Marine Micropaleontology 63 (2007) 75 – 90 www.elsevier.com/locate/marmicro Vertical niche separation control of diversity and size disparity in planktonic foraminifera Nadia Al-Sabouni a,b,c,⁎, Michal Kucera c , Daniela N. Schmidt d a c Department of Geology, Royal Holloway, University of London, Egham, Surrey, TW20 0EX, UK b Natural History Museum, London, SW7 5BB, UK Eberhard Karls University of Tübingen, Institute of Geosciences, Sigwartstrasse 10, 72076, Tübingen, Germany d Department of Earth Sciences, University of Bristol, Wills Memorial Building, Bristol, BS8 1RJ, UK Received 26 July 2006; received in revised form 25 October 2006; accepted 1 November 2006 Abstract Species distribution patterns in planktonic foraminiferal assemblages are fundamental to the understanding of the determinants of their ecology. Until now, data used to identify such distribution patterns was mainly acquired using the standard N 150 μm sieve size. However, given that assemblage shell size-range in planktonic foraminifera is not constant, this data acquisition practice could introduce artefacts in the distributional data. Here, we investigated the link between assemblage shell size-range and diversity in Recent planktonic foraminifera by analysing multiple sieve-size fractions in 12 samples spanning all bioprovinces of the Atlantic Ocean. Using five diversity indices covering various aspects of community structure, we found that counts from the N 63 μm fraction in polar oceans and the N 125 μm elsewhere sufficiently approximate maximum diversity in all Recent assemblages. Diversity values based on counts from the N 150 μm fraction significantly underestimate maximum diversity in the polar — and surprisingly also in the tropical provinces. Although the new methodology changes the shape of the diversity/sea-surface temperature (SST) relationship, its strength appears unaffected. Our analysis reveals that increasing diversity in planktonic foraminiferal assemblages is coupled with a progressive addition of larger species that have distinct, offset shell-size distributions. Thus, the previously documented increase in overall assemblage shell size-range towards lower latitudes is linked to an expanding shell-size disparity between species from the same locality. This observation supports the idea that diversity and shell size-range disparity in foraminiferal assemblages are the result of niche separation. Increasing SST leads to enhanced surface water stratification and results in vertical niche separation, which permits ecological specialisation. Specific deviations from the overall diversity and shell-size disparity latitudinal pattern are seen in regions of surface-water instability, indicating that coupled shell-size and diversity measurements could be used to reconstruct water column structures of past oceans. © 2006 Elsevier B.V. All rights reserved. Keywords: planktonic foraminifera; Recent; Atlantic; diversity; size 1. Introduction ⁎ Corresponding author. Eberhard Karls University of Tübingen, Institute of Geosciences, Sigwartstrasse 10, 72076, Tübingen, Germany. Tel.: +49 70712977548; fax: +49 7071295727. E-mail addresses: [email protected] (N. Al-Sabouni), [email protected] (M. Kucera), [email protected] (D.N. Schmidt). 0377-8398/$ - see front matter © 2006 Elsevier B.V. All rights reserved. doi:10.1016/j.marmicro.2006.11.002 Spatial and temporal patterns in biodiversity provide important insights into the dynamic relationships between organisms and their environment. Intuitively: The more diverse an ecosystem, the greater its ability to adapt to environmental change. Understanding the 76 N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 mechanisms that control diversity patterns, particularly in groups of organisms with a good fossil record is essential for the debate on the effects of global change on present-day ecosystems. Biodiversity is not evenly distributed across the Earth. The tropics are consistently found to harbour more species in both the marine (Crame, 2000) and terrestrial (Woodward, 1987) realms. This simple yet pervasive pattern, known as the bLatitudinal Diversity Gradient" (Hawkins, 2001), has taunted ecologists for many decades (see Terborgh, 1973). An array of hypotheses have been presented to explain this pattern, invoking factors such as geographic area (Terborgh, 1973; Rosenzweig, 1995), energy (Currie, 1991; Allen et al., 2002), rate of evolution and migration (Brown and Lomolino, 1998; Gaston and Blackburn, 2000; Cardillo et al., 2005; Jablonski et al., 2006) and biotic interactions (Pianka, 1966), but there is at present no consensus as to what the driving forces actually are (Lawton, 1996). Marine zooplankton are no exception. An increase in diversity towards the low latitudes has been observed in a number of pelagic groups including foraminifera (Rutherford et al., 1999), tintinnids (Dolan et al., 2006) and copepods (McGowan and Walker, 1993). The oceanic environment appears to be more uniform and continuous than the latitudinal succession of terrestrial ecosystems. Thus, one would expect it to be easier to isolate the factors that control the latitudinal diversity pattern in the marine realm. However, a large number of candidate forcing mechanisms simultaneously co-vary with latitude (Fig. 1). Rutherford et al. (1999) investigated the effects of several physical parameters on the diversity of planktonic foraminifera. They concluded that sea-surface temperature was the strongest determinant of diversity, most likely through the control of vertical niche separation in the water column. In contrast, Irigoien et al. (2004) found that global zooplankton diversity is a function of zooplankton biomass. These findings appear contradictory since the regions with the highest foraminiferal diversity, the subtropical gyres (Ruddimann, 1969), are characterised by the lowest population