STUDY GUIDE UNITED NATIONS SECURITY COUNCIL AGENDUM: R EVISING C OMPLICATIONS INVOLVED IN UN C HARTER USE OF F ORCE R EGIME . “Do not feel taken aback because you feel that this is too much for you to understand. It’s simple if you open Google and are determined to make notes about any terminology or anything that is new to you. The whole concept might be new to you, but if you fail to go through this with determination or at least read the relevant documents, you might be failing the whole concept of the MUN. I hope you can fit in the shoes of the government/country/organization allotted to you and win this. Honestly, it is easy. ! We will first try to understand the agendum, then understand things about the committee, give you some important documents to read for the agenda and later give you a letter from us. We also have a section post that to give you a fair idea about how to start researching and understanding things in a specific order.” F OR YOUR C ONVENIENCE , THE A GENDA G UIDE HAS BEEN DIVIDED INTO 5 PARTS NAMELY A, B, C, D & E. P LEASE NOTE , THE FOLLOWING CONTENT IS PROVIDED BY THE E XECUTIVE B OARD AND NOT THE SECRETARIAT . INDEX PART A AGENDA INTRODUCTION AND DESCRIPTION PART B QUESTIONS FOR BETTER UNDERSTANDING PART C IMPORTANT DOCUMENTS AND TERMINOLOGIES PART D LETTER FROM THE EXECUTIVE BOARD PART E PART E.I. BEST PRACTICES TO UNDERTAKE TO BE A BETTER DELEGATE PART E.II. CREDIBLE & PERSUASIVE PROOFS PART E.III. About the Committee – The Security Council PART A PART A.I. INTRODUCTION Before we move to the introduction of the problem, let us first understand the places/ scenarios we have complications in. This Background Guide will give you a fair idea of the terminologies (Use of Force, UN Charter etc.), introduce you to the new ones and also give you a brief history as to why they exist; how they came into existence and their relevance to the agendum at hand. Let us first consider the United Nations Charter: Simply put, The UN Charter is a multilateral treaty that serves as the United Nations’ Organization's constitution. Every body/agency within the framework of the United Nations and members of the UNO have to abide by the laws given in the Charter. Use of Force: The concept of use of force is an elaborate and complex one, once we start analyzing it on a legal level since it keeps on changing form. The perceptions of member states, as to what constitutes “force” changes dynamically. For almost all countries, an infringement upon sovereignty of a nation by means of an attack (armed, usually) constitutes Use of Force (U.o.F). However, due to the changing dynamics and/or advent of technology, newer kinds of conflicts have been witnessed which are not addressed in the traditional forms of law. The International Court of Justice (ICJ ) gave its ruling on the Nicaragua vs. The United States, where he Court found in its verdict that the United States was "in breach of its obligations under customary international law not to use force against another State", "not to intervene in its affairs", "not to violate its sovereignty", "not to interrupt peaceful maritime commerce", and "in breach of its obligations under Article XIX of the Treaty of Friendship, Commerce and Navigation between the Parties signed at Managua on 21 January 1956." This, in fact stated that US was found to use force against another state. However, the above-described part of the summary of the ruling of the ICJ in the particular case sets an example about traditional ways of Use of Force, some conflicts do not essentially fall in the mandate of existing legal structures. Given the advent of the Arab Spring making people in the Middle East determine their own political freedom and free themselves from the long reigns of dictatorships, the concept of Self Determination has taken form in almost every part of the world. The concept of Self Determination is a heated topic when it comes to Kashmir and even Israel-Palestine, for reference sake. Newer kinds of conflicts have been witnessed in this millennium. Syria has been a victim of terrorism followed by a plea of its peoples for a democratic form of government. The conflicts have evolved and humanitarian interventions have become the recent favorite tool of the member states of the United Nations. Some member states keep it under the banner of Responsibility to Protect while others choosing it to call it a Universal War on Terror. However, the Geneva Conventions of 1949 (Laws of War) and other relevant conventions and treaties do govern some aspects of the abovementioned evolution of conflicts, a newer form of warfare has not seen the light of ethics or laws with respect to it. This kind of war is also described as the basis of modern warfare; Cyber Warfare. There exists, no multilateral agreement (internationally) that can call a cyber attack on one nation state by another as Use of Force, even though a cyber attack can comprimise with the defense structure and secrets of a state. Hence it is upon the state to view an attack as an act of agression and leaves it upon subjectibvity to the international community. The UN Charter outrightly prohibits Use of Force in its Article 2(4) except in times of Self Defense (Artcile 51 of the UN Charter). However, nations have evolved their legal capacities to include Anticipatory Self Defence, Reactive Self Defense, Interceptive Self Defence etc to justify their actions to neutralize a threat (or whatever a country sees as a threat). We shall discuss these complications in detail in the following sections. We may also understand how laws are made and how can they can advance to suit the needs of the present world setting. PART A.II. U NDERSTANDING I NTERNATIONAL L AW The body of law that governs the legal relations between or among states or nations can be termed as International Law. To qualify as a subject under the traditional definition of international law, a state had to be sovereign: It needed a territory, a population, a government, and the ability to engage in diplomatic or foreign relations. 1 A more contemporary definition expands the traditional notions of international law to conf er rights and obligations on intergovernmental international organizations and even on individuals. UNO, for example, is an international 1 In accordance with the Montevideo Convention on Rights and Duties of a State. organization that has the capacity to engage in treaty relations governed by and binding un der international law with states and other international organizations. Individual responsibility under international law is par ticularly significant in the contextof prosecuting war criminals and the development of inter national Human Rights. International law is also defined as the law applicable to the relations between nations and, to an extent, their internal conduct insofar as the subject of rules of international law. It also applies to other bodies that have international personality.The rules of law are found in treaties, conventions, rules of international customary law, and general principles of lawrecognized by civilized nations. Subsidiary means for the determination of rules are judicial decisions and the teachings of the most qualified publicists of the various nations. Its status as a binding form of ‘real law’ is still debated as a matter oflegal theory. The active role of the United Nations (UN) in the second half of the last century and the work of theInternational Court of Justice provide the traditional look of a legal system. International law has expanded both in terms of the number of participants and subject matter. Traditionally, the rules of warfare and diplomatic relations formed substantive international law, but it now covers wider aspects ofinternational relations including, most f amously, peacekeeping. Its perpetual weakness is that it can often be interpreted as the law of the strongest.2 PART A.III USE OF FORCE REGIME Cornerstone to the prohibition of the