PrePrints 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Responses of petiole sap flow to light and vapor pressure deficit in the tropical tree Tabebuia rosea (Bignoniaceae) 27 Running title: LEAF-LEVEL SAP FLOW RESPONSES TO VPD AND LIGHT ADAM B. RODDY1,2, KLAUS WINTER3, TODD E. DAWSON1 1 Department of Integrative Biology, University of California, Berkeley, CA, 94720 USA Present address: School of Forestry and Environmental Studies, Yale University, New Haven, CT, 06511 USA 3 Smithsonian Tropical Research Institute, Apartado 0843-03092, Balboa, Ancón, Republic of Panama 2 Author of contact: Adam B. Roddy 370 Prospect St New Haven, CT 06511 USA tel: +1 510 224 4432 email: [email protected] Keywords: leaf, transpiration, hydraulics, hysteresis, tropics 28 29 30 31 32 33 1 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 PrePrints 34 35 ABSTRACT Continuous measurements of sap flow have been widely used to estimate water flux 36 through tree stems and branches. However, stem-level measurements lack the 37 resolution necessary for accurately determining fine-scale, leaf-level responses to 38 environmental variables. We used the heat ratio method to measure sap flow rates 39 through leaf petioles and leaflet petiolules of saplings of the tropical tree Tabebuia rosea 40 (Bignoniaceae) to determine how leaf and leaflet sap flow responds to variation in 41 photosynthetically active radiation (PAR) and vapor pressure deficit (VPD). In the 42 morning sap flow rates to east-facing leaves increased 26 minutes before adjacent 43 west-facing leaves. Integrated daily sap flow was negatively correlated with daily mean 44 VPD, and sap flow declined when VPD exceeded 2.2 kPa whether this occurred in the 45 morning or afternoon, consistent with a feedforward response to humidity. Indeed, 46 changes in VPD lagged behind changes in sap flow. In contrast, changes in PAR often 47 preceded changes in sap flow. The sap flow-VPD relationship was characterized by two 48 distinct patterns of hysteresis, while the sap flow-PAR relationship displayed three types 49 of hysteresis, and the type of VPD hysteresis that occurred on a given day was 50 correlated with the type of PAR hysteresis occurring on that day. These patterns 51 highlight how multiple environmental drivers interact to control leaf sap flux and that the 52 development of sap flow sensors capable of measuring individual leaves could 53 drastically influence the amount of data recordable for these structures. 54 55 56 57 2 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 PrePrints 58 INTRODUCTION 59 Approximately 90% of all water converted from the liquid phase to the vapor phase 60 in terrestrial ecosystems moves through plants (Jasechko et al. 2013); in the tropics this 61 amounts to an estimated 32x1015 kg of water per year (Hetherington and Woodward 62 2003). Almost all of this water transits through plant leaves. Understanding how leaves 63 respond to abiotic drivers is important for understanding controls on water balance at 64 scales from leaves to landscapes (Jarvis and McNaughton 1986), yet our understanding 65 of leaf-level transpiration processes derives almost entirely from cuvette measurements 66 on parts of leaves and from inferring leaf-level processes from measurements on main 67 stems or branches. In the present study, we deploy a new sap flow sensor to measure 68 short- and long-term variability in leaf-level sap flux, thus highlighting the types of 69 questions and measurements its development may enable for future research. 70 Various sap flow methods are commonly used to estimate almost continuously tree 71 responses to environmental conditions for extended time periods (Marshall 1958; 72 Granier 1985; Burgess et al. 2001; Vandegehuchte and Steppe 2012). These 73 measurements are most often made on boles or large branches of trees and can be 74 used to estimate canopy-level responses to changing environmental conditions (Oren et 75 al. 1999; Ewers and Oren 2000; Traver et al. 2010). Despite technical advancements in 76 using sap flow measurements in stems to estimate canopy processes, a number of 77 problems remain. First, resistance and capacitance in stems and branches create time 78 lags in water movement between different points in the hydraulic pathway (Köcher et al. 79 2013). For tropical trees, these lags between canopy branches and the stem base can 80 approach an hour (Meinzer et al. 2004). Second, different parts of the canopy respond 81 to environmental conditions largely independently, such that sap flow measurements on 82 branches or boles may provide only an average response of many leaves or of a subset 83 of branches (Brooks et al. 2003; Nadezhdina et al. 2013). For example, east-facing 84 branches of Sequoiadendron giganteum reached their maximum daily sap flow rates 6 85 hours before west-facing branches at the same height (Burgess and Dawson 2008). 