densities (Bé and Tolderlund, 1971). This measure of diversity within planktonic foraminifera is further complicated by the fact that shell size within assemblages also correlates with latitude (Fig. 1; Schmidt et al., 2004a). The planktonic foraminiferal diversity data used by Rutherford et al. (1999) was based on census counts in surface sediment sample residues with grain sizes larger than 150 μm. The practice of using such a standard sieve size for the counting of planktonic foraminiferal assemblages has a long history. The species composition of a faunal assemblage varies with the size Fig. 1. A schematic diagram illustrating major latitudinal physical and biological gradients in the world oceans. fraction analysed (Berger, 1971; Vincent, 1972, 1976). In order to eliminate this potential source of bias, a standard procedure had to be adopted. It was introduced when the close relationship between planktonic foraminiferal faunas and surface water hydrography was first utilised for quantitative palaeoceanographic reconstructions (Imbrie et al., 1973). Since smaller-sized planktonic foraminifera were considered difficult to identify and N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 time-consuming to count, the CLIMAP project members (CLIMAP, 1976) ultimately recommended that the N 150 μm size fraction should be adopted as a standard for use in palaeoceanographic and palaeoecolgical studies. Large quantities of data continued to be generated using this standard procedure, leading to the database employed by Rutherford et al. (1999). Many planktonic foraminiferal shells are smaller than 150 μm and diversity values obtained from this fraction may not be representative of the entire assemblage. Although a standardised procedure is essential for transfer-function applications, it has never been tested whether it is appropriate for diversity studies. For example, it has long been known that the shell size distribution of polar planktonic foraminifera is skewed towards the smaller sizes and that the standard 150 μm sieve fails to capture the actual diversity in polar samples (Niebler and Gersonde, 1998; Kandiano and Bauch, 2002; Smart, 2002). Here we attempt to determine the effect that changing assemblage shell size-range has on various diversity metrics. We then discuss the implications of our data on the understanding of the latitudinal diversity gradient in planktonic foraminifera. 2. Diversity metrics The simplest measure of diversity is species richness (number of species). This index is easy to understand but it is sensitive to the addition of rare species (Ottens and Nederbragt, 1992). Therefore, numerous diversity metrics that compensate for this effect have been developed. Margalef's richness index (Margalef, 1958) is defined as MR = (S − 1) / ln(n), where S is the number of species and n is the total number of individuals. By calculating the natural logarithm of the total number of individuals as opposed to the actual total number of individuals, the ratio between the S and the n is properly scaled, making this index less vulnerable to the effects of increasing sample size and the resultant addition of rare species. This index assumes a logarithmic distribution of species abundances. However, communities differ in their proportions of common and rare species, and many communities may follow logarithmic-normal distribution (bell-shaped curve) (Krebs, 1989). Based on the assumption that the assemblage follows a log-normal distribution, Fisher et al. (1943) proposed an alpha index which is defined by the equation S = α ⁎ ln(1 + n / α). The problem with these indices is that they only correctly estimate the diversity in an assemblage when that assemblage follows a particular distribution model. The Shannon–Wiener Index takes both species richness and evenness into account and does not make 77 any assumptions about the distribution of species abundance within an assemblage (Margurran, 1998). This index is based on Shannon's entropy (Shannon, 1948), which describes the level of uncertainty that a random event will take place. In the case of diversity, the index measures how difficult it is to correctly predict the species of the next individual picked (Harper, 1999). The Shannon–Wiener Index is defined here as H = − Σ(ni / n) ⁎ ln(ni / n), where ni is the number of individuals of a particular species and n is the total number of counted individuals. If there is only one species in an assemblage, there is no uncertainty as to what the next individual picked will be and H = 0. However, at the opposite end of the spectrum, if the species richness is high and those species are evenly distributed it is difficult to accurately predict the species of the next individual and H will approach the maximum value of 5 (Hammer et al., 2004). Although an index that incorporates both richness and evenness is intuitively preferable, it may sometimes be useful to isolate evenness in order to better understand patterns in diversity. This can be achieved with the Equitability Index, which is defined as J = H / Hmax, and ranges from 0 when the assemblage is dominated by one species to 1 when all species are evenly distributed throughout the assemblage (Harper, 1999). Here we use all five indices to compare their stability and suitability for diversity analysis in planktonic foraminifera and to facilitate direct comparisons with earlier studies (e.g. Rutherford et al., 1999). 