The Road to Discovery Medical Research Today PROJECT MEDICAL EDUCATION America’s medical schools and teaching hospitals working together to inform Congress, policymakers, and opinion leaders about medical education for the benefit of all Americans. Association of American Medical Colleges This publication was adapted from the Road to Discovery brochure on biomedical research originally produced by the office of marketing and communications at University of Iowa Health Care in Iowa City, Iowa. Now more than ever, medical research is being woven into the fabric of our daily lives. Headlines regularly trumpet the latest findings emerging from fields such as genetics, nutrition, and diagnostic imaging. Health sites on the Internet connect patients with researchers studying innovative treatments. People are living longer and better lives because of greater knowledge about how the body works, and how to prevent, diagnose, and treat disease. Behind these headlines, breakthroughs, and hopes for the future are people who have dedicated their careers to medical research— laboratory scientists, physicians, nurses, engineers, statisticians, and many others. Medical research is a team effort, and much of it takes place at academic medical centers. These centers typically include a medical school and a teaching hospital, along with schools dedicated to other health fields, such as dentistry, nursing, pharmacy, and public health. But how many of us know how medical research works? What are its different application and career fields? How are research results tested and communicated? What are some of the ethical dilemmas involved with medical research? These pages will provide answers to these questions as well as examine how research enhances the other core missions of medical schools and teaching hospitals—patient care, the education of new generations of health professionals, and community service. Basic Research In biomedical science, basic research refers to the study of living systems, from humans down to single-cell organisms and even subcellular or molecular components. Scientists not only want to learn how living systems function normally, but also how and why normal processes fail and cause disease. This type of work represents what many people picture when they think of scientific research. Typically occurring in a laboratory, it usually does not involve human volunteers as study subjects, but it may use human tissue or fluids. Such research may focus on a particular cellular substance or function, or a system in the body. Its goal alternatively may be to find a better understanding of a specific disease. The medical treatments that benefit us today come from years—often decades—of research that began with scientists drawn to intriguing biological phenomena. Studying these phenomena often leads to understanding their role in the progression of specific diseases. For example, learning about how normal cells divide sheds light on the progression of cancer, where the normal 2 process goes awry. Eventually, this work may lead to developing new treatments. To perform basic research, scientists often experiment on model systems. Cell cultures—human or animal cells grown under controlled conditions—offer a way to study specific cellular events. Other model systems may include simple organisms like fruit flies or yeast, or higher animals like mice and rats. Although humans seem far removed from these creatures, we actually share many traits with them. Basic research seeks answers to countless questions in many different scientific fields, but genetics has emerged in the past few decades as a particularly important area of study. Genes guide the production of proteins, the building blocks of life. The sum of all genes within a particular organism is called the genome. The human genome is yielding new knowledge about how the body works and how to treat disease. Genetic research offers a powerful example of how the most fundamental discoveries may have dramatic implications for health. Association of American Medical Colleges Basic science disciplines The following are examples of basic science disciplines and the topics associated with them. Many disciplines are related, and all have roots in the sciences of biology, chemistry, or physics. Anatomy: The identification and description of body structures in living things. Gross anatomy typically refers to the study of human body structures large enough to be seen without magnification, while other forms of anatomy look to smaller structures. Biochemistry: The study of chemical substances and processes that occur in living things, or the chemistry of life. Biophysics: The application of principles from physics to solve biological problems. Cell biology: The analysis of cells as the fundamental units of living things. Genetics: The focus on heredity, particularly genes, their functions, and how they are transmitted from parents to offspring. Molecular genetics concerns molecules in cells that store genetic information. Microbiology: The exploration around the structure, function, and classification of microorganisms like bacteria, viruses, molds, algae, and protozoans. Molecular biology: The study of the molecular basis for biological processes, particularly as they involve proteins, nucleic acids, enzymes, and the transfer of genetic information. Neuroscience: The analysis of the central and peripheral nervous system of biological organisms. Pharmacology: The investigation of drugs and their effects, particularly therapeutic uses. Physiology: The examination of how living things and their cells, tissues, and systems function. 