Department of Political Science, University of Copenhagen Element of an Archaeology of Cosmopolitanism in Western Political Thought A Return to the French Enlightenment (1713-1795) Frank Ejby Poulsen Master’s thesis submitted: August 2008 Academic advisor: Professor Jens Bartelson TABLE OF CONTENTS TABLE OF CONTENTS 1 ABSTRACT 3 INTRODUCTION: ON THE NEED FOR A HISTORY OF COSMOPOLITANISM 4 PART I: THEORY 11 CHAPTER 1: METHOD 12 Issues in method for the history of cosmopolitanism Issues inherent to the history of ideas Past and present The object of the history of ideas Language and meaning Issues inherent to the history of cosmopolitanism What is cosmopolitanism? The problem of definition Continuity of ‘cosmopolitanism’ through time 13 13 14 16 19 20 20 21 Archaeology of cosmopolitanism Foucault’s archaeology at a glance Applying archaeology to cosmopolitanism 23 23 25 Conclusion 26 CHAPTER 2: THE DISCOURSE OF WESTERN COSMOPOLITANISM 27 The primary core of cosmopolitanism: the trinity god-humanity-individual The individual Humanity God or the methaphysical conception of the individual and humanity 29 29 32 33 The secondary core of cosmopolitanism: community The bond of community Institutional community 34 35 35 ~1~ Moral community 36 Problematisation and énoncés Problematisation: the local/general axis The énoncés of cosmopolitanism 37 38 39 Conclusion 40 PART II: EMPIRY 42 CHAPTER 3: THINKING MAN 44 Man as an object of study and a speaking subject Humankind as object: unity and diversity Humankind as subject: the ‘cosmopolitan self’ 46 46 50 Metaphysical vs. physical conceptions of humankind Deism or theism: God’s religion of universal reason Atheism: nature’s science of universal reason Universal moral duty and universal truth 52 53 54 56 Conclusion 58 CHAPTER 4: THINKING MAN IN SOCIETY 59 From nature to society: humankind and the sovereign Metaphysical natural law: the community of reason under a sovereign God Atheist natural law theory: the human sovereign in a civil society Conclusion 60 61 63 66 Cosmopolitanism meant in a ‘nationalist’ language A new political vocabulary Nation: from people to civitas Patrie: from country to polis Cosmopolitanism: debating the boundaries of sovereignty 66 67 67 69 71 Conclusion 75 CONCLUSION: TOWARDS A COSMOPOLITAN COSMOPOLITANISM? 76 BIBLIOGRAPHY 79 ~2~ ABSTRACT Cosmopolitanism is not a well-known entity in political theory. Therefore, a history of this political doctrine is needed. However, such epistemological enquiry faces an ontological conundrum. Not only is it difficult to identify cosmopolitanism, but doing so might prove to be an ‘uncosmopolitan thing to do.’ This thesis employs a contextualist archaeology marrying Foucault with the ‘Cambridge school’ in order to conciliate an epistemological approach with a fairly ontologically neutral status. Cosmopolitanism is thus envisaged as a located discourse in the West, problematising the local and the general, and squeezed in between (inter)nationalism and universalism. How did cosmopolitanism enter political thought alongside these two other doctrines? To contemporary cosmopolitanism, eighteenth-century French political thought constitutes a ‘return’ to the humanist foundations on which our modern political vocabulary got formed. Its study reveals that a hitherto-considered nationalist vocabulary the nation, the patrie was indeed formulated in cosmopolitan terms. It also reveals that the conception of humanity structured located contractualist theories despite the universality of human rights. This thesis shows the common archive of these three discourses around a rediscovered and yet unanswered question in political thought: the proper sovereign authority to govern universally free and equal humankind. ~3~ INTRODUCTION ON THE NEED FOR A HISTORY OF COSMOPOLITANISM T HE P RE S E N T , T HE P A S T A N D T H E CO N T I N U I T Y O F A P O L I TI C A L DO CT R I N E … [C]osmopolitanism is not some known entity existing in the world, with a clear genealogy from the Stoics to Immanuel Kant, that simply awaits more detailed description at the hands of scholarship. We are not exactly certain what it is, and figuring out why this is so and what cosmopolitanism may be raises difficult conceptual issues (Pollock, et al. 2002, 1). Cosmopolitanism has for the past decade regained considerable amounts of interest in Western political thought. This comes as no surprise: the ‘material conditions’ for its regeneration are multiple e.g. globalisation with increased interdependence and common issues; worldwide instant communication; the end of the cold war dichotomous ideologies; new political communities such as the European Union; the coming age of ‘a-polarity.’ However, we still live all these evolutions in the nation-state paradigm. This paradigm is showing its limits: global challenges require global means of decision-making beyond particular interests; interdependency requires other models of democratic participation; the renewed extreme nationalism draws attention to the identity crisis that globalisation ensues; to name but a few. Thus cosmopolitanism appears as a potentially ‘think outside the box’ alternative to the nationstate paradigm. However, in order to do so, cosmopolitanism would have to be a clearly identifiable set of theories with corresponding normative imperatives in the moral and political realms. This is far from being the case; visions of cosmopolitanism differ widely. Some argue that it is a view opposed to the narrow mindedness and chauvinism of nationalism and patriotism. Others argue that it is compatible with them, or even that it is necessarily rooted in a culture. Some would base its universal principles on reason, others on communication. Some would argue for a world-wide political organisation or a global state, others for a more heterogeneous network of governance centres. Some would look for a global common identity, others for multiple layers of freely chosen ones. All in all, many of the proposed solutions boil down to either a global nation-state or more empowerment and democratisation of currently existing international organisations. Either way, the solutions are provided within the nationstate paradigm: a global nation-state encompassing all the others, or democratic institutions for better international discussions in other words, universalism or internationalism. Thus, cosmopolitanism does not seem able yet to open any box, beside Pandora’s. ~4~ So what is cosmopolitanism then? It is largely unknown, and this is why its epistemological and ontological constructions are needed. It is however possible to sketch some basic facts. For one, it is not the dominant discourse of political theory. The reason for this ‘unbearable lightness of being’ on the part of cosmopolitanism is due to the fact that it remained at an underdeveloped level because of its overshadowing competitive theories nationalism/patriotism and universalism. Therefore, if one assumes with Foucault that political ideas, or any sort of knowledge, are the result of wars for the imposition of a dominant one, then one must assume that actually existing cosmopolitanism is the product of nationalism.1 Thus, what we understand by ‘cosmopolitanism’ is in fact a ‘national-cosmopolitanism’ (as opposed to a ‘cosmopolitan-cosmopolitanism’). Taking this into consideration, and looking closer at what cosmopolitanism could be, one must admit that cosmopolitanism contains a few oxymoronic assertions: e.g. on the one hand it claims a universal commonality, on the other the respect for cultural differences; or as Appiah (1998) noted, citizens of the world enjoying the plurality of cultures could not enjoy them anymore if everyone was a citizen of the world. But what if these tensions were just the raison d’être of cosmopolitanism? This is what some argue and what this thesis takes as a starting point for understanding cosmopolitanism: Cosmopolitanism may instead be a project whose conceptual content and pragmatic character are not only as yet unspecified but also must always escape positive and definite specification, precisely because specifying cosmopolitanism positively and definitely is an uncosmopolitan thing to do (Pollock, et al. 2002, 1). Here, the philosopher is speaking. What’s history got to do with it? The work of the historian and the philosopher are separated for academic and practical reasons, but in the field of the history of ideas, they are necessarily connected — the philosopher needs giants’ shoulders to stand on, while the historian of ideas depends on philosophical ontologies to sketch the history of these ideas. Notwithstanding the critiques addressed by the ‘Cambridge school’ to philosophical histories of ideas, one must accept that there is, before any history of ideas, the need to define the idea that one makes the history of. This is the work of the philosopher. Indeed, Bartelson (2007) argues that philosophy and history, instead of being considered opposite or identical endeavours, ought to be regarded as mutually constitutive. Bartelson sees three implications to this statement. One of them is based on the Nietzschean view that only that which can be defined has a history and vice versa. One must add that this only applies to language theory of meanings. A well defined meaning has a clear history, and a clear history has a well defined meaning. However, according to this view, cosmopolitanism would then have no history since it has no clear defined meaning, and inversely it cannot have a defined meaning since it has no history. Notwithstanding, cosmopolitanism does exist since we can all somehow sketch some gross historical series of connections between the dots of cosmopolitanism left in time. It is nonetheless an unclear concept, and as such its history is unclear. The whole problem is then to develop a methodological apparatus capable of providing a clear history for an unclear concept, whilst leaving the ontology of the concept relatively open. 1 Consequently, cosmopolitan thinkers are trying to escape this dominant paradigm of ‘methodological nationalism’ and to replace it with a ‘methodological cosmopolitanism’ (Beck 2000, 2003, 2005, 2006). ~5~ Another implication that Bartelson sees is that the study of political thought ought to pay closer attention to the role of historiography in the constitution of its problems and solutions. This thesis on cosmopolitanism is aiming to do just that. In order to contribute to solutions and answers to the urgent and important question ‘what is cosmopolitanism?’ it aims at paying close attention to the historiography of this concept. In doing so, the research question of this thesis is thus ‘how did cosmopolitanism enter modern political thought in the Western discourse between the discourses of the local and the general?’ As argued, the answer to this research question entails as much a philosophical clearing of the concept, as a historical analysis of its origins. In order to answer to this question, one must first find a sufficiently workable basis for the history of cosmopolitanism. For that, one must separate cosmopolitanism into different pieces. First of all, one must put cosmopolitanism in cultural perspective. Since ‘worlds too are “imagined”’ (Robbins 1998, 2), then there are also different versions of cosmopolitanism (Vertovec and Cohen 2002) to envisage — many ‘cosmopolitanisms’ (Pollock, et al. 2002). However, since cosmopolitanism claims some universal commonalities, one must recognise that there is a universal cosmopolitanism that is an all-encompassing meta-cosmopolitanism. This thesis is based on an optimistic and normative assumption. It assumes that this metacosmopolitanism is not only possible but also desirable. As such, it considers the discourse of Western cosmopolitanism as aiming for a universal theory of moral and politics, and that it is both possible and desirable. It does not negate the fact that universalism has in the past been the mask of ethnocentrism and provoked the looting of colonial countries under the guise of ‘bringing civilisation.’ However, it envisages that this should be taken into account in order to prevent its recurrence. As such, the method must be recognised to being biased in assuming these facts. Concretely this means, that the thesis is choosing (while remaining ‘objective’ in describing the discourse of cosmopolitanism) to study cosmopolitanism accepting the possibility of reaching some form of universalism. It also assumes that there is a fairly united Western discourses, and that studying French eighteenth-century political thought is relevant for understanding the contemporary Anglo-American one. However, an epistemology of cosmopolitanism must avoid altering the ontology (assuming that the ontology is achievable, although not yet achieved). This epistemology aims at enlightening a future ontology towards this potential universal promise. In order to do so, there must be no definition of this ontology beforehand. However, there is a need for a minimal understanding of what cosmopolitanism is, in order to make its history. The problem is then how and on what the epistemology can be based? Knowing where one comes from helps knowing who one is. But, how then is it possible to find a way to know where one comes from, when we do not really know who that ‘one’ is? This could explain why so few general histories of cosmopolitanism exist.2 Even for the period that is supposedly the ‘golden age’ of cosmopolitanism, one of the ‘cosmopolitan moments’ (Cohen and Fine 2002), the Enlightenment there are very few studies: some focusing on Europe using a few ‘representative’ authors (Dédéyan 1976, O'Brien 2 In a literature overview of cosmopolitanism (Beck and Sznaider 2006), only six entries are noted, three of which concentrating on the Greek period, one on the Enlightenment (Schlereth 1977) and two on its general history (Heater 1996, Toulmin 1990); to which one may add Coulmas (1990) as a general history of the citizens of the world, Scrivener (2007) for the study of cosmopolitans as a sociological group with a ‘supranational’ identity during the Enlightenment, and also Jacob (2006) for the study of cosmopolitans during the Enlightenment. ~6~ 1997, Schlereth 1977), on Germany (Kleingeld 1999), and on the country of reference, France (Bélissa 1998). The above mentioned authors all start with a certain definition of cosmopolitanism. For instance Schlereth’s eighteenth-century cosmopolitanism is delineated as possessing the following characteristics: ‘an attitude of mind that attempted to transcend chauvinistic national loyalties or parochial prejudices in its intellectual interests and pursuits’ (1977, xi); ‘… an aspiration of the elite intellectual class that Voltaire called the world’s petite [sic: petit] troupeau des philosophes’ (1977, xii); ‘… more symbolic and theoretical than actual and practical’ (1977, xii); ‘… a psychological construct that prompted many philosophes to replace or to modify their attachment to their geographical region or sphere of activity with a more expansive, albeit abstract, attitude toward the whole world’ (1977, xiii). This definition assumes and defines cosmopolitanism as elitist, beyond the national, and abstract. The problem is that the historian must then look for the national at a period when it did not yet exist, and oppose normatively a supposedly ‘abstract’ and ‘elitist’ cosmopolitanism to what seems to be a ‘concrete’ and ‘popular’ nationalism. What is wrong in this picture is that, not only did the ‘national’ not yet exist, but that, in eighteenth-century political thought, what is today identified as ‘national’ was just as abstract and elitist as cosmopolitanism is imagined to be. Not only that, it also referred to a unifying political community beyond the local under the natural law conception of freedom and equality among men. This sounds almost identical to the very same working definition provided of cosmopolitanism. However, based on this contemporary conception of cosmopolitanism as opposed to nationalism, one must assume that the latter was different from the former. Why is that so? Moreover, important actors of the French revolution actually argued and acted in very cosmopolitan terms; and chiefly the 1789 Declaration of the rights of man and the citizen represents an important piece of practical cosmopolitics in recognising the freedom and equality of the whole humankind. This is far from a ‘more symbolic and theoretical than actual and practical’ conception. Behind all this lies a need for a re-conceptualisation of the relationship between cosmopolitanism and nationalism, especially in regard to the French revolution. This method of ontological definition is problematic for both the historian and the philosopher. For the historian, there is a risk of applying an anachronistic vision of cosmopolitanism, based on a contemporary approach of what it is a vision biased by nationalism as argued supra and ignoring what it has been. For the philosopher, it is ruining future ontological constructions by reproducing again and again the same ‘knowledge’ of what cosmopolitanism is and has been. A possible way out of this ontology/epistemology conundrum is to make a Foucaultian ‘history of the present’ by means of a genealogy of this battle between discourses. However, here again the same ontological issue arises. Genealogy presupposes a fully-fledged discourse in order to be effective, and one that is dominant.3 Cosmopolitanism is not the dominant discourse. The genealogy can only be the one of Western political thought in which nationalism is set in relation to cosmopolitanism and universalism. But such a study would not focus exclusively on cosmopolitanism. Therefore another of Foucault’s ‘tools’ would prove more useful namely archaeology. Archaeology escapes the ontology/epistemology dilemma by avoiding an ultimate definition of the ontology of cosmopolitanism in order to study its epistemology and 3 For instance the genealogy of the concept of sovereignty, which is dominant and well representative of the knowledge/power nexus (Bartelson 1996). ~7~ instead taking a position on what can be defined as the discourse of cosmopolitanism. That way, cosmopolitanism is seen as a located discourse, the Western discourse of cosmopolitanism, and composed of several compounds, which can be defined and studied through time. Archaeology is, however, not a widely used ‘tool’ of research in the history of ideas, and is not fully accepted by historians. I will however argue in this thesis that it can prove a successful bridge between a contextualist analysis of history providing high-defined snap-shots of history but not an overall film and a philosophical analysis of history providing long telos on ‘unit ideas’ but criticised for its anachronism and teleological narrative. One of the possibilities of researching the discourse of cosmopolitanism is to adopt Foucault’s favourite method of providing a definition: by defining what it is not. It can prove very successful in refining the delimitation of the research area while not precluding too much of the ontological status of cosmopolitanism. Cosmopolitanism is not nationalism, that is certain, but this does not mean that it is opposed or unrelated to it. Cosmopolitanism is not patriotism, another certainty, but then again, it does not mean that it is opposed or unrelated to it. Allegedly, cosmopolitanism should be related to the ‘citizen of the world,’ but again, it is not necessarily the case. At the global level, cosmopolitanism is a discourse placed in between two extremities, with which it shares some features but is also opposed to. On the one hand, universalism claims the commonality of many values and principles. Cosmopolitanism while aspiring to some universal commonality united humankind under a moral or political community also takes pride in respecting and nurturing differences and not suppressing them in an imperialist and/or colonialist or simply difference-erasing universalism. On the other, nationalism and its subsumed internationalism claim to maintain differences through the principles of self-determination and national sovereignty, while advocating a certain unity at the world level through international cooperation for peace and world order. Cosmopolitanism, while aspiring to respect peoples’ will and independence, aims at a more integrated system for maintaining peace and world order, rather than mere international cooperation based on free will and a random spread of democracy. If cosmopolitanism is a discourse situated in the West and inside a dominating discourse of nationalism, then the most interesting period to study is a pre-nationalist one. But which one? Today, cosmopolitanism is re-emerging in the context of globalisation. Contemporary Western cosmopolitanism is answering to certain preoccupations of social equality, global issues, and democratic accountability of decisions that have transnational consequences. Political thinkers are ‘returning’ to cosmopolitanism, and especially to its ‘golden age,’ the Enlightenment4 particularly its supposed beacon, Kant. Of course, Kant is an important figure of cosmopolitanism, but he is not the only one, and not necessarily the most representative one. His notoriety, as far as cosmopolitanism is concerned, is probably due to his use of the word ‘cosmopolitan’ in a clear system of government for international relations — defining a jus cosmopoliticum next to the jus civile and jus gentium. But he was influenced by French political thought, which is worth studying for what it can bring in understanding cosmopolitanism as a discourse between nationalism/internationalism and universalism. One can thus speak of a 4 I understand the Enlightenment as a culturally specific period, which has been considered to have started at different times in different countries (Israel 2006). In France it is conventionally considered to have started with the death of Louis XIV in 1715. I choose to start this study in 1713, however, in order to include Saint-Pierre’s perpetual peace project. I stop this study with the date of 1795 because it marked the formation of the Directoire and the last cosmopolitan speech given by Scipione de Piatolli (1795). ~8~ ‘return’ to the Enlightenment.5 Probably this ‘return’ is justified because of the golden age that cosmopolitanism then knew. However, it is not fully understood since no comprehensive historiography of cosmopolitanism as a political thought exists, as above mentioned. The French Enlightenment, culminating with the revolution, offers a vast array of possibilities for political thought. The end of the Ancien Régime gave the possibility of imagining purely philosophical principles on the tabula rasa of political organisation. Since there was no precedent, and since everything had to be organised anew according to the principles of natural law, and the declaration of human rights, everything was possible. This bubble of complete intellectual freedom was unprecedented in intellectual history, and the possibilities it provided is most interesting for a political philosophy in search for a new vocabulary. The absolute freedom can be epitomised by Diderot’s novel Jacques le fataliste (2004 [1796]), in which nobody seems to know where the story is going since nothing is written after all on God’s big universal scroll, not even the characters telling a story, not even the character in the character’s story, and not even the novelist himself, as his imagination runs freely: ‘mes pensées ce sont mes catins’6, writes Diderot in the opening of Le neveu de Rameau (2004 [1891]). However, eighteenth-century ‘cosmopolitanism’ was understood in different terms, and was answering to different preoccupations; therefore, the contemporary ‘return’ is not fully taking into account what is merely its own re-appropriation of past cosmopolitanism. This is, again, due to the lack of studies on its historiography. At that time, cosmopolitanism was envisaged as a way to avoid wars between nations, as well as sometimes a ‘natural’ and ‘rational’ consequence of the French Revolution: since all men are free and equal, other nations must be liberated against tyrants and oppression, and integrated into a single nation. It is ‘rational’ to think this course of events since it is deduced from ‘nature’ itself. Of course, the langue at the time was different, and the term nation had in itself a cosmopolitan meaning. But if the langue is different, the parole is not always foreign, and the same problematic is used to justify cosmopolitan orderings of the world: it is hoped to provide a means to end wars between nations. This is why the study of eighteenth-century cosmopolitanism is so interesting and primordial to the precision of what this doctrine actually means and entails. The same problematic was set at that time, in political term, and one of the answers to it was cosmopolitanism — although it was not yet explicitly formulated under this signifiant. In order to understand the ‘return’ in question and the oxymoronic assertions of cosmopolitanism, it is necessary to understand how cosmopolitanism became a political signifié in modern Western political thought? The thesis I develop here is that different concepts and different discourses politicised at that time, and it is the object of this study to single out which ones are important in the context of cosmopolitanism between ‘nationalism’ (also, as a signifié without signifiant) and universalism. Mainly the concepts of nation and patrie7 are 5 Foucault (1971) evoked a necessary ‘return to’ the founding figure of a discipline inside a discourse (e.g. a return to Freud in psychoanalysis or Marx in political economy). Of course, political theory is not psychoanalysis, nor is cosmopolitanism. There is no founding figure of cosmopolitanism or political philosophy. However, both have a founding period, or at least a very distinctive period, in direct relation to our contemporary time: the Enlightenment as the beginning of modernity. A ‘return to’ the Enlightenment is thus happening within the discourse of cosmopolitanism, looking for the roots of this set of ideas. I propose in this study to make historical links between the contemporary discourse of cosmopolitanism and the Enlightenment. 6 ‘My thoughts they are my trollops.’ 7 In this thesis I use the French word patrie as it is because the English translations are problematic. Indeed the French patrie has been translated with the words ‘country,’ ‘fatherland,’ or ‘motherland.’ Clearly these translations are showing on which side of the ~9~ relevant because they became political concepts, replacing the Ancien Régime, and carrying a universal content. This thesis will show that these concepts, considered the propriety of nationalism, appeared in what may be called cosmopolitan terms. Posing the research question in these terms is thus re-questioning the foundations of modern political philosophy under a new gaze. Three main objects of philosophical investigations in eighteenth-century France are examined here in relation to the discourse of cosmopolitanism: the conception of humankind, the conception of society and societies (or communities), and the conception of government for humankind in society(ies). Using this order for the thesis is implicitly stating a hypothesis: that conceptions of man and humankind influenced conceptions of society, and hereby political theories of social contract, and that these influenced the conceptions of the laws governing humankind in society. In order to answer to the question of how cosmopolitanism became a political doctrine, this thesis needs to state first how it intends to answer the question, and what is understood by cosmopolitanism. These two matters are in truth one, and will be dealt with in part one. Chapter One will investigate a number of conceptual and methodological issues that cosmopolitanism sets for the historian of ideas and political theory. It will argue that Foucault’s archaeology combined with a contextualist approach is the best way to solve these identified issues. This means that cosmopolitanism will be understood as a discourse not an ontological definition and what this discourse is composed of is the subject of Chapter Two. The second part then, deals with the identification of the discourse of cosmopolitanism thus conceived in eighteenth-century French political thought. Chapter Three investigates the ways humanity has been conceived, and the tension in its conception of a united while divided mankind. Chapter Four investigates how this conception was translated into political terms through the theories of natural law and social contract, and the conceptions of political communities such as the nation and the patrie. It closes on an elaboration of what a ‘discipline’8 of ‘cosmopolitanism’ looked like in the early revolutionary years. concept patrie one understood it. As the thesis shows in chapter four, the patrie designated originally the place of birth, and was extended to a universally inclusive abstract political space. Its borders where thus subject to discussion. 8 A ‘discipline’ is, in Foucaultian terms, referring to the beginning of a discourse, not yet fully-fledged (see infra). ~ 10 ~ PART I THEORY The first part explains the methodological approach of this historical/philosophical enquiry of cosmopolitanism. The first chapter expounds several problems that the history of cosmopolitanism in political thought is posing. It argues that Foucault’s archaeology is the best ‘tool’ to study cosmopolitanism, when combined with Pocock’s and Skinner’s attention to context and language. Foucault provides the possibility of a history of the present thanks to the use of a ‘problematisation.’ Because of the nature of the chosen method, the history of the present discourse of cosmopolitanism must be based on an analysis thereof. Chapter two exposes the compounds of the contemporary discourse of Western cosmopolitanism and the problematisation that this thesis is based on. ~ 11 ~ CHAPTER 1 METHOD S T U DY I N G A N – I S M T H R O UG H TI M E Most discussions of cosmopolitanism as a historical concept and activity largely predetermine the outcome by their very choice of materials. If it is already clear that cosmopolitanism begins with the Stoics, who invented the term, or with Kant, who reinvented it, then philosophical reflection on these moments is going to enable us always to find what we are looking for. Yet what if we were to try to be archivally cosmopolitan and to say, ‘Let’s simply look at the world across time and space and see how people have thought and acted beyond the local.’ We would then encounter an extravagant array of possibilities (Pollock, et al. 2002, 10). How to write the history of cosmopolitanism? This question essentially boils down to whether is it possible to write the history of an idea without fiddling too much with its content? In other words, how is it possible to provide an epistemological account of an idea without altering its ontology? Furthermore, how is it possible to assume the continuity of this idea, especially when the word designating this idea did not yet appear in the language of the country studied at the time studied? Finally, how does one account for the continuity of an idea across cultural spaces? This chapter aims at providing a methodological solution to these questions that the study of cosmopolitanism asks of the historian. Foucault’s ‘tools’ when combined with other considerations such as Lovejoy’s and Skinner’s can prove a successful approach in dodging the foundationalist conundrum and breaking the idea-atom into various compounds traceable in their continuities and discontinuities through time and space. In the study of the history of ideas, there are two histories that can be formulated: histories of the present and histories of the past. Some controversies in the method have raged between the two types of history making, and I will not take sides here as to who is right or wrong I will not answer the question whether the past is dead or not and whether it is anachronistic to make histories of the present. I will merely assume that a history of the present is possible, and that exploring the past is meant to explain the present. I also assume that this shall not entail an anachronistic view of the past or a prejudiced starting point. Here, I will take from each side’s arguments without taking part, for the sole sake of determining which arguments and methodological tools are best suited for the purpose of this study. ~ 12 ~ The research question of this thesis is how cosmopolitanism entered political thought. Cosmopolitanism is a doctrine, or an idea, and this involves methodological consequences: a holistic historical study rather than an individualistic one. There are two general sets of methodological prerequisites to take into account when answering these questions. The first set of methodological considerations deals with the general issue of writing the history of an idea. The second set of methodological considerations deals with the particular issue of writing the history of cosmopolitanism. ISSUES IN METHOD FOR THE HISTORY OF COSMOPOLITANISM The history of ideas is not exactly like history. Perhaps it is for that very reason that a divide appeared in the history of ideas between a philosophical approach and a more historical one. Traditionally it was involved as a part of the history of philosophy, and developed by philosophers themselves. Historians reacted by denouncing some severe drifts towards historical inaccuracy, and reclaimed the territory a school of thought called ‘historicism.’ Sketchily, one could divide between an American version of history of ideas around the concept of ‘unit-ideas,’ with a philosophical approach of history (e.g. Lovejoy and Strauss), and a British version marked by contextualism, an absence of philosophical pre-judgements (Collingwood and the ‘Cambridge school,’ e.g. Skinner, Pocock, and Dunn). So the history of ideas is not exactly like traditional history. Because it is studying immaterial ‘facts,’ the history of ideas cannot be equated to the general field of history that is concerned with the study of material ‘facts.’ Of course, some issues raised about methods in history find an echo in the ones of the history of ideas, but this is because they are issues in the historical process, issues concerning the historical account of ‘facts.’ Attacks on the objectivity of the historian in collecting ‘hard evidence’ with no judgement as to the choice of collection and the interpretation and/or explanation of them, is common to both fields. The general question as to whether the past is dead or not, and whether philosophy and morals should guide the revival of the past in the present are also common issues to both fields of history. Nevertheless, other issues are specific to the history of ideas. Precisely because it is concerned with intellectual productions, with words, with concepts and theories, a wide range of new issues arises; e.g., language, the meanings of words and their consistency through time, the possibility to isolate concrete units from non-concrete material, or complex relations involved in the formation of doctrines from a word to a word-ism. In the particular case of cosmopolitanism, an issue nobody has ever raised is whether the word cosmopolite is an alltime compound of cosmopolitanism. It is not necessarily the case, and there should be sceptical questioning within the method, especially if one takes seriously the warnings about eschewing preconceived judgements about historical material that will follow later in this chapter. Starting from this, it is possible to identify and answer the already existing debates on general issues in the history of ideas and more specifically the history of political theory. The history of cosmopolitanism raises, on the other hand, other specific issues. ISSUES INHERENT TO THE HISTORY OF IDEAS ~ 13 ~ In order to study a doctrine such as cosmopolitanism in history, which method should be more appropriate? Several methods have created debates in the history of ideas, and these are relevant to the choice of method for cosmopolitanism: how are the past and the present of cosmopolitanism to be considered? What should be studied, what unit should be singled out in cosmopolitanism, and how? PAST