3. Materials and methods A total of 12 core-top samples representing all planktonic foraminiferal biogeographic zones (Bé and Tolderlund, 1971) within the Atlantic Ocean were studied (Table 1; Fig. 2). The samples (washed residues N 63 μm) were selected from the collections of the Universities in Bremen, Kiel and Tübingen, based on their position and preservation. They were taken from water depths between 940–3946 m and exhibited no signs of extensive fragmentation and therefore dissolution. The majority of the material is derived from box cores and multicorer samples which recover undisturbed sediment surface samples. The ODP piston core sample is of Holocene age (Curry and Cullen, 1997) as is one of the two South Atlantic gravity core samples (PS 2498, Mackensen et al., 2001). The age of the sediment surface recovered in gravity core GeoB5142 has not been constrained. Modern annual mean SST values were assigned to all samples using the data in the World Ocean Atlas version 2 (WOA, 1998) at 10 m water depth following the MARGO criteria (Kucera et al., 78 N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 Table 1 Samples used in this study Sample 1 2 3 4 5 6 7 8 9 10 11 12 PS 1293 PS 1901 L0-09-23 LBC MC 575 GIK 10737 M 35005 ODP 926A GeoB 3915 GeoB 5142 GeoB 1206 GeoB 1726 PS 2498 dbsf (cm) Coring method Latitude (deg) Longitude (deg) Depth (m) Zone SST (°C) 0–1 0–1 0–3 0–0.5 0–1 0–1 2–4 0–1 0–1 0–1 0–1 0–1 Box Box Box Multiple Box Multiple Piston Multiple Gravity Box Box Gravity 78.0 N 75.9 N 59.0 N 47.1 N 30.2 N 15.5 N 3.4 N 2.3 S 19.1 S 24.7 S 30.3 S 44.2 S 6.7 E 3.7 W 31.1 W 19.3 W 28.3 W 61.2 W 42.5 W 38.0 W 17.1 W 6.5 E 3.3 E 14.2 W 2467 3569 1422 4577 1940 2289 3598 3127 3946 940 1007 3783 1 1 2 3 4 5 5 5 4 3 3 2 1.93 − 0.45 8.03 14.37 21.76 27.42 27.48 27.34 23.97 19.63 19.40 9.18 Average annual sea surface temperatures were assigned using the World Ocean Atlas v. 2 (WOA, 1998). Zones (1 = polar, 2 = subpolar, 3 = temperate, 4 = subtropical, 5 = tropical). 2005). Abundances of 31 species of planktonic foraminifera were determined following the taxonomy of Kennett and Srinivassan (1983) and Hemleben et al. (1989). Using PAST v. 1.20 (Hammer et al., 2004), the five diversity measures described above were calculated for each census count. Determining the minimum number of specimens that are sufficient to represent the diversity in a sample is a general problem when conducting diversity studies (Revets, 2004). Phleger (1960) applied the results by Dryden (1931) and proposed the now commonly used 300 specimens (CLIMAP, 1976) as a sufficient and practical number with which to determine relative abundances of planktonic foraminiferal species. However, it is not known whether this number is sufficient to characterise the diversity in a sample and if it is, with what precision. Therefore, as a first step in our analyses, we determined the minimum number of individuals that provide a representative and stable estimate for each of the diversity indices. The determination of minimum sample size was based on a tropical sample (Fig. 2, sample 6) because of its high diversity. The sample was split ten times using a microsplitter into representative aliquots of different sample sizes, ranging from 26–1100 individuals and the abundance of planktonic foraminifera was determined in each split as described above. Assuming that the aliquot with the highest number of individuals is most representative of the actual assemblage, we have expressed the variability of the diversity indices in each of the smaller aliquots as the percentage deviation from the diversity index value of the largest aliquot. This procedure was conducted on both the N 125 μm and N150 μm fractions given that these are the most frequently used fractions for use in palaeoceanographic studies (e.g. Niebler and Gersonde, 1998; Rutherford et al., 1999) (Fig. 3). Our results indicate that census counts of 300–600 individuals are likely to deviate by less than 8% from the diversity in the largest aliquot for all diversity indices with the exception of Species richness and Fisher's alpha, where Fig. 2. Sample locations. Biogeographic zones are based on Bé and Tolderlund (1971) and Hemleben et al. (1989). N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 Fig. 3. Diversity indices (species richness, Shannon–Wiener, Margalef, Equitability and Fisher's alpha) calculated from repeated census counts of 26–1100 individuals from a tropical sample 6, in two size fractions (N125 μm and N150 μm). Nmax denotes the number of individuals counted in the largest aliquot. 79 determined, because these include a high proportion of juveniles. Peeters et al. (1999) showed that in warm-water assemblages the abundance of juvenile shells increases above 20% in sieve size fractions smaller than 125 μm. Therefore, we have not attempted to generate species abundance counts in warm-water samples from the N 63 μm fraction. Each sieve fraction was then split into aliquots of 300–600 individuals, the species abundances were counted and diversity indices calculated (Table 2). Some of the high-latitude samples did not yield enough individuals in the N 500 μm fraction and both polar samples only yielded enough individuals in the fractions b 250 μm (Table 2). The data was visualised by constructing contour maps in Surfer (v.8) using the Kriging gridding method. The biogeographic relationships among our samples were analysed by means of Detrended Correspondence Analysis (DCA) as implemented in PAST v. 1.20 (Hammer et al., 2004). Correspondence analysis (CA) is a multidimensional form of ranking and its results often plot along an arched curve. DCA is a subsequent procedure to remove this tendency to enable identification of unidirectional trends in the multivariate distribution of data points (Davis, 1986). In order to compare the effects of varying sieve size on latitudinal diversity patterns, our data was compared with the MARGO Atlantic planktonic foraminifera data set, which was counted from the N 150 μm size fraction (Kucera et al., 2005). To allow for direct comparison of the two data sets, all counts containing b 300 individuals in the MARGO data set were excluded, leaving a total of 1024 samples. 