resort to war - nowadays a principle of international law - is the General Treaty for the Renunciation of War or Kellogg Briand Pact (1928). This treaty entered into force at 24 July 1929 and is still in force and widely accepted. Although the League of Nations system did not prohibit war or the Use of Force but restricted it to tolerable levels, article 2(4) of the UN-Charter prohibits the use of force against the territorial integrity or political independence of any state, or in any other manner inconsistent with the purposes of the United Nations. In case of aggression by one nation-State against another, the United Nations Security Council is authorized under Chapter VII of the UN Charter to allow member states to take all necessary measures to maintain international peace and security. Some examples of Use of Force short of war: economic sanctions, boycott, pacific blockade, embargo, retorsion and 2 http://legal-dictionary.thefreedictionary.com/UN+Charter+and+United+Nations reprisals.3 Historical Development The Hague Peace Conferences The medieval theory of a just war (bellum justum) developed by theologians tried to establish barriers to war but was never effective in practice. The lack of agreement on what may be a just cause to wage war led to the interpretation of war as a trial of ordeal and later to the theoretical variation that recourse to war could be just for either side. With the loss of the common religious ground of these theories. international legal scholars could not find any legal restrictions to war (jus ad bellum). Warfare was regarded as being part of sovereignty, leaving the legal society with a situation where minor inflictions on the rights of other states called for justification while the worst interference was beyond legal reasoning. At the end of the nineteenth century. not least in a spirit of humanism first steps were taken to change the attitude towards the unrestricted resort to war While the Hague Peace Conferences of 1899 and 1907 concentrated on the rules of warfare (jus in bello) in general. the Hague Convention III of 1907 relating to the opening of hostilities drew up some formal rules for the start of wars. In the small sector of the recovery of contractual debts. the Hague Convention II (Drago Porter Convention) even erected a substantive ban on recourse to armed force on the condition of the debtor state's obligation to accept and submit to an arbitrational settlement Restrictions similar to the formal approach towards the resort to war were agreed on in the Bryan Treaties concluded from 1913 onwards between the United States and several over states. Hostilities were allowed only after recourse to a conciliation commission and its final report was to be delivered within one year. The League of Nations Covenant In response to the experiences of World War I, the League of Nations Covenant of 1919 was the first attempt to create a collective security system whose main task was to ensure peace (Article 11). It elaborated on the formal approach of restrictions on the resort to war. Members of the League of Nations were first and foremost obliged to submit a dispute to inquiry, arbitration, or to the Council of the League. Any war had to be postponed until three months after the arbitrators' award or the Council's report and it was definitely prohibited in the case of a state complying with these statements 3 http://www.peacepalacelibrary.nl/research-guides/war-and-peace/use-of-force (Articles 13, 15). A violation of these rules could lead to coercive measures of the League (Article 16). However, in practice the League, of which the United States never was a member and the Soviet Union, Germany, Italy, and Japan were for only a short time, failed to achieve its ambitious objectives. The Briand—Kellogg Pact The Briand—Kellogg Pact of 1928 outlawed for the first time the notion of a right to wage war. The contracting parties condemned recourse to war for the solution of international controversies and renounced it as an instrument of national policy in their relations with one another (Article 1). Since most states of the world joined the pact and the remaining states of South America agreed on similar restrictions in the Saavedra Lamas Treaty of 1933, for the first time a worldwide ban on war was achieved, subject only to the right of self-defense by tacit agreement of the contracting parties. In 1939, Germany relied unlawfully on this exception to camouflage its aggression at the beginning of World War II. Unfortunately, the Briand—Kellogg Pact lacked any further sanctions than the deprivation of a state's rights under the pact. Moreover. its wording was restricted to wars. States such as Japan in the 1930s tried to circumvent the pact by not declaring an armed conflict to be a war. The Charter of the United Nations After World War 11, with the creation of the United Nations Organization (U.N.), member states attempted anew to prevent war by a system of collective security and to avoid old deficiencies. Article 2(4) of the U.N. Charter establishes a ban on "the threat or use of force against the territorial integrity or political independence of any state, or in any other manner inconsistent with the purposes of the U.N." The approach comprises not only war but also measures short of war and has been confirmed by several international treaties since. With nearly all states having become U.N. members, the prohibition on the use of force nowadays must be regarded as a general rule of international law, although still subject to the expressed right of self-defence. The general prohibition is secured by the possibility of coercive measures by the U.N. (Article 39) and the obligation to resort to peaceful means for the settlement of disputes (Article 33). Although the experience of the holocaust could have given rise to another class of exceptions to the prohibition of the use of force, the wording of the U.N. Charter clearly stands in the tradition of the Westphalian Peace Treaty, blind to a state's domestic affairs. This is underlined by Article 2(7), subjecting the U.N. to the principle of non-intervention. Defining the Prohibition of the Use of Force by the General Assembly The onset of decolonization at the end of the 1950s led to a change in the tasks and structure with which the U.N. was entrusted. A majority of states, mainly composed of developing countries, tied progressively to develop international law through the General Assembly (GA) by implementing substantial ideals of justice into the notion of peace instead of relying on a definition by the mere absence of force. For instance, the GA adopted the "Declaration on the Granting of Independence to Colonial Countries and Peoples" (A/ RES/1514 (XV) of 1960) and the "Declaration on the Elimination of all Forms of Racial Discrimination" (A/RES/1904 (XVIII) of 1963) with the aim inter alin of qualifying racial discrimination and colonialism as violations of the prohibition of the use of force. In justifying armed countermeasures, this substantive approach gave rise to a revival of the idea of a just war. In other resolutions, the G.A. tried to interpret aspects of the prohibition of the use of force on a more abstract level. Of specific importance are the "Declaration on the Inadmissibility of Intervention in the Domestic Affairs of States and the Protection of their Independence and Sovereignty" (A/RES/2131 (30C) of 1965), the "Declaration on Principles of International Law Concerning Friendly Relations and Co-Operation among States in Accordance with the Charter of the United Nations" (A/RES/2625 (XXV) of 1970), both of which have been adopted by consent, and the so-called "Definition of Aggression" (A/RES/3314 of 1974). Although in legal doctrine and according to the U.N. Charter, G.A. resolutions are clearly of a non-binding character, unlike S.C. resolutions, practice shows them to be more persuasive than mere political statements. In its advisory