Journal of Biomechanics 33 (2000) 307}316 Three-dimensional "nite element analysis of the human temporomandibular joint disc M. Beek*, J.H. Koolstra, L.J. van Ruijven, T.M.G.J. van Eijden Department of Functional Anatomy, Academic Center for Dentistry Amsterdam (ACTA), Meibergdreef 15, 1105 AZ Amsterdam, The Netherlands Received 22 February 1999; accepted 5 September 1999 Abstract A three-dimensional "nite element model of the articular disc of the human temporomandibular joint has been developed. The geometry of the articular cartilage and articular disc surfaces in the joint was measured using a magnetic tracking device. First, polynomial functions were "tted through the coordinates of these scattered measurements. Next, the polynomial description was transformed into a triangulated description to allow application of an automatic mesher. Finally, a "nite element mesh of the articular disc was created by "lling the geometry with tetrahedral elements. The articulating surfaces of the mandible and skull were modeled by quadrilateral patches. The "nite element mesh and the patches were combined to create a three-dimensional model in which unrestricted sliding of the disc between the articulating surfaces was allowed. Simulation of statical joint loading at the closed jaw position predicted that the stress and strain distributions were located primarily in the intermediate zone of the articular disc with the highest values in the lateral part. Furthermore, it was predicted that considerable deformations occurred for relatively small joint loads and that relatively large variations in the direction of joint loading had little in#uence on the distribution of the deformations. ( 2000 Elsevier Science Ltd. All rights reserved. Keywords: Temporomandibular joint; Finite element method; Articular disc 1. Introduction The human mandible is connected to the skull by two temporomandibular joints. The articulating surfaces of these joints are highly incongruent, which provides the mandible with a large degree of movability with respect to the skull (Ostry and Flanagan, 1989; Koolstra and Van Eijden, 1999). Between the articulating surfaces a cartilaginous articular disc is situated, which is assumed to decrease the contact pressure by increasing the contact area between the incongruent joint surfaces, similar to the menisci in the knee joint (Scapino et al., 1996). Experimental as well as analytic studies have demonstrated, that the human temporomandibular joint is loaded during masticatory function (Hatcher et al., 1986; Smith et al., 1986; Faulkner et al., 1987; Koolstra et al., 1988; Ferrario and Sforza, 1994; Throckmorton and Dechow, 1994). Development and degeneration of joint * Corresponding author: Tel.: #31-205665357; 206911856. E-mail address: [email protected] (M. Beek) fax: #31- tissues and overloading caused by parafunctions like bruxism, are supposedly in#uenced by these loads (Mo!et jr. et al., 1964; O'Ryan and Epker, 1984; Nickel et al., 1988; McCormack and Mansour, 1998; Newberry et al., 1998). However, detailed data about the distribution of the loads are still lacking, which means that the main causes of the processes mentioned cannot be fully understood. Experimental studies regarding the distribution of the loads in the temporomandibular joint have been performed in animal models (e.g. Hylander, 1979; Brehnan et al., 1981; Hohl and Tucek, 1982; Boyd et al., 1990). The number of experimental studies is limited, because the joint is di$cult to reach and the application of experimental devices, such as strain gauges, inside the joint will introduce damage to its tissues, which will in#uence their mechanical behavior. Mathematical models of the human masticatory system including the temporomandibular joint have been demonstrated to be a powerful tool to predict the loads acting on this joint. Many studies, however, have oversimpli"ed the geometry of the articulating surfaces and assumed them as being rigid (Koolstra et al., 1988; 0021-9290/00/$ - see front matter ( 2000 Elsevier Science Ltd. All rights reserved. PII: S 0 0 2 1 - 9 2 9 0 ( 9 9 ) 0 0 1 6 8 - 2 308 M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 Ferrario and Sforza, 1994). Therefore, the tissue deformations and the distribution of loads inside the joint could not be analyzed. The "nite element (FE) method has been proven to be a suitable tool for approximating such mechanical quantities in structures with a complex geometry (Huiskes and Chao, 1983). Few FE analyses of the temporomandibular joint including a movable articular disc have been published (Chen and Xu, 1994; DeVocht et al., 1996; Chen et al., 1998). These analyses, however, were limited to the two-dimensional sagittal plane and thus unsuitable to investigate, for example, the in#uence of variations of the loading direction out of the sagittal plane or the development of peak stresses located medially or laterally. The