3 Clinical Research Clinical research is the disease-oriented, often patient-centered, component of medical research involving human subjects who volunteer to take part in scientific studies. It takes scientific knowledge from the laboratory into hospitals, doctors’ offices, and communities. Clinical research can validate new treatments or disprove old ones, chart the course of disease, identify health risk factors, and improve health care delivery. Clinical research is complex and often very expensive. Studies must be designed to ensure that their results are valid and can be replicated by other researchers. The most reliable trials require large samples of carefully screened volunteers and often are conducted simultaneously at multiple research centers. Testing a new drug or device through clinical trials may require several years and tens of millions of dollars. Clinical research may be observational or experimental. In observational studies, physicians look at how a disease changes over time and the possible effects due to medications, lifestyle adjustments, or other interventions. Experimental research involves studies specially designed to answer a question, often to determine the effectiveness of a new medication, procedure, or device. These studies are called clinical trials. In addition to evaluating new treatments, clinical researchers design projects that examine disease prevention and diagnosis. They also explore factors that can ease discomfort or improve quality of life for sick patients and their families. Clinical trials often are conducted using two or more groups of volunteers with similar backgrounds and health status. The “test group” receives the treatment being studied; the “control group” receives an older treatment or a placebo (a mock drug or procedure). Researchers compare results from the two groups to determine the efficacy of the treatment being tested. Within clinical research, the field of epidemiology studies groups of people. Epidemiologic research looks at the distribution of disease among human populations and the factors that influence that distribution. It may involve studying contemporary populations or looking back at historical records to discern disease patterns. Epidemiologic research may be descriptive, using surveys to collect data on a disease and how it has changed over time. Or it may be analytic, involving experiments that divide participants into groups to observe, for example, whether changes in a disease appear linked to factors like diet or smoking, or the environment. Researchers often assign volunteers at random to either the test group or control group. Randomized trials are designed to prevent selection and other biases from skewing the results. In “doubleblind” trials, neither researchers nor volunteers know who received what treatment until the study’s end. 4 Association of American Medical Colleges Research Funding The cost of conducting research increases as science becomes more complex and technologically sophisticated. Medical schools and teaching hospitals receive funding for medical research from federal and state agencies, industry, philanthropic efforts, and institutional funds. Federal support for research by medical institutions largely stems from the extramural funds of the National Institutes of Health (NIH), the predominant funding source for medical research in this country. For more than 60 years, the partnership between the NIH and scientists at the nation’s universities, medical schools, teaching hospitals, and research institutes has pioneered many of medicine’s most remarkable advances, including life-saving vaccines, new and better treatments for cancer, heart disease, and diabetes; and new medical technologies that improve quality of life. U.S. medical schools and teaching hospitals are awarded more than half of all extramural funding. Physicians and scientists (known as “principal investigators”) seeking financial support for a research project at their institution may apply for NIH funding, which is awarded in the form of grants, cooperative agreements, or research contracts. Grants, the largest category of funding, are available for one to five years. Nearly 50,000 funding applications are submitted to the NIH each year. Unfortunately, NIH funding levels have not kept pace with the rise in applications. This has resulted in fewer awards to young investigators. Applications are subject to a peer-review process, as mandated by law. A national pool of research scientists helps the NIH select which applications will be approved for funding. The review of grant applications is done on the basis of scientific and technical merit, and in consideration of the sponsoring NIH institute’s program goals and available funds. with Veterans Affairs (VA) medical centers and the VA research supported by the Department of Veterans Affairs. Industry-sponsored research accounts for more than half of the nation’s total medical research and development, with about onequarter of industry-sponsored research supporting the conduct of clinical trials. The Percentage of Traditional NIH Grants Awarded to Young Investigators Has Steadily Declined 100% Over 55 years old 80% 46-55 years old 60% 40% In addition to the NIH, other federal agencies that support medical research are the Centers for Disease Control and Prevention (CDC), the Department of Defense (DOD), and the Agency for Healthcare Research and Quality (AHRQ). Medical schools and teaching hospitals also benefit from strong relationships 5 36-45 years old 20% 35 years old and younger 0 1980 1984 1988 1992 1996 Source: NIH Association of American Medical Colleges 2001 2006 Research facilities Much medical research demands specialized facilities, whether laboratories