Compensation for National Socialist Injustice Indemnification Provisions Compensation for National Socialist Injustice Indemnification Provisions November 2012 Compensation for National Socialist injustice Indemnification Provisions Contents I. Development of provisions governing compensation and the consequences of war in Germany . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 5 1.1 Beginnings of compensation under occupation law . . . . . . . . . . . . . . . . . . . . . . Page 5 1.2 Restitution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 5 1.3 Luxembourg Agreement, Hague Protocols and Settlement Convention . . Page 6 1.4 Additional Federal Compensation Act (1953) and Federal Compensation Act (1956) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 7 1.5 Implementing regulations to the Federal Compensation Act . . . . . . . . . . . . . Page 7 1.6 Final Federal Compensation Act (1965) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 7 1.7 General Act Regulating Compensation for War-Induced Losses . . . . . . . . . . Page 8 1.8 First comprehensive agreements with European states . . . . . . . . . . . . . . . . . . . Page 8 1.9 German government directives, Article 2 Agreement . . . . . . . . . . . . . . . . . . . . . Page 9 1.10 Arrangements with Eastern European states . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 10 1.11 Central and Eastern European Fund (JCC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 10 1.12 Compensation for forced labourers and other victims of National Socialism – Foundation for Remembrance, Responsibility and the Future . . . . . . . . . . . . Page 11 1.13 Ghetto Work Recognition Directive . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 12 1.14 Washington Conference on Holocaust-Era Assets . . . . . . . . . . . . . . . . . . . . . . . . Page II. Provisions based on the Federal Compensation Act . . . . . . . . . . . . . . . . . . . . . Page 14 2.1 Federal Compensation Act . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 14 2.2 Extra-legal provisions for Jewish victims (Article 2 Agreement) . . . . . . . . . . . Page 16 2.3 Fund for those not of the Jewish faith who were persecuted as Jews under 1 the National Socialist regime . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 17 2.4 Compensation for non-Jewish victims . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 17 Page 3 III. Legislation for the new Länder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 19 3.1 Compensation Pension Act . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 19 3.2 Extra-legal regulations based on the Compensation Pension Act . . . . . . . . . Page 19 3.3 Property law regulations in the territory of the former GDR . . . . . . . . . . . . . . Page 21 IV. Compensation under the General Act Regulating Compensation for War-Induced Losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 22 4.1 General Act Regulating Compensation for War-Induced Losses of 5 November 1957 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 22 4.2 Government directives on hardship compensation to victims of National Socialist injustice under the General Act Regulating Compensation for War-Induced Losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 23 4.3 Payments to victims of the National Socialist military judiciary . . . . . . . . . . Page 27 4.4 Further information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 27 Annexes 1 – 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 28 Address . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 38 List of law mentioned . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 40 Compensation for National Socialist injustice I. Development of provisions governing compensation and the consequences of war in Germany 1.1 Beginnings of compensation under occupation law Almost immediately after the end of the Second World War, it became clear that compensation needed to be provided for the wrongs committed by the National So cialist regime. Those who had suffered op pression due to their political opposition to National Socialism or on the grounds of race, religion or ideology were particularly affected. Legislation was therefore drawn up in 1945 by the occupying powers and the municipalities. This led to a wide range of different measures, some of them compen satory, others more welfare-oriented in na ture. The creation of the Länder (states) meant that larger administrative units were formed in Germany, and uniform regional compensation provisions were introduced too. Even then, however, it was difficult to keep track of the many different compensa tion provisions, both in terms of content and in terms of structure. The first step in standardising this area of law was to draw a line between restitution and compensation. 1.2 Restitution In 1947 and 1949, the three Western powers passed restitution acts for their occupation zones and for West Berlin governing resti tution of and compensation for property unjustly confiscated between 1933 and 1945 as a result of racial, religious or political persecution. Following the establishment of the Federal Republic of Germany, restitu tion claims against the German Reich and other German entities involved in such confiscation were governed by the Federal Restitution Act of 19 July 1957 (Federal Law Gazette I, p. 734). Following German unifi cation, provisions that were analogous to those in the restitution acts were adopted for the new Länder in the Act Regulating Open Property Matters (which entered into force together with the Unification Treaty) and the Victims of Nazi Persecution Com pensation Act (Article 3 of the Compensa tion and Corrective Payments Act). The restitution process was concluded a long time ago. The application deadlines have passed and the administrative proce dures have ceased to operate. Page 5 Page 6 Development of provisions governing compensation and the consequences of war in Germany Compensation provisions in the occu pation zones As far as compensation law governing per sonal injury cases and damage to property not covered by restitution is concerned, Land laws were adopted in the American occupation zone as early as 1946. They pro vided for provisional payments for health care, vocational training, self-employment, remedies for distress situations and pen sions for victims and their dependants. On 26 April 1949, the Act on the Treatment of Victims of National Socialist Persecution in the Area of Social Security (Compensation Act) was adopted for the entire American occupation zone by the Southern German Länder Council. This was promulgated by Land laws in Bavaria, Bremen, Baden-Würt temberg and Hesse in August 1949. In line with Article 125 of the Basic Law, these Land laws became federal law when the Federal Republic of Germany was estab lished and the Basic Law entered into force. Corresponding laws were enacted in the Länder of the British and French occupa tion zones and in West Berlin. With the ex ception of Länder in the British occupation zone, these laws governed the same types of damage as the Compensation Act. 1.3 Luxembourg Agreement, Hague Protocols and Settle ment Convention Just as the Länder and municipalities had done prior to its establishment, the Federal Republic of Germany continued to treat moral and financial compensation for the wrongs committed by the National Socialist regime as a priority. The German Govern ment decided as early as on 26 July 1951 that victims of pseudo-medical experi ments should be compensated. Over the course of the year, great efforts were made both in the Länder and at federal level to in troduce nation-wide compensation rules. At a special meeting of the German Bun destag on 27 October 1951, Federal Chan cellor Adenauer declared that Germany was responsible for the atrocities committed by the National Socialist regime and offered to enter into negotiations with the state of Is rael and the Jewish Claims Conference (JCC). This “Conference on Jewish Material Claims Against Germany” had been founded by 23 Jewish organisations on the previous day with the aim of enforcing compensation claims against Germany. Talks with representatives of Israel and the JCC were taken up in The Hague on 21 March 1952. As a result of these talks, the Hague Pro tocols was initialled on 8 September 1952 and an agreement with the state of Israel was signed in Luxembourg on 10 Septem ber. In this “Luxembourg Agreement”, Ger many committed itself to paying DM3 bil lion to the state of Israel and DM450 million to the JCC. Germany made a large part of its payments to Israel in the form of deliveries of goods. In return, Israel waived compen sation for Jewish victims of persecution who were resident in Israel in 1952. According to the second protocol to the agreement, the DM450 million fund for the JCC was intended for the support and inte gration of Jewish victims of persecution liv ing outside Israel. In the first protocol, the German Government committed itself to establishing a legislative programme for Germany-wide restitution and compensa tion rules, and the basic principles of this legislation were defined. Principles for uniform restitution and compensation legislation were also set down in the Settlement Convention con cluded in 1952 with the three Western oc cupying powers (Federal Law Gazette II 1954, p. 57, 181, 194). Compensation for National Socialist injustice 1.4 Additional Federal Compensation Act (1953) and Federal Compensation Act (1956) The first compensation act that applied throughout the whole of Germany was the Additional Federal Compensation Act, which was adopted on 18 September 1953 (Federal Law Gazette I p. 1387) and entered into force on 1 October 1953. Although this was much more than an addition to the Act on the Treatment of the Victims of National Socialist Persecution in the Area of Social Security, and in particular created legal equality and security on the territory of the Federal Republic of Germany, its provisions also proved inadequate. Following very de tailed and careful preparation, the Federal Compensation Act (Federal Law Gazette I, p. 562) was adopted on 29 June 1956 and en tered into force with retroactive effect from 1 October 1953. This Act fundamentally changed compensation for the victims of National Socialism and introduced a num ber of amendments improving their situa tion. At the outset, the Federal Compensa tion Act only provided for applications to be submitted until 1 April 1958. 1.5 Implementing regulations to the Fed eral Compensation Act Six implementing regulations to the Federal Compensation Act have been issued, of which the first three have been regularly amended to adapt the ongoing payments (pensions) to increasing costs of living. The fourth implementing regulation gov erns the reimbursement of costs for the in volvement of insurance companies in re solving claims for compensation for insur ance losses. The fifth implementing regulation de termines which pension schemes were dis solved by National Socialist oppression. In the sixth implementing regulation (concerning a concentration camp direc tory), the German Government established which prison camps were to be considered concentration camps in the context of the provision in section 31 subsection (2) of the Federal Compensation Act governing the assumed loss of earning power. 