Integrity | Technical Expertise | Professionalism
Sequoia Wealth Management Adviser Profile
Richard Macarthur Onslow (Matt)
Authorised Representative (463437) of
Sequoia Wealth Management Pty Ltd (AFSL 472387)
Dated 17 February 2017
This Adviser Profile is to be read in conjunction with the joint
Sequoia Wealth Management Financial Service Guide (FSG) dated
17 February 2017.
The Adviser Profile sets out the details of the Representative,
the services and products they may provide and details of the
remuneration they may receive.
Representative
Matt has been appointed by Sequoia Wealth Management as an
authorised Representative.
Areas of Authorisations
Matt is authorised by Sequoia Wealth Management Pty Ltd to
provide General Advice and No Advice Services and deal in the
following financial products:
• Debentures, stocks of bonds issued or proposed to be issued
by a government
• Derivatives
• Interests in Managed Investment Schemes including investor
directed portfolio services
• Securities (including Australian and International Shares)
Matt is not authorised to provide advice or services in the following
financial products:
• Deposit and payment products
• Foreign Exchange
• Life insurance products limited to investment life insurance
product
• Retirement savings accounts products
• Superannuation
• Standard margin lending
On request, Matt may refer you to another representative authorised
to provide these products.
The General Advice Matt provides is provided to you without
regard to your individual objectives, financial situation or needs. It
is not specific advice for your personal circumstances and it is not
intended to be relied upon by you as being appropriate for you.
Before making any decision about investing in the financial product,
you should consider the appropriateness of the general advice
presented, having regard to your personal objectives, financial
situation and needs. Further, you should read the relevant Product
Disclosure Statement (PDS) or Information Memorandum (IM) before
you decide to make an investment (if a PDS or IM is required).
Matt is not authorised to provide you with personal advice in any
manner in which he recommends, states or infers that a financial
product is appropriate for you, or that he has taken into account
your personal circumstances, objectives, and/or needs such as
financial situation.
The No Advice service that Matt provides is to confirm a factual
matter (such as the price of a security) or to assist in the acquisition
of a financial product (such as the purchase of a number of
shares on your personal trading account). Matt will not provide
any recommendation in respect of a financial product or its
appropriateness for you. You will be making your own investment
decisions, including the choice of investment, the dollar amount etc.
Experience and Expertise
Matt has had over twenty years’ experience in the financial markets.
Matt has advised and traded in derivatives, options, CFD, warrants,
and international and local securities.
Matt has a keen focus on client relationship and portfolio
management.
Professional Qualifications
Matt has completed the following qualifications:
• RG146 (generic and specialist knowledge and skills
components for securities, derivatives, and managed
investments)
Remuneration
All fees, commission and incentives are received by Sequoia Wealth
Management. Matt may share up to 70% the net fees, initial or
ongoing commissions paid by you with your consent.
Other Benefits – Matt may receive other benefits including
attendance at professional development programs, conferences
and other incentives such as allowances and other related
entertainment benefits.
Other relationships or associations
Sequoia Wealth Management has referral arrangements in place.
If business is placed as a result of a referral, full details of any
applicable referral fee will be provided in your individual Statement of
Advice or other disclosure.
Contact Details
Telephone: 02 8114 2222
Email:
[email protected]
Address:
Level 36, 50 Bridge Street, Sydney NSW 2000
Sequoia Wealth Management Pty Ltd
Sydney | Melbourne
Web: www.sequoiawm.com.au
Ph: 02 8114 2222
Email: [email protected]
WEALTH MANAGEMENT
ACN 002 314 310
AFSL 472387