equipped with high-tech tools or clinics outfitted with the latest apparatus for making medical diagnoses. New technology speeds medical advances. Today, investigators can look deep inside the body with techniques like magnetic resonance imaging (MRI) or positron emission tomography (PET). They also can use technology to create detailed images of molecules and chart movement of atoms. Increasingly powerful computers help them process, store, and share information more quickly. Investments in research facilities ensure that investigators have the tools they need to carry on their work. New facilities help to recruit and retain talented and successful investigators who can win grants for their research activities. Private donations, state and local government assistance, and debt financing enable institutions to pay for new construction projects. At the same time, renovations of older facilities must keep pace with developments in technology and research practices. While laws and regulations can mandate renovations, only a small amount of direct federal support is allotted each year for construction, repair, and modernization of research facilities. Philanthropy too has long been an important source of support. Medical schools and teaching hospitals with research programs are the beneficiaries of many large private gifts and endowments. Also essential to medical exploration is unsponsored research, which includes institutionally funded and faculty-supported research activities. This research often leads to important discoveries, as well as to other grant awards and publications. With restrictive caps on federal extramural research support and the need to allocate research resources for unsponsored research, medical schools and teaching hospitals must be prepared to share in the cost burden for sustaining the nation’s research enterprise. These costs include those necessary for complying with diverse federal, state, and local regulations; reimbursing investigator salaries; recruiting new investigations; and continually expanding and reinvesting in necessary facilities and equipment. 6 To maintain and improve deteriorating research facilities, medical schools have typically turned to fundraising, endowment earnings, and net income from the delivery of clinical services. Schools often rely on risky debt financing to pay for new construction projects with the justification that new facilities will help recruit talented and successful investigators who can win research grants. To succeed in the research environment, medical schools and teaching hospitals must focus on strengthening their organizational and management infrastructure, exploring new opportunities for research support, and promoting faculty development. Research Ethics Each research proposal submitted for federal funding by medical schools and teaching hospitals must be certified by the university to ensure compliance with regulations dealing with misconduct, conflict of interest, drug abuse, hazardous materials, occupational health and safety, age discrimination, equal opportunity, and other matters. Laboratories and administrators often must abide by complex systems of local, state, and federal regulations. Because clinical research involves real people—including those facing serious illnesses—ethical issues are a top priority for researchers and their institutions. By law, clinical investigators must obtain informed consent from study participants, meaning that volunteers must be fully aware of what could happen during a study, including any known risks. They must be told about any proven treatments that exist for their condition and must be assured that they can leave the study at any time. If a study involves children or those with impaired decisionmaking ability, parents or guardians must provide informed consent. To ensure that scientists conduct sound and ethical clinical research, institutions establish Institutional Review Boards (IRBs) that evaluate all studies using human participants. IRBs consist of scientists, faculty members, and lay people from within and outside the universities that conduct research. These review boards take their mission very seriously. Long before a clinical research project begins, an IRB carefully reviews a written proposal from the project’s lead investigator. Lengthy debates and suggestions from committee members about how to improve the study and enhance informed consent procedures often occur. At research institutions, full-time staff assist IRB members and researchers. IRBs report to the highest levels within universities and no research involving human subjects takes place at institutions without IRB approval. All federally funded research involving human subjects must also meet national regulations mandated by the Office of Human Research Protection. Regulations protecting human subjects strictly applies to research that is federally funded or under 7 jurisdiction of the federal Food and Drug Administration (FDA). Another committee pays special attention to any research involving radiation or radioactive materials, X-rays, or lasers, ensuring that studies conform to current radiation protection regulations and practices. Research projects involving animals also are strictly controlled by federal law and monitored by various agencies as well as research institutions themselves. To ensure that their research programs meet the highest levels, many schools participate in rigorous animal research and human subject accreditation programs. The realm of research ethics extends to information about participants gathered during clinical trials. With new forms of electronic information storage and retrieval, attention to