1.6 Final Federal Compen sation Act (1965) In applying the Federal Compensation Act, further need for amendment became clear. There was an awareness that the new piece of legislation would not be able to take ac count of all the demands of those eligible for compensation and that, given the high number of settled cases, these could not be re-opened. The amendment was thus to constitute the final piece of legislation in this field. After four years of intense negoti ations in the competent committees of the German Bundestag and Bundesrat, the Final Federal Compensation Act was adopted on 14 September 1965 (Federal Law Gazette I, p. 1315), its very name emphasising that it was to be the last. Page 7 Page 8 Development of provisions governing compensation and the consequences of war in Germany The Final Federal Compensation Act con siderably extended the deadline (originally 1 April 1958, cf. I.5) as follows: > The deadline was annulled in cases of claims for immediate assistance and for mitigation of hardship (section 189 sub section (1) of the Federal Compensation Act) 1.7 General Act Regulating Compensation for War-Induced Losses > The deadline for subsequent registra tion of claims was extended to 31 De cember 1965 (section 189a subsection (1) of the Federal Compensation Act) The payments provided for in the compen sation laws are reserved for those who were victims of typical National Socialist injus tice – those persecuted for reasons of race, religion or political conviction. For other injustice leading to loss of life, damage to limb or health, or deprivation of liberty, compensation is granted under the General Act Regulating Compensation for War-In duced Losses of 5 November 1957 (Federal Law Gazette I, p.1747). Pensions and one-off compensation payments could – and, in ex ceptional cases, still can – be paid under section 5 of this Act in conjunction with the general legal provisions. > The subsequent registration of facts that had come to light after 31 Decem ber 1964 within one year (section 189a subsection (2) of the Federal Compensa tion Act) was introduced 1.8 First comprehensive agreements with European states > The original legal position was restored in the case of failure to submit applications prior to the deadline through no fault of the applicant (sec tion 189 subsection (3) of the Federal Compensation Act) Nevertheless, Article VIII (1) of the Final Federal Compensation Act provides that even in cases of the original legal position being restored, no claims can be made after the 31 December 1969 deadline. In other words, claims for compensation payments under the Federal Compensation Act can no longer be submitted today. However, payments for damage to health can be adapted in cases where the victim's condition deteriorates. Furthermore, initial decisions can be re vised through secondary procedures if they have been proved wrong according to the current interpretation of the law. The compensation and restitution acts were complemented by laws on compensa tion for public sector employees and in the sphere of insurance and pension law. From 1959 to 1964, comprehensive agree ments were concluded with Austria, Bel gium, Britain, Denmark, France, Greece, Italy, Luxembourg, the Netherlands, Nor way, Sweden and Switzerland for the bene fit of nationals of these countries who had suffered National Socialist persecution. The Federal Republic of Germany made avail able a total of €496.46 million (DM971 mil lion) on the basis of these agreements. It fell to the governments of the countries con cerned to distribute this financing amongst the victims. The comprehensive agreements have now been closed. Compensation for National Socialist injustice 1.9 German government directives, Article 2 Agreement After the deadline under the Final Federal Compensation Act had expired at the end of 1969, special cases of hardship continued to emerge where applicants were not eligible for payments because they had missed the deadline. Moreover, various Eastern Euro pean countries introduced emigration sys tems for Jewish citizens, as a result of which significant numbers of Jewish victims of Nazi persecution were able to emigrate from these countries to Israel. Because peo ple in this group were excluded from re ceiving compensation at the time, the Knes set demanded changes in German compen sation provisions. The German Bundestag requested the German Government to enact hardship compensation to enable those affected to receive support (resolution of 14 December 1979, (German Bundestag printed docu ment 8/3511)). As a result, the directives on hardship compensation for Jewish victims of National Socialist persecution were is sued on 3 October 1980 (Federal Gazette of 14 October 1980, No 192). Under these di rectives, a fund worth DM400 million was created, from which the JCC was to distrib ute one-off payments of DM5,000 to Jewish victims of National Socialist persecution. Similar rules were introduced for non-Jew ish victims of National Socialist persecution in 1981 (Federal Gazette of 29 August 1981, No 160). A compensation reserve fund was also established under the directives on hardship compensation for non-Jewish vic tims of persecution, enabling victims resi dent in Germany to receive monthly pay ments of DM500. Although the DM400 mil lion fund for Jewish victims of Nazi perse cution was depleted over the subsequent years, numerous applicants had still not re ceived any compensation, and the German Government therefore made a further pledge to provide a total of DM135 million for the fund. The situation changed with German unification. Article 2 of the supplementary agreement to the Unification Treaty (Agree ment between the Federal Republic of Ger many and the German Democratic Republic on the Enactment and Interpretation of the Treaty concluded in Berlin on 30 August 1990 between the Federal Republic of Ger many and the German Democratic Republic on the Establishment of German Unity, published in Bulletin No. 112, p. 1177 of 20 September 1990 – Press and Information Office of the German Government) stipu lated that the Federal Republic of Germany should conclude an agreement with the JCC on the compensation of Jewish victims of Nazi persecution who had not yet received any payments. This agreement – known as the Article 2 Agreement – was enacted on 29 October 1992. From then on, the one-off payments of DM5,000 defined in the hard ship directives of 1980 were provided under this agreement. The agreement also intro duced the possibility of a monthly payment of DM500 to Jewish victims who had suf fered particularly severe persecution. The Federal Ministry of Finance conducts regu lar talks with the JCC about the implemen tation of the agreement with the aim of modifying and enhancing the entitlement to payments. In 2012, twenty years after it was origi nally concluded, it was decided that the agreement should be revised in order to simplify the rules and take account of arrangements that have been made in the meantime with regard to modifications. Page 9 Page 10 Development of provisions governing compensation and the consequences of war in Germany 1.10 Arrangements with Eastern European states Following the process of German unifica tion and the end of the East-West conflict, the Federal Republic of Germany concluded arrangements on compensation for Na tional Socialist injustice with Poland and three successor states of the Soviet Union (the Republic of Belarus, the Russian Feder ation and Ukraine). The Federal Republic of Germany and the Republic of Poland agreed to establish the Foundation for German-Polish Recon ciliation in Poland, which is subject to Pol ish law and was financed with a one-off contribution of €255.64 million (DM500 million). These funds were for persons who had suffered serious damage to health dur ing the Second World War due to National Socialist injustice and were subsequently in a difficult financial situation. Foundations for understanding and rec onciliation were established in Moscow, Minsk and Kiev in 1993 for the same pur pose. Germany donated a total of €0.51 bil lion (DM1 billion) for these foundations. They in turn gave the assurance of making payments to National Socialist victims in other states of the former Soviet Union. More than 15,000 eligible persons in the Baltic states (Estonia, Latvia and Lithuania) received payments on the accepted scale from the funds of the foundations in Moscow and Minsk. Because some of those eligible from the Baltic states refused to ap ply to the foundations in Moscow and Minsk, additional infrastructure assistance of €1.02 million (DM2 million) was granted to the government of each Baltic state. So cial institutions have been supported using these funds, especially for victims of Na tional Socialism. Compensation payments were also made to the other Eastern and South-East ern European states of the former Eastern bloc. For Czech victims of National Socialism, compensation was granted by the GermanCzech Future Fund in accordance with the German-Czech declaration of 21 January 1997. Germany made €71.58 million (DM140 million) available for this Fund. In order to carry out similar measures in the other Central and Eastern European countries (Albania, Bosnia, Bulgaria, Yugo slavia, Croatia, Macedonia, Romania, Slova kia, Slovenia and Hungary), the 1998 German budget earmarked €40.90 million (DM80 million) to be made available from 1998 to 2000. Various national institutions, usually the national Red Cross, assumed re sponsibility for carrying out such measures in the remaining Central and Eastern Euro pean states. 