[Distributed. to the Council and. the Members of the League.] Official N o. : C. 622. M. 244. 1930. V. [A. 83. (1). 1930. V.J Geneva, October 30th, 1930. LEAGUE OF NATIONS RATIFICATION OF INTERNATIONAL CONVENTIONS CONCLUDED UNDER THE AUSPICES OF THE LEAGUE OF NATIONS REPORT Of THE FIRST COMMITTEE CONTAINING THE RESOLUTIONS ADOPTED BY THE ASSEMBLY ON OCTOBER 3rd, 1930. Rapporte·u r: M. GIANNINI (Italy) . The First Committee, after examining the interesting report submitted by the Committee set up to investigate the question of the ratification and signature of conventions concluded under the auspices of the League of Nations (document A.I0.1930.V), considers that the suggestions put forward by this Committee merit approval. The Committee is, moreover, of opinion that the solution of the problem of ratification depends largely on the thorough preparation of conferences. It is hardly possible to insist on the ratification of conventions which, being neither well prepared nor satisfactory, do not merit ratification, or which it is very difficult to accept. Basing its conclusions on these principles, the Committee adopted the following draft resolution : RESOLUTION I. " The Assembly : " Having examined with the greatest interest the report of the Committee appointed to consider the question of the ratification and signature of conventions concluded under the auspices of the League of Nations in accordance with an Assembly resolution of September 24th, 1929; " Being convinced that the solution of the problem of ratification depends to a great extent upon satisfactory preparation for the conferences which are convened to draw up conventions; " Considering it to be of the greatest importance that all steps should be taken to assure that conventions concluded under the auspices of the League of Nations should be accepted by the largest possible number of countries and that ratifications of such conventions should be deposited with the least possible delay; " Expresses its appreciation of the work of the Committee and its approval of their report ; and · " Recommends that effect should be given to the proposals contained in the report of the Committee in the manner set out in the immediately following resolutions. "I. "That each year the Secretary-General should request any Member of the League or non-Member State which has signed any general convention concluded under the auspices of the League of Nations but has not ratified it before the expiry of one year from the date at which the protocol of signature is closed, to inform him what are its intentions with regard to the ratification of the convent~on . Such requests of the SecretaryGeneral to Governments should be sent at such a date m each year as to allow time for the replies of Governments to be received before the date of the Assembly, and information as to the requests so made and replies received should be communicated to the Assembly for its consideration. S. d, N. 1.330 (F.) 845 (A.) I0/ 30 Imp. J. de G. -~- " II. .. I " That, at such times and at such intervals as seem suitable in the circumstances, the Secretary-General should, in the case of each general convention concluded under the auspices of the League of Nations, request the Government of any Member of the League of Nations which has neither signed nor acceded to a convention within a period of five years from the date on which the convention became open for signature, to state its views with regard to the convention-in particular, whether such Government considers there is any possibility of its accession to the convention or whether it has objections to the substance of the convention which prevent it from accepting the convention. Information of all such requests made by the Secretary-General and of all replies received should be communicated to the Assembly. " III. " That the Council of the League should, with regard to each existing general convention negotiated under the auspices of the League of Nations, consider, after consultation with any appropriate organ or committee of the League, and in the light of such information as may be available as to the result of the enquiries recommended in resolutions Nos. I and II, and any other enquiries that the Council may think fit, whether it would be desirable and expedient that a second conference should be summoned for the purpose of determining whether amendments should be introduced into the convention, or other means adopted, to facilitate the acceptance of the convention by a greater number of countries. "IV. " That, in the case of all general conventions to be negotiated under the auspices of the League of Nations, the following preparatory procedure should, in principle, be followed, exception made of the cases where previous conventions or arrangements have established a special procedure or where, owing to the nature of the questions to be treated or to special circumstances, the Assembly or the Council consider other methods to be more appropriate : " 1. Where an organ of the League of Nations recommends the conclusion of a general convention on any matter it shall prepare a memorandum explaining the objects which it is desired to achieve by the conclusion of the convention and the