Proposal of a Mechatronic System for Reading and Analysis of Jaw Movements and Denture Testing M. Callegari and P. Marzetti Department of Mechanics, Polytechnic University of Marche Via Brecce Bianche, 60131 Ancona, Italy E-mail [email protected] Abstract • In the odontoiatric field very complex rehabilitation techniques have been recently developed but they have so far little support from diagnostic systems able to record or emulate patient’s situation with acceptable accuracy. In the paper it is proposed the architecture of a mechatronic system able to support dentists in the study of movements of the mandible in order to plan interventions able to solve actual disorders. The design of a mechatronic articulator, which is based on a parallel kinematics machine, is specifically addressed. • • 1 Introduction Due to traumatic or pathological events, correct chewing movements can be significantly altered. Such perturbations lead to impaired apparatus functionality and, in most serious cases, to real incompatibilities between the trajectories tracked during chewing behaviour and the morphology of dental arches. Anomalous trajectories, uneven force distribution, unnatural contacts between upper and lower teeth cause the degeneracy get growing, a reduced functionality, pain and impair to the patient. Seriousness of the induced handicap can be greatly impairing in some cases. The problem is usually tackled through a change in the geometry of the jaws (by affecting the shape of some teeth or by prosthetic intervention) making them compliant with tracked trajectories. Alternatively the trajectories themselves can be changed through surgical or re-educating therapies. In any case, the final result must be the recovery of chewing functionality due to an enhanced compliance between trajectories and morphology. The paper proposes the architecture of a complex mechatronic system, to be used as a diagnostic and therapeutic instrument for the study of chewing disorders, aiming at the morpho-functional and psychological recovery of the patients. Such an investigation tool, in order to be effective and be valuable both for medical practise and for research studies, must yield a complete support to the described activities, and therefore: • 2 take care of dynamical and morphological data acquisition; provide tools for their study; supply an environment for the processing of different solutions (possibly with some knowledge based decision support tool); allow the specialist to simulate and assess the outcoming solutions. State-of-the-art Despite interesting studies developed on the subject, actual state-of-the art is rather far away from expectations of dentists and physicians and integrated solutions for diagnosis and restoration do not exist yet. Off-the-shelf reading apparata, Fig. 1, usually record only mandibular end positions (open mouth, close mouth) and yield the followed path by an inferential process; moreover the data are statically measured and not in actual chewing movements. The present mechanical articulators, Fig. 2, on the other hand, are tuned by making reference to hypothetical simple movements of patient’s jaw in a single direction but actually, since jaw is linked to cranium only by muscles and ligaments, real movements will always have components in different directions with respect to what has been guessed. Therefore, complexity of registration and lack of precision in emulating human behaviour lead to the fact that such instruments are less and less used in actual dental practice. (a) 166 Part 5: Healthcare, medical robots and rehabilitation ___________________________________________________________________________________________ (b) Figure 1. Typical pantograph for the registration of jaw movements (a) and its mounting conditions (b) Some research instruments are indeed able to store dynamical data but they lack of necessary precision and, most of all, they greatly intrude with patient’s movements, so that used tools may significantly affect the measure. Moreover, they are too complex to use and too expensive with respect to their performances. Finally, movements of the mandible cannot be described by simple geometric paths because the biological structures that are involved have an individual elasticity and a certain freedom of movements: therefore actual instrumentation, just like conventional mechanical articulators, is limited in its accuracy and capability of describing actual mandibular behaviour. Figure 2. A manual articulator (Artex by Girrbach) Among the first studies on electronic recording process it is worth citing the work of Klett [1] for innovation and methodology, leading to present industrial realisations like the opto-electronic measuring device Condylocomp LR3 by Dentron, the Eliteplus motion analyser and so on; 3D scanning technology also provides interesting results (like the integrated product offered by Orthotel and initially developed by Syrinx Medical Technologies GmbH) but apparently at high costs. Photogrammetry seems to be an interesting technology, like shown by the researches of Miyashita et al. [2]. Edinger, at the University of Hamburg-Harburg realised ROSY, a mechatronic device for simulation of some jaw movements and production of restorations [34]. Takanobu et al., on the other hand, performed interesting studies on jaw kinematics and developed a whole series of robotic devices (from model WJ-0 up to model WY-5, using up to 9 motors) emulating human chewing behaviour [5-7]. It must be noted, moreover, that some patents are pending on correlated items [8-10]. 