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LEENA-KAARINA WILLIAMS The Baltic Sea Region: Forms and Functions of Regional Cooperation Contents 1 Introduction 2 Methodology 2.1 Definition of the Concept ‘Region’ 2.2 New Regionalism: Forms and Functions of Region Building 3 Historical Precursors and New Concepts of Co-operation in North-eastern Europe 3.1 The Nordic Co-operation 3.2 Institutionalisation 3.3 Forms of Co-operation and Geopolitical Concepts in North-eastern Europe 4 Region Building in the Baltic Sea Region 4.1 Institutionalisation of the Co-operation in the Baltic Sea Region 4.2 Co-operation Networks Independent of the Council of the Baltic Sea States 5 The Council of the Baltic Sea States 5.1 Areas of Responsibility 5.1.1 Economic Co-operation, Trade and Investment 5.1.2 Energy, Transport, Communication and Environment 5.1.3 Democratisation, Human Rights, Minorities and Child Protection 5.1.4 Culture, Education 5.1.5 Other Areas 5.2 The German Presidency 6 The EU and the Baltic Sea Region 6.1 Baltic Sea Politics of the EU until 1998 6.2 The Northern Dimension of the EU 7 Analysis and Summary 8 Notes 9 References 9.1 Bibliography 9.2 Websites 9.3 EU Documents 9.4 Further Sources 1 Introduction* According to the Economist the Baltic Sea region is the largest, most complicated and at the same time the most promising region of the New Europe (Olson 1998). This can also be seen in the remarks regarding the Baltic Sea region made by the German Chancellor Gerhard Schröder in recent months on the occasion of the German 1 presidency of the Council of the Baltic Sea States (CBSS), which began in July 2000, where he showed his special appreciation of this so-called “Laboratory for Europe” (Hubel 1993; see also Henningsen 1996, 152). According to Schröder, the “Baltic Sea region is more important as a trade partner for Germany than the USA”. The German government’s goals to further strengthen the region’s position during the German presidency possibly suggest a new beginning in Baltic Sea area politics from the German side (Süddeutsche Zeitung, 1/2 July 2000). Especially during the final days of June 2000 the parties represented in the German Bundestag introduced their proposals regarding future Baltic Sea politics, which gives this paper a special up-to-date status from a German perspective. The various forms of cooperation in the Baltic Sea Area and their functions within the globalising and Europeanising world are introduced and analysed in the course of this paper. Since the end of the Cold War the international system has become multi-polar and complex: actors and subjects who wish to be involved in international co-operation need to act in several circles of internationalisation at the same time. For the north-eastern European states this includes not only integration into Europe but also incorporation into newer geographical and geopolitical concepts of the so-called New North as well as the sub-region of the Baltic Sea States. The independence of the Baltic States from the Soviet Union, political changes in Poland, Finland’s and Sweden’s joining the European Union (EU) in 1995, and the development of new regional forms of co-operation in the entire north-east of Europe have challenged all states in this region to re-orient themselves on the map of Europe during the 1990s. The Nordic model of co-operation functioned during the time of bi-polarism as a complex web of social, political and economic contacts and was traditionally situated at the level of low politics. The Nordic countries had similar political and social institutions, ideologies, party systems and ways of life. The Nordic welfare state model was the leading policy in social politics and the Nordic balance the security policy during these times. The so-called New North, however, is no longer formed by common models of society; on the contrary, it is a geopolitical and geographical concept of integrating transformation countries into a cross-border and inter-regional network of co-operation. The aims of these co-operative networks are to create efficient economies and political stability, cooperation in planning and constructing infrastructures, the conservation of ecological systems, and the exchange over cultural, social and educational policies. The Baltic Sea co-operation and the Northern Dimension of Europe are defined particularly by a geographical unity that derives from a common link: the Baltic Sea and the peripheral northern exposure of some of the countries. However, also a certain common cultural background, political rationality and the clear economic advantage play an eminent role for establishing close ties. Finally, the integration of Russia into European co-operative networks is a very important factor, especially in regards to the possibly rapid EU accession of its direct neighbours on the Baltic Sea. The Baltic Sea may soon become an (almost) inland sea of the EU and the new EU border to Russia that came about through the accession of Finland has promoted the idea of a new sphere of cooperation, the Northern Dimension of Europe. The enormous dynamics around the Baltic Sea Rim since the end of the Cold War have not gone unnoticed by social scientists and have set about a search for models of explanation and different approaches for this new forming of networks. The classification of the Baltic Sea region within three concentric circles, globalisation, Europeanisation and regionalisation, has recently been examined within the framework of New Regionalism; the possibilities and limits of regional co-operation were investigated upon and the functions of the different working fields were analysed. Region building under the 2 premises of post-modernism and questions of identity and common historical bonds have dominated the scientific arena for the last years. This study employs these above methods of analysing in order to explain the phenomenon of Baltic Sea co-operation. Using the premises of the New Regionalism theory I investigate which functions the Baltic Sea co-operation is already fulfilling, and which it might fulfil in the future. Next to the well-established forms of co-operation, for instance, the CBSS, the comparatively new concept of the Northern Dimension of the EU is presented. I also analyse further possibilities, which this initiative can offer the EU. The question of new chances and prospects of these forms of co-operation within the framework of the New Europe are illustrated and evaluated in showing the various initiatives within the Baltic Sea co-operation. After an introduction into the problematic definition of the concept ‘region’, the most important aspects of New Regionalism are presented in order to lay the theoretical basis for further analysis. A short portrayal of the historical conceptualisations of the Baltic Sea region, the ‘forerunners’ of Baltic Sea co-operation, and the current forms of co-operation and geopolitical concepts of the New North precedes my dealing with region building in the Baltic Sea area today. This paper examines the forms of Baltic Sea co-operation on the governmental and non-governmental level and the involvement of the EU in the region up to the latest initiatives within the Northern Dimension. The goal of this analysis is to show the extent to which the Baltic Sea region has reached a status of regionalisation and which functions such a form of co-operation can fulfil within the New Europe. 2 Methodology Parallel to the expanding phenomena of globalisation and Europeanisation in many areas in and around Europe a process of regionalisation has emerged which counteracts these processes. These emerging, often trans-national, networks can fulfil an important function in the present transformation process because they very often unite states which are members of, for example, NATO or the EU with non-alliance and nonintegrational partners in a single co-operation context that focuses only on the ‘soft security’ level and within that, for instance, on economic development, environmental problems, border protection, and the dismantling of trade barriers. This newer form of interaction between states, the emergence of sub-regions, promotes the cross-border and inter-regional co-operation that hopefully will eliminate future potentials of political divisions through confidence building and the solving of common problems (Cottey 1999, 3). These sub-regions are mostly built upon common interests and a common identity in the broader sense. 2.1 Definition of the Concept ‘Region’ The processes of regionalisation in Europe have led to a terminological confusion in the scientific literature that needs clarification. The term region refers to a spatial entity with differing degrees of ‘aggregation’ (Wæver 1997, 279). The definition of region in the context of a ‘Europe of Regions’ includes sub-state entities such as provinces, municipalities and Länder (within the federal framework of a nation state).1 These are also represented in the Committee of Regions (CoR) of the EU. Another form of region within the EU framework its the EUREGIO, which consists of cross-border co-operation between municipalities, cities and counties as described above. Furthermore, there are regions with much larger territories such as the Baltic Sea region, the Black Sea Economic Co-operation (BSEC), the ARGE Alp and the Central European Initiative (CEI) etc., which are co-operative frameworks between nation states and sub-national regions. In order to alleviate the confusion caused by these territorial concepts one can divide them into four groups: (1) micro-regions within nation states, e. g. Catalonia, Bavaria, 3 Wales, (2) inter-state co-operation, e. g. Visegrad states, (3) cross-border trans-regions which consist of governmental and non-governmental actors, including micro-regions and therefore do not follow borders of nation states, e. g. Baltic Sea region, and (4) the quasi-continental regions, e. g. Europe, Far East, Southeast Asia (Wæver 1997, 298; see also Wæver and Joenniemi 1991). The main question remains as to whether in spite of these different definitions of territorial entities there also exists one common interpretation of the term region within this diversity. For Wæver it is the fact that a region is a territorially defined entity, such as a nation state, but that it does not possess sovereignty (Wæver 1997, 298). Further confusion is caused by the differentiation between the terms regionalisation, regionalism and regionality. These are used variably for the different concepts of region. For Smith, regionalism is the result of conscious, goal-orientated policy-making (Smith, 1997), whereas Hettne uses it as a general term for a larger process. Regionalisation and region building, again, according to his interpretation, are the actual dynamic factors which produce regionality (cf. Smith 1997; Hettne, Inotai and Sunkel 1999). While regionality for Hettne relates more to the already existing, the final product of regionalisation, the term regionalism is used for the theoretical superstructure of New Regionalism. The following discussion uses the terms according to Hettne’s definition. 