86 Although sap flow measurements on boles and branches have provided useful 87 estimates of whole-tree water use (Wullschleger et al. 1998), their utility for describing 3 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 88 leaf-level processes can be limited by time lags, capacitance, hydraulic resistance, and 89 variation in these factors along the root-to-leaf continuum. PrePrints 90 Rarely have researchers attempted to measure sap flow rates through petioles of 91 individual leaves (Sheriff 1972). Recently, Clearwater et al. (2009) adapted the heat 92 ratio method (HRM; Burgess et al. 2001) originally used for measuring sap flow through 93 large stems to measure sap flow through small diameter stems. Slight modifications to 94 this method have proven useful in measuring sap flow through petioles under field 95 conditions in the neotropics (Roddy and Dawson 2012; 2013; Goldsmith et al. 2013) and 96 through small stems of anatomically and phylogenetically diverse species of the South 97 African fynbos flora (Skelton et al. 2013). Placing sensors in close proximity to the 98 transpiring leaves has the advantage of fine-scale measurements akin to leaf gas 99 exchange without the disadvantage of enclosing leaves in a cuvette that removes the 100 leaf boundary layer and otherwise modifies the leaf microenvironment. 101 In the present study, we measured sap flow rates through petioles and petiolules 102 of saplings of the tropical tree Tabebuia rosea (Bignoniaceae) to characterize how sap 103 flow responds to variation in light and vapor pressure deficit (VPD). We used plots of 104 functional responses of sap flow to environmental drivers in order to characterize 105 patterns of hysteresis in the diurnal relationships between sap flow and these drivers. 106 Hysteresis occurs when, for example, at a given VPD that occurs both in the morning 107 and again in the afternoon, sap velocity is higher in the morning (when VPD is 108 increasing) than in the afternoon (when VPD is decreasing), creating a clockwise 109 pattern of hysteresis throughout the day (Meinzer et al. 1997; O'Grady et al. 1999; 110 O'Brien et al. 2004; Zeppel et al. 2004). Hysteresis in a relationship indicates that 111 factors other than the primary descriptor variable are constraining the response variable. 112 For leaves, two types of hysteresis in the sap flow-VPD relationship have been 113 observed: (1) a clockwise pattern in which morning sap flow is higher than afternoon 114 sap flow, and (2) an intersected loop resulting from midday depression of sap flow and 115 higher peak afternoon sap flow than peak morning sap flow (Roddy and Dawson 2013). 116 Because hysteresis may result from interacting effects of multiple variables, in the 117 present study we also measured photosynthetically active radiation (PAR) levels on 4 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 118 each leaf or leaflet and used cross-correlation analysis to determine whether different 119 types of hysteresis were associated with different time lags between environmental 120 variables and sap flow. 121 122 METHODS 123 Plant Material T. rosea grows to become a canopy tree in the lowland forests of central 125 Panama. While adults are often deciduous, seedlings are evergreen with five palmate PrePrints 124 126 leaflets of varying size encircling the petiole. Three individuals were grown from seed in 127 20-liter, insulated pots outdoors under a glass roof at the plant growth facilities of the 128 Smithsonian Tropical Research Institute in Gamboa, Panama, until a few days before 129 sap flow measurements were begun. When the tops of the plants were ~70 cm above 130 the soil surface, they were transferred to a glass chamber (2 x 2 m square) to protect 131 them from strong afternoon winds. The lower 1.5 m of this 5 m tall chamber