Position paper Rural Development Strengthening the interaction of agriculture, society and economy to achieve sustainable food security Position Paper: Rural Development WELTHUNGERHILFE Our vision What we do We have the vision of a world where all people can realise their right to live a self-determined life in dignity and justice, free from hunger and poverty. We help people in developing countries to provide for themselves now and in the future. As a large German aid agency with many years of international experience, we have been chalking up success stories in Africa, Asia and Latin America. As part of our political activities, we fight to change the conditions that lead to hunger and poverty. In Germany, we mobilise people to support and help implement our vision. Who we are Welthungerhilfe was formed in 1962 as part of a ground-breaking global campaign – the “Freedom from Hunger Campaign”. Established under the umbrella of the UN Food and Agriculture Organisation (FAO), we are now one of Germany’s largest private aid agencies. We are an independent organisation and firmly rooted in German society through our member organisations, donors and supporters. We stand for courage, a passion for life and humanity as part of our mission. What we want We promote food security for all people, rural development and the preservation of natural resources. We believe in the power of dreams because dreams drive people forward. For this reason, we have increasingly been linking our partners in Germany and the project countries to a dynamic global network and are making development cooperation a reality. Position Paper: Rural Development How we work We pursue a holistic, quality- and impact-oriented concept ranging from immediate disaster aid and reconstruction through to long-term development projects. In this context, we work with the affected people on equal terms – offering competence, reliability and transparency. We support partner organisations in the project countries thereby ensuring that structures are reinforced from the bottom up and that successful project work can be secured for the long term. FOREWORD In the 1990s, governments at summit conferences repeatedly and solemnly stated their target of halving hunger by 2015. In many countries, this target will not be reached. On the contrary, the number of malnourished people worldwide is growing. This is scandalous, because there is enough food, knowledge and funding to prevent hunger. This Welthungerhilfe position paper focuses on the improvement of living conditions in rural areas in developing countries, where three quarters of the poor and hungry live. Most of them are small-scale farmers and landless families. Supporting agriculture and rural development by helping people to help themselves has been Welthungerhilfe‘s main concern since it was founded 50 years ago. This position paper confirms previous experience and describes new paths. At its core, it deals with the development of site-specific agriculture and adequate development of rural areas. The dual challenge is to make direct access to adequate food and essential social services available to the poorest and to ensure sustainable food security for a growing population. This is linked to a range of topics from access to land and water to gender equality and climate protection. Controversial topics are also addressed, including organic versus conventional agriculture, genetic engineering for agriculture, the competition between food crops and biofuels, the state‘s obligation to implement the human right to food and the rural population’s participation in the political process. Position Paper: Rural Development The position paper covers 14 aspects. Each section is clearly and helpfully structured in three parts: an analytical introduction followed by practical hints on points in which Welthungerhilfe is involved in its programme and project work and a list of current demands on national and international decision-makers. There is no attempt to offer recipes for success; instead, complex challenges in various situations are considered. Rural areas in developing countries have been severely neglected in the last two decades in terms of investment and political reform, both by their own governments and by development cooperation organisations. Recently there are signs that a change of political direction is taking place. This paper is being published at a suitable moment. Development policy in rural areas can only succeed if it is oriented on the needs, rights and skills of the people who live there and if it takes place in a wide and coherent working framework of interests. I hope that the paper with this core message will be met with broad interest and the readiness to put the ideas into practice. Prof. Dr. Hartwig de Haen Welthungerhilfe Supervisory Board Contents Introduction and overview 1. Site-specific agriculture precondition for rural development 2. Rural economy expanding economic potential in rural areas 3.Agricultural trade 8. Civil society a key pillar for sustainability 9.Land fundamental to survival and a resource for rural development developing market access through fair framework conditions 4. Social security essential for the rural population 5. Micro financial services inclusion of people in the regional economy 6.The human right to food not just a guideline 7. Gender justice equality for women as a driver for development 10.Access to water making it equitable and efficient 11.Biodiversity and agro biodiversity protect, utilise and preserve 12.Green genetic engineering sustainable usefulness not yet proved 13.Energy the issue of the future 14 Climate change a global threat to rural development in the South 16/12 Position Paper: Rural Development Introduction We have a vision of a world in which all people have the opportunity to exercise their right to a self-determined life in dignity and justice, free from hunger and poverty. Rural development is one of the most important aspects in reaching this target. In 2010, 925 million of the world’s population was going hungry, the vast majority in developing countries. Although the number of urban dwellers affected by poverty and hunger is rising in many parts of the world, the majority of the poor live in rural areas, that is, areas where food is produced. Most of them are small-scale farmers or landless, labouring in agriculture and related rural activities. They cannot feed themselves adequately on what they grow, harvest, sell and receive as wages. Increasing global demand for food and agricultural primary products is to be anticipated, so it is sensible and justified to focus international development policy on agriculture and rural areas. The German Federal Government, the EU, G8 and G20, the African Union, the UN, regional development banks and the World Bank have stated their determination to increase investments in agriculture and rural development in countries where hunger prevails. It is important to ensure that political efforts are focused on the needs and potential of the rural poor and that all development strategies are based on appropriate, coherent planning and implementation. This position paper formulates Welthungerhilfe’s understanding of agricultural and rural development focusing in particular on small-scale farmers. It summarises political demands and concrete options for development support. The statements are based on the following principles: food security, poverty reduction, helping people to help themselves, sustainability, human rights, participation and target groups orientation. Welthungerhilfe has been supporting projects in rural and regional development, its most important sector of support, for 50 years. This position paper is based on our long-term experience. Welthungerhilfe’s central concern is poverty reduction worldwide, whereby sustainable food security is a priority. Human rights, in particular the human right to food, are central to our Position Paper: Rural Development work. Acknowledging that the poor rural population has rights ensures that the people are involved appropriately in planning and implementation of development programmes as responsible, independent actors. Welthungerhilfe’s political demands and project support are oriented on their concerns and needs. We are not claiming to cover the field exhaustively with the topics we have selected; rather these topics have emerged from current discussions on rural development issues and relate to Welthungerhilfe’s present strategy. The content is to be updated regularly and the topic spectrum expanded if necessary. The sequence of the sections has no relation to their significance: Different aspects can be weighted differently depending on specific situations. Rural development activities are particularly effective when the different areas of activity complement and reinforce each other. The position paper has been elaborated through a process of consultation involving many experienced Welthungerhilfe staff members from Germany and abroad as well as external experts. It fulfils three functions: 1.It is primarily aimed at Welthungerhilfe staff and partners and serves as an internal guide for strategically coherent and effective project and programme work in rural development. The paper shows the areas of rural development where Welthungerhilfe is particularly involved. 2.Looking outwards, the paper is intended to communicate Welthungerhilfe’s work and policy direction to an interested public and possible cooperation partners in Germany and abroad. 3.The position paper points out that development policy can only be successful if it takes place within a broad, coherent working structure. Therefore this position paper makes concrete demands on politicians, on governments of both developing and donor countries and equally importantly, on international organisations. Rural development An overview Access to sufficient, appropriate food, clean drinking water, education and the best possible health care has gained the status of an inalienable human right through the adoption of economic, social and cultural human rights. Gender justice aiming to secure equal status for women is not simply something to be demanded as a human right; it is essential if development is to be sustainable. Women are disadvantaged and suffer discrimination in almost all societies. They carry out by far the greater proportion of unpaid work worldwide, particularly in rural areas. Very small farms are characteristic of many developing and emerging economies in Asia and Africa, where the average farm size is only 1.6 hectares. There is no generally accepted definition for the term “small-scale farmer”; however, it refers to people who (have to) work on small plots of arable land with very limited equipment. Small-scale farmers in developing countries usually produce very small surpluses to sell. Most of them are subsistence farmers, producing mainly for their own use. Accordingly they are dependent on the local environmental conditions and their cash income is very small. Support for poor small-scale farmers and the landless is one of the most important levers in overcoming hunger and poverty. Site-specific agriculture is the basis of rural development. It must address many issues: increasing harvests to ensure food security and create income, while also contributing to the conservation of natural resources. Cultivation methods must be adapted to local environmental conditions and the socio-cultural context, and they must be developed on the basis of existing knowledge. Furthermore, rural development will be successful only when agricultural products from developing countries are integrated into fairer international trade systems. To enable sustainable economic activity, insurance against the most significant social and economic risks is needed and primary education and basic health care must be available free of charge. Sustainable use of natural resources is a precondition for securing livelihoods. This includes protecting and preserving biodiversity and agro biodiversity. In this context, the importance of participative cultivation and development of new varieties of crops suitable for (small-scale) farmers cannot be overestimated. Using water and soil carefully and efficiently is vital to the survival of the rural population. Securing access to safe water is a particular challenge. Appropriate drinking water supply and sanitary facilities are essential to sustainable development. Climate change is a growing threat to rural development and will have a range of consequences. A decline in agricultural productivity can already be foreseen, particularly in many developing countries; increasing weather risks and new diseases affecting people, livestock and cultivated plants are likely. Agricultural productivity must be maintained and rural people’s resilience to climate change – especially among vulnerable groups – must be increased. Because agriculture alone cannot provide sufficient income, the rural population is already dependent on income from non-agricultural sectors. Specific support for other livelihood options is therefore important to rural development. This includes processing of agricultural products, the development of physical infrastructure (transport and storage) and provision of social services. The economic development of rural areas requires energy. As prosperity increases, rising energy consumption and greenhouse gas emissions in developing countries are inevitable. The efficient use of energy and the rapid development of energy generation – preferably renewable – will contribute significantly to overcoming energy poverty. For inclusion of the rural poor in local, regional and national economy and to safeguard development successes, effective micro financial services are essential. Social and economic development in rural areas will only become optimally effective if a suitable balance can be attained in all the areas mentioned here, given local conditions. 16/12 Position Paper: Rural Development Section 1 Site-specific agriculture Precondition for rural development Abstract Agriculture has many functions: it must provide food, create income and contribute to the conservation of natural resources. If they are to be appropriate to the location, cultivation methods must be adapted to local environmental conditions, take cultural context into account and be based on existing knowledge. In developing countries, increasing and stabilising yields and income through site-specific agriculture is an important driver of rural development and poverty reduction. One of the most important factors in overcoming hunger and poverty is the development of poor peasants to farmers whose production is economically, ecologically and socially sustainable. Although the importance of small-scale agriculture in developing countries is increasingly recognised as the most significant lever in national strategies to combat poverty and provide food security, it is rarely given the necessary political priority. Turning unproductive small-scale and subsistence agriculture into an economically viable, socially and ecologically sustainable productive sector is one of the most important factors in overcoming hunger and poverty. To achieve this, it will be necessary to break through the limitations to growth by implementing a socially acceptable structural reform of rural areas. The agricultural sector’s main potential for rural development is to increase productivity; other factors include diversification strategies, processing of produce, access to markets and provision of environmental services. The range of agricultural functions – from insuring food security, adequate income and sustainable use of natural resources to environmental protection and preservation of cultural assets – can only be fulfilled when site-specific strategies can be developed and implemented. There are no global solutions to this issue and no blueprints for success. Environmental conditions, the level of development and the cultural background in the different locations demand specific agricultural solutions. Above all, agricultural strategies should Position Paper: Rural Development secure sustainable food supplies – even when the population is growing. At the same time, the local economy, in particular the creation of effective markets and processing structures of agricultural produce, should be supported (cf. Section 2 on the economy). Technologically appropriate processing and storage to reduce post-harvest losses are also important. Important features for sustainable agriculture comprise the appropriate use of local natural resources including use of renewable energy sources, applying mainly organic fertilisers and opting for integrated farming systems in which a high proportion of nutrients are recycled. Organic agriculture seems to be the ideal form of sustainable agriculture. It renounces genetically modified seed, synthetic