Comparative European Legal History VT17 Project Constitutional Law Group 1 Rights and International Law Hugo Grotius Thirty Years’ War The Thirty Years’ War was a bloody war waged across Europe, primarily based in Germany, it involved many different countries (Holy Roman Empire, Britain, France, Spain, Austria, Sweden and Denmark). The cause of the war was religion – the age-old dispute between Catholicism and Protestantism. The war ended in 1648 culminating in the Treaty of Westphalia. The traces of the war can be found in Germany, as early as the 16th century, with Martin Luther’s teachings on the concept of indulgences. The war was a bloody war; it was the worst war Germany had experienced until the Second World War1 killing 20% of the German population2. The Thirty Years' War began in 1618 - Ferdinand II, the Holy Roman Emperor of Bohemia (Czech Republic), imposed Catholicism in Bohemia and prevented the practice of Protestantism. The Protestants in Bohemia rebelled and other states intervened. This caused there to be the division of two sides: the Catholics (Ferdinand and the German Catholic, Papacy, and Spain) and the Protestants (Britain, the Netherlands and Denmark)3. Initially, the Catholic side was strongest and by 1629 had conquered most of the Protestant part of Germany, and a large part of Denmark4. However, in 1630 the Swedish army entered the war and pushed back Ferdinand’s army – the Spanish entered in 1634 and forced the Protestants out of Germany. This caused retaliation from the French; declaring war on Spain (1635) and on the Holy Roman Emperor (1636). The war continued until the French and Swedish military defeat resulted in Habsburgs withdrawing. This led to the peace treaty of Westphalia. The Treaty of Westphalia, 1648 The treaty was signed in 1648, in Germany, and symbolized the end of the thirty years of war with religious tolerance between the Catholics and Protestants. “The Peace of Westphalia is 1 ‘Thirty Years’ War’ (Robert Cowley and Geoffrey <http://www.history.com/topics/thirty-years-war> accessed 15 February 2017. 2 Ibid. 3 Ibid. 4 Ibid. Parker, History) 1 Comparative European Legal History VT17 Project Constitutional Law Group 1 regarded as a milestone in the development toward tolerance and secularization.”5 There treaty also provided new boundaries, with Switzerland given their independence. Grotius, born on the 10th April 1583, was a legal jurist and writer and has been christened the “father of international law.”6 Grotius demonstrated remarkable intelligence at a young age starting university at the age of 12, and joined the bar age 17. In 1613, he was appointed Pensionary of Rotterdam. However, his success in the Netherlands was short-lived, and in 1619 he was sentenced to prison for his ideas of religious tolerance; he managed to escape, and he ended up living in poverty and exile in France. He later returned to the Netherlands, but was exiled again and then lived in Germany. Grotius wrote 'De Jure Belli ac Pacis' (known as the Law on War and Peace) in 1623, during the period of Thirty Years' War. Hugo Grotius The Life of Hugo Grotius Grotius, born on the 10th April 1583, was a legal jurist and writer and has been christened the “father of international law.”7 Grotius demonstrated remarkable intelligence at a young age starting university at the age of 12, and joined the bar age 17. In 1613, he was appointed Pensionary of Rotterdam. However, his success in the Netherlands was short-lived, and in 1619 he was sentenced to prison for his ideas of religious tolerance; he managed to escape, and he ended up living in poverty and exile in France. He later returned to the Netherlands, but was exiled again and then lived in Germany. Grotius wrote 'De Jure Belli ac Pacis' (known as the Law on War and Peace) in 1623, during the period of Thirty Years' War. Political Context One reason why Grotius felt there should be an international law based upon the application of natural law was that there was no longer an Emperor or Pope to act as the universal authority.8 He agrees with Aristotle’s condemnation of persons who wish for lawful rulers among themselves but have no care for justice among nations.9 ' Peace of Westphalia' (Anuschka Tischer, Oxford Bibliographies) < http://www.oxfordbibliographies.com/view/document/obo-9780199743292/obo-9780199743292-0073.xml> accessed 15 February 2017. 6 ‘Hugo Grotius’ (Yasuaki Onuma) <https://global.britannica.com/biography/Hugo-Grotius> accessed 15 February 2017. 5 7 ‘Hugo Grotius’ (Yasuaki Onuma) <https://global.britannica.com/biography/Hugo-Grotius> accessed 15 February 2017. 8 9 Robinson O, European Legal History, Oxford University Press, 3rd Ed, 2010, pg 216. Ibid, Pg 217. 2 Comparative European Legal History VT17 Project Constitutional Law Group 1 The Right, Grotius says, is twofold. On one hand we have the private right established for the advantage of each individual. On the other hand there is the more superior right involving claims which the State has upon individuals and their property for the public good.10 The State also has authority over which civil rights are conferred on their citizens because a civil right is derived from civil power which is the sovereign power of the State. An international law however is more extensive, because it derives power from all nations or at least those which find a commonality among their rights.11 Grotius was inspired by the misery of contemporary warfare seen during the 30 year’s war which had torn central Europe apart because, within the clamour of conflict, the clarity of law could not be heard.12 He insisted that humankind craves for a society which is peaceful and corresponds with reason. The rules that he proposed could apply in any circumstance at any time and were capable of relating to international affairs as well as matters of private law.13 The aims of this society desired by