SOME CLINICAL OBSERVATIONS ON THE PROTHROMBIN TEST* BEN FISHER, B.Sc. From the Department of Medicine, University of Illinois College of Medicine, Chicago, Illinois The prothrombin test has become clinically useful with the advent of anticoagulant therapy. There is, however, still a great deal of confusion concerning the indications for this test and the interpretation of its results. This is especially true of the reports by various authors on studies using Dicumarol (3, 3'-methylene-bis-[4-hydroxycoumarin]) as an anticoagulant in vivo. The necessity for less ambiguity in the interpretation of the prothrombin test has been stressed in a previous communication.4 Indications for the use of the prothrombin test fall into three goups: in differentiating bleeding states due to hypoprothrombinemia from those caused by other conditions; as a diagnostic aid in the differentiation of obstructive jaundice (stone or stricture of the ductus choledochus); and in following the course of therapy with Dicumarol. The prothrombin test should not be used as a routine liver function test. In the majority of reports in the literature concerning prothrombin levels, the results of the test are given in terms of "seconds" or of "per cent", without any mention of the method used. In some instances, the prothrombin time of a "normal patient" is given. The use of normals, in this sense, is fallacious, as will be shown in this report. In reviewing the literature and testing the proposed methods, a great variation was seen in the type of procedure and also in the manner of expressing the results. Thus, there is no real standardization of technics or of prothrombin values, which may lead to confusion in connection with anticoagulant therapy. While some of these methods can be used as a "relative index" of the prothrombin concentration, most of them are not accurate enough to follow that course of Dicumarol therapy. This is true of the so-called "bedside" and "rapid" prothrombin methods, especially those using blood from a ringer puncture. The many suggested prothrombin methods and modifications can be divided into two large groups: the whole blood and the plasma methods. The latter can be further divided into those employing whole plasma and those employing diluted plasma. Each method will be discussed in turn. According to Howell,7 prothrombin determinations are based on the following reactions: (1) Prothrombin + thromboplastin + Ca++—> thrombin, (2) Thrombin + fibrinogen—^fibrin. From these reactions, it is seen that if the thromboplastin, Ca + + , and fibrinogen are constant or controlled, the production of a fibrin clot can be used as the stoichiometric point in a quantitative titration, with the prothrombin as a * Received for publication, March 26, 1947. 471 472 FISHER variable. In all of the methods this is based on a time factor: the time required for formation of the clot, after the proper constituents entering into the reaction have been mixed. This time must, of course, be converted into suitable equivalents to express the amount of prothrombin in the blood. To report the seconds required for the clot to form does not allow for the variability of the different methods or reagents. W H O L E BLOOD METHODS The whole blood methods are used because they are easy, and a minimum of equipment is needed. The simplest of these is the "slide test"; 12 a drop of blood from a finger or an ear puncture is added to a drop of thromboplastin emulsion on a slide and the mixture is stirred, or a pin is drawn through it, until a fibrin clot forms. There are many variations of this procedure,1 •10 and all are subject to error in that the drop cannot be kept constant and the admixture of various amounts of tissue fluid cannot be avoided. This is important when working with so small an amount of blood and so complex a mechanism. Smith's "bedside" one-stage test,16 which was first reported by Quick,12 is performed in the same manner as the Lee-White test for coagulation time, with the addition of thromboplastin. It represents, then, a method for determining accelerated coagulation time rather than the prothrombin time. Smith's test is widely used in small hospitals and laboratories, but has disadvantages which will be discussed together with the errors of whole blood methods in general. Another whole blood technic which has been used is Kato's microprothrombin method. 