was made 132 of cement painted white, and doors on east- and west-facing sides of the chamber were 133 left ajar to allow air circulation. At the beginning of the sap flow measurements, the tops 134 of the plants were even with the top of the cement wall at the base of the chamber, and 135 during the course of the experiment two new sets of leaves were produced. Pots were 136 kept well-watered except for one week when water was withheld to characterize 137 changes in leaf-level sap flow rates in response to declining soil water. This week 138 coincided with higher than normal VPD. Sensors were installed when plants were 139 approximately eight months old, a few days after transferring them to the glass 140 chamber. 141 142 143 Sap flow measurements On each of the three plants, two adjacent leaves on opposite sides of the plant 144 were chosen for measurement (for a total of six leaves and six leaflets). On each 145 measured leaf, sap flow sensors were installed on the leaf petiole and on the petiolule of 146 the middle, largest leaflet. At the time of installation, these leaves were the newest, 147 fully-expanded leaves on each plant. Plants were positioned so that the axis defined by 5 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 148 the two measured leaves on each plant were oriented east-west. Of the total 12 149 sensors installed, five failed at some point in the study, leaving two sensors on 150 petiolules and five sensors on petioles. Thus, two plants each had two sensors on 151 petioles and the third plant had one sensor on a petiole. The two petiolules with 152 sensors were on different plants and on different sides of these two plants. 153 Sap flow sensors and measurements were based on the design and theory of Clearwater et al. (2009) with some slight modifications described previously (Roddy and 155 Dawson 2012; 2013) and again briefly here. Sensors were constructed from a silicone PrePrints 154 156 backing and were connected to 10 cm leads with Molex connectors that were then 157 connected by 10 m leads to an AM16/32 multiplexer and CR23X datalogger (Campbell 158 Scientific Inc., Logan, UT). Sensors were held in place against the petiole or petiolule 159 surface with parafilm, and sensors and connections were insulated with multiple layers 160 of bubblewrap and aluminum foil at least 2 cm above and below the sensor. Consistent 161 with previous applications of the HRM, we measured initial temperatures for 10 seconds 162 prior to firing a 4-second heat pulse, monitored temperatures every 2 seconds for 200 163 seconds after the heat pulse, and initiated the measurement routine every 10 minutes. 164 The heat pulse velocity, vh (cm s-1), was calculated from the temperature ratio as: 165 166 where vh is the heat pulse velocity in cm s-1, k is the thermal diffusivity (cm2 s-1), x is the 167 distance from the heater to each of the thermocouples (cm), and δT1 and δT2 are the 168 temperature rises (oC) above and below the heater, respectively (Marshall 1958; 169 Burgess et al. 2001; Clearwater et al. 2009). We estimated the thermal diffusivity as: 170 171 where tm is the time (seconds) between the heat pulse and the maximum temperature 172 rise recorded x cm above or below the heater under conditions of zero sap flow 173 (Clearwater et al. 2009). We measured tm every morning before dawn when 174 atmospheric vapor pressures were lowest (between 0500 and 0600 hrs). At this time, 175 the vapor pressure deficit was almost always below 0.3 kPa, and therefore we assumed 6 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 vh was approximately zero. Thermal diffusivity, k, was calculated for each thermocouple 177 (upstream and downstream) from these predawn measurements of tm, averaged for 178 each sensor, and used to calculate vh from the heat ratios for the subsequent 24 hours. 