purpose of the present study was to develop a three-dimensional "nite element model of the human temporomandibular joint in which unrestricted sliding of a deformable articular disc between the articulating surfaces was allowed. This model was used to investigate the three-dimensional load distribution in the articular disc during statical loading tasks. The results might contribute to a better understanding of the normal and abnormal functioning of the disc. 2. Materials and methods Fig. 1. The polynomial reconstructions of the articulating surfaces of the condyle and of the skull (mandibular fossa and articular eminence) in the human temporomandibular joint. Both panels display a frontal view of the reconstructions (sup"superior, inf"inferior, med"medial, lat"lateral). 2.1. Geometry The geometry of the model was obtained from the right temporomandibular joint of an embalmed male cadaver (age: 77 yr), showing no abnormalities, using a magnetic tracking device (Polhemus 3SPACE Digitizer). To avoid disturbing the geometry of the soft tissues by applying force with this device during the measurements, tight "tting plaster casts of the articular surfaces were made. To ensure that the separate measurements of the casts could be combined into one joint model afterwards, four reference points were measured on both the mandible and the skull before separation. Thereafter, the articular capsule was removed and the mandible was separated from the skull. This way the articular surface of the mandibular condyle and the lower surface of the articular disc, which remained in contact with the articulating surface of the skull, were revealed and casts could be made. After removing the disc from the preparation the articular surface on the skull (fossa plus eminence) was revealed and a third cast could be made. The casts were sampled in a random sequence with about 10 000 points with a frequency of 30 Hz and an accuracy of about 0.1 mm (Luo et al., 1996; Van Ruijven et al., 1999b). The articulating surfaces were reconstructed from the unstructured measurements according to Van Ruijven et al. (1999a). Brie#y, this method presumes that the spatial coordinates of the surfaces could be approximated by eighth-order polynomial functions of their surface coordinates. The coe$cients of these functions were determined simultaneously using a nonlinear least-squares optimization method, by minimizing the di!erence between the measured spatial coordinates and their equivalent in the polynomial approximation. This reconstruction procedure "ltered the measurement noise by a factor ten due to the large amount of measurements. The resulting reconstructions of the articulating surfaces on the condyle and the skull are displayed in Fig. 1. 2.2. Finite element mesh Removal of the disc from the articular surface of the skull deformed its geometry in such a way that direct measurement of its top surface was unreliable. This limited direct measurement of the articular disc geometry to its bottom surface. In a closed jaw position, the top surface of the disc is situated against the articulating surface of the skull. Therefore, the geometric data of the latter surface were used to represent this top surface. Due to the complex geometry of the articular disc, an automatic mesher (Mentat 3.2, MARC Analysis Research Corporation, Palo Alto, USA) was needed to create the FE mesh. To be able to apply this mesher, the polynomial descriptions of the surfaces were transformed to triangular patches. This was performed by applying M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 309 Fig. 2. A: typical example of possible deterioration of the surface representation after transformation from two-dimensional surface coordinates to three-dimensional spatial coordinates. The dotted line identi"es the mathematical shape of the surface. B: surface representation after correction by the smoothing procedures mentioned in the text. a two-dimensional Delaunay algorithm (Lee and Schachter, 1980; Cavendish et al., 1985; Chew, 1989) upon the two-dimensional surface coordinates of the reconstructed surfaces. After transformation of the patches to the three-dimensional space, occasionally occurring surface distortions (see Fig. 2) were corrected by applying the following procedures. Pairs of adjoining triangles were redivided according to the shortest diagonal. Edges larger than 1.7 times the mean edge length were subdivided. The new nodes were placed on the surface using the polynomial description. The resulting triangulated reconstructions of the surfaces are displayed in Fig. 3. The borders of the top and bottom surfaces of the disc were then connected to each other by triangular patches of the same size as those on the surfaces themselves. After removal of a small region on the lateral side of the disc that appeared to be too thin to allow the creation of a valid mesh, the geometry of the disc was totally surrounded