opinion on the threat and use of nuclear weapons of 1996, the International Court of Justice (ICJ) in correspondence with the prevailing view in legal writings noted that G.A. resolutions may sometimes have normative value. In certain circumstances they can provide evidence of a rule of international customary law or the emergence of an opinio juris. The elaborate analysis of a GA resolution requires a look at its content and the condition of its adoption. Furthermore, opinio juris has to exist as to its normative character. These prerequisites are largely fulfilled by the Friendly Relations Declaration, but to a lesser degree by the Definition of Aggression. Development of a Legal Framework In the 1980s, the G.A. adopted several resolutions in order to foster the acceptance of the prohibition of the use of force, including the "Manila Declaration on the Peaceful Settlement of Disputes" (A/RES/37/10 of 1982), the "Declaration on the Enhancement of the Effectiveness of the Principle of Refraining from Threat or Use of Force in International Relations" (AIRES/ 42/22 of 1987), and the "Declaration on the Prevention and Removal of Disputes and Situations Which May Threaten International Peace and Security and on the Role of the U.N. in this Field" (AIRES/ 43/51 of 1988). An increase in the capacity of the U.N. for peacemaking and peacekeeping was called for by the statement of the S.C. summit in 1992 and the millennium summit in 2000. On the regional level, the general prohibition of the use of force has been confirmed in a number of treaties. including the Charter of the Organization of American States of1967, the Final Act of the Conference on Security and Co-operation in Europe 1975, the Charter of Paris for a New Europe of 1990, and the Treaty on the Final Settlement with respect to Germany (also called the 2+4 Treaty) 1990. Enforcing International Law by the Use of Force Strengthening human rights and the rights of minorities in the last decades of the twentieth century has enlarged the common ground of the global community, thus reducing the potential for international disputes. At the same time, this has become a basis for the use of force by the SC. in order to enforce its resolutions, not only to basis for the use of force by the S.C. in order to enforce its resolutions, not only to preserve international peace. In the 1990s, the S.C. authorized on several occasions the use of force by member states, not only in cases of self-defence but also of the protection of the rights and lives of the people of other states or even, as in the case of Haiti, to implement a government democratically elected. In 2000, in his millennium report the Secretary General of the U.N. demanded the threat of conflict be tackled by "protecting the vulnerable" (e.g. in the cases of mass murder by armed intervention authorized by the S.C.). But if the S.C. is not able to adopt the measures required, the question arises whether states may act without authorization by the S.C. The Kosovo war of ten NATO states against Yugoslavia in 1999 because of alleged severe violations of human rights and rights of the Kosovo minority is an example of states waging war outside the formal U.N. system in pursuit of similar objectives. Thus, today the legal community faces the reincarnation of the idea of a just war in form of operations primarily aimed at the enforcement of international law. The current period of international law may be described as jus contra bellum (laws against the waging of war) only with respect to the aim of a belligerent changing of national boundaries4 PART A. IV. COMPLICATIONS AND PROBLEMS The complications within the Use of Force Regime arise from the prohibition on Use of force and “indirect” use of force. It is well known that the question of the indirect use of force/ irregular attacks did not merit any significant attention of the drafters of the U.N Charter. This is a prominent reason as to why there is an asynchronism between the existing legal regime and the world to which it is supposed to be applicable. Although the wording of the prohibition of the use of force contained in Article 2(4) of the U.N. Charter seems quite clear on first glance, its scope and content has neither in state practice nor in scientific writings yet been defined beyond doubt. First, this is because the prohibition is part of a system of provisions concerning peacemaking and peacekeeping, such as Articles 39, 51, and 53 of the U.N. Charter, which rely on different wordings: “threat to the peace,” “act of aggression,” or “armed attack.” Second, this system lays down 4 http://www.eolss.net/sample-chapters/c14/e1-36-01-02.pdf restrictions on the right of self-defense that have triggered controversy not only about the scope of that right but also about the notion of “force.” The interpretation may rely on the judgments of the ICJ and on the binding resolutions of the S.C., such as S/RES/678 of 1991 and S/RES/686 of 1991 (Iraq), S/RES/748 of 1992 (Libya), and S/RES/807 of 1993 (Croatia). Reference to the resolutions of the G.A. is only persuasive under certain circumstances. The prevailing view restricts the prohibition to the use of military armed force. In respect to former provisions banning war, the scope has been significantly broadened. Thus, its application remains unaffected by the dispute on the prerequisites of “war.” It comprises the use of any weapons by a state directed against another state. The Charter does not give any hint of a prerequisite of a certain level of armed force, thus even minor violations of boundaries are forbidden. Developing countries and the former socialist countries especially have tried to extend the notion of force even to political and economical coercion, arguing that its effects may be equal to military force. Although the wording of Article 2(4) of the U.N. Charter is open to such an interpretation, it must clearly be rejected. In other provisions the Charter uses the word “force” only in connection with military force. Moreover, at the San Francisco Conference in 1945 a proposal of Brazil to extend the scope of the prohibition to economic coercion was explicitly rejected. In accordance with this opinion, while interpreting the fundamental Charter principles the Friendly Relations Declaration deals solely with military force in respect to Article 2(4) while submitting political and economic coercion to the principle of non-intervention. Under the latter, non-military coercion is not generally banned but has to be proportionate. Thus, the ICJ was correct in not applying the prohibition of use of force to economic measures taken by the United States against Nicaragua in its decision of 1986. It is uncontested that the wording of Article 2(4) comprises the indirect use of force regardless whether the direct force is actually applied by regular troops of another state or by unofficial bands organized in a military manner (e.g. mercenaries or insurgents). While it is common ground that the acts carried out directly towards the other state have to amount to the use or threat of force (i.e. incursions into foreign territory or cross- border shooting), it remains controversial which activities may qualify for an indirect use of such force. In this respect, the Friendly Relations Declaration mentions the organizing of irregular forces or armed bands, encouraging their organization, instigating, assisting, or participating in acts of civil strife or terrorist acts or acquiescing in such organized activities. In the Nicaragua judgment, the ICJ stated that not every act of assistance might qualify for an indirect use of force, holding the arming and training of “contras” by the United States to be a violation of the prohibition but rejecting the mere supply of funds to them. Under the prevailing view, clearly all non-military effects on another state, such as environmental pollution, remain outside the scope of Article 2(4) of the U.N. Charter. But some