179 Measurements of k on nights with VPD always above 0.3 kPa were discarded and 180 replaced with the most recently measured k when VPD < 0.3 kPa. We estimated the 181 temperature ratio under zero-flow conditions by excising petioles and petiolules above 182 and below the sensor at predawn at the end of the experiment, greasing the cut ends, 183 placing the segments in a darkened box, and recording the temperature ratios for the PrePrints 176 184 subsequent ~4 hours. The average of these zero-flow temperature ratios corresponded 185 very well with the temperature ratios recorded predawn under low VPD (less than ~0.3 186 kPa) conditions. The sensor-specific average temperature ratio under zero-flow 187 conditions was subtracted from all calculated heat ratios. This corrected heat ratio was 188 then used to calculate vh. 189 190 191 Measurements of PAR and VPD Light measurements were made using S1787 photodiodes (Hamamatsu 192 Photonics, Hamamatsu City, Japan). Photodiodes were connected to 15 cm long 193 copper wires with Molex connectors and then to 10 m leads, which were connected to a 194 CR5000 datalogger measuring in differential mode. Circuits created by each 195 photodiode were closed with a 100 ohm resistor. Photodiodes were positioned just 196 above each leaflet with a sap flow sensor, parallel to the axis of the central vein. Light 197 measurements were made every minute and averaged every 10 minutes. Voltage 198 measurements from the photodiodes were converted to PAR based on a calibration of 199 all photodiodes against a PAR sensor (LI-SB190, LiCor Biosciences, Logan, UT), during 200 which time all sensors were situated adjacent to each other in a clearing that received 201 full sunlight. 202 203 Vapor pressure deficit was calculated as (Buck 1981): ( ) 17.502*Ta RH & # VPD = 0.61121 × e Ta +240.97 % 1 − $ 100 (' 7 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 204 where Ta and RH are air temperature and relative humidity, respectively. Ta and RH 205 measurements were made every 10 minutes with a HOBO U23 datalogger (Onset 206 Computer Corp., Bourne, MA) that was covered in a white, PVC, Y-shaped tube and 207 hung level with the tops of the plants. This tube shielded the instrument from direct 208 solar radiation while allowing air flow through the housing and over the sensor. 209 210 PrePrints 211 Data analysis All analyses were performed using R (R Core Team 2012). Raw vh 212 measurements were smoothed using the ‘loess’ function, which fits a polynomial to a 213 subset of the data in a moving window of 35 points, consistent with previous 214 applications (Roddy and Dawson 2012; 2013; Skelton et al. 2013). These points have 215 tricubic weighting proportional to their distance away from the center point. 216 Functionally, this means that while a large moving window is used for the averaging, 217 points within 80 minutes of the center point contribute ~80% of the total weight used to 218 calculate the loess-smoothed value for the center point. Conveniently, for smaller 219 windows consisting of just a few points (e.g. the six points recorded in a one-hour 220 window) when sap flow changes are consistently unidirectional, the loess smooth 221 approaches a linear regression. 222 For analyses of structure (leaf vs. leaflet) or aspect (east- vs. west-facing leaves), 223 vh measurements from individual sensors in each group were averaged. To estimate 224 the total sap flow during the day and night, we integrated the time course of vh 225 measurements for each day and night using the ‘auc’ function in the package MESS, 226 which calculates the area under the curve using the trapezoid rule. Daytime was 227 defined as being between 600 and 1800 hours, which corresponded to morning and 228 evening twilight. To minimize the effects of nocturnal refilling, we defined nighttime as 229 being between 100 and 600 hours, which assumed that leaf and stem water potentials 230 had equilibrated within seven hours after sunset. To analyze the effects of VPD on 231 integrated sap flow rates, we linearly regressed integrated sap flow against mean VPD. 232 In all regressions for leaves and leaflets in the day and in the night, the linear model was 8 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 233 determined to be as good as or better than both the logarithmic and power functions by 234 comparing the residual standard errors. 235 Differences in the timing of morning sap flow between east- and west-facing leaves were compared at a critical vh of 1.5 cm hr-1, chosen because it was higher than 237 any measured nighttime velocities and lower than most daytime velocities. 238 Furthermore, at this time of day the loess-smoothed values almost equalled the raw, 239 measured sap flow velocities. We estimated the time at which vh = 1.5 cm hr-1 by 240 assuming a linear relationship (y = mx + b) between the two sequential morning PrePrints 236 241 measurements that spanned vh of 1.5 cm hr-1. To compare east- versus west-facing 242 leaves and leaves versus leaflets, we used linear mixed effect models with day as the 243 random variable, which accounts for repeated measures. 