features Can CanOne OneShape Shapethe theSound SoundofofaaDrum? Drum? SirSir Frederick Frederick Crawford Crawford FIMA FIMA JJ ustust 50 50 years years ago, ago, thethe Polish Polish mathematician mathematician KacKac [1][1] posed posedtrombone trombone andand human human voice, voice, forfor example, example, cancan vary vary frequency frequency conconthethe intriguing intriguing question, question, ‘Can ‘Can oneone hear hear thethe shape shape of aofdrum?’ a drum?’tinuously tinuously over over limited limited ranges, ranges, whereas whereas keyed keyed instruments, instruments, such such It stimulated It stimulated a variety a variety of of demonstrations demonstrations thatthat drums drums with withas the as the piano piano or clarinet, or clarinet, favour favour discrete discrete setssets of frequencies. of frequencies. Per-Perdiffering differing irregular irregular polygonal polygonal boundaries boundaries could could have have identical identical fre-fre-cussion cussion instruments, instruments, such such as drums, as drums, cymbals cymbals andand bells, bells, have have fre-frequency quency spectra spectra [2].[2]. So,So, too,too, could could circular circular drums, drums, if only if only they theyquency quency spectra spectra determined determined by by their their shapes shapes andand sizes, sizes, andand describdescribcould could be be made made with with inhomogeneous inhomogeneous membranes membranes having having differing differingable able adequately adequately in terms in terms of ratios of ratios between between a few a few overtones overtones andand thethe spatially-varying spatially-varying density density or thickness or thickness profiles profiles [3].[3]. TheThe answer answer to tofundamental, fundamental, so freeing so freeing a sober a sober scientist scientist from from thethe intoxicating intoxicating vo-voKacKac waswas therefore therefore an an emphatic emphatic ‘No!’ ‘No!’ cabulary cabulary of tone of tone colour. colour. What What should should those those ratios ratios be be forfor a drum a drum to sound harmonious? harmonious? This This article article derives derives from from twotwo related related thoughts: thoughts:first, first, thatthatto sound thethe sounds sounds of musical of musical instruments instruments to be to described, be described, written written plastic plastic membranes, membranes, now now widely widely used used as as an an alternative alternative to tradito tradi- ForFor down, down, composed composed with with and and reproduced, reproduced, an an agreed agreed categorisation categorisation tional tional materials materials such such as calfskin, as calfskin, could could be be made made with with prescribed prescribed of of thethe frequencies frequencies involved involved (as(as notes) notes) thickness thickness profiles profiles by by 3D3D printing printing and, and, is required. is required. Within Within any any such such categoricategorisecondly, secondly, thatthat these these profiles profiles could could shape shape … drums have frequency spectra sation, sation, it is it is to to be be expected expected thatthat cer-certhethe frequency frequency spectrum. spectrum. sequences sequences (scales) (scales) andand combinacombinaA A circular circular drum drum with with a homogea homoge- determined by their shapes andtaintain tions of of notes notes (chords), (chords), andand of of instruinstruneous neous membrane membrane hashas a frequency a frequency specspec- sizes, … so freeing a sobertions ments ments (groups (groups andand orchestras) orchestras) willwill be be trum trum determined determined by by thethe zeros zeros of Bessel of Bessel scientist from the intoxicatingmore more appealing appealing to the to the human human earear (har(harfunctions. functions. To To an an occidental occidental ear,ear, thethe ra- ramonious) monious) than than others. others. In different In different cul-cultiostios between between frequencies frequencies so determined so determined vocabulary of tone colour … tures, tures, a variety a variety of of categorisations categorisations of of sound sound discordant. discordant. Could Could those those ratios ratios be be notes, scales scales andand chords chords have have