citizens were furthered by the creation of governments. As for war, Grotius believed that it was often occasioned by the violation of rights and should not be resorted to unless there were rights which required enforcement.14 Rights were seen to be capable of limiting the authority of government in a time when sovereign monarchs could easily issue morally incorrect decrees. Grotius presented the thought that a people who have the legal competence to submit themselves to a single authority should be able to do so in a way which transfers any legal right to govern. This power is contained within Grotius’ notion of a right. The government, as a right-holder, is presumed to have good sense and a natural sociability which will determine the distribution of rights. Grotius rejected that there was a single best form of government to facilitate this distribution because there are many different ways of life and citizens are free to choose which they prefer just as they are free to select the form of government.15 In this sense, he states that there is no way to solve the political state and one of his main innovations was to turn political philosophy away from the quest for an ideal form of government by admitting the possibility of different, equally legitimate forms derived from the people’s exercise of rights in different circumstances.16 Legal Context Grotius work On the Law of War and Peace was the first time a philosopher tried to create a system based on natural jurisprudence which of course relied on the law of nature. Furthermore, he believed that humans had an innate desire for social order and good and by 10 Grotius H, On Law of War and Peace, Batoche Books, Kitchener, 2001, Pg 8. Ibid, Pg 13. 12 Robinson O, European Legal History, Oxford University Press, 3rd Ed, 2010, Pg 216. 13 Ibid, Pg 217. 14 Edmundson W, An Introduction to Rights, Cambridge University Press, 2004, Pg 18. 15 Edmundson W, An Introduction to Rights, Cambridge University Press, 2004, Pg 19. 16 Ibid, Pg 20. 11 3 Comparative European Legal History VT17 Project Constitutional Law Group 1 appealing to this war between nations could be avoided, premised that human beings have a desire for self-preservation. Grotius believed in state's sovereignty since he stated, if a state must decide what is common good for another state, this involves self-interest diminished from the natural order.17 After On the Law of War and Peace five characteristics of Grotius international law emerged; 1. Natural laws are moral rules known to all humans through their rationale and social behavior. Grotius distinguished natural law from moral law although the former shares a quality with latter since they both dictates the rational conduct of an Individual in a society.18 2. Desire for an international community, which would have to wait, since sovereign states were first deemed equal in the 20th century.19 3. These states would consist of individuals with own rights even though the state would continue to be privileged but the idea to be equal under the law and other human rights started take shape.20 4. The states had to be marked by sovereignty – To be able to create and enforce its own rules within its own territory. Therefore, Grotius concluded the war could not be justified on both ends. Grotius held that where only three justified grounds for war: a. Self-defense b. Recovery of property and c. To enforce punishment 5. Worthwhile noting is that Grotius had no concepts of international institutions.21 Religious Context Religion has an impact in Hugo Grotius’ texts, for example in “On law of war and peace” many of his thoughts about justice and rights are somehow related to God and religion. This is not surprising considering Grotius’ background and the time he lived. Grotius lived most of his adult days at the time of the Thirty Years’ War, also called as “religious war”, where Catholics, Lutherans and Calvinists were fighting against each other. Moreover, it was partly because of his religious view why Grotius was sentenced in imprisonment (1619-20). Grotius also wrote a religious book “On the Truth of the Christian Religion”, where he developed his famous religious theory about “Governmental”.22 We can see that religion had an essential 17 Bull.H, Kingsbury. B& Roberts. A, Hugo Grotius and international relations, Clarendon Press, Oxford, pg. 8 and 16. 18 Ibid pg.78. 19 Ibid pg.80,221, 222 and 225. 20 Ibid pg.86. 21 Ibid pg. 87-90. 22 Edmundson, William A.: An Introduction to Rights, Cambridge University Press, Cambridge, 2004, p. 17-18. 4 Comparative European Legal History VT17 Project Constitutional Law Group 1 influence in Grotius’ thoughts and that’s why the religious context must be taken into consideration. Despite Grotius’ religion based way of thinking, he wanted to depart law from certain religious traditions. His view of the Natural Law wasn’t dependent on the existence of God, but, to him, law was so unalterable, that it cannot be changed even by God himself. The natural right was above the law, including the human law, and God revealed it to humans.23 One of the Grotius’ major innovations was that the study of rights and morality should be separated from theology. According to him, it was a necessity on the road to preventing religious wars and this way it could became possible to peacefully resolve disputes between nations of different religions. As mentioned Grotius himself wasn’t skeptic on theology, he wanted merely distinguish it from the field of law.24 Grotius’ thoughts about free man and free choices were to affect the ideas of the Enlightenment. One of the basic ideas of the Enlightenment, that a man has to become free from the Church, has its roots in Grotius’ thoughts.25 Influence on Modern International Law Today, we more than ever live in the international society that Hugo Grotius describes. Grotius has had influence on modern