pesticides, chemical fertilisers and to a large extent mineral fertilisers; it rejects the use of growth accelerators (antibiotics, hormones) and complies with high standards of animal protection. However, there also are environmentally friendly forms of conventional agriculture that use modern means of production in crop cultivation and animal husbandry while respecting the principles of environmental protection and sustainable use of natural resources as well as ethical norms for animal protection. The different forms of sustainable agriculture utilise improved seeds, irrigation and mechanisation in order to increase yields, within the framework of their specific standards and regulations. In practice, the decision as to which mix of methods best serves the needs and potentials of farmers must be made with respect to location in order to combat poverty and hunger most effectively. Implementing site-specific agriculture to combat poverty requires improved access to necessary resources, including availability of financial means for investments (irrigation, mechanisation etc.), reliable access to seeds, to relevant information (weather forecasts, market data) and to education and research. Site-specific cultivation methods can only make sustainable contributions to the conservation of natural resources such as soil, water, air and biodiversity if they are continually adapted to changing framework conditions. Climate change is one of the greatest challenges in this context (cf. Section 11 on agro Section 1 biodiversity and Section 14 on climate change). The pressure on natural resources has been growing for a long time, above all due to population increases and changing consumption patterns. Traditional cultivation methods are often no longer adequate in view of the limited availability of agricultural land and the pressure for increasing production. There is a need for production techniques based on traditional knowledge but at the same time including innovative approaches, continually adaptable to environmental and market conditions. Poverty can only be reduced by an economically viable agriculture. Surpluses must be produced in order to create and secure income and jobs. Paying subsidies to farmers for services could be appropriate for clearly defined measures (e.g. environmental services, food security, social security) as long as they are transparent and equitable (cf. Section 3 on agricultural trade). Welthungerhilfe’s involvement in relation to site-specific agriculture: Supporting small-scale farming to increase productivity and farmer’s incomes. The cultivation methods applied are innovative and efficiency-focused, based on up-to-date knowledge. We support access to the necessary resources (loans, infrastructure, seeds, information etc.). Orienting cultivation methods toward a diversity of plants and varieties. The focus is on sustainable use of natural resources (soil, water, biodiversity, energy). Agro-forestry and integrated farming systems are significant in this context and are promoted, as are integrated crop protection systems, breeding of adapted seeds, sustainable irrigation management and measures to improve soil fertility (compost, mulching, crop rotation, erosion control and soil conservation techniques). Supporting appropriate methods of keeping and feeding live- Land and water are finite resources. In many countries, it is already the case that these resources are no longer sufficient to stock; including measures for growing feed crops and veterinary secure the livelihoods of all subsistence and small-scale farmers (cf. Section 9 on land and Section 10 on water). Agriculture as the sole income source is a poverty trap for millions of small-scale farmers; it only meets the requirements of social and economic sustainability in very few cases (e.g. for indigenous peoples). For social and economic development it is essential to create new income sources in rural areas. In the medium run, site-specific agriculture must progress beyond local self-sufficiency. To achieve this, farmers must diversify their production and their income sources. The structural change needed to achieve this must be poverty-oriented: The loss of agricultural livelihoods must be balanced by the creation of alternative jobs, e.g. in processing agricultural products (cf. Section 2 on the economy). Promoting measures to support avoidance of post-harvest losses provision. (e.g. storage) to increase the availability of food and create jobs. Promoting marketing activities (local, regional and export) and the processing of agricultural primary produce for strengthening the local economy. This can take place in partnership with the private sector in order to use existing know-how, capital and logistics structures. Welthungerhilfe’s demands relating to the implementation of site-specific agriculture: Poverty eradication and food security must be at the core of national agricultural policy in countries affected by hunger. Agriculture should be given higher priority in rural development by international development organisations, matched by an equivalent level of funding. Site-specific agriculture is an important tool for realising the human right to food. Industrialised countries must reduce their agricultural and export subsidies where they impair the agricultural development of poor countries by distorting the markets. Development projects and private business should not use technologies or make investments which conflict with the conservation of natural resources and the implementation of the right to an adequate standard of living in the recipient countries. 16/12 Position Paper: Rural Development Section 2 Rural economy Expanding economic potential in rural areas Abstract In many developing countries, the majority of the population works in agriculture. However, this sector is often unable to provide sufficient jobs and income. Economic poverty is therefore still one of the main problems in rural areas, although many people already improve their incomes by taking on supplementary work outside agriculture. Support for businesses and services – particularly in preand post-processing of agricultural products – is of great significance for the socio-economic development of rural areas. This is the only way in which new sources of income can be developed for the rural population that is most affected by hunger. The creation and expansion of physical infrastructure is an essential precondition for this development, particularly in neglected rural areas. Good governance also entails the creation of functioning state institutions which ensure the implementation of participative regional planning and the development of physical infrastructure designed to reduce poverty. Rural development is usually assumed to mean diversifying production and increasing productivity in agriculture. Both of these factors are indeed worthy of support, as long as they are carried out in a sustainable and appropriate manner. Increasing productivity, however, also means that working capacities are set free, hence, new jobs and income opportunities must be created. Support for businesses and services, in particular in respect to post-harvest processing of agricultural products, is essential for a socially and economically balanced development in rural areas. This is the way in which new sources of income can be created for the rural population. Economic diversification is essential for additional value creation (pro-poor growth) that reduces poverty and promotes the sustainable overall economic development. The potential for this kind of development often arises directly from agricultural production. Promising fields include the proPosition Paper: Rural Development cessing (including minimising post-harvest losses, storage, preservation, packaging, transport and marketing) of agricultural produce. In addition, services are necessary such as the repair and maintenance of machines and tools, as well as services in consulting, financial services, information and (further) education. Inputs for agriculture (equipment, construction) are also necessary, as is product marketing. The preconditions for these activities include adequate physical infrastructure such as roads, storage facilities, energy supply and water infrastructure as well as suitable institutions for education and vocational training. Women and young people usually suffer discrimination in relation to access to production and financial support; special support for these groups gives them new opportunities. It also is necessary to look for solutions in respect to the disadvantages which result from the usually inadequate vocational training opportunities in rural areas (cf. Section 7 on gender equality). Cooperatives and similar self-help business organisations are important instruments for the economic development of rural areas and small-scale farming communities. Joint economic activity reduces costs; depending on the situation, this may be through cooperation in purchasing, transport, storage and marketing, as well as in financing investments. Successful cooperative businesses can have a positive effect on the division of labour and specialisation, which helps to improve product quality. Cooperatives can play an important role for diversification, if they expand their activities to, for example, educational and financial services or the trade of non-agricultural products. However, cooperatives have not always proved to be efficient and effective. If there is no foundation for self-organised responsible cooperation, then either private business solutions or collaboration between selfhelp structures and the private sector are preferable. In the medium run, support for the economy leads to reduced dependency on a single sector. New sources of income increase the population’s purchasing power, which also strengthens local and regional markets. In this way, a diversified local economy Section 2 provides more socio-economic stability in the long run than an export-oriented economy which is highly dependent on a few products and sectors and external market demand. A diversified economic structure is also more likely to be successful in countering undesirable developments in the market economy (e.g. price distortions, development of monopolies) and in intervening to regulate the situation. International markets can provide important contributions to the economic development of rural areas. However, they must be thoroughly analysed to assess their true potential. International trade usually requires a much higher degree of organisation. larger quantities of goods and higher product quality. Welthungerhilfe’s involvement in relation to developing economic potential in rural areas: Supporting farmers in sustainably increasing agricultural production and productivity. Supporting target groups in expanding pre- and post-harvesting activities related to agricultural produce, in order to create diversified value chains with a range of income opportunities. Promoting vocational training for the rural poor, with respect to farming as well as in fields other than agriculture. Strengthening self-help organisations and cooperative business models. Supporting measures designed to improve the functioning of In order to be able to utilise international market opportunities despite underdeveloped infrastructure and inadequate framework conditions, new industries in developing countries must protect their products from superior competition. For this, developing countries should be able to make use of existing WHO instruments (e.g. safeguards, green box) to fend off imports of cheap, subsidised products which damage their domestic agricultural production and strategically important industries (cf. Section 3 on agricultural trade). markets for the local, regional and international exchange of goods. Promoting communication between market actors (producers, traders, processors) to ensure cooperation and transparency of relevant market information. Welthungerhilfe’s demands in relation to the development of economic potential in rural areas: Industrialised and emerging countries must not be permitted to thwart the economic development of poor countries by forcing Functional physical infrastructure (transport infrastructure, water and energy supply, communications) is essential for the sustainable economic development of rural areas. Experience also shows that financial services must also be extended in order to cover investment and liquidity requirements (cf. Section 5 on microfinance). Local and regional administrative structures and governmental institutions must also function adequately for promoting economic development. They are the main actors in establishing suitable instruments for supporting economic activity and in creating appropriate framework conditions. This includes the rule of law, for example in relation to the land ownership situation and land use rights (cf. Section 9 on land). In addition, a coordinated national policy for efficient regional planning and development is needed: This can reduce urban-rural disparities and lead to more effective coordination and implementation of economic funding programmes at the regional level. Economic support should also include active labour market policy, particularly in relation to vocational education. Good governance is essential for a pro-poor economic development. them to open their markets or flooding them with imports. Developing countries must make more use of the legitimate (WHO) instruments to protect their (agricultural and other) producers from cheap imports. (Suitable) vocational education and training are urgently required, as is the transfer of know-how and adapted technologies. Products and processes which are linked to agricultural production or which provide value for rural areas should be promoted. Locally and regionally emerging economic structures should be given special support. Developing countries should reform their market structures and invest more in infrastructure. This includes rural markets and social structures (overcoming the urban bias) as well as basic physical services. Developing countries must implement an integrated, transparent and participative regional policy which focuses particularly on the agricultural sector and supports decentralised structures for efficient public services. 16/12 Position Paper: Rural Development Section 3 Agricultural trade Developing market access via fair framework conditions Abstract The majority of developing countries depend on agricultural imports for their food security. Prices for agricultural products are rising and also becoming more volatile, so that it is increasingly difficult for these countries to meet their needs on the global market. Their own agricultural sectors, mostly based on small-scale farming, must play the main role with respect to domestic food security. Local and regional markets must also be strengthened and appropriate agricultural strategies are needed for promoting stability and competitiveness. Protectionist trade policies continue to hinder access to international agricultural markets for producers in poor developing countries. For effective rural development the governments of affected countries must invest more in rural areas. In the context of WHO negotiations, global agricultural trade must be regulated in such a way that it promotes development and sustainable food security in all countries. Local availability of food in developing countries often fluctuates considerably. Harvests can vary substantially due to factors such as weather, pest infestations, crises and conflicts. Regional and international trade must contribute to food security by balancing out shortages and overproduction. For decades, developing countries were able to fill the gaps in their own agricultural production by cheap imports. This was particularly beneficial to the net buyers. The losers were the local small producers who could not compete with the cheap imports because they were produced by often-subsidised large-scale industrialised agriculture at minimal cost. In recent years, this situation has changed dramatically. World market prices for agricultural products are volatile and have risen greatly, making it very difficult for developing countries to meet their needs at a reasonable price on the global markets. It has therefore become even more important to strengthen their own production and the local and regional markets. Industrialised countries have been boosting their agriculture for decades by supporting production with subsidies and protective Position Paper: Rural Development tariffs. Their surplus produce was dumped onto the world market at low prices, thanks to huge export subsidies. At the same time, wealthy countries have used various instruments to protect their agricultural markets, making market access very difficult for developing countries. This is still the case e.g. due to the high quality and safety standards for food in industrialised countries. The gradual move away from an agricultural policy of supporting producers’ prices and towards direct income payments to farmers in OECD countries and the subsequent reduction of export subsidies and import restrictions in industrialised countries are steps in the right direction. International trade can only be fair if it is based on recognised rules. It is the WTO’s task to develop and agree on these rules. However, so far the chance to use WTO negotiations to combat hunger has been wasted. Opening the markets in developing countries – a move that the World Bank and IMF have long demanded for the agricultural sector – primarily benefits the export interests of industrial countries. Developing countries lose import duty revenues and must fear that their own structurally disadvantaged producers will lose out even more with the influx of cheap imports. In order to promote development, trade policy must be oriented toward the marketability of product groups. Trade in products such as tea, coffee or cocoa benefit from liberalisation, whereas cereals or poultry and dairy production in many developing countries still require special protection in order to gradually reach marketability. Due to the structural disadvantages, it will take many years before the agricultural production of marginalised rural areas in developing countries reaches competitiveness compared to levels of efficiency and quality found in industrialised countries. For this reason it is essential that developing countries have the right to protect their own agricultural sectors from cheap imports which obstruct their own production (e.g. through customs duties and import restrictions) (cf. Section 2 on the economy). At the same time, developing countries must ensure that they do not disadvantage their own production through overly high exchange rates, export taxes for agricultural products and import subsidies. Efficient administrative structures, investment in market infrastructure and economic policies designed to reduce Section 3 poverty are all essential in the bid to create adequate national framework conditions. However, protecting domestic production does not automatically benefit all the poor of that country. Farmers produce for market benefit, while poor rural and urban consumers have to pay higher prices. Protective measures should aim at achieving price stability at a suitable level, rather than trying to push through higher or lower prices. Welthungerhilfe’s involvement in relation to promoting fair trade conditions for small-scale farmers: Promoting market access for small-scale farmers and the marketability of their products by training and support for farmers’ self-help structures (producer groups etc.). Supporting investments in transport infrastructure and market information systems in order to improve access to local and regional markets. Promoting storage and processing of agricultural products in The concentration process leading to the dominance of a few supermarket chains is an obstacle in international trade and increasingly, in regional and local trade as well. Few small-scale farmers are in a position to deliver the demanded standards in terms of quality and quantity. They require training and counselling about standards of quality and hygiene, sanitation and phytosanitation as well as access to suitable technologies. This is becoming more important due to increasing consumer quality awareness in developing countries too, and due to the growing demand for refined and processed products. Unnecessary tech- order to improve farmers’ negotiating position and their value nical standards, e.g. in relation to the size and shape of agricultural products, must be reduced in the interests of supporting small-scale farmers. of international negotiations (WTO). However, industrialised creation. Supporting farmers with small incomes in order to utilise the opportunities for certification and fair trade. Supporting the marketing of farming products from developing countries in Europe. Welthungerhilfe’s demands for agricultural trade that reduces poverty: Fair trading conditions must be created within the framework countries must also reduce their agricultural export subsidies independently of the WTO negotiations. Agricultural subsidies in emerging economies and industria- Some companies are concerned about environmental and social standards of production (organic cultivation, suitable working conditions, rejection of child labour etc.). They are attempting to establish markets for products produced to these standards for which price advantages can be obtained. In this way they try to develop exemplary, fair models which aim to directly improve the conditions for farmers in the producing countries. Consumers are directly involved in trade strategies of this kind. The initial result is simply to create a niche market – for example, to improve quality in order to test the products’ marketability or to open up new (international) marketing opportunities. However, the innovations bear the potential to gradually introduce environmental and social standards for the entire sector. That said, improved trade conditions are not enough to raise agricultural production sustainably. Small-scale farmers must also be able to react to rapid alterations in demand due to unexpected weather conditions or fluctuations in international markets. This aspect requires a response from developing countries themselves. Only if effective agricultural and development policies are implemented can the interplay of fair trade conditions and the support of rural areas lead to poverty reduction and improved food security (cf. Section 2 on the economy) lised countries which distort the international market must be further reduced. Qualitative import restrictions in industrialised countries for agricultural products from emerging economies and developing countries must be reviewed and adapted to be suitable for the products. Developing countries must be permitted to protect their local or regional production from cheap imports if this helps to reduce poverty. Developing countries must build national and regional agricultural strategies which will promote food security, economic development and international marketability. Private companies and consumers in industrialised countries are called on to support farmers in developing countries and fair agricultural trade through “shopping basket policy” (i.e. considering the impact of consumption behaviour). 16/12 Position Paper: Rural Development Section 4 Social security Essential for the rural population Abstract Every society should aim to ensure for all its members a dignified living standard. An important precondition for achieving this is the provision of a safety net to protect people from the greatest social and economic risks. Primary education and basic health care should be available to everyone free of charge. The ratification of economic, social and cultural human rights has given these political targets the status of an inalienable human right. Health and education are important for full participation in economic, social and cultural life. Social security measures must therefore become an integral part of rural development. Private business and self-help systems play an important role in this regard, but above all, it is the responsibility of governments to take the initiative in their countries and create favourable framework conditions. In states where government structures are fragile or inadequately equipped, the international community should support the provision of social security – preferably involving local civil society – at least intermittently. Social security entails protection from economic misery. Beyond securing pure survival, it aims at assurance of living standards compatible with human dignity for all members of a society. Fundamental risks must be insured against in order to avoid dependency and poverty. People who are unable to earn a living and contribute to the social security system also have the right to a life compatible with human dignity. This includes assured access to food, health services and education. Traditional social security structures (family, clan) tend to function less satisfactorily in many developing countries. This makes state benefits (income transfers in the form of social welfare payments) increasingly important. Public, private and self-helpbased institutions also play an important part in providing instruments for social security and income transfer. State monitoring and regulatory mechanisms are essential in order to guarantee that these institutions function effectively. Position Paper: Rural Development State social programmes (e.g. minimum wage, social welfare) have become increasingly important in developing and emerging countries since the turn of the millennium. To date, at least 45 states have such programmes, reaching a total of 110 million families – about half a billion people in all. Many studies prove that people involved in these programmes are healthier and better nourished, that their children go to school more regularly and that they work more productively than comparable groups who have no access to social services. Cash transfers do not only support survival; they also stimulate the economy and help people to help themselves. In rural areas, the impacts of social security systems are becoming increasingly visible. Cash transfer based on preconditions – linked for example to work (cash for work), participation in training and education or to health care services – can support the development of rural infrastructure. They also have indirect positive effects such as contributing to higher wage levels and encouraging growth of the local economy (productive safety nets). Due to such programmes, the poorest people are no longer forced to accept work under any conditions. Income support can strengthen the position of women in the village community. New concepts to protect particularly vulnerable groups (children, orphans, the old, the sick and people with handicaps) are becoming increasingly important because even in rural areas, traditional family structures are eroding – partly due to migration. In some cases it can make sense for the social security system to be supplemented by private providers. This is particularly the case in relation to limited, clearly defined risks, e.g. to cover funeral costs or redemption of a credit through a life insurance. Insurance for the farming population (e.g. against loss of harvests) could have great economic and social impact (cf. Section 5 on microfinance). Social security in its wider sense could include all state measures and those of public institutions and organised (civil) society which have socio-political targets. This primarily covers health, educational and labour policy. Section 4 Health care in rural areas is generally less effective than in urban agglomerations. Large numbers of people work in the informal sector; this includes landless people and seasonal migrants in search of work. These groups usually have no access to formal social security systems at all (health and pensions insurance, social security). There is also a lack of rural social infrastructure. Health care institutions are usually far apart and difficult to reach, due to the lack of transport facilities. They are often poorly equipped and run by inadequately trained healthcare staff. Several studies have shown that poor people are more frequently ill and on average die younger than those with means. They are often unable to afford the cost of treatment, which means that they sink even deeper into poverty. Micro insurance can make a significant contribution if there is no access to comprehensive social security systems. Women have particular health-related rights and needs. The human right to sexual and reproductive health includes the right to family planning and safe pregnancy and birth (cf. Section 7 on women). Welthungerhilfe’s involvement in relation to social security for the rural population in developing countries: Supporting people in disaster-related emergency situations by the immediate, unconditional provision of food and materials and promoting reconstruction by cash-for-work or food-for-work measures. Promoting self-help-based insurance for the rural poor. Measures of this kind not only improve social security in the villages but also give communities more negotiating power vis-à-vis health care providers. Supporting people in claiming the social security payments to which they are entitled (e.g. National Rural Employment Guarantee Scheme in India). Supporting partners in the fight against corruption, particularly in the health care system, in order to improve the effectiveness of social systems. Education and health care are supported as an integral aspect of rural development projects. In addition, the rural population needs access to effective educational institutions. The infrastructure problems listed above in relation to the health care system also apply to education. Formalised structures for vocational training are practically nonexistent in rural areas; illiterate people are usually excluded from educational opportunities. There is little formal vocational training in agriculture. Local agricultural extension services are often understaffed and employees are badly paid. The demands made on schools and on non-school education have changed greatly in recent years. Rural households must be strengthened so that they can meet economic and social challenges (cf. Section 8 on civil society). Welthungerhilfe’s demands relating to social security for the rural population: Donor countries should make funding available for the development and maintenance of social security systems from the funds for development cooperation. Governments should take steps to allow free access to primary education and basic health-care for the whole population. Developing countries must fulfil their human rights obligations to ensure basic social security for their citizens. This includes state financed, preferably free primary education and basic health care. Developing countries must introduce laws and monitoring systems so that public institutions and private businesses can provide effective and efficient social security. Particularly vulnerable groups (e.g. people with handicaps, the old, orphans) not possessing property or working capability should be provided with special support. One effective measure to reduce the rural exodus is to make rural areas more attractive by introducing education and training opportunities (school systems and vocational training). 16/12 Position Paper: Rural Development Section 5 Micro financial services Inclusion of people in the regional economy Abstract The support for financial services can make a significant contribution to reducing poverty and to the sustainability of rural development – but only if they are adapted to local conditions. Functioning financial services are essential to allow the rural poor to take part in regional and national economic activities and to ensure that development processes are sustained. Experience so far has shown, however, that the availability of micro financial services is not automatically linked to economic development and poverty reduction. For this reason, micro financial services should be combined with supplementary social and economic measures. For micro financial institutions to function satisfactorily, governments must regulate the conditions in the financial markets in such a way that the micro financial services are attractive, without triggering negative social effects. A small loan can improve an individual’s life. The money can be used to develop an economic activity and so contribute to increased and diversified income. It can be used to survive a time of need – for example a natural disaster – and can reduce vulnerability to failed harvests and disease. In addition, integrating the rural poor into the money economy is a precondition for a sustainable development process. Micro financial activities help to increase productivity and to counter the risks of unstable weather conditions (cf. Section 2 on the economy). For micro credits, no appraisal of credit worthiness takes place and no collateral is required. The typical process usually takes the form of a savings and credit group whose members in turns take out a loan and stand surety for each other. This enables loans to be taken out by poor population groups who would normally have no access to capital. For a long time, microloans have been viewed as the key to combating poverty; however, an increasing number of studies are revealing the excesses and distortions in the fast-growing sector and advise caution. Microfinancing cannot remove poverty’s structural causes. Microfinance institutions Position Paper: Rural Development (MFIs) can only make a contribution to sustainable poverty reduction when embedded in comprehensive development processes. The spectrum of MFIs ranges from self-help groups and their associations through cooperatives to micro banks and agricultural development banks. In 2009, the 1,000 largest MFIs worldwide served 100 million loan customers and employed around 500,000 people. The total global volume of microloans has now reached around 45 billion euros. It is estimated that 90 investment funds are active in the market with a total volume of six billion euros. The World Bank anticipates growth to 15 billion euros in this field alone by 2015. It is not surprising that private players are entering the market. The potential gains are enormous. However the high interest rates which are due for micro credits must cover the high costs for supervision and should not be skimmed by global financial players, for example through investment funds. Micro credits are often targeted towards women because they are statistically more reliable than men in making repayments. They also are more likely to use the money for purposes which promote social development, so the economic benefit is not limited to themselves alone. The positive effects of micro credits on women’s’ self-confidence and social status can clearly be seen (cf. Section 7 on gender equality). On the other hand, it must be stated that a loan is not a social instrument and is only of benefit to people who can work and who have sufficient status in their neighbours’ eyes to be considered creditworthy. The old, the sick, children and the very poor are normally excluded from micro credits. To achieve development goals and combat poverty sustainably, micro financial services should be promoted in conjunction with supplementary support measures. These include: Investment advice and support for management qualifications Health support and preventive measures Education and literacy training Vocational training Nutrition counselling Section 5 Promoting micro financial activities in rural areas is important because commercial banks and insurance companies are not keen to provide services in thinly populated areas where logistical costs are high and turnover comparatively low. In many cases, microfinance is also used to bridge financial gaps which often occur with the purchase of agricultural materials (seed, equipment etc.) or the building of small-scale agricultural infrastructure (bridges, irrigation systems etc.). Micro insurances are a useful element of basic social security. Even poor people can use micro insurance as a protection against serious risks. Micro insurance is aimed at people of the informal sector who have no access to formal insurance systems or cannot afford high insurance premiums. For these people, micro insurances offer protection from economic shocks and crises such as illness, accidents or natural disasters (cf. Section 4 on social security). To spread the risks, there must be a sufficient number of participants and risk exposure must be spread as widely as possible. For example, health insurance cannot function if the only people who have insurance are those who are ill. Micro health insurance can be run effectively on a self-help basis with little external support. This makes sense particularly in places where the state has not created or does not support suitable structures. Inter-regional cooperation and collaboration with large insurance companies could help to even out the social balance. Welthungerhilfe’s involvement in relation to micro financial services in developing countries: Enabling training for our partners’ staff and the members of MFIs. This includes training courses and communicating experiences in relation to supporting self-help groups, providing fully planned training modules and exposure visits to model projects and successful organisations. Supporting the establishment of self-help structures on the basis of savings and other financial activities. Supporting the development of financial literacy of the target groups. This includes contract and management issues as well as advice on the use and repayment of loans. Arranging and promoting contact to funding organisations, MFIs and formal banks. Subsidising and counselling partners to supplement funding for productive and development-oriented application of loans. Offering assistance to partners searching for refunding sources for self-help groups and MFIs. Supporting innovations in the field of micro financial services. These include micro savings, credit cards, the use of non-cash financial transfers in programmes for food security or self-help based micro insurance approaches. Welthungerhilfe’s demands relating to micro financial services: Micro finance must not be misused as a new type of investment In addition to credits and insurance, new financial services are continually being set up as development tools. These include mobile bank services (branchless banking) that enable customers to manage their accounts using SMS messages, as well as savings models (e.g. for retirement provision or a housing loan), credit cards (to provide a flexible way of bridging periods of low income) and leasing options (for large agricultural investments). Welthungerhilfe sees a fundamental conflict of roles between the activities of a development-oriented NGO and an MFI. An NGO’s primary role is to offer advice and support, aiming to promote and strengthen its target groups. An MFI on the other hand must behave as a business, whose existence is determined by the market and by financial success. For this reason, Welthungerhilfe does not operate an MFI itself and usually does not take on credit guarantees. in the international financial market. The interest rates must be used mainly to cover running costs. Developing countries must shape their national financial structures so that they do not contribute to reinforcing economic inequalities. Micro financial services must be regulated in a poverty-oriented way. Developing countries must establish a financial structure to suit their needs, one that aims to supply liquidity in the real market and does not just accelerate speculation. 16/12 Position Paper: Rural Development Section 6 The human right to food Not just a guideline Abstract Access to sufficient, appropriate food is a human right. Governments of countries affected by hunger have the obligation to create the framework conditions to enable people to gain access to sufficient, nutritious and culturally appropriate food. Governments in the North have to evaluate the policy measures of all their departments with respect to possible exacerbation of hunger in other countries. Civil society in both North and South should utilise the right to food as an instrument for monitoring state actions, for demanding suitable strategies to combat hunger and for ensuring that they are implemented. Within the framework of international agreements, governments have the obligation to implement the right to appropriate food. It is part of binding international law and set down in Article 11 of the International Covenant on Economic, Social and Cultural Rights (social pact) of 1966. States have the obligation to respect, protect and guarantee the human right to food. In order to promote the implementation of the covenant, the “Voluntary Guidelines to Support the Progressive Realisation of the Right to Adequate Food in the context of national food security” were adopted by 187 states in the FAO Council in 2004. Access to sufficient and appropriate food can be achieved by producing one’s own food or by earning enough money to buy food. If this is not possible, social security measures and emergency aid such as cash payments or provision of food aid must take effect (cf. Section 4 on social security). In these cases, it must be ensured that the food distributed does not contain hazardous substances and that it is culturally acceptable. All states that have signed the Guidelines are directly bound to the obligations derived from international agreements on the right to food. This also has consequences for the work of international aid organisations, whether governmental or nongovernmental. Emergency aid and development support in this sense are more than just charity. On the contrary, industrialised Position Paper: Rural Development countries are obliged to support people in developing countries in claiming their rights. National and international development organisations must orient their work on the needs identified by the people themselves and on the strategies undertaken by governments in the affected countries to meet the requirements of the right to food (e.g. Poverty Reduction Strategy Papers). At the global level, the recommendations of the UN committee for economic, social and cultural rights with regard to the human right to food should be followed. A programme approach oriented toward the right to food is needsbased. In the context of rural development, this includes: Supporting locally adapted agricultural advisory services and research Supporting small-scale farming families and households headed by women in producing food for their own needs and for sale Implementing poverty-oriented land reforms Ensuring access to financial means and appropriate technologies Special support for disadvantaged social groups Setting up social security structures in rural areas. The experience of Welthungerhilfe and its partners shows that project work and political work on the right to food can supplement each other very effectively. Supporting sustainable agriculture and rural development (e.g. setting up small-scale farming producer groups and marketing groups or providing training in respect to sustainable cultivation and appropriate nutrition) have a direct effect on improving food security. Harmful framework conditions can be identified within the context of development programmes. Based on this, political lobbying can then focus on corrective measures to improve the situation. Governments must regulate land rights issues; they are responsible to create market transparency and set standards in food quality and safety. These are sovereign state issues which should not be handled by private actors. The right to food is an essential self-help tool. Poor and malnourished people gain a new self-awareness when they know Section 6 they have a right to food. They are transformed from recipients of charity into people with a say in their own future. In many countries affected by hunger, the state’s responsibility to ensure the right to food has been substantiated by governments or courts. Poor and marginalised people often do not know their rights or how and where they can claim them. Here, international development organisations and local partners can provide support. Even in countries where the right to food has not yet been given concrete forms and cannot be claimed, civil society can still hold the state to account. National and regional hunger indexes, for example, can direct attention to the extent and causes of hunger. Civil society reports on implementing the right to food can document weaknesses in state action and cases of discrimination in access to appropriate food. In such reports, NGOs can also frame strategies for meeting the challenges (cf. Section 8 on civil society). The right to food strengthens the position of individuals vis-àvis their governments. Civil society has to seek dialogue with the government in each case in order to lobby towards changes on the ground. In view of often difficult framework conditions local players know best the forms and intensity of possible political action. The scope of foreign organisations is very limited in this respect, although these organisations can act as agents for change in initiating processes for creating transparency and building awareness of problems. They can provide funding to initiate dialog and ensure follow-up. Another role of international organisations is to ensure that partners in the South are heard on the political level in the North. A responsible food policy which promotes the right to food of all people everywhere is required globally. Obligation Description Respect Examples of failure to comply The state must not in- State expropriation of land fringe on the right to without adequate compenfood sation to those affected, so that their livelihoods are not secured Protect The state must ensure An investor overuses wathat third parties (e.g. ter resources to the extent companies) do not in- that local agriculture is defringe on the human prived of water. The state right to food is aware of the situation but takes no action Guarantee The state must gradu- Particular social groups ally introduce measures are not benefiting from to ensure the right to state transfer payments food for all for securing people’s basic needs Welthungerhilfe’s involvement in relation to the right to food: Carrying out informative work on the right to food as a component in rural development programmes and projects. Supporting partner organisations which use the right to food as an instrument to evaluate their government’s activities and to demand responsible strategies to combat hunger. Carrying out civil society lobbying and awareness building in the North to raise consciousness and find consensus that private consumption, economic strategies and policy design must not have negative impacts on the right to food in countries in the South. Welthungerhilfe’s demands in relation to promoting the global right to food: Donor countries should place the human right to food at the core of their development policy for rural areas and intensify consultancy and awareness-raising on the topics of land rights and sustainable land use. The governments of industrialised countries in particular must put an end to all policies which infringe upon or endanger the right to food for people in the South (e.g. agricultural export subsidies or over-ambitious bio-energy targets). International obligations on combating hunger must be fulfilled (e.g. implementation of the Millennium Declaration). Developing countries must give highest priority to combating hunger. Developing countries must implement the “Voluntary Guidelines to Support the Progressive Realisation of the Right to Adequate Food in the framework of their national food strategies”. 16/12 Position Paper: Rural Development Section 7 Gender justice Equality for women as a driver for development Abstract Gender equality is a human right. Women are disadvantaged in almost all societies and suffer discrimination in many places. They perform the larger proportion of unpaid work, particularly in rural areas. They often bear alone the burdens of running households, taking care of and bringing up children as well as caring for the old and sick. In Asia and Africa it is estimated that half of all food is produced by women; in Latin America the figure is about 20 percent. This makes it particularly important to strengthen the position of women in countries affected by hunger. Investments in women’s education and health are of great significance in the battle against poverty. Development efforts can only be successful when all actors (men and women) build on the active participation of women – who usually form the most active population in small-scale agriculture. Apart from recognising the value of their work, securing their economical inclusion and ensuring that they are receiving fair benefit from the fruits of their work, it is also important to effectively reinforce women’s rights to social and political participation. Gender justice is essential to achieving sustainable rural development. For all the diversity of women’s situations in developing countries, they have one thing in common: Their contribution to the production and processing of local basic foods is always decisive. Agriculture is becoming “feminised”, particularly in regions where it provides only marginal income opportunities. It is almost always women who care for particularly vulnerable groups such as children, old people, the sick or disabled; they also do almost all housework. At the same time, women are disproportionately affected by poverty and hunger. The number of women living below the poverty line has increased by half since the 1970s, while the number of men affected has risen by 30 percent. If the status of men and women were brought into line, the number of malnourished children in South Asia would decrease by 13.4 million and in Africa by 1.7 million. Position Paper: Rural Development In regions where women have a better position (education, access to resources, income, political representation, legal status), they are better fed and can provide better for their families. However, it is not enough to focus on the welfare of women and their families. Women’s human rights overall must be put into practice. Only then will women be able to participate in political decision-making processes, articulate