benefits which result therefrom. Such memorandum shall be submitted to the Council of the League of · Nations. " z. If the Council approves the proposal in principle, a first draft convention shall be prepared and communicated, together with the explanatory memorandum, to Governments, with the request that, if they feel that the draft should be taken into consideration, they shall inform the Secretary-General of their views, both with regard to the main objects or the suggested means of attaining them, and also with regard to the draft convention. In some cases, it may be desirable to annex a specific questionnaire. "3· The draft convention and the observations of Governments (together with the answers to the questionnaire, if any) shall be communicated to the Assembly, and the Assembly shall then decide whether to propose to the Council to convoke the contemplated conference. ·· " 4· If the Assembly recommends that a conference should be convoked, the Council shall arrange for the preparation of a draft convention, in the light of the replies received from Governments and the new draft convention (together ~th the replies of other Governments) shall be transmitted to each Government, With a request for their opinion on the provisions of the draft and any observations on the above-mentioned replies of the other Governments. " s. In the light of the results of this second consultation of the Governments, the Council shall decide whether the conference should be convoked and fix the date. " 6. The Council, in fixing the date for the convocation of a conference, shall endeavour, as far as possible, to avoid two League of Nations conferences being held simultaneously, and to ensure the lapse of a reasonable interval between two conferences. " 7. The procedure set out in the preceding paragraphs will be followed as far as possible in the case of draft conventions, the desirability of which is recognised by a decision of the Assembly or as the result of a proposal by a Government. " ~he above rules shall be communicated to the technical organisations of the Leag?e of Natlo~s, and to t.he Governments, for the purpose of enabling the Assembly at rts next sesswn to consider whether changes should be made therein as a result of any suggestions which rna y be made. -3- "v. " That, in conformity with the recommendations contained in Part III, paragraphs 2 (d), (e) and(/) of the report of the Committee appointed in accordance with the resolution of the Assembly of September 24th, 1929 (see document A. 10.1930. V), at future conferences held under the auspices of the League of Nations at which general conventions are signed, protocols of signature shall, as far as possible, b e drawn up on the general lines of the alternative drafts set out in Annexes I and II of the present resolution . "Annex I. " PROTOCOL OF SIGNATURE. " In signing the Convention of this day's date relating to ............. .. ..... . the undersigned plenipotentiaries, being duly authorised to this effect and in the name of their respective Governments, declare that they have agreed as follows : " I. That the Government of every Member of the League of Nations or nonMember State on whose behalf the said Convention has been signed undertakes, not later than ........... (date), either to submit the said Convention for parliamentary approval, or to inform the Secretary-General of the League of Nations of its attitude with regard to the Convention. "II. If on ....... (date) the said Convention is not in force with regard to . .. . Members of the League of Nations and non-Member States, the Secretary-General of the League shall bring the situation to the attention of the Council of the League of Nations, which may either convene a new conference of all the Members of the League and non-Member States on whose behalf the Convention h as been signed or accessions thereto deposited, to consider the situation, or take such other measures as it considers necessary. The Government of every signatory or acceding State undertakes to be represented at any conference so convened. The Governments of Members of the League and non-Member States which have not signed the Convention or acceded thereto may also be invited to be represented at any conference so convened by the Council of the League. "Note. -The procedure provided for in this Annex is generally suitable for most general conventions. In cases in which it is applied, the final articles of the convention should be drafted in the usual form and should not fix any named or final date for the entry into force of the convention, but should permit its entry into force on receipt of a relatively small number of ratifications or accessions. "Annex II. " FINAL ARTICLE OF THE CONVENTION . " Article X. " The present Convention shall enter into force on ....... (date), provided that, on this date, ratifications or accessions have been deposited with or notified to the SecretaryGeneral of the League of Nations on behalf of ...... 1 Members of the League of Nations or non-Member States. " PROTOCOL OF SIGNATURE . " In signing the Convention of to-day's date relating to. . . . . . the undersigned plenipotentiaries, being duly authorised to this effect and in the name of their respective Governments, declare that they have agreed as follows : " If on ...... 