Clitic verbs in early Germanic: Evidence from Old English Beowulf Yasuko Suzuki Kansai Gaidai University Earlier studies on Germanic verse structure and historical Germanic syntax, especially of Old English, have noted several properties peculiar to auxiliaries, which suggest that they are clitics. In terms of stress, clause-early auxiliaries typically occur in a metrically unstressed position (Kuhn 1933). In terms of distribution, auxiliaries tend to occur in second position or in clauseearly position (Kuhn 1933; Fourquet 1938; Hopper 1975; Hock 1982, 1991; Harkness 1991). These observations have led several scholars to assume that second-positioning of clitic verbs gave rise to the verb-second order in early Germanic (Wackernagel 1892; Kuhn 1933; Hock 1982, 1991; Harris and Campbell 1995). On the other hand, Kiparsky (1995) explicitly denies the existence of clitic verbs while many others remain silent as to the existence of clitic verbs and their possible consequence on word order change, implying doubt on clitic verb hypothesis (e.g. Denison 1993; Pintzuk 1999; Hinterhölzl and Petrova 2009). As another property relevant to the position of finite verbs, Old English shows a contrast between the verb-second order in main clauses and the verb-final order in subordinate clauses. In order to account for this contrast, some scholars have assumed that finite verbs (not just auxiliaries) in main clauses are clitics but not in subordinate clauses and, because of the apparently similar pattern of finite verb accentuation in Sanskrit, that this property goes back to Proto-Indo-European (Wackernagel 1892; Bonfante 1930; Kuhn 1933; Harkness 1991). Following Suzuki (2008), this paper examines the stress and distribution of finite verbs in Old English Beowulf, an epic poem that has been claimed to be linguistically more archaic than other early North- and West-Germanic texts (Kuhn 1933; Fourquet 1938; Hock 1982; Fulk et al. 2008). It presents additional evidence for clitic verbs from Beowulf and critically examines their relation to the development of the verb-second order and the contrast in the verb position between main and subordinate clauses. In Beowulf, a number of monosyllabic auxiliaries show a tendency to occur as the second word of the clause either after the clause-initial linking word as in (1a) or after the clause-initial stressed word as in (1b) (also Hock 1982, 1991; Harkness 1991). Suzuki 2 (1) a. Ðā wæs on búrgum then was in strongholds Bḗow Scýldinga, 53 Beowulf of-Scyldings ‘Then in the cities was Beowulf of the Scyldings’ b. Hýge wæs him hínfūs, 755a heart was him eager-to-get-away ‘His heart was eager to get away’ In relation to this fact, there is an alternation between monosyllabic auxiliaries in second position after the clause-initial þā ‘then’ as in (1a) and polysyllabic auxiliaries and lexical verbs in clauseinitial position followed by þā as in (2) (Fourquet 1938; Andrew 1940; Cable 1970; Harkness 1991; Getty 2002). (2) Gewā́t þā ofer wǣ́gholm wínde gefȳ́sed went then over sea wind impelled 217 ‘Then it traveled over the sea-waves, blown by the wind’ As shown by Suzuki (2008), this alternation is observed with other clause-early short adverbs and pronouns in Beowulf and not just with þā. Moreover, monosyllabic auxiliaries tend to occur more frequently in clause-early position than polysyllabic auxiliaries and lexical verbs (Hopper 1975; Bliss 1981; Donoghue 1987; Suzuki 2008). The prosodic and syntactic properties of a number of monosyllabic auxiliaries in Beowulf suggest that they are sentential clitics with the clause-initial word as their host. The evidence shows that the clause types are irrelevant to the clitichood of auxiliaries: thus, the contrast in the verb position between main and subordinate clauses cannot be attributed to finite verb cliticization. While the second position of monosyllabic auxiliaries is after the clause-initial word in Beowulf, this second position was later extended to