their own interests, earn money and be self-sufficient. To achieve this, the power balance between men and women must be resolutely shifted in favour of women. The empowerment of women has long been a goal of development cooperation. Gender mainstreaming is currently the most popular instrument. Using this tool, development programmes and projects are monitored and assessed in relation to their effectiveness in promoting gender equality. This also applies in cases where at first glance the decisions to be taken have nothing to do with gender issues. To give two examples: Would those involved in a project prefer food or cash in return for their work? Men usually go for the cash. Which crops should be cultivated? Men usually prefer crops that can be exported. Gender justice and equal opportunities must be part of all rural development programmes. In many societies, this entails changing patterns in the division of labour. In most developing countries, men are engaged in the cash economy while women are responsible for the production of food and the household tasks. Women need opportunities to take up formal and informal work outside the home. It is important in this context that they do not end up in marginalised sectors but are given real opportunities in the market. For fair competitiveness, support especially in relation to their education and access to resources is needed (cf. Sections 2 on the economy, 8 on civil society and 9 on access to land). Awareness raising and capacity development are also required to encourage women to make their voices heard on an equal basis on all political and social issues. Educational opportunities are just as vital in this context as in relation to strengthening women’s’ economic position. Section 7 In principle, the same options and freedom of action that men expect must also be available to women. Men must learn to share power and responsibility, this includes taking on tasks which have previously been carried out by women. If this does not occur, the economic inclusion of women will simply result in an additional work burden. In general terms, men’s behaviour has a great influence on the achievement of gender justice. This can be seen directly in regard to the welfare of women and girls. Domestic violence decreases when the position of women is strengthened. Less obviously, the general prosperity of the household (including that of the men in it) increases when women have a relatively strong position. This also applies in cases where the man migrates to the city in order to improve the family income. Welthungerhilfe’s involvement in relation to empowering women: Gender justice is a crosscutting issue, i.e. in all Welthungerhilfe supported projects and programmes the effects on the situation of women and gender justice issues will be taken into consideration. This applies wherever possible, from situation analysis and project planning through implementation to monitoring and evaluation. Strengthening women’s role as (agricultural) producers. Enabling women to participate in political and social decisionmaking processes and to speak up for their own interests. Supporting women’s networks and countering discrimination against women. Taking into account women’s particular needs e.g. in relation Women’s rights also include their sexual self-determination and reproductive health. One third of all illnesses affecting women of childbearing age are due to problems of sexual and reproductive health. To tackle this situation, women-oriented health care is required and pregnancy and birth must be made safer (cf. Section 4 on social security). It is equally important to ensure that women have a genuine right to self-determination so that they also have a say in family planning. Of course this also requires access to modern contraceptive methods and the necessary information. to their budgeting of time, cultural factors (e.g. in relation to travelling) or the necessity of childcare. This explicitly includes planning and provision of necessary materials and funding. Applying principles of gender equality to staff appointment to positions in projects and programmes (e.g. women as trainers). Ensuring that activities in project work do not simply result in additional work for women. The aim is to make women’s working days easier. Welcoming the improvement of gender equality through the application of quotas. Welthungerhilfe’s demands in relation to gender equality and equality for women: Targeting support for women in countries affected by hunger. Giving priority to investment in women’s education and health in the context of combating poverty. Strengthening women’s political and social participation as well as their economic integration. Working to decisively reduce gender-based differences of access to education, health, markets, land, economic and natural resources and political bodies. Developing countries must ensure that there are no laws on the books that are discriminatory against women. This is particularly important in relation to marital and family law, the law of inheritance and the right to own or use land and capital. 16/12 Position Paper: Rural Development Section 8 Civil society A key pillar of sustainability Abstract No development is possible until people are able to organise themselves; this is an essential foundation for selfdetermination and self-reliance. Civil society organisations enable people to articulate their needs, pursue common goals and so contribute to the shaping of political, social, cultural and economic life. In rural areas the focus is usually on providing social services, establishing institutional and physical infrastructure and dealing with issues concerning the use of natural resources and food security. A strong civil society which participates in political processes and is actively involved in shaping development is essential for progress. Citizens’ involvement is a significant factor in establishing fair economic and social development, fighting corruption and progressing towards gender equality, sustainability, democracy and the rule of law. For all the above reasons, it is important to promote civil society organisations by strengthening self-help capacities and support civil society’s ability to take part in political dialogue. This applies also in emergency aid situations and in fragile states. At the same time, the international community must increase political pressure on countries that suppress the creation of an active civil society. Respect for and exercising of human rights play a key role in this regard. Village councils, water committees, trade unions, farmers‘ organisations, cooperatives, village women’s meetings, NGOs and religious communities are all civil society institutions securing civic participation in social, economic, cultural and political life. When people organise themselves, they identify and articulate their problems strongly and find better, more thoughtful solutions. They can formulate their interests more precisely and put them forward more emphatically; they can strengthen their own and others’ awareness of their rights as well as take hold of and defend their rights more effectively (cf. Section 6 on the right to food). Position Paper: Rural Development Civil society’s self-organisation is important for self-confident participation in political discourse. It expands the understanding of democratic roles and processes. Civil society involvement opens up new opportunities for discussions and negotiations with state and international institutions. Civil society must become involved at local, regional, national and international levels to shape sustainable development. In the context of a rightsbased approach, social security issues as well as institutional and physical infrastructure are of particular importance, along with all issues concerning natural resources and food security (cf. Sections 9 on land, 10 on water and 11 on agro biodiversity). However, it is not easy for people in remote rural areas to organise themselves on the regional or national level. In this context, strengthening community-based organisations (CBOs) is of particular importance. A vital step is to involve public authorities and government bodies in the effort to improve living conditions sustainably so that the establishment of social structures parallel to those of the government are avoided; civil society organisations neither can nor should take on the state’s responsibilities. However, depending on how legitimate and effective the national government is, civil society organisations do take on important tasks which may temporarily include services provided by the state. This is particularly the case in fragile states (cf. Section 4 on social security). In any case, state bodies must become accustomed to working with civil society organisations, because the latter will gain in self-confidence in their watchdog function, demanding transparency, accountability and the ensuring of their rights. Conversely, an effective civil society is an essential precondition for creating ownership (and hence sustainability) in respect to the achieved social progress. Civil society involvement is a significant factor for economic and social development, for fighting corruption and for progress towards gender equality, sustainability, democracy and the rule of law (cf. Section 7 on gender equality). In order to shape development in their interest, people, organisations and societies must have sufficient capacity. Development of this capacity takes place on political, social, institutional Section 8 and individual levels. Spreading of information and awarenessraising should be included in school education and vocational training as well as in training programmes of staff in NGOs and state institutions. Comprehensive processes are necessary to implement capacity development successfully. NGOs must be strengthened in their competencies in recognising and describing problems, planning and administration for monitoring progress. In order to work effectively, they must be familiar with the legal issues and able to recognise und utilise options. The ability to think and act in economic categories is also important for promoting rural development. Social skills such as effective communication and conflict management are also required. Welthungerhilfe’s involvement in relation to strengthening civil society: Supporting self-organisation and management skills as well as technical infrastructure of local NGOs and self-help groups. Promoting dialogue and mutual learning. Supporting cooperatives, trade unions, NGOs and local selfhelp structures as part of (self-reliant) civil society, identifying and strengthening their self-help potential. This also applies in emergency aid situations and in fragile states. Promoting communication skills between local NGOs and selfhelp groups as well as strengthening their capacity for dialogue and assertiveness in claiming their rights. A lively civil society requires networking of individual organisations. This enables the different groups to learn from each other and to enter into powerful dialogue with relevant actors (e.g. public authorities, scientific institutions, politicians or companies). When organisations work together it increases their impact (critical mass). Networks are helpful in developing strategies for rural development and solutions to conflicts. They also provide platforms for organized advocacy. Supporting programmes and projects for policy monitoring, lobbying and advocacy work. Supporting activities for the mobilisation of resources and fundraising. Supporting the networking of NGOs at local, regional, national and international levels to share experiences and to strengthen their capacity for influencing politics. At the same time, the involvement of NGOs from the South will be facilitated in respect to international debates on development policy in the North. Collaboration with partners in the South on equal terms is often the result of a long process of cooperation. However, partnerships with civil society organisations in the South are both the foundation and the goal of supporting self-help oriented development processes. Dialogue, solidarity, respect and mutual learning are the basis of capacity development. Cooperation based on mutual respect helps to identify the needs of the people on the ground, to ensure their rights and to encourage democratic behaviour. In fragile states where the rule of law is not prevalent, trust in civil society organisations and their ways of working is particularly important. In this context, attention must be given to preventing violence. In both fragile and authoritarian states, the influence of civil society structures is very limited. Although civil society is exceptionally important in these two situations, it is usually underdeveloped and often harassed by powerful elites. Welthungerhilfe’s demands in relation to successful civil society involvement in rural development: Donor countries must make sufficient funding available for sustainable, planned, effective support for NGOs which is not subject to any political or economic conditionality. Donor countries should take into account the concerns of organised civil society groups; this will make ownership of development possible. Developing countries must establish legal regulations which enable NGOs to pursue their justified concerns without disproportionate legal or formal obstacles. 16/12 Position Paper: Rural Development Section 9 Land Fundamental to survival and a resource for rural development Abstract Land is used in many different ways: for forestry, agriculture and grazing as well as for settlements and infrastructure. It comprises important natural habitats and mineral resources. The pressure on land has increased enormously, leading to conflicts of interest. In order to avoid conflicts and settle them peaceably, it is essential that participative, future-oriented land use planning be established under the authority of the state. In this process, land rights – including traditional rights – must be taken into account. On the basis of proper planning, targets for different forms of land use can be formulated. In the context of rural development, agriculture is the main issue. People’s sustainable food security and right to food must have priority. At the same time, soil fertility must be maintained or improved, natural reserves must be protected and the sealing of fertile land minimised. Investments in land and land use policy must be in harmony with the right to food. People must be supported in dealing with land ownership issues and the management of conflicts over land. At the political level, commitment to the creation and implementation of internationally accepted guidelines is a significant factor in supporting poverty-oriented access to land and other natural resources. Land has more than one essential function for rural development. The primary function is the economic dimension, which includes the production of food, feed and industrial or energy crops, as well as forestry products. However, the way in which these crops are grown is relevant. A wide range of socio-economic factors results in very diverse farming systems, with different effects on land. Wrong cultivation practices can result in loss of agricultural land; investment in irrigation or drainage systems, terracing and erosion protection can improve land, making it more productive. The most important target is to maintain soil fertility (cf. Section 1 on agriculture). Position Paper: Rural Development Important socio-economic functions of land relate to property rights and land-use rights. These are building assets and constitute a certain level of social security. In many cases, land use rights – particularly traditional rights – are not sufficiently recorded, registered and certified, or they contradict modern land rights. Secure, poverty-oriented access to land is, however, an essential factor in food security and in realising the right to food. In this context, customary law must also be taken into account. Women are often particularly disadvantaged in their access to land (cf. Section 7 on gender equality). Land use rights of indigenous communities are often undocumented or insufficiently documented. However, distribution of property titles is not always an adequate solution to providing poverty-oriented access to land; during the title-giving process marginalised population groups are often disadvantaged. Hunter-gatherer societies or pastoralists do not require titles to land, but recognition of their user rights. Unused arable land is virtually nonexistent today, and continuing to turn forest areas into arable land is often considered an unacceptable alternative. The rising demand for agricultural land is causing an increase in conflicts over an increasingly valuable resource. On the one hand, division and fragmentation of arable land