commentators question such a finding in cases in which the effects of the use of mere physical force equal military measures (e.g. the expulsion of population or the diversion of a river by an upstream state). Although in any case these situations are governed by the principle of non-intervention, the application of the prohibition of the use of force is promoted if the effects equal an armed attack, allowing for the right of selfdefense under Article 51 of the U.N. Charter. SELF DEFENSE AND USE OF FORCE (Kindly read Article 51 of the U.N. Charter) The Charter of the United Nations prohibits the use of force against another state except where the Security Council has authorised the use of force to maintain or restore international peace and security; and where a state is exercising its inherent right of individual or collective self-defence recognised by Article 51 of the Charter5. Article 51 preserves the right to use force in self-defence “if an armed attack occurs”, until the Council has taken the necessary measures. On one view, the right is confined to circumstances in which an actual armed attack has commenced.6 But the view that states have a right to act in self-defence in order to avert the threat of an imminent attack - often referred to as ‘anticipatory self-defence’7 - is widely, though not universally, accepted.8 It is unrealistic in practice to suppose that self-defence must in all cases await an actual attack. The difference between these two schools of thought should not be overstated: many of those in the first school take the view that an attack has commenced when there are active 5 The question whether there is also a right to take action in exceptional circumstances of humanitarian emergency, or to protect fundamental rights, is not dealt with here; nothing in this paper can be regarded as prejudicing the question one way or the other. Although Article 51 mentions the right of collective self-defence, this study deals only with individual self-defence. 6 The International Court of Justice (ICJ) expressly left open the issue of the lawfulness of a response to the threat of an imminent armed attack in the Case concerning Military and Paramilitary Activities in and against Nicaragua (Nicaragua v USA) (Merits, 1986 ICJ Rep. 14, at para. 194). When the question of the existence of an armed attack featured in the Court’s overall reasoning on the law of self-defence, it appeared before the treatment of the principles of necessity and proportionality. The same framework was followed by the Court some 17 years later in the Oil Platforms Case (Case Concerning Oil Platforms (Islamic Republic of Iran v. United States of America, 2003 ICJ Rep.) where it first investigated the existence of an armed attack (paras. 61 to 64 and 72) before it turned to the application of the principles of necessity and proportionality (paras. 73 and 74). 7 For the purposes of this document the term ‘anticipatory ‘ self-defence is preferred over ‘preemptive’ self-defence, although the latter is also in current use, for example in the report of the United Nations Secretary-General’s High-level Panel on Threats, Challenges and Change: ‘A More Secure World:Our Shared Responsibility’ para.189. 8 The United Nations Secretary-General’s response “In Larger Freedom” to the high-level panel report mentioned above states: “Imminent threats are fully covered by Article 51, which safeguards the inherent right of sovereign states to defend themselves against armed attack. Lawyers have long recognised that this covers an imminent attack as well as one that has already happened” (at para. 124). In the resolution adopting the World Summit Outcome the UN General Assembly reaffirmed that “the relevant provisions of the Charter are sufficient to address the full range of threats to international peace and security” and reaffirmed “the authority of the Security Council to mandate coercive action to maintain and restore internaitonal peace and security” but did not comment on the meaning of Article 51. preparations at an advanced stage, if there is the requisite intent and capability; and many of those in the other school require not dissimilar conditions before force in self-defence may lawfully be used in respect of an imminent attack. Further, those who deny the right of anticipatory self-defence may accept that a completed attack is sufficient to trigger a right to respond in anticipation of another attack 9. The requirements set out in the Caroline case10 must be met in relation to a threatened attack. A threatened attack must be ‘imminent’ and this requirement rules out any claim to use force to prevent a threat emerging11. Force may be used in self-defence only when it is necessary to do so, and the force used must be proportionate. he inherent right of self-defence recognised in Article 51 of the Charter of the United Nations “if an armed attack occurs” forms an exception to the general prohibition against the use of force under Article 2(4). For the purpose of Article 51, an armed attack includes not only an attack against the territory of the State, including its airspace and territorial sea, but also attacks directed against emanations of the State, such as its armed forces or embassies abroad. An armed attack may also include, in certain circumstances, attacks against private citizens abroad or civil ships and airliners.12 An ‘armed attack’ therefore is an intentional intervention in or against another state without that state’s consent or subsequent acquiescence, which is not legally justified. An armed attack means any use of armed force, and does not need to cross some threshold 9 As in the Caroline incident, and in the case of the intervention in Afganistan in 2001, which was categorised by the US and the UK as the exercise of the right of anticipatory self-defence (see UN Doc. S/2001/946 and UN Doc. S/2001/947). 10 The exchange between the US and the UK agreed that there be “a necessity of self-defence, instant, overwhelming, leaving no choice of means and no moment for deliberation” and the use of force, “justified by the necessity of self-defence, must be limited by that necessity, and kept clearly within it”. 11 See commentary for section 4, below. 12 This study does not, however, deal with the rescue of citizens abroad, which raises different issues. of intensity.13 Any requirement that a use of force must attain a certain gravity and that frontier incidents, for example, are excluded is relevant only in so far as the minor nature of an attack is prima facie evidence of absence of intention to attack or honest mistake. It may also be relevant to the issues of necessity and proportionality. In the case of attacks by non-State actors, however, different considerations may come into play. There is no reason to limit a state’s right to protect itself to an attack by another state. The right of self-defence is a right to use force to avert an attack. The source of the attack, whether a state or a non-state actor, is irrelevant to the existence of the right. The ICJ Wall Advisory Opinion should not be read as suggesting that the use of force in self-defence is not permissible unless the armed attack is by a state.14 There is nothing in the text of Article 51 to demand, or even to suggest, such a limitation. 15 This conclusion is supported by reference to the Caroline case; the criteria in Caroline were enunciated in the context of a marauding armed band, not orthodox state-to-state conflict. State practice in this field, including the recent practice of the Security Council, gives no support to the restriction of self-defence to action against armed attacks imputable to a state; indeed there is state practice the other way. The action against Al Qaeda in 13 There are statements by the International Court of Justice which suggest that there may be instances of the use of force which are not of sufficient gravity as to scale and effect to constitute an armed attack for the purpose of self-defence. (Nicaragua case, note 2, at paras.191 and 195 and Oil Platforms Case,supra note 2, at paras. 