1.11 Central and Eastern European Fund (JCC) Given the particular suffering of Jewish vic tims in Central and Eastern European states, the JCC established a Fund to finance additional measures for Jewish victims who had suffered particular hardship. The fund made monthly payments to victims of Na tional Socialism who were residents of East ern European countries. In the revised ver sion of the Article 2 Agreement, this fund was incorporated into its broader regula tory framework. Compensation for National Socialist injustice 1.12 Compensation for forced labourers and other victims of National Socialism –Foundation for Remembrance, Responsibility and the Future The Foundation for Remembrance, Respon sibility and the Future was established by the Act on the Creation of a Foundation for Remembrance, Responsibility and the Fu ture (Foundation Act) of 2 August 2000 (Federal Law Gazette I, p. 1263, most re cently amended by the Act of 21 December 2006, Federal Law Gazette I, p. 3343) and equipped with €5.16 billion (DM10.1 billion) to provide compensation in particular to former forced labourers. These monies were made available by the Federal Republic of Germany and German companies. The main purpose of the Foundation was to make financial compensation avail able to affected persons through partner or ganisations. The individual partner organi sations were responsible for accepting and examining claims. An application deadline – 31 December 2001 – had to be introduced to ensure that payments to those eligible were made with out delay. An extension – until 31 Decem ber 2002 – was granted where applicants failed to meet this deadline through no fault of their own. This brought an end to the individual payments as of 31 December 2006, as provided for in the Foundation Act. New applications may no longer be filed. The Foundation’s resources for pay ments to forced labourers and other victims of National Socialism have now been fully disbursed. More than 1.7 million people, 1.66 million of whom were former forced labourers, received payment. Of the Foun dation’s capital, €4.37 billion was disbursed for payments to former forced labourers. Under the Foundation Act, the following groups of people were eligible: > Persons who were detained in a con centration camp as defined in section 42 subsection (2) of the Federal Compensa tion Act or detained under comparable conditions in some other prison camp outside the present-day territory of the Republic of Austria or in a ghetto and who were subjected to forced labour (section 11 subsection (1) number 1 of the Foundation Act). > Persons who were deported from their home country to the territory of the German Reich within its 1937 borders or to a region occupied by the German Reich and were subjected to forced labour in an industrial or commercial enterprise or in the public sector and were detained under conditions other than those named above or were sub jected to prison-like conditions or com parable exceptionally hard living condi tions. This does not apply to persons who are able to receive payments from the Austrian reconciliation fund for forced labour performed mainly in the present-day territory of the Republic of Austria (section 11 subsection (1) num ber (2) of the Foundation Act). In addition, the Foundation Act con tained an escape clause which allowed the partner organisations charged with imple mentation to provide assistance to other victims of National Socialist injustice, in particular to forced labourers in agriculture. Page 11 Page 12 Development of provisions governing compensation and the consequences of war in Germany Forced labour as a prisoner of war was not a cause of entitlement. The Foundation Act also provided for payments to compensate for other personal injury suffered in connection with National Socialist injustice, first and foremost in the course of medical experiments or in the case of death or serious damage to the health of a child kept in a home for forced labourers’ children (section 11 subsec tion (1), fifth sentence, of the Foundation Act). The Foundation Act also allowed for payments to persons who, in the course of racial persecution, suffered property dam age, as defined in the restitution laws, sig nificantly and directly caused by German companies and who, because they did not meet the residence requirements under the Federal Compensation Act, were unable to receive any payment (section 11 subsec tion (1) number 3 of the Foundation Act). The Foundation Act further envisaged a separate procedure for compensating other damage to property in connection with Na tional Socialist injustice. The International Organization for Migration was responsible for compensating property damage, while insurance claims arising from racial perse cution fell under the jurisdiction of the In ternational Commission on Holocaust Era Insurance Claims. The ceiling for damage to property was €0.53 billion (DM1.05 billion). Following the end of the payments, the Foundation for Remembrance, Responsibil ity and the Future now works solely as a benevolent foundation, as provided in the Foundation Act. The Foundation’s partner organisations have completed and con cluded their duties in providing compensa tion to forced labourers. 1.13 Ghetto Work Recogni tion Directive On 1 October 2007, the German Govern ment passed a directive under which vic tims of Nazi persecution can receive a pay ment of €2,000 for work in a ghetto which did not constitute forced labour and which has not been recognised to date under so cial insurance law. The directive thus covers circumstances for which no compensation could be pro vided either under the Act Regarding the Conditions for Making Pensions Payable on the basis of Employment in a Ghetto (Ghetto Pensions Act) or from funds of the Foundation for Remembrance, Responsibil ity and the Future. The directive was en acted against the background of the very high rejection rate of applications made under the Ghetto Pensions Act of 20 June 2002. The directive made it much easier to meet the requirements for receiving payment than it was under the Ghetto Pensions Act. The Federal Social Court’s new rulings on the Ghetto Pensions Act of 2 and 3 June 2009 made it necessary to re-evaluate the situation from the point of view of pensions law and led to the Ghetto Pensions Act’s eli gibility requirements being brought into line with those of the Ghetto Work Recog nition Directive. A large number of the ap plications which had been rejected were re examined by the German Statutory Pension Insurance Scheme and approved. This affected the further implementa tion of the directive in the version of 1 Oc tober 2007, because the payments made under the directive had to be returned if a pension under the Ghetto Pensions Act was granted for identical periods and employ More information is available online at ment. For example, repayment had to be www.bundesfinanzministerium.de or at made even if the pension granted under the www.stiftung-evz.de. Ghetto Pensions Act was well below the €2,000 payment made under the directive. Such hardship cases had to be avoided. Compensation for National Socialist injustice The directive was therefore amended with retroactive effect and redrafted in 2011. The new version removed the link be tween payments under the Ghetto Work Recognition Directive and the receipt of a pension under the Ghetto Pensions Act. As a consequence, the fact that work in a ghetto has been taken into account under social security law now no longer precludes a one-off payment being made in recogni tion of ghetto work. The Federal Office for Central Services and Unresolved Property Issues, which is responsible for implementing the directive, is reviewing the applications already processed. Final decisions are now being made on applications that were suspended because of a pension being paid. There is thus no need to submit fresh applications. The following people can apply for and receive the one-off payment of €2,000 in recognition of work in a ghetto: > people who were Victims of National Socialist persecution within the mean ing of section 1 of the Federal Compen sation Act, > forced to live in a ghetto which was under National Socialist influence and > employed in the ghetto without coer cion during this time. Those whose work in the ghetto has al ready been compensated for as forced labour from funds from the Foundation for Remembrance, Responsibility and the Fu ture do not qualify for payment. There is no legal entitlement to the pay ment. Only the person entitled to the pay ment can apply. Applications must be made in writing to the Federal Office for Central Services and Unresolved Property Issues. Further details can be found on the website of the Federal Office for Central Services and Unresolved Property Issues: (http://www.badv.bund.de/003_menue _links/f0_ghetto/index.html) 1.14 Washington Conference on Holocaust-Era Assets Despite the material compensation that had already been granted, the Federal Republic of Germany again declared its readiness, on the basis of the principles adopted at the Washington Conference on Holocaust-Era Assets on 3 December 1998, to continue its efforts to clarify the provenance of works of art confiscated under National Socialism in so far as the legal and factual possibilities al low. Moreover, it pledged to take the steps necessary to reach an equitable and fair so lution when such works of art are identi fied. A number of paintings by well-known artists have been returned from public ownership to their legitimate owners or their heirs in the last twelve years as a result of the implementation of the Washington principles, a joint declaration by the Federa tion, the Länder and national associations of municipalities, and the research under taken. This requires careful examination of each individual case, including a check against material compensation already pro vided to ensure that the legitimate owners are identified and to avoid duplicate com pensation. A manual on the implementation of the joint declaration and the website of the cen tral office for the documentation of lost cultural property (www.LostArt.de) offer practical guidance for tracing and identify ing works of art confiscated by the National Socialists and for making decisions on their possible return. The Federal Office for Cen tral Services and Unresolved Property Is sues carries out investigations on the prove nance of works of art. Page 13 Page 14 Provisions based on the Federal Compensation Act II. Provisions based on the Federal Compensation Act 2.1 Federal Compensation Act The Additional Federal Compensation Act of 18 September 1953 (Federal Law Gazette I, p. 1387) was the first law to codify com pensation for National Socialist injustice at national level, although it was only in tended as temporary legislation. Prior to its introduction, only the compensation laws of the individual Länder applied, which were based on the compensation provisions in the occupation zones of the Western powers. The Federal Compensation Act of 29 June 1956 (Federal Law Gazette I, p. 562) entered into force with retroactive effect from 1 October 1953. It is a comprehensive piece of legislation that covers all aspects of compensation for National Socialist injus tice. It is implemented by the compensation authorities of the Länder (section 184 of the Federal Compensation Act). Disputes are settled by the ordinary courts (section 208 of the Federal Compensation Act). The structure created by the Federal Compensa tion Act was also used as a basis for extra legal provisions that were subsequently in troduced. The purpose of the Act is to com pensate those subjected to oppression by the National Socialist regime. a. Victims of persecution as defined in section 1 of the Federal Compensation Act Only victims of persecution by the National Socialist regime are eligible for compensa tion. Section 1 of the Federal Compensation Act defines victims of persecution as those who suffered damage to life, limb or health, depreciation of freedom, property or assets in their business or professional career as a result of National Socialist oppression (as defined in section 2 of the Federal Compen sation Act) due to their political opposition to National Socialism or for reasons of race, religion or