244 To analyze patterns of sap flow hysteresis with VPD and light, we used cross- 245 correlation analysis (the ‘ccf’ function in the stats package). For each day and each 246 sensor, we determined the time lag with the highest correlation coefficient for the 247 relationships between sap flow and either VPD or PAR. We visually categorized the 248 types of hysteresis for VPD and PAR. For VPD, there were two types of hysteresis: (1) 249 clockwise and (2) intersected loop described earlier. For the sap flow-PAR relationship, 250 hysteresis was either (1) clockwise, (2) counterclockwise, or (3) counterclockwise with 251 an intersected loop. This last type of hysteresis was characterized by a predominant 252 counterclockwise pattern with a slight inversion at high light. We tested whether the 253 types of hysteresis had different associated time lags using a linear mixed effects model 254 with type of hysteresis as the fixed effect and day nested within sensor as the random 255 effect. To determine whether the type of VPD hysteresis was associated with the type 256 of PAR hysteresis, we used a chi-squared test. 257 258 259 RESULTS Daily maximum VPD varied from 2.8 kPa to 6.9 kPa during the experiment, while 260 daily maximum PAR at the top of the canopy varied from 1125 to 1640 µmol m-2 sec-1. 261 The daily maximum vh through petioles varied between 1.4 cm hr-1 to 4.5 cm hr-1. This 262 lowest daily maximum vh occurred at the end of a week without water, during which time 9 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 263 five of the seven hottest, driest days occurred. Overall, thermal diffusivity, k, ranged 264 from 0.00136 to 0.00170 cm2 s-1. There were slight differences in k between sensors, 265 but k was relatively constant throughout the experiment for each sensor and consistent 266 with previously reported values for k from a diverse set of plant structures and species 267 (Clearwater et al. 2009; Roddy and Dawson 2012; 2013; Skelton et al. 2013). 268 On every morning, vh to east-facing leaves increased more quickly than it did to west-facing leaves (Figure 1). Sap flow rates reached 1.5 cm hr-1 on average 26 270 minutes earlier for east-facing leaves than for west-facing leaves (t = 5.67, df = 23, P < PrePrints 269 271 0.001), and on 18 of 25 days, west-facing leaves reached their daily peak vh later in the 272 day than east-facing leaves. However, vh to east-facing leaves did not decline any 273 earlier in the evening than it did to west-facing leaves. 274 Patterns of sap flow to leaves and leaflets also differed. Daily integrated sap flow 275 was lower through petiolules than through petioles (t = 7.42, df = 24, P < 0.001; Figure 276 2). While water was withheld for one week, daily maximum vh for both leaves and 277 leaflets declined such that leaflet sap flow rates were about half of those to leaves 278 (Figure 2a). On the day immediately following re-watering, leaves and leaflets had 279 almost equivalent sap flow rates, which continued to increase on subsequent days 280 despite declining daily maximum VPD. Daytime integrated sap flow to leaves and 281 leaflets was negatively correlated with mean VPD (Figure 2b), both when including all 282 days and when the last five days of the drought treatment were excluded (Table 1). 283 Nighttime integrated sap flow to leaflets was negatively correlated with mean nighttime 284 VPD, but only when including data during the drought (Table 1). Maximum vh for leaves 285 occurred at a slightly higher VPD than it did for leaflets (2.21 kPa vs. 2.06 kPa; grey 286 symbols in Figure 2b). 287 Patterns of sap flow hysteresis can be grouped into two main classes, 288 exemplified by data from two days from the same leaf shown in Figure 3. The first type 289 of hysteresis pattern was characterized by clockwise hysteresis in the relationship 290 between vh and VPD (Figure 3a). On this day, hysteresis in the vh-PAR relationship 291 predominantly followed a clockwise pattern (Figure 3b). Of the 35 instances of 292 clockwise hysteresis in the vh-VPD relationship, 23 of them occurred with a clockwise 10 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 pattern of hysteresis in the vh-PAR relationship. The second type of hysteresis was 294 defined by an intersected loop in the relationship between vh and VPD (Figure 3d). 