51, 63-64 and 72. But these statements are not generally accepted. 14 Note 11 above, at para. 139: “Article 51 of the Charter thus recognizes the existence of an inherent right of self-defence in the case of armed attack by one State against another State.” But the European Union statement made upon the adoption of General Assembly resolution ES-10/18 (concerning the Wall Advisory Opinion) suggests that EU member states and the other states associated with the statement would not accept the possible implication of the Opinion that self-defence is not available unless the armed attack is by a state. “The European Union will not conceal the fact that reservations exist on certain paragraphs of the Court’s advisory opinion .We recognise Israel’s security concerns and its right to act in selfdefence.” The matter came up again in a recent case in the ICJ; the Court stated that in the absence of attribution of the armed force to a State there is no right of self-defence against that State. (Case concerning Armed Activities on the territory of the Congo (Democratic Republic of the Congo v. Uganda)(Merits, 2005 ICJ Rep., at paras. 146,147)). In line with the Wall Advisory Opinion this should not be read as prohibiting action in self-defence against non-state actors as such. 15 While certain writers have argued that Article 51 concerns only responses to aggression against another state, their argument based on the French text is not persuasive. True, the French text of Article 51 uses the term aggression armée, and aggression is also the term used in Article 39, but the French Government accepted during the debates on the definition of aggression that aggression in Article 39 was not the same concept as aggression armée in Article 51; further, the English, Chinese and Spanish texts of the Charter use different terms for Articles 39 and 51. Afghanistan in October 2001 (which was widely supported by states) was action in selfdefence of anticipated imminent terrorist attacks from Al Qaeda, not from the Taliban. It was necessary to attack certain elements of the Taliban, in order to pre-empt attacks from Al Qaeda. Security Council resolutions 1368(2001) and 1373(2001) support the view that selfdefence is available to avert large-scale terrorist attacks such as those on New York and Washington on 11 September 2001.16 So too do the invocations by NATO (North Atlantic Treaty Organisation) and the OAS (Organisation of American States) of their respective mutual defence obligations. The right of states to defend themselves against ongoing attacks, even by private groups of non-state actors, is not generally questioned. What is questioned is the right to take action against the state that is the presumed source of such attacks, since it must be conceded that an attack against a non-state actor within a state will inevitably constitute the use of force on the territorial state. It may be that the state is not responsible for the acts of the terrorists, but it is responsible for any failure to take reasonable steps to prevent the use of its territory as a base for attacks on other states. Its inability to discharge the duty does not relieve it of the duty. But the right to use force in self-defence is an inherent right and is not dependent upon any prior breach of international law by the state in the territory of which defensive force is used. The criterion of necessity is fundamental to the law of self-defence 17. Force in self-defence may be used only when it is necessary to end or avert an attack. Thus, all peaceful means of ending or averting the attack must have been exhausted or be unavailable. As such there should be no practical non-military alternative to the proposed course of action that would be likely to be effective in averting the threat or bringing an end to an attack. Necessity is a 16 It should however be noted that Security Council resolution 1368(2001) does not settle the matter entirely, as in that case there was already significant evidence of a degree of responsibility of a state (Afghanistan) for the continuing ability of the terrorists to carry out attacks. 17 The criterion of ‘necessity’ if force is legally to be used in self-defence can be traced back to the language of the Caroline formula: “[i]t will be for … [Her Majesty’s] Government to show a necessity of self-defence, instant, overwhelming, leaving no choice of means, and no moment of deliberation” and the action must not be “unreasonable or excessive, since the act, justified by the necessity of self-defense, must be limited by that necessity, and kept clearly within it.” The ICJ held in the Nicaragua case (above note 2) that “the specific rule whereby self-defence would warrant only measures which are proportional to the armed attack and necessary to respond to it” was “a rule well established under customary international law”, and re-affirmed this in its Advisory Opinion on the Legality of the Threat or Use of Nuclear Weapons (1996 ICJ Rep. 226) threshold, and the criterion of imminence can be seen to be an aspect of it, inasmuch as it requires that there be no time to pursue non-forcible measures with a reasonable chance of averting or stopping the attack. Necessity is also a limit to the use of force in self-defence in that it restricts the response to the elimination of the attack and is thus linked to the criterion of proportionality. The defensive measure must be limited to what is necessary to avert the on-going attack or bring it to an end. CHANGING FACE OF WARFARE In 2012, journalist David Sanger reported that the United States, in conjunction with Israel, had unleashed a massive virus into the computer system of the Iranian nuclear reactor at Natanz, where the Iranians were engaged in enriching uranium for use in nuclear weaponry. Operation "Olympic Games" was conceived as an alternative to a kinetic attack on Iran's nuclear facilities. It was the first major offensive use of America's cyberwar capacity, but it was seen as justified because of the importance of preempting Iran's development of nuclear weapons. The so-called "Stuxnet" virus successfully wreaked havoc with Iran's nuclear capabilities, damaging critical infrastructure and spreading massive confusion among Iranian scientists and engineers. The damage was comparable to a direct physical attack on Natanz, though perhaps even more debilitating, given the difficulties of attribution and the extremely covert nature of the attack. Operation Olympic Games issued in a new era in national defense. As former CIA Chief Michael Hayden reportedly remarked, "This is the first attack of a major nature in which a cyber attack was used to effect physical destruction." He likened the transformation in warfare to that which occurred in 1945 with the release of the atomic bomb over Hiroshima. The computer infrastructure of North Korea sustained serious damage, just two days after President Obama warned that the United States would not accept North Korea's threats to attack the infrastructure of Sony pictures unless they cancelled plans to make the movie The Interview, intended to portray a CIA plot to kill North Korean President Kim Jong-Un. Sony capitulated and cancelled the movie premiere, much to the consternation of the U.S. government. The revisionary effect of technological change has conspired with dramatic changes in the basic structure of war, particularly since the United States engaged al-Qaeda in the wake of 9/11. The most significant shift in the demographics of war is the influx of civilians into battle. The US is increasingly drawn into conflict with ideologically driven populations, organized into powerful civilian militias, in lieu of governmental forces carrying out a concerted state policy of old. With this crucial shift in the landscape of war, the formerly bright-line distinction between state and