2.2 New Regionalism: Forms and Functions of Region Building Among the theories of international relations, regional research in the sense of investigating micro-regions does not traditionally have a very good standing. It is moreover considered a marginal ‘branch’ of theories on integration and federalism and is often regarded as a scientific field dealing with public administration or geography. Since the end of the Cold War a re-evaluation has taken place which recognises the new forms of political order as cross-border co-operation. Finally, the EU concept of a ‘Europe of Regions’ has also been advanced and has enhanced the role of non-state networks and administrative entities.2 The role of post-nation state territorial entities in the context of the globalising neoliberal world economic order after the dissolution of the bi-polar systems must to a larger extent become an object of research within the area of international relations as well as for cultural scientists and historians. Therefore there are very different assessments and emphases in explaining the new trans-regional forms of co-operation. Whereas one group is searching for common historical roots and cultural and societal points of intersection (see Gerner 1994), the other focuses on the functional, pragmatic arguments for analysing the process of region building. At this point it is important to present the different aspects of regionalism as such, in order to better pinpoint the innovations of New Regionalism. The functions which regionalism may assume within international politics are being shown here with the example of Baltic Sea Co-operation. For Stubbs and Underhill there are three elements of regionalism which determine an ‘imagined community’. Firstly, regional alliances must share common historical experiences and must have similar problems to tackle within a certain geographical space. Secondly, strong bonds must exist between the participating states, and the formation of one or several co-ordinating institutions or organisations should be possible. Thirdly, the will to apply common norms and also to let this interaction be controlled must be recognisable (Stubbs and Underhill 1994, 331–335). 4 These basic preconditions that a regionalised region must possess have been specified in the theoretical framework of New Regionalism and made applicable to the new forms of region building. Since 1990 the theory of New Regionalism has been applied to the interpretation and analysis of new forms of regional co-operation in the special sense of, as Wæver calls them, cross-border trans-regions, for instance, the Baltic Sea region. A coherent theory for these newly emerging regions can be found especially in the studies carried out by Hettne. The dynamic movements towards multi-polarism, the spontaneous developments in regard to the emergence of new regions through the bottom-up principle, and the avoidance of very clearly directed and thematically focused forms of co-operation, aiming instead at multi-dimensional working fields, form the core of Hettne’s definition of New Regionalism (Haukkala 1999, 81). Hettne sees the new regionalism as a reaction to globalisation and defines these two tendencies as two sides of a single coin (Hettne and Inotai 1994, 11). For Hettne, New Regionalism consists of a dual process: on the one hand, an integration takes place among the regions while, on the other, a fragmentation of old frameworks occurs within the nation state.3 Beyond this a central element of New Regionalism is the ‘pooling of resources’ which creates networks for economic, ecological, social and cultural co-operation. One of the focal points of this new form of co-operation is the establishment of a functioning infrastructure between the partners. According to Hettne, there are five levels of regionality, which are marked by varying degrees of homogeneity: (1) the region as a geographical unit, (2) the region as a social system, (3) the region as an organised co-operation (4) the region as a civil society and (5) the region as a subject with a certain identity, legitimacy and qualities of an actor within international politics. These criteria are applied in my analysis of the Baltic Sea cooperation to evaluate the current situation of region building and the functions and possibilities for the future (Hettne 1999, 10–11). If a region is sufficiently regionalised, one can begin to ask whether it is recognised as an actor in international relations and what functions it serves in world politics. Smith has defined these functions of regionality within world politics. The first function describes a situation in which states and other groupings form their involvement in the international arena in a top-down mode. The goal of this form of co-operation is to strengthen the ability of the nation state and to control its acting environment, so that the nation state can draw the maximum advantage out of it. In the end this serves the consolidation of security, growth and cohesion of nation states. The second function aims to transfer authority from nation states and other groupings on to regional bodies. A good example of this is the principle of subsidiarity in the European Union (Treaty of the European Union, Article 5 II) and the concept of a ‘Europe of Regions’ but also the growing integration of regions into the context of the nation state (e. g. Scotland). The third function clearly involves New Regionalism: the main focus of this is to install a counterweight to globalisation, be it in the function as a stopper or a building block.4 Since the two first functions clearly focus on micro-regions within the nation state, it is necessary to examine whether the third function can be applied to Baltic Sea cooperation. 3 Historical Precursors and New Concepts of Cooperation in North-eastern Europe Political spaces are created primarily through the rhetoric and actions of policy makers. Over the past centuries the governance of territories by the nation state has formed the idea of the territorial accumulation of political power. The evolution of other forms of political regions is not particularly new in the north of Europe, although the end of the Cold War has once again made it more popular. 5 The discourse on region-building around the Baltic Sea has re-vitalised various historical precursors to be used as a model in order to better trace the necessary similarities that are needed for a construction of a common identity and can so be used for a common purpose. However, as this occurs principally in a search for historical roots, it very quickly became evident that one must be very careful not to pour salt into old wounds and to re-awaken certain unwelcome ghosts of the past. This happened most likely without any bad intentions through the initiative chaired by the former Premier of the German state of Schleswig-Holstein, Björn Engholm, who supported a revival of the Hanseatic movement in form of a ‘New Hanse’ in the Baltic Sea region (see Wulff and Kerner 1994). The Hanseatic League as a network of cities with economic and political connections and the sea as its centre could function as a historical model for good contacts, exchange of information and the formation of a new economic centre around the Baltic Rim. This notion remained very controversial because many participating states were reminded more of the predominant role of the Germans in this time than of golden days of peaceful co-operation.5 The often emphasised historical similarities and close cultural ties between the Baltic States, Finland, Sweden, Denmark, Germany, Lithuania and Poland that actually existed and continue to exist are also not to be regarded as completely unproblematic. For historical reasons, i. e. the specific power constellations of the time, these historical memories do not necessarily produce only positive reactions but can also be interpreted as connotations of a latent neo-colonialism. Especially Finland and the three Baltic States may, understandably, react in a somewhat irritated way when, for example, Swedes, Danes and Germans use well-meaning comparisons to bygone times. To clarify the ingredients of this mainly benevolent and enthusiastic ‘region-building historicism’, the historical connections and axes of co-operation around the Baltic Sea will be briefly summarised here. In the late 16th century sovereign territorial states began to assume power from the Hanseatic League and to constitute a new political order around the Baltic Sea. It was at this time that the term Dominium Maris Baltici became more common. Any attempt today to construct boundaries across the sea is considered characteristic of this time (Lehti 1999, 32; see also Kirby 1990). At the beginning of the 18th century the Baltic Sea concept was replaced by the idea of ‘the North’. Henningsen sees the reason for this in the emerging supremacy of the Russian Empire in the Baltic Sea region in the years between 1703 and 1725, which placed the North not only on a north-south but also on an east-west axis (Henningsen 1996, 153). According to Männikkö there are also two further reasons for this: on the one hand it was the end of the Swedish era of supremacy which had stabilised the political power structure around the Baltic Sea. In addition, however, there was the notion of being able to negotiate in a peaceful manner about the division of sea territories that was no longer completely rejected (qtd. in Lehti 1999, 32–33). This broader view of the territorial situation in north-eastern Europe and the subdivision of the regions in an east-west scheme continued until World War I. The period of independence of the Baltic States and the detachment of Finland from Russia in the first decades of the 20th century finally made a common definition of the Baltic Sea region possible again. Especially the Baltic States were fond of this idea and founded the concept of a Baltic League. The Scandinavians, however, had at that time already started to construct their identity on the basis of the North, and therefore this idea of Baltoscandia was never realised (on the term and concept of Baltoscandia see Lehti 1998). A further reason why the idea of a Baltic Group driven by Estonia, Latvia and Lithuania on a north-south axis from Poland over the Baltic States to Finland and Scandinavia failed was because of the lack of interest by the latter two. Finally, the Soviet occupation brought about an end to this concept (Lehti 1999, 34–36). 6 The terms Scandinavia and Norden6, used almost synonymously since the 19th century, were also altered in the context of the east-west division. National romanticism transfigured ‘being Nordic’, which showed in national anthems7 and other cultural phenomena, such as the Nordiska Museet (Nordic Museum) in Stockholm which served as the Swedish national museum (see Henningsen 1997, 94–96). The Norden of today has abandoned its nationalistic connotations and is now, according to Joenniemi, more of a post-nationalistic phenomenon (Joenniemi 1997). The system of Norden has functioned as a form of close co-operation between the Scandinavian States especially since World War II and has acted in various fields as a somewhat homogeneous region within world politics. Since this tight network is a direct precursor of the new forms of co-operation, it will be presented in the following chapter. 3.1 The Nordic Co-operation The concept of Norden has had a strong impact on the identity of the Nordic States for decades. Norden has been not only a symbol for the geographic location of the northern states but also a socio-political ideology, which has been manifested in the model of the Nordic welfare state, in anti-militarism and in a largely shared rational, enlightened way of thinking. Norden was at the same time also a concept of enclosure towards central Europe which was institutionalised through the Nordic Council and the Council of Ministers (Henningsen 1997, 94; see also Wæver 1991). Østergård put this enclosure towards the rest of Europe in more precise terms: “non-European, non-Catholic, nonRome, non-imperialist, non-colonial, non-exploitative, peaceful, small, and socialdemocratic” (Østergård 1997, 29). The Nordic Region was a sub-system that was relatively homogeneous, prosperous, secular, industrialised and – except for Denmark – relatively sparsely populated (Miles 1997, 141). Co-operation in Norden has traditionally been situated at the level of low politics. Opposition to strong integration and a critical stance towards any form of supranationality has always been a part of the Nordic way of thinking.8 Therefore intergovernmental co-operation and non-governmental organisations (NGOs) have been the essence of the Nordic co-operation network. Many affairs have also been settled informally. The geographic and societal sense of belonging together has also made personal contacts within the network very important. 