evolved, evolved, determined determined by by thethe capaccapacmade made harmonious harmonious by by shaping shaping thethe profile profile of of an an inhomogeneous inhomogeneousnotes, ities of their of their instruments, instruments, composers composers andand performers. performers. What What hashas membrane? membrane? WeWe shall shall show show thatthat thethe answer answer is aisqualified a qualified ‘Yes’, ‘Yes’,ities come come to be to regarded be regarded as harmonious as harmonious to occidental to occidental earsears over over thethe lastlast with with implications implications forfor orchestral orchestral drums. drums. fewfew centuries centuries derives derives from from a categorisation a categorisation founded founded on on a ‘wella ‘welltempered’ tempered’ 12-note 12-note scale, scale, with with a frequency a frequency ratio ratio between between consecconsecA musical A musical interlude interlude utive utive notes notes of 2of1/12 21/12 , described , described as one as one semitone semitone [6].[6]. Within thisthis scale, scale, three three particular particular frequency frequency ratios ratios thatthat areare WeWe have have introduced introduced some some rather rather vague vague terms: terms: ‘discordant’, ‘discordant’, ‘har‘har- Within considered to be to be harmonious harmonious areare thethe octave octave (=(= 2),2), thethe perfect perfect monious’, monious’, andand ‘occidental ‘occidental ear’. ear’. Behind Behind them them lieslies an extensive an extensive mu-mu-considered fifth (=(=3/2) 3/2) andand thethe perfect perfect third third (=(=5/4). 5/4).A A prominent prominent sical sical background background to which to which thethe encyclopaedic encyclopaedic works works by by Scholes Scholesfifth chord in in musical musical composition composition is the is the major major triad, triad, consisting consisting of of [4][4] andand Latham Latham [5][5] offer offer access. access. More More specifically, specifically, Savage Savage [6][6]chord a fundamental frequency frequency andand its its perfect perfect fifth fifth andand third. third.HapHaphashas discussed discussed thethe ratios ratios between between frequencies frequencies thatthat have have come come to toa fundamental pily, twotwo notes notes in ain12-note a 12-note scale scale approximate approximate closely closely to the to the per-perdefine define those those terms. terms. ForFor ourour purposes, purposes, it will it will suffice suffice to say to say a little a littlepily, fifth, fifth, 3/23/2 ≈≈ 27/12 27/12 == 1.498 1.498 (the(the discrepancy discrepancy being being called called about about tone tone colour colour (timbre), (timbre), andand thereby thereby to introduce to introduce some some particpartic-fectfect thethe Pythagorean Pythagorean comma comma [5, [5, p. 1019]), p. 1019]), andand to the to the perfect perfect third, third, ularular ratios ratios relevant relevant to this to this article. article. == 1.260. 1.260. As As Savage Savage points points outout [6],[6], butbut forfor thatthat ≈≈ 24/12 24/12 TheThe sounds sounds of musical of musical instruments instruments generally generally consist consist of aoffuna fun-5/45/4 ‘amazing mathematical mathematical fluke’, fluke’, thethe beautiful beautiful music music thatthat wewe have have damental damental frequency frequency accompanied accompanied by by a spectrum a spectrum of of overtones, overtones,‘amazing learnt to enjoy to enjoy would would notnot exist, exist, nornor could could instruments instruments such such as the as the constituting constituting its its tone tone colour, colour, andand identifying identifying thethe instrument instrument to an to anlearnt piano be be constructed. constructed. experienced experienced musical musical ear.ear.A note A note played played on on a piano, a piano, forfor examexam-piano In what follows, follows, wewe shall shall respond respond to our to our question, question, ‘Can ‘Can oneone ple,ple, cancan be be distinguished distinguished from from a note a note with with thethe same same fundamenfundamen- In what shape thethe sound sound of of a drum?’, a drum?’, by by attempting attempting to design to design an an inhoinhotal tal frequency frequency played played by by plucking plucking a violin