non-state actors has been eclipsed, and with it the boundary distinction between combatants and civilians. However, we cannot satisfy the requirements of the Law of Armed Conflict (LOAC), in particular the crucial principle of distinction, without being able reliably to identify who is a legitimate target. In this way, changes in modern warfare have been attended by a breakdown of the traditional foundation on which adherence to the rule of law in war depends. There is a ripple effect: the widespread entry of civilians into the theater of war results in a corresponding disintegration of the boundary between military jurisdiction, on the one hand, and the jurisdiction of law enforcement, on the other. Historically, the distinction between the civilian and combatant populations was a sharp one. The uniform was the most visible means of marking that distinction, but even without uniforms there would have been little doubt about who was military and who civilian. In addition, the civilian population was kept physically separate from war by the fact that the fighting took place on a battlefield, the boundaries of which were fairly clear. In modern conflicts, the historical distinction of roles is no longer applicable, as the enemy consists in non-state actors who blend nearly seamlessly into the civilian population. This is facilitated by the fact that there is no longer a distinct battlefield in war. Military operations now take place anywhere and everywhere. We might indeed say that modern war is characterized by a loss of location and the abolition of the traditional locus of battle, and with the advent of cyberwar we have that process brought to an extreme: cyber represents the complete loss of the physical battlefield. The advent of war in cyberspace is the culmination of that ebbing of historical boundaries around the concept of war. CONCLUSION & CONTROVERSIES (IMPORTANT) •The first point of controversy begins herein with regard to the scope of the term force. The present position predominantly favors interpreting force as meaning military force. Whether non-military dimensions of the term force should have equal weight or not is the major controversy here (the cyber domain adding another veneer to an already complex debate). •The second point of dissension is whether Article 2(4) is an absolute prohibition on the use of force or whether it can be interpreted in a manner that allows for the use of force in pursuit of aims consistent with the purposes of the U.N. There are 6 such aims (each with varying degrees of consensus on them): a. Rescue of nationals b. Force in pursuit of self determination c. Force in pursuit of democracy d. Humanitarian Intervention & R2P e. Invitation by another ‘State’ into a Civil War f. The Uniting for Peace Initiative •Third, the meaning of Article 51 of the U.N Charter is ambiguous on 3 different counts: a. Consensus on the scope of the term self defence has been fragmented and episodic at best. Different nations have taken varying positions on the same ranging from reactive self defense to interceptive self-defense to pre-emptive self-defense and anticipatory selfdefense. A clear position needs to be adopted. b. The meaning of the term :armed attack (which is required for the right of self defence to be activated) is not settled. There exists a gravity threshold & scale & effects test. Consensus has to be forged on these tests while also working on clarifying the accumulation of events doctrine as well. c. It is settled law that non-state actors are capable of causing armed attacks as well. What needs consensus is the level of state involvement required (if it is required at all) for nonstate actors to be considered capable of launching armed attacks. • Fourth, clarity is required on whether a right to self defence exists against the use of force that falls below the level of an armed attack. If not, then a position needs to be taken on the legitimate recourses available to a state. Answering this issue will also necessitate the adoption of a clear stand as to whether Article 51 is an exhaustive statement of the right to self-defence or whether there is a wider customary law right to self-defence which goes beyond the right to respond to an armed attack Other themes existing both as part of each of these themes and independently of the same include collective self-defence and enforcement action taken by non U.N.S.C multilateral groupings (whether they be ‘coalitions of the willing’ or regional organizations) which will have to be addressed as well. PART B QUESTIONS TO CONSIDER The following questions have been given only for understanding purposes and give a direction to the committee and your thought process. However, if you as , a delegate feel that there is more scope to the agendum than the mentioned questions, feel free to bring them up in committee. We shall highly encourage you to do so. 1. What is the traditional Use of Force Regime and how has it changed historically? 2. What is nexus between Self Determination and Use of Force? 3. How does Responsibility to Protect as a principle affect the Use of Force Regime? 4. How can we address the ambiguity with respect to the Self Defence and Use of Force? 5. “The right of states to defend themselves against ongoing attacks, even by private groups of non-state actors, is not generally questioned. What is questioned is the right to take action against the state that is the presumed source of such attacks, since it must be conceded that an attack against a non-state actor within a state will inevitably constitute the use of force on the territorial state.” How can we answer this question? 6. The scope of the terminology: Force and how does it include the cyber tangent to it? Is its usage purely military or non military , as well? 7. Is Art.2(4) of the Charter of the United Nations, a complete prohibition on use of force with respect to Self Determination and intervention? PART C PART C.I. IMPORTANT DOCUMENTS Following is the list of documents that need to be perused by all delegates before they come to the council, without which you may find yourself standing on shore, while the council will sail away. Please understand that you need to know the following aspects regarding each of the mentioned documents: • The reason why this document exists (for e.g. the Geneva Conventions were enacted to lay down the rules of war and for the treatment of all parties concerned in the wars.) • The nature of the document and the force it carries, i.e. whether it is a treaty, a convention, a doctrine, or a universally accepted custom or norm. • The areas where the document can be applied or has jurisdiction on (for e.g. international humanitarian law applies only to situations of armed conflict, whereas the human rights laws applies at all times of war and peace alike.) • The contents of the document at hand. You need not memorize any articles or rules of any convention or treaty, but should know what the document has to say in various situations that may arise in the council. The delegates must have the understanding of the following: 1. UN Charter -The Charter of the United Nations was signed on 26 June 1945 at San Francisco by the nations represented at the United Nations Conference on International Organisation, most of them earlier allies in the Second World War. The allies began being referred to as the 'United Nations' towards the end of that war. The Charter came into force on October 24 1945. Since that time all members joining have had to declare themselves bound by both documents - though practice has demonstrated on too many occasions that that declaration has not been taken too seriously. http://www.un.org/en/documents/charter/ http://research.un.org/en/docs/charter 2. Geneva Conventions - The Geneva Conventions comprise four treaties, and three additional protocols, that establish the standards of international law for the humanitarian treatment of war. The singular term