by 3028 two-dimensional triangular patches and was subsequently meshed with three-dimensional linear hexahedral elements. The mesh consisted of about 16 000 elements. The joint surfaces on the condyle and the skull were modeled by quadrilateral patches. The local incongruencies due to the #at patches used in the triangular description, caused point contacts generating large stress gradients and thus resulting in poor convergence. Therefore, an initial adaptation step was performed by moving the articular surface of the condyle towards the articular surface of the skull over a distance according to the incongruencies. During this operation, the elastic modulus of the articular disc was temporarily decreased considerably. This way, the articular disc regained its congruency with the articulating surfaces. Thereafter, the strains and stresses were neutralized and the articular disc was remeshed. This way, an initial state with conditions necessary for a proper use of a contact algorithm was obtained. Fig. 4 displays the FE model in its initial state. Fig. 3. Triangulated reconstructions of the bottom surface and the top surface of the articular disc in the human temporomandibular joint in a frontal view. Both reconstructions consist of triangles of which the majority has a nearly equilateral shape (sup"superior, inf"inferior, med"medial, lat"lateral). 2.3. Simulations In order to investigate load distributions and deformations in the articular disc during joint loading, simulations were performed using the commercially available FE software MARC K6.2 (MARC Analysis Research Corporation, Palo Alto, USA). Because large deformations were expected to occur, the Cauchy stresses and the logarithmic strains were calculated using the "nite deformation theory (MARC, 1996). The contact phenomenon occurring at the condyle}disc and the disc}fossa interfaces, was solved using the Direct Constraint Method, in which direct constraints are placed on the motion of a body in contact using boundary conditions * kinematic constraints as well as nodal forces (MARC, 1996). The material behavior of the articular disc was assumed to be linearly elastic. The values of the elastic modulus and the Poisson's ratio applied were 6 MPa and 0.40, respectively. Due to lack of consensus in the literature and to allow comparison with other studies, the value of the elastic modulus was chosen between the values used by other investigators (Chen and Xu, 1994; DeVocht et al., 1996; Chen et al., 1998). A relatively low value was chosen for the Poisson's ratio, because the #uid inside the disc was supposed to play a minor role in determining its mechanical behavior in (quasi-)statical situations. The joint surfaces on the condyle and the skull 310 M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 Fig. 4. Three-dimensional lateral view of the FE model of the right human temporomandibular joint. The articulating surfaces of the condyle and the skull are represented by quadrilateral patches and the geometry of the articular disc is "lled with approximately 16 000 tetrahedral elements. were assumed to be rigid and the joint capsule was not included. Furthermore, no friction between the articular disc and the articulating surfaces was applied (Mow et al., 1993; Nickel and McLachlan, 1994). In a con"guration concomitant with the jaw in a closed position, the condyle was displaced in a direction according to the estimated direction of the joint reaction force, i.e. a line originating from the center of the condyle and perpendicular to the joint surface and to the axis through the poles of the condyle (Koolstra and Van Eijden, 1992). During the simulations, the articular surface of the skull was "xed. Four additional simulations were performed in which the direction of the movement was changed with respect to the reference simulation over 303 in anterior, medial, lateral and posterior direction, respectively. The results of these variations will yield information about the sensitivity of loading direction on the stress and strain distributions in the disc. The in#uence of the material properties of the articular disc on the load distribution in the joint was investigated by increasing the value of the elastic modulus by a factor 10, and by applying values of 0.30 and 0.47 for the Poisson's ratio. Finally, to investigate the convergence of the simulations, the elements in the region that was mostly deformed in the reference simulation were transformed from linear (containing four nodes) to quadratic (ten nodes) tetrahedral ones. 3. Results 3.1. Reference simulation When the joint was loaded in a direction according to the estimated joint reaction force, a displacement of 0.20 mm was simulated. This distance corresponded with almost half the thickness of the so-called intermediate zone of the articular disc (thickness: 0.46 mm). In this reference simulation, a force of 35.5 N was acting on the condyle. This force was calculated by summation of the nodal forces that were generated by the contact algorithm. In Fig. 5 the resulting stress distribution M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 311 Fig. 5. Distribution of the Von Mises stress (p ) after nine increments of joint loading in a frontal and inferior view of the disc. The stress is VM concentrated in the lateral part of the thin ("intermediate) zone of the articular disc (sup"superior, inf"inferior, med"medial, lat"lateral). 