a violin string string or by or by striking striking a ashape mogeneous membrane membrane whose whose overtones overtones relate relate to the to the fundamental fundamental drum. drum. Subtler Subtler areare thethe distinctions distinctions between between thethe tone tone colours colours forfor a amogeneous through these these three three harmonious harmonious ratios. ratios. given given fundamental fundamental played played by by bowing bowing a cello, a cello, a viola a viola or aorviolin. a violin.through Instrument-makers Instrument-makers influence influence tone tone colour colour through through application application of of Testing Testing thethe test test their their artsarts to design to design andand construction, construction, andand a few a few achieve achieve thethe leg-legendary endary status status of aofStradivari. a Stradivari. Players Players do do so through so through their their personal personalTo To assess assess thethe feasibility feasibility of of what what wewe areare attempting, attempting, wewe require require techniques. techniques. In particular, In particular, percussionists percussionists vary vary tone tone colour colour by by their theirthethe simplest simplest plausible plausible model model forfor thethe membrane, membrane, andand an an adequate adequate choices choices of of beaters beaters (for(for example, example, wooden wooden sticks sticks with with or or without withouttesttest forfor thethe effect effect of aofspecified a specified inhomogeneity inhomogeneity profile profile on on a given a given felt,felt, cloth, cloth, leather leather or cork or cork covers, covers, or brushes) or brushes) andand of where of where on on thetheovertone. overtone. To To thisthis end, end, wewe start start from from thethe Helmholtz Helmholtz equation equation forfor membrane membrane a drum a drum is struck. is struck. propagation propagation across across a stretched a stretched flexible flexible membrane membrane [7, [7, p. 739]: p. 739]: Tone Tone colour colour inspires inspires adjectives adjectives worthy worthy of aofseed a seed catalogue catalogue or or 2 a wine a wine connoisseur: connoisseur: brilliant, brilliant, coarse, coarse, mellow, mellow, muddy, muddy, lush, lush, shrill, shrill, η 2+η (ω + 2(ω σ/T σ/T )η )η = 0, = 0, ∇2∇ velvety, velvety, etc., etc., together together with with an an extensive extensive palette palette of colours of colours as nuas nuwhere η isηthe is the displacement displacement of the of the membrane membrane normal normal to its to its plane, plane, anced anced as soft-red, as soft-red, red-purple, red-purple, green-purple green-purple andand emerald, emerald, perhaps perhapswhere is the frequency frequency of vibration, of vibration, σ isσ the is the areal areal mass mass density density at aat a influenced influenced by by synaesthesia synaesthesia [4, [4, pp.pp. 202–210], 202–210], [5, [5, pp.pp. 272–274]. 272–274].ω isω the given point point within within thethe membrane membrane andand T is T the is the areal areal surface surface ten-tenInstruments Instruments differ differ in their in their capacity capacity to vary to vary thethe fundamental fundamental fre-fre-given sion, assumed assumed uniform. uniform. quency quency andand tone tone colour colour of the of the notes notes thatthat they they produce. produce. TheThe violin, violin,sion, Mathematics TODAY DECEMBER 2016 280 © Furtseff | Dreamstime.com Multiplying this equation by η, integrating over the area, G, of the membrane and imposing η = 0 at the boundary gives 2 D[η] − (ω /T )H[σ, η] = 0, 2 D[η] = |∇η| dG, G H[σ, η] = ση 2 dG. G This expression can be shown to be variational [7, pp. 790–793], so substitution for η of a trial function satisfying the boundary conditions will give an approximate value for ω 2 exceeding its exact value. As a trial function for an inhomogeneous membrane, we shall use the exact solution to the Helmholtz equation for a homogeneous membrane with areal mass density σ0 , for which η = η0 and ω = ω0 , and we have D[η0 ] ω02 = , T H[σ0 , η0 ] ω2 D[η] D[η0 ] = ≤ , T H[σ, η] H[σ, η0 ] which reduce to H[σ, η0 ] ω02 . ≥ 2 ω H[σ0 , η0 ] This expression relates ω and σ, but will only be an adequate test of the effect on