4. Results 4.1. The effect of sieve size on diversity estimates the deviation can be as much as 16%. Given that diversity estimates obtained from counts based on close to 300 individuals do not greatly deviate from those based on 600 or more, and yet it takes twice as long to conduct the larger count, it seems counter-productive to greatly exceed the 300 individual minimum sample-size, and we therefore use a sample-size of N 300 individuals for the remainder of this study. In order to establish the influence of varying assemblage shell size-range on diversity, each sample (Table 1) was sieved through the N125 μm; N150 μm; N 212 μm; N 250 μm; N 355 μm and N 500 μm size fractions, with the exception of sub-polar and polar samples where the N63 μm size fraction was additionally used to better represent the small foraminiferal shell sizes in high latitudes (e.g. Smart, 2002). Small specimens in tropical assemblages cannot be always taxonomically The influence of sieve size fraction analysed on diversity in faunal assemblages of planktonic foraminifera was compared with SST (Fig. 4). The overriding trend is a strong unimodal diversity increase with increasing SST peaking at ∼ 25 °C for all diversity indices measured. Furthermore, the diversity is consistently greater in the smaller size fractions. The highest diversity values within each sample were found in the N 63 μm fraction in the polar samples and in the N 125 μm fraction elsewhere (Fig. 4). We note that the diversity in both subpolar samples peaks at N 125 μm indicating that the diversity in smaller fractions in warm-water samples is unlikely to exceed that of the N 125 μm fraction. The offset between the maximum diversity and diversity for the standard N 150 μm 80 N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 Table 2 Sample counts and diversity indices calculated for this study Sample Sieve B. C. G. G. G. G. G. G. G. G. ruber G. ruber G. G. G. G. G. G. G. G. G. No. size (cm) digitata nitida bulloides falconensis calida siphonifera glutinata uvula conglobatus (pink) (white) sacculifer trilobus crassaformis hirsuta inflata menardii scitula truncatulinoides tumida 1 2 3 4 5 6 7 8 9 10 11 12 N 63 N 125 N 150 N 212 N 250 N 63 N 125 N 150 N 212 N 250 N 63 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 125 N 150 N 212 N 250 N 355 N 500 N 63 N 125 N 150 N 212 N 250 N 355 N 500 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 7 11 5 0 0 0 0 0 0 0 0 4 0 1 0 0 0 0 0 0 1 0 0 0 9 6 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 7 4 2 0 3 0 0 0 0 0 0 0 0 0 0 0 0 0 1 2 5 8 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 2 0 0 0 2 1 0 29 63 124 264 269 442 1 68 184 107 97 24 4 45 75 45 4 0 0 0 0 0 0 0 0 13 3 3 0 0 0 0 0 0 0 0 0 5 5 3 0 0 0 70 81 46 23 7 1 20 32 31 16 0 0 71 97 229 204 292 246 411 0 0 0 0 0 0 0 0 0 0 3 12 4 0 0 0 0 0 0 0 0 0 0 10 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 59 1 0 0 0 0 0 0 0 0 0 0 32 40 18 22 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 3 0 2 0 0 20 14 2 15 0 0 0 0 0 0 0 0 2 3 3 2 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 12 22 10 25 3 3 15 24 56 57 9 18 16 17 15 6 0 11 34 35 18 4 0 32 37 26 29 4 1 16 29 27 33 38 12 18 26 16 30 11 1 8 7 5 10 41 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 14 61 50 36 0 0 0 88 86 21 4 0 0 68 58 20 9 0 0 50 16 5 0 0 0 82 48 9 2 0 0 70 33 1 0 0 0 62 38 7 1 0 0 13 19 2 0 0 0 24 16 0 0 0 0 28 23 14 8 1 1 0 15 0 0 0 0 13 1 0 0 0 199 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 52 7 9 1 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7 4 11 45 22 8 2 6 5 8 32 1 0 5 3 10 8 0 2 1 3 4 8 2 9 5 8 22 29 0 0 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 5 1 4 0 0 64 50 68 68 69 7 23 14 25 28 12 0 12 8 8 7 6 0 14 20 14 28 16 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 6 16 11 6 3 0 112 164 141 79 8 0 182 117 103 49 13 0 170 167 153 102 2 0 219 263 216 123 10 3 105 211 114 94 26 0 58 87 66 53 6 2 39 41 47 41 6 0 0 4 4 12 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 5 0 0 1 0 1 10 9 15 30 1 29 20 47 43 52 47 35 43 91 87 130 70 42 48 69 92 196 189 29 38 39 56 94 80 1 4 7 9 11 11 5 20 2 7 5 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 22 16 17 26 13 0 62 56 69 51 41 25 42 47 124 139 113 39 73 75 76 94 45 45 27 66 72 69 70 21 32 30 22 9 9 3 6 8 14 4 4 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 3 0 2 2 3 6 5 1 4 2 5 13 0 0 2 2 5 1 30 5 11 5 2 2 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4 0 0 0 0 0 0 0 2 12 13 17 46 11 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8 14 10 11 27 4 8 7 8 9 31 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 11 11 8 0 41 79 83 79 125 20 6 23 26 32 75 1 0 0 1 2 0 0 0 0 0 0 0 0 1 1 1 6 0 0 11 29 23 29 14 3 115 203 204 165 106 13 80 108 93 120 72 1 13 48 46 247 123 139 77 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 3 4 13 32 52 0 0 0 0 0 0 2 6 15 3 19 44 14 22 22 24 66 74 12 19 46 38 116 139 7 3 4 11 24 18 7 11 10 2 17 76 0 0 0 0 6 2 0 0 0 0 0 0 0 2 0 0 1 1 3 0 0 0 0 3 1 0 0 0 0 0 18 28 0 0 0 0 4 8 0 0 0 0 7 3 0 0 0 0 6 2 0 0 0 0 2 0 0 0 0 0 3 2 0 0 0 0 1 9 0 0 0 0 6 7 2 2 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 22 46 38 145 138 16 33 45 81 239 90 3 0 2 1 7 16 1 1 2 1 3 0 0 0 0 0 0 0 13 20 30 30 73 39 47 68 91 89 156 170 47 42 75 83 138 15 8 14 9 70 41 31 8 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5 5 3 0 3 0 0 0 1 0 0 0 4 1 0 3 3 14 6 4 21 26 52 37 11 24 30 28 45 25 3 10 11 8 27 8 3 6 1 4 8 10 0 0 0 0 0 0 0 0 0 0 0 0 0 G. ungulata G. rubescens G. rubescens G. tenella N. dutertrei N. pachyderma N. pachyderma O. universa P. obliquiloculata S. dehiscens T. quinqueloba Species No. of Shannon– Margalef Equitability Fisher's (red) (white) DEX SIN richness individuals Wiener alpha N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 81 Table 2 (continued) G. ungulata G. rubescens G. rubescens G. tenella N. dutertrei N. pachyderma N. pachyderma O. universa P. obliquiloculata S. dehiscens T. quinqueloba Species