3.2 Institutionalisation Many attempts have been made to institutionalise Nordic co-operation. As early as the immediate post-war era there existed the will, especially in Sweden, to try to prevent Norway and Denmark from joining NATO and to establish a defence alliance and a customs union. However, in regard to both plans the continental variant won: NATO membership and EFTA were preferred by some states (Norway and Denmark) to the, in their eyes, isolationist Nordic variation. Sweden pursued the policy of neutrality in security and integration, while close ties to the Soviet Union influenced the policy towards co-operation on the part of Finland throughout the entire period until 1990. Early experience showed that Nordic co-operation had to be conducted very smoothly. It had to be adjustable to the various sectors and had to be situated in the area of low politics. The first success of Nordic co-operation was the passport union initiated in 1952 and the founding of the Nordic Council in the same year. This founding was meant to further institutionalise co-operation. The Nordic Council is the forum for Nordic parliamentary interaction. The parliamentary parties of the Nordic States designate the members; there is no direct election to the Nordic Council. This body is a perfect example of the Nordic aversion to any form of strong integration. Only 7 slowly did the Nordic Council develop from a very informal to an administratively strengthened institution. The most important achievements during the early years were enacting the freedom of movement for employees throughout the North, establishing same social rights for employees in all the countries and intensifying visa co-operation. The founding of the Nordic Council of Ministers in 1971 marks a further step in institutionalisation. Through unanimity in the Council of Ministers and parliamentary ratification there was now the possibility of taking mandatory decisions for all the states. These powers now placed Nordic co-operation centrally at the governmental level. In spite of the generally harmonious co-operation there have always been delicate areas, for instance, Denmark’s stronger integration into the European context, NATO memberships and the often very hesitant attitude of Finland that was due to the ‘watchful eyes’ of the Soviet Union. In the 1970s the project of forming a Nordic Economic Community (NORDEK), for instance, failed in the end because of the Finnish situation, since this step would have meant a significant enhancement of its socioeconomic and political integration in Scandinavia. Within Europe, however, the North could thereby have become an ‘effective pressure group’, which may have hindered or even prevented a further integration of the Scandinavian states into the European Community (Lee 1997, 163). Especially because of the new situation in world politics and the EU accessions in the 1990s, Nordic co-operation came to be increasingly questioned. Since 1995 a new dual concept can be detected which seeks to justify the continued co-operation. On the one hand, the internal support for the North is to be promoted in order to form a better base for the participation in the EU. On the other hand, however, the Nordic influence is to be exerted on Europe, especially in the fields of health, social policy, equality and consumer protection. This aims more or less at safeguarding of the acquis nordique, which, however, should be associated with an active policy of integration into the EU. Nordic politics today must always contain a European component. At a conference of the Nordic Council in Reykjavik in 1995 the future strategy of the Nordic Council was officially adjusted to the new situation. The Nordic Council is to be the platform for the ‘Nordic voice’ within the EU and at the same time seeks to influence the agenda building in the EU, where the contents were grouped into three pillars: (1) representation of own interests such as democracy, social rights and transparency9, (2) co-operation with Europe and (3) co-operation with neighbouring regions such as the Baltic Sea, the Barents and the Arctic Region. Despite the new strategy and the new orientation regarding contents of the Nordic Council and the Council of Ministers, however, Wæver notes that the Nordic project belongs to the ‘old’ and Baltic Sea cooperation to the ‘new’ Europe (Wæver 1991, 4). 3.3 Forms of Co-operation and Geopolitical Concepts in North-eastern Europe The geopolitical concepts of regionalisation of the European North, the Northern Dimension, the New Northern Europe, the New North and the Baltic Sea region form concentric circles of internationalisation. Forms of co-operation exist in these different regions which often overlap each other as regional entities and are therefore presented below. Tension, competition and conflict have largely retreated from the most northern regions of Europe since the end of the Cold War, and a completely new phenomenon has emerged among the states that can be described as an ‘arctic boom’. This is characterised by something of a race between the states in the region to draft the best strategy and concept for co-operation in the circumpolar north. 8 With the turmoil in world politics at the beginning of the 1990s the European North has taken on a new face. The terms European and New North, with a geopolitical connotation, can be used, according to Heininen, for the regions of the North calotte, north-western Russia and the Barents Sea (Heininen 1999, 380). This region, also referred to as the circumpolar north, is internally linked through several levels of transnational, national and sub-regional co-operation, for example, in the Arctic Council, the Barents-Euro-Arctic Council (BEAC), the Northern Forum and the Saami Council. These associations are sometimes put together by EU members (Finland and Sweden), non-EU states (Russia and Norway), NATO members (Norway) or non-allied partners (Finland and Sweden) and Russia under a single co-operative roof. Due to the Canadian initiative the eight arctic states (Finland, Greenland, Iceland, Canada, Norway, Sweden, the Soviet Union and the United States) and three indigenous peoples have been co-operating since the 1980s in elaborating an Arctic Environmental Protection Strategy. This level of cooperation was institutionalised in 1996 in the founding of the Arctic Council. The special feature of this co-operation is the close linkage of the United States and Russia in this framework of co-operation. The Barents-Euroarctic Council (BEAC) was founded in Kirkenes 1993 on a Norwegian initiative. It consists of an inter-governmental institutional framework and can be classified as a ‘peace project’ or even as a new strategy of containment politics of the western democracies towards Russia (Heininen 1998, 398). The Barents-Euroarctic Region (BEAR) is also a geopolitical concept and is based on an ‘artificial’ region consisting of the Nordic States, Russia and the European Union. The geographical concept of the New Northern Europe applies to the regions stretching from Iceland to north-western Russia and from Spitzbergen to the southern shores of the Baltic Sea. The EU concept of the Northern Dimension stretches geographically over the same areas. The United States have also focused on this region with their Northern European Initiative (NEI) launched in 1997, which represents the comprehensive strategy of the United States towards Northern Europe (US Bureau of European Affairs 2001, website).10 The geographic extent of the Baltic Sea region may at first sight be somewhat difficult to locate since the networks are not always outlined by state or regional borders. The Baltic Sea region includes, as the name suggests, all Baltic Sea littoral countries. In the CBSS, however, Norway and Iceland also participate. In the cases of Germany and Poland the most active participants are of course those parts that are located near the coastline. 4 Region Building in the Baltic Sea Region The changes that occurred in world politics during 1989–1990 clearly altered the situation in Norden. Political developments such as Europeanisation, (neo-) liberalisation of the markets and the deconstruction of social systems have also reached the North. Suddenly the fear of being shunted to the European periphery became increasingly eminent. According to Wæver, Norden began to fear isolation, and this was to be overcome by a stronger orientation towards the continent (Wæver 1991, 3). This fear was nurtured by the debate over the ‘European banana’, arching from the southern United Kingdom to northern Italy and representing the booming region of Europe. With the further expansion of co-operative networks to the other countries around the Baltic Sea the plan was to create a ‘blue banana’ in north-eastern Europe. However, the geopolitical reorientation of the Nordic countries after 1990 constituted only an aspect of the active, very versatile region-building process, which intensified increasingly in the Baltic Sea region after the independence of the Baltic States. Haukkala sees an important criterion for region building in participants being convincing. It must be shown that it is a ‘natural’ region, one in which the territory in some way 9 ‘belongs’ together historically, geographically, culturally and economically (Haukkala 1999, 24). In the Baltic Sea region there were four functional factors that have promoted region building: (1) the promotion of democratic institutions, (2) the strong environmental problems of the Baltic Sea and specific regions around it, (3) a form of regional identity, or “shared cultural heritage” and (4) the will to create a growing region within Europe (Haukkala 1999, 24). It was a “post-Cold-War dynamism” that produced this immense network of contacts around the Baltic Sea in a short period of time, supported by the desire in the post-communist states to return to Europe (Joenniemi and Stålvant 1995, 13). As noted above, however, it was not historical determinism or regionalism from ‘above’ that launched the process but rather a movement from ‘below’, with numerous actors in the beginning striving for completely different goals. “They had very different aims, were interested in very different parts of the region, and meant different things by the region, but they all found it useful to launch their activities under the slogan of the Baltic Sea region. Thereby, the region became self-reinforcing” (Wæver 1997, 305). According to Wæver, it was also the cultural events that took place in the first years and the reporting by the press that led to a Baltic Sea consciousness: “All this was reported as indications of something big happening. And therefore it became so” (Wæver 1997, 305). Baltic Sea co-operation therefore originated as a grassroots and a ‘bottom-up’ movement.11 It exists according to the lowest common denominator of a geographic and economic entity, connected through the Baltic Sea. Baltic Sea co-operation does not focus on integration but on concrete, flexible and selective co-operation under the expanding umbrella of the EU. It does not present an alternative to EU integration; for some states it is, on the contrary, an opportunity for obtaining more rapid EU accession through economic co-operation and the exchange of information and experience. There are 70 networks for Baltic Sea co-operation, in both the private and public sectors, that are working together. In practice the specific fields consist mainly of improving frameworks for market economy in the transition countries, ensuring better traffic infrastructure, balancing social and economic differences, supporting small and medium-sized enterprises (SMEs), and promoting the cultural and economic exchange of ideas within the region. There is no ‘master plan’ for Baltic Sea co-operation. It consists, nevertheless, of a set of common, interrelated interests and the striving for the strengthened representation of these within EU structures. 