ω of varying σ if there is approximate equality between the two sides. Without solving the Helmholtz equation exactly, some reassurance on this point can be inferred by employing a remarkable result that has lain idle in the literature on the Kac question for several decades [3]. First, we note that if the conformal transformation w = f (z) is applied to the Helmholtz equation for a homogeneous membrane, expressed in rectangular coordinates (u, v) in the w-plane, ∂2η ∂2η + + (ω 2 σ0 /T )η = 0, ∂u2 ∂v 2 we obtain ∂2η ∂2η + (ω 2 σ0 /T )|f (z)|2 η = 0, 2 + ∂x ∂y 2 expressed in rectangular coordinates (x, y) in the z-plane [8, p. 242]. This equation can be interpreted as describing a membrane with an inhomogeneous areal mass density profile, but having a frequency spectrum and mass identical to that of the homogeneous membrane. Gottlieb’s key step in [3] was to choose w = f (z) = z−a , 1 − az where the parameter a lies in the range 0 < a < 1. This transformation maps the unit disc onto itself, and maps concentric circles of radius R in the w-plane into nested circles of radius ra , with centres displaced by xa from the origin, in the z-plane: u2 + v 2 = R 2 , 2 (x − xa ) + y 2 = ra2 , 1 − R2 , 1 − a2 R 2 1 − a2 . ra = R 1 − a2 R 2 xa = a The areal density inhomogeneity profile in the z-plane is 2 σ(x, y) = σ0 |f (z)| = σ0 σ(r, θ) = σ0 (1 − a2 ) 2 2 ((1 − ax) + a2 y 2 ) (1 − a2 ) 2, 2 2 (1 − 2ar cos θ + a2 r2 ) . Mathematics TODAY DECEMBER 2016 281 Candombe drummers © Kobby Dagan | Dreamstime.com Taking a = 0.3, for example, at the centre and cardinal points on the boundary of the unit disc, we have, respectively, 2 σ(0, θ)/σ0 = (91/100) , it is adequate for our purposes. The closeness of these approximations must also be interpreted, however, as a warning that substantial inhomogeneities may be required to tune the frequencies of overtones by only small amounts. 2 σ(1, π)/σ0 = (7/13) , Tuning the overtones 2 σ(1, π/2)/σ0 = (91/109) = σ(1, 3π/2)/σ0 , 2 4 σ(1, 0)/σ0 = (13/7) = (13/7) σ(1, π)/σ0 ≈ 12σ(1, π)/σ0 . Exact solutions, η0 , for the homogeneous membrane in the w-plane may now be used in the z-plane as trial functions, Jn (jn,k r) cos nθ, to obtain ω/ω0 approximately, where jn,k is the kth root of the Jn Bessel function, and ω0 = ωn,k . The fundamental and third overtones are axisymmetric (n = 0) with j0,1 = 2.4048 and j0,2 = 5.5201. Substituting in the test expression above, and assuming exact equality, we calculate: a=0 ω/ω0,1 = 1 ω/ω0,2 = 1 0.1 0.2 0.3 0.4 0.5 1.0057 1.0038 1.0234 1.0154 1.0551 1.0358 1.1050 1.0666 1.1811 1.1115 Even for inhomogeneities as strong as a = 0.3, with its 12-fold variation in areal mass density around the membrane, these calculations approximate closely the exact values of unity that would have been obtained if the exact solutions for η in the z-plane had been used in the test expression. We shall therefore assume that Mathematics TODAY DECEMBER 2016 282 With that pessimistic remark in mind, we start by considering only the fundamental and first three overtones. The first and second vary azimuthally as J1 (j1,1 r) cos θ and J2 (j2,1 r) cos 2θ, where j1,1 = 3.8317, j2,1 = 5.1356, and the third, J0 (j0,2 r), is axisymmetric. Since the frequencies ωn,k are proportional to the jn,k , the frequencies of these overtones normalise to the fundamental, as: ω1,1 /ω0,1 = 1.5933 (= 1.0622 × (3/2)), ω2,1 /ω0,1 = 2.1355 (= 1.0678 × 2), ω0,2 /ω0,1 = 2.2954 2 (= 1.0202 × (3/2) ). The first ratio is close to 3/2 (perfect fifth), 2 the second to 2 (octave), and the third to (3/2) , which would also qualify as harmonious [6]. How might we tune these overtones? Reducing the mass of a homogeneous membrane will cause all of its frequencies to rise. We shall consider the feasibility of loading a homogeneous membrane of reduced mass with additional masses in such a way that its fundamental frequency is lowered to that of the higher mass, while its overtones are lowered differentially to frequencies related harmoniously to that frequency. We shall assign unit mass to an unloaded homogeneous unit disc membrane, so that σ0 = 1/π, and load a homogeneous membrane, of mass m, with masses, mi , each of which is a uniform flexible ring of mean radius ri , centred on the origin, and of rectangular section with radial width δri and thickness 1/δri . To sharpen the criteria for feasibility, we shall consider first the limit of delta-function rings (δri → 0), for each of which the areal density contribution is σi = mi δ(r − ri ) . 