privacy and confidentiality is more important than ever. Research participants’ identities must be protected, and information about their health histories and status kept strictly confidential. Association of American Medical Colleges The clinical trials process The controlled clinical trial has become the standard for testing new drugs and medical devices. In the United States, a new drug that has been studied in the laboratory and in animals must pass through three phases of clinical trials in people to gain approval from the FDA. Phase I clinical trials use human volunteers to determine safety. Once this is established, the drug may enter a phase II trial, in which it is given to a group of people who have the disease that the drug is designed to treat. Investigators study whether the drug affects the disease and whether any additional side effects emerge. Finally, a phase III trial uses a larger number of people and compares the drug to other treatments or placebo. In addition to the clinical trials of new drugs, pharmaceutical manufacturers may sponsor studies that compare a drug to related products or assess its comparative effectiveness. Other projects, known as adjuvant studies, look at whether combining a drug with surgery or other therapy improves patients’ health. Other ethical concerns within medical research include the appropriate representation of women and minorities among research subjects, the need to assess new treatments in children as well as adults, and the involvement of mentally impaired individuals in research. Public misunderstanding of clinical research creates additional challenges, as potential volunteers may see clinical trials as a way to receive yet-unproven therapies that may be their last chance for help. Some patients with life-threatening diseases may be reluctant to take part in trials knowing they may receive a placebo or older drug rather than a new treatment. Individual researchers, medical schools, teaching hospitals, patient advocacy groups, and government oversight agencies strive to address ethical concerns to ensure that all research is safe, reliable, and fair. influences can undermine trust. Conflicts of interest are situations in which financial or other personal considerations can potentially compromise the professional judgment of faculty conducting research. A system that oversees and manages such conflicts ensures transparency, public accountability, and responsible stewardship of federal resources. U.S. medical schools and teaching hospitals are implementing stronger conflict-of-interest policies to ensure that its missions of education and research remain viable and that public trust in research is maintained. Conflict-of-interest policies too need to be considered by researchers and institutions when industry support of a project is involved. Although industry support of our nation’s health-related research is needed, industry 8 Association of American Medical Colleges Communicating results As they work, medical researchers keep meticulous records to help them report exactly what they observed. When they feel they have acquired enough data, they begin the process of reporting their findings to peers and the public. Most of their work ends up published in scientific journals or shared at professional conferences. Publishers of scientific journals want to ensure that the work they publish meets strict standards, and only a small fraction of the articles submitted to top journals are published. Literally hundreds of journals are currently being published, many of them very specialized. The most prestigious medical journals include Science, Nature, Cell, the Journal of the American Medical Association, and the New England Journal of Medicine. The first step toward publication involves drafting a paper to submit to a journal for peer review, an essential “quality-control” method in modern science. The journal distributes the paper to experts familiar with the type of work being reported, asking that they carefully review the study’s design and results. These experts almost always ask the paper’s authors to clarify details or expand parts of their article before it can be published. Some research results are presented at conferences before peer review and publication. The Internet is changing the way early research results are communicated, allowing online conferences where scientists share results without traveling away from home. More articles and data are being published online, bringing researchers together faster than ever before. 9 Medical Research Careers Medical research requires teams drawn from different backgrounds and specialties, most with education beyond the four-year college degree. A strong grounding in science including basic education in biology, chemistry, and physics is good preparation for any career in biomedical research, allowing individuals to specialize in different fields depending on their strengths or interests. Most basic scientists hold doctor of philosophy (Ph.D.) degrees, also referred to as doctorates, in scientific disciplines. Ph.D. programs at universities can take four or more years to finish and usually follow completion of a bachelor’s degree. After receiving their Ph.D. degrees, many scientists elect to pursue additional training to gain more experience or further specialize in their chosen field. They may go on to work in a university, industry, or other setting. Many medical researchers, particularly those who perform clinical research, are physicians with doctor of medicine (M.D.) degrees. The M.D. degree, along with additional training and state licensure, permits such individuals to treat patients while doing research. A 10 relatively small number of researchers hold both Ph.D. and M.D. degrees, having been trained in both medicine and a basic science discipline. They often are referred to as physician-scientists. Professionals from fields such as dentistry, nursing, pharmacy, and public health also conduct biomedical research. They usually hold professional or graduate degrees of some kind, such as the doctor of dental surgery (D.D.S.) degree for dentists or the doctor of pharmacy (Pharm.D.). Some hold master’s degrees—graduate degrees that precede the Ph.D.