3 Proposal of an Innovative System An innovative system, to be able to meet the requirements of common orthodontic practice, must improve actual state of the art with reference to the following points. • The mandibular movements must be recorded in all six degrees of freedom without limiting patient’s mouth mobility at any rate, i.e. the recording system must not be intrusive at all. • The model must be fixed to the articulator by means of purely mechanical devices, not using cements, plasters or other gluing means. • The automated articulator must be able to run in a dual mode: active mode, i.e. motor driven and repeating the trajectories generated during recording or passive mode, i.e. driven manually by the specialist and, for each point in its workspace, permitting only the movements that are actually allowed to real mandible, as constrained by actual kinematic pair with maxillar surfaces. The proposed system can be broken down into the following main modules, that will be described more deeply: • Acquisition of kinematics • Acquisition of dental arches morphology • Functional analysis • Mechanical simulation 3.1 Acquisition of kinematics The kinematics of jaw movements must be acquired through in vivo measurements on patients affected by chewing disorders or gnathological handicaps. The system of acquisition of jaw movements should be based on optical technology: such technology is not intrusive (or is only minimally intrusive) and will therefore allow to record real chewing movements. Tests have already been performed by the Authors to assess the feasibility of stereoscopic vision or laser technology: the results obtained so far are positive since the target precision of ___________________________________________________________________________________________ Part 5: Healthcare, medical robots and rehabilitation 167 ___________________________________________________________________________________________ 50 µm has been overcome. The field is anyhow to explore further, to be sure to use the most up-to-date technology, with the aim to simplify acquisition and calibration techniques and to enhance analysis algorithms. 3.2 Acquisition of dental arches morphology As a first instance, an off-the-shelf 3-D scanner should do the work (e.g. the COMET Plus 400 optical system by Steinbichler Optotechnik already available at the Università Politecnica delle Marche): such a system, in fact, allows geometric acquisitions on dental arches with accuracy even better than the outcoming data from the acquisition of kinematics. Even if such kind of tools are commonly available on the market, due to their high costs, a further study might lead to lower the posed requirements and simplify both methodology and instrumentation. 3.3 Functional analysis A three-dimensional graphics system for the evaluation and treatment of orthodontic disorders should be studied and realised. The analyses should be worked out by extensive use of IT methodologies. The chewing movements have to be first emulated in a virtual reality environment; then, geometric shapes and 3D trajectories must be studied, giving the dentist the opportunity to change the ones or the others in order to try to fix possible disfunctions. Also the final physical models must be simulated in such VR environment. The mechanical articulator described in the following section can be used as a haptic interface for the driving of the VR model. Such a module shall be as general as to let further expansions and allow to tailor specific configurations according to different users' needs; also easiness of use shall be taken into account, so that it can become open to general use among odonthoiatric community. 3.4 Mechanical simulation A pure VR analysis can not be entirely satisfactory for dentists’ needs, as they are currently used to manipulate mechanical articulators and they will probably like to continue using this approach. Therefore, a mechatronic articulator should be realised for the evaluation and treatment of orthodontic disorders, thus providing a tool that is familiar to orthodontic practise. Such device would allow an experimental assessment of designed denture or (by means of a modified plaster cast) should allow the simulation of resulting kinematics conditions before actual surgery on the patient. The core of the whole proposed system is therefore an automated articulator able to replay chewing movements: such a device would allow an easy assessment of manufactured dentures or would allow the dentist to test real operating conditions before surgery on the patient. Therefore (at least) two operating modes must be enabled: • playback, to show over and over patient's mandible movements just as they were recorded during previous phases • human-operated movements, to allow at any pose only the movements that are actually permitted by the kinematic pairs of the patient's mandible/maxilla coupling. As anticipated before, such a device could be also used as a haptic interface to drive the VR simulations. From the mechanical point of view, a parallel kinematics machine or a hybrid machine, with 6 d.o.f., seems the most promising architecture to be explored, and this is done in the following paragraphs. 4 Mechanical Architecture 4.1 Mobility analysis The kinematics of jaw-motion is determined by the constraints imposed by the geometry of the contacting surfaces and the temporomandibular joint (TMJ). As a result, jaw movements are very complex and can be decomposed into the following three elemental motions: • Opening/Closing, that occurs in two phases: rotation and translation (both movements are necessary for maximum opening/closing). Rotation: condyle rotates with respect to disc in Lower Compartment (takes place in first 11 to 25 mm of opening); translation: disc/condyle slide forward in mandibular fossa and articular eminence in Upper Compartment (total excursion approx. 