312 M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 (Von Mises) on the surface of the disc is displayed. The articular disc appeared to be loaded predominantly in the intermediate zone. The largest values of the stresses were located in the lateral part of this zone. The strains were not as concentrated as the stresses, but were also mainly located in the intermediate zone. The maximum value of the equivalent elastic strain was 0.44. 3.2. Variation of the direction A change in the direction of joint loading over 303 had little in#uence on the distribution of strains and stresses in the articular disc (Fig. 6). Only in the cases with a laterally or medially directed load, a small shift of the strain pattern in the concomitant direction could be noticed visually. However, the direction in#uenced the amount of displacement that was needed to obtain a similar amount of deformation. This displacement was smallest (0.18 mm) when the direction of the movement was changed over 303 in anterior direction and largest (0.34 mm) when the direction was changed in posterior direction. 3.3. Variation of material properties A force of 327 N was acting on the condyle after a displacement of 0.2 mm, when the elastic modulus had a value of 60 MPa. The predicted strains did not di!er substantially from the strains predicted for the reference disc elastic modulus. The predicted stresses increased proportionally with the elastic modulus. By comparing the results of the simulations obtained by application of the three di!erent Poisson's ratio values, we observed that the predicted force acting on the condyle were proportional to the applied Poisson's ratio, when the same amount of displacement was simulated. 3.4. Mesh accuracy In Fig. 7 the Von Mises stress at node 1512 is displayed as a function of the increment number. This node was located on the top surface of the disc in the middle of the region which bore the highest loads. In this area elements were transformed from linear to quadratic in order to check the convergence. As can be seen, the Von Mises stress at this node predicted in the model containing quadratic elements, increased similarly with the joint load as in the original model. The amount of stress at the "nal increment di!ered by only 0.36% from the reference simulation. 4. Discussion The present model, as far as we know, is the "rst three-dimensional FE model of the temporomandibular joint disc. The disc was shaped according to its anatomical geometry which was sampled with high resolution. The transition zone between the "brous attachment of the superior head of the lateral pterygoid muscle and the articular disc was also included in the present model. This probably explains why the disc of the present model and that reported by other researchers (e.g., Chen and Xu, 1994) had a thicker appearance anteriorly. The disc was allowed to move unrestrictedly between the articulating surfaces of the condyle and the skull, only kept in place by the contact occurring between the disc and the surfaces. Although movement of the disc was not impeded by ligaments or friction, the disc remained in the fossa during loading in this position. Variation of the loading direction over 603 led to only small changes in the stress and strain distributions. Therefore, it can be concluded that during clenching, the highest deformations are always located in the same region. The sketches in Fig. 8 visualize the possible reason why a large variation of loading direction has little in#uence on the deformation of the disc. Whatever the loading direction, the deformation of the intermediate zone remains large compared to the other regions in the disc. Fig. 6 might suggest that during various, both symmetric as well as asymmetric, loading conditions in a closed jaw position, large stress concentrations occur predominantly in the lateral side of the intermediate zone of the disc. This is supported by a dissection study by Werner et al. (1991), who reported that wear leading to perforations was mainly located in this region. Thus far, no experimental measurements of stress and strain distributions in the loaded articular disc have become available. Therefore, it is yet impossible to compare our predictions with such data. It is also still unknown whether the articular disc is preloaded when the jaw is in the closed position. Therefore, we assumed the initial loads to be zero and our results