is observed, mainly due to population growth and unfavourable inheritance rules (equal division of land among inheritors). At the same time, marginal land and land which cannot be mechanically cultivated is losing value. On the other hand, there is a trend towards concentration of property in the hands of a few financially solvent investors who buy large fertile areas or lease them long-term. Such investors often benefit from the fact that property and user rights are often insufficiently clear in the target country or that public authorities and local elites allocate areas arbitrarily. This often leads to so-called land grabbing. In some cases, problems arise from the incompatibility between modern and traditional land use policy. Corruption is frequently massive in relation to land allocation. Considering the increasing potential for conflict, it is necessary to give food security for the local population priority over secondary interests such as maximising profits or earning foreign currency. Section 9 Pressure on the resource land is also increasing from growth of the national economy. Cities are growing rapidly all over the world, hence there is a need to balance the interests of urban and rural populations. Efforts should be made to ensure that the loss of agricultural land is avoided as far as possible. This also applies to constructing infrastructure, in particular large dams or industrial parks. Welthungerhilfe’s involvement in relation to access to land: In social and cultural terms, land also unites a range of functions: land rights and land use often reflect the development stage and the power structure of a rural society. It reflects the relative status of the various groups. Poverty-oriented, participative and socially balanced land use planning is a precondition for the peaceful coexistence of people and their various forms of land use. Only if all those involved are able to participate in the process can conflicts be identified and worked on in advance. Special attention must be paid to the food security of particularly vulnerable and marginalised groups. Supporting efforts to avoid and to solve land (use) conflicts. Focusing project support on maintaining soil fertility and sustainable use of soils – in particular by supporting measures to protect natural resources and promote the sustainable use of soils. Supporting environmentally friendly methods of reclamation and melioration of unused land. Promoting legal advice and raising awareness; in particular, promoting women’s rights and access to land. Help rural poor affected by land ownership conflicts to secure land rights, and if necessary, improve their access to land. Supporting programmes to ensure the livelihoods of people living in and on the fringes (buffer zones) of nature reserves. Supporting the political work of our partners in the South on land rights issues and supporting victims of land grabbing. Welthungerhilfe’s demands in relation to access to land: Finally, land fulfils basic environmental services. Natural reserves are habitats for a diversity of biological life. It is important to maintain the soil’s natural functions – primarily protecting biodiversity and storing nutrients and water, thus preserving soil fertility (cf. Section 10 on water). There is also a range of functional links between soils and the climate, which should be taken into account in land use planning. Intact soils can store CO2 whereas degraded land has lost this function (cf. Section 14 on climate change). For all these reasons it is essential to use natural resource land in an economically, socially, culturally and ecologically sustainable way. Developing countries need poverty-oriented participative land use planning in order to balance the diverse user interests and to prevent possible conflicts. Governments must enforce national regulations on land rights based on the “Voluntary Guidelines on the Responsible Governance of Tenure of Land, Fisheries and Forests”. Governments of developing countries – with the support of international donors – should establish land registers and ensure transparency and reliability in granting land ownership. Land investments and land use planning should be undertaken in such a way that they have sustainable positive effects on rural development and poverty reduction and are compatible with the right to food. Maintenance of soil fertility should be given priority over shortterm business interests. Land reform should ensure that poorer sections of the population and in particular women are granted more equitable access to land and that the special situations of indigenous communities are taken into account. Developing countries must set up and implement laws and guidelines for promoting poverty-oriented access to land. 16/12 Position Paper: Rural Development Section 10 Access to water Making it equitable and efficient Abstract Water is life. Access to water is a human right. Yet around 900 million people worldwide have to survive without clean drinking water and 2.6 billion do not have even the most basic sanitary facilities. Each year, 1.9 million people die of diarrhoeal diseases as a consequence of drinking polluted water. The right to water security aims to counter this situation: it states that every person should have guaranteed access to adequate quantities of clean water at all times. This limits the use of water as a commodity for profit. By far the largest amount of water worldwide is used for the irrigation of agricultural crops. Of those who have to survive without clean drinking water and sanitary facilities, 80 percent live in rural areas in developing or emerging countries. Rural development policy must concentrate on both supplying water to the population and providing sufficient water for agricultural requirements. Hence an integrated management approach to water use is essential. In order to ensure this, all sections of the society must have a voice in planning investments in infrastructure for water supply and for waste water disposal as well as in respect to the management of the necessary related services at the local level. can lead to wasteful use in irrigation, for example. It is important to consider water supply together with basic sanitary and hygiene requirements (integrating water, sanitation and hygiene in the WaSH concept). Only then will the development targets with respect to health care be attainable. This entails setting up and operating toilet facilities and appropriate hygiene measures. Service structures must be established to ensure the management and operation of water and wastewater infrastructures (wells, pumps, reservoirs, dams, sewage systems etc.). This includes local self-help structures as well as private and public service providers. Water supply management should be inclusive, i.e. complying with social criteria (social water management) so that the poor also have an adequate water supply (cf. Section 8 on civil society). Sixty-nine percent of fresh water is used to irrigate about 17 percent of global agricultural land – and in countries where water is scarce, the rate can be up to 90 percent. These areas produce 40 percent of the world’s total harvest. As the demand for agricultural products rises, fertile areas with an assured water supply (rainfall or irrigation) will become increasingly important. One of the main reasons for large-scale purchases of land in Africa is the availability of water there (cf. Section 9 on land). Extreme weather events due to climate change due to climate change will lead to increasing difficulties in securing access to water for agricultural production (cf. Section 14 on climate change). Water is subject to diverse demands: it is used for drinking, hygiene, food production and various commercial and industrial purposes, e.g. as a coolant, an auxiliary material or for energy storage. Waterways are often used for transport and to provide energy. Four fifths of the people who have no access to clean water and sanitary facilities live in rural areas in developing countries. The fact that a considerable amount of water is wasted must also be taken into account. In industrialised countries, around 25 percent of water is lost in the distribution system. The losses in developing countries can be up to 50 percent. Irrigation of crops is also often very wasteful. On only 11 to 16 percent of the irrigated land worldwide, efficient systems (sprinklers, microirrigation or drip irrigation systems) are used. Water supplies should aim at ensuring the right to water security: Everybody should have ensured access to adequate quantities of clean water (WHO standard) at all times. Water should be affordable and delivery should be reliable. Proper pricing should be designed to promote efficient water use. Free access to water Investment in irrigated agriculture, water retention and storage (cisterns, retention ponds, dams, water harvesting techniques) should be implemented in a socially balanced way and should be planned and managed in a participatory manner. The structures and systems should be operated preferably by the users or user Position Paper: Rural Development Section 10 groups and special training should be an integral part of the investments. This is particularly important because incorrectly operated irrigation systems can result in permanent, irreversible soil degradation, and agriculture can also cause water pollution. Site-specific agriculture can make an important contribution to water protection: Soil improvement measures increase the soil’s water storage capacity and control erosion. Suitable vegetation cover slows down water run-off, hence it contributes to erosion prevention and renewal of groundwater. Additional efforts are needed to improve efficiency in rain-fed agriculture – site-specific agriculture takes this into account (cf. Section 1 on agriculture). Welthungerhilfe’s involvement in promoting equitable and efficient access to water in developing countries: Supporting integrated water and watershed management. The establishment or rehabilitation of irrigation systems are supported, however, projects to increase the efficiency of rainfed agriculture are more important and are especially focused on. Promoting the rational and appropriate use of water in agriculture (avoiding waste and salinization). Promoting water retention and water storage systems (e.g. retention ponds, dykes, water harvesting) and small hydroelectric power stations. Supporting the construction and rehabilitation of water sup- In water scarce areas disputes about its use often lead to conflicts which may turn violent. Disputes of this kind could arise on the basis of ethnic origin; they also occur between states (e.g. countries bordering the Nile). On the other hand, treaties and agreements on joint water use may lead to better neighbourly relations (Manu River Union). ply and wastewater disposal systems. The target group’s basic sanitary requirements and hygiene measures will be equally taken into account. At the planning stage water projects take into account local conditions and the expected demand (drinking water, water for other uses, agricultural usage). Supporting conflict mediation in respect to water rights dis- Finally, water can also be a source of risk to people, particularly in the form of flooding. Extreme weather events can cause considerable problems and damage (e.g. mudslides, droughts). However, the greatest health risk is caused by pollution of drinking water. The WHO estimates that 1.9 million deaths each year are due to water-related illnesses, mainly diarrhoeal diseases – typhus, cholera, dysentery and diarrhoea caused by coliform bacteria. putes. Welthungerhilfe’s demands in relation to the equitable and sustainable access to water in developing countries: All those involved in development cooperation should link water management and food security. National and international donors should be more willing to plan and implement water projects, not only in the context of emergency and rehabilitation aid. The international community needs agreements which ensure the peaceful use of joint water resources (above all surface water, but also including groundwater sources). Developing countries should integrate programmes for drinking water treatment and storage into drinking water schemes. Developing countries need legal regulations which ensure equitable access to water and for preventing conflicts. At the same time, socially acceptable price policies should ensure that water is used efficiently. Developing countries should protect their water catchment areas and water sources from pollution and over-use (e.g. by setting up water pollution control areas). Regulations can be made more workable by appropriate land use planning and decentralised water management. 16/12 Position Paper: Rural Development Section 11 biodiversity and agro biodiversity Protecting, utilising and preserving Abstract Biodiversity and agro biodiversity are of fundamental importance to sustainable food security. The multitudes of life in fields, meadows, forests, rivers and lakes, on the coasts and in the oceans are essential to human survival, whether directly utilised or not. Biodiversity and agro biodiversity are the basis of the ecosystem services which nature provides. The wide range of natural income sources, the contribution of ecosystems to the purification of air and water and the reservoir of medical substances are all examples of these services. The destruction of natural habitats and the related loss of species of plants, animals and microorganisms is a cause for great concern. The variety of human food is reduced to a few species of plants and animals and the loss of diversity within the different species of crops and domestic animals limits our possibilities of reacting to food security challenges. The preservation of the diversity of species and varieties must be integral to development policy agendas. Participative breeding and development of seeds which are appropriate for (small-scale) farmers play an important part in this task. The farmers’ rights (to reproduce his/her own seeds from patented varieties), the breeder’s right and the freedom of research (to use a patented variety to breed a new variety) must be reflected in the national seed laws in developing countries and in the relevant international agreements. The production of food crops in developing countries rose between 1961 and 2001 from 800 million tonnes to 2.2 billion tonnes (FAO 2011). The green revolution in the 1960s, which brought the development of high-yielding crop varieties, investment in irrigation, increased use of agrochemicals and the promotion of mechanisation, made a significant contribution to this increase. However, these achievements came at a high price. Intensive agriculture has resulted in the degradation of Position Paper: Rural Development fertile areas in many places as well as overuse of ground water, increasing pest infestations, pollution of air, water and soil and not least to a reduction in (agro) biodiversity. Only two crop species (rice, wheat) provide 50 percent of human nutrition requirements worldwide. At the same time the genetic variety within each species is continually declining. The genetic variety of species and varieties is particularly important in regions with a wide range of weather events. A large agricultural gene pool is vital in order to be able to adapt to the increasing environmental changes (e.g. more rainy seasons, irregular rainy seasons, periods of droughts and extreme precipitation or infestations of pests and disease). The diversity of species and varieties cultivated and robust domestic animals reduce the risk of losing an entire food base in bad years. Preserving agro biodiversity – including related knowledge on cultivation needs of species – is part of risk prevention and constitutes a decisive element in food security (cf. Section 14 on climate change). Commercial breeders concentrate their efforts on a few crop species and on a few high yielding genotypes within that spectrum. To use its potentials fully, these breeds need standardised cultivation conditions and the plants must receive optimum care, particularly in relation to water, fertiliser and pesticides. Additionally, economic constraints require the cultivation of large areas. This results in the expansion of an inappropriate type of industrialised agriculture which contributes to the impoverishment of the natural environment. Linking commercial crop breeding to the (ex-situ) preservation of genetic resources through a state-financed gene bank is not an adequate solution for farmers in developing countries. Required is in-situ preservation and ongoing breeding of crops to enable continuous, location specific adaptation to changing environmental conditions. This refers not only to the main food crops but to traditional local crop species, medicinal plants and domestic animal breeds as