gather data from students, parents, and teachers
included pre- and post-survey questions, pre- and post-semi-structured interviews, and postintervention focus groups. During the intervention, qualitative data was collected from students
and collaborating teachers through classroom observations, dialogue, field notes, videotapes,
student artifacts (rhythm and pattern compositions created by children), teachers’ journals, and
audiotaped researcher reflections. I also journalled to record reflections, questions, and insights
from data analysis and related literature. The 10 week intervention consisted of a continuous
cycle of data collection and analysis that I used to revise the intervention and its implementation
in an iterative process consistent with action research and design research methods.
Results
Question 1: What is the potential for the semiotic resource of rhythm and pattern for early years
children’s engagement and meaning-making from print and nonprint literacies?
The semiotic resource of rhythm and pattern is an important potential for early years
children’s engagement and meaning-making from print and nonprint literacies. This potential was
indicated for all classroom learners including those who struggle with reading, learners for whom
English is a second language, learners not previously engaged in the reading experience, and
learners often marginalized in classroom settings due to social or academic differences.
Qualitative data indicates eight prominent themes in answer to this question: 1) transformation
(attitudes, self-beliefs, confidence, abilities, learning); 2) transmediation (meaning-making, tools,
multiple semiotic resources); 3) engagement/enjoyment; 4)social/cognitive parity and
empowerment; 5) conation; 6) synchrony (beat, reading, community); 7) usability; 8)
Lessons and Learnings 9
community/climate/culture to facilitate deep learning (risk-taking, trust, choice, respect, caring,
creativity, interaction, access to print and nonprint literacies). Experiences in rhythm and pattern
demonstrate positive and powerful potential to engage children in meaning-making in print and
nonprint literacies. Opportunities are created for all early years learners to find success and feel
confident and empowered about reading and rhythm learning experiences through appealing,
motivating, social and collaborative group learning.
Question 2: What factors facilitate or inhibit the effectiveness of the semiotic resource of rhythm
and pattern for supporting early years children’s engagement and meaning-making from print
and nonprint literacies?
Qualitative data suggests facilitating factors include the researcher/teacher enjoyment and
enthusiasm for the learning experience, caring for students, responsiveness, flexibility, and
affordance of emergent learning. Facilitating factors also include classroom teacher enjoyment
and support, relevant and meaningful connections to classroom curricular learning, parental and
administrative support, time and opportunity to build community, relationships and trust with
staff and students, and consistent, regular scheduling. Inhibiting factors include lack of time to
build community and trust, limited intervention time, erratic and inconsistent schedule changes
and lack of time, opportunity, and design to collaborate meaningfully with classroom teachers.
Question 3: Is there a relationship between measures of early years reading competencies and
rhythmic competencies?
Quantitative data indicates a strong and significant correlation between oral reading
fluency and rhythmic competency scores (R=0.07 for pre- and post-tests (control and
experimental) and correlation increases with age (p<.0001). There was significant improvement
in oral reading scores after intervention for the experimental group. However, Classroom B
Lessons and Learnings 10
contributed disproportionately to the experiment group’s significant improvement in oral reading
fluency as compared to the control group. Without Classroom B, the experiment group’s oral
reading scores were still greater than those of the control group but not significantly. In addition,
survey results indicated no significant effect for parent perception of the importance of music or
reading on children’s test scores. Owning a library card and regular home reading was a
significant predictor of higher oral reading test scores (p=<.0001). Post-surveys also indicated
that motivation and engagement in print and nonprint literacies continued after the intervention
and that some children went on to self-initiate challenging learning experiences at home based on
activities experienced during the intervention.
Discussion
Qualitative and quantitative results indicate that rhythm is a potentially important factor
for oral reading fluency, phonological awareness and prosody and merits further research.