AND PRESENT Should the past be considered as distinctive from the present? Is the past a dead, objective thing or is it alive and necessarily subjected to present considerations? Historians of ideas have debated these questions. For the present study, it is necessary to consider the past as a living thing and not as a dead period. As Collingwood (1983 [1939]) puts it, it would not otherwise be possible to study the past if it did not exist in the present world. For Strauss (1949) too, the past is not dead, and, moreover, it is necessary to look into past thoughts for solutions to actual problems; philosophy and history are inevitably related: the history of ideas is political philosophy. Without going as far as Strauss and considering that we must judge past philosophies as true or false, it is however necessary to accept the reflectivist point that making a history of political philosophy entails making political philosophy. In the present study, it is very important to mind the present, first because the present provides us with a definition of cosmopolitanism9, and second, because it is necessary to refrain from swaying any contemporary definition of cosmopolitanism.10 It is difficult to assume the past as a dead entity remote from the present for another reason. Studying past political philosophers shows one thing: they themselves all make reference to past political philosophers when stating their theories. Of course, this does not mean that a history of political philosophy shall perpetuate this re-interpretation of past thinkers, but it shows that political philosophy is in itself a field of constant re-interpretations. In this sense, there is no past and no present at all, as the present is but a re-interpretation or re-framing of the past and the past is a constant present. As Strauss argues (1949), ‘historicism’ itself is a product of a philosophy of history; i.e., methods in the history of political thought are also products of political thoughts. It is thus very difficult to argue convincingly that the past is dead and remote from the present if this very consideration about the past is a product of that past. So, all ideas come from somewhere and cosmopolitanism also has ‘roots’ or ‘origins’ in the past. There is also an actual necessity to study cosmopolitanism and the past can be enlightening in the philosophical task of determining what cosmopolitanism is. However, one should be careful with questions of ‘origins’ and how they ought to be studied. Seeing the past with present eyes should not lead the historian to search solely for what has ‘practical’ consequences in the present. This would impose on the past an ‘arbitrary teleological structure’ (Oakeshott 1983 [1955]). The solution for Oakeshott is to remain sceptical towards reaching ‘practical’ conclusions from history; i.e. the historian must collect past evidences regardless of current happenings, instead of being guided by them in her/his research. The consequence of this for the study of cosmopolitanism is that, in searching the definition of cosmopolitanism (a necessary prolegomena for the historical study of an idea) we need to be 9 Or rather a definition of the discourse of cosmopolitanism, see infra. 10 Again, see infra. ~ 14 ~ looking into the present somehow. There is no definition of cosmopolitanism to be found in the past simply because all our conceptions are present.11 We need to start with a contemporary definition of cosmopolitanism, but this does not mean that we shall apply an ‘arbitrary teleological structure’ on the past with this definition: we are not looking for past ideas that ‘look like’ the contemporary definition, but we are looking for past conceptions that are part of what is a contemporary definition of cosmopolitanism. Furthermore, it has also been debated still in line with the living past and the relation between history and philosophy whether the history of ideas should be dealing with the diachronic analysis of ‘perennial problems’ in political philosophy. For Collingwood and the ‘Cambridge school,’ this is gravely mistaking what past authors really said or are meant to have said. There is indeed a danger to force other problems the ‘perennial problems’ on past political problems, when they were actually tackled completely differently, and to compare them anachronistically with thoughts of other authors or periods. According to Collingwood (1983 [1939]), one should instead realise that every author, or at least every ‘historical period,’ addressed a particular problem to which a specific answer was given. Therefore, comparing solutions across time does not make sense as they were in fact answering different questions. Now, cosmopolitanism does not stand on the list of ‘perennial problems’ of philosophy. However, it is a revival of past thoughts and as such it has a history, even if it is linked to the emergence of the question: ‘What is globalisation?’ If we must remain historically accurate we must accept that philosophers of past times in this case the Enlightenment were answering other questions through cosmopolitanism. As such, cosmopolitanism during the Enlightenment was not, as nowadays, a critique of the nation-state in a globalised world. The Enlightenment was preoccupied with other questions; the most important of which being the legitimate type of government and the famous answer to ‘Was ist Aufklärung?’ (Kant 1784). This does not mean, however, that the history of ideas has no philosophical value. It can teach us something about the variety of moral assumptions and political positions, but our time should make its own thought rather than looking for so-called past ‘lessons’ in ‘timeless truths’ (Skinner 2002, 88-89). Notwithstanding, cosmopolitanism could stand on the ‘perennial problems’ list. Has humankind throughout time thought about the unity of humankind and the possible universal moral values that cosmopolitanism entails? Skinner rejects the possibility of ‘perennial problems’ adopting a Nietzschean and Weberian view on history that our concepts alter through time (Skinner 2002, 176). Conceptual changes continually take place, and it is not possible to ‘halt the flux of politics by trying definitively to fix the analysis of key moral terms’ (Skinner 2002, 177). But what may be perennial, or at least provide continuity, may not be problems, but ‘problematisations.’ Foucault (1971) is also adopting a Nietzschean perception of history. He also clearly sets political problems in the context of their time, and considers history as a task (in line with Kant, Nietzsche and Weber) of critique of ‘ourselves’ an ‘ontology of the present’ (Foucault 1994 [1984], 687-688). He himself entitled his project as ‘history of the present’12: all his historical 11 Also, cosmopolitanism did not exist as a word and as an explicit concept in the eighteenth century, but this is another methodological problem that will be dealt with infra. 12 Merquior (1985, 161 note 2) assesses where Foucault made reference to it: Foucault, The Order of Things, 1970: ch. VI, 7, in fine; Foucault, Discipline and Punish, 1977: 30-31; Interview with Bernard-Henri Lévy in Le Nouvel Observateur, 644, March 1977, trans. in Telos, 32, summer 1977. ~ 15 ~ studies are histories of present problems, how the present happened to be the way it is. In an interview, Foucault (1994 [1977]) explained that since the nineteenth century the philosopher has been asking himself the same question, which is in fact the one of a historian: ‘what is happening today?’ The idea with such a ‘history of the present’ is also to give the means of altering the present, but this is not our concern in this present study which focuses solely on the historical account of the formation of cosmopolitanism as a political theory. Historian of the discontinuities, he holds, however, the possibility of the continuity of discourses through time. What makes past conceptions relevant to the present is Foucault’s way of thinking in terms of ‘problematisation’13 rather than a historical period, since history ‘does not stop’ (Kendall and Wickham 1999, 21-24). A problematisation is therefore what holds the continuity and relevance of the past in the history of a present idea. He gave a definition of what he meant with ‘problematisation’ in an interview:14 The ensemble of discursive and nondiscursive practices that makes something enter into the play of the true and the false and constitutes it an object of thought (whether in the form of moral reflection, scientific knowledge, political analysis or the like) (Flynn 2005, 38). The object of study is to define the conditions under which human beings ‘problematise’ who he/she is and what he/she does in the world: … [C]’est bien cela la tâche d’une histoire de la pensée… : définir les conditions dans lesquelles l’être humain « problématise » ce qu’il est, ce qu’il fait et le monde dans lequel il vit (Foucault 1984, 18)15 By applying this way of approaching the problem of a political theory, such as cosmopolitanism, one can identify how human beings problematise their world in different epochs. This provides a certain thread of understanding: present problematisations of cosmopolitanism may be due to past ones. It also provides a link between cultural spaces, when a present problematisation has roots in a culturally specific past problematisation. It avoids, however, considering ‘perennial problems.’ Foucault thus reconciles different views on the history of ideas and solves some methodological conundrums: taking Strauss’ view that philosophy and history are two sides of a same coin and imagining the possibility of drawing lessons from the past by making a history of the present, while accepting the contextually and historically situated nature of philosophical problems. THE OBJECT OF THE HISTORY OF IDEAS Another important question in the history of ideas, and a necessary step to making an intellectual history, is what type of unit the historian shall study. Cosmopolitanism is a political theory or doctrine. How should a political doctrine be studied through time? Is it in itself a sufficient unit, or is it composed of smaller units to study? Lovejoy (1936) famously suggested 13 The term ‘problematisation’ is the one Foucault uses to denote the last part of his genealogies with the History of Sexuality in The Use of Pleasures (1984). 14 Interview with François Ewald, ‘Le souci de la vérité,’ Le Magazine Littéraire, 207, May 1984 : 18. 15 ‘This is indeed the task of the history of thought…: defining the conditions under which human beings “problematise” what they are, what they do and the world they live in.’ My translation. ~ 16 ~ studying ‘unit ideas’ rather than doctrines in –ism form, which are ‘merely the initial material,’ but not the unit of history. These doctrines are composed of other units and it is the task of the historian of ideas to identify them and study them. However, Lovejoy’s account of what these ‘unit ideas’ actually are is not satisfying. These are expressed in psychologising terms as some kind of deep structure of thinking that influences a writer’s arguments, reasoning, and intellectual tendencies.16 However, if stripped off these psychologising foci, Lovejoy’s conception of ‘unit ideas’ is going in the right direction as far as the study of the continuity of an idea is concerned. Nonetheless, in order to study doctrines, taking a ‘doctrine’ as a historical given is too large and vague; there is a need for smaller irreducible cores that are sufficiently constant through time to support a historical study. The question is what these units should be. One may add another critique to the concept of the history of a ‘unit idea.’ The problem is that it provides a history of one idea without necessarily considering the very dynamic on which thinking is based. An idea rarely comes alone. And when ideas are grouped into doctrines, the history of a doctrine in isolation from any other makes little sense. Just like the study of a nation without its surroundings would make little sense, the story of a doctrine without its alternative or rival ones would not make a comprehensive study. Here, Foucault’s archaeological angle provides a way to study a doctrine better renamed as ‘discourse’ in relation to other discourses. That way, the history of a discourse is more comprehensive because it provides a more accurate description of the complexity of the development of ideas. Discourses are enmeshed and interconnected, and it would not be possible to understand how one doctrine formed without understanding how another was. However, Skinner (2002, 57-89), among others, has criticised this view for its possible drift towards misinterpretations in three types of ‘mythology.’17 Skinner’s critique is right in denouncing the possible misinterpretations that a holistic account of history entails. However, Skinner’s method is problematic because it can only account for the study of authors as the sole unit in history. Furthermore, putting individual authors next to each others, even when each has been studied in his/her own right, does not equate to a holistic account of ideas. It does not produce an overall history and does not make connections between authors, other than the meticulous evidence that B is known to have studied A’s works, could not have found the relevant doctrines in any other writer than A, and could not have arrived at the relevant doctrine independently (Skinner 2002, 75-76). So the problem is to find a way out of the author/text unit analysis in order to find some overall structure; i.e. keeping Lovejoy’s concept of ‘unit ideas’ stripped out of the psychologising elements while refraining from imposing any ‘mythology’ to these authors and remaining true to their intentionality. Foucault provides an interesting solution in this direction. He criticised what he saw as the psychologising elements of the history of ideas and intended to provide an objectivist account. In order to avoid these, he suggests the ‘historical a priori,’ which studies a discourse in its ‘positivity’. Foucault considers that describing a discursive formation is describing the type of ‘positivity’ of the discourse (Foucault 1969, 166). In this sense, Foucault considers his approach ‘positivist’ because it does not pursue any interpretation of so-called 16 One should then look for ‘esprits simplistes,’ ‘Hamlet-like natures,’ ‘dialectical motives,’ ‘metaphysical pathos,’ ‘philosophical semantics,’ and ‘single principles.’ This view involves a psychological judgement on the part of the historian about how classic authors wrote, which is problematic. 17 ‘Mythology of doctrines,’ ‘mythology of coherence,’ and ‘mythology of prolepsis.’ ~ 17 ~ ‘hidden meanings,’ it does not describe an ‘énoncé’18 in relation to the inside of a thought, and it does not accept a teleological view of history with a beginning that one should identify. The positivity of a discourse gives its unity through time. This unity defines a ‘limited space of communication,’ the historical a priori, of which Foucault gives this following definition based on the objectivity of the study of the past rather than a Straussian judgement of value: … j’entends désigner par là un a priori qui serait non pas condition de validité pour des jugements, mais condition de réalité pour des énoncés (Foucault 1969, 167).19 Archaeology is a method of historical investigation that is descriptive, i.e. non-interpretative. Foucault uses this characteristic to dissociate archaeology from other methods, stating that archaeology is concerned with the discourse as ‘monument’ and not as ‘document’ (Foucault 1969, 182). Instead of trying to interpret what past authors meant, archaeology is ‘the systematic description of the discourse-object’ (Foucault 1969, 183). Foucault invites us to observe exactly what is said in this discourse by means of a ‘submerged grammar’ (Veyne 1978, 398-39). Archaeology is also non-anthropological, i.e. it does not consider an author by trying to analyse what he or she meant or intended to mean (Foucault 1969, 41). The author is ‘marginalised’ because of the function it represents. The name of an author is not purely ‘designating’ (a person) but also ‘describing’ (the author of something), and this has a ‘classificatory function’ in that it delimitates and excludes texts. Moreover, the very fact that a discourse has an author characterises the ‘mode of being’ of the discourse: a discourse with an author is not just any banal discourse, it is thereby given a status (Foucault 1994 [1969-1970], 796-798). Nevertheless, the archaeological method is very close to Lovejoy’s. The question is still around which core-units one should study larger ones a science, a doctrine, a body of knowledge that are in fact historically predetermined (e.g. medicine, grammar, political economy, natural sciences). Foucault would only accept momentarily these units given by history, but only as a starting point and with extreme caution. Rather than units given by history or any –isms, Foucault sees discourses, and these discourses are composed of some undividable units called ‘énoncés’ that glue together their other compounds, which are ‘objects,’ ‘concepts,’ and ‘strategies.’ However, the ‘historical a priori’ takes into consideration the critique addressed by Skinner: the historian cannot misuse his/her vantage-point in describing the past because the past is considered in itself a ‘positivity,’ condition for the reality of the ‘unit-idea’ that is the énoncé. However, the method does not venture into authorship considerations, the subject being ‘marginalised’ since the author has died because archaeology focuses on what the overall system in which authors wrote was, rather than on what these authors meant (Gutting 2005, 33). 18 The English translation for what Foucault calls ‘énoncé’ is ‘statement.’ However, I choose to maintain in this thesis the French term ‘énoncé’ because of its etymology: from Latin enunciare, derived from et nunciare, to announce, and also related to the French ‘nonce,’ from Latin nuncius, messenger. Although I have not found a study on Foucault’s concept of ‘énoncé,’ I assume that his French education at the École Normale Supérieure has taught him the importance of words and their Latin etymology, and therefore I assume that the choice of the term ‘énoncé’ had something to do with this etymology in the same manner as the choice for the term ‘archive’ and ‘archaeology’ was made (cf. supra). This meaning is lost with the English word ‘statement,’ and not completely recovered with the word ‘announcement.’ 19 ‘... I intend hereby to designate an a priori that would not be a condition of validity for judgements, but condition of reality for énoncés.’ ~ 18 ~ LANGUAGE AND MEANING One last methodological question in studying past ideas is the question whether language is objective or not in carrying ideas, and the problem of meaning in general. Skinner made persuasive remarks on the question of language in the history of ideas. In discussing what kind of knowledge we can hope to get from the study of keywords, Skinner argues that one should not take for granted that a concept is necessarily based on a word, and vice versa. Possessing a concept is not a necessary prerequisite for understanding the correct application of a corresponding term (Skinner 2002, 159). This is particularly important in the study of cosmopolitanism. It has been assumed in all previous historical studies of cosmopolitanism (e.g. Coulmas 1990, Heater 1996) that the concept of cosmopolitanism is related to the word cosmopolitan itself. Equally, it has been assumed that the concept of nationalism is related to the word nation itself, and the same goes with patriotism. When studying a word, Skinner argues that one should look for three things: first, ‘the nature and range of the criteria in virtue of which the word or expression is standardly applied’; second, its ‘range of reference’; and third, what ‘range of attitudes’ the term can be used to express. (Skinner 2002, 161-162). As such, the only hope for the history of ideas is to acknowledge the historical contingency of moral and political vocabularies (Skinner 2002, 175). By the same token, Pocock argues that one should look for the political language of these texts, understood as ‘idioms, rhetorics, specialised vocabularies and grammars’ found in ‘a single though multiplex community of discourse’ (Pocock 1987). So for him, in order to understand a text, it is necessary to look at its language, its langue, which would then actually constitute its parole. This entails looking at the vocabulary, the languages of political thought at the time, to put a context on a text. Now, recognising that there is no continuity in the political and moral vocabularies makes a valid point on what cosmopolitanism was, but it does not help for giving an account of what cosmopolitanism is. It is enlightening to understand past conceptions of morals and politics. But how does it relate to the present if the present is but a disruption of political and moral vocabulary? It seems that Skinner’s vision of the history of ideas is essentially a succession of contingencies. Even if a word and a concept had different meanings in the past, giving the account of these different meanings does not provide a good explanation as to why this word and concept still exist today. In other words, it does not acknowledge the continuity of words and concepts in order to explain present meanings and understandings of these words and concepts. So there are two problems. The first one is that a concept should not be necessarily attached to a word, but this word should be analysed in its context, and a text in a community of discourse. For cosmopolitanism, this entails decoupling cosmopolitanism from the ‘citizen of the world,’ the cosmopolitan,20 and also accepting that nation and patrie may be related to it in the 20 In this thesis, I will therefore not study the word ‘cosmopolite’ in eighteenth-century France. My study of this word based on the careful referencing by Hazard (1930) shows that it had diverse meanings (traveller, philosopher, bad citizen), which are not directly related to the discourse of cosmopolitanism at that time. It is much later during the nineteenth century and the apparition of the words nationalism and cosmopolitanism as we know them that the connection between ‘cosmopolitan’ and cosmopolitanism occur. In a study of the French enlightenment, the word is therefore not primordial and I do not include it in order to make available space to other foci directly related to the research question. ~ 19 ~ conception of community. The second issue is that this method situates the discourse in a particular period. Foucault is here again helpful with his ‘history of the present.’ This way of making history accepts such positions of historical context of vocabularies argued by Skinner and Pocock. But it also integrates through the notion of problematisation, a historical relevance for the present.21 ISSUES INHERENT TO THE HISTORY OF COSMOPOLITANISM There are chiefly two issues in attempting a history of cosmopolitanism. The first one is to define cosmopolitanism. The second one is the problem of assuming the continuity of cosmopolitanism. WHAT IS COSMOPOLITANISM? THE PROBLEM OF DEFINITION Just like the study of any –ism, the study of cosmopolitanism raises the conceptual issue of defining what it is in order to make its history. There are two issues involved in finding the definition of cosmopolitanism. First, it is the general issue of any –ism: does one start with a contemporary definition risking anachronism? It is a paradox that has to be methodologically addressed that, when one wants to make the history of something present, one must remain sufficiently open to understand the past of this present doctrine as historically accurate as possible. Risks are high to start with a contemporary definition and try to force the past to answer to this definition in order to claim that a historical account has been undertaken. This task would equate to nothing more than a philosophical selection in history of what ‘resembled’ the doctrine studied. Therefore, it is primordial to remain as true as possible to past texts, and study them in their context in order to ‘see things their way’ (Skinner 2002, 1-7). Second, and an issue specific to cosmopolitanism, it is not a well defined body of doctrines in the first place. Granted, any –ism is difficult to define, but cosmopolitanism is disinclined to definition on at least two grounds. First, and most obviously, it is not clear what cosmopolitanism stands for and there is no ‘clear genealogy from the stoics to Kant’ (Pollock, et al. 2002, 3). Second, cosmopolitanism is a generic word that is in fact masking the diversity of conceptions that lies behind it as Derrida would put it; one should instead speak of cosmopolitanisms (Pollock, et al. 2002). One may add that cosmopolitanism is a paradox, a philosophical conundrum in that it aims, on the one side, at developing a certain universal ideal, a vision of a united world, but that, on the other side, this vision of the world is necessarily discursively situated and may become an imperial ideology if imposed on others. For instance, Appiah (2006, 137 ff.) provocatively gives the example of Islamic and Christian fundamentalists as also fighting for a ‘universal truth’; the difference with cosmopolitans being that the latter accept diversity as well as non believers. This leads to two considerations as to the method of study. The first one is that it is not possible to study ‘cosmopolitanism.’ ‘Cosmopolitanism’ does not exist yet and it is the philosophers’ task to conceptualise a ‘universal truth’ that is acceptable and including anybody without ideological colonialism. The only study possible is thus the study of a situated discourse of cosmopolitanism. In this case it is the one that one may call ‘Western cosmopolitanism.’ The 21 Cf. argumentation supra. ~ 20 ~ second one is that even when inside a situated discourse, one has to remain true to the fundamental core of cosmopolitanism which is the ‘universal truth’ it proclaims. This means that providing a definition of cosmopolitanism inside a discursively situated cosmopolitanism is again situating cosmopolitanism, and this turns into an ‘uncosmopolitan thing to do’ (Pollock, et al. 2002). Even if we situate cosmopolitanism as a Western discourse for the sake of our study, we need to keep in mind that Western cosmopolitanism still aims at uncovering a ‘universal truth.’ In other words, even a work of history is socially reflective and making the history of a political philosophy is involving a political commitment to what exactly this political doctrine is. If we take Strauss’ assertion regarding history and philosophy seriously, then we must find a way to avoid defining cosmopolitanism while making its history. Providing a definition of what Western cosmopolitanism actually is certainly means excluding possibilities, and imposing some views on others. We are thus in a conundrum. One way of avoiding this conceptual issue up to a certain degree is to provide a definition of the Western discourse of cosmopolitanism instead of a definition of Western cosmopolitanism. Here, Foucault’s method becomes handy as the archaeology defines a discourse as a set of ‘objects,’ ‘concepts,’ and ‘strategies’ rhetorically bond together around a couple of ‘énoncés.’ If we can just define what the contemporary Western discourse of cosmopolitanism is, then we have enough material to make its history, while avoiding a political definition of cosmopolitanism. The archaeology of cosmopolitanism is then an analysis of the compounds that form the archive of modern Western cosmopolitanism. In order to do this, it is necessary to analyse the contemporary discourse of cosmopolitanism, in order to get a description of its compounds: what ‘objects,’ what ‘concepts,’ and what ‘strategies,’ and most importantly what ‘énoncés’ it is possible to identify. Only then can the historical study start, based on this primary material. However, one has to keep in mind that this contemporary discourse is not a ‘teleological structure’ to apply in the past, but has to be put in brackets: it assumes no teleological continuities of its elements, only a description of an ‘array of questions’ (Barry, Osborne and Rose 1996, 5), to which resonates another one set in the past. I will not assume a continuity of the objects, concepts and strategies of contemporary cosmopolitanism, but I will critically problematise why they are so today, by looking at how this was in the past. CONTINUITY OF ‘COSMOPOLITANISM’ THROUGH TIME King (1983) sums up the central issue in the history of ideas in terms of how it can be said that we can know the past: there is a tension or paradox haunting the history of ideas between two positions according to which all knowledge is of the present, or inversely all knowledge is of the past. As knowledge of the past, our present ideas are assumed to have evolved, and that they are formulated in language through social convention, which ensures duration through time. The problem is that this assumes that a doctrine exists only in so far as it is associated with a word to define it. Skinner (2002) criticised Williams (1983) on his contention that a word and a concept are necessarily related. It is for instance perfectly possible, Skinner (2002, 159) argues, for an author to use a concept although the word designating it never actually appears in the work.22 22 Skinner gives the example of Mill’s Paradise Lost with the word/concept ‘originality.’ ~ 21 ~ The word ‘cosmopolitanism’ did not appear in the French language before 1863 (Dédéyan 1976, 3). However, the eighteenth century is paradoxically referred to as the ‘golden age of cosmopolitanism.’ Why this paradox? Simply, an ‘idea’ cannot be materialised by a single word. Or perhaps it only becomes a material object of language when there is a clear reflected conscience of its existence. So, the problem with the history of cosmopolitanism is not only the general problem of the history of ideas as to whether it can be said that we can know the past but also it is a problem of how to write the history of something in the past that did not yet exist in the vocabulary? Or in more objectivist terms: how to prove that an idea existed or did not exist beyond the existence of the word designing it? The solution may be to break down the present doctrine into various other units, which in their turn are present at the time of the study. Another solution, and complementary, may also be to reject such a view that ‘doctrines’ only exist through words expressing them. After all, meanings vary through time and taking as a start a contemporary word in language in order to study its past may risk anachronistic outcomes. This is Skinner’s view, to which one could add Foucault’s according to which there exist some ‘niveaux énonciatifs’23 in a discourse, which are not necessarily ‘visible’ although they are ‘not hidden’ either (Foucault 1969, 143-144). So here again, Foucault provides a methodological ‘gadget’24 (Foucault 1980) that is useful to the study of cosmopolitanism. By studying the level of the énoncé in the discourse of cosmopolitanism, it is possible to identify forms of emerging cosmopolitanism encountering neither the word nor the theory explicitly. It is then possible to envisage that cosmopolitanism in the form of its composing ‘énoncés’ did exist in the eighteenth century although the word did not , and that some words like ‘cosmopolite’ did exist although they did not necessarily refer to the concept of cosmopolitanism. Another problem with studying cosmopolitanism through time, and related to Skinner’s assertion of the historically situated contingency of political and moral vocabularies, is that cosmopolitanism may also be subjected to other discourses. Here again, Skinner’s contingency argument is right, but he does not provide a solution as to how to analyse a minoritarian view in politics. Admittedly, Skinner’s programme of research is to make conceptual change at its centre, and he reckons the influence of Foucault with his assertion that our ideas are the product of wars in history (Skinner 2002, 177). However, the method is individualistic, and focused on ‘the applications of the terms by which our concepts are expressed’ (Skinner 2002, 179). In other words, it only takes into consideration the dominant concepts. But what if minoritarian concepts were defined by dominant concepts? How would it then be possible at all to analyse them in their own right, if they are analysed by dominant concepts? What if cosmopolitanism was essentially a product of nationalism? Is it merely a coincidence that the word ‘cosmopolitanism’ appeared at the same time nationalism as an ideology became socially embedded? Could the opposition between nationalism and cosmopolitanism not be a mere product of nineteenth-century nationalism? Skinner’s view on social change is ill-equipped to answer these questions because his method will be based on the dominant ‘methodological nationalism’ (Beck 2000, 2003, 2005). Indeed, Beck (1999) argues that our view for grasping social reality has shifted from modernity to late/second modernity, and that the ‘methodological nationalism’ of modernity shall be 23 ‘Enunciative levels.’ 24 ‘Tool.’ ~ 22 ~ replaced by ‘methodological cosmopolitanism’ of late/second modernity. In other words, there is a need for a paradigm shift. This raises the question of whether cosmopolitanism can be studied inside the dominant conceptual paradigm of nationalism. If our views are based inside the nationalist paradigm, then our understanding of cosmopolitanism must be a nationalist one. This severely impedes any study on cosmopolitanism outside the sphere of nationalism. If this is the case (that cosmopolitanism is the product of nationalism), it also means that the opposition between cosmopolitanism and nationalism should be a matter of suspicion and historical research. Indeed, a social change occurred at the end of the eighteenth/beginning of the nineteenth century that gave rise to nationalism, whereas cosmopolitanism used to be the dominant conception in political theory (albeit without the name of it). How to account for this change in its own right, outside the dominating nationalist paradigm? Here again Foucault’s archaeology provides an interesting solution. According to Foucault, archaeology is neither a theory nor a method (Merquior and Rouanet 1994 [1971]). It is not a theory because the relations between discursive formations and economic and social formations are not systematised. It is not a method because Foucault specifies nowhere how to use the tools he describes and how to analyse these discursive formations. Archaeology is a positioning towards the object of study: it is the level at which the analyst places him/herself in order to make visible the existence of the (scientific) discourse and the way it functions in society. It differs from epistemology in that it is not merely concerned with the episteme but also with disciplines (as non-scientific discourses) and non-discursive elements such as institutions and, albeit later and under the name ‘genealogy,’ power. This is the only possibility, as far as methods in the history of ideas go, to study cosmopolitanism outside the realm of the dominant discourse nationalism. ARCHAEOLOGY OF COSMOPOLITANISM So far I have only been arguing why Foucault’s method should be used for the present historical study of cosmopolitanism. I have expressed what concepts Foucault’s archaeology entails without necessarily defining or explaining them in length. It is now turn to present a brief description of Foucault’s archaeology. FOUCAULT’S ARCHAEOLOGY AT A GLANCE I do not intent to provide an in-depth exegesis of The Archaeology of Knowledge (Foucault 1969) here, but only a summary of the main elements that are useful to the study of cosmopolitanism. First of all, it is called ‘archaeology’ because it deals with the study of the ‘archive’ of ‘knowledge.’ The archive25 is the word that Foucault uses to designate a whole system of 25 According to Derrida (1995, 11), the Greek root of the word, arkhē, designates both the beginning and the commandment. The Latin archivum or archium gave the meaning of archive we understand today, based on the Greek arkheîon designating first a house, inhabited by the ‘archontes,’ those who commanded, the political power for citizens, those who in this place decided and interpreted the archives (Derrida 1995, 12-13). However, if the idea of ‘commandment’ is part of the concept of archaeology, Foucault refuses the theme of beginning: he is not concerned with the prime origin of meanings (Brochier 1994 [1969], 772). Indeed, the archive is a double ‘commandment’ as it designates the system of ‘énonçabilité’ of the ‘énoncé-event,’ and the system of the functioning of the ‘énoncé-thing.’ ~ 23 ~ discursivity or system of all the énoncés, being events (with conditions and domains of apparition) and things (with their possibility and field of use) (Foucault 1969, 170). The archive is ‘the general system of formation and transformation’ of the énoncés (Foucault 1969, 171). It is the ‘laws’ or rules of this system (archive) that archaeology wants to describe the rules governing the énoncés. It is not only the sum of the énoncés, but a system with rules upon the énoncés. As such, archaeology is necessarily a comparative analysis because it analyses discourses in their diversity by including other discourses (Foucault 1969, 208-209). For the study of cosmopolitanism, this means replacing cosmopolitanism in the context of patriotism, nationalism and universalism. The énoncé is thus the core unit on which the archaeological study relies. It replaces the inconvenient units suggested by tradition such as ‘medicine’ or ‘political economy.’ Instead those are loosely referred to as ‘discursive formations,’ or shortly ‘discourses.’ A discourse or discursive formation is composed of several énoncés. The énoncé is a function of existence of signs from which the analyst has to decide, according to intuition or the analysis itself, if they ‘make sense’ or not, and according to what rule they follow each other’s or are next to each other, and what sort of acts are affected by their formulation (oral or written) (Foucault 1969, 115). An énoncé is: … la modalité d’existence propre à cet ensemble de signes : modalité qui lui permet d’être autre chose qu’une série de traces… ; modalité qui lui permet d’être en rapport avec un domaine d’objets, de prescrire une position définie â tout sujet possible, d’être situé parmi d’autres performances verbales, d’être doté enfin d’une matérialité répétable26 (Foucault 1969, 140-141). So an énoncé is in fact the short name for a ‘fonction énonciative.’ This ‘function’ has a certain number of elements in it. A formulation, i.e. a group of signs, is not in itself an énoncé. Four elements, or conditions, have to occur. First, a series of signs is an énoncé if it is referring to ‘something else’ (Foucault 1969, 117): the series of signs is conditioning ‘laws of possibilities’ or ‘rules of existence’ for objects named by it. This is the ‘niveau énonciatif’27, as opposed to a grammatical level. In this ‘enunciative level,’ objects or individuals are emerging and are delimitated this is what Foucault calls the ‘differentiation field’ (Foucault 1969, 120-121). The second condition for a group of signs, or formulation, to be an énoncé is that there is a relation with a subject (Foucault 1969, 121). However, the subject in question is not the grammatical subject of the sentence analysed or the individual who enunciated it. The subject is any possible person who could one day state the same énoncé. Third, the formulation must also be put in relation to a ‘collateral space’ in order to be qualified as an énoncé (Foucault 1969, 128). This is not the context in which the énoncé has emerged, but an ‘associated domain’ (grouping of formulations the énoncé is part of, making reference to, or making possible in the future). The last element of the énoncé concerns, what one could playfully paraphrase the ‘material conditions’ of its existence. This element conditions what can be qualified as a new or old énoncé. ‘Institution,’ ‘stabilisation field,’ and ‘repetition’ are the three elements to take into consideration (Foucault 1969, 136-138). 26 ‘… the modality of existence proper to this ensemble of signs: mode that enables it to be something else than a series of traces…; modality that enables it to be in relation with a domain of objects, to prescribe a defined position to every subject possible, to be situated among other verbal performances, and finally to be given a repeatable materiality.’ My translation. 27 ‘Enunciative’ level. ~ 24 ~ A discourse is constituted by the ensemble of sequences of signs that are identified as forming énoncés, according to the definition given above. The ensemble of énoncés that are under the same system of formation forms a discourse (Foucault 1969, 141) On appellera discours un ensemble d’énoncés en tant qu’ils relèvent de la même formation rhétorique ou formelle, indéfiniment répétable et dont on pourrait signaler (et expliquer le cas échéant) l’apparition ou l’utilisation dans l’histoire ; il est constitué d’un nombre limité d’énoncés pour lesquels on peut définir un ensemble de conditions d’existence28 (Foucault 1969, 153). A ‘discursive formation’ is the law of such a series. Foucault’s choice to call a discourse the object of study rather than accepting the ready-made ‘units’ given by tradition, such as ‘medicine,’ ‘psychiatry’ or ‘criminology,’ was made precisely because he wanted to avoid these units as taken for granted. Instead, he chose to put these ensembles temporarily in brackets, and to accept only one unit of study: the énoncé. This is so because when we look more carefully at these wide ‘units’ in question, more dispersion than coherence appears but dispersion that is nonetheless organised in some kind of ‘system.’ This is the reason why Foucault wants to study these ‘systems of dispersion’ (Foucault 1969, 52-53). So when engaging in the study of, say psychiatry, one first put the historically given unit ‘psychiatry’ in brackets. Instead, it is requalified as a ‘discursive formation.’ By the same token, cosmopolitanism will be re-qualified as a ‘discursive formation,’ without any pre-given conception of what it is composed of. A discourse is composed of three elements according to Foucault: ‘objects,’ ‘concepts,’ and ‘strategies’ (or theories). Objects are the foci that a discourse is taking, for instance madness as the object of psychopathology. The analysis of the objects must be oriented towards three things: the primary surfaces of their emergence (in which community of people the objects emerge); the instances of delimitation (authorities that define the objects); and the tables of specification (the systems in which the different objects are classified, grouped, opposed and/or separated) (Foucault 1969, 56-58). There is also a ‘law’ that the analyst must define concerning the successive or simultaneous apparition of concepts. A ‘system of conceptual formation’ must be identified in order to identify the discursive formation (as far as concepts are concerned). This ‘system of conceptual formation’ is the group of concepts that are in relation with each other, despite the fact that they are disparate (Foucault 1969, 80). Strategies are themes and theories: organizations of concepts, groupings of objects, and certain types of enunciation formed with a certain type of coherence in the discourse (Foucault 1969, 85). The task of the analyst is to describe how these strategies are distributed throughout history. As far as strategies are concerned, a discursive formation is identified when it is possible to define the system of formation of the different strategies, i.e. when it is possible to show how the strategies all derive from the same game of relations (Foucault 1969, 91). APPLYING ARCHAEOLOGY TO COSMOPOLITANISM Archaeology is thus the method chosen for the present study, while taking into consideration the arguments provided by Skinner and Pocock, which are not incompatible at all with 28 ‘We will call discourse an ensemble of énoncés such as they belong to the same rhetorical or formal formation, indefinitely repeatable, and which one could signal (and explain when possible) the apparition or the use in history; it is constituted by an unlimited number of énoncés for which one can define an ensemble of conditions of existence.’ ~ 25 ~ Foucault’s. The first objection that may arise is whether archaeology may apply well to the study of political thought. After all, archaeology was developed to study whole branches of knowledge, of ‘sciences,’ in order to describe their ‘archive,’ i.e. what ordered their discourse internally, as far as words and things are concerned. The realm of political theories and moral principles seems somewhat remote from ‘science.’ However, Foucault himself suggested the possibility of using archaeology to uncover the ‘regularity of a knowledge’ that would not be oriented towards the epistemological figure of sciences (Foucault 1969, 251). He suggests, instead of orienting the archaeology towards the ‘épistémè,’ to orient it towards ethics (Foucault 1969, 253). A point on Foucaultian vocabulary: in the case of cosmopolitanism and indeed of political thought in general it is not so obvious to find such clear-cut categories as objects and concepts. A concept reifies itself into an object, which in turn is conceptualised in a dialectical manner. For instance, let us consider the nation: one could not deny the possibility today to analyse it as an object of study; yet, it must have been a concept at a time, but then again, in order to be a concept, there must have been some kind of entity existing. It is therefore easier to consider objects and concepts as one unity of analysis called object/concept. Finally, it is necessary to assume that there is such a thing as a discourse of cosmopolitanism, even if not full-fledged. For that, one must identify what the contemporary discourse of Western cosmopolitanism is composed of. This is not to apply a teleological structure on the past, but to identify sufficiently what units form this discourse, in order to identify how it happened to be that way (history of the present) in the past along the same problematisation, albeit in a different context. However, since it is assumed that énoncés are constant through time, the énoncés identified in the contemporary discourse of cosmopolitanism will be researched in eighteenth-century political thought. This will all be the object of the following chapter. CONCLUSION In this chapter I have expounded a few methodological issues central to the history of cosmopolitanism. I have argued that Foucault’s archaeological method is providing solutions between opposite positions on method in the history of ideas. First, it provides a bridge between conceptions of present and past histories with the conception of a ‘history of the present.’ Second, it enables us to identify some units that are traceable throughout history, while remaining contextualist. Third, it adds to Skinner’s rightful criticisms of such conceptions leading to teleological anachronisms by ignoring meaning and language a dimension of continuity through time. Fourth, it enables us to avoid the conundrum of defining cosmopolitanism and thereby interfering (too much) with its ontology. Fifth, it enables the connection of discourses across time and space. Finally, it gives the possibility of situating more clearly the discourse from other dominating discourses. The project with which we started of making the history of cosmopolitanism is now altered into an archaeology of the Western discourse of cosmopolitanism. In order to do so, the next chapter expounds on what elements constitute this discourse and around what problematisation; elements which will then be studied in their historical dimension in the second part of this thesis on the same problematisation. ~ 26 ~ CHAPTER 2 THE CONTEMPORARY DISCOURSE OF WESTERN COSMOPOLITANISM O B J E C T S , C O N CE P T S , É N O N C É S A N D P R O B L EM A TI S A T I O N "I am willing," he said, "to serve my country; but my worship I reserve for Right which is far greater than my country. To worship my country as a god is to bring a curse upon it." (Tagore 2005 [1915]). This chapter answers two questions that are necessary to the historical study of cosmopolitanism. First, what is cosmopolitanism? In the previous chapter it has been argued that a definition is not an adequate method for the study of a political doctrine through history. It has been argued that the study of a political doctrine as a discourse was a more satisfying start point. This chapter identifies therefore the contemporary discourse of Western cosmopolitanism. Second, the history of present political doctrines, it has also been argued, must be inspired by a problematisation. This chapter identifies in the discourse what problematisation is central to its discursive field. But, first, let us go back to the methodological discussion about the problem of starting the historical study of cosmopolitanism with a definition. A practical example provides a convincing argument to do so. The Stanford Encyclopedia of Philosophy gives the following definition of cosmopolitanism: The nebulous core shared by all cosmopolitan views is the idea that all human beings, regardless of their political affiliation, do (or at least can) belong to a single community, and that this community should be cultivated. Different versions of cosmopolitanism envision this community in different ways, some focusing on political institutions, others on moral norms or relationships, and still others focusing on shared markets or forms of cultural expression. The philosophical interest in cosmopolitanism lies in its challenge to commonly recognized attachments to fellow-citizens, the local state, parochially shared cultures, and the like (Kleingeld and Brown 2002). One must understand that this definition of cosmopolitanism just like any other definition is a product of the ‘wars’ (as Foucault would put it) in the history of ideas. If we accept the contention that we live in a nationalist paradigm, then the definition is given inside this paradigm. It assumes that the natural community is the nation and its political affiliation the ~ 27 ~ state. It assumes also that any other view is challenging; hence cosmopolitanism is a challenge to such a view. In this sense, the history of cosmopolitanism is the history of challenging views of nation-state-like communities by any thought contending a greater type of community in the united humankind. The problem with this view is that it will reject looking at the concept of the nation-state, as it is the challenged opposition to cosmopolitanism. It is not the core of the study, which would be the ‘citizen of the world’ i.e. the cosmopolitan. However, looking at these concepts in eighteenth-century French thought provokes some confusion in the mind of the historian. On the one hand, the patrie was, at that time, a larger community than the dominant local and parochial one (reminiscent of feudalism), and some opposed it because of its alleged impracticality due to its all-too abstract nature. The country where one was born, and the prince who gave the food, the job, and the honours were all there was to feel indebted to. In other words, they were the parochial and local state of the time. On the other hand, the concept of the nation was an abstract universal idea uniting a divided France under a single political authority. In other words, it is puzzling to discard the concepts of nation and patrie in a study of cosmopolitanism if by these one understands an ideal of belonging to a single moral and political community beyond the local. This is why a good understanding of what cosmopolitanism entails is essential to a historical account of this idea. However, as the understanding of the ontology of cosmopolitanism is as much the outcome of the study as it is the necessary condition to its beginning, there is thus a conundrum. The issue is purely due to the linear nature of writing a report on a study. There has to be first a definition of the object of study, and then the historical study. However, the definition is as much the product of the study as the starting point of the study. So for the sake of clarity, this chapter will provide a sufficiently open definition of the discourse of cosmopolitanism, being understood that it is informed by the coming historical study, but not revealing any of it yet. One must add that the discourse of cosmopolitanism hereby exposed is only focusing on some elements that are necessary for the present study: what is cosmopolitanism i.e. how and why is the discourse of cosmopolitanism related to the ones of nationalism/patriotism and universalism? So the first goal of this chapter is to identify what the contemporary discourse of Western cosmopolitanism is, in order to provide us guidelines as to a historical study of the discourse. A discourse is in Foucault’s understanding a set of rhetorically linked elements such as objects, concepts, strategies, and énoncés that bind them together. So the most important element is indeed the énoncé because it is the glue for a discourse, but also because it is the core element of the discourse as it stays stabile through time. The énoncé as explained in the previous chapter is not a sentence to be found in a discourse, but a function that is ordering the elements the words and the things in the discourse. It is neither invisible nor visible, but is to be found through intuition and personal judgement. The contemporary discourse of Western cosmopolitanism is composed of many elements, and I want here to focus only on some of them that are relevant to the problematisation that will follow, and thus will be the main object of focus for this study. Delving into the contemporary cosmopolitan literature, a vast array of definitions of cosmopolitanism appears. It is possible to identify a primary concern that forms the core compounds of cosmopolitanism. From these core compounds, secondary elements are being ~ 28 ~ considered in various theories. What connects the primary and the secondary elements is a certain problematisation that cosmopolitanism entails. The primary compounds of cosmopolitanism form a ‘Trinity’: humanity, the individual and God (in no particular order). These three compounds are so dialectically and rhetorically bound together that they truly form a unity in the form of a trinity: God created humanity and the individual was subsumed from its God-like image. Secondary concerns of cosmopolitanism are the question of community and identity. What are the forms of community and identity for the individual and humanity? These questions are informed by a third level of consideration, a paradigmatic framework: the local/general axis. This local/general axis forms our Foucaultian ‘problematisation’ for cosmopolitanism. THE PRIMARY CORE OF COSMOPOLITANISM: THE TRINITY GODHUMANITY-INDIVIDUAL My contention that the primary core of the discourse of cosmopolitanism is composed of a trinity God-humanity-individuality is based on reading contemporary cosmopolitan theory. Several examples illustrate this claim. For Pogge (2002, 169), ‘[t]hree elements are shared by all cosmopolitan positions’: individuality, universality and generality. Caney (2005, 4) writes similarly that ‘[c]osmopolitans… affirm three principles: the worth of individuals, equality, and the existence of obligations binding on all.’ This trinity can be understood as individuality, God, and humanity since God is originally the element claiming universality, and equality being a consequence of a general and common humanity. In the glossary of the international relations textbook The Globalization of World Politics, one can read under cosmopolitanism: The ultimate source of meaning and value in human life resides with the individual (or perhaps with God). Cosmopolitans are disposed to favour very extensive accounts of universal human rights (Baylis, Smith and Owens 2008, 579). In this definition of cosmopolitanism the emphasis is put on the individual, human life, and God (and consequently human rights). This definition is very interesting since all three are historically bound together in the history of ideas: Christianity developed individualism (man being made at the image of God, everyone is of divine character), and hence human rights are the rights given by God enshrined in the ‘homo sacer’. One could say that they are so much bond together that they form some discursive entity one could call it quite à propos ‘trinity.’ This definition is backed up by an extensive reading of the existing cosmopolitan literature: indeed the individual and humanity are the very central core object/concepts of cosmopolitanism. God is however downplayed, but this is so because of the secularisation of politics in Western political thought. The object/concepts of the individual and humanity are however directly related in Western philosophy to Christianity. Interestingly, how the mention of God became downplayed is a result at least in French philosophy of the debates during the eighteenth century between deists and atheists versions of human rights, or natural law and society-based versions of human rights. THE INDIVIDUAL ~ 29 ~ The individual is the core reference of cosmopolitanism, without which cosmopolitanism would cease to be discursively. There would not be any principle of ‘cosmopolitan democracy’ (Held 1995, 1999, Archibugi 2003, Archibugi, Held and Köhler 1998) without the recognition of individuals on the international scene along with states. Even if cosmopolitanism is considered a standpoint for opening a global dialogue about what is universal, the one thing that is not opened for dialogue is the individual (Appiah 2006). Each and every single person matters in cosmopolitan thought, and as such is entitled to a certain number of rights, and shall receive a certain number of services in order to foster his/her personal development. Human rights and ideas of justice are thus based on the notion of the individual, and cosmopolitanism is opposed to any proposition against them. The real question for cosmopolitanism is to figure out where the individual stands between existing communities and humanity. Here the cosmopolitan answer is balanced with other sets of strategies from liberalism, nationalism, patriotism, and humanism. Some versions of cosmopolitanism would emphasise humanism and downplay patriotism and nationalism by reviving the stoic conception of ‘concentric circles’ from the family to humanity the latter being primordial over the others (Nussbaum 1994). Other versions would accommodate existing communities with cosmopolitanism affirming the ‘rooted’ character of the later while emphasising the freedom of the individual to choose his/her identity(ies) (Appiah 1998). In different versions of justice some cosmopolitans would argue for a ‘cosmopolitan respect’ rather than cosmopolitan justice because even if one considers two persons of equal worth, one does not share the same concerns for a foreigner and a national, just as one does not have similar concerns towards one’s own daughter and another’s (Miller 2005). This emphasis on the individual is strongly related to the various strategies labelled under the discourse of liberalism. Appiah (1998) argues that cosmopolitanism is not opposed to liberalism, and that, indeed, liberal values should prevail on cosmopolitan ones. In this sense, if cosmopolitanism is about diversity, diversity should not be at the cost of personal autonomy: ‘it is the autonomy that variety enables that is the fundamental argument for cosmopolitanism’ (Appiah 1998, 108). Indeed, the fundamental thought of liberalism is the freedom to create oneself, an idea at the heart of cosmopolitanism: individual freedom to choose one’s identity among many. However, for Hall, liberal universalism may not be the ‘only and best shell for cosmopolitan modernity’ (Hall 2002, 27). He criticises the liberal notion of political belonging. There is thus a minor tension in the discourse of cosmopolitanism between liberals and anti-liberals. For some, the problem lies in Western individualism, which is too Eurocentric and not enough truly cosmopolitan, