The Specified Sugar Products Regulations 2003 SI No. 1563 ~ Guidance Notes July 2003 Important Note This Guidance has been produced with the aim of providing informal, nonstatutory advice and should be read in conjunction with the appropriate legislation. The text should not be taken as an authoritative statement or interpretation of the law, as only the courts have this power. Every effort has been made to ensure that these guidance notes are as helpful as possible. However, it is ultimately the responsibility of individual businesses to ensure their compliance with the law. Businesses with specific queries may wish to seek the advice of their local enforcement agency, which will usually be the Local Authority Trading Standards Department. 2 Table of Contents Page 1. Introduction 4 The relevant legislation 4 Legislation in the devolved assemblies 4 Purpose of the legislation 4 New Regulations – differences from the 1976 Sugars Regulations 5 2. Scope of the Regulations 6 Products covered by the regulations 6 Reserved descriptions 6 Methods of analysis 7 3. Labelling of Specified Products 7 Mandatory labelling provisions 7 Additional optional labelling provisions 8 Presentation of the labelling information 9 4. Enforcement Issues 10 Offences and penalties 10 Responsibility for enforcement 10 Coming into force date and transitional arrangements 10 Defence in relation to exports 11 5. Further Information – contact addresses 11 Annex 1 – Specified Sugar Products and their Reserved Descriptions 13 3 1. Introduction The relevant legislation These Guidance notes relate to the provisions of the following legislation: • EC Directive 2001/111 relating to certain sugars intended for human consumption • The Specified Sugar Products (England) Regulations 2003 (SI 2003 No 1563) The Specified Sugar Products (Scotland) Regulations 2003 (SI 2003 No 527) The Specified Sugar Products (Wales) Regulations 2003 (SI 2003 No 3047 (W.290) ) The Specified Sugar Products (Northern Ireland) Regulations 2003 (SR 2003 No 301) • • • In addition, all products covered by the Regulations must also comply with the general provisions of the Food Safety Act 19901, the general rules governing the labelling of foods laid down by the Food Labelling Regulations 1996 (FLR), and all other relevant legislation. Legislation in the devolved assemblies Following the process of devolution, food legislation is now commonly made on a separate basis in England, Scotland, Wales and Northern Ireland. This is the case with the four separate sets of Sugar Regulations. Therefore the England Regulations apply only in England, the Scotland Regulations apply only in Scotland, and so on. However, the four sets of Regulations differ only in the powers under which they are made, and the food authorities given responsibility for enforcement. The provisions relating to specified sugar products are identical in each of the four sets of Regulations. Purpose of the legislation 1 In Northern Ireland, the equivalent legislation is the Food Safety (Northern Ireland) Order 1991. 4 The above domestic Regulations came into force in England and Northern Ireland on 12th July 2003, analagous Regulations are anticipated to be brought into force in Scotland and Wales around November 2003. Between them, the Regulations implement throughout the UK the provisions of EC Directive 2001/111 relating to certain sugars intended for human consumption. The Regulations lay down reserved descriptions for the sugar products they cover, and provide additional labelling requirements for these products. The Regulations also implement Commission Directive 79/796/EEC on methods of analysis for testing certain sugars. The Regulations revoke and replace the Specified Sugar Products Regulations 1976 (SI No. 509) and the Specified Sugar Products (Amendment) Regulations 1982 (SI No. 255) (which previously implemented Directive 79/796/EEC). New Regulations: - differences from the 1976 Sugars Regulations The new provisions are broadly in line with those of the 1976 Regulations, which they replace. However, the new Regulations differ on the following points: (i) There are no longer reserved descriptions for icing dextrose or powdered dextrose, icing sugar or powdered sugar, lactose, soft sugar and white soft sugar. (ii) There is a new reserved description for fructose. (iii) The maximum permitted levels of sulphur dioxide have been removed; these are now covered by the Miscellaneous Additives Regulations 2001. (iv) A new provision is included which requires that glucose syrup or dried glucose syrup containing more than 5% fructose be labelled as either glucose-fructose or fructose-glucose syrup, depending on the relative proportions of glucose and fructose in the product. (v) For products described as sugar, white sugar or extra white sugar, the permitted loss on drying has been reduced to not more than 0.06% by weight. The previous maximum was 0.1%. 5 (vi) For products described as sugar or white sugar, the colour must be no more than 9 points (calculated according to the specified method of analysis). The previous maximum was 12 points. The specified method of analysis remains the same. (vii) Prepacked products weighing less than 20g need not be labelled with the net weight. The previous minimum was 50g. (viii) Specified sugars products are now subject to the general provisions of the FLR. 2. Scope of the Regulations Products covered by the Regulations Regulation 3 and Schedule 1 The Regulations apply to specified sugar products intended for human consumption and ready for delivery to the ultimate consumer or to a catering establishment. A “specified sugar product” means one of the sugar products covered by the reserved descriptions in Schedule 1 of the Regulations. (The schedule is reproduced in Annex 1 to these Guidance Notes). However, icing sugars, candy sugars and sugar in loaf form are not covered by the scope of the Regulations. (These products are all defined in Regulation 2). Reserved descriptions Regulation 4 and 5 The Regulations provide that a product may not be described using one of the reserved descriptions unless it meets the relevant compositional criteria laid down in Schedule 1. In addition, the name under which a specified sugar product is sold must be (or include) a reserved description. The reserved descriptions may also be used in the name of a food in the following circumstances: a) where it is clear that the sugar product to which the reserved description relates is only an ingredient of the food. (e.g., “sugar mouse”, “barley sugar”) b) where it is clear that the food is not, and does not contain, the sugar product to which the reserved description relates. (e.g., “sugar-free gum”, “sugar snap peas”) 6 c) where it is clear that the term is being used as a customary name for a food product and is not liable to mislead the consumer. e.g. “icing sugar“ Under the general rules of the FLR relating to ingredient listing, where a specified sugar product is used as an ingredient in another food, an appropriate reserved description must be used to describe that product in the list of ingredients. Methods of analysis Schedule 2 The compositional and quality criteria for the specified sugar products are determined using the methods of analysis specified in Schedule 2. The Schedule stipulates which method is to be used in respect of each of the compositional criteria. However, the detail of the methods themselves is contained elsewhere in Community legislation. The Official Journal (OJ) references are as follows: § Commission Directive 79/796/EEC - OJ No. L239, 22.9.79, p.24 § Commission Regulation 1265/69/EEC - OJ No. L163, 1.7.69, p.1 3. Labelling of Specified Sugar Products Regulation 5 provides the labelling requirements for specified sugar products. There are also a number of additional labelling provisions set out in the notes to Schedule 1, some of which are optional. These are described in the paragraph covering additional labelling provisions below. As well as the specific labelling requirements of the Regulations, specified sugar products are subject to the general labelling rules of the FLR. In addition, Regulation 6 requires that any labelling information required by the Regulations must be provided according to the manner of marking provisions in the FLR (see page 9 general provisions). Separate Agency Guidance Notes on the provisions of the FLR are available from the address given in section 5 below. Mandatory Labelling Provisions Regulation 5 and Schedule 1, Notes 2 and 3 The Regulations provide the following mandatory labelling provisions for specified sugar products. 7 (a) Reserved descriptions: Any specified sugar product must be labelled with an appropriate reserved description for that product. (b) Dry matter content: Sugar solution, invert sugar solution and invert sugar syrup must be labelled with the dry matter content of the product. (c) Invert sugar content: Sugar solution, invert sugar solution and invert sugar syrup must also be labelled with the invert sugar content of the product. (d) Crystallised invert sugar syrup: Where invert sugar syrup contains crystals in the solution, the term “crystallised” must be added to the description of the product e.g., “crystallised invert syrup”. (e) Glucose syrup: Where glucose syrup or dried glucose syrup contains more than 5% fructose, the reserved description used must reflect this. The reserved description must be either “glucose-fructose syrup“ or “fructose-glucose syrup” (or “dried glucose-fructose syrup” or “dried fructose-glucose syrup” if appropriate), where the sugar component which is in the greater proportion is mentioned first. Schedule 3 of the FLR provides generic names that may be used to describe categories of ingredients in the list of ingredients. The Schedule provides that the name “glucose syrup” may be used to describe both glucose syrup and anhydrous glucose syrup where they appear in an ingredients list. This flexibility does not cover glucose syrup with more than 5% fructose; these products must be labelled as described above. Additional optional labelling provisions Schedule 1, Notes 1, 4, 5 and 6 The Regulations also provide a number of optional labelling provisions. These allow the reserved descriptions to be modified or supplemented with additional terms, where the product meets certain requirements, as follows: (a) Extra-white sugar: A product meeting the requirements for the reserved description “extra–white sugar” may alternatively carry the reserved description “sugar” or “white sugar”. (b) Additional qualifying terms: Any specified sugar product 8 (c) may be labelled with commonly used qualifying terms in addition to the reserved description, providing this labelling is not misleading. e.g., “granulated sugar”, “fructose: fruit sugar”. (d) White sugar solution: The description “white” may be used in the labelling of “sugar solution” where the product has a colour of not more than 25 ICUMSA units. (e) White invert sugar solution or syrup: The description “white” may be used in the labelling of invert sugar solution or invert sugar syrup where the product has a colour of not more than 25 ICUMSA units and an ash content of not more than 0.1%. Presentation of labelling information Regulation 6; FLR Regulation 35,36(1) and (5) and 38 Any labelling information with which a specified sugar product is required to be marked by the Regulations, must be presented in line with the manner of marking provisions of the FLR (i.e., Regulations 35, 36(1) and (5) and 38). These are explained below. General Provisions The general manner of marking rules require that any information with which a product is required to be labelled must appear: on the packaging; on a label attached to the packaging; or on a label clearly visible through the packaging. Where a food is sold other than to the final consumer, the labelling information may be provided alternatively in commercial documents, which either accompany the food or are sent before or at the same time as the delivery of the food. Flexible Provisions The FLR also provide some flexibility for the way in which the required labelling information is presented for foods that are: not prepacked (i.e., sold loose); or prepacked for direct sale. The labelling information for these products may appear: on a label attached to the food; or on a menu, notice, ticket or label that is readily discernible by the intending purchaser at the place where he or she chooses the food 9 Where these products are sold other than to the final consumer, the labelling information may be provided in commercial documents, providing the documents either accompany the food or are sent before or at the same time as the delivery of the food. Note - The term “prepacked for direct sale” means a food that is prepacked by a retailer for sale by him or her on the premises where the food is packed, or from a vehicle or stall used by him or her. 4. Enforcement issues Offences and penalties Regulation 7 The Regulations create an offence where a person sells, offers for sale or exposes for sale: § a food bearing one of the reserved descriptions, where that food does not meet the requirements for the use of that reserved description. (see section 3 above); § a specified sugar product that is not labelled in line with the requirements of the Regulations. The penalty on conviction for an offence under the Regulations is a fine not exceeding level 5 on the standard scale (currently £5,000). Responsibility for enforcement Regulation 7 Local Food Authorities are responsible for the enforcement of the Regulations. In practice this will usually be the Local Trading Standards Department. Businesses with specific queries may wish to seek the advice of their local enforcement agency, or home authority. Contact details for Local Authorities are available from the Agency’s website at www.food.gov.uk Coming into force date and transitional arrangements Regulations 1 and 11 The Regulations come into force on 12 July 2003. 10 In addition, the Regulations provide a 12-month transitional period until 12 July 2004. Products labelled or marked before this date can continue to be sold until stocks have been used up, providing their labelling complies with the 1976 Sugars Regulations, and the general provisions of the FLR. Defence in relation to exports Regulation 8 In any legal proceedings for an offence under the Regulations, it is a defence to prove that the food in question was intended for export to a country that has legislation analogous to the Regulations, and that the food complies with that legislation. In the case of exports to another EEA state (i.e., one of the 15 EC Member States as well as Norway, Liechtenstein and Iceland), the defendant must also prove that the legislation of the importing country complies with the provisions of the EC Sugars Directive (2001/111). Where a product is intended for export to a country outside the EEA, and which has no analogous legislation, the product must comply with the England Regulations (or Scotland, Wales or Northern Ireland Regulations where appropriate). 5. Further information For further information on the legislation and policy relating to Specified Sugar Products, please contact: Food Labelling and Standards Division - Room 115c Food Standards Agency Aviation House 125 Kingsway London WC2B 6NH Telephone: 020 7276 8154 Fax: 020 7276 8193 For further information and Guidance Notes relating to the provisions of the Food Labelling Regulations, please write to the address above, or contact: 020 7276 8147 For further information on the legislation in the devolved administrations, please contact: In Wales: Food Standards Agency Wales 1st Floor, Southgate House 11 Wood Street Cardiff CF10 1EW Telephone: 029 2067 8911 E-mail: [email protected] In Scotland: Food Standards Agency Scotland St Magnus House 6th Floor 25 Guild Street Aberdeen AB11 6NG Telephone: 01224 285155 In Northern Ireland: Food Standards Agency Northern Ireland 10C Clarendon Road Belfast BT1 3BG Telephone: 028 9041 7700 12 Annex 1 SPECIFIED SUGAR PRODUCTS AND THEIR RESERVED DESCRIPTIONS 1. 2. 3. 4. Column 1 Reserved Descriptions Column 2 Specified Sugar Products Semi–white sugar Purified and crystallised sucrose of sound and fair marketable quality with the following characteristics: Sugar or white sugar Extra–white sugar Sugar solution (a) polarisation not less than 99.5°Z (b) invert sugar content not more than 0.1% by weight (c) loss on drying not more than 0.1% by weight Purified and crystallised sucrose of sound and fair marketable quality with the following characteristics: (a) polarisation not less than 99.7°Z (b) invert sugar content not more than 0.04% by weight (c) loss on drying not more than 0.06% by weight (d) type of colour not more than nine points determined in accordance with paragraph (2) of Schedule 2 The product having the characteristics referred to in paragraph 2(a), (b) and (c) of this Schedule and in respect of which the total number of points determined according to the provisions of paragraphs 2 to 4 of Schedule 2 does not exceed eight, and not more than: – four for the colour type, – six for the ash content, – three for the colour in solution The aqueous solution of sucrose with the following characteristics: (a) dry matter not less than 62% by weight (b) invert sugar content (ratio of fructose to dextrose = 1.0 + 0.2) not more than 3% by weight of dry matter (c) conductivity ash not more than 0.1% by weight of dry matter, determined in accordance with paragraph 3 of Schedule 2 (d) colour in solution not more than 45 ICUMSA units 13 Column 1 Reserved Descriptions 5. Invert sugar solution Column 2 Specified Sugar Products The aqueous solution of sucrose partially inverted by hydrolysis, in which the proportion of invert sugar does not predominate, with the following characteristics: (a) dry matter not less than 62% by weight (b) invert sugar content (ratio of fructose to dextrose = 1.0 + 0.1) more than 3% but not more than 50% by weight of dry matter (c) conductivity ash not more than 0.4% by weight of dry matter, determined in accordance with paragraph 3 of Schedule 2 6. Invert sugar syrup The aqueous solution, whether or not crystallised, of sucrose that has been partly inverted via hydrolysis, in which the invert sugar content (fructose/dextrose quotient = 1.0 + 0.1), must exceed 50% by weight of dry matter, but which must otherwise meet the requirements laid down in paragraph 5(a) and (c) of this Schedule. 7. Glucose syrup The purified and concentrated aqueous solution of nutritive saccharides obtained from starch and/or inulin, with the following characteristics: (a) dry matter not less than 70% by weight (b) dextrose equivalent not less than 20% by weight of dry matter and expressed as D– glucose (c) sulphated ash not more than 1% by weight of dry matter 8. Dried glucose syrup Partially dried glucose syrup with at least 93% by weight of dry matter, but which must otherwise meet the requirements laid down in paragraph 7(b) and (c) of this Schedule. 9. Dextrose or dextrose monohydrate Purified and crystallised D–glucose containing one molecule of water of crystallisation, with the following characteristics: (a) dextrose (D–glucose) not less than 99.5% by weight of dry matter (b) dry matter not less than 90% by weight (c) sulphated ash not more than 0.25% by weight of dry matter 14 Column 1 Reserved Descriptions 10. Dextrose or anhydrous 11. Fructose dextrose Column 2 Specified Sugar Products Purified and crystallised D–glucose not containing water of crystallisation, with at least 98% by weight of dry matter, but which must otherwise meet the requirements laid down in paragraph 9(a) and (c) of this Schedule. Purified crystallised characteristics: D–fructose with the following fructose content 98% minimum glucose content 0.5% maximum loss on drying not more than 0.5% by weight conductivity ash not more than 0.1% by weight determined in accordance with paragraph (3) of Schedule 2 Notes: 1. The reserved description “sugar” or “white sugar” may be used as an alternative to the reserved description “extra–white sugar” in the case of the product described at paragraph 3 above. 2. In the case of invert sugar syrup incorporating crystals in the solution the qualifying term “crystallised” shall be added to the description of the product. 3. Where a specified sugar product described at paragraph 7 or 8 above contains fructose in a proportion of greater than 5% on a dry matter basis the reserved description shall be “glucose–fructose syrup” or “fructose–glucose syrup” and “dried glucose–fructose syrup” or “dried fructose–glucose syrup” as the case may be so as to reflect whether the glucose component or the fructose component is in greater proportion. 4. The products described at paragraphs 1 to 11 above may, in addition to the reserved description, also bear commonly used qualifying terms provided that the result is not liable to mislead the consumer. 5. The description “white” may be used in relation to any product described at paragraph 4 above where the colour in solution does not exceed 25 ICUMSA units determined in accordance with the method of the International Commission for Uniform Methods of Sugar Analysis (“ICUMSA”) as set out in paragraph 3 of Chapter A of the Annex to Regulation (EEC) No. 1265/69(a). 6. The description “white” may be used in relation to any of the products described at paragraphs 5 and 6 above where the conductivity ash content does not exceed 0.1% and the colour in solution does not exceed 25 ICUMSA units determined as set out in paragraph 1 of Chapter A of the Annex to Regulation (EEC) No. 1265/69. 7. Specified sugar products may contain any substance permitted pursuant to Council Directive 88/344/EEC on the approximation of the laws of Member States on extraction solvents used in the production of foodstuffs and food ingredients(b) or Council Directive 89/107/EEC on the approximation of the laws of Member States (a) (b) OJ No. L163, 1.7.1969, p.1. OJ No. L157, 24.6.1988, p.28. 15 concerning food additives authorised for use in foodstuffs intended for human consumption(a). (a) OJ No. L40, 11,2,1989, p.27. 16
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