Geneva Convention usually denotes the agreements of 1949, negotiated in the aftermath of the Second World War (1939–45), which updated the terms of the first three treaties (1864, 1906, 1929), and added a fourth treaty. The Geneva Conventions extensively defined the basic, wartime rights of prisoners (civil and military); established protections for the wounded; and established protections for the civilians in and around a war-zone. Moreover, the Geneva Convention also defines the rights and protections afforded to non-combatants, yet, because the Geneva Conventions are about people in war, the articles do not address warfare proper — the use of weapons of war — which is the subject of the Hague Conventions (First Hague Conference, 1899; Second Hague conference 1907), and the bio–chemical warfare Geneva Protocol (Protocol Prohibition of the Use in War of Asphyxiating, Poisonous or other Gases, and Bacteriological Methods of Warfare, 1925). http://en.wikipedia.org/wiki/Geneva_Conventions https://www.icrc.org/en/war-and-law/treaties-customary-law/geneva-conventions 3. Customary International Law / Customary International Humanitarian Law Customary international law consists of rules that come from "a general practice accepted as law" and exist independent of treaty law. Customary IHL is of crucial importance in today’s armed conflicts because it fills gaps left by treaty law and so strengthens the protection offered to victims. a. https://www.icrc.org/en/war-and-law/treaties-customary-law/customary-law b. https://www.icrc.org/customary-ihl/eng/docs/Home c. http://www.law.cornell.edu/wex/customary_international_law 4. The concept of ‘jus cogens’ or peremptory norms. 5. International Law Commission (ILC) The International law Commission was established by the General Assembly, in 1947, to undertake the mandate of the Assembly, under article 13 (1) (a) of the Charter of the United Nations to "initiate studies and make recommendations for the purpose of ... encouraging the progressive development of international law and its codification". http://legal.un.org/ilc/work.shtml http://legal.un.org/ilc/ Draft Articles of ILC Draft articles are prepared by the ILC on the request of the General assembly, a single government or a UN agency. These draft articles are the codification of proposals which can be adopted as laws after the opinions of all members ( governments/ countries) of the General Assembly are taken into consideration. 6. Vienna Convention on Law of Treaties (VCLT): The Vienna Convention on the Law of Treaties (VCLT) is a treaty concerning the international law on treaties between states. It was adopted on 22 May 1969 and opened for signature on 23 May 1969. The Convention entered into force on 27 January 1980. The VCLT was drafted by the International Law Commission (ILC) of the United Nations, which began work on the Convention in 1949. http://www.oas.org/ legal/english/docs/Vienna%20Convention%20Treaties.html KINDLY NOTE: This list is non exhaustive and delegates should research about anything that comes their way during reading. PART C.II. IMPORTANT TERMINOLOGIES 1. International Humanitarian Law: International humanitarian law (IHL), also known as the laws of war and the law of armed conflict, is the legal framework applicable to situations of armed conflict and occupation. As a set of rules and principles it aims, for humanitarian reasons, to limit the effects of armed conflict. https://www.icrc.org/eng/assets/files/other/what_is_ihl.pdf International Humanitarian Law and Human Rights Law are two different things. 2. Armed Conflict: There is no clear definition of an armed conflict , however rules and provisions in the IHL (International Humanitarian Law) provide with means to determine an “International Armed Conflict” and “Non-International Armed Conflict”, which give us a fair idea of “Armed Conflict” and its distinguishing from less serious forms of violence, such as internal disturbances and tensions, riots or acts of banditry. https://www.icrc.org/eng/assets/files/other/opinion-paper-armed-conflict.pdf However, references for definition can be found in Jurisprudence The International Criminal Tribunal for the former Yugoslavia (ICTY) proposed a general definition of international armed conflict. In the Tadic case, the Tribunal stated that "an armed conflict exists whenever there is a resort to armed force between States". 18 This definition has been adopted by other international bodies since then. Since that wasn’t always enough, the ILC (as explained above) presented in its draft articles for Effects of Armed Conflicts on Treaties and gave explicit definition to 18 ICTY, The Prosecutor v. Dusko Tadic, Decision on the Defence Motion for Interlocutory Appeal on Jurisdiction, IT-94-1-A, 2 October 1995, para. 70 Armed Conflict in Article 2(b) as ““armed conflict” means a situation in which there is resort to armed force between States or protracted resort to armed force between governmental authorities and organized armed groups.” 3. Treaty (Plural: Treaties) : According to the Vienna Convention on Law of Treaties , a 'treaty' means an international agreement concluded between States in written form and governed by international law, whether embodied in a single instrument or in two or more related instruments and whatever its particular designation. YOU MUST : Take the initiative of understanding concepts of : Self Determination, Intervention, Humanitarian Intervention, Principle of distinction in laws of war, Principle of non-intervention, legality of sovereignty, Uniting for Peace (G.A. Resolution), Responsibility to Protect, Non State Actors. KINDLY NOTE: This list is non exhaustive and delegates should research about anything that comes their way during reading. Also, the definitions are based on various principles, treaties and other sources of law and are provided only to acquaint you with the concepts. You may or may not want to quote the definitions as per your country’s perspective PART D LETTER FROM THE EXECUTIVE BOARD Dear Delegates, It is an honor to be serving as a part of the Executive Board at the Jadavpur University MUN 2017, United Nations Security Council. Please consider that this guide, as the name suggests, is merely to provide you with the background of the agenda and cannot serve as the credible source of information. Your real research lies beyond this guide and we hope to see some strong content and debate come our way. The agenda at hand is vast and complex, and a successful discussion on it would entail the collective participation of all of you. It shall be your prerogative to decide the direction in which you want to take this committee. The nature of the committee and the topic under discussion, which is, “Revising complications arising within and from UN Charter Use of force regime” requires that we first understand the basic terminologies that are used. Since, we would be talking about treaties and agreements, anyone acquainted with law and legal studies might feel like having an upper hand, however that is not necessarily the case. The background guide is designed to help everyone to understand the basic things about the agenda and we strongly recommend that you research on various things on your own. If you are doing an MUN for the very first time, we expect you to read the UNA-USA rules of procedure (www.unausa.org) or watch videos online on youtube about conduct at MUNs. Rest, the same aspect for research applies to you too. Do not feel taken aback on the research, foreign policy and other details of the allotted country. Take the initiative to research properly. However, this guide might mention words and phrases like “rogue”, “Cold war”, “Third world countries”, “superpower nations”, the committee and you as a delegate shall refrain from using such terminology. While it is a clear agenda, it still is open to interpretations and there shall be no direction of debate that shall be provided by the