2 the said Convention has not come into force in accordance with the provisions of Article X, the Secretary-General of the League of Nations shall bring the situation to the attention of the Council of the League of Nations, which may either convene a new conference of all the Members of the League and nonMember States on whose behalf the Convention has been signed or accessions thereto deposited to consider the situation, or take such other measures as it considers necessary. The Government of every signatory or acceding State undertakes to be represented at any conference so convened. " Note. - The procedure provided for in Annex II is suitable for certain types of convention whose practical utility depends on their immediate entry into force for a considerable number of States. 1 2 The figure indicated here should be a relatively large one. Same date as that indicated in Article X . -4 - · " VI. " That the Council will investigate to what extent, in the case of general conventions dealing with particular matters, it is possible-in view of the constitutional law and practices of different States-to adopt the procedure of signing instruments in the form of governmental agreements which are not subject to ratification, and that, to the extent that it is possible to do so, this procedure should be followed in regard to minor and technical matters. " VII. " That, in future, general conventions negotiated under the auspices of the League of Nations and made subject to ratification shall not be left open for signature after the close of the conference for a longer period than six months, unless special reasons render a longer period advisable." · * * * The Committee also examined the tables showing the state of signatures, ratifications and accessions in agreements and conventions concluded under the auspices of the League of Nations (document A.20.1930.V). Congratulating the Secretariat on its excellent work, the Committee concluded that it would be advisable and useful to publish these tables three tim es a year, at the same time as the lists drawn up at the request of the Council. It also discussed the undoubted utility of preparing similar tables for all the general conventions in force . But, as it is not possible to undertake such a task without consulting the Governments and Bureaux of the international Unions and Commissions, in whose archives these conventions are deposited, the Committee proposes that the Secretary-General should be requested to examine the possibility of drawing up such tables. This is the underlying principle of the following resolution : RESOLUTION II . " The Assembly, appreciating the utility of the tables, diagrams and graphs prepared by the Secretariat of the League of Nations in accordance with the Assembly's resolution of September 24th, 1929, expresses the wish : " (r) That the said tables be published three times a year at the same time as the lists drawn up at the request of the Council; " (2) That the Secretary-General, after consulting the Governments and the central offices of international Unions and Commissions, should consider the possibility of drawing up similar tables for all general conventions which are in force." ** * The second resolution does not call for any lengthy explanation, but it may be useful to explain the system on which the provisions of the first resolution are based. The question of ratification is specially referred to in paragraphs I and II. Each year the Secretary-General is called upon to request any State which has signed a general convention but has not ratified it before the expiry of one year from the date at which the protocol of signature is closed, to inform him what are its intentions with regard to the ratification of the convention and, in the light of the replies received, he draws up in due course a report which is submitted to the Assembly. At such times and intervals as seem suitable in the circumstances, the Secretary-General will request the Government of any Member of the League which ~as neither signed nor acceded to a convention within a period of five years from the date on wh1ch the convention became open for signature, to state whether it thinks it possible to communicate its views regarding the convention-i.e., whether it sees any possibility of acceding thereto, or the reasons for which it feels unable to accept it (for instance, the refusal of Parliament to approve the convention, refusal to adopt certain provisions in the convention, etc.). These replies will also be communicated to the Assembly. Paragraph III refers particularly to the position as regards the conventions adopte? by an inadequate number of States. In these circumstances, the Council of the League of Natwns, after consulting any appropriate organ or committee of the League, and in the light of ~uch information as may be available as the result of the enquiries recommended in the two prevwus paragraphs or any other enquiries which it may think fit, will consider whether it is desirable to summon a new Conference to amend the convention, or take other appropriate steps to . facilitate the acceptance of the convention by