should be interpreted as relative values with respect to the initial con"guration. Comparison of the results with previous "nite element analyses (Chen and Xu, 1994; DeVocht et al., 1996; Chen et al., 1998) is di$cult, because these simulations di!er substantially from those described in the present study. The studies were two-dimensional and did not describe the strain distributions. Furthermore, they mutually differed in the direction and the amount of the displacement applied to the condyle, and in the mechanical properties of the articular disc. Although the Von Mises stress is not a reliable representative of the mechanical stress in a structure when the deformations are very large, it was nevertheless calculated in the present study to allow comparison with the studies mentioned. When we applied an elastic modulus according to Chen and Xu (1994), we obtained almost similar results. DeVocht et al. (1996) prescribed a displacement that was much larger M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 313 Fig. 6. In#uence of the direction of the displacement of the condyle on the distribution of the equivalent elastic strain (e ) in the articular disc. The %displacement was directed 303 anteriorly (A), posteriorly (B), medially (C), or laterally (D) with respect to the reference simulation. than the ones applied in the studies by Chen and Xu (1994) and Chen et al. (1998) and the present one. While this displacement was almost parallel to the articulating surface of the skull only small deformations of the disc occurred. 4.1. Model assumptions The present "nite element model was based on the geometry of the right temporomandibular joint of only one male cadaver. This particular joint did not deviate 314 M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 Fig. 7. The Von Mises stress (p ) at the location of node 1512 as a function of the increment number. The results obtained using quadratic elements VM (striped line) do not di!er very much from those using linear elements (solid line). Fig. 8. Sagittal sketches of the human temporomandibular joint. Left panel: anterior variation of the direction of the displacement over 303 compared to the reference direction. Right panel: posterior variation of the direction over 303 compared to the same reference direction. It is shown that the deformation of the intermediate zone remains large compared to other regions of the disc. from normal morphology and thus the model can be expected to yield generally applicable results. Due to the complexity of the joint, several additional assumptions had to be made to ensure convergence of the model. The method used to "t a polynomial function through the scattered measurements has been tested with known mathematical shapes. It showed an accuracy of about 0.01 mm on average (Van Ruijven et al., 1999a). The question remains whether the applied eighth-order poly- nomials were adequate to reconstruct the articulating surfaces of the temporomandibular joint accurately. Visual inspection ensured us that the reconstructions did not show detectable aberrations. The convergence of the simulations was investigated by application of higher-order (quadratic) tetrahedral elements in the region that was deformed mostly in the reference simulation. While the desired mechanical quantities are related to the displacements of the nodes, such higher-order elements lead to more accurate results. The results obtained using quadratic elements di!ered by only 0.36% from those obtained using linear elements. Therefore, we concluded that mesh re"nement was not necessary. On the other hand, the results showed relatively large deformations of the disc upon joint loading. Loading of the joint beyond the values presented here caused divergence of the calculations due to severe deterioration of the elements. Therefore, re"nement of the mesh in this particular region would obviously lead to more accurate results. It has been demonstrated that the mechanical behavior of cartilage is time dependent, which can be modeled as viscoelastic (Kovach, 1996) or biphasic (Mow et al., 1984). Regarding the articular disc, details about these characteristics are still lacking. Therefore, it was considered inappropriate to simulate dynamic situations like mouth opening where the condyle moves together with the articular disc in anterior direction along the articular eminence. The present study was principally aimed at the (quasi-)statical behavior of the disc. M. Beek et al. / Journal of Biomechanics 33 (2000) 307}316 The model did not include deformable cartilage layers on the articulating surfaces of mandible and skull, while we were principally aiming for the mechanical behavior of the articular disc. It has been suggested that the cartilage layers in joints may play an important role in the load transmission during joint loading (Schreppers et al., 1990). 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