4050 mm). • Deviation: spin of ipsilateral condyle around the vertical axis and translation of contralateral condyle (excursion approx. 8 mm); rotation of ipsilateral condyle around the A/P (anterior/posterior) axis and depression of contralateral condyle. • Protrusion/Retraction, that are both realised by an upper compartment translation. Protrusion: articular discs and condyles slide downward and forward (approx. 6-9 mm). Retraction: articular discs and condyles slide upward and backward (approx. 3 mm). Figure 3. Condyles positions during jaw opening ___________________________________________________________________________________________ 168 Part 5: Healthcare, medical robots and rehabilitation ___________________________________________________________________________________________ It is evident that, even if the jaw is actually characterised by 3 dof’s, the resulting motion is spatial and very complex and new mechanical models such as the helical axis and the wrench axis are used to describe and characterize in a overall and compact way the kinematics of the mandible and the forces and torques acting on it [11-12]. Therefore only 5 or even 6 dof’s mechanisms can properly emulate jaw kinematics and in particular it is reckoned that PKM’s are the most suitable architectures, due to the following requirements of the task: high stiffness (due to the comparatively great chewing forces); high accuracy (the human mouth is able to distinguish an hair being bit), good back-drivability (to use the device as an haptic interface); on the other hand, only small working volumes are necessary and also machines’ dexterity is not a premium. To simplify articulator’s control, which would turn out to be rather complicated anyway, it is necessary to separate functionally the complex 6 dof’s task into its elemental translational and spherical motions: therefore it is proposed to use a TPM (Translating Parallel Mechanism) in series with a spherical wrist. The latter could be a conventional 2 o 3 axes serial wrist, like the usual RPR (roll-pitch-roll) or PYR (pitch-yaw-roll) architectures used in industrial applications, or otherwise a SPM (Spherical Parallel Mechanism) could be used, e.g. like the one recently proposed in [13]. In the following paragraphs only the design of the translating platform will be addressed: it is only anticipated that the recalled considerations on TMJ mobility lead to the safety requirements of a useful workspace inscribing a cube of about 50 mm side. 4.2 Robot kinematics The TPM is based on the 3-PUU architecture, whose geometry is shown in Fig. 4. The translating platform is connected to the base by means of 3 identical legs: the lower link AiBi, of height h, is actuated by controlling the linear displacements si of the sliders along the frame guideways; it is connected to the upper link BiCi, of length l, by means of a universal joint; another cardan joint, parallel to previous one, connects the limb to the travelling platform, whose radius is indicated with r. A complete kinematic study of this mechanism is developed in a companion paper [14], which also presents the solution of both direct and inverse problems for the position and velocity analysis. It is there shown how the workspace shape and position of singularity loci makes this kind of architecture suitable for the present application. The actual geometry of the articulator will be defined after an optimisation process, as described in following paragraph. (a) (b) Figure 4. Multibody model of the 3-PUU machine (a) and detailed view of one leg (b) 4.3 Optimisation The importance of accuracy and stiffness for the present application suggested that the optimisation process should be driven by the minimisation of the condition number: c 2 (J ) = λ max (J T J ) λ min (J T J ) (1) where λmax and λmin are respectively the maximum and minimum eigenvalue of the matrix JTJ, J being the Jacobian matrix mapping workspace velocities into joints velocities: s& = J p& (2) 2 Of course the condition number c is a local figure that varies with the point inside the workspace, so a global figure must be used instead, e.g. the global dexterity index: dw η= ∫W c 2 (J ) W (3) ___________________________________________________________________________________________ Part 5: Healthcare, medical robots and rehabilitation 169 ___________________________________________________________________________________________ that simply represents the mean value of the inverse of local condition numbers inside the volume W of the workspace (therefore it varies between 0 and 1 and has to be maximised instead). The optimisation process is furthermore constrained by the condition that a cube with a side of 50 mm can be inscribed inside the workspace and that it includes no singular points. 