ideology. Those who suffered oppression as a result of being involved in artistic or academic pursuits of which the Nazi regime disapproved, or because they were close to a victim of persecution, are themselves treated as victims of persecu tion. Under the Federal Compensation Act, surviving dependants and close relatives who, as such, were adversely affected by National Socialist oppression are also con sidered to be victims of persecution. When applying the Federal Compensa tion Act, it became necessary to define the reasons for persecution more precisely. For example, in cases of persecution for reasons of political opposition, distinctions were Compensation for National Socialist injustice made depending on the motivation of the perpetrators. In cases where individuals were detained by the National Socialist state based on their assumed political oppo sition, the actual beliefs of the detainees are no longer relevant. Nationals of countries which were occupied by Germany were not considered victims of persecution due to political opposition to National Socialism because it was assumed that they were gen erally persecuted on the grounds of nation ality. Conscientious objectors were likewise not considered to be victims of persecution due to political opposition to National So cialism. Victims had to actually have been sub jected to persecution within the meaning of section 2 of the Federal Compensation Act. For instance, Jewish citizens of what used to be Palestine and is now Israel were included in the racial fanaticism of the National So cialists, but did not actually suffer oppres sion under the National Socialist regime. c. Types of compensation The types of compensation provided under the Federal Compensation Act are pensions, one-off payments, retraining grants, med ical treatment (including compensation for loss of earnings during treatment) and pen sions for surviving dependants. The pen sions were calculated as a percentage of the amount that would be paid to the surviving dependants of a tenured civil servant of a similar social and economic position as the victim (in the case of an accident at work). d. Territoriality principle The purpose of the Federal Compensation Act was to compensate victims of persecu tion living in the territory of the former German Reich. The victims had to be within the territory of application of the Act. Ex pellees within the meaning of the Federal Expellees Act were included. Stateless per sons and refugees within the meaning of the Geneva Convention were also eligible b. General War-Induced Losses for support under the Federal Compensa Those who suffered losses as a result of the tion Act (limited to damage to limb or war that was started by Nazi Germany are health and deprivation of liberty). not considered to be victims of direct Na tional Socialist persecution within the e. Need for extra-legal provisions meaning of the Federal Compensation Act. Prisoners of war, expellees, victims of the According to the Final Federal Compensa bomb war, victims of retaliatory measures tion Act of 14 September 1965, no applica in the partisan war and victims of rape all tions for support under the Federal Com suffered terrible fates as a result of Nazi pensation Act could be submitted after Germany's war of aggression, which was in 31 December 1969. However, it was clear violation of international law. These groups that despite all the efforts made, not all vic of people are considered to have suffered tims of persecution had received compen general war-induced losses which are not sation. In consideration of the hardship re included in the Federal Compensation Act. sulting from this, the German Government adopted a number of extra-statutory com pensation arrangements through which victims of National Socialist persecution can receive financial aid. There is no statu tory entitlement to this aid, nor do any time limits apply to these arrangements. Page 15 Page 16 Provisions based on the Federal Compensation Act 2.2 Extra-legal provisions for Jewish victims (Article 2 Agreement) In 2012, the German Government revised the Article 2 Agreement, which is imple mented by the JCC, especially in order to al low for financial assistance to Jewish vic tims of Nazi persecution who have received no compensation payments to date. Grants Jewish victims of National Socialist prose cution as defined in section 1 of the Federal Compensation Act who were directly af fected by National Socialist oppression within the meaning of section 2 of the Fed eral Compensation Act, or those who lost their parents to National Socialist oppres sion (child victims of prosecution) and who have received no compensation payments from Germany to date can receive a one-off payment of €2,556.46. In cases of economic hardship, ongoing assistance can be provided if the following conditions are met: > Imprisonment in a concentration camp or ghetto as defined in section 42 subsection (2) of the Federal Compensa tion Act > Life in hiding in degrading conditions or in illegality under a false identity Generally speaking, the two forms of compensation are mutually exclusive. How ever, one-off payments from German sources do not preclude the granting of on going assistance. Ongoing assistance is granted for the du ration of the economic hardship. Pensions provided on account of old age, reduced earning capacity or death and comparable payments are not taken into account when calculating income. There is no statutory entitlement to pay ments under the Article 2 Agreement (one off or ongoing assistance). They are strictly tied to the individual person and cannot be inherited or transferred. They cannot be paid out to third parties. An exception ap plies to surviving spouses or, if the spouse is also deceased, to surviving children as joint beneficiaries in cases where the victim dies after submitting an application but before a decision is reached. In such cases, the pay ment is capped at €2,556. It is necessary to provide proof of enti tlement. Should this not be possible, the en titlement can be substantiated in a suitable and plausible way. The payments can be refused in full or in part if the applicant resorted to improper means or caused, encouraged or allowed the submission of incorrect or misleading in formation, either through wilful intent or gross negligence. In such cases, payments may be claimed back in whole or in part. Applications can be submitted to the of fices of the JCC. Institutions There is a great need for home nursing and medical care for the elderly survivors of the Holocaust, which has increased consider ably over the past years. The JCC is there fore provided with resources under the Agreement for use in supporting institu tions that help Jewish victims of National Socialism who require such care. Compensation for National Socialist injustice Page 17 2.3 Fund for those not of the Jewish faith who were persecuted as Jews under the National Socialist regime A fund for those who are not of the Jewish faith but who were nonetheless persecuted as Jews under the National Socialist regime was established in 1952, immediately after the Luxembourg Agreement. Payments from the fund (in the version of 15 Septem ber 1966; Federal Gazette No. 178 of 22 Sep tember 1966) may be granted to individuals who were persecuted because of their Jew ish origins as defined by the Nuremberg Laws or who were adversely affected by the persecution as a near relative. Furthermore, they must not have belonged, or still be long, to the Jewish community, either at the time of the persecution or of the decision on their claim for compensation. This is a necessary delimitation from the responsi bility of the JCC for practising Jews. More over, potential beneficiaries of the fund in clude the spouses of Jewish victims who themselves did not fall under the Nurem berg Laws but who were persecuted due to the Jewish origins of their spouses or who were adversely affected by this persecution. The Federal Ministry of Finance is re sponsible for the administration of the fund. There is no statutory entitlement to payments from the fund. They are strictly tied to the individual person and cannot be inherited or transferred. Grants Payments from the fund may be granted ei ther in the form of one-off or ongoing assis tance. The factors that are taken into con sideration include the gravity and impact of the persecution as well as the financial and personal circumstances of the applicant and of any relatives legally obliged to provide support The level of the ongoing assistance is determined by guideline figures which are regularly adjusted to reflect general eco nomic developments. One-off assistance is generally granted to cover the cost of living or specifically to cover costs incurred by ill ness which are not covered by other means or for the acquisition of household articles or clothing. Institutions Under the directives of the fund for persons not of the Jewish faith who were persecuted as Jews, grants can be provided to organisa tions responsible for old people's or other homes if they make a long-term commit ment to provide a certain requisite number of places in the homes to those eligible for payments. Individuals can submit applications for compensation informally to the Federal Ministry of Finance. 2.4 Compensation for non-Jewish victims The German Government made corre sponding provisions for non-Jewish victims in its Directives on Payments to Persecuted Non-Jews to Compensate for Individual Hardships within the Context of Restitution of 26 August 1981 in the version of 7 March 1988, known as the Compensation Disposi tion Fund (Federal Gazette No. 55 of 19 March 1988). Page 18 Provisions based on the Federal Compensation Act Under these provisions, non-Jewish victims of persecution who suffered damage to their health as a result of National Socialist injustice or who were prosecuted because of their political opposition to National Social ism or on the grounds of race, religion or ideology (sections 1 and 2 of the Federal Compensation Act) but were not eligible for statutory compensation payments for for mal reasons could receive one-off payments of up to €2,556.46 and, in special cases, on going assistance. The following constitute special cases: > Imprisonment in a concentration camp as defined by the Federal Com pensation Act for at least three months; individual reviews are possible in the case of shorter imprisonment. > Imprisonment in a prison camp or life in camp-like conditions for at least three months; individual reviews are possible in the case of shorter imprisonment. > Life in hiding in degrading or particu larly difficult conditions or in illegality for at least six months if this led to per manent damage to health and a disabil ity of at least 50%. In contrast to the one-off assistance de scribed above, assistance from the Compen sation Reserve Fund can only be granted to those with German nationality or to those who gained it before 1 January 1999 or to non-German citizens of German origin as defined by the Federal Expellees Act. There is no statutory