295 When this occurred, the vh-PAR relationship was generally counterclockwise, but could 296 also have an intersection in the otherwise counterclockwise relationship (Figure 3e). Of 297 the 60 instances of an intersected loop in the vh-VPD relationship, 34 of them occurred 298 with counterclockwise hysteresis for vh-PAR and 18 of them occurred with a 299 counterclockwise intersected loop for the vh-PAR relationship. The patterns of 300 hysteresis in the vh-VPD and vh-PAR relationships were not independent of each other PrePrints 293 301 (Χ2 = 30.31, df=2, P < 0.001). Regardless of the relationships between the 302 environmental variables and vh, the relationship between PAR and VPD showed a 303 counterclockwise pattern (Figure 3c,f). 304 The types of VPD and PAR hysteresis differed significantly in their associated 305 time lags (Figure 4). For VPD, the time lag with the highest correlation was significantly 306 later for clockwise hysteresis (118 minutes) than it was for the intersected loop (27 307 minutes; t = 16.44, df = 143, P < 0.001). Similarly, for the vh-PAR relationship, the 308 average time lag with the highest correlation was significantly later for clockwise 309 hysteresis (33.9 minutes) than it was for either counterclockwise (-60.5 minutes) or 310 counterclockwise-intersected hysteresis (-11.2 minutes; t = 6.15, df = 86, P < 0.001). 311 312 313 DISCUSSION A variety of leaf physiological processes respond rapidly to changes in the leaf 314 microenvironment (Simonin et al. 2013). These rapid responses in leaves may protect 315 stems from low water potentials that can lead to loss of xylem functioning (Zimmermann 316 1983; Sperry 1986; Tyree and Ewers 1991; Hao et al. 2008; Chen et al. 2009; 2010; 317 Johnson et al. 2011; Bucci et al. 2012; Zhang et al. 2013; Skelton et al. 2015). As a 318 result, there has been burgeoning interest in the diurnal variability of leaf hydraulic 319 functioning (Brodribb and Holbrook 2004; 2007; Johnson et al. 2009; Johnson et al. 320 2011; Wheeler et al. 2013). The techniques for measuring sap flow through leaf 321 petioles used here may become critical in quantifying this diurnal variability and in 322 linking leaf hydraulic architecture with leaf water use. 11 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 323 East- and west-facing leaves differed significantly in their patterns of daily sap flow (Figure 1). Midday depression of vh occurred in leaves on both sides of the plant, 325 although not always at the same time of day, and vh to east-facing leaves increased, on 326 average, 26 minutes earlier in the morning than it did to west-facing leaves. Differences 327 in the timing of morning increases are commonly observed at the branch level 328 (Steinberg et al. 1990; Akilan et al. 1994; Martin et al. 2001; Alarcón et al. 2003; 329 Burgess and Dawson 2008), and our results show that even adjacent leaves can differ 330 significantly in their temporal patterns of sap flow. Without concurrent measurements of PrePrints 324 331 stem sap flow, however, understanding how these differences between leaves affect 332 branch and stem sap flow remains unclear. 333 Patterns of sap flow through petioles were similar to patterns observed for 334 petioles of other tropical species (Roddy and Dawson 2012; 2013), but, in some cases, 335 different from patterns observed in other species for main stems. A clockwise loop in 336 the vh-VPD relationship is commonly observed in main stems of canopy trees, and the 337 intersected loop has been reported for main stems, although infrequently (Meinzer et al. 338 1997; O'Grady et al. 1999; 2008; Zeppel et al. 2004). Whereas the clockwise vh-VPD 339 hysteresis results from a single peak of sap flow in the late morning, the intersected loop 340 requires bimodal peaks in the daily vh pattern (i.e. midday depression of gas exchange). 341 There were significant associations between the type of VPD hysteresis and the type of 342 PAR hysteresis. A clockwise pattern of vh-VPD hysteresis was associated with a 343 clockwise pattern in the vh-PAR relationship (Figure 3), and on these days both VPD 344 and PAR lagged behind changes in vh (Figure 4). In contrast, days with intersected 345 hysteresis for VPD generally displayed either counterclockwise or counterclockwise- 346 intersected hysteresis in the vh-PAR relationship. On these days, the timing of vh 347 changes was more well coupled to changes in PAR and VPD, with PAR generally 348 preceding changes in vh (Figure 4). This is in contrast to data from stems, for which a 349 clockwise vh-VPD loop is normally accompanied by a counterclockwise vh-PAR loop 350 (O'Brien et al. 2004; Zeppel et al. 2004). 351 352 The causes of hysteresis generally and the patterns of hysteresis described herein specifically are unclear. For trees, hysteresis in the sap flow-VPD relationship is 12 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 thought to result from variation in hydraulic capacitance, resistance, or stomatal 354 sensitivity to VPD (O'Grady et al. 1999). First, while trees often supply their morning 355 transpiration from capacitive stores, which could elevate morning sap flow above that 356 observed if there were no capacitance (Cowan 1972; Waring and Running 1978; Waring 357 et al. 1979; Goldstein et al. 1998; Meinzer et al. 2004; 2008), at the leaf level this is 358 unlikely to be the primary cause of hysteresis because leaf water can turn over rapidly 359 during the day (Zwieniecki et al. 2004; Zwieniecki et al. 2007; Simonin et al. 2013). 360 Second, hysteresis has been thought to result from increasing hydraulic resistance PrePrints 353 361 throughout the day as xylem embolisms accumulate (Brodribb and Holbrook 2004; 362 Meinzer et al. 2009). Increasing hysteresis in the vh-VPD relationship with progression 363 through the dry season (Jiménez et al. 2010) and with increasing maximum daily VPD 364 for both stems and leaves support hydraulic failure as the cause of hysteresis (Zeppel et 365 al. 2004; Roddy and Dawson 2013), but for Eucalyptus globulus there was no 366 relationship between daily declines in plant hydraulic conductance and sap flow 367 hysteresis (O’Grady et al. 2008). Third, hysteresis indicates a decoupling of sap flow 368 from its environmental drivers. In our experiment, instantaneous and daily integrated 369 sap flow declined above a threshold VPD of 2.2 kPa, a response which was remarkably 370 well conserved across days for both leaves and leaflets and was the same whether 371 maximum vh occurred in the morning or in the afternoon (Figures 2b, 3a,d). Decreasing 372 vh with increasing VPD may result from declining hydraulic conductance (Oren et al. 373 1999; Brodribb and Holbrook 2004) or from an apparent feedforward response to 374 humidity (Farquhar 1978; Franks et al. 1997; Buckley 2005). 375 The most probable cause underlying such different patterns of hysteresis for 376 individual leaves and for main stems is likely to be a matter of scale. Sap flow through 377 stems integrates the individual sap flow responses of many leaves in drastically different 378 microclimates. Some of this variation is due to variation in incident PAR between 379 different leaves and different branches (Figure 1; Burgess and Dawson 2008). Other 380 factors, such as leaf temperature and its effects on the vapor pressure gradient driving 381 transpiration, could also cause differences in sap flow between individual leaves that 382 would not be apparent in stem level measurements. In addition to microclimatic 13 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 383 variation, leaves and stems differ in their hydraulic architecture. Leaf water balance 384 changes rapidly as efflux and influx of water vary asynchronously even on the timescale 385 of seconds (Sheriff and Sinclair 1973; Sheriff 1974). Water balance of stems probably 386 does not change as dramatically over such short timescales because having numerous 387 parallel pathways for water entry and loss may mitigate the effects of any single 388 pathway. Thus, transpiration and sap flow probably vary more and more rapidly for 389 leaves than for stems. PrePrints 390 391 392 CONCLUSIONS Understanding leaf-level responses to abiotic conditions is critical for 393 understanding plant responses to future climate change. In the present study, we found 394 that leaves often exhibit sap flow responses to light and VPD that are notably different 395 from responses of stems. Two possible explanations for these differences between 396 scales are: (1) stems integrate over many leaves, each with their own microclimate and 397 (2) moving the sap flow sensor closer to the sites of transpiration removes the 398 confounding influence of stem hydraulic architecture on stem sap flow measurements. 