4.4 Manipulability It is well known that the condition number c2 also represents that ratio between the maximum and minimum value of mechanism stiffness in a fixed position, therefore it is a local index of the anisotropy of dexterity and stiffness of the machine itself. Such concepts can be well represented graphically by the resistance ellipsoids, mapping the unit thrusts f at the joints satisfying: f T ⋅f = 1 (4) into workspace forces F, therefore constrained by: F T J −1 J − T F = 1 Figure 5. Optimisation parameters r, l, h Due to the particular symmetry of the mechanism, its geometry is completely defined by the choice of the value of the 3 parameters h, l and r, see Fig. 5, which are the same for each leg; on the other hand, a deeper examination of Jacobian matrix J leads to the conclusion the platform radius r does not influence the objective function η, so its value can be chosen by pure practical considerations (e.g. the dimension of the mechanical interface with the wrist). Figure 6 shows the plot of the dexterity index, as a function of length l, for different values of the height h: the optimised mechanism will be characterised by the following geometrical values: • r = 150 mm • l = 352 mm • h=0 (5) Figure 7 shows such ellipsoids in different points of the workspace for the optimised mechanism: at the isotropic point, see Fig. 7a, the ellipsoid becomes a sphere, while it is flattened or stretched along the vertical directions in the points lying under or above the isotropic point, Fig. 7b-c. (a) (b) Figure 6. Plot of dexterity index η (c) Figure 7. Resistance ellipsoids on the z axis, at different heights; isotropic point: (0, 0, 200) (a), below it: (0, 0, 75) (b) and above it: (0 ,0, 250) (c) ___________________________________________________________________________________________ 170 Part 5: Healthcare, medical robots and rehabilitation ___________________________________________________________________________________________ Such tools are useful for the analysis of the static properties of the machine and for its design: in this case, for instance, a proper limitation of sliders’ strokes still allows the machine the needed workspace jointly with good stiffness properties (e.g. a force in any point of the limited workspace yields a maximum thrust in the base slideways equal to 1.24 times the Cartesian force). To assess the outcoming stiffness of the machine, it is useful to assume the legs perfectly rigid (that is a sensible hypothesis, since in this case the limbs are only stressed by normal forces) and only consider as possible sources of compliance the mechanical transmissions, the actuators and the control loops. Therefore the thrust at ith actuator fi can be related to its displacement ∆si by: f i = k ⋅ ∆s i (b) (6) It is noted that, due to the symmetry of the architecture, a single value k for all legs’ stiffness is assumed. Since local displacements ∆s are mapped into Cartesian displacements ∆p by the Jacobian J: ∆s = J ⋅ ∆p (7) the global stiffness of the mechanism is expressed by: F = K ⋅ ∆p (8) with the stiffness matrix K defined as: K = kJ T J (9) If the general stiffness χ is defined as the ratio between external force F at the end-effector and the resulting displacement ∆p: χ= FT F ∆pT ∆p (c) (10) it can be shown that: kµ min ≤ χ ≤ kµ max (11) where µmin and µmax are the minimum and maximum eigenvalues of the matrix JTJ. Figures 8 shows, as an example, the values of such eigenvalues on the horizontal plane passing through the isotropic point. (d) Figure 8. Plot of stiffness maps on a horizontal plane passing through the isotropic point. Minimum stiffness µmin plot on the entire area (a) and close-up view of central section (b). Maximum stiffness µmax plot on the entire area (c) and close-up view of central section (d). (a) ___________________________________________________________________________________________ Part 5: Healthcare, medical robots and rehabilitation 171 ___________________________________________________________________________________________ 5 Conclusions The complex system that has been proposed in the paper aims at the realisation of an innovative instrument that, by using advanced mechatronic technology, can support dentists in the study of movements of the jaw in order to plan interventions able to solve actual disorders: it basically consists of a technology transfer from some engineering fields (bioengineering, automation, virtual environments, mechanics) to the medical/dental field. In fact, it is Authors’ opinion that the implied technologies are basically already mature in application fields different from what is here proposed (parallel kinematics machines, optical systems for complex movements tracking, 3D scanning, virtual environments, hybrid position/force control, etc.). It is believed that a system with such potentialities could be a great support for medical practise (dental studies, clinics, technicians, etc.) but also useful for teaching and research goals. [6] [7] [8] [9] [10] Acknowledgment [11] The research has been partially supported the Italian Ministry of Research and Education (MIUR) within the MiniPAR Project. References [1] R. Klett, “An electronic recording process with computer application for TMJ diagnostics”, J. Gnathology, 1982, 1(1):71-82. [2] K. Miyashita, T. Sekita, S. Minakuchi, Y. Hirano, K. Kobayashi, M. Nagao. “Denture mobility measuring system of complete dentures using four infrared video cameras”, Proc. IAPRS, Vienna, 1996, vol. 31, part B5/3 pp.368-373. [3] D.H. Edinger. Occlusal reconstruction using a robot system, J. Gnathology, 1992, 11(1), pp.1926. [4] D.H. Edinger, K. Rall, P.v. Schroeter. “Adding dynamic occlusion to computer-aided tooth restoration”, J. Gnathology, 1995. 14(1), pp.7-12. [5] H. Takanobu, M. Nakazawa, A. Takanishi, K. Ohtsuki, M. Ohnishi. “Clinical training with mouth [12] [13] [14] opening and closing training robot WJ-3”, Proc. Intl. Conf. Intelligent Robots and Systems, 1999. Vol. 3, pp.1604-1609. H. Takanobu, T. Maruyama, A. Takanishi, K. Ohtsuki, M. Ohnishi. “Mouth opening and closing training with 6-DOF parallel robot”, Proc. Intl. Conf. Robotics and Automation, San Francisco, USA, Apr. 24-28, 2000, pp.1384-1389. H. Takanobu, T. Yajima, M. Nakazawa, A. Takanishi, K. Ohtsuki, M. Ohnishi. “Quantification of masticatory efficiency with a mastication robot”, Proc. Intl. Conf. Robotics and Automation. 1998, Vol. 2, pp.1635-1640. S. Fukushima, M. Ohashi, A. 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