entitlement to the measures under these provisions. They are strictly tied to the individual person and cannot be inherited or transferred. The Federal Ministry of Finance decides on claims in accordance with these guide lines. Compensation for National Socialist injustice III. Legislation for the new Länder 3.1 Compensation Pension Act The Act on Compensation for Victims of National Socialism in the Regions Acceding to the Federal Republic of 22 April 1992 (Federal Law Gazette I, p. 906) was enacted in order to regulate compensation for eligi ble persons in the new Länder. It entered into force on 1 May 1992. Article 1 of this Act contains the Com pensation Pension Act, which regulates the payment of honorary and dependants’ pen sions for victims of National Socialism from the former GDR from the date of its entry into force. This legislation was necessary because the legal basis for honorary pensions paid out in the former GDR to fighters against fascism and for the victims of fascism, as well as their dependants, largely ceased to exist on 31 December 1991. The Unification Treaty provided that the legislation of 20 September 1976 which had been valid in the former GDR for fighters against fascism and for the victims of fascism, as well as their dependants, would only remain in force until 31 December 1991. However, it was stipulated that the honorary pensions being provided at that time and the result ing payments for dependants were to con tinue. As well as establishing that payment of the honorary pensions in existence on 30 April 1992 be continued in the form of compensation pensions of a different amount, the Compensation Pension Act also grants a right to submit a new applica tion to those victims of National Socialism who were refused an honorary pension by the then competent GDR agency on uncon stitutional grounds or – following an initial approval – whose pension was subse quently withdrawn . Responsibility for im plementing this Act lies with the Federal Insurance Office. 3.2 Extra-legal regulations based on the Compen sation Pension Act Likewise as of 1 May 1992, supplementary German Government directives based on section 8 of the Compensation Pension Act (Federal Gazette No. 95 of 21 May 1992, p. 4185) entered into force for persons who are victims as defined by section 1 of the Federal Compensation Act but who are not entitled to a compensation pension under this Act and were, or are, unable to receive payments under other compensation regu lations due to their having their place of Page 19 Page 20 Legislation for the new Länder residence in the former GDR. Those who left the former GDR after 30 June 1969 and were resident in the territory of the Federal Republic of Germany on 2 October 1990 are also entitled to submit an application. Under section 8 of the Compensation Pension Act, the prerequisite for a pension under these supplementary directives, which are implemented by the Federal Min istry of Finance, is, among other things, that the victim: > was imprisoned for at least six years in a concentration camp as defined by the Federal Compensation Act or > spent at least 12 months in certain other National Socialist prisons or > suffered at least 12 months of another form of deprivation of freedom of a cer tain degree of severity. In exceptional cases, other forms of harm, comparable in terms of gravity and impact to the aforementioned circum stances, can be taken into consideration. In addition, female applicants must have reached the age of 55 and male applicants the age of 60, or the applicant must be an invalid as defined by Article 2( 7) (3) of the Pension Law Conversion Act of 25 July 1991 (Federal Law Gazette I, p. 1606) before a pension can be granted. Should a victim of persecution who ful fils the directive prerequisites be deceased, his/her widow or widower will, if he/she is incapable of working, receive a pension in accordance with section 2 subsection (6) of the Compensation Pension Act. This provision reads as follows: “A compensation pension is granted to widows and widowers if the marriage was contracted before 1 January 1951. This also applies if marriage was not possible before 1 January 1951 due to the absence of official documents or on other important grounds or if a quasi-marital relationship existed and the marriage took place after this date. In the case of return from emigration or release from internment, imprisonment or prisoner of-war status after 31 December 1945, the deadline shall be five years after the return or release rather than 1 January 1951.” The pension amounts to €715.80 (DM1,400) per month for victims and €410 (DM800) per month for their widows and widowers. Any payments which the eligible person has received, or is still receiving, under German Government or Länder provisions not connected with the Federal Compensation Act are deducted from the pension. As with compensation pensions under the Compensation Pension Act, payments under the directives are to be refused or re voked, either in part or in full, if the eligible person or the person from whom the eligi bility is derived has violated the principles of humanity or the rule of law or has seri ously abused his/her position to his/her own gain or to the disadvantage of others. Applications for a compensation pen sion may be submitted to the Federal Min istry of Finance. Compensation for National Socialist injustice 3.3 Property law regulations in the territory of the former GDR The Act Regulating Open Property Matters entered into force together with the Unifi cation Treaty on 29 September 1990. Ac cording to section 1 subsection (6), it is to be applied to claims by citizens and associa tions that were persecuted between 30 Jan uary 1933 and 8 May 1945 on racial, politi cal, religious or ideological grounds and lost their property as a result. The Act thus ties in with legislation concerning the return of property. The claims had to be submitted by the end of 1992 (for real estate) or by the end of June 1993 (for movable property). The Act stipulates that the JCC is the legal successor to any heirless or unclaimed Jew ish lost property. The value of property re turned to the victims of National Socialism under this Act can only be partially quanti fied. According to the JCC, more than €724 million had been generated from the sale of restored property by the end of 2001. If it is not possible to return property or if the persons concerned have exercised their right to choose compensation instead, they receive compensation under the Vic tims of Nazi Persecution Compensation Act. The payments come from the Compensa tion Fund, a special federal fund. The amount is determined on the basis of legis lation governing restitution and has been doubled in the light of the time that has passed. A total of €1.83 billion in compensa tion payments had been made by the end of 2011. To speed up the process of getting com pensation to the victims, comprehensive settlements were reached, starting in 2002, between the Compensation Fund and the JCC in cases of a similar nature in which the JCC is the eligible party. The settlements reached were in respect of damage to syna gogues and their contents (settlement in 2002), damage to movable property and household effects (2004), damage to the property of self-employed persons (2006), as well as losses suffered with respect to secu rity rights over land and bank account bal ances (2007), assets of organisations (2009), the clothing industry (2011/12) and securi ties (2012). Until 1976, US citizens could submit claims for loss of assets in the former GDR to a commission set up by the US Adminis tration. The subsequent talks conducted with the GDR on compensation did not produce any results. After reunification, the negotiations were continued with the German Government and concluded with the Agreement of 13 May 1992 between the Federal Republic of Germany and the Gov ernment of the United States of America Concerning the Settlement of Certain Prop erty Claims. This Agreement made it possi ble for US citizens to either accept compen sation in the United States under this Agreement or to take part in the above mentioned German property law proceed ings in Germany. The German Government transferred a total of approximately US$102 million for compensation in the United States. It is not known what proportion has been paid out to victims of National Social ism. The group of eligible persons includes about 1,000 Jewish claimants who gained US citizenship after their property had been damaged but before the end of 1951. Page 21 Page 22 Compensation under the General Act Regulating Compensation for War-Induced Losses IV. Compensation under the General Act Regulating Compensation for WarInduced Losses 4.1 General Act Regulating Compensation for War-Induced Losses of 5 November 1957 Section 5 of the General Act Regulating Compensation for War-Induced Losses of 5 November 1957 (Federal Law Gazette I, p. 1747), most recently amended by Article 2 (16) of the Act of 12 August 2005 (Federal Law Gazette I, p. 2354), governs the claims of those who suffered damage during the National Socialist regime and did not qual ify as victims as defined by sections 1 and 2 of the Federal Compensation Act. While the compensation laws regulate all property and non-property claims, the Act only pro vides for compensation for damage to life, limb, or health, as well as deprivation of freedom. Section 5 of the Act grants a right to compensation for unlawful violations of these objects of legal protection in accor dance with the general legal provisions, in particular in accordance with the provisions on state liability and in accordance with the civil law regulations on unlawful acts (sec tion 823 ff of the Civil Code). Claims under section 5 of the Act are only recognised if on 31 December 1952 the persons who suffered damage had their domicile or were permanently resident in the then area of application of the Act or in a state which had recognised the Govern ment of the Federal Republic of Germany by 1 April 1956 (section 6 subsection (1) of the Act) or fulfilled one of the other resi dence or deadline requirements referred to in section 6. Exceptions for expellees (immi grants of ethnic German origin), returnees or persons who did not settle in territory of the Federal Republic of Germany until after 31 December 1952 by way of family reunifi cation play virtually no role today. The above-mentioned claims had, in principle, to be submitted within one year after the Act entered into force, i.e., by 31 December 1958 (section 28 of the Act). If the submission deadline had passed, an ex tension could be granted for one more year, i.e., until 31 December 1959. Claims under section 5 are now, in prac tice, only being wound up. New submis sions are only possible in a few exceptions, namely where claims arose after the Act en tered into force. In such cases, the one-year submission deadline begins with the emer gence of the claim. This can, for example, apply to damage to health which arose or Compensation for National Socialist