General classroom interventions using music and rhythm, are viable, enjoyable, and engage
students in meaning-making in both print and nonprint literacies. Rhythmic language play is a
useable experience easily infused into everyday classroom reading and cross-curricular
multimodal experiences. The semiotic resource of rhythm offers potential alternate pathways to
print literacy learning for early years children, particularly those who struggle with traditional
approaches to learning print literacy, those for whom English is a second language, those who do
not become engaged in the reading experience, and for those who may be marginalized in the
classroom setting as a result of social or academic inequities.
However, some findings presented a challenge for interpretation. Classroom B was
significantly different to the other classrooms and the qualitative data did not seem to capture
reasons for those differences; nor did it capture the depth, richness, variations and complexities of
Lessons and Learnings 11
the lived experiences and themes played out in the interactions between me and all layers of
study participants. I could state with confidence that the intervention engaged children in print
and nonprint literacies and created meaning-making opportunities, but after many forays through
the data, I could not adequately explain the variation in engagement and meaning-making from
one class to another. As a result, I went back to the literature, methodologies, and data, sought
out critical readers, and reviewed my findings. I could find no explainable fault with my data or
data analysis procedures. I turned to the semiotic resource that I used throughout my research and
data analysis to help transmediate meaning for me. I turned to music.
Transmediation and Interrupted Frameworks
Music is quintessential to my being. I experience music in every part of the world around
me; I think in rhythm and interpret through song; I gauge the intensity of emotional response
through its harmonic potential. I perceive the colours of the world as musical timbre and
expression, and I mentally organize the rhythms of daily, weekly, and monthly life into musical
form. So when I began to analyze the wealth of data generated by my PhD study, I experienced
the data in melody, rhythm, harmony, form, tone color, and musical expression. As I engaged
ever more deeply with the data, I began to hear the music of J. S. Bach and to interpret the data
through the 48 preludes and fugues of Bach’s Well Tempered Clavier. The elegant parsimony of
Bach’s exquisite fugal writing created order and helped organize the data from thousands of
pages of field notes, lesson plans, pre and post-test results, interviews, pre and post parent
surveys, video and audio data, and children’s artifacts.
My data analysis design was informed by multiple authorities. I began with advice from
Miles and Huberman (1994) to create an initial list of codes prior to fieldwork drawn from my
“conceptual framework, list of research questions, hypotheses, problem areas, and/or key
Lessons and Learnings 12
variables that the researcher brings to the study” (p. 58). Following both inductive and deductive
systematic grounded theory approaches advocated by Strauss and Corbin (1990; 1998) I gathered
multiple forms of data, and sorted, coded, compared, memoed, clustered, and developed core
categories, themes, and theory during the research and throughout the year following data
gathering.
To answer criticisms in the literature that grounded theory approaches advocated by
Strauss and Corbin are overly prescriptive, didactic, and merely verify rather than generate theory
(Glaser, 1992), I also engaged in interpretive, emergent data analysis (Denzin & Lincoln, 2000;
Lincoln & Guba, 1985; Stringer, 2004). I identified and deconstructed epiphanic experiences,
categorized and coded emergent unitized data and I applied social semiotic multimodal discourse
analysis (Kress & van Leeuwen, 2001; van Leeuwen, 1999).
In initial stages of data analysis, fugue voices and themes from the Well-Tempered
Clavier permeated my thinking in synchrony with emerging voices, categories and themes from
my data. As I followed the process of focusing the data, five themes emerged and the Fugue in Csharp minor from Book I settled firmly in my mind. This fugue is a rarity in the collection; the
Fugue in C-sharp minor and the Fugue in B-flat minor (Book I) are the only five-voiced fugues
of the 48. The C-sharp minor is unique in its characteristics of “passion” fugue, complexity of
writing, musical, mathematical and spiritual signification, chromatic melodies, diminished
intervals, and stretto effects, all features I heard transmediated within the context of my research.