2πri For a particular trial function, Jn (jn,k r) cos nθ, and a single delta-function ring, mi = mn,k , substitution in the test expression yields 1 mn,k δ(r−ri ) 2 Jn (jn,k r)2 r dr ωn,k ≥ m + 0 12πri 2 1 ωT (n,k) Jn (jn,k r)2 r dr 0 π = m + mn,k Jn (jn,k ri ) 2 Jn+1 (jn,k ) 2, where ωT (n,k) is the frequency to which provision of the deltafunction ring tunes ωn,k . The axisymmetric delta-function ring affects only the radial variation of η. The mass mn,k will exert its strongest tuning effect if it is located at radius ri = rn,k , where rn,k > 0 is the smallest radius 2 for which Jn (jn,k ri ) maximises. The optimised test expression can then be used, assuming approximate equality: 2 ωn,k Jn (jn,k rn,k )2 . ≈ m + mn,k 2 ωT (n,k) Jn+1 (jn,k )2 For the fundamental to be unchanged in frequency, we require 2 2 ω0,1 J0 (j0,1 rn,k ) = 1 ≈ m + mn,k . 2 2 ωT (0,1) J1 (j0,1 ) Prescription of ωT (n,k) enables the masses m and mn,k to be estimated. The first three overtones It is straightforward to extend the analysis for a single deltafunction ring by adding two more. We locate them at the maximising radii: mass m1,1 at r1,1 = 0.4805, mass m2,1 at r2,1 = 0.5947, and mass m0,2 at r0,2 = 0.6941. After evaluating the corresponding Bessel function coefficients, we obtain 2 ω0,1 =1 2 ωT (0,1) ≈ m + 1.7820m1,1 + 1.1241m2,1 + 0.6412m0,2 , 2 ω1,1 1.59332 = = 1.1283 2 ωT (1,1) (3/2)2 2 ω2,1 2 ωT (2,1) ≈ m + 2.0871m1,1 + 1.8216m2,1 + 1.2690m0,2 , = The first two overtones With m0,2 = 0, the first three equations above can be solved satisfactorily to give m = 0.7144 ≈ 0.71, m1,1 = 0.0611 ≈ 0.06 and m2,1 = 0.1572 ≈ 0.16, all of which are positive. Because of the optimised locations of the two delta-function rings, the total mass is less than unity. It is important to distinguish here between precision and accuracy: once a trial function has been specified for use in the test expression, calculation of the coefficients in the equations above can be arbitrarily precise, to four decimal places, for example. The accuracy of the masses calculated depends, however, on how closely the trial function simulates the exact solution. We recognise this distinction by approximating the masses to two decimal places, which seems a plausible level of accuracy to infer from our tests on isospectral membranes. 2.13552 = 1.1401 22 ≈ m + 1.6889m1,1 + 2.0514m2,1 + 1.7549m0,2 , 2 ω0,2 2.29542 = = 1.0408 2 ωT (0,2) (3/2)4 ≈ m + 0.1267m1,1 + 1.0012m2,1 + 1.4011m0,2 . Regrettably, the solution obtained by assuming exact equality in each equation is a nonphysical mixture of positive and negative masses. Can the first two overtones, at least, be tuned? The third overtone We now check whether or not the solution for the first two overtones tunes the third overtone fortuitously to a harmonious frequency. Substituting these masses in the fourth equation above yields 2 ω0,2 2.29542 = ≈ m+0.1267m1,1 +1.0012m2,1 = 0.8795, 2 ωT (0,2) X2 from which it follows that X ≈ 2.4475, a ratio close to (5/4)4 = 2.4414. Savage [6] classifies this within the perfect third criterion, so we need search no further for harmonious frequencies with m0,2 > 0. Summing up, our original aim for the third overtone (to have X = (3/2)2 with m0,2 > 0) has fallen outside the tuning window with positive masses. That fatal defenestration brings to mind President Truman’s injunction to the heat-averse, ‘get out of the kitchen’. Having demonstrated that the two overtones most likely to be excited could be tuned by providing two delta-function rings, m1,1 and m2,1 , we do, however, emerge from the ‘kitchen’ (as the percussion section is familiarly known) with some satisfaction. Practicality Flexible rectangular section rings, in the delta-function limit of infinite thickness and infinitesimal width, have served to demonstrate mathematically the feasibility of tuning the first two overtones, but are of course impractical. A flexible rectangular section ring of finite width δri , thickness, 1/δri and