399 Thus, sap flow measurements on main stems may not accurately describe leaf-level 400 processes. Significant differences in sap flow patterns and the timing of specific 401 responses between adjacent leaves highlights the need for more leaf-level 402 measurements made with sap flow methods. Such methods can better characterize the 403 responses of transpiration and sap flow to their environmental drivers without the effects 404 of changing the leaf microclimate by enclosing the leaf in a gas exchange cuvette. 405 Future measurements of sap flow through petioles could better elucidate how abiotic 406 drivers interact with biotic factors, such as leaf hydraulic architecture, to influence 407 diurnal variation in leaf-level sap flow and water use. 408 409 ACKNOWLEDGMENTS 410 Jorge Aguilar, Alexander Cheesman, Anna Schuerkmann, Kevin Tu, and Joseph Wright 411 provided technical assistance, and Daniel Johnson, Nathan Phillips, and an anonymous 412 reviewer provided useful comments on a previous version of the manuscript. This work 14 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 was supported by grants from the American Philosophical Society and the Smithsonian 414 Tropical Research Institute and a National Science Foundation Graduate Research 415 Fellowship to A.B.R. PrePrints 413 15 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 416 REFERENCES 417 Akilan K., Considine J.A. and Marshall J.K. 1994. Water use by Geraldton wax 418 (Chamelaucium uncinatum Schauer) as measured by heat balance stem flow 419 gauges. New Zealand Journal of Crop and Horticultural Science 22:285-294. 420 Alarcón J.J., Domingo R., Green S.R., Nicolás E. and Torrecillas A. 2003. Estimation of 421 hydraulic conductance within field-grown apricot using sap flow measurements. 422 Plant and soil 251:125-135. PrePrints 423 Brodribb .J. and Holbrook .M. 2007. 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The first five days corresponded to the end of a week without watering. Tick marks on the horizontal axis indicate midnight. (b) The relationship between daily integrated sap flow and mean daily VPD for leaves (triangles) and leaflets (circles). Black points represent the last five days during the drought treatment. Grey points at the bottom mark the mean VPD (and standard error) at which maximum daily sap flow occurred for leaves and leaflets. Integrated daily sap flow was, on average, 30% lower for leaflets than it was for leaves. Figure 3. The pairwise relationships between vh, VPD, and PAR for two days (top and bottom rows). (a,d) The vh-VPD relationship differed between the two days, as did the (b,e) vh-PAR relationship. (c,f) However, the VPD-PAR relationship was approximately the same for the two days. Figure 4. Boxplots of time lags (in minutes) associated with different types of hysteresis in the relationship between vh and (a) VPD and (b) PAR. ‘CW’ = clockwise, ‘CCW’ = counterclockwise, ‘CCW-Int’ = counterclockwise-intersected (see Methods for descriptions). Table 1. Summary statistics for the linear regressions between integrated sap distance and mean VPD for leaves and leaflets in the day and in the night, whether including data from the week of drought or not. 22 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 Figure 1 PrePrints 617 618 619 23 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 Figure 2 PrePrints 620 621 622 24 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 Figure 3 PrePrints 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639 640 641 25 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 Figure 4 PrePrints 642 643 644 26 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015 645 646 Table 1 Leaves R2 Day PrePrints Night t Leaflets d.f. P R2 t d.f. P All 0.26 3.05 23 <0.01 0.40 4.15 23 <0.00 1 No drought 0.22 2.51 18 0.02 0.20 2.42 18 0.03 All 0.04 0.94 23 0.36 0.28 3.19 23 <0.01 No drought 0.02 0.55 18 0.59 0.13 1.98 18 0.06 647 648 27 PeerJ PrePrints | https://dx.doi.org/10.7287/peerj.preprints.1017v1 | CC-BY 4.0 Open Access | rec: 30 Apr 2015, publ: 30 Apr 2015
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