I shared preliminary research findings in several public forums, illustrated through analysis of the
Bach Fugue in C-sharp minor and continued exploring the literature and the reflective journal
writing begun during my data gathering phase. The questions raised during journaling, along with
emerging complexities of data analysis led me to seek out additional pathways for meaning-
Lessons and Learnings 13
making and I found myself reaching outside of the Baroque period and the tonal frameworks of
Bach as I tried to create sense of the ever-increasing layers and levels of data analysis.
The melodic and rhythmic independence of individual parts, and the complexities and
dissonances previously heard and realized throughout my data now seemed far too controlled by
Bach’s “principles of tonal harmony” (Schulenberg, 2006, p. 33). I needed greater structural,
thematic and tonal contrasts; the fugal genre I previously valued for the spinning out of its
independent lines, “simple and unified rhythmic texture” (Rosen, 1972, p. 61) continuity, and
highly integrated writing, was now inadequate to transmediate meaning. I turned to Beethoven.
Grout (1973) explains that the difference in treatment of musical subject or theme is an
essential distinction between Baroque and Classical styles. In the classical sonata form, “the
subject at each recurrence whether literal or modified, takes on a different meaning; the musical
idea undergoes a continual, dynamic change in the course of the movement” (p. 458-459).
Sonata form became the new means through which I interpreted my data as categories and
themes underwent continual dynamic transformation in the course of the analysis process. “The
broad harmonic scope of sonata form in Classical music supports a wide range of options in the
disposition of melodic material” ” (Ratner, 1995, p. 6) and so this form supported and opened up
an increased and wider range of options for me in my research analysis.
Rosen states that the classical style is one of reinterpretation. “One of its glories is its
ability to give an entirely new significance to a phrase by placing it in a different context” (1972,
p. 78). Similarly, as I reinterpreted through various theoretical and analytical lenses, new
meanings and significance were revealed to me. The contrasts between “dramatic tension and
stability” (Rosen, p. 74) inherent in the classical style better captured the dynamics of my data
analysis. The composers of the eighteenth century introduced structural, thematic, and tonal
Lessons and Learnings 14
contrasts that led to new and greater emotional complexity and musical energy (Rosen, 1972),
mirroring my ongoing work I increasingly heard through the string quartets of Beethoven.
Lockwood, (2008) notes the string quartet emerged after 1750 as a new field for
composers and a central vehicle for chamber music. The four solo strings of violin, viola, and
cello afforded a “new range of tone colors and sonorities” and “an aesthetic arena for the four
most agile and versatile of instruments, instruments that could blend perfectly with one another,
shift their modes of expression with quicksilver flexibility, and engage in complex dialogues in a
wide range of musical contexts” (p. 8). The complex dialogues and discourse that I charted and
analyzed in my research data found voice in the late writing of Beethoven’s String Quartet in Bflat major, op. 130.
Imeson (1996) describes this string quartet as the most problematic of all Beethoven’s
works for musical critics and the work most misunderstood and divided by contradiction. Imeson
offers “keys to discovering the levels of meaning felt by many listeners below the frequently
contradictory surface” (p. 155). My attempts to sort through layers and levels of meaning that
surfaced through data analysis were supported and facilitated by my simultaneous attempts to
discover meaning in the Beethoven String Quartet Op. 30 and I concluded my data analysis with
the eight prominent themes previously mentioned. I proof-read my thesis drafts for submission
to my advisor and experienced an uneasy questioning of results that caused great anxiety, and
resulted in an e-mail of notification that I would miss my intended deadline. A critical friend
suggested that perhaps I was over-thinking things. I agreed but couldn’t stop. Another friend
suggested examining the literature on self-study and as I took this advice I began to hear a new
genre of music. I began to hear jazz.
Lessons and Learnings 15
Constructing a New Framework
In a book about John Coltrane, jazz icon, author Ratliff (2007) quotes an interview
Coltrane gave about his album “Giant Steps”:
Giant Steps, everything I did on that was a harmonic exploration, harmonic sequences
that I wasn’t familiar with prior to that. I was working strictly from a chordal-sequential
progression-pattern, and not melodically. It was easy to soon exhaust that harmonic
thing. To write melodically is really the best way, because then you’re not going by this
set rule or that set rule; it takes everything. It’s much more flexible and more far-reaching,
for me, to write like that than to write from a harmonic basis. Now that I’m trying to
write melody first, the melody will be that more important. Eventually I may derive some
melodies which maybe have some quality, some lasting value of some sort. (p. 53)
These words exquisitely captured my current state of mind as I examined my data and writing.
My dissertation was a metaphoric and literal “Giant Steps.” Like Coltrane’s work, mine was a
harmonic exploration of carefully sequenced research methodologies recently acquired through
PhD courses and readings and not part of any knowledge prior to these studies. I examined the
harmonic theory as thoroughly as possible and I worked strictly and sequentially from a
progression and sequence described in courses and the literature that I had studied. But the
research framework I used to make sense of my data wasn’t sufficient. I exhausted “that
harmonic thing” and needed something “more flexible and far-reaching” in order to create a work
that might have some sort of lasting value. I needed a melody to free me from my harmonic
bonds. I needed a “different image for characterizing the unfolding” of this “complex event”
(Davis, 2005, p. 129). I found it in the notion of fractal geometries (Mandelbrot, 1982) and the
Lessons and Learnings 16
writings of complexity theory (Waldrop, 1992) used to understand and make sense of the
dynamics of complex systems.
Ratliff begins Chapter six of Coltrane with the title “two concepts going” and the
statement, “Coltrane ran as far as he could in one direction, then started running quickly in
another” (p. 89). Once again, Coltrane’s experiences mirrored mine. I experienced what Davis
(2005) has described as “interrupted frameworks” as I began to run in a new direction, reanalyzing my data through a framework of complexity theory. This led to a thesis within a thesis
where “the researcher becomes the research subject” (Denzin & Lincoln, 2008, p. 50) as
described by autoethnographic approaches to research.
After lengthy re-thinking and re-analysis, I was relieved to conclude that rhythm is
indeed, an important semiotic resource for engaging meaning-making in both print and nonprint
literacies for early years children and does merit further research. Rhythm and reading can
transmediate meaning-making through intersemiotic learning experiences resulting in enjoyable,
engaging learning easily infused into everyday classroom or music classroom reading and music
experiences. I can reason that rhythmic language play should be regularly included in early
years classrooms as a cognitive tool that Egan describes has the potential to give “meaningful,
memorable, and attractive shape to any content” (2005, p. 3). I have the evidence to agree with
Egan’s assertion that the roles of rhyme, rhythm, and pattern in learning “are numerous, and their
power to engage the imagination in learning the rhythms and patterns of language—and the
underlying emotions that they reflect—is enormous” (p. 3).
As a result of data re-analysis through a complexity framework, I also came to agreement
with Davis (2005):
Lessons and Learnings 17
Clearly we can prescribe no outcomes in this situation. However, we needn’t throw up
our hands in despair. While the actual outcome is unpredictable, the range of
possibilities is not. That is, the domain of potentialities is proscribed by the quality of
the system” (p. 130).
Instead of focusing solely on the “what” happened in my research and why, and limiting analysis
to finding common themes, constructs, and explainable theory, I used complexity theory as an
additional lens to examine variations and unexplained differences and to bring the “how” of the
process more into focus. My research intervention, now re-named research “innovation,” fulfills
the conditions for emergence for a complex educational system described by Davis and Sumara
(2006).
As such, my innovation is unpredictable; I will not be writing the teachers’ “how-to”
manual for my work. I cannot advertise certain or guaranteed results if teachers follow my
design for rhythm and reading experiences. However, I am able to determine a structure and
describe enabling constraints that will “help to determine the balance between sources of
coherence that allow a collective to maintain a focus of purpose/identity and sources of disruption
and randomness that compel the collective to constantly adjust and adapt” (2006, p. 147). This
notion of enabling constraints is critical to complex emergence (Davis & Sumara, 2006). Davis
and Sumara (2005) speak my language when they insist that complex possibilities cannot be
“orchestrated.” Instead, they describe complexivist teaching as “occasioning” and describe
complexivist action research as “a sort of improvising, in the jazz music sense of engaging
attentively and responsively with others in a collective project” (p. 461). I can suggest the tools
and structure that have the potential to create and nurture complex systems (Davis & Sumara,
2005) and to improvise transformative, meaning-making, and engaging processes for children.
Lessons and Learnings 18
I followed the advice of my critical friends from practice and theory. I listened to Somekh
(2007) who advised that in transgressing the orthodoxies of research paradigms there is no need
to throw away a life-time’s (or a PhD program’s life-time) knowledge, “if, instead, new
epistemological understandings can be layered over the old ones to build a more intricate and
complex set of understandings” (p. 202). And so I now take up the challenge of creating new
layers to my work. I have a new melody, a new song to sing.
“I’ve found you’ve got to look back at the old things and see them in a new light”
John Coltrane
(In a 1969 interview with D.DeMichael for Down Beat Magazine, cited in Thomas, 1975, p. 131)
References
Abrams, D. A., Nicol, T., Zecker, S., & Kraus, N. (2009). Abnormal cortical processing of the
syllable rate of speech in poor readers. The Journal of Neuroscience, 29(24), 7686-7693.
Albers, P. (2007). Finding the artist within: Creating and reading visual texts in the English
language arts classroom. Newark, DE: International Reading Association.
Berghoff, B., Borgman, C. B., & Parr, N. C. (2005). Arts together: Steps toward transformative
teacher education. Reston, VA: National Art Education Association.
Berghoff, B., Egawa, K. A., Harste, J. C., & Hoonan, B. T. (2000). Beyond reading and writing:
Inquiry, curriculum, and multiple ways of knowing. Urbana, IL: National Council of
Teachers of English.
Caple, H. (2008). Intermodal relations in image nuclear news stories. In L. Unsworth (Ed.),
Multimodal semiotics: Functional analysis in contexts of education (pp. 123-138). NY:
Continuum International.
Lessons and Learnings 19
Chiew, A. K. K. (2004). Multisemiotic mediation in hypertext. In K. L. O’Halloran (Ed.),
Multimodal discourse analysis: Systemic-functional perspectives (pp. 131-158). NY:
Continuum.
Clin, E., Wade-Woolley, L., & Heggie, L. (2009). Prosodic sensitivity and morphological
awareness in children’s reading. Journal of Experimental Child Psychology, 104(2), 197213.
Cope, B., & Kalantzis, M. (Eds.). (2000). Multiliteracies: Literacy learning and the design of
social futures. New York: Routledge.
Corriveau, K., & Goswami, U. (2009). Rhythmic motor entrainment in children with speech and
language impairment: Tapping to the beat. Cortex, 45, 119–130.
Crafton, L. K., Silvers, P., & Brennan, M. (2009). Creating a critical multiliteraices curriculum:
Repositioning art in the early childhood classroom. In M. Narey (Ed.), Making meaning:
Constructing multimodal perspectives of language, literacy, and learning through artsbased early childhood education (pp. 31-51). NY: Springer.
Darrow, A., Cassidy, J., Flowers, P., Register, D., Sims, W., & Standley, J. et al. (2009).
Enhancing literacy in the second grade. Update: Applications of Research in Music
Education, 27(2), 12-26.
David, D., Wade-Woolley, L., Kirby, J., & Smithrim, K. (2007). Rhythm and reading
development in school-age children. Journal of Research in Reading, 30(2), 169-183.
Davis, B. (2005). Interrupting frameworks: Interpreting geometries of epistemology and
curriculum. In W. C. Doll, M. J. Fleener, D Trueit, & J. St. Julien (Eds.), Chaos,
complexity, curriculum, and culture (pp. 119-132). New York: Peter Lang.
Davis, B., & Sumara, B. (2006). Complexity and education. Mahwah, NJ: Lawrence Erlbaum.
Lessons and Learnings 20
Denzin, N. K., & Lincoln, Y. S. (2000). Handbook of qualitative research (2nd ed.). Thousand
Oaks, CA: Sage.
Denzin, N. K., & Lincoln, Y. S. (2008). Methods of collecting and analyzing empirical materials.
In N. K. Denzin & Y. S. Lincoln (Eds.), Collecting and interpreting qualitative materials
(3rd ed.) (pp. 45-55). Thousand Oaks, CA: Sage.
Design-Based Research Collective. (2003). Design-based research: An emerging paradigm for
educational inquiry. Education Researcher, 32(1), 5-8.
Egan, K. (2005). An imaginative approach to teaching. San Francisco, CA: Jossey-Bass.
Flohr, J. W. (2003). Rhythm performance test-revised. Champaign, IL: Electronic Courseware.
Forgeard, M., Schlaug, G., Norton, A., Rosam, C., Iyengar, U., & Winner, E. (2008). The relation
between music and phonological processing in normal-reading children and children with
dyslexia. Music Perception, 25(4), 383-390.
Frazee, J. (1987). Discovering Orff. New York: Schott Music Corporation.
Frost, S. J., Landi, N., Mencl, W. E., Sandak, R., Fulbright, R. K., & Tejada, E. T., et al. (2009).
Phonological awareness predicts activation patterns for print and speech. Annals of
Dyslexia, 59(1), 78-97.
Goodkin, D. (2004). Play, sing, and dance: An introduction to Orff Schulwerk. New York:
Schott Music Corporation.
Glaser, B. G. (1992). Basics of grounded theory analysis. Mill Valley, CA: Sociology Press.
Good, R.H., & Kaminski, R.A. (Eds.). (2002). Dynamic indicators of basic early literacy skills (6th ed.). Eugene, OR: Institute for the Development of Educational Achievement. Goswami, U. (2003). How to beat dyslexia: The Broadbent Lecture 2003. The Psychologist,
16(9), 462-465.
Lessons and Learnings 21
Goswami, U., Gerson, D., & Astruc, L. (2009). Amplitude envelope perception, phonology and
prosodic sensitivity in children with developmental dyslexia. Reading and Writing: An
Interdisciplinary Journal: Online First. Retrieved May 16, 2009, from
http://www.springerlink.com.proxy1.lib.umanitoba.ca/
Grout, D. J. (1973). A history of western music (Rev. ed.). New York: W. W. Norton.
Halliday, M. A. K. (1978). Language as social semiotic. London: Edward Arnold.
Halliday, M. A. K. (1994). An introduction to functional grammar (2nd ed.). London: Arnold.
Hansen, D., Bernstorf, E., & Stuber, G. M. (2004). The music and literacy connection. Reston,
VA: The National Association for Music Education.
Holliman, A. J., Wood, C., & Sheehy, K. (2008). Sensitivity to speech rhythm explains individual
differences in reading ability independently of phonological awareness. British Journal of
Developmental Psychology, 26, 357–368.
Hudson, R. F., Pullen, P. C., Lane, H. B., & Torgesen, J. K. (2009). The complex nature of
reading fluency: A multidimensional view. Reading and Writing Quarterly, 25(1), 4-32.
Imeson, S. (1996). “The time gives it proofe”: Paradox in the late music of Beethoven. New
York: Peter Lang.
Jewitt, C. (2008). Multimodality and literacy in school classrooms. Review of Research in
Education, 32, 241-267.