international law because of the topics he touched on already in the seventeenth century: the freedom of the seas, the justification of war and the treatments of persons involved in wars, among other things. All of these issues are still part of international law. The greatness lies in that Grotius separates international law - law of nations - from municipal law. This division is applicable in modern day society as well. The UN Charter deals with some of the aspects that were central to Grotius: for example questions of sovereignty and the use of force between nations26 . The time elapsed between Grotius’ days and the founding of the UN is long, but Grotius work could be seen as a starting point. It is hard not to mention Hugo Grotius doctrine on the high seas when talking about Grotius impact on modern international law. Grotius thought the high seas to be open to all res communis, not being appropriable. Today, the freedom of the high seas is a basic principle of international law, effective with few exceptions27. As written during the section regarding the religious context of Grotius work, Grotius saw it as essential to separate the study of rights from theology, if there were to be a basis for Grotius, Hugo: On law of war and peace, Batoche Books, Kitchener, 2001, p. 9-10. Edmundson, William A.: An Introduction to Rights, Cambridge University Press, Cambridge, 2004, p. 20. 25 Introducing lecture in Constitutional Law, Comparative European Legal History, Lund University, spring 2017. 26 Bull, Hedley (red.), Hugo Grotius and international relations, New ed, Clarendon, Oxford, 1992, p. 268. 27 Shaw, Malcolm Nathan, International law, 7. ed., Cambridge University Press, Cambridge, 2014, p. 554 ff. 23 24 5 Comparative European Legal History VT17 Project Constitutional Law Group 1 peacefully resolving disputes between nations of different religions28. This is one of Grotius greater contributions, and it is one that is a reality today in international law where religious aspects are absent. In a more globalised world, justice between states is a very important question that is given a lot of thought. Even though the Thirty Years’ war took place in Europe during Hugo Grotius days, Grotius discussed this topic. State sovereignty is a basic principle of modern International Law. Grotius agreed to this, as earlier mentioned. What about Grotius’ thoughts on war? Article 2.4 of the UN Charter, concerning use of force, does not mirror Grotius’ thoughts, but he did see self-defence as one of the reasons as to why war would be permitted. This is today the only exception. Grotius saw humanitarian intervention as a possible reason for just war. This is not the case in modern international law, but there has been a hot debate going around over this matter. NATO argued that the Operation Allied Force (1999) was just use of force because of humanitarian intervention. The same can be said for R2P, responsibility to protect. Preventive war undertaken because of fear of an imminent attack, was also legitimate according to Grotius29 . It is far fetched to see the discussions held today as directly linked to Grotius, but it is interesting that things he touched on already in the seventeenth century are still being discussed. Grotius tried to exclude ideological considerations as the basis of just war and attempted to redefine the just war. Grotius also proposed diplomacy as a first attempt to solve conflict. Grotius’ thought of justice as a matter of respecting and exercising individual rights is also a great contribution30 . There is also traces of Natural Law in modern public international law. There are sayings in documents of international law mentioning for instance “intricate values”. These are just a few examples of how modern international law can be traced back to Grotius’ thoughts. It can be difficult to see the influence of a single person on a topic so widespread and important as international law, and Grotius has his critics. Safe to say, however, is that Grotius have had influence on later scholars, and Grotius did lay the foundations of the Natural Law of the Enlightenment31. Bibliography Bull.H, Kingsbury. B& Roberts. A, Hugo Grotius and international relations, Clarendon Press, Oxford. Edmundson W, An Introduction to Rights, Cambridge University Press, 2004, p. 19 Ishay, Micheline R., The history of human rights: from ancient times to the globalization era : with a new preface, [New ed.], University of California Press, Berkeley, 2008, p. 100. 30 Edmundson, William A.: An Introduction to Rights, Cambridge University Press, Cambridge, 2004, p. 18. 31 Robinson, O. F., Fergus, T. D. & Gordon, William M., E uropean legal history: sources and institutions, 3. ed., Butterworth, London, 2000, p. 216 ff. 28 29 6 Comparative European Legal History VT17 Project Constitutional Law Group 1 Edmundson W, An Introduction to Rights, Cambridge University Press, 2004 Hugo Grotius’ (Yasuaki Onuma) <https://global.britannica.com/biography/Hugo-Grotius> accessed 15 February 2017. Grotius, Hugo: On law of war and peace, Batoche Books, Kitchener, 2001 Ishay, Micheline R., The history of human rights: from ancient times to the globalization era: with a new preface, [New ed.], University of California Press, Berkeley, 2008 'Peace of Westphalia' (Anuschka Tischer, Oxford Bibliographies) < http://www.oxfordbibliographies.com/view/document/obo-9780199743292/obo-9780199743 292-0073.xml> accessed 15 February 2017. Robinson, O. F., Fergus, T. D. & Gordon, William M., European legal history: sources and institutions, 3. ed., Butterworth, London, 2000 Shaw, Malcolm Nathan, International law, 7. ed., Cambridge University Press, Cambridge, 2014 ‘Thirty Years’ War’ (Robert Cowley and Geoffrey Parker, <http://www.history.com/topics/thirty-years-war> accessed 15 February 2017. History) 7
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