the position after the clause-initial constituent and to lexical verbs (Kuhn 1933; Hock 1982, 1991; Harris and Campbell 1995). Although this observation may suggest that the verb-second order was initiated by the secondpositioning of clitic verbs, a more reasonable assumption would be that it interacted with word order variations motivated by information structure (Vennemann 1974, 1975; Stockwell 1977; Hinterhölzl and Petrova 2009; Speyer 2010; Taylor and Pintzuk 2012). Suzuki 3 References Andrew, S. O. 1940. Syntax and style in Old English. New York: Russell & Russell. Bliss, A. J. 1981. “Auxiliary and verbal in Beowulf.” Anglo-Saxon England 9: 157–182. Bonfante, Giuliano. 1930. “Proposizione principale e proposizione dipendente in indoeuropeo.” Archivio Glottologico Italiano 24: 2: 1–60 Cable, Thomas. 1970. “Rules for syntax and metrics in Beowulf.” Journal of English and Germanic Philology 69: 81–88. Denison, David. 1993. English historical syntax: Verbal constructions. London: Longman. Donoghue, Daniel. 1987. Style in Old English poetry: The test of the auxiliary. New Haven: Yale University Press. Fourquet, J. 1938. L’ordre des éléments de la phrase en germanique ancien. Paris: Les Belles Lettres. Fulk, R. D., Robert E. Bjork, and John D. Niles (eds.). 2008. Klaeber’s Beowulf and the Fight at Finnsburg. Toronto: University of Toronto Press. Getty, Michael. 2002. The metre of Beowulf: A constraint-based approach. Berlin: Mouton de Gruyter. Harkness, John Underwood. 1991. An approach to the metrical behavior of Old English verbs. Ph.D. dissertation, Harvard University. Harris, Alice, and Lyle Campbell. 1995. Historical syntax in cross-linguistic perspective. Cambridge University Press. Hinterhölzl, Roland, and Svetlana Petrova (eds.). 2009. Information structure and language change: New approaches to word order variation in Germanic. Berlin: Mouton de Gruyter. Hock, Hans Henrich. 1982. “AUX-cliticization as a motivation for word order change.” Studies in the Linguistic Sciences 12: 1: 91-101. ______. 1991. Principles of historical linguistics. 2nd ed. Berlin: de Gruyter. Hopper, Paul J. 1975. The syntax of simple sentence in Proto-Germanic. The Hague: Mouton. Kiparsky, Paul. 1995. “Indo-European origins of Germanic syntax.” In Clause structure and language change, ed. by Adrian Battye and Ian Roberts, 140–169. New York: Oxford University Press. Suzuki 4 Kuhn, Hans. 1933. “Zur Wortstellung und Betonung im altgermanischen.” Beiträge zur Geschichte der deutschen Sprache und Literatur 57: 1–109. Pintzuk, Susan. 1999. Phrase structures in competition: Variation and change in Old English word order. New York: Garland. [Published version of Ph.D. dissertation, University of Pennsylvania, 1991] Speyer, Augustin. 2010. Topicalization and stress clash avoidance in the history of English. Berlin: De Gruyter Mouton. Stockwell, Robert P. 1977. “Motivations for exbraciation in Old English.” In Mechanisms of syntactic change, ed. by C. N. Li, 394-421. Austin: University of Texas Press. Suzuki, Yasuko 2008. Finite verb stress and clitic verbs in Old English Beowulf. Ph.D. dissertation, University of Illinois at Urbana-Champaign. Taylor, Ann, and Susan Pintzuk. 2012. “The effect of information structure on object position in Old English: A pilot study.” In Information structure and syntactic change in the history of English, ed. by Anneli Meurman-Solin, María José López-Couso, and Bettelou Los, 47–65. Oxford: Oxford University Press. Vennemann, Theo. 1974. “Topics, subjects, and word order: from SXV, to SVX via TVX.” In Historical linguistics, ed. by John M. Anderson and Charles Jones, 339-76. Amsterdam: North-Holland. ______. 1975. “An explanation of drift.” In Word order and word order change, ed. by Charles N. Li, 269-305. Austin: University of Texas Press. Wackernagel, Jacob. 1892. “Über ein Gesetz der indogermanischen Wortstellung.” Indogermanische Forschungen 1: 333–436.
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