Jewitt, C., & Kress, G. (Eds.). (2003). Multimodal literacy. New York: Peter Lang.
Johansson, B. B. (2008). Language and music: What do they have in common and how do they
differ? A neuroscientific approach. European Review, 16 (4), 413-427.
Jones, C., & Ventola, E. (Eds.). (2009). From language to multimodality: New developments in
the study of ideational meaning. Jakarta, Indonesia: Equinox Publishing.
Lessons and Learnings 22
Kalantzis, M., & Cope, B. (Eds.). (2001). Transformations in language and learning:
Perspectives on multiliteracies. Altona, Victoria, Australia: Common Ground Publishing.
Kemmis, S., & McTaggart, R. (2005). Participatory action research: Communicative action and
the public sphere. In N. K. Denzin & Y. S. Lincoln (Eds.), The Sage handbook of
qualitative research (3rd ed.) (pp. 559-603). Thousand Oaks, CA: Sage.
Kinchelow, J. L., & Berry, K. S. (2004). Rigour and complexity in educational research:
Conceptualizing the bricolage. Berkshire, England: Open University Press.
Kraus, N., Dalla Bella, S., Overy, K., & Pantev, C. (Eds.). (2009). The neurosciences and music
III: Disorders and plasticity, Annals of the New York Academy of Sciences, 1169.
Hoboken, NJ: Wiley-Blackwell.
Kress, G., & van Leeuwen, T. (2001). Multimodal discourse: The modes and media of
contemporary communication. New York: Oxford University Press.
Lancaster, L., & Rowe, D. (2009). Editorial to Journal of Early Childhood Literacy Special Issue.
Journal of Early Childhood Literacy, 9(2), 114-116.
Lincoln, Y. S., & Guba, E. G. (1985). Naturalistic inquiry. Beverly Hills, CA: Sage.
Lockwood, L.(2008). Inside Beethoven’s quartets: History, interpretation, performance.
Cambridge, MA: Harvard University Press.
Love, K. (2008). Literacy across the school subjects: A multimodal approach. In L. Unsworth
(Ed.), Multimodal semiotics: Functional analysis in contexts of education (pp.173-186).
New York: Continuum International.
Mandelbrot, B. B. The fractal geometry of nature. San Francisco: W.H. Freeman.
Miles, M. B., & Huberman, A. M. (1994). Qualitative data analysis (2nd ed.). Thousand Oaks,
CA: Sage.
Lessons and Learnings 23
Moreno, S., Marques, C., Santos, A., Santos, M., Luis Castro, S., & Besson, M. (2008). Musical
training influences linguistic abilities in 8-year-old children : More evidence for brain
plasticity. Cerebral Cortex, 19(3), 712-723.
Page, R. (Ed.). (2009). New perspectives on narrative and multimodality.
Patel, A. (2008). Music, language and the brain. Oxford: Oxford University Press.
Patel, A. D., & Iversen, J. R. (2007). The linguistic benefits of musical abilities. Trends in
Cognitive Sciences, 11, 369-372.
Peters, B. (2006, March 10). An Investigation into the nonmusical effects of rhythm in
elementary students with reading disabilities. Paper presented at the University of
Manitoba Faculty of Education 7th Annual Graduate Student Symposium 2006. Retrieved
May 25, 2009 from http://www.umanitoba.ca/education/symposium/2006/index.shtml
Peters, B. (in press). Semiotic potential of multimodal experiences for early years readers. Paper
presented at the University of Manitoba Faculty of Education 8th Annual Graduate
Student Symposium 2007.
Pun, B. O. K. (2008). Metafunctional analyses of sound in film communication. In L. Unsworth
(Ed.), Multimodal semiotics: Functional analysis in contexts of education (pp. 105-121).
NY: Continuum International.
Rasinski, T., Homan, s., & Biggs, M. (2009). Teaching reading fluency to struggling readers:
Method, materials, and evidence. Reading and Writing Quarterly, 25(2), 192-204.