injustice became much worse at a later point in time. The same applies to damage suffered in re lation to state old-age pensions due to an inability to pay contributions as a result of unlawful deprivation of freedom, which does not become apparent until the person concerned retires. As of 1 August 2008, the Federal Finance Office (West)is responsible for processing claims under section 5 of the Act. 4.2 Government directives on hardship compensa tion to victims of National Socialist injustice under the General Act Regulating Compensation for War-Induced Losses a. Scope According to the German Government di rectives on hardship compensation to vic tims of National Socialist injustice under the General Act Regulating Compensation for War-Induced Losses, which were issued on 7 March 1988 and revised on 28 March 2011 (Federal Gazette of 1 April 2011, p. 1229), compensation is to be made to per sons who are not victims of persecution within the meaning of section 1 of the Fed eral Compensation Act, but who, due to their physical or mental constitution or to their personal or social behaviour, were ei ther individually or collectively targeted by the National Socialist regime, and as a result suffered injustice. These payments are in tended to mitigate hardship for which the General Act Regulating Compensation for War-Induced Losses does not provide any compensation due to individuals having missed the respective deadlines or for other reasons. In accordance with the German Govern ment directives on hardship compensation to victims of National Socialist injustice under the General Act Regulating Compensa tion for War-Induced Losses, one-off pay ments of up to €2,556.46 may be granted. The directives also allow ongoing compen sation payments to be made in exceptional cases where more assistance is required due to special circumstances. The directives on hardship compensa tion do not aim to provide any financial compensation for war damage, exclusive damage to property or possessions, or pre war or war-induced hardship of any kind. b. Eligibility According to the above-mentioned direc tives, anyone who suffered damage or harm as a result of National Socialist injustice and who is not a victim of persecution within the meaning of the Federal Compensation Act may submit an application for compen sation. Various groups of individuals who suf fered damage or harm resulting from acts that are contrary to the rule of law and that were performed by persons acting in the name of the German Reich are entitled to submit applications. These groups would predominantly include the victims of steril isation and the euthanasia programme. Compensation can also be provided to individuals who were identified by the Na tional Socialist state or party as “work-shy”, “refusing to work”, “asocial”, “homosexual”, “inciting disobedience”, “conscientious ob jector”, “criminal” and “vagrant” and who for this reason suffered National Socialist oppression, for example, being detained in concentration camps or at similar establish ments. Victims of psychiatric persecution Page 23 Page 24 Compensation under the General Act Regulating Compensation for War-Induced Losses may also apply. Depending on the individ ual circumstances of a specific case, the di rectives on hardship compensation may also permit compensation payments to be made to individuals who were part of the ‘youth resistance’ movement. The following provides more specific information on some of these groups and the damages that were suffered: Victims of forced sterilisation children of those victims of National Social ist injustice who died in euthanasia estab lishments may also be entitled to receive the one-off payments. Homosexuals On the basis of the circular issued by the Reich Main Security Office on 12 July 1940, a great many homosexuals were sent to concentration camps either without having been convicted of any offence or after hav ing served a sentence. Compensation can be made for damages that were suffered as a result of such actions, in particular if the re spective individual was sent to a concentra tion camp. Victims of forced sterilisation who do not fulfil the requirements for compensation payments under the Federal Compensation Act receive, upon application, a one-off payment amounting to €2,556.46 on the ba sis of the directives on hardship compensa tion, as well as ongoing monthly payments Criminals of €291 (as of 1 January 2011, previously €120). According to the circulars of the Reich and In exceptional cases, additional ongoing Prussian Minister of the Interior of 14 De payments may also be granted. cember 1937, the criminal police were au thorised, in certain instances, to take so Euthanasia programme victims called professional and habitual criminals into preventive custody (cf. Buchheim, Die The so-called euthanasia establishments are Aktion “Arbeitsscheu Reich”, Gutachten des considered to be prison camps within the Instituts für Zeitgeschichte, Vol. II, Stuttgart meaning of the directives because the hu [1966], p. 189 ff). Insofar as alleged criminals man dignity of the patients was invariably were taken into custody and no criminal violated in these establishments and the pa proceedings were initiated, or insofar as tients' physical and psychological well convicted criminals were incarcerated for a being was constantly threatened. The estab longer period of time than that to which lishments at Grafeneck in Württemberg, they were sentenced in criminal proceed Hartheim near Linz, Sonnenschein near ings, such individuals may also qualify for Pirna, Bernburg an der Saale, Hadamar near payments. Limburg, and Brandenburg an der Havel fall within this category. Upon application, the Individuals who were identified victims directly subjected to these euthana sia establishments receive one-off pay as “work-shy“, “refusing to ments of €2,556.46 and, since 1 January 2011, ongoing monthly payments of €291. work“, “vagrants“ or “asocial“ In exceptional cases, additional ongoing payments may also be granted. The National Socialist regime also took so In certain exceptional cases – in particu called preventive measures against this lar if they have not received any support group of individuals. This was done to en payments – the dependent spouses and sure that these individuals entered regular Compensation for National Socialist injustice employment, and to ease the tense situation on the labour market. The legal basis con sisted of, among other things, the previ ously mentioned circulars of the Reich and Prussian Minister of the Interior of 14 De cember 1937, as well as instructions of the Reich Minister of the Interior of 18 Septem ber 1939 (Buchheim, loc. cit., Vol. II, p. 189 ff). Individuals who were affected by such measures are also eligible to apply for com pensation. Victims of the National Social ist judiciary The directives also provide for compensa tion in cases where a court-imposed sen tence was served, if an examination of the individual case reveals that either the judg ment or its execution was contrary to the rule of law. For example, a judgment may be deemed contrary to the rule of law if the punishment is considered to be unusually hard and cruel in comparison to the alleged criminal act. Decisions on such matters are based on the respective range of punish ment as set out in the Reich Penal Code that was in force prior to 30 January 1933. For military offences, decisions are based on the respective range of punishment as set out in the Military Penal Code of 15 June 1926. As a rule, the authoritative judgment shall be either the one that was pronounced in the last instance or the subsequent decision of a court to pardon the individual. If a judgment was reversed or could have been reversed in accordance with Bavarian Act No. 21 on the Compensation of Victims of National Socialist Jurisdiction of 28 May 1945 (Bavarian Official Gazette No. 11/1946, p. 180), in accordance with another relevant Land law, or in accordance with the Act to Reverse Unjust National Socialist Judicial Rulings of 25 May 1990 (Federal Law Gazette I, p. 966), the prerequisites for an act of National Socialist injustice are fulfilled – provided the offence in question would not have been a criminal offence before 30 Jan uary 1933. The same applies to the Act to Reverse Unjust National Socialist Judicial Rulings in Criminal Cases. In instances where death sentences were pronounced between 30 January 1933 and 8 May 1945 for military offences, and if these sentences were not reversed prior to 8 May 1945, there is prima facie evidence to suspect that an unjust punishment was pro nounced (cf. Federal Social Court, Neue Ju ristische Wochenschrift 1992, p. 934). In in stances where individuals were sentenced to prison terms for violating the ban on lis tening to enemy broadcasts, or for consort ing with prisoners of war and other foreign ers, the prerequisites are generally fulfilled for receiving compensation based on the di rectives on hardship compensation under the General Act Regulating Compensation for War-Induced Losses. Accordingly, payments under the Gen eral Act Regulating Compensation for WarInduced Losses are also made to persons who were imprisoned between 1933 and 1945 provided that the imprisonment is based on a penal decision that was reversed in the Act to Reverse Unjust National So cialist Judicial Rulings of 25 August 1998 (Federal Law Gazette I, p. 2501), amended by the Act of 23 July 2002 (Federal Law Gazette I, p. 2714). As a rule, no compensation can be made if, after 8 May 1945, either a German or an Allied court ruled that a sentence served as a result of a judgment passed from 30 Janu ary 1933 to 8 May 1945 was legitimate. National Socialist injustice may also have occurred as a result of the way in which a sentence was served. An example of this is detention at concentration camps. Convicted members of the Wehrmacht may qualify for payments under the Federal War Victims’ Relief Act; as a rule, such claims are to be examined by the respective Länder pension authorities. Page 25 Page 26 Compensation under the General Act Regulating Compensation for War-Induced Losses c. Further requirements for eligibility d. Compensation payments An application must be submitted in order to receive a one-off payment on the basis of the directives under the General Act Regu lating Compensation for War-Induced Losses. Payments may only be made to indi viduals who are German citizens; those who do not hold German citizenship or only ac quired German citizenship after 8 May 1945 must be of German ethnic origin under the definition of sections 1 and 6 of the Federal Expellees Act. The applicant must either be domiciled, or have his or her permanent place of residence, in the Federal Republic of Germany at the time he or she submits an application for compensation. Assistance is granted on an individual basis and is therefore non-transferable. Heirs of victims are not eligible to claim compensation. In exceptional cases, one-off payments may also be granted to surviving spouses if they were significantly affected by the injustice perpetrated against their spouse or its consequences. Children whose parents were both killed due to a National Socialist oppressive mea sure may receive a one-off payment of €2,556.46 provided that at the time of the parents' death they had not yet reached the age of twenty-one or were entitled to main tenance because they were still undergoing education and had not reached the age of twenty-seven. All assistance that is granted under the directives on hardship compensation is pro vided as compensation to affected individu als for the injustice they suffered. It is there fore not intended to reduce in any way ben efits that affected individuals are legally au thorised to receive. A distinction must be drawn between one off payments (up to €2,556.46), ongoing monthly payments (€291) and additional ongoing payments (in individual cases). Persons who suffered substantial dam age to their body or health, victims of forced sterilisation and victims of the eu thanasia programme receive one-off pay ments of €2,556.46. Persons who suffered deprivation of liberty receive a one-off pay ment of €76.69 for each month of imprison ment or part thereof; the maximum total amount being €2,556.46. Victims of forced sterilisation and those directly affected by euthanasia measures re ceive ongoing monthly payments of €291 in addition to the one-off payments (this applies since 1 January 2011). In certain exceptional cases, in which special circumstances require that further assistance be provided and in which the vic tims are currently in financial need, addi tional ongoing assistance may be granted. In this context, the type and severity of the injustice that was suffered, as well as the severity and duration of the effects of the injustice, are to be taken into special consid eration. Exceptional circumstances are as sumed in particular in the following in stances: > Nine months or more of detention in a concentration camp as defined in sec tion 42 subsection (2) of the Federal Compensation Act > Eighteen months or more of depriva tion of freedom in another type of prison or in a euthanasia establishment > Thirty months or more of living in hiding in degrading or particularly se vere conditions; or Compensation for National Socialist injustice > Forced sterilisation under the National Socialist regime Notwithstanding the above conditions, compensation payments may be granted in exceptional cases where more assistance is required due to exceptional circumstances. Prior to the amendment of the directives on hardship compensation in autumn 2002, it was generally required that anyone sub mitting an application must currently be in a state of need. The details defining a state of need were set out in accordance with the implementing regulations to the Federal Compensation Act. Since the amendment, one-off assistance payments may be granted even if the family’s income exceeds the level stipulated for a state of need. The same applies to the ongoing payments to victims of forced sterilisation and those af fected directly by euthanasia measures. In the case of additional ongoing payments, however, the state of need requirement continues to apply. Applications that were rejected for not meeting the state of need requirement were automatically re-examined, and compensa tion was granted to all applicants who qual ified. e. Processing of applications by the Federal Finance Office (West) 4.3 Payments to victims of the National Socialist military judiciary The Instructions for the Final Settlement of the Rehabilitation and Compensation of In dividuals Convicted During the Second World War for “Inciting Disobedience”, “Conscientious Objection” or “Desertion” of 17 December 1997 (Federal Gazette No. 2 of 6 January 1998), most recently amended on 30 December 1998 (Federal Gazette No. 8 of 14 January 1999), provides that individuals who were convicted of the above-men tioned offences during the Second World War are eligible to receive an additional one-off payment of €3,834.68. This entitle ment is based on a decision of the German Bundestag of 15 May 1997 in which it was determined that, in the above-mentioned cases, the judgments passed by the Wehrmacht judiciary during the Second World War were unjust if rule-of-law prin ciples are applied. The Bundestag therefore called upon the German Government to make an additional one-off payment of €3,834.68 (DM7,500) to the victims of the Wehrmacht judiciary or to their relatives. Compensation has been granted in more than 500 of the above-mentioned cases. The deadline for submitting an applica tion passed on 31 December 1999. The directives on hardship compensation under the General Act Regulating Compen sation for War-Induced Losses are imple mented centrally by the Federal Finance Of fice (West). There is no deadline for applica Federal Finance Office (West) can provide tions. information on all questions relating to compensation for National Socialist injus tice. 4.4 Further information Page 27 Page 28 annex Annexes Annex 1 Public-sector compensation payments Annex 2 Compensation paid by the Länder outside of the Federal Compensation Act Annex 3 Payments made under the Federal Compensation Act Annex 4 Hardship compensation to victims of National Socialist injustice under the General Act Regulating Compensation for War-Induced Losses Annex 5 Comprehensive agreements on compensation Annex 6 German Government directive concerning the payment of amounts to victims of persecution in recognition of work in a ghetto which did not constitute forced labour and which has not yet been recognised under social insurance law (Ghetto Work Recognition Directive) Compensation for National Socialist injustice Annex 1: Public-sector compensation payments Last updated on 31 December 2011 Payments in billions of euros until 2010 in 2011 until 2011 Payments made so far 1. Federal Compensation Act 46.417 0.309 46.726 2. Federal Restitution Act 2.023 0.000 2.023 3. Compensation Pension Act 0.802 0.011 0.813 4. Victims of Nazi Persecution Compensation Act 5. Luxembourg Agreement 1.825 0.103 1.928 1.764 0.000 1.764 6. Comprehensive agreements (and similar agreements) 1.460 0.029* 1.460 7. Other payments This breaks down into: 5.351 0.160 5.511 0.150 0.010 • Civil service • Wapniarka, Hardship Fund for Non-Jewish Victims of National Socialism Victims of pseudo-medical experiments, Art. VI Final Federal Compensation Act, etc. 8. Payments made by the Länder outside of the Federal Compensation Act 9. Hardship compensation (not including the Länder) 10. Foundation for Remembrance, Responsibility and the Future Total: 1.721 0.038 1.759 4.160 0.310 4.470 2.556 0.000 2.556 68.079 0.960 69.039 *Adjustment for preceding years The German Government has expressed its intention to make lifelong ongoing payments to victims of National Socialism whose claims have been approved. Page 29 Page 30 Annex Approximately 17% of payments made under the Federal Compensation Act and the Federal Restitution Act are disbursed to individuals who live in Germany, and approximately 40% to individuals who live in Israel; the remaining proportion is disbursed to individuals who live elsewhere. Approximately 15% of ongoing payments made under the Federal Compensation Act are disbursed to individuals who live in Germany; approximately 85% of ongoing payments are disbursed to individuals who live abroad. During the period from 1 October 1953 to 31 December 1987, 4,384,138 applications were submitted for compensation under the Additional Federal Compensation Act of 18 September 1953 (Federal Law Gazette I, p. 1387), the Federal Compensation Act of 29 June 1956 (Federal Law Gazette I, p. 559) and the Final Federal Compensation Act of 14 September 1965 (Federal Law Gazette I, p. 1315). These applications were processed as follows: of applications processed, from 1 January 1988 to date is small and continues to decline; the Länder are therefore no longer keeping a statistical record of this figure. Except in a negligible number of cases, compensation under the Federal Restitution Act has been completed. The above table does not include other payments – the individual amounts of ¬which cannot be exactly determined – totalling several billion euros that were made under other directives, e.g., the Act on Social Insurance Pensions for Victims of National Socialism, the Federal Act on Compensation for National Socialist Injustice through War Disablement and Survivors’ Pensions and the General Act Regulating Compensation for War-Induced Losses. The Foundation for Remembrance, Responsibility and the Future has not made any ongoing compensation payments; it has only made one-off payments. The Foundation received funding totalling €5.1 billion. Approved 2,014,142 Denied 1,246,571 Otherwise processed (e.g., application withdrawn) 1,123,425 There is no statistical record of the total number of applicants. This number is, however, not identical to the number of applications submitted. According to information provided by the Länder – who are responsible for implementing the Federal Compensation Act – on average, every applicant submitted more than one application. Nor is it possible to determine the total number of claims submitted, or the number of claims submitted by each individual applicant. The number of applications, and Of this, the German Government provided the €2.556 billion recorded in the table above. The remainder came from German companies that participated in the German Business Foundation Initiative. By the time the last payments were made in 2007, the Foundation, which was set up to help forced labourers and other victims of National Socialism, had disbursed a total of more than €4.7 billion to around 1.7 million eligible victims of National Socialism, in particular forced labourers. Compensation for National Socialist injustice Annex 2: Compensation paid by the Länder outside of the Federal Compensation Act 1950 to 2011 (figures provided by the Länder) Länder in 2011 – in thousands of euros – up to the end of 2011 – in millions of euros – 6 37 Bavaria 10,114 163 Berlin 16,807 720 73 12 242 75 Hesse 2,456 64 Lower Saxony 2,038 97 942 504 5,488 60 Saarland 44 1 Schleswig-Holstein 52 25 Baden-Württemberg Bremen Hamburg North Rhine-Westphalia Rhineland-Palatinate TOTAL: Note: all figures have been rounded 38,262 approx. 1,759 Page 31 Damage to business Granting of immediate assistance Provision of health care Mitigation of hardship 8. 9. 10. 11. €614 million under Article V of the Final Federal Compensation Act under the Federal Compensation Act (cf. column 5 above) €46,726 million €45,735 million €377 million 5,136 35 6 45 23 42 90 397 37 6,774 270 1,635 1,320 95 219 136 1,352 2 1 339 2,125 1,442 216 275 155 1,656 To individuals residing abroad Total Of column 1 One-off payments before 30 September 1953 Total amount disbursed in compensation payments: (Note: any divergence of total amounts results from rounding to the nearest million) Total: Loss of life Damage to limb or health Deprivation of liberty Damage to property Damage to assets Charges, fines, etc. Damage to professional careers 1. 2. 3. 4. 5. 6. 7. Type of damage or harm suffered Type of compensation made (figures provided by the Länder) 38,961 49 0 0 399 3,777 26,302 0 0 0 0 8,434 3 Total 4 33,286 24 0 0 329 2,745 23,320 0 0 0 0 6,868 To individuals residing abroad Of column 3 Ongoing payments 6 38,422 59 6 45 352 3,015 24,955 1,320 95 219 136 8,220 Ongoing payments 7 39,891 24 0 0 428 1,238 36,636 0 0 0 0 1,565 8 23,542 1 0 0 104 1,037 21,720 0 0 0 0 680 in thousands of euros Monthly total on 1 December 2011 Number for loss of life, damage to limb or health: approx. €838 of all ongoing compensation payments: approx. €590 Average ongoing monthly payment: 45,735 91 90 397 436 4,116 28,427 1,442 216 275 155 10,090 columns 2 + 4 columns 1 + 3 5 To individuals residing abroad Total payments Total Annex 3: Payments made under the Federal Compensation Act between 1 October 1953 and 31 December 2011 € million Page 32 Annex Compensation for National Socialist injustice Annex 4 (1): Page 33 Hardship compensation to victims of National Socialist injustice under the General Act Regulating Compensation for War-Induced Losses Last updated on 31 December 2011 One-off payments Compensation approved Total no. of applications broken down into the following groups: Forced sterilisation 7,966 1 total Compensation denied, or case referred total 6,266 2 2,467 3 291 2 4,668 “Euthanasia” 497 5,011 Forced labour 140 334 220 “Inciting disobedience” 304 3 158 46 87 148 26 23 288 174 140 Homosexual 20 8 10 Conscientious objectors 59 9 32 “Psychiatric patients” 39 17 13 9 1 9 “Refusing to work” 29 17 9 “Work-shy” 33 30 13 “Vagrants” 4 1 2 548 1,399 “Criminals” “Asocial” Members of a youth organisation not part of, or cannot be clearly assigned to, one of the above groups 1,830 1. In addition to this figure, some 9,470 applications for compensation by victims of forced sterilisation were received between 1980 and 1988. 2. This figure also includes cases in which compensation was approved for applications received before 1988. 3. Before 1988, payments were also made in 8,805 cases to victims of forced sterilisation. Page 34 Annex Annex 4 (2): Hardship compensation to victims of National Socialist injustice under the General Act Regulating Compensation for War-Induced Losses Last updated on 31 December 2011 Ongoing payments under section 6 Compensation approved Total no. of applications Compensation denied, or case referred d 3,855 total total 2,140 1,129 3,142 1,927 782 Forced labour 21 0 8 “Euthanasia” 58 21 25 “Inciting disobedience” 28 5 12 Conscientious objectors 2 0 2 “Criminals” 1 1 0 Homosexual 5 2 3 Members of a youth organisation 1 0 1 “Asocial” 3 0 2 “Psychiatric patients” 0 0 1 “Refusing to work” 0 0 1 not part of, or cannot be clearly assigned to, one of the above groups 594 184 292 broken down into the following groups: Forced sterilisation Compensation for National Socialist injustice Annex 4 (3): Hardship compensation to victims of National Socialist injustice under the General Act Regulating Compensation for War-Induced Losses Last updated on 31 December 2011 Ongoing €291 assistance payments in accordance with section 5 of the directives on hardship compensation under the General Act Regulating Compensation for War-Induced Losses (increased from €120 to €291 starting on 1 January 2011) Total no. of applications 11,243 No. of applications processed 9,876 Of these, approved 9,607 Of these, denied 269 Payments made so far In accordance with the directives on hardship compensation under the General Act Regulating Compensation for War-Induced Losses and the previous Federal Ministry of Finance instructions on the granting of a one-off payment to victims of forced sterilisation, the following amount was disbursed between 1980 and 2011: €127,471,040.57 This breaks down into: One-off payments €14,433,578.35 Ongoing payments €55,848,382.24 Additional ongoing assistance under Section 6 subsection (4) of the directives under the General Act Regulating Compensation for War-Induced Losses €57,189,079.98 Page 35 Page 36 Annex Annex 5: Comprehensive agreements on compensation Country Luxembourg Date agreement was concluded Published in Federal Law Gazette II Compensation in millions of DM 11 July 1959 1960, p. 2077 18 Norway 7 August 1959 1960, p. 1336 60 Denmark 24 August 1959 1960, p. 1333 16 18 March 1960 1961, p. 1596 115 Greece Netherlands 8 April 1960 1963, p. 629 125 France 15 July 1960 1961, p. 1029 400 28 September 1960 1961, p. 1037 80 2 June 1961 1963, p. 791 40 29 June 1961 1963, p. 155 10 27 November 1961 1962, p. 1041 95 9 June 1964 1964, p. 1032 11 3 August 1964 1964, p. 1402 1 Belgium Italy Switzerland Austria United Kingdom Sweden 971 Compensation for National Socialist injustice Annex 6: German Government directive concerning the payment of amounts to victims of persecution in recognition of work in a ghetto which did not constitute forced labour and which has not yet been recognised under social insurance law (Ghetto Work Recognition Directive) Statistics on applications received and processed Last updated on 31 December 2011 Applications received 62,133 Approved 32,616 In total, approx. €65 million have been disbursed to date. Applications received under the Ghetto Work Recognition Directive by country Last updated on 31 December 2011 Netherlands 2% Germany 2% Canada 4% Serbia 5% Hungary 7% USA 23% Ukraine 2% Other 7% Israel 48% Page 37 Page 38 Annex Addresses I. Federal Office for Central Services and Unresolved Property Issues (Bundesamt für zentrale Dienste und offene Vermögensfragen) DGZ-Ring 12 13086 Berlin, Germany Or: 53221 Bonn, Germany http://www.badv.bund.de/ II. Federal Finance Office West (Bundesfinanzdirektion West) Woerthstrasse 1 - 3 50668 Cologne, Germany Tel. +49(0) 221/37993-0 Zentrale Auskunftsstelle zur Wiedergutmachung nationalsozialistischen Unrechts Woerthstrasse 1 - 3 50668 Cologne, Germany Tel. +49(0) 221/37993-413 Street address: Neusser Strasse 159 50733 Cologne, Germany http://www1.zoll.de/english_version/index.html III. Federal Ministry of Finance (Bundesministerium der Finanzen) - Bonn office: Postfach 13 08 53003 Bonn, Germany http://www.bundesfinanzministerium.de Compensation for National Socialist injustice IV. Federal Insurance Office (Bundesversicherungsamt) Geschäftsstelle der Kommission zum Versorgungsruhens- und Entschädigungsrentengesetz Referat I 6 Friedrich-Ebert-Allee 38 53113 Bonn, Germany http://www.bundesversicherungsamt.de V. Claims Conference Härtefonds / Hardship Fund - Art. 2-Fonds / Art. 2 Fund Europe: Israel: Sophienstrasse 44 60487 Frankfurt am Main Germany Ha’arbaa Street 8, 1st Floor 64739 Tel Aviv Israel Other: 1359 Broadway Room 2000 New York, NY 100 18 USA http://www.claimscon.de/ VI. Coordination Office of the Länder for the Return of Cultural Treasures (Koordinierungsstelle für Kulturgutverluste) Turmschanzenstraße 32 39114 Magdeburg, Germany www.LostArt.de VII. Foundation for Remembrance, Responsibility and the Future Lindenstraße 20 – 25 10969 Berlin, Germany Tel.: +49 (0)30 -259297-0 Fax: +49 (0)30 -259297-11 http://www.stiftung-evz.de, E-mail: i [email protected] Page 39 Page 40 Annex List of laws mentioned (English – German) Act on Compensation for Victims of National Socialism in the Regions Acceding to the Federal Republic Gesetz über Entschädigungen für Opfer des Nationalsozialismus im Beitrittsgebiet (NSOEBGG) Act on Social Insurance Pensions for Victims of National Socialism Gesetz über die Behandlung der Verfolgten des Nationalsozialismus in der Sozialversicherung Act on the Creation of a Foundation for Remembrance, Responsibility and the Future (Foundation Act) Gesetz zur Errichtung einer Stiftung „Erinnerung, Verantwortung und Zukunft“ (EVZStiftG) Act on the Treatment of Victims of National Socialist Persecution in the Area of Social Security Gesetz zur Wiedergutmachung nationalsozialistischen Unrechts (USEG) Act Regulating Open Property Matters Gesetz zur Regelung offener Vermögensfragen (VermG) Act to Reverse Unjust National Socialist Judicial Rulings in Criminal Cases Gesetz zur Aufhebung nationalsozialistischer Unrechtsurteile in der Strafrechtspflege NSAufhebungsgesetz (NS-AufhG) Additional Federal Compensation Act Bundesergänzungsgesetz zur Entschädigung für Opfer der nationalsozialistischen Verfolgung (BErgG) Basic Law Grundgesetz (GG) Bavarian Act No. 21 on the Compensation of Victims of National Socialist Jurisdiction Bayerisches Gesetz Nr. 21 zur Wiedergutmachung nationalsozialistischen Unrechts in der Strafrechtspflege vom 28. Mai 1945 Compensation and Corrective Payments Act Gesetz über die Entschädigung nach dem Gesetz zur Regelung offener Vermögensfragen und über staatliche Ausgleichsleistungen für Enteignungen auf besatzungsrechtlicher oder besatzungshoheitlicher Grundlage (EALG) Compensation Pension Act Entschädigungsrentengesetz (ERG) Federal Act for the Settlement of the Monetary Restitution Liabilities of the German Reich and Legal Entities of Equal Legal Status (Federal Restitution Act) Bundesgesetz zur Regelung der rückerstattungsrechtlichen Geldverbindlichkeiten des Deutschen Reiches und gleichgestellter Rechtsträger (BRüG) Federal Act on Compensation for National Socialist Injustice through War Disablement and Survivors’ Pensions Bundesgesetz zur Wiedergutmachung nationalsozialistischen Unrechts in der Kriegsopferversorgung (BWKAusl) Federal Compensation Act Bundesgesetz zur Entschädigung für Opfer der Federal Expellees Act Gesetz über die Angelegenheiten der Vertriebenen und Flüchtlinge (BVFG) NSVerfolgung (BEG) Compensation for National Socialist injustice Federal War Victims’ Relief Act Gesetz über die Versorgung der Opfer des Krieges (BVG) Final Federal Compensation Act Zweites Gesetz zur Änderung des Bundesentschädigungsgesetzes (BEG-SG) General Act Regulating Compensation for War induced Losses Gesetz zur allgemeinen Regelung durch den Krieg und den Zusammenbruch des Deutschen Reiches entstandener Schäden (AKG) Implementing regulations to the Federal Compensation Act Verordnungen zur Durchführung des Bundesentschädigungsgesetzes (DV-BEG) Law Regarding the Conditions for Making Pensions Payable on the basis of Employment in a Ghetto (Ghetto Pensions Act) Gesetz zur Zahlbarmachung von Renten aus Beschäftigungen in einem Ghetto (ZRBG) Pension Law Conversion Act Gesetz zur Herstellung der Rechtseinheit in der gesetzlichen Renten- und Unfallversicherung (RÜG) Victims of Nazi Persecution Compensation Act NS-Verfolgtenentschädigungsgesetz (NS-VEntschG) Page 41 Page 42 Compensation for National Socialist injustice PagE 43 Page 44 Published by Public Relations Division Federal Ministry of Finance Wilhelmstrasse 97 10117 Berlin, Germany November 2012 Cover image Federal Government, Andrea Bienert Edited by Division V B 4 www.bundesfinanzministerium.de www.ministere-federal-des-finances.de www.federal-ministry-of-finance.de www.finanzforscher.de www.bundesfinanzministerium.de/Digitale Angebote www.youtube.com/finanzministeriumtv www.twitter.com/bmf_bund This brochure is a publication of the Federal Government. 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