No. of Shannon– Margalef Equitability Fisher's (red) (white) DEX SIN richness individuals Wiener alpha 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10 6 2 4 1 2 3 11 8 6 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 19 12 0 0 0 0 43 5 1 0 0 0 11 2 0 0 0 0 2 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 39 32 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5 0 1 0 0 0 16 32 1 0 0 0 11 0 0 0 0 0 3 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 4 2 0 0 0 3 0 0 2 1 0 0 0 0 0 0 25 26 39 43 76 59 3 0 5 11 17 4 10 10 6 2 10 4 1 0 1 2 1 1 0 7 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5 4 2 0 0 22 13 10 6 3 15 91 110 82 5 0 0 120 230 126 45 0 1 1 0 2 1 0 0 0 0 0 0 0 0 3 5 5 5 3 1 5 8 13 8 0 0 6 9 1 3 0 0 110 140 30 13 0 0 44 57 26 5 0 0 20 54 60 3 1 0 0 313 341 328 325 67 285 454 347 623 230 9 24 42 3 23 0 0 4 8 4 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 9 4 1 1 0 0 7 5 1 0 0 0 0 0 0 0 0 0 104 112 114 4 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 3 2 5 5 24 22 118 211 1 3 6 12 41 43 9 7 13 26 32 94 7 7 14 16 61 74 3 5 6 8 29 44 8 10 19 20 77 154 8 13 21 19 67 122 4 4 13 19 57 11 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 1 8 0 2 2 2 5 7 11 4 3 10 18 18 12 8 14 14 18 31 24 0 2 5 1 5 2 1 4 1 4 10 5 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 5 1 0 0 1 6 5 0 0 0 1 1 2 0 0 2 0 1 4 0 0 0 0 3 13 0 0 0 0 0 3 0 0 0 0 0 0 0 7 17 15 3 1 55 23 26 1 6 83 74 54 2 0 0 0 30 26 5 5 0 0 34 8 0 0 0 0 0 0 0 0 0 0 2 2 0 0 0 0 17 0 1 0 0 0 10 0 0 0 0 0 16 12 4 0 0 0 15 10 1 1 0 0 145 86 57 0 0 0 0 5 4 3 4 5 5 4 5 8 8 9 8 6 4 13 15 12 11 11 9 18 17 18 15 12 16 16 14 15 14 12 23 19 19 17 15 11 18 16 17 16 12 11 23 23 23 20 17 16 19 19 18 14 14 14 15 15 14 14 11 10 10 10 9 8 5 4 342 363 345 331 70 378 492 385 632 239 355 330 390 403 311 457 3 391 712 456 320 479 431 369 480 368 353 565 180 486 344 391 318 337 357 509 431 530 500 498 326 536 560 523 464 497 484 413 554 392 404 500 385 531 740 538 433 443 444 341 400 337 341 367 38 473 450 553 554 464 419 497 0.39 0.27 0.21 0.11 0.69 0.51 0.34 0.52 0.24 0.19 0.20 0.08 0.83 0.63 0.45 0.64 0.81 0.34 0.40 0.09 0.67 0.65 0.50 0.62 0.51 0.21 0.29 0.06 0.81 0.77 0.62 0.74 1.30 1.70 1.63 1.04 0.55 0.18 1.19 1.21 1.34 1.17 0.87 0.49 0.63 0.82 0.74 0.50 0.31 0.13 1.45 1.48 1.64 1.41 1.05 0.60 1.88 1.93 1.94 1.87 1.66 1.23 2.09 2.20 2.09 2.17 1.85 2.01 2.13 1.80 1.73 1.62 1.32 2.88 2.59 2.88 2.39 1.74 0.73 0.71 0.78 0.78 0.69 0.56 0.72 0.78 0.72 0.80 0.75 2.59 2.69 2.26 2.21 2.01 1.61 3.96 3.44 3.96 3.18 2.15 2.04 2.09 2.06 2.13 2.14 2.13 2.30 2.11 2.07 2.15 2.04 1.88 2.03 1.89 1.92 2.07 1.78 1.64 2.48 2.27 2.32 2.32 2.34 1.90 2.29 2.24 2.01 1.92 1.92 1.69 2.31 2.26 2.06 1.92 1.76 2.43 2.57 2.18 2.43 2.23 1.87 3.53 2.97 2.87 2.58 2.25 1.73 2.71 2.37 2.56 2.44 1.77 1.62 3.65 3.48 3.68 3.17 2.58 2.52 2.87 2.73 2.70 2.14 2.13 2.13 2.40 2.34 2.23 2.23 1.69 0.74 0.76 0.78 0.79 0.81 0.86 0.73 0.72 0.70 0.76 0.75 0.79 0.70 0.68 0.68 0.75 0.72 0.68 0.79 0.73 0.74 0.77 0.83 0.69 0.78 0.76 0.70 0.73 0.73 0.64 0.85 0.83 0.78 0.73 0.73 3.18 3.47 2.84 3.27 2.95 2.40 4.96 4.07 3.85 3.40 2.91 2.20 3.59 3.07 3.37 3.21 2.22 2.00 5.26 4.84 5.34 4.42 3.40 3.37 3.85 3.56 3.59 2.77 2.75 2.75 3.21 3.08 2.95 2.94 2.14 1.89 1.90 1.71 1.25 0.95 0.91 0.53 1.46 1.47 1.43 1.27 1.14 0.66 0.48 0.82 0.83 0.74 0.57 0.46 0.57 0.38 1.79 1.81 1.73 1.53 1.37 0.80 0.59 82 N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 fraction is not constant (Fig. 5). It appears that diversity values based on the N 150 μm fraction underestimate the maximum diversity mainly at the extremes of the SST range. The deviations between the maximum diversity and the diversity in the N150 μm fraction in polar and tropical assemblages exceed the variability expected due Fig. 4. Three dimensional plots showing the effects of sieve size on diversity estimates using the Kriging gridding method in surfer version 8. (White boxes denote no available data). Fig. 5. The offset between recorded maximum diversity and a) diversity in the N150 μm size fraction and b) diversity obtained using the 63,125protocol. Grey regions denote deviation from maximum diversity and demonstrate uneven distribution across the latitudes. Circled points denote counts which significantly deviate from maximum diversity and are restricted to the N150 μm fraction. N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 83 Fig. 6. The relationship between SST and diversity indices using the standardised N150 μm fraction and the 63,125-protocol, overlain onto values for the MARGO Atlantic dataset (Kucera et al., 2005). The N150 μm data underestimates diversity at the extremes of the SST range, but the strength of the relationship is only slightly reduced. to sample size (Fig. 3). Therefore, diversity values determined from the N 150 μm fraction cannot be used to represent diversity differences in samples where the shell size-range of foraminiferal shells varies. Although the actual highest diversity was not always found in the same size fraction (Table 2), the values from N63 μm fraction in the polar-regions and N 125 μm fraction elsewhere, henceforth denoted the ‘63,125-protocol' always fall within 16% (for species richness and Fisher's alpha) or 8% (for other diversity indices) of the maximum diversity value recorded. This protocol is simple and reproducible and we consider it a more appropriate method for determination of diversity in Modern planktonic foraminifera. 4.2. Diversity and sea surface temperature In order to test the effect of varying shell size-ranges within assemblages on the strength and shape of the diversity-SST trend, diversity values based on counts from the N 150 μm size fraction and the 63,125-protocol were plotted for all diversity indices and overlain onto the MARGO dataset (Kucera et al., 2005) (Fig. 6), which was generated using counts from the N150 μm fraction. The diversity values (N 150 μm size fraction) for the samples used in this study follow the same pattern as the MARGO dataset, suggesting that our samples are representative (Fig. 6). Rutherford et al. (1999) found that a third-order polynomial was most 84 N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 Fig. 7. Detrended Correspondence Analysis of species abundances in all samples and size fractions representing all the major biogeographic zones. Numbers correspond to sample numbers in Fig. 1. Samples are separated by the combined effects of SST (axis 1) and shell size distribution (axis 2). The lines connect counts from successive sieve sizes of the same sample. The difference between counts from small and large size fractions increases towards warmer samples. Fig. 8. Detrended Correspondence Analysis of species abundances in all samples and size fractions representing all the major biogeographic zones. Species are distributed according to the combined effects of SST (axis 1) and shell size distribution (axis 2). An orthogonal axis has been overlain to match the SST and size trends. N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 appropriate to describe the relationship between the diversity of planktonic foraminifera (Margalef index) and SST. We found that a third-order polynomial model was also most effective for the MARGO data and for our samples, explaining more than 86% of the variation for all diversity indices. Equitability shows a different relationship with SST. Following a steep rise between 0 and 10 °C, the index levels off indicating that temperate to tropical assemblages have approximately equally evenly distributed species. The regression lines for diversity values based on the counts from the N150 μm size fraction and on the 63,125-protocol are similar overall, but there are clear differences, particularly at the extreme ends of the SST range (Fig. 6). Statistically, the differences are not significant (F-test, 1 and 20 df, p N 0.05), but the explanatory power of the test is limited by the small sample size of our dataset. Faunal counts based on the N150 μm fraction underestimate the diversity in polar and tropical provinces and make the SST-diversity relationship appear stronger. However, the differences are small and the strength of the diversity trend is maintained when the 63,125-protocol is used. 4.3. The effect of temperature and assemblage shell sizerange on the composition of foraminiferal assemblages The combined effects of SST and assemblage shell size-range on assemblage composition were investigated using DCA in a pooled analysis of assemblage counts from all samples and sieve size fractions (Figs. 7 and 8). The first two DCA axes describe 85% of the overall variation in the data. Based on the distribution of species scores (Fig. 8), the first axis (65% of variation) appears to represent the effect of SST. The effect of size fraction can be best seen in Fig. 7 where counts from different sieve size fractions of the same sample are connected by lines. Assemblage counts made in increasingly larger sieve size fractions of the same sample appear “warmer”, i.e. they contain a higher proportion of warmer-water species. This trend is largely unidirectional and shows a similar slope in all provinces, except for the polar one where little variation is observed. This slope can be used to separate the effects of temperature and size, as shown by the two orthogonal axes in Fig. 8. The order of species scores along the “Size” axis agrees remarkably well with the size ranking of Schmidt et al. (2004a,b), except for O. universa and G. ruber. The “Temperature” axis separates samples perfectly according to bioprovince as defined by Bé and Tolderlund (1971), which indicates that this model is robust. Another interesting observation is that the variability among assemblage counts from different size fractions 85 Fig. 9. D212–125 values (Euclidian distances between counts from 212 μm and 125 μm sieve size fraction DCA scores (Fig. 7)), overlain onto overall assemblage shell size-range measurements from Schmidt et al. (2004a,b) (in grey). Sample numbers same as Fig. 2, Table 1. of the same sample increases towards the tropics (Fig. 7). This pattern is mirrored in the plot of species loadings (Fig. 8), which shows a higher separation between species in warm-water samples. To quantify this pattern, Euclidian distances between the scores in the space of the two DCA axes in the largest (N 212 μm) and smallest (N 125 μm) size fractions common to all samples were calculated for each sample and denoted as D212–125. This variable is reflecting the shell size disparity among species: samples containing species with different shell size distributions covering a large shell size-range will display high values of D212–125, whereas the index will be zero if all species in a sample show identical shell size distributions. The D212–125 distance was indeed found to increase towards the tropics (Fig. 9), although a pronounced decrease was observed for samples 6, 8, 10 and 11. This appears to be the result of an increase in the scores of the smaller sieve size fractions rather than a reduction of the scores in the larger sieve size fractions (Fig. 7), indicating that some of the species usually dominating the larger sieve size fractions are more abundant in the smaller sieve size fractions in these samples. 