4.1 Institutionalisation of Co-operation in the Baltic Sea Region As early as the 1980s a slow process of increasing co-operation among institutions began especially in cultural and environmental fields, and with the turn of the beginning 1990s this movement also came to be expressed on the political level. A multi-co-operative pattern emerged at the trans-regional and inter-governmental levels that was used by public and private actors. The first to use the networks, however, were NGOs; it was only later that governmental institutions began to participate. Institutionally, the Baltic Sea region consists of a loose superstructure. Apart from the nation states and the inter-governmental co-operation in the framework of the CBSS, founded as an umbrella organisation in 1992, the co-operation is predominantly situated at the sub-regional level. Interest groups, municipalities with similar problems or even cities make up these new networks. Baltic Sea co-operation is characterised particularly 10 by the combination of governmental and non-governmental organisations working in this area and by the wide variety of associations. 4.2 Co-operation Networks Independent of the Council of the Baltic Sea States The oldest area of Baltic Sea co-operation is environmental protection and the prevention of water pollution.12 The ‘Convention on the Protection of the Marine Environment of the Baltic Sea’ was signed as early as 1974, ratified in 1980 and subsequently revised in 1992. This convention led to implementation of the so-called Helsinki Commission (HELCOM), which has had a permanent secretariat in Helsinki since the beginning of the 1990s. The main emphases of its work are protecting the marine environment of the Baltic Sea from pollution stemming from either land or ships, and the drafting of environmental laws for the Baltic Sea region. In the environmental field there are numerous networks, for instance, the Baltic Environmental Marketplace, an association of 400 representatives from companies, NGOs, teaching and research institutions, local and regional authorities. The goal of this Marketplace is to create an environmental market for ecologically aware companies to promote the technological transfer and the development of clean products and production processes. This is only one example of numerous, similar organisations especially in the economic fields. A central role is also being played by the Baltic 21 project, founded as a regional equivalent to the Agenda 21, which is committed to sustainable development in the fields of environment, social issues and the economy (see the respective websites). Substantial innovations have characterised especially the co-operation over the economy and tourism, and these promise to be most valuable for the future of the region. For this reason, for instance, the Baltic Chambers of Commerce Association (BCCA) was founded in 1992, an association of 45 Chambers of Commerce and Trade in the countries bordering the Baltic Sea. In this framework the Baltic Sea Partenariat was founded as a counterpart to the Euro Partenariat, which offers assistance in making contacts and starting co-operation. The Baltic Sea Tourism Commission (BTC) and the Baltic Business Advisory Council (BAC) are closely linked to the CBSS but work independently. The BTC was founded in 1983 and brings together more than 120 organisations related to tourism in the region. The BAC performs an important advisory role for the governments of the Baltic Sea region and is committed to accelerating privatisation in the Baltic Sea transition countries and the support of SMEs (see websites). Co-operation in the fields of spatial planning, traffic and transportation play an important role in Baltic Sea networking. The so-called VASAB 2010 (Visions and Strategies around the Baltic Sea) was founded in 1992, specialising in spatial planning and focusing on economic development, environmental protection and tourism (see VASAB 2010, website). The Baltic Ports Organisation, founded in 1991, concentrates on improving transport and communications on the seaways, especially the transportation of goods and persons. In the field of education, culture and media there are many organisations, including the Conference of Baltic University Rectors (CBUR, since 1990), the Baltic University Programme – A Regional Network University (BUP, since 1996), the Association of Museums and Castles around the Baltic Sea (since 1991), the Baltic Music Network (since 1991) and the initiative Ars Baltica, founded by Björn Engholm (cultural co-operation, since 1990). Extending the ‘virtual’ connection is also a central factor in Baltic Sea cooperation – ‘to be or not to be online’ – and is especially supported in the framework of the Baltic Sea Alliance (BSA, since 1996) (Wæver 1997, 304). In 2000 a completely new endeavour was taken on at the Humboldt-University in Berlin by implementing the EUfunded project ‘The Baltic Sea Area Studies: Northern Dimension of Europe’, which aims at furthering the mobility of young researchers around the Baltic Sea and creating an 11 interdisciplinary university network with on the whole eight partners situated at the littoral states (see BaltSeaNet, website). Educational co-operation in the region has increased but still there is a lot of work to be done if there is the will to create the so often prophesised ‘Knowledge Society’, where educational measures will yet again be regarded as a profitable contribution to sustainable development. Youth and social work is a further area of Baltic Sea co-operation, institutionalised, for example, in the Baltic Sea Youth Office (since 1980) and the Social Hansa (since 1992), an association of about 30 welfare organisations from the Baltic Sea states. Especially prominent are three organisations that play a major role in region-building. The Baltic Sea States Sub-regional Co-operation (BSSSC, since 1993) joins the coastal regions of the Baltic Sea states and formulates common Baltic Sea policies at a subregional level (see BSSSC, website). The Union of Baltic Cities (UBC, since 1992) consists of several cities that exchange experience in working groups specialising in the fields of culture, environment, social policy, telecommunication etc (see UBC, website). The Fifth Parliamentary Conference on Co-operation in the Baltic Sea Area took place in 1997; this supported the already existing co-operation between the respective parliaments in the region.13 This description shows the close network of associations and initiatives, which are not dependent on instructions by the CBSS, but are to a some extent also loosely coordinated by this inter-governmental body. 5 The Council of the Baltic Sea States According to media reports on the third summit of the CBSS, held in Kolding, Denmark, in April 2000, the Baltic Sea region is, as German Chancellor Gerhard Schröder put it, one of the “most dynamic growth regions in Europe” (Süddeutsche Zeitung, 14 April 2000). The CBSS was founded in 1992 at a conference of foreign ministers upon a Danish-German initiative. This was supposed to provide a “flexible answer to a new political situation” and was put through without a formal foundation treaty or document requiring ratification (Schultheiß 1999, 24). The founding members consisted of all Nordic States, the three Baltic States, Russia, Germany, Poland and the European Commission (Commissioner for Foreign Affairs).14 The CBSS presidency rotates annually and, as with the EU system, is based on a troika. Germany assumed the presidency for the first time in July 2000. The political goals for this period are summarised in section 5.2. The working modus of the CBSS takes place in three working groups: (1) the Working Group on Assistance to Democratic Institutions, (2) the Working Group on Economic Cooperation, and (3) the Working Group on Nuclear and Radiation Safety and in particular by the Committee of Senior Officials (CSO). Decisions are taken by unanimity and are therefore consensus oriented. A co-ordinating secretariat has existed since 1998 which is responsible for organisation, policy making and public relations of the CBSS. The Secretariat officially assumed the status of an international organisation at the beginning of 1999. An important role is also being played by the ‘Commissioner for Democratic Institutions and Human Rights Including the Rights of Persons belonging to Minorities’ with its official seat in Copenhagen. The major responsibilities of the Commissioner are co-ordinating the work of human rights organisations in the region and actively supporting democratisation. 12 The guidelines and priorities of Baltic Sea region policies are determined at ministerial meetings and summits at governmental level. The mandate is nevertheless, according to Schultheiß, “giving help in orientation and serving as a forum for the common suiting between the participating states and other international organisations” (Schultheiß 1999, 24–25). Decentralised and horizontal co-operation in the Baltic Sea region in the above working fields is the main purpose of the CBSS. As a critical observer, Östhol does not praise the inter-governmental co-operation in the framework of the CBSS. According to him, it appears rather that “the Baltic Sea States will also in the future be more successful in creating a multifarious network of nongovernmental actors than to make their own politics” (Östhol 1999, 37). The tasks and the use of the mandate lead to widely differing reactions; for instance, Östhol believes that the overall co-operation in the Baltic Sea region is very poorly co-ordinated, and that it has a negative impact on the pooling of resources and neglects the locational advantage (Östhol 1999, 37). Others, however, regard the role of the CBSS as “a helpful and efficient co-ordinator” that merely “collects many co-operative activities under its supervision”.15 These differing opinions have recently led to a debate over re-defining the role of the CBSS. Not least among these is the debate over implementing the Northern Dimension of the EU, which might have brought the CBSS a new working field and could have linked it more closely to the EU. Many goals of the CBSS that were set out in the early 1990s have, however, been fulfilled, and in the meantime the region has changed very substantially. Finland and Sweden have become EU members, Norway and Iceland are part of the European Economic Area (EEA), association contracts with the EU have been signed by Poland and the Baltic States, and the Agreement on Partnership and Cooperation has been signed between the EU and Russia. The pre-accession activities for the candidate countries of the Baltic Sea States are