a greater number of countries. Paragraphs IV et seq. refer particularly to the procedure to be followed before convenmg conferences. This procedure, regarded as a whole, is prudent, and specially intended to m~et the c~se of general conventions. As is clearly explained in the preamble and in the conclu~wn of this paragraph, there is no intention to modify the procedure already adopted in prevwus agree_ments _(procedure laid down for certain organisations of the League of Nations or for certam special conventions) or in cases in which, owing to the nature of the questions to be treated or to special circumstances, the Assembly or the Council considers other methods to be more appropriate. - s -The Committee does not regard this procedure as final. On the contrary, it asks that the rules prepared shall be communicated to the technical organisations of the League of Nations and to the various Governments with a view to considering at the next Assembly whether, as a result of the suggestions made, there is any need to modify them . The procedure proposed is based on the experience gained at recent conferences, and, in particular, at the Conference for the Progressive Codification of International Law and the Conference on Bills of Exchange. The first proposal (paragraphs I to 3) is for a preparatory procedure, to decide whether a conference should be convened. If the conclusion of a general convention is recommended by an organ of the League of Nations, that organ must prepare a memorandum explaining the objects and advantages of the conclusion of such a convention . If the Council approves the proposal in principle, a first draft is prepared and communicated with the explanatory memorandum to the various Governments, which are invited to inform the Secretary-General whether they consider that the draft merits consideration. The first draft convention and the observations of the various Governments will be communicated to the Assembly, which will decide whether to propose to the Council to convoke the contemplated conference. When this procedure, which may be called the procedure of " taking into consideration," is at an end, then the preparation of the bases of discussion for the Conference begins. In point of fact, the Council will arrange for the preparation of a draft convention on the basis of the replies received from Governments. This draft will be submitted to each Government with a request for its opinion and any observations on the repli es of the other Governments. This system is intended to make the position of the various Governments and the possibilities of success very clear before the convoking of a conference is contemplated. The Council, taking into account the result of the second consultation, will have to decide whether and on what date the conference should meet. In so doing, it will endeavour, as far as possible, to avoid simultaneous conferences or the holding of one conference too soon after another. The procedure for the second consultation is laid down in paragraphs 4 to 6. Finally, under the last paragraph the same procedure is to the followed as far as possible in the case of draft conventions, the desirability of which is recognised by a decision of the Assembly or as the result of a proposal by a Government. In entire conformity with the recommendations of the Committee appointed in accordance with the Assembly resolution of September 24th, 1929, and the Protocol adopted by the Conference on Bills of Exchange, paragraph V contemplates the adoption of a protocol of signature at conferences at which general conventions are signed . The reasons for the a doption of the two model protocols are explained in the report of the above-mentioned Committee and in the notes appended to each Annex. Paragraph VI refers, in view of certain recent experiences, to the adoption of the procedure of signing instruments in the form of governmental agreements which are not subject to ratification, in so far as such procedure is compatible with the organic and constitutional laws of the various countries. Finally, the las.t paragraph VII, suggests the reduction to the minimum of six months of the period during which Conventions remain open for signature. This period is the minimum compatible with the requirements of certain very distant countries, such as India and the countries of the Far East. Nevertheless, the rule is not fixed and absolute, because the possibility has been considered of special reasons which may render a longer period desirable. The Committee attaches great importance to the above proposals, because they should, in its opinion, facilitate the solution of the problem that is causing so much anxiety to the League of Nations and the States which, in all confidence, sign general conventions in a spirit of compromise, with a view to international conciliation and co-operation. Nevertheless, it feels that the essential factor in the problem continues to be the spirit of international co-operation, and the appreciation of the value of general conventions in the duly considered interests of each country, which alone can make possible the conclusion and ratification of such agreements.
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