5. Discussion The remarkably strong relationship between planktonic foraminiferal biodiversity and SST demands a mechanism responsible for this biogeographic pattern. It is clearly not an artefact of the use of counts from the standard sieve size fraction. Although the diversity 86 N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 values at the extremes of the SST range are underestimated by the use of the N150 μm fraction (Figs. 5 and 6), this seems to affect mainly the shape of the diversity-SST relationship, not its strength. Irigoien et al. (2004) argued that zooplankton diversity in the ocean is a unimodal function of zooplankton biomass, which, in turn is a function of primary productivity. Interestingly, our data does not show any clear correlation between diversity and primary productivity (Fig. 10a), even so, the pattern is strongly affected by the two polar samples, if these are removed, the diversity shows very little variation with productivity. Maximum diversity appears to occur between 50 and 150 g C m− 2 yr− 1 (Fig. 10a). Thus, the model of Irigoien et al. (2004) does not seem to apply to planktonic foraminifera, which show highest diversities in the oligotrophic subtropical gyres. Planktonic foraminiferal assemblages from upwelling (high productivity) regions are dominated by fewer species (e.g. Vincent and Berger, 1981) and the assemblage shell size-ranges are comparatively smaller (Schmidt et al., 2004a) than those from the same latitudes in the open ocean. This is reflected in the negative correlation between D212–125 and primary productivity (Fig. 10b), which indicates that foraminiferal assemblages from higher productivity regions tend to be composed of species with similar (small) shell sizes. Another explanation for diversity patterns is the socalled “species-area hypothesis”, which predicts that larger biotic provinces will contain more species (Arrhenius, 1921; Rosenzweig, 1995) because larger areas stimulate speciation and inhibit extinction (Rosenzweig, 1992; Losos and Schulter, 2000). In the modern ocean, planktonic foraminifera are distributed in distinct provinces, which are closely related to hydrographical features of oceanic water masses (Bé and Tolderlund, 1971). Vincent and Berger (1981) estimated the area of the five main provinces as 30% of ocean area for the tropical, 32% for the subtropical, 17% for the temperate, 8.5% for the subpolar and 12.5% for the polar provinces (Fig. 2). If the area of planktonic foraminiferal bioprovinces alone should exert a primary control on species richness, planktonic foraminiferal diversity should thus be approximately equal in the tropics and subtropics. Although the area of bioprovinces does decrease with increasing latitude, the diversity is markedly higher in the subtropics than in the tropics (Fig. 6), suggesting that bioprovince area alone cannot be the main driving force behind the foraminiferal latitudinal diversity gradient. In addition, the species area concept has been developed for terrestrial ecosystems where life is concentrated on the narrow interface between the lithosphere and the atmosphere. In contrast, the distribution of planktonic foraminiferal species in surface sediments is a result of a Fig. 10. The relationship between primary productivity (mean annual values, Behrenfeld and Falkowski (1997a,b) and Stocks et al. (2000)) and a) Shannon–Wiener diversity index values using the 63,125protocol and b) Shell size disparity (D212–125) values. multi-dimensional niche space (including vertical position and time), compressed onto a two-dimensional template. Therefore, data from surface sediments are not really adequate to test the species-area hypothesis. Since neither resource availability nor bioprovince area are likely to be the primary drivers of the latitudinal diversity gradient in planktonic foraminifera, physical oceanographic factors should be considered as the potential driving force. Rutherford et al. (1999) speculated that the strong correlation between SST and foraminiferal diversity could be the result of the relationship between SST and N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 thermocline configuration. In the high latitudes, where diversity and SST are lowest, the thermocline is nearly absent and there is thus very little vertical niche separation. The middle latitudes are characterised by higher SST, a thick permanent thermocline and greatest diversity. In the tropics, diversity decreases because this region has a very sharp thermocline with a shallow base as a result of equatorial upwelling. An increase in vertical niche separation could influence diversity in two ways. Firstly, the greater vertical heterogeneity (water column stratification) permits a larger number of niches to coexist over a specific surface area (Whittaker et al., 2001). Secondly, the spatial separation will promote depth-parapatric speciation thus increasing the number of species over time. Planktontow studies of copepods (McGowan and Walker, 1979) and phytoplankton (Venrick, 1982) support the idea that groups of species occur as vertically segregated communities. Vertical niche separation towards the tropics results in an increased potential for ecological specialisation. This could also account for the increase in overall shell size in planktonic foraminifera (Hecht, 1976; Schmidt et al., 87 2004a). The D212–125 values plotted against SST show a remarkably similar pattern when compared with the assemblage shell size-range data of Schmidt et al. (2004a,b). Both variables show an overall increase towards higher SST's (Fig. 9). Theoretically this overall assemblage shell size-range increase found by Schmidt et al. (2004a,b) could be the result of one of two effects: The gradual addition of species capable of growing to large sizes, but whose lower size ranges overlap the size ranges of smaller species (Fig. 11, scenario A), or the overall assemblage shell size-range increase could be due to the progressive addition of larger species with distinct specific shell sizeranges (Fig. 11, scenario B). Given that the overall assemblage shell size-range increase towards the lower latitudes is coupled with a D212–125 expansion (Fig. 9), the latter scenario seems more likely: the shell size increase is caused by addition of larger species that have progressively distinct shell size distributions. The latitudinal