now also more or less being conducted by the EU itself. Some of the major tasks remain, which cannot be dealt with by the EU in the same way: the integration of Russia into close economic co-operation and the participation of Scandinavian states that are outside the EU, i.e. Norway and Iceland. The extent to which the impact of a ‘soft security’ backing for the Baltic States is given stays an open issue. The former Minister of Justice, Federal and European Affairs of Schleswig-Holstein, Gerd Walter, summarised the essentials of Baltic Sea co-operation as follows: It produces identity beyond national diffidence and brings states with different affiliations closer together. It offers the possibility of co-operation, where integration does not apply and therefore relieves the pressure on EU accession. It serves economic and democratic transformation of the eastern Baltic Sea States and supports the further development of the region through all these aspects and their peace-making, stabilising character. (qtd. in Schultheiß 1999, 25–26) According to Schultheiß and Stålvant, the CBSS should encounter more working areas within the region. Stålvant draws a parallel to the development of the Nordic Council, which over the years has steadily expanded its policy areas at the horizontal level (Stålvant 2000, 7). Schultheiß suggests, for example, an expansion into the areas of internal and justice affairs (Schultheiß 1999, 29).16 The CBSS has to go with time in order to survive because, according to Stålvant, the socio-cultural basis that existed for Nordic co-operation is not given in the Baltic Sea context. If the EU accessions come about soon, the future of the CBSS will be endangered in the same way as were the Nordic institutions, since EU accession has high priority for the candidate countries. The role of the CBSS in the EU must be clearly defined to prevent the structures, areas of responsibility and financing mechanisms from becoming too confusing. 13 5.1 Areas of Responsibility Certain structures and foci have been established in the various CBSS areas of responsibility. In part these overlap with those of the NGOs and in part they correlate with those within the working groups. It has frequently been the case that organisations began as NGOs and were later recognised as official organs of the CBSS. These are not structurally responsible to the CBSS but follow the guidelines set out by ministerial meetings. Various communiqués, working programmes, declarations and action plans are retrievable at the website presented below. The following sections briefly summarise the various areas.17 5.1.1 Economic Co-operation, Trade and Investment The area of economic co-operation, trade and investment is one that shows particular dynamism in inter-governmental activity, and is one that is co-ordinated at the ministerial level. The BCCA and BCA work in close co-operation with this branch. The stipulations of the numerous trade regimes vary widely in the region, largely due to the plethora of earlier bilateral agreements. The CBSS attempts to establish some standardisation. A general effort is being made to dismantle barriers to trade, to facilitate border transit, to make rules and procedures compatible, to promote the so-called twinning arrangements18 and to raise ethical standards in economic affairs. Providing support to SMEs to help to make them internationally competitive also ranks high on the agenda. Developing electronic networks, improving access to EU financed programmes and providing support for the financing of SMEs are major tasks of the CBSS (see Ahlqvist 1999; Kivikari 1995; Karlsson 1999; Schrader and Laaser 1998). 5.1.2 Energy, Transport, Communication and Environment Communiqués issued by ministerial meetings in the field of energy emphasise that energy issues are a key to ensuring political stability, economic growth, sustainable development and security in the area of nuclear power. Therefore energy is not a highly technical field, but it bears far-reaching political implications, especially in regard to Russia. Not only questions of how persons who are involved should most favourably handle the resources (oil, gas) but especially those on securing the nuclear power plants in north-eastern Russia are to be discussed at the inter-governmental level, with a substantial exchange of information and experience. Also in this field it is important to facilitate trade and to overcome differences concerning transport, environment, transit, taxes and laws. The focus is on the extensive deregulation of the energy market in the region and the constant improvement of networks for the free movement of goods. The low population density and the comparatively long distances in the Baltic Sea region make the connection of transportation routes on land and on water indispensable. Most of the transport occurs over water, and improving and co-ordinating the seaways by means of modernisation of the ports therefore has high priority in the traffic sector. The Baltic Sea region is the principal importer of oil exported from Russia. Co-ordination of competition between ports over this constantly rising volume of trade should enable the trade to be divided fairly and in a way that guarantees the best results for all participants. Projects for connecting land routes between the various regions around the Baltic Sea include the Via Baltica, the Via Vironia and the Via Hanseatica and cover a very wide territory encompassing Helsinki, Tallinn, Riga, Kaunas, Warsaw, Berlin, St. Petersburg and Lübeck. With the opening of the Öresund bridge on 1 July 2000 the region gained a very important link that makes the Swedish and Danish regions the largest domestic market in northern Europe. Responsibility for the environment in the CBSS is borne by organisations or projects mentioned above, for example, HELCOM and Baltic 21. 14 5.1.3 Democratisation, Human Rights, Minorities and Child Protection A ministerial conference in Tallinn in 1994 selected Prof. Ole Espersen as Commissioner for Democratic Institutions, Human Rights and the Rights of Persons Belonging to Minorities; he was re-elected in 1997 to a second three-year term and followed by Ms. Helle Degn in 2000. The Commissioner’s mandate includes, as his title suggests, promoting democratic institutions, protecting and supporting minorities, and assisting the implementation of international conventions on human rights. The Commissioner is very free to determine his own means and activities, which means that he can also set higher standards in the fields of human rights and minority protection than bilateral agreements may require. For instance, he can point at ‘nuances’ in the political style and he works in a very ‘Nordic way’, paying attention to maintaining a high degree of transparency19 and also considering the gender problems within the minority issue (Birckenbach 1998, 547). His special tasks consist of maintaining co-operation with national human rights organisations, planning and supervising studies of the situation in the Baltic Sea region. His function as a liaison between national organisations and the governments of the member states is not to be neglected. An extremely explosive issue that has accompanied the Commissioner’s work throughout the years has been the question of the rights of Russian minorities in Estonia and Latvia. The EU has demanded the implementation of more substantive guarantees of minority and citizenship rights as a condition for EU membership. Russia used the forum of the CBSS to put repeated pressure on these states because of the status of the minorities. Estonia at one point even demanded Espersen’s resignation because he had allegedly supported the Russian position towards the Baltic States, in opposition to the positive developments, as had been confirmed by the Organisation for Security and Co-operation in Europe (OSCE) (Frankfurter Allgemeine Zeitung, 21 June 2000). Since the situation in these states has improved, for instance, as the result of recent liberalisation regarding language laws, a limitation of the Commissioner’s responsibility was discussed at the ministerial conference in Bergen, Norway, on 20-21 June 2000. Such far-reaching changes as this could in the long run provoke vehement protest from Russia, which in the early days had supported the Commissioner’s position as a “concession to the Russian policy towards the Baltic States” (Frankfurter Allgemeine Zeitung, 26 June 2000; see also CBSS Commissioner, website). In addition to co-operation in the fields of human rights, minorities and democratisation, the CBSS also assigns high priority to protecting children against sexual harassment and to measures against illicit trafficking of children, an initiative that is especially driven by Sweden. Multilateral networks are being established, where special working groups and projects work for the distribution of information and the development of common strategies for crisis management regarding children at risk (see Child Centre, website). 5.1.4 Culture, Education Ministerial meetings on cultural issues take place every second year in the framework of the CBSS. The co-operation aims at preserving the common cultural heritage of the region and supporting cultural exchange as a measure for region building. The originally non-governmental actions under the umbrella of Ars Baltica have been accepted by the CBSS as a platform for cultural development and “as a stable element that should be developed as an informal body for multilateral cultural co-operation” (see CBSS 1996). A major project for the CBSS is the EuroFaculty, initiated as early as 1993. The EuroFaculty is an international body that is politically independent and subordinate to the CBSS. The principal responsibility of the EuroFaculty is supporting reforms at institutions of higher educational institutions, especially in such subjects as economics, law, administration, political science and business administration, at the three Baltic Sea Universities in Tartu, Vilnius and Riga. Programmes have been established leading to 15 bachelor’s and master’s level degrees that provide the students with special knowledge of the Baltic Sea region in each subject. In September 2000 the branch of EuroFaculty in Kaliningrad was opened under the auspices of the German presidency of the CBSS. 5.1.5 Other Areas Another area of CBSS activity is that of combating organised crime, for which a special taskforce has been established. This taskforce has presented a thorough report on the various fields in which co-operation is taking place – immigration, drugs and corruption – and also on the possibilities for judicial co-operation. Since 1998 an Operative Committee (OPC) has had responsibility for operative actions (see Task-Force, website). A number of working groups for the respective fields of public safety have been created to improve crisis prevention and co-ordinate activities. Common emergency centres, emergency forces at sea and an extensive IT-networking of the region should improve the reaction capacities of the future. Further policy areas of the CBSS included taxes, health, labour market and youth. Except for work being carried out with young people in the framework of ministerial conferences and the Baltic Sea Secretariat for Youth Affairs situated in Kiel since 1999 and a well-coordinated network regarding the combat of diseases especially in Russia, these areas remain more or less non-institutionalised. 5.2 The German Presidency 20 This study was conducted during the period when the German media and the German Bundestag were dealing with the beginning of the German presidency of the CBSS.21 With his remarks at the summit in the Danish town of Kolding in April 2000, Gerhard Schröder described the substantial input that Germany will be making to this ‘growth region’ in the course of its presidency. This showed that Schröder “gives this informal body much more importance than his predecessor Kohl did” (Süddeutsche Zeitung, 5 July 2000). During the period of his Chancellory Kohl had avoided closer contacts to the Baltic States and active participation in the CBSS out of fear of offending the then Russian President Boris Yeltsin. With his trip through the Baltic States in spring 2000 Schröder showed that he takes the issues of the region far more seriously. Against this background it is even more interesting to analyse the proposal put forth in the Bundestag by Kohls party the conservative Christlich Demokratische Union (CDU)/Christlich Soziale Union (CSU) – the “Initiative to Strengthen the Baltic Sea region” begins with a criticism of the current social-democratic/green government: “While there was still an offensive Baltic Sea Area policy in 1998, no national initiative can be discerned at present” (Deutscher Bundestag, 9 May 2000). It is true that no Baltic Sea policy is manifested, for example, in the coalition treaty, but the plans of the present government for its presidency at least show more good will towards the CBSS. The CDU/CSU has also demanded “a special regional initiative for the support and development of the Baltic Sea region” and to make a Baltic Sea initiative a major topic at the next European Council meeting. The Germans should be considering a ‘Baltic Sea billion’ to be donated as financial assistance to the region, and a catalogue of goals for the financial basic conditions is to be presented. A policy initiative on education and support for a science and research centre for the Baltic Sea region are included in the overall concept. The liberal Freie Demokratische Partei (F.D.P) had taken a more modest stance. Even eight years after its founding, the CBSS is considered “far from effectively playing its role as a co-ordinator”. A major concern in the FDP proposal – “For a Coherent Baltic Sea 16 Policy” is improving co-ordination among the existing networks and bodies. The party proposes linking the timeframes of EU and CBSS presidencies. It also demands that steps be taken towards a closer connection between the CBSS and the Northern Dimension of the EU. The problems surrounding the office of the Commissioner for Human Rights should, according to the FDP, be solved by the German presidency (Deutscher Bundestag, 28 June 2000). The proposal put forth by the progressive government coalition parties Sozialdemokratische Partei Deutschlands (SPD) and Bündnis 90/Die Grünen – “Making Use of the Opportunities of Baltic Sea Co-operation” is the most detailed. It calls upon the government to improve co-ordination between the various forms of co-operation. The Baltic Sea co-operation has the possibility of giving answers, “that go far beyond the usual instruments of the EU (structural funds, support programmes)”. At the political level the government should contribute to the development of programmes for “active employment, life-long learning, improvement in the living conditions and the sustainability for a region with a special input in the areas of civil society development” (Deutscher Bundestag, 9 June 2000). Similarly as the FDP proposal, that of the government coalition partners emphasises the importance of co-ordination with the EU, including the framework of the Northern Dimension. The coalition stresses the greater participation of the northern states of Germany in the work of the CBSS and asks the government to improve opportunities for a possible Baltic Sea youth institution and a cross-border project to research the cultural and historical roots of the Hanse. The coalition parties wish a strengthening of the cooperation at both the civil and the political level, focusing on a “three-fold co-operation that includes governments, employers and labour organisations according to the main ILO standards”. The people-to-people approach is of special importance and should lead to a Baltic Sea identity and help to overcome tendencies to excessive nationalism. The Baltic Sea region could in this way become a model for Europe, whose uniting spirit could reach much farther than Europe. Very interesting for the future of the CBSS is the formulation that suggests an expansion of its tasks. It should not only focus on the traditional aspects of national foreign policy but also support co-operation across disciplines and include the decisions of the parliamentary co-operation. All German parties make reference to the issue of the enclave Kaliningrad. Here a close co-operation with the CBSS is the goal of the parties making up the government coalition as well as the socialist Partei des Demokratischen Sozialismus (PDS). All parties consider the inclusion of Russia into the co-operative context to be a special characteristic of the Baltic Sea networks. Concepts and proposals are available in great variety, but their translation into reality will not be easy. Maintaining a balance between the interests of the Baltic states and Russia, on the one hand, and those of southern Europeans, on the other, will require great sensitivity on Germany’s part, since it is one of the major EU member states. If Germany uses the scope of its possibilities during its presidency, it may be able to create substantial support for Baltic Sea co-operation and the Northern Dimension. Baltic Sea co-operation has at least returned to the agenda recently; how long it will remain there will be shown in the months to come.22 6 The EU and the Baltic Sea Region During the Cold War the Baltic Sea region lay at the heart of the East West conflict. The first closer contact on part of the EU (at that time only European Community, EC) came with the accession of Denmark in 1972. Over subsequent decades the Nordic states were good trading partners for the EC in the framework of the European Free Trade Area 17 (EFTA). The consciousness of the North developed fully, however, only with the collapse of the Soviet Union and the return of the ‘new old’ regions in north-eastern Europe into the closer sphere of contact. All Baltic Sea states that were not yet members, except Russia, then applied for membership in the EU during the 1990s. Finland and Sweden became members in 1995, and Europe agreements were ratified between the EU, the Baltic States and Poland. Russia is the only country among the Baltic Sea states that is likely to remain outside the EU. As one of the world’s most powerful geopolitical actors, however, it will nevertheless be one of the most important factors in EU foreign policy. A new policy was suggested by the Finns in the 1990s to link the EU’s strategy on Russia to a collective initiative for the north, the so-called Northern Dimension, since the North has been ‘moving towards the centre’ as the result of institutional memberships and associations (Antola 1999, 118). Baltic Sea co-operation, with its network of close ties to Russia in numerous sectors, could in this context serve as a good basis for a close co-operation at the level of ‘soft security’. Nonetheless it took quite a long time for the EU to begin to become aware of the potentials of the Baltic Sea region. 6.1 Baltic Sea Politics of the EU until 1998 “The EU perceives European regions with differing intensities” was noted recently, and this may explain why the Baltic Sea region and the European North have only slowly found a place on the map of the EU (Schulz 1999, 23). The fear of the northern Europeans of being ignored as peripheral was for a long time not unfounded. Precisely in the perception of regions in terms of EU policies, national interests and alliances play a crucial role for the distribution of financial resources. Here there quickly emerged a competition between the Mediterranean states and the Baltic Sea region, with the Mediterranean area feeling threatened by the debate over EU enlargement because of their possible loss of the status as the less developed region of Europe which had meant the allocation of special funds to them over the years. Finally it was initiatives from the Baltic Sea states themselves that raised the awareness of the EU for the region and for needs of the northern states. A Finnish-Swedish initiative led to the implementation of structural funds in creating ‘Goal 6’ to support agriculture in the northernmost rural areas. The previous German EU-presidency in 1994 achieved an approach of the EU to the Baltic Sea region; in the end this was launched in 1996 by Sweden, which pressured the EU to implement the Baltic Sea Region Initiative. The launch of the Northern Dimension in 1997 was promoted by the Finnish prime minister Paavo Lipponen. In 1994 the European Commission for the first time formulated guidelines for a policy of the EU for the Baltic Sea region. These included specific suggestions for improving contacts throughout the region for bi- and multi-lateral co-operation around the Baltic Sea as a water frontier. The Baltic Sea Region Initiative was ratified in April 1996 by the European Commission. It was intended to promote, support and accelerate existing developments in the Baltic Sea region. This signified that a genuine activism on the part of the EU in the region was not to be expected. On the whole, the initiative was nevertheless considered a positive contribution because it at least promised somewhat more attention to the region; however, the hopes for higher goals, for example, establishing a Baltic Sea Desk in the EU machinery were disappointed. Presently the region building in the Baltic Sea region is still being financed by the existing support programmes that are focused on the nation states and have no regional implication (PHARE, TACIS, INTERREG). In addition, no real strategy existed toward the region until only several months ago. Observers regard the participation of the European Commission in the CBSS as quite passive. The formation of 18 an overall EU strategy toward Northern Europe had to wait until 1997 and was put forward upon a Finnish initiative. 