7 It was developed for use primarily in pediatric practice since it uses blood from a finger or a heel puncture. The method, however, entails the use of special microhemopipets, which require some previous training in their manipulation before accurate results can be obtained. Kato stated that his method is but a procedure for determining an accelerated clotting time. 9 It can be seen that there are many disadvantages and inaccuracies connected with the whole blood procedures. Since almost all of these technics use blood which is not treated with an anticoagulant, it is necessary to perform repeated venipunctures or finger tip punctures in order to carry out more than one determination. Accuracy of any degree cannot be obtained with a single determination on a whole blood specimen, since, as will be shown later, there is some degree of statistical deviation of a given sample even with more accurate methods. Multiple determinations (two or three) should be carried out, and their average taken, in order to procure values of greater accuracy. Comment can be made on the two whole blood methods which are used more frequently (Smith's and Kato's), and on their variations. Equal volumes of the patient's and "normal" bloods are used, and a ratio of the relative amounts of prothrombin is assumed. This is sometimes expressed as "clotting power" or "prothrombin index". It must be remembered, however, that the prothrombin fraction of the blood is in the plasma, and that the red blood cells replace a certain volume of this plasma. This would not be significant were it not for the differ- OBSERVATIONS ON P R O T H R O M B I N TEST 473 ence in hematocrit values of the patient and of the "normal". Thus, equal total volumes of whole blood do not always provide equal amounts of plasma and of red blood cells. Although Abramson, Weinstein and White 1 stated that they consider blood to be 1:1 suspension of cells and plasma, it is erroneous to follow this formula. I have observed patients with portal cirrhosis who have given prothrombin values of over 100 per cent (compared with tests run on blood of "normal" individuals at the same time) by the Smith's bedside test, yet have given consistently low values (30 to 40 per cent) by Quick's method (Table 2). Patients with cirrhosis frequently show a secondary anemia and a low hematocrit, especially before any therapy has been instituted. These tests have been interpreted to mean that although equal volumes of whole blood were used, cirrhotic patients had more plasma per unit of whole blood than normal. Therefore, although they may have less prothrombin per unit of plasma, these patients have sufficient plasma to compensate when aliquot amounts of plasma are not used. Furthermore, it is difficult to judge the end point of the reaction, using whole blood, since the opaque color masks the clot formation. The sensitivity of these tests approximates that of clotting time methods, which are recorded in terms of half-minutes. The whole blood methods, are usually expressed in terms of the "normal" blood run at the same time; this makes the determination variable, depending on the hematocrit and prothrombin values of the "normal" used. The values are then represented by a linear curve, whereas serially diluted plasmas give a hyperbolic curve. Hauser6 and Quick14 have reported the occurrence of familial hypoprothrombinemia which was refractory to vitamin K. This increases the hazard of using different "normals" as a standard each time a determination is run. It is believed, therefore, that whole blood methods and this method of expression of prothrombin levels often have sources of errors. PLASMA METHODS Plasma prothrombin methods are believed to be more accurate, since aliquot portions of plasma are used and the prothrombin is contained in the plasma. These methods can be divided into "whole" and dilute plasma procedures, and considerable controversy has been waged over the sensitivity and accuracy of one method as opposed to another. It should be remembered that a single prothrombin level has no more significance than a single determination of the basal metabolic rate; it is best to follow the patient over a short period of time and notice the trend of the prothrombin values procured. DILUTED 3 2 PLASMA 15 Brambel, Allen et al., Shapiro et al., and several other investigators have proposed modifications of plasma prothrombin methods in which the plasma is diluted to 50 or 12.5 per cent before carrying out the procedure. They claim that these dilutions increase the sensitivity of the