well. More than a billion small-scale farmers, fishermen and livestock owners can make a significant contribution to the conservation of biodiversity. They have already done this in two ways. On the Section 11 one hand, they have created a huge pool of genetic diversity over a period of 12,000 years which is an essential source for breeding new crops and animals. On the other hand they have decisively shaped their local environments and enriched the natural environment through a multitude of farming systems (e.g. various agricultural systems and crop sequences, terracing, selective use, cultivation of marginal lands, wetlands and forests). So it seems obvious that those rural communities which actually use the genetic diversity of crops and locations should be the ones in charge of safeguarding, caring for and developing it in the future. Traditionally, women play an important part in the breeding of seed, maintenance of seed variety and experimentation with new varieties. Participative plant breeding, i.e. the direct cooperation of breeders and farmers, explicitly focuses on keeping a wide gene pool of seeds or seed mixtures used for cultivation. The cooperation of farmers with international research institutions and private seed companies would ensure sustainable access to adapted, high-quality seeds while the breeding results would remain in the farmers’ hands and the necessary knowledge could be preserved and developed. Experience has shown that farmers often have extensive knowledge of ways to reduce cultivation risks efficiently (selection of species, varieties and cultivation methods). For this reason, farmers’ rights to breed and cultivate their own seeds must be ensured, as well as free access for scientists to patented seed varieties for research. Welthungerhilfe’s involvement in preserving biodiversity: Supporting projects for the sustainable management of areas on the periphery of wildlife parks and nature reserves. This includes measures to reduce poaching and illegal land use within the natural reserves. The aim is to create alternative income sources (e.g. tourism) to increase the local population’s acceptance of preserving biological resources. Supporting awareness-raising in relation to the importance of biodiversity and conservation of natural resources. Supporting farmers’ organisations and social movements which are involved in safeguarding agro biodiversity (plants and animals). Promoting farming systems which are directed towards diversified production (e.g. local varieties, diverse livestock breeds and crop species, medicinal plants, perennial crops). Promoting farmers’ networks to exchange seeds and knowledge about breeding methods. Supporting seed banks and seed production for safeguarding agro biodiversity as well as breeding of local livestock races and crop species. Welthungerhilfe’s demands in relation to the preserving of biodiversity in developing countries: Preserving the diversity of species and varieties is a task for the whole of society. Nature reserves and public gene banks must be set up where necessary. In order to preserve agro biodiversity, freedom of research, the farmers’ rights and breeder’s right must be ensured: These Site-specific agriculture is usually environmentally friendly, but it must also provide social and economic security for well over one billion people. Yield losses resulting from public services to protect nature and safeguard biodiversity must therefore be compensated. Where this cannot be achieved through higher market prices for their produce, the costs for the protection of plants and animals must be borne by transfer payments from public funds. rights must be recognised in international agreements and in the laws in developing countries. The protection and increase of the diversity of species and varieties should be on the agenda of development policy. Farmers’ own breeding efforts play a significant role. The in-situ preservation of agro biodiversity must be recognised as breeders’ service. The development of farming skills such as livestock breeding, seed breeding, production, testing and marketing of seeds must be given greater prominence in projects. The partnership between farmers and breeders and exchange of knowledge between farmers in different countries to develop successful adaptation and preservation strategies should be promoted. Farmers must be compensated for their achievements in preserving biodiversity if this results in reduced yields. Plant species, medicinal plants and livestock breeds which have been neglected must be promoted to increase their economic value. 16/12 Position Paper: Rural Development Section 12 Green genetic engineering Sustainable usefulness not yet proved Abstract Pressure for increased efficiency in agriculture is rising as global food requirements increase and the demand for agrobased products is growing. Genetic engineering can make a significant contribution to increasing and stabilising agricultural yields. But can genetic modified of agricultural crops also play a central part in providing food security for the rural poor? Facing the insufficiency of scientific knowledge in relation to the opportunities and risks of this technology and based on project experience of its partners in developing countries Welthungerhilfe has come to the following conclusion: A sustainable increase in income for small-scale farmers in developing countries has so far hardly been proved; nor is there evidence of a significant contribution to reducing hunger. On the other hand, genetic engineering entails the risk of economic dependency and social exclusion. In addition, ecological diversity and sustainability are in danger due to uncontrolled transgenic releases, and health risks have not been sufficiently researched. In view of the lack of consensus regarding the evaluation of benefits and risks of genetic engineering for agriculture, Welthungerhilfe promotes existing technological options for efficient site-specific agriculture and will continue not to recommend the application of genetically modified seeds in its projects and programmes until a broad consensus has been reached that their positive social, economic and ecological usefulness outweighs the risks. The dissemination of genetically modified food and seeds is excluded from our aid deliveries as far as possible. The rising demand for agricultural goods is a real challenge for plant breeding. Scientists and politicians claim that genetic engineering will provide higher, more reliable yields despite shortages of fertile land and water. In the future, genetic engineering should make a decisive contribution to food security and to fulfilling the rising demand for agro-based resources. Plants have Position Paper: Rural Development already been genetically modified to enrich them with nutrients, to avoid nutrient deficiencies in people’s diets. From the perspective of development policy, agriculture must meet two main requirements: it must provide food for all and make a significant contribution to poverty reduction. This means that in addition to increased, reliable yields, additional basic demands are placed on new plant breeds (cf. Section 1 on agriculture): Seeds must be affordable to small-scale farmers with low purchasing power and they must lead to increased income. Seeds which cannot be reproduced by the farmers themselves create dependency on seed companies, a fact which needs to be taken into consideration; seeds must also be available in remote areas. Ecologically sustainable and socio-culturally adapted agricultural practices must not be adversely affected by squeezing out traditional cultivation methods. The coexistence of traditional and genetically modified plants must be ensured. Where both varieties are planted next to each other, it must be possible to distinguish between them. This also applies to separate processing of agricultural produce and food marketing. So far, the ecological and legal consequences of spontaneous out-breeding of genetically modified plants and mixing in food production are not fully clear. The risks for human health and for diversity of species must not be greater than for conventional breeds. So far, green genetic engineering has produced very few products which fulfil these requirements. Hardly any long-term research in relation to sustainable poverty reduction for small-scale farmers in developing countries has taken place. Breeding genetically modified seeds usually focuses on resistance to insects and herbicides, which is mainly of significance in industrialised agriculture. Welthungerhilfe’s target groups, however, produce primarily for their own requirements or local markets. They do this in diverse farming systems which are highly labour intensive, including diversified cultivation practises and a wide range Section 12 of species and varieties but using little capital. For this reason they cannot really benefit from the potentials of genetically modified varieties; income increases due to the use of genetically modified seeds are usually small; they may even be negative in the long run. The introduction of breeding protection and patents on plants has resulted in a rapid increase in private company breeding in recent decades. For centuries, the results of breeding were a public good which could be used by all farmers. Nowadays, farmers are increasingly losing control of their seeds. This particularly affects women farmers in their function as the main preservers of seeds. The traditions of production and storage of seed and free exchange between farmers is becoming increasingly restricted. Patents protect genetically modified seeds from being reproduced; through hybridisation of seeds and terminating genes even for farmers’ own use a reproduction is in most cases not possible. This creates a strong dependency on one or a few private seed producers (cf. Section 11 on agro biodiversity). This trend seems irreversible at present, because there is too little public research in genetic engineering to counter privately financed agricultural research. Guidelines for Welthungerhilfe’s involvement in rural areas in relation to green genetic engineering: Promoting agriculture which focuses on site-specific cultivation methods and improved inputs for market production. At present, no genetically engineered products will be used in our projects, nor will their use be supported until there is clear scientific evidence of an overall benefit for people and the environment from genetically modified plants and seeds. Welthungerhilfe will exclude genetically modified food and seeds when distributing relief supplies (e.g. through spot checks). Empowerment of local partner organisations in respect to sitespecific agriculture will be supported. This also includes transparent discussion on genetic engineering. Integrating experience and demands of local partners into the policy dialogue with industrialised countries (advocacy). Welthungerhilfe’s demands in relation to the role of green genetic engineering in rural development: Politicians, scientists and private industry must hold an open, transparent debate on genetic engineering which can be followed by producers and consumers alike. The debate on green genetic engineering lacks transparency. Reliable information about the state of research, potentials, risks and approval procedures is hard to find. The public debate is dominated by the conflicting interests of research, marketing and environmental protection. It often takes place in a heated ideological context. This is not a satisfactory basis on which consumers, farmers and policy-makers in developing countries can make free, qualified decisions for or against genetic engineering. It is almost impossible for the respective bodies in developing countries to assess the benefits as well as ecological and health-related effects of genetic engineering due to lack of reliable information, let alone access to a suitable techniques for testing of the products. Green genetic engineering is an expensive technology. Up to now, it has been designed for the requirements of agriculture in industrialised and emerging economies, with very few exceptions. In fact, most small-scale farmers could increase their yields and incomes more efficiently by using conventional farming practises and support structures. This would include improved local plant breeding, investment in infrastructure, water management, post-harvest protection, establishing sustainable production and marketing structures, and access to loans and increased value creation through processing and marketing (cf. Sections 2 on the economy and 5 on micro financial services). The safeguarding of biodiversity must be in the focus of plant breeding and cultivation. Risks (above all to health and environment) entailed in genetic engineering must be systematically determined through appropriate, neutral testing including longterm observations. More research into green genetic engineering should be carried out with public funds in developing countries (e.g. by national agricultural research institutes) involving farmers. Research into genetic engineering, however, should not lead to the neglect of other plant breeding methods. If both genetically modified and conventional plants are cultivated, it must be possible to distinguish clearly between them during cultivation and throughout the production and value chain process. 16/12 Position Paper: Rural Development Section 13 Energy The issue of the future Abstract A reliable energy supply is the basis of both economic and social development (e.g. for communications and health care). Even today, 1.6 billion people have no access to electricity supply. Rural development needs energy, although increasing energy consumption still entails increasing greenhouse gas emissions. The local use of renewable energy sources must therefore be the main option in overcoming energy shortages in the context of pro-poor green growth. It is the key for combining economic and social development with environmental protection goals. Nevertheless, the cultivation of energy crops for export has so far brought more harm than good to poor populations in the countries of the South. The cultivation of energy plants is only legitimate if it can be proved to have no adverse consequences on the human right to food. Around two billion people worldwide are dependent on firewood and charcoal as their main energy sources, above all in rural areas. Collecting and chopping wood can take several hours’ work per day in arid rural regions. In Africa alone, almost half a million people – mostly women and girls – die annually from health problems caused by open fires in insufficiently ventilated rooms. A dramatic overuse of wood resources is taking place (particularly in arid areas and near cities) leading to soil erosion and the loss of water reserves (cf. Section 9 on land and Section 10 on water). An initial step to improving the situation would be to use wood and charcoal more efficiently. This is an important step because introducing new, preferably renewable energy sources is a long-term process. Introducing fuel-efficient stoves and regulating charcoal burning are important interim stages on the way to developing sustainable energy supplies for rural areas. Information and training on saving energy are also important. In regions where heating is needed, building insulation contributes to a rational use of energy. Development requires energy – this also applies to rural areas. For economic growth, increasing energy consumption and rising greenhouse gas emissions are inevitable in developing countries Position Paper: Rural Development for the foreseeable future (cf. Section 14 on climate change). Appropriate energy solutions based on existing technologies can help to combat poverty and hunger. They contribute to improving social services, the use of energy in households becomes more effective and healthier, transport costs are reduced and access to modern information and communications technologies improves. Around 80 percent of household energy consumption in developing countries is used for cooking and lighting. Nevertheless it is important to expand modern, sustainable forms of local energy generation in rural areas to enable productive use. Agricultural production requires energy; post harvest activities, such as food processing, and the rural crafts also benefit from energy provision. In this way the feed-in or locally generated energy can be used to create value (cf. Section 2 on the economy). Decentralized energy solutions are particularly interesting for rural areas. There are still huge areas without inter-regional energy supply networks (electricity, gas) available for the foreseeable future. Local, sustainable energy generation must make use of all the available potentials (water, sun, biomass, geothermal sources etc.) and determine the most suitable form of energy generation or the best