6.2 The Northern Dimension of the EU The concept of ‘Northern Dimension of Europe’ is thus of recent origin, forming an aspect of EU policy due only to the accession of Finland and Sweden in 1995. The Finnish prime minister Paavo Lipponen observed in November 1997 that with the accession of Finland and Sweden the EU now reaches from the Mediterranean to only a few kilometres from the Barents Sea. This observation was meant not only to emphasise the fact of EU expansion to the north but also the new 1300 km borderline between the EU and Russia. Finland thereby urged the EU to redefine its very scattered and generally passive initiatives within the Baltic Sea region. Lipponen’s words in fact initiated the EU initiative of the Northern Dimension. It was to be closely linked to security, stability and growth and implemented as an integral aspect of the foreign policy of the EU. The field of traditional security policy was to be left out. A subsequent address by Lipponen in 1998 presented more concrete ideas: especially the energy reserves from Russia indicate the high dependence of Western Europe on its eastern neighbour. The northern parts of Russia are strategic energy reserves for the EU member states. Realising the potential, however, requires the EU to develop a functioning infrastructure in transport, telecommunication, ports and borders. Also the delicate topic of nuclear waste in the Baltic Sea and Barents Sea are to become an issue within the Northern Dimension. Furthermore, Lipponen continued, it should be a major priority of the EU to overcome the largest poverty gap in Europe (Haukkala 1999, 13). The reaction of the European Commission to the Finnish input was initially cautious and hesitant. Its report “A Nordic Dimension for the Policy of the European Union”23 published in November 1997 (European Commission 1998) was nine pages long and supported the Finnish suggestions. Officially, the Northern Dimension has formed part of the EU policy since the European Council meeting in Vienna in December 1998. The goal of the initiative is to strengthen the profile of the EU in the region. In May 1999 the Council confirmed the guidelines with the document “Implementation of a Northern Dimension for the Policies of the European Union – Council Conclusion”. The European Council meeting in Cologne in 1999 stated in the ‘Presidency Conclusions’ that the Northern Dimension is the proper measure for strengthening the profile of the EU in the region (European Council 1999, par. 92). The European Parliament dealt with the Northern Dimension in May 1999 and prepared a report under the supervision of a Finnish Member of the European Parliament which was substantially more detailed than the contents and goals the Commission attested to the initiative. The most recent official document on the Northern Dimension is the Action Plan, presented by the European Commission in April 2000. This consists of three parts: (1) a horizontal part that explains and analyses the problems of the region, (2) an operational part that sketches the goals and prospects of the co-operation, and (3) an annex that lists the concrete plans for projects in 2000-2003 (European Commission 2000). The principle behind the Northern Dimension is to take advantage of the economic interrelationships between Russia, the Baltic States and the EU. Growth and security are to be promoted by means of policies carried out at the level of ‘low politics’ (Heikkinen 1999, 17). The Northern Dimension also places particular emphasis upon solving cross-border problems such as that of nuclear security, an issue that was also addressed in the EU’s Common Strategy on Russia in 1999. The Northern Dimension is thus intended to support the EU’s policy toward Russia from the perspective of close neighbours and to promote the EU’s natural interests in regard to Russian resources through consistent co- 19 operation. The construction of an economic infrastructure in north-western Russia should therefore serve as a guarantor of stability for the entire EU. The EU is an increasingly important trading partner for Russia, and with the accession of the Baltic States the amount of trade would increase even higher. The export of energy and raw materials to the EU made up 40% of overall Russian trade in 1999. This growing trade leads to further dependence, for instance, in sectors such as oil and gas transit, roads, railway, ports, electricity, telecommunication and post. Further working fields of the Northern Dimension include the region of high radioactive pollution in north-western Russia which is leading to contamination of neighbouring areas. This field is therefore also the focal point of the EU policy: co-operation with Russia over nuclear security, with special attention to the reactors on the Kola Peninsula and the district around St. Petersburg (Leningrad oblast) . The hopes for a new beginning that had accompanied the Northern Dimension were ultimately disappointed, however. This was because in this area, as in others, the EU relies exclusively on existing support programmes and provides its assistance only to already functioning networks. In comparison to the Euro-Mediterranean Partnership, there are no new financial programmes earmarked; the finances are again based on PHARE, TACIS and INTERREG. The Northern Dimension supports the work of the CBSS and the BEAC. Here the bases of interaction and the roles in the international arena have not yet been fully determined. Hopes of further implementation with more political pressure have been set upon the German presidency of the CBSS. Even if these are disappointed, at least a better allocation of programmes and responsibilities between the EU and the CBSS would be favourable (Süddeutsche Zeitung, 1–2 July 2000). The extent to which the Northern Dimension will prove a success in practice remains to be seen.24 At the first summit in Helsinki in 1999 many heads of state of the countries involved were absent, which probably indicates the priority attached to it (Foreign Ministers Conference 1999).25 On the whole, the Finnish initiative of the Northern Dimension met very varied reactions across the Baltic Sea region. Some states, especially Estonia and Latvia, resented the purely Finnish position and criticised this solo approach (Schulz 1999, 58). Haukkala interprets the hitherto quite modest interest in the initiative in the so very different possibilities of interpretation of its contents and its thereby self-inflicted confusion. It is precisely the focus on Russia, however, that would give the EU an ‘added value’, because in Finland the EU has a nation that has successfully carried out Realpolitik with its eastern neighbour for decades.26 In my opinion, there is a definite policy difference between Sweden and Finland regarding northern Europe and the Baltic Sea. While the Swedes focus more on Baltic Sea cooperation and region building with each other and without the EU, the Finns, through their geopolitical situation since the end of the Cold War, are still confronted with their long eastern border, which forces them to seek more security.27 7 Analysis and Summary Integration and supra-nationality in the sense in which the terms are used in the EU were never a designated goal of Baltic Sea co-operation. Rather, the goal was to establish a functional network of economic, cultural and political contacts at the level of ‘low politics’. On the basis of the criteria suggested by Hettne I now want to analyse the extent to which Baltic Sea region has already reached or is able to reach a high level of regionality. The future position of Baltic Sea co-operation in the concentric circles of globalisation, Europeanisation and regionalisation is analysed in terms of the functions of regional alliances in world politics, according to Smith. 20 Beginning with Hettne’s criterion of geographic unity, there are some positive characteristics indicating regionality. The common geographical feature for the Baltic Sea states is the Sea itself, but also the northern mentality, the ‘being Northern’, which applies to many of the states. The common ecological system of the Baltic Sea, which all actors are eager to protect, was the actual common denominator that originally led to cooperation in the region. In addition, the fear of being pushed aside as a peripheral region to the ‘outskirts’ of Europe may serve as a further connection. Especially the Northern Dimension of the EU has tried to infuse the ‘semantics of the periphery’ with a positive sound. A consideration of the region as a social system that ensures the most varied forms of human communication can also be judged as positive. The lingua franca of the region is English, while some parts of the region have their own common language; for instance, the members of the Nordic co-operation that speak so-called skandinaviska (common Scandinavian) among themselves. A close bond of language and culture ties Finns, Estonians and numerous smaller groups in the Russian Baltic Sea area. Sweden, which has absorbed exceptional numbers of Baltic refugees, has never lost its close ties to these countries. These connections are generally based on common historical roots and underlie the active exchanges on the part of churches, unions, associations and political parties in the region. After the Cold War old partnerships that had been severed in the Baltic Sea region were reinvigorated. Today’s growing tourism in the region also supports people-to-people contact. The human contacts and the good neighbourhood relations are definitely assets that have promoted regionalisation. The close contacts that exist across the Baltic Sea often have historical roots. However, as noted above, historical identities should not be exploited as the basis for new cooperative networks if these are too tainted by past enmities. If one judges the Baltic Sea region from the viewpoint of organised co-operation, one can conclude that it is especially the close network of multi-functional co-operation that provides the principal evidence of regionalisation. It is not necessarily the amount and the variety of alliances in the fields of economics, culture, education and ecology that impressively demonstrate the unity but rather the informal contacts, with actors looking first in the Baltic Sea region for partners in new undertakings. “The region is the network”, Wæver writes, which applies well to the Baltic Sea region because of its showing the bottom-up principle as well as the spontaneity that characterises the region building procedure. Hettne’s criterion of the development of civil society can be observed in the formation of common values. The political-ideological systems that divided the region in recent decades make it quite heterogeneous. The common will to create this for the region was the driving reason for the Baltic States and Poland in the region-building process. For Russia, a state with an immense territory with many cultures and nationalities and its own problems, this of course does not apply in the same way. The introduction of democracy, human rights and the protection of minorities was a common goal, which was institutionalised by the Commissioner’s position and can be seen as a sign of the harmonisation of these values that is aimed at in the region. This is nevertheless a potentially dangerous issue, however, should Russia try to use the minority question to demonstrate its power in the future. Religious diversity also characterises the region, where the Protestant north confronts Catholic countries such as Poland and Lithuania. This difference has until now never been the basis for a serious cleavage, although the cultural differences over religion have also not supported the formation of a common identity. These, however, are not likely to become an obstacle to establishing common values in the Baltic Sea region as the countries surrounding Baltic Sea are largely secularised.28 21 Hettne’s final criterion is the ability of a region to act as a subject with a specific identity. The region until now has only very seldom had the chance to act as a whole, and in the perception from outside the region may have something of the nature of ‘those states up there in the north’. The Baltic Sea region can therefore to an increasing extent be considered as a unit. Nevertheless, the differences in memberships of the states to circles of internationalisation mean that their representation in the international arena is not very uniform. The ability to act as an advocate of one’s own interests is based on the legitimacy and the structure of decision making. In my opinion, Hettne’s criterion here shows that the concept of Baltic Sea co-operation is not based upon true integration and therefore precludes every form of supra-nationality. With the exception of the institutionalised CBSS as a co-ordinating body, Baltic Sea co-operation can be likened to a ‘loosely linked anarchy’. The Baltic Sea co-operation has no treaty or master plan and functions according to its own rules, which in the end requires far more diligence and initiative than a system structured in a top-down manner. The recent case of the CBSS being misused as