test by increasing the time of formation of the clot. Therefore, they claim that differences in time of clot formation are more significant. These "sensitized" procedures have been the 474 FISHER basis for claims that xanthine and salicylate drugs produce hypoprothrombinemia and for the relationship of hyperprothrombinemia to thrombosis. Plasma dilutions of the order of 10 to 12.5 per cent, made with 0.9 per cent saline solution, show great variability in clotting, since the fibrinogen and electrolyte concentrations are similarly reduced. The quality of the clot is also poor. It is not feasible for small laboratories to prepare, by adsorption methods, prothrombin-free plasma (which is an ideal diluent), since this would involve more time and work than is desirable for the preparation of reagents for a simple laboratory test. As is shown in Table 1, the standard deviation at 10 per cent is much greater than that at 50 to 100 per cent. Prothrombin levels of 60 to 100 per cent are usually not significant in whole-plasma methods since there is very little change in clotting time; levels below this (30 to 50 per cent which is the range concerned in Dicumarol therapy) are sufficiently prolonged to observe delays in clot formation. Therefore, there is no advantage in using diluted plasma in routine prothrombin determinations, since the dilution adds another source of error. WHOLE PLASMA The two whole plasma technics which are used are the one-stage method of Quick13 and the two-stage method of Warner, Brinkhous, and Smith.17 The two-stage method can be discussed briefly by stating that, although it is quite accurate as a medium in the study of the blood clotting mechanism and other complex research projects, it is beyond the scope of the average small hospital laboratory. Quick's one-stage method has been shown to be an accurate and relatively simple procedure. It is accurate enough to follow Dicumarol therapy, and can be learned in a short time. By this method, serial dilutions of plasma (using 0.9 per cent saline or prothrombin-free plasma), are plotted to produce a hyperbolic curve; the concentrations of prothrombin being plotted on the abscissa, and the clotting times, in seconds, on the ordinate. Quick has calculated the following formula to fit this curve: % of prothrombin = p „ 302 _ _ in which 302 and 8.7 are constants and P.T. is the patient's prothrombin time in seconds. One hundred per cent is the value of prothrombin represented by plasma which will clot in eleven to thirteen seconds, using an active thromboplastin preparation. Much work has been done on the preparation of a suitable thromboplastic substance for use in the prothrombin test. Rabbit and beef lungs have been used as sources of the material, as well as rabbit brain (acetone-dehydrated according to the method of Quick). Fullerton 6 and Page and Russell11 have used Russell's viper venom, which shows thromboplastic activity, and a good degree of stability in the crystalline state. We have obtained good results with the product from rabbit brain prepared by Difco. O B S E R V A T I O N S ON P R O T H R O M B I N LABORATORY 475 TEST STUDIES Three laboratory studies are included in this report. For all of the studies, blood was drawn by venipuncture and oxalated in the proportion of 0.1 cc. of 0.1 M sodium oxalate to 0.9 cc. blood. The specimens were centrifuged for fifteen minutes at moderate speed, and the supernatant plasma drawn off for use in the tests. Thromboplastin emulsion was prepared by incubating one ampule TABLE 1 STANDARD D E V I A T I O N OF P R O T H R O M B I N R E A D I N G S BY Q U I C K ' S M E T H O D I N R E L A T I O N TO P E R C E N T A G E O F P R O T H R O M B I N PER CENT OF PROTHROMBIN I N DILUTED PLASMA PROTHROMBIN TIME I N SECONDS 10 20 30 40 50 100 STANDARD DEVIATION ±5.3 ±3.8 ±2.9 ±2.0 ±1.6 ±0.9 74.2 37.5 27.1 22.1 19.0 14.4 TABLE 2 COMPARISON OF S M I T H ' S AND Q U I C K ' S M E T H O D S O F P R O T H R O M B I N T E S T S I N 5 P A T I E N T S WITH P O R T A L C I R R H O S I S AND I N 3 " N O R M A L " I N D I V I D U A L S SMITH'S METHOD *N. B. O. L. *R. B. F. W. *E. L. M. K. A. G. J. L. QUICK'S METHOD Reading in Seconds Per Cent of Normal Reading in Seconds Per Cent of Prothrombin 23.8 21.4 20.5 17.0 25.8 24.0 28.9 24.6 100.0 111.2 100.0 120.6 100.0 107.5 89.3 104.9 14.2 21.1 14.0 26.4 16.9 19.8 16.1 19.3 94.3 29.9 100.0 19.6 51.2 34.3 59.2 36.4 HEMATOCRIT, RED CELLS 54.0 44.0 48.0 48.0 41.0 34.0 * Represents "normal" subject. (0.15 gm.) of Difco acetone-dehydrated rabbit brain with 2.5 cc. of oxalate-saline mixture, (90 cc. of 0.9 per cent saline solution and 9 cc. of 0.1 M sodium oxalate) in a water bath from twelve to fifteen minutes at from 45 to 48 C. The emulsion was centrifuged slowly for three minutes to settle the large particles, and then decanted through a small piece of cotton. The concentration of calcium chloride used to re-calcify the plasma was 0.025 M. 1. Ten "normal" patients, free from liver disease or blood dyscrasias, were studied. Five of them were men and five were women; two were negro and eight were white. The plasmas were diluted with 0.9 per cent sodium chloride solution to provide prothrombin concentrations of 100, 50, 40, 30, 20 and 10 per 476 FISHER cent. Three determinations, by Quick's method, were performed at each dilution, on each plasma sample. When plotted, these values gave the characteristic hyperbolic curve. Using the formula, the standard deviation at each dilution 'D = N": 100 90- 80- 70- i- bO•£ to 5 0 - o 40- o a. 30- 20- Quick's method* Smiths method* 10- MARCH. 1946 4 8 12 FIG. 1. Comparison of curves for Prothrombin Time as determined by Quick's and Smith's methods in a patient with postoperative pulmonary embolism who received Dicumarol therapy. * Quick's Method: 13 seconds = 100 per cent of prothrombin * Smith's Method: 17 seconds = 100 per cent of normal Date 3-3-46 3-4-46 3-5-46 3-7-46 3-9-46 3-10-46 Amount of Drug Administered 200 mg. Dicumarol 300 mg. Dicumarol 50 mg. Dicumarol 5 mg. Vitamin K 50 mg. Dicumarol 50 mg. Dicumarol was calculated for the series (Table 1). This study shows that the standard deviation increases in inverse proportion to the concentration of the plasma, and indicates the factor of greater variability at low concentrations. When acknowledging the occurrence of 3 <rD in 99 per cent of determinations, according to OBSERVATIONS ON PROTHROMBIN TEST 477 the bell-shaped curve of distribution, it is seen that the deviation may be significant at the lower concentrations of plasma. 2. A second study concerned Quick's method using whole plasma and Smith's "bedside test" using whole, unoxalated blood. The values for Smith's test were computed as a percentage of "normal" blood which was tested at the same time: Prothrombin time of patient . , , . _ ~ . , = -. f X 100 = % of normal lime of normal This is the usual calculation employed with the bedside and simple tests. For Quick's method, the percentages were computed using his formula. Since our 100 per cent values averaged to thirteen seconds, a correction for this was made in the formula: % of prothrombin = (p T 302 _ 2) _ 9 Five patients with a clinical diagnosis of portal cirrhosis were studied (Table 2). This study shows that considerably higher values are obtained using Smith's method. This finding is in keeping with the remarks made concerning whole-blood methods in the beginning of this paper. 3. The third study was made in a case involving Dicumarol therapy. A patient with suspected postoperative pulmonary embolism was seen on the obstetric service. She was given Dicumarol, and prothrombin tests were made by both Quick's and Smith's methods. The usual calculation for each method was made and compared (Fig. 1). At a few points in the plotted curve, the values for Smith's test followed those for Quick's method, although they were of a higher order; the trends were somewhat similar. The Dicumarol was administered with relation to the values obtained by Quick's method, and was safely discontinued in ten days. At no time did the patient exhibit any hemorrhagic manifestations. SUMMARY A discussion of prothrombin tests and their values is presented. It is suggested that whole plasma be used in the perf oftnance of the prothrombin test rather than whole blood or diluted plasma since sources of error caused by dilution of the fibrinogen and electrolytes and by masking of the end point by whole blood, are obviated. Aliquot portions of whole plasma give a better means of comparison without the introduction of extraneous factors. It is also suggested that prothrombin levels be expressed in terms of per cent of prothrombin, as in Quick's method, rather than in seconds or in per cent of prothrombin time as determined in a "normal" subject. Some laboratory studies are presented with a comparison of findings with Smith's "bedside test" and Quick's one-stage method. 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