Executive Board during the committee. Delegates are required to direct the council at all stages, unless stagnation occurs. The agenda or an MUN is a beautiful experience and is not as difficult as it may seem. We hope to see a great level of effort and enthusiasm from you all, so that we all can take back a great experience. This Background has been created a month prior to the conference and it is in best interest to stick to Reuters/CNN/BBC/UN News and documents to find more after you have researched. Do research the updated information on various news agencies. Happy Researching. Regards, Angad Singh Madan President [email protected] Ishaan Singh Vice President [email protected] PART E PART E.I : B EST P RACTICES F OR R ESEARCH BEFORE AN MUN. (You can take these best practices into account, not only for the UNSC at JUMUN but for other MUNs as well.) • Read the Agenda Guide, least 20 days prior to the conference and make a note of everything that needs to be understood. Do read the Background guide. In case of a crisis situation always read and look for the analysis and plausible rationale on the updates that may be issued a week before the MUN. • Google/Search everything and find relating documents (UN, News articles, Scholarly articles) for whatever was not really understood. • After wholly understanding (subject to how in depth you wish to go for the research), try understanding your allotted country’s perspective on the agenda. • Make the stance in accordance with the country’s perspective on the agenda which shall also define your foreign policy (history, past actions etc.) • Understand the cues and hints that are given minutely in the Background Guide that may come handy while presentation of contentions in committee. • Take a good look at the mandate of council as to what you can discuss and what you can do in this council. This point is placed here, just because your knowledge base shouldn’t be limited to the mandate of the council. Know everything, speak whatever the mandate allows. • Follow the links given alongside and understand why they were given. Read the footnotes and the links and hyperlinked text. • Predict the kind of discussions and on what subtopics can they take place, thereby analyzing the subtopic research you have done and prepare yourself accordingly. Make a word/pages document and put your arguments there for better presentation in council. • Ask the Executive Board your doubts, if you have any, least 10 days before the conference by means of the given email ID and make sure to not disclose your allotted country, until you want to understand the policy of your country. • Download the United Nations Charter, the Geneva Conventions of 1949 and additional protocols there to and other relative treaties and documents given. • Ask questions regarding procedure to speak something etc., if you have any, ON the day of the conference. PART E.II : N AT U R E OF PROOF AND EVIDENCE Documents from the following sources will be considered as credible proof for any allegations made in committee or statements that require verification: • Reuters: Appropriate Documents and articles from the Reuters News agency will be used to corroborate or refute controversial statements made in committee. • UN Document: Documents by all UN agencies will be considered as sufficient proof. Reports from all UN bodies including treaty-based bodies will also be accepted. • Government Reports: Government Reports of a given country used to corroborate an allegation on the same aforementioned country will be accepted as proof. Under no circumstances will sources like Wikipedia, Amnesty International, Human Rights Watch or newspapers like the Guardian, Times of India, etc. be accepted as credible proof; but may be used for better understanding of any issue and even be brought up in debate, if the information given in such sources is in line with the beliefs of a government or a delegate (who is a representative of a government, usually). PART E.III : A B O U T THE COMMITTEE - THE SECURITY COUNCIL Under the Charter, the Security Council has primary responsibility for the maintenance of international peace and security. It has 15 Members, and each Member has one vote. Under the Charter, all Member States are obligated to comply with Council decisions. The Security Council takes the lead in determining the existence of a threat to the peace or act of aggression. It calls upon the parties to a dispute to settle it by peaceful means and recommends methods of adjustment or terms of settlement. In some cases, the Security Council can resort to imposing sanctions or even authorize the use of force to maintain or restore international peace and security. The Security Council also recommends to the General Assembly the appointment of the Secretary-General and the admission of new Members to the United Nations. And, together with the General Assembly, it elects the judges of the International Court of Justice. F UNCTIONS AND P OWERS Under the United Nations Charter, the functions and powers of the Security Council are: • to maintain international peace and security in accordance with the principles and purposes of the United Nations; • to investigate any dispute or situation which might lead to international friction; • to recommend methods of adjusting such disputes or the terms of settlement; • to formulate plans for the establishment of a system to regulate armaments; • to determine the existence of a threat to the peace or act of aggression and to recommend what action should be taken; • to call on Members to apply economic sanctions and other measures not involving the use of force to prevent or stop aggression; • to take military action against an aggressor; • to recommend the admission of new Members; • to exercise the trusteeship functions of the United Nations in "strategic areas"; • to recommend to the General Assembly the appointment of the SecretaryGeneral and, together with the Assembly, to elect the Judges of the International Court of Justice. Maintaining Peace and Security When a complaint concerning a threat to peace is brought before it, the Council’s first action is usually to recommend that the parties try to reach agreement by peaceful means. The Council may: • set forth principles for such an agreement; • undertake investigation and mediation, in some cases; • dispatch a mission; • appoint special envoys; or • request the Secretary-General to use his good offices to achieve a pacific settlement of the dispute. When a dispute leads to hostilities, the Council’s primary concern is to bring them to an end as soon as possible. In that case, the Council may: • issue ceasefire directives that can help prevent an escalation of the conflict; • dispatch military observers or a peacekeeping force to help reduce tensions, separate opposing forces and establish a calm in which peaceful settlements may be sought. Beyond this, the Council may opt for enforcement measures, including: • economic sanctions, arms embargoes, financial penalties and restrictions, and travel bans; • severance of diplomatic relations; • blockade; • or even collective military action. A chief concern is to focus action on those responsible for the policies or practices condemned by the international community, while minimizing the impact of the measures taken on other parts of the population and economy. Organization The Security Council held its first session on 17 January 1946 at Church House, Westminster, London. Since its first meeting, the Security Council has taken permanent residence at the United Nations Headquarters in New York City. It also travelled to many cities, holding sessions in Addis Ababa, Ethiopia, in 1972, in Panama City, Panama, and in Geneva, Switzerland, in 1990. A representative of each of its members must be present at all times at UN Headquarters so that the Security Council can meet at any time as the need arises.
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