Ratliff, B. (2007). Coltrane: The story of a sound. New York: Picador.
Ratner, L. G. (1995). The Beethoven string quartets: Compositional strategies and rhetoric.
Stanford, CA: Stanford Bookstore.
Lessons and Learnings 24
Ravelli, L. J. (2008). Analysing space: Adapting and extending multimodal frameworks. In L.
Unsworth (Ed.), Multimodal semiotics: Functional analysis in contexts of education (pp.
15-33). NY: Continuum International.
Reinking, D. & Bradley, B. (2004). Connecting research and practice using formative and design
experiments. In N. Duke & M. H. Mallette (Eds.), Literacy research methodologies (pp.
149-169). New York: The Guildford Press.
Rosen, C. (1972). The classical style: Haydn, Mozart, Beethoven. New York: W. W. Norton.
Royce, T. D., & Bowcher, W. L. (Eds.). (2007). New directions in the analysis of multimodal
discourse. Mahwah, NJ: Lawrence Erlbaum.
Schellenberg, E. G. (2008). Commentary on “Effects of early musical experience on auditory
sequence memory” by Adam Tierney, Tonya Bergeson, and David Pisoni. Empirical
Musicology Review, 3(4), 205-207.
Schoenfeld, A. H. (2006). Design experiments. In J. L. Green, G. Camilli, & P. B. Elmore (Eds.),
Handbook of complementary methods in education research (pp. 193-205). Mahwah, NJ:
Lawrence Erlbaum.
Schulenberg, D. (2006). The keyboard music of J. S. Bach (2nd ed.). New York: Routledge.
Short, K. G., & Kaufmann, G. (2000). Exploring sign systems within an inquiry system. In M. A.
Gallego & S. Hollingsworth (Eds.), What counts as literacy: Challenging the school
standard (pp. 42-61). New York: Teachers College Press.
Somekh, B. (2007). Last words: Speculative knowledge. In B. Somekh & T. A. Schwandt (Eds.),
Knowledge Production: Research work in interesting times (pp. 197-207). London:
Routledge.
Lessons and Learnings 25
Standley, J. M. (2008). Does music instruction help children learn to read? Evidence of a metaanalysis. Update: Applications of Research in Music Education, 27(1), 17-32.
Strauss, A., & Corbin, J. (1990). Basics of qualitative research: Grounded theory procedures and
techniques. Newbury Park, CA: Sage.
Strauss, A., & Corbin, J. (1998). Basics of qualitative research; Techniques and procedures for
developing grounded theory (2nd ed.). Thousand Oaks, CA: Sage.
Stringer, E. (2004). Action research in education. Upper Saddle River, NJ: Pearson Education.
Suhor, C. (1984). Towards a semiotics-based curriculum. Journal of Curriculum Studies, 16, p.
247-257.
Surnyi, Z., Csépe, V., Richardson, U., Thomson, J. M., Honbolyg, F., & Goswami, U.
(2009). Sensitivity to rhythmic parameters in dyslexic children: A comparison of
Hungarian and English. Reading and Writing: An Interdisciplinary Journal, 22, 41-56.
Thaut, M. (2005). Rhythm, music, and the brain: Scientific foundations and clinical applications.
New York: Taylor and Francis.
Thomson, J. & Goswami, U. (2008).Rhythmic processing in children with developmental
dyslexia: Auditory and motor rhythms link to reading and spelling. Journal of Physiology,
102, 120-129.
Tseng, C. (2008). Coherence and cohesive harmony in filmic text. In L. Unsworth (Ed.),
Multimodal semiotics: Functional analysis in contexts of education (pp. 87-104). NY:
Continuum International.
Unsworth, L. (Ed.). (2008). Multimodal semiotics: Functional analysis in contexts of education.
New York: Continuum International.
Waldrop, M. (1992). Complexity. New York: Simon & Schuster.