mean radius ri , is physically realisable, however, and contributes an areal mass density profile of σi = mi /2πri δri , ri − δri /2 ≤ r ≤ ri + δri /2. We must now recalculate the coefficients in the equations obtained above for two delta-function masses. For a given trial function, Jn (jn,k r) cos nθ, the relevant integrals are of the form rn,k +δrn,k /2 rn,k −δrn,k /2 mn,k 2 Jn (jn,k r) r dr. 2πrn,k δrn,k Since the radial separation between the two rings, r2,1 − r1,1 = 0.5947 − 0.4805 ≈ 0.11, we may take δr2,1 = 0.1 = δr1,1 as an Mathematics TODAY DECEMBER 2016 283 example without overlap. The integrations yield 2 ω0,1 =1 ωT2 (0,1) 2 ω1,1 ωT2 (1,1) 2 ω2,1 ωT2 (2,1) ≈ m + 1.7725m1,1 + 1.1202m2,1 , = 1.59332 = 1.1283 (3/2)2 ≈ m + 2.0692m1,1 + 1.8029m2,1 , = 2.13552 = 1.1401 22 ≈ m + 1.6851m1,1 + 2.0259m2,1 . Assuming exact equality, we obtain m = 0.7090 (0.7144), m1,1 = 0.0626 (0.0611), m2,1 = 0.1607 (0.1572), which agree with the delta-function solutions (shown in parentheses) to two decimal places, confirming that the first two overtones can be tuned. The corresponding areal mass densities are σ/σ0 ≈ 0.71, σ1,1 /σ0 ≈ 0.65, σ2,1 /σ0 ≈ 1.16, implying a variation in thickness over the membrane of a modest 2.6 (= 1.87/0.71). This should be realisable with a 3D printer without unduly stiffening the membrane. The rings should preferably be located on the undersides of membranes, so that the variations in thickness do not give them an appearance distractingly different from homogeneous membranes. It might, however, aid the percussionist in varying tone colour if circles with radii corresponding to the displacement maxima (r1,1 and r2,1 ) were marked on the membrane. Conclusions We began with the plausible hypothesis that at least the first few overtones of a circular drum could be tuned harmoniously by suitably prescribed inhomogeneities in its membrane. ‘The tragedy of science,’ wrote Thomas Huxley, is ‘a beautiful hypothesis slain by an ugly fact.’ We end with the practical conclusion that only the first two overtones can be tuned (to a perfect fifth and an octave, respectively). Mathematics TODAY DECEMBER 2016 284 Our recompense for the Kac-induced headaches that we have suffered (his name aptly translates as ‘hangover’!) is, however, substantial: these are the overtones which influence most strongly the tone colour of orchestral drums. In modern orchestras, a percussionist controls several timpani [5, p. 1275]. Although they are used mainly for repeated notes and drum rolls, composers have demonstrated that use of these timpani, combined with operation of their tuning pedals, enables melodies to be contributed by skilled percussionists [4, pp. 775–782]. Tuned membranes would offer materially enhanced melodic potential, and new opportunities to composers and percussionists. As soon as plastic membranes with prescribed inhomogeneities are made available by 3D printing, composers and percussionists will be able to decide whether or not to exploit these new opportunities. On that crucial judgement, will depend the fairy-tale outcome of an obscure opsimath becoming the Stradivari of drums, or the grim prospect of his being hunted down by demented percussionists, baffled by the augmented complexity of their timpani. Acknowledgement The earliest version of this article benefited from encouragement and comments from Professor Uwe Grimm. References 1 Kac, M. (1966) Can one hear the shape of a drum? Amer. Math. Monthly, vol. 73, pp. 1–23. 2 Driscoll, T.A. (1997) Eigenmodes of isospectral drums, SIAM Rev., vol. 39, pp. 1–17. 3 Gottlieb, H.P.W. (1988) Density distribution for isospectral circular membranes, SIAM J. Appl. Math., vol. 48, pp. 948–951. 4 Scholes, P.A. (1970) The Oxford Companion to Music, 10th edition, Oxford University Press, United Kingdom. 5 Latham, A. (2002) The Oxford Companion to Music, Oxford University Press, United Kingdom. 6 Savage, M. (2014) Beautiful music: an amazing mathematical fluke, Math. Today, vol. 50, pp. 88–90. 7 Riley, K.F., Hobson, M.P. and Bence, S.J. (2006) Mathematical Methods for Physics and Engineering, 3rd edition. 8 Spiegel M.R. (1964) Complex Variables, McGraw-Hill Book Company, New York.
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