a ‘special institution for regional security policy’ by Russia was backfired by all the other member states and thereby shows that the CBSS is in fact able to act as a subject and as an advocate for the own interests within its field of competence, in accordance with Hettne’s criterion (Frankfurter Allgemeine Zeitung, 23 June 2000). According to Hettne’s criteria the Baltic Sea region can on the whole be regarded as extensively regionalised. Many processes that dominate the debate over the region, such as the emergence of a collective Baltic Sea region identity and the intended security identity through ‘low politics’, are not yet finalised and are making headway only very slowly. Especially the ‘drift towards the centre’, into the EU and also into NATO could throw the process of regionalisation within the Baltic Sea region back to the very beginning. The difficulty in harmonising EU initiatives with the existing forms of cooperation are illustrated by the slow progress in realising the programme of the Northern Dimension. The three functions which, according to Smith, form a specific region in world politics, do not apply to the Baltic Sea region except for the third one; the two first functions are based exclusively on regions within a nation state or a system such as the EU, while the third can also be applied for an analysis of cross-border co-operation in the environment of world politics. As a counterweight to globalisation, regional markets are being opened that offer local suppliers cross-border opportunities in the framework of Baltic Sea co-operation. Due to its loose superstructure the Baltic Sea region does not at present function as an international actor in world politics; however, this could quickly change, for instance, in the event of political destabilisation in Russia. The Baltic Sea region may find it possible to act as a unit within the EU. Especially after the accession of the Baltic States and Poland the ‘Baltic Sea Lobby’ would comprise a prominent part of the EU. In order to achieve this, regionalisation would have to progress further because this is a special field in which national jealousies and unilateral efforts emerge where states from the old north even do not always co-operate. A gradual decline in the importance of the nation state can be identified as the result of regionalisation. Within the region there are further circles of internationalisation, which nurture new identities and in some ways make the concept of the nation state become relative. Especially for the transformation states this process provides a good preparation for EU membership, which will further erode their sovereignty. In addition, it will be interesting to follow the case of Norway and Iceland as they become pushed increasingly to the periphery: they are not EU members, they are in a Nordic co-operation that is slowly losing its importance, and they geographically do not really belong to the Baltic Sea region. This problem will be even more prominent when the Baltic States and Poland join the EU, because by then at the latest the question of continuing Baltic Sea cooperation will become a decisive issue. 22 The speech by German Foreign Minister Joschka Fischer on the future structure of the European Union explicitly foresees the nation state losing its importance. Baltic Sea cooperation deserves the title of ‘laboratory of Europe’ not only for its innovative and very diverse structure of co-operation but also because of its function in countering globalisation and the centralistic concept of nation state. 8 Notes * This publication is a revised edition of the author's thesis for a Masters degree in European Studies in July 2000 at the “European Center for Comparative Government and Public Policy, Berlin”. 1 There is, for instance, a region in the making between the southern provinces of Finland and northern Estonia; on EUREGIO see, for example, Grom 1995. 2 For micro-regions within the EU see Keating 1998; for theories on governing on a multi-level system, analysing the ways of post-nation-state of governing in the EU context see Jachtenfuchs and Kohler-Koch 1995. 3 The Japanese scholar Ohmae even goes so far as to suggest an emergence of ‘regional states’ as successors of the nation states in the sense of highly efficient networks. According to his theoretical ideas, the nation state has lost his dynamism to be economically competitive in the age of globalisation, so that the focus should be transferred on regions (Ohmae 1995). 4 Listing of the functions here cited according to Haukkala 1999, 81/82; see also on the dual function of regionalism in the sense of globalisation and ‘localisation’: Dunford and Kafkalas 1992. 5 In times of the Hanseatic League German also served as a lingua franca. 6 Scandinavian for North, a common term for the description of the group of states formed by Denmark, Finland, Iceland, Norway and Sweden. 7 In the Finnish and the Swedish national anthems it is not the respective country that is sung about but rather the North and being Nordic. 8 This can also be seen in the question of the EU accessions of the Nordic countries: a critical position especially of Denmark and Sweden towards too much decision-making from above could be detected before and after the accession. The fear of loosing the specific ‘Nordic political identity’ is most likely one of the main factors. 9 This belongs to the main projects of the Finnish EU Ombudsman, Jacob Söderman, who even came into conflict with the President of the European Commission, Romano Prodi, over the issue of transparency. It is also ranking high on the agenda of the Swedish presidency in the EU. 10 Complete website addresses are listed in the references. 11 This means that co-operation is organised from the bottom to the top and also originated in that way. The institutions cooperate on bilateral grounds and are not in anyway obliged to the CBSS or any other higher instance. 12 In the following passages I refer to an unpublished paper by the German Foreign Ministry (Auswärtiges Amt, 2000). 13 The European Parliament is also part of the parliamentary co-operation. 14 The accession of Iceland and Norway took place some years later. 15 The former Finnish Foreign Minister Paavo Väyrynen 1994 in the CBSS-Monitor. 16 Here the issues connected to the Schengen agreement and the future of the enclave Kaliningrad are the most important. 17 The information in the following section is mainly taken from the Information document of the CBSS from 31 March 2000; see also CBSS website. 18 Transfer of qualified personnel in private enterprise and administration (from west to east) for exchange of experience and ‘learning on the job’. 19 The Commissioner publishes the journal Mare Balticum that informs the public on activities and goals of the Commissioner and his office. 20 For more detailed information on the priorities of the German Presidency see the website of the German Foreign Ministry. 21 In November 2000 the government presented its answers in the so-called ‘Parliamentary Question Time’ in the German Bundestag. It is a very detailed informative convolute (80 pages) on the situation in the present and the future of the Baltic Sea region from a German perspective (Deutscher Bundestag, 1 Nov. 2000). 22 For a mid-term review and an outlook on the remaining time of the presidency in detail see Auswärtiges Amt 2001, website. The German presidency will be followed by Russia in July 2001. 23 It is quite symptomatic for the interest of the Commission that the title of the initiative on the document is wrong, using the term Nordic not Northern. 24 In Spring 2001 the Commission has launched a new Project called the Northern eDimension as a part of the Northern Dimension aiming to provide the region with full IT-capacities. 25 The Chechnya war was officially presented as a reason for the meager participation at the conference. 26 Eminent scholars have also turned this argument against Finland in saying, that the Northern Dimension initiative is a way for Finland to continue its ‘Finnlandisierungspolitik’ (Politics of Finlandisation) towards Russia on a European level. 27 There are many possible causes. 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Warsaw 1995, 101ff. 9.2 Websites 26 • • • • • • • • • • • • • • http://www.auswaertigesamt.de/www/aussenpolitik/regionalkonzepte/ostseerat/index/html http://www. bsssc.com http://www.baltinfo.org http://www.baltinfo.org/taskforce http://childcentre/baltinfo.org http://www.cbss-commissioner.org http://www.ee/Baltic21 http://www.eurofaculty.lv http:/www.eurooppalainensuomi.fi http://www.helcom.fi http://www.Norden.org http://www.state.gov/www/regions/eur/nei_hp.html http://www.ubc.net http://www.vasab.org.pl 9.3 EU Documents Europäische Kommission: Eine Nordische Dimension der Politiken der Union: Eine Bestandsaufnahme laufender Aktivitäten. Arbeitsunterlage der Dienststellen der Kommission, Okt. 1999. European Commission: Communication from the Commission ‘Baltic Sea Region Initiative’. Brussels, 10 April 1996, SEC (96) 608 final. European Commission: Communication from the Commission: A Nordic Dimension for the Policies of the Union. Brussels, 25 Nov. 1998, COM (1998) 589 final. European Commission: Commission working document: Action plan for the Northern Dimension in the external and cross-border policies of the European Union 2000-2003 (Draft). Brussels, 28 Feb. 2000. European Council: Conclusions on the Implementation of a Northern Dimension for the Policies of the European Union. 31 May 1999, 9034/99, DG E III. European Council: Presidency Conclusions. Cologne, 3–4 June 1999. European Council: Presidency Conclusions. Tampere, 15–16 October 1999. European Council: Presidency Conclusions. Helsinki, 10–11 Dec. 1999. Foreign Ministers Conference on the Northern Dimension: Conclusions. Helsinki, 11–12 Nov. 1999. Section for External Relations, Study Group on: The Northern Dimension including relations with Russia (Revised preliminary draft opinion), Brussels, 26 Aug. 1999. 9.4 Further Sources Auswärtiges Amt, Referat 214: Multilaterale Zusammenschlüsse, Akteure und Initiativen im Ostseeraum. Berlin, Feb. 2000. CBSS: Kalmar Action Program. 1996. <http://www.baltinfo.org> Deutscher Bundestag, Antrag der CDU/CSU-Fraktion: Initiative zur Stärkung der Ostseeregion. Drucksache 14/3293, 9 May 2000. Deutscher Bundestag, Antrag der F.D.P.-Fraktion: Für eine kohärente Ostseepolitik. Drucksache 14/3675, 28 June 2000. Deutscher Bundestag, Antrag der Fraktionen SPD und Bündnis Ostseekooperation nutzen. Drucksache 14/3587, 9 June 2000. 27 90/Die Grünen: Die Chancen der Deutscher Bundestag, Antwort auf die Große Anfrage der Abgeordneten Wolfgang Börnsen, Gunnar Uldall, Ulrich Adam, weiterer Abgeordneter und der Fraktion der CDU/CSU, Drucksache 14/4460, 1 Nov. 2000. Frankfurter Allgemeine Zeitung: “Der Ostseerat auf der Suche nach einer neuen Zukunft.” 12 Apr. 2000. Frankfurter Allgemeine Zeitung: “Streit im Ostseerat: Estland gegen dänischen Menschenrechtsbeauftragten.” 21 June 2000. Frankfurter Allgemeine Zeitung: “Iwanow appelliert an Ostsee-Anrainer ‘Radaranlagen nicht für amerikanische Raketenabwehr nutzen’.” 23 June 2000. Olson, Lyndon L. Jr. (Ambassador to Sweden): The U.S. and the Baltic Rim. 19 Nov. 1998 (speech given in Stockholm). Süddeutsche Zeitung: “Schröder: Ostseeraum wichtiger als die USA.” 14 April 2000. Süddeutsche Zeitung: “Ein Meer verschiedener Interessen. Deutschland übernimmt den Vorsitz des Ostseerates und muss Balten, Russen und Südeuropäer zufrieden stellen.” 1–2 July 2000. Der Tagesspiegel: “Ostseerat etabliert sich als Ergänzung zur EU.” 14 April 2000. 28
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