shell size trend is punctuated in regions of enhanced surface mixing (Fig. 9). Assemblages that grow in regions of surface-water instability are Fig. 11. Two alternative scenarios explaining increasing overall assemblage size with SST, and their hypothesised effects on diversity and disparity relationships with SST. 88 N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 characterised by smaller shell sizes and lower diversities (Schmidt et al., 2004a). As expected, samples 6 and 8, which are located in the vicinity of tropical upwelling, show lower diversity and D212–125 values than their stratified tropical counterpart sample 7 (Fig. 12). Although, samples 10 and 11 have extremely low D212–125 values they also demonstrate markedly higher diversities than expected. To understand these patterns we need to consider the effects of vertical instability on planktonic foraminiferal assemblages: The frontal region between the subtropical and temperate provinces (samples 10 and 11) is characterised by two neighbouring faunas, both of which are growing outside their ecologically optimum ranges (see also Schmidt et al., 2003). The resulting assemblage is thus characterised by many equally abundant species with overlapping shell size distributions. This results in low D212–125 values and higher diversity values due to higher equitability (Fig. 6). The shell size reduction in samples near equatorial upwelling sites also corresponds to growth to smaller sizes, but in this case, it is not accompanied by the mixing of assemblages from neighbouring provinces. As a result, the D212–125 values are lower, but overall diversity is reduced. The iterative radiation of planktonic foraminifera throughout the Cretaceous and Cenozoic was accompanied by marked changes in assemblage shell sizerange distribution (Schmidt et al., 2004b). After the size decrease at the Cretaceous/Paleogene boundary, high latitude assemblages remained consistently small, whereas the low latitude species underwent three periods of diversification, each of which resulted in an Fig. 12. Shell size disparity (D212–125) plotted against Shannon– Wiener diversity using the 63, 125-protocol. A linear relationship explains 95% of the variability when samples from regions of surfacewater instability are excluded. increase in overall shell size (Schmidt et al., 2004b). To understand these temporal and spatial patterns of biodiversity in this group, it is essential that the confounding effect of assemblage shell size-range on diversity measures be eliminated. The 63,125-protocol developed herein can provide sample size-independent diversity estimates in planktonic foraminifera, at least for the latest diversification interval spanning the Neogene. Other protocols will have to be devised for periods with significantly different shell size ranges, such as the early Paleogene (Schmidt et al., 2004b). Assuming fossil planktonic foraminiferal assemblages behaved in a similar way to Recent assemblages, combined shell size and diversity analyses have the potential to indicate the degree of stratification in past oceans. 6. Conclusions • Counts based on at least 300 individuals are sufficient for biodiversity studies in Recent planktonic foraminifera. Diversity indices calculated from counts based on 300–600 individuals are likely to deviate by less than 16% (Species richness and Fisher's alpha) or 8% (Shannon–Wiener, Margalef and Equitability) from diversity indices calculated from counts based on up to 1100 individuals. • We propose a new method for the determination of diversity in planktonic foraminifera: The ‘63,125protocol’ (N 63 μm size fraction in polar regions and N125 μm elsewhere) provides a robust estimate of maximum diversity, independent of assemblage shell size-range variations. Diversity values based on the N150 μm size fraction underestimate maximum diversity in polar and tropical assemblages. Despite this, the previously documented relationship between SST and diversity in planktonic foraminifera is not a methodological artefact. The use of the 63, 125protocol changes the shape of this relationship, but not its strength. • Diversity is not primarily controlled by productivity or by bioprovince area (species-area hypothesis). The peak of maximum diversity in planktonic foraminifera is observed at extremely low productivity values (50–150 g C m− 2 yr− 1). Furthermore, the area of foraminiferal bioprovinces does not reflect the diversity differences among them. • Surface water stratification is linked to SST and results in vertical niche separation, which provides the potential for ecological specialisation resulting in higher diversity. Our data show that the diversity gradient reflects the addition of species, which are increasingly larger in size and have different shell N. Al-Sabouni et al. / Marine Micropaleontology 63 (2007) 75–90 size ranges. This leads to a simultaneous expansion in shell size disparity with the progressive overall increase in the assemblage shell size-range towards the tropics. • The link between SST and vertical niche separation breaks down in regions of surface water instability. Assemblages in such regions (upwelling and frontal regions) are smaller than their counterpart assemblages in stratified water masses, because species growing outside their preferred ecological ranges are unable to reach their full potential shell sizes. Acknowledgements We would like to pay special thanks to Mara Weinelt, Andreas Mackensen, Barbara Donner, Ralf Schiebel, Hans Thierstein, Hartmut Schulz and the Bremen Core Repository for kindly providing the material for this study. This research was funded by NERC (Natural Environment Research Council, UK) and the Natural History Museum in London. We would also like to thank Helen Coxall and an anonymous referee for their constructive comments. 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