—like the master’s in public health (M.P.H.) degree, or a master’s degree required for a career as a physical therapist. Some individuals train to become laboratory professionals, assisting lead investigators on research projects or heading studies of their own. Professionals from fields such as engineering, statistics, information technology, social work, and the social sciences also take part in medical research, as do some individuals with business or humanities backgrounds. Association of American Medical Colleges Multiple Missions Medical research cannot be separated from the education and service missions of academic medical centers—medical schools and teaching hospitals. Research is about much more than just advancing human knowledge. It is about teaching tomorrow’s scientists and health professionals, fighting disease, and improving quality of life. of opportunities for students— undergraduates, graduate students, and professional students alike—to conduct research alongside top faculty mentors. Even those students who do not go on to become researchers gain essential problem-solving skills, familiarity with scientific methods, and often a drive to keep asking “Why?” Many of the nation’s medical schools are home to strong research programs. Faculty members who conduct research are among those best able to help students discover how the human body works. Schools offer a range Academic medical centers dominate lists of the best teaching hospitals, primarily because they are the places where discoveries move from the laboratory to the bedside, putting new knowledge into practice. They attract physicians and scholars who are leaders in their fields. For this reason, academic medical centers are where other doctors turn when faced with scientific riddles. The medical discoveries that make headlines come from many individuals working together, including patients who turn to academic medicine when faced with an illness. Patients who participate in research are essential members of the research team; their contributions today may improve life for others tomorrow. Photo Credit Additional Resources Association of American Medical Colleges (AAMC) www.aamc.org Council of Academic Societies http://www.aamc.org/members/cas/start.htm Financial Conflicts of Interest in Medical Research Press Kit http://www.aamc.org/newsroom/presskits/coi.htm Fulfilling the Promise Campaign http://www.aamc.org/research/ftp/start.htm Project Medical Education www.aamc.org/pme Other Resources Agency for Healthcare Research and Quality http://www.ahrq.gov/ Association for Assessment and Accreditation of Laboratory Animal Care International (AAALAC) http://www.aaalac.org/ Centers for Disease Control and Prevention http://www.cdc.gov/ Food and Drug Administration Clinical Trials http://www.fda.gov/oashi/clinicaltrials/ default.htm National Institutes of Health http://www.nih.gov/ Office for Human Research Protections http://www.hhs.gov/ohrp/education/ United States Department of Veterans Affairs Office of Research and Development http://www.research.va.gov/ Association for the Accreditation of Human Research Protection Programs, Inc. (AAHRPP) http://www.aahrpp.org/www.aspx 12 Front Cover, pages 1, 3, 11 Lee P. Thomas, University of Kentucky College of Medicine © 2007-2008 Page 2 Washington University School of Medicine in St. Louis © 2004 Page 9 Jim Ziv, Northwestern University © 2008 Page 10 Robert Boston, Washington University School of Medicine in St. Louis © 2007 This document was produced by the AAMC’s Project Medical Education, a focused educational program for members of Congress, congressional staff, as well as other policymakers, influential stakeholders, community leaders, and board members. Its goal is to provide an increased understanding of the U.S. medical education process and the role that our medical schools and teaching hospitals play in producing the world’s greatest doctors. Project Medical Education attendees visit a medical campus and assume the roles of a medical student, resident physician and faculty physician. By doing so, attendees are provided a hands-on experience of what it takes to become a doctor and the challenges that face our nation’s medical schools and teaching hospitals. The model is flexible offering institutions the ability to tailor the program to fit their particular goals and issues. A successful program will touch upon the major areas of medical education financing, tuition and debt, research funding and how research is conducted, as well as community service and caring for the uninsured, among others. The program is extremely interactive and has grown increasingly popular. Since the project’s initiation in 1998, nearly 900 state and federal policymakers have attended a program at leading medical institutions across the country. If you are interested in learning more about attending or hosting a program, please contact: Sallyann C. Bergh, M.P.A. Senior Communications Specialist Project Medical Education AAMC 2450 N Street, N.W. Washington, D.C. 20037 Phone: 202-862-6289 Fax: 202-828-1123 E-mail: [email protected]
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