energy mix. In this context, it is necessary to be aware that all modern forms of energy generation are complex and require expertise and trained personnel to operate them effectively. At first sight, the idea of cultivating energy crops for agro-fuels in developing countries (as well) seemed appealing. Industrialised countries have a lively interest in the large-scale cultivation of energy crops in order to reduce their dependency on oil and to improve their CO2 emissions. However, the contribution of agro-fuels to reducing CO2 emissions is a controversial topic; change in land use – for example, deforestation of intact forests to cultivate energy crops – may result in a negative CO2 balance (cf. Section 14 on climate change). The rapid expansion of areas used for the large-scale cultivation of agro-fuel in the countries of the South is already causing con- Section 13 siderable damage. Firstly, this is due to the competition between the cultivation of energy plants and food crops. The issues of concern here are access to land and water, provision of labour and inputs such as fertiliser, pesticides and herbicides, but also state subsidy programmes, resources for research and finally capital. Secondly, the cultivation of fuel crops is dominated by industrialised agriculture. Small-scale farmers cannot compete and are driven out (cf. Sections 1 on agriculture, 9 on land and 10 on water). In this way, the cultivation of energy crops leads directly and indirectly to infringement of the human right to food. In addition, food prices are soaring – and the demand for energy crops is accelerating this trend. Using energy locally can provide considerable increases in income. Ideally, the necessary biomass is a by-product (after harvest) or it is produced in small-scale cultivation and is appropriate to local conditions. It should on no account endanger the people’s food security. The local population’s use (such as making electricity or running combustion engines on vegetable oil) must have priority over energy exports. This type of solution is possible in a decentralised set-up and can often be developed from existing technologies. Key technologies such as fuel distillation must be developed and simplified. Biogas installations are currently proving very successful. They are fairly complicated to construct but do not compete with food cultivation in terms of area and hardly in terms of water. They not only produce energy; they also help to compost vegetable waste and /or animal dung to make better quality fertiliser. In this way, this technology can contribute to improving agricultural productivity. Welthungerhilfe’s involvement in relation to energy poverty in developing countries: Promoting energy-saving measures such as energy-efficient ovens in households and commercial contexts. Supporting the introduction of modern forms of energy generation, preferably renewable energy using adapted technologies (photovoltaics, small hydroelectric power stations, wind energy, biogas). Promoting energy production by small-scale farmers if it is proved to increase the target groups' income, does not compete with the cultivation of food crops and is produced using sustainable cultivation methods. Welthungerhilfe’s demands in relation to energy poverty in developing countries: Industrial countries must not impede global food security through their energy targets (estimating the consequences of policies). Developing countries must also give priority to the right to food and, if necessary, reject demands for bio-energy and bio-fuels. Industrial countries must increase the technology transfer with developing countries. This includes training experts as well as research into and further development of locally adapted modern forms of energy generation and use. The energy requirements of rural areas should be taken into account in developing countries in their state energy supply concepts – including in large-scale projects. National standards and international agreements must ensure that the production of agro-fuels is socially, economically and ecologically justifiable. These should be mainly used locally and their cultivation must not infringe upon the human right to food. Importing agricultural produce from developing countries, in particular energy plants, should only be acceptable if the production can be shown to be sufficiently social and ecologically satisfactory. 16/12 Position Paper: Rural Development Section 14 Climate change A global threat to rural development in the South Abstract Through its emissions (mainly of carbon dioxide, nitrogen oxides and methane), humanity is triggering a greenhouse gas effect which is causing long-term global warming. Climate change is threatening development chances of the rural poor, although their direct contribution to the causes is very small. Climate change is becoming a growing threat to rural populations. Some consequences can already be foreseen, such as reduced agricultural productivity, increasing risks of extreme weather events and the spread of new diseases affecting people, livestock and crops. It is important therefore that developing countries take adaptive measures to retain agricultural production and increase the resilience particularly of the poorer sections of the population to climate change. International climate policy must shape climate mitigation and adaptation strategies in such a way that they contribute to reducing poverty and improve food security. Industrial nations, mainly responsible for global warming, should take on the obligation to bear most of the burden of reducing greenhouse gas emissions. The impacts of climate change on rural development and agriculture will differ from region to region. A temperature rise of just one or two degrees Celsius causes a measurable increase of seasonal droughts in tropical and subtropical areas. Fluctuations in rainfall and more frequent extreme weather events are direct challenges for those affected. In the long run, increasing dryness particularly in arid areas means that the land must be used differently and certain areas will no longer be suitable for agriculture at all. Because most developing countries are located in tropical and subtropical regions, they are disproportionately affected by global climate change. In Africa, and in the high mountainous regions of Asia and South America, a considerable decline in agricultural yields is anticipated. In this context the issue of land use rights gains a new significance (cf. Section 9 on land). The availability of water will be less in many locations, particularly in developing countries. It can already be foreseen that in Position Paper: Rural Development the near future, many more people will suffer water shortages and agricultural yields will decline. This gives even more importance to water-saving and water storage technologies such as terracing, rainwater harvesting, adapted irrigation systems and the regeneration of degraded areas. (Small-scale) farmers require special support in carrying out adaptations of this kind, because it is more difficult for them to raise capital compared to farmers in industrialised agriculture. Low incomes and limited investment potential lead to more severe climate change impacts on small-scale farmers than on large agricultural producers, who can survive a failed harvest much better. Natural disasters hit the poorest people hardest because they are lacking resources to prevent disasters or to compensate for the losses. The number of extreme weather events is set to increase, so investments are required in early warning systems, improved and decentralised disaster prevention and comprehensive risk management. These systems must be established at the national level, to set up strategic food reserves, to expand and secure rural infrastructure, to adapt land, settlement and land-use planning and to construct technologically appropriate buildings. Provision of micro-insurances, particularly for crop failures, is also part of comprehensive risk management strategies (cf. Section 5 on microfinance). The consequences of global warming for the spread of livestock and plant diseases have hardly been researched so far. For example, the tsetse fly as the carrier of sleeping sickness is a growing threat to domestic animals. The pathogens causing hoof and mouth disease also react to changes in temperature. In the context of plant diseases, the spread of pests into previously cooler regions is to be anticipated. Diversified income structures reduce the risks caused by climate change. For this reason it is important to improve infrastructure, transport facilities, market access and energy supply. These factors improve the rural population’s resilience (cf. Section 2 on the economy and Section 13 on energy). Climate change will lead to changes and a considerable reduction in biodiversity and also increases the probability of losing crop varieties or even Section 14 whole species of crops and cultivated plants (cf. Section 11 on agro biodiversity), so it is important to extend seed preservation Welthungerhilfe’s involvement in relation to climate change: and environmental protection activities (particularly of forests and coastal biotopes) in a socially acceptable way. programmes. A key strategy is to include climate proofing at Certain diseases will spread due to climate change; for example, malaria-carrying mosquitoes may move into new regions or the incidence of cholera may increase if availability and quality of drinking water declines. Extending the health care systems and educational opportunities in rural areas are therefore also part of the needed adaptation to climate change. Curricula must be extended to include climate-relevant material as a matter of urgency. In many developing countries, further decentralisation seems to be advisable because this favours decision-making at the local level. The self-help capacity of rural populations contributes to their capacity to deal with the impacts of climate change (cf. Section 4 on social security, Section 7 on gender equality and Section 8 on civil society). Agriculture makes a considerable contribution to greenhouse gas emissions worldwide. However, food security in developing countries must have priority over the reduction of emissions. Adaptation measures to climate change should be supported for social, technological and economic reasons. Site-specific agriculture can reduce emissions to a minimum in the context of climate smart agriculture (cf. Section 1 on agriculture). Climate change is a crosscutting challenge for development an early stage of project planning. Promoting climate adaptation measures in relation to agricultural techniques and practices, the rehabilitation of degraded areas and multiple resource protection measures. Supporting local measures to improve the resilience to climate change of particularly vulnerable people in rural areas. Supporting disaster risk reduction and disaster prevention, including local information and knowledge management (such as drawing up risk analyses and preparing prevention plans), setting up local early warning systems, establishing rescue teams and construction of protective buildings. Promoting the participation of civil society organisations in national programmes for climate protection. Welthungerhilfe’s demands in relation to climate change: The international target of restricting global warming to less than two degrees Celsius must be binding. Industrialised countries must focus their climate-related support for developing countries more towards adaptation. Emissions reduction must take place mainly in industrialised countries. Industrialised countries should use an additional 0.3 percent of the total GNP for climate protection. This money should be The mitigation of climate change is primarily the task of industrialised countries, which have caused the lion’s share of the emissions. This is a matter of fair burden sharing. There are only very limited opportunities for reducing greenhouse gas emissions in developing countries, which need scope for their own development. For technical and financial reasons, developing countries are dependent on technological support. It is expected that industrialised countries develop technologies for their own energy-efficient development and make them available globally (cf. Section 13 on energy). made available to developing countries for supporting adaptation to climate change. Disaster risk reduction should be understood as an integrated principle of rural development. 16/12 Position Paper: Rural Development Welthungerhilfe publications On rural development Rural development, agriculture, nutrition Global Hunger Index 2009: The Challenge of Hunger: Focus on Concept Paper Food Security. Guidelines for the Promotion and Execution of Food Security Projects by Deutsche Welthungerhilfe. Deutsche Welthungerhilfe e. V. (2004), Bonn. Concept Paper Rural Development. Guidelines for Supporting Rural Development Projects. Deutsche Welthungerhilfe e. V. (2000), Bonn The struggle against hunger is determined in rural areas. Policy Paper Nr. 2 (2008), Deutsche Welthungerhilfe e. V., Bonn. Krawinkel, M., Mahr, J. (2004): Grüne Gentechnik – Chancen für die Ernährungssicherung und Risiken. Study commissioned by the Deutsche Welthungerhilfe e. V., Bonn. Weingärtner, L., Trentmann, C. (2011): Handbuch Welternährung. Issued by Deutsche Welthungerhilfe e. V. Campus Verlag, Frankfurt a. M. Hunger. Ausmaß, Verbreitung, Ursachen, Auswege. Deutsche Welthungerhilfe e. V. (2005), Bonn. Financial Crisis and Gender Inequality. Issued by Deutsche Welthungerhilfe e. V., International Food Policy Research Institute, Concern Worldwide, Bonn, Washington D. C., Dublin. Welthungerhilfe in Fragile States. Policy Paper Nr. 3 (2010), Deutsche Welthungerhilfe e. V., Bonn. Society, culture, rights and social issues Bues, A. (2011): Increasing Pressure for Land – Implications for Rural Livelihoods in Developing Countries: The Case of Cambodia. Study commissioned by the Deutsche Welthungerhilfe e. V., Bonn. FIAN International, Welthungerhilfe (2007): Screen state action against hunger! How to use the Voluntary Guidelines on the Right to Food to monitor public policies? Heidelberg, Bonn. Orientational Framework for Activities in the Area of HIV/AIDS in the project work of Deutsche Welthungerhilfe. Deutsche Welthungerhilfe e. V. (2005), Bonn. Orientation Framework: Conflict-Sensitive Approach in Overseas Cooperation. Deutsche Welthungerhilfe e. V. (2007), Bonn. Orientational Framework: Partnership for Development. Deutsche Welthungerhilfe and its partners in overseas cooperation. Deutsche Welthungerhilfe e. V. (2005), Bonn. Orientation Framework: Gender in Development Cooperation. Deutsche Welthungerhilfe e. V. (2007), Bonn. With the Right to Food Towards Greater Food Security. Issued by Deutsche Welthungerhilfe e. V., FIAN International (2009), Bonn, Heidelberg. Position Paper: Rural Development Environment, climate, water, energy Garbers, F. (2009): Ländliche Entwicklung braucht Energie. Kleinbauern zwischen Energiearmut und Agrartreibstoffboom. Study commissioned by the Deutsche Welthungerhilfe e. V., Bonn. Gruber, P., Hauser, M. (2011): Sustainable Food and Nutrition Security under Changing Climatic Conditions. Study commissioned by the Deutsche Welthungerhilfe e. V., Bonn. Orientierungsrahmen WASH (water, sanitation and hygiene). Issued by Deutsche Welthungerhilfe e. V. (to be published in 2012), Bonn. Climate Proofing: An instrument for taking into consideration climate change and its impacts in the projects and programmes of Welthungerhilfe. Deutsche Welthungerhilfe e. V. (2011), Bonn. Trade, economy, microfinance Burmann, A. (2004): Regionaler Handel in Afrika. Umfang und Bestimmungsgründe. Study commissioned by the Deutsche Welthungerhilfe e. V., Bonn. Kerkow, U. (2005): Die überschätzte Gefahr. Subventionierte Milch(pulver)exporte: Probleme von Milcherzeugern und -konsumenten in Entwicklungsländern. Study commissioned by the Deutsche Welthungerhilfe e. V., Bonn. Orientation Framework for the Promotion of Small Loan Projects and Projects with Small Loan Components. Deutsche Welthungerhilfe e. V. (1998), Bonn. Orientation Framework: Microfinance. Guidelines for Welthungerhilfe projects. Deutsche Welthungerhilfe e. V. (2011), Bonn IMPRINT Issued by: Production manager: Deutsche Welthungerhilfe e.V. Friedrich-Ebert-Straße 1 D-53173 Bonn Tel. +49 (0)228 2288-0 Fax +49 (0)228 2288-333 [email protected] www.welthungerhilfe.de Carsten Blum Editorial responsibility: Status: Dr. Wolfgang Jamann March 2012 Authors: Availability: Dr. Rafaël Schneider Dr. Heinz Peters This publication is available free of charge from Welthungerhilfe at: www.welthungerhilfe.de/mediathek.html Title image: Lohnes / Welthungerhilfe Stock Code: 460-6501 Editor: Uwe Kerkow Printed on 100 % recycled paper, certified with Blue Angel. 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