Chapter 7: Interest Groups American Democracy Now, 4/e The Value of Interest Groups An interest group is an organization that seeks to achieve goals by influencing government decision making. Estimates indicate that about 80 percent of all Americans belong to some kind of voluntary group or association, although not every group is an interest group. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. The Value of Interest Groups In Bowling Alone Robert Putnam found a marked decrease in the number of people who belong to interest groups and other types of clubs and organizations. These organizations, Putnam argues, are essential sources of social capital, the relationships that improve our lives by giving us social connections with which to solve common problems. Critics of Putnam have noted that people are engaged in other types of groups and clubs and enjoy various forms of group recreation. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Interest Groups and Civic Participation Interest groups provide a way for people to band together to influence government as a collective force. Interest groups involve individuals more actively in the political process by encouraging them to vote and to communicate their views to their elected officials. Interest groups assist in the engagement of communities by providing a forum through which people can come together and form associations. Interest groups offer an alternative means of participation to individuals who are disenchanted with the two-party system. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Pluralist Theory versus Elite Theory Pluralist theory emphasizes how important it is for a democracy to have large numbers of diverse interest groups representing a wide variety of views. According to elite theory, a ruling class composed of wealthy, educated individuals wields most of the power in government and also within the top universities, corporations, the military, and media outlets. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Key Functions of Interest Groups 1. 2. 3. Interest groups educate the public about policy issues. Interest groups provide average citizens with an avenue of access to activism. Interest groups mobilize citizens and stimulate them to participate in civic and political affairs. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Key Functions of Interest Groups 4. 5. 6. 7. Interest groups perform electoral functions. Interest groups provide information and expertise to policy makers. Interest can protect the common good. Interest groups are an integral part of the government’s system of checks and balances. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. The Downside of Interest Groups Interest groups do contribute to the appearance of (and sometimes the reality of) corruption in the political system. Interest groups and their political action committees (PACs) make money a vital force in American politics. These concerns have been exacerbated by the U.S. Supreme Court ruling in Citizens United v FEC (2010). Interest groups strengthen incumbency advantage. Elites are more likely to establish and to dominate interest groups than are non-elites. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Interest Groups Where Do You Stand? Do you think the issue of powerful special-interest groups having too much influence on politics is a crisis, a major problem, a minor problem, or not a problem? a. Crisis b. Major problem c. Minor problem d. Not a problem Source: “Gallup’s Pulse of Democracy,” www.gallup.com/poll/27286/Government.aspx. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Who Joins Interest Groups, and Why? People are not all equally likely to join or form interest groups, and this reality has serious consequences for the ability of interest groups to represent everyone’s views. Income and education tend to be the best predictors of interest group membership. However, enormous diversity exists in the types of people who choose to join or form interest groups. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Patterns of Membership: Participation Based on Occupation Doctors and lawyers often join professional associations such as the AMA and ABA. Workers such as teachers and tradespeople are likely to belong to labor unions. Executives in business and industry are likely to be members of industry-specific and general business organizations that advocate on behalf of their members. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Patterns of Membership: Participation and Social Class In general, people who identify themselves as working class are less likely to have been socialized to participate in interest groups, with the important exception of labor unions, which historically have been most likely to organize working-class occupations. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Patterns of Membership: Participation and Education Educational attainment has a strong influence on whether a person will join an interest group. Individuals with higher education levels are more likely to be informed about issues and more willing to invest the time and energy in joining an interest group that represents their views. They may also be more likely to understand how important interest groups are in shaping public policy. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Patterns of Membership in Online Groups Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Motivations for Joining Interest Groups: Solidary Incentives Some people join interest groups because they offer solidary incentives —the feeling of belonging, companionship, friendship, and the satisfaction derived from socializing with others. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Motivations for Joining Interest Groups: Purposive Incentives People also join interest groups because of purposive incentives, that is, because they believe in the group’s cause from an ideological or a moral standpoint. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Motivations for Joining Interest Groups: Economic Incentives Many people join interest groups because of material or economic incentives; that is, they want to support groups that work for policies that will provide them with economic benefits. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. How Interest Groups Succeed Why are some interest groups better at getting what they want than others? Political scientists agree on various factors that influence whether an interest group will succeed. These factors include the interest group’s organizational resources, and its organizational environment. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Organizational Resources: How Membership Affects Success A large membership enhances an interest group’s influence because policy makers are more likely to take note of the group’s position. The cohesion of a group also matters to participants and to policy makers. Another significant aspect of an interest group’s membership is its intensity. The demographics of a group’s membership also may increase its success. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Organizational Resources: How Financial Resources Affect Success Money fuels the hiring of experienced and effective staff and lobbyists, as well as the undertaking of initiatives that will increase the group’s membership. Money also funds the raising of more money. Sometimes interest groups form a political action committee (PAC) to contribute money to the campaigns of favored candidates, particularly incumbents who are likely to be reelected. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Organizational Environment: Leadership Strong, charismatic leaders can raise public awareness of the group and its activities, by enhancing its reputation, and by making the organization attractive to new members and contributors. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Organizational Environment: Opposition When an interest group is “the only game in town” on a particular issue, policy makers are more likely to rely on that group’s views. But if groups with opposing views are also attempting to influence policy, getting policy makers to act strongly in any one group’s favor is more difficult. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Types of Interest Groups Political scientists generally categorize interest groups by what kinds of issues concern them and who benefits from the groups’ activities Three main categories: 1. 2. 3. Economic Interest Groups Public and Ideological Interest Groups Foreign Interest Groups Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Economic Interest Groups Corporate & Business Interests These groups typically seek policies that benefit a particular company or industry. Labor Interests About 11 percent of all U.S. workers belong to unions. Public employees are among the most unionized workforces, with 35 percent of all governmental employees belonging to a labor union. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Economic Interest Groups Agricultural Interests Probably have the most disproportionate amount of influence given the small number of farmers and farm workers in the country relative to the general population. Trade & Professional Interests Nearly every professional occupation has a trade or professional group that focuses on its interests. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGraw-Hill Education. Public and Ideological Interest Groups Public interest groups typically are concerned with a broad range of issues that affect the populace at large. Results of the efforts of a particular public interest group’s advocacy are collective goods. The nature of collective goods creates a free rider problem. According to rational choice theory it is not rational for people to participate in a collective action designed to achieve a collective good when they can secure that good without participating. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Public and Ideological Interest Groups Consumer Interests Ralph Nader has founded numerous organizations to promote the rights of consumers. Environmental Interests Many environmental interest groups came about as a result of a broader environmental movement in the 1970s. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Public and Ideological Interest Groups Religious Interests Religious interests are among the most influential interest groups in U.S. politics. Conservative Christian organizations have substantial influence in the political process. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Foreign Interest Groups Foreign governments Often will benefit from the efforts of an interest group made up of U.S. citizens of the foreign nation’s heritage, e.g. AIPAC. China, has spent millions of dollars trying to influence trade and other U.S. policies to its advantage. International corporations Although only U.S. citizens and legal immigrants can contribute to federal PACs, American employees of foreign companies do form and contribute to PACs. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Interest Groups Where Do You Stand? Would you like to see organized religion have more influence over politics in the United States, less influence, or the same amount of influence it has now? a. More influence b. Less influence c. Same amount of influence Source: “Religion,” www.gallup.com/poll/1690/Religion.aspx. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGraw-Hill Education. Interest Group Strategies Interest groups use two kinds of strategies to advance their causes. Direct strategies involve actual contact between representatives of the interest group and policy makers. Indirect strategies use intermediaries to advocate for a cause or generally to attempt to persuade the public, including policy makers, to embrace the group’s position. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Direct Strategies: Lobbying, Issue Networks, and Iron Triangles Interest groups hire professionals to lobby, or to communicate directly with, policy makers on the interest groups’ behalf. Interest groups hire as lobbyists former government officials, including cabinet officials, members of Congress, and congressional staffers. Frequently, this practice creates an issue network, the fluid web of connections among those concerned about a policy and those who create and administer the policy. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Direct Strategies: Lobbying, Issue Networks, and Iron Triangles An interest group’s efficacy often depends on its having close relationships with the policy makers involved in decisions related to the group’s causes. An iron triangle refers to the interaction of mutual interests among members of Congress, executive agencies, and organized interests during policy making. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGraw-Hill Education. Direct Strategies: Litigation by Interest Groups Sometimes interest groups challenge a policy in the courts. Citizens United v. Federal Election Commission (2010) Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Direct Strategies: Providing Information and Expert Testimony Interest groups are one of the chief sources of information for policy. Interest groups have the resources to investigate the impact of policies. They have access to data, technological knowhow, and a bevy of experts with extensive knowledge of the issues. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Indirect Strategies: Public Outreach Interest groups work hard—and use a variety of strategies—to make the public, government officials, their own members, and potential members aware of issues of concern and to educate people about their positions on the issues. Sometimes interest groups and corporations engage in climate control, the practice of using public outreach to build favorable public opinion of the organization or company. Other groups, especially those without a great deal of access to policy makers, may engage in protests and civil disobedience to be heard. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGraw-Hill Education. Interest Groups, Politics, and Money: The Influence of Political Action Committees Funding campaigns establishes the interest group as a formal supporter of one or more candidates. Campaign contributions are a door opener for an interest. Access to policy makers is crucial. Labor groups tend to support Democrats, whereas many business and corporate PACs favor Republicans. At the top, traditional PACs tend to contribute more heavily to Democrats than to Republicans. PACs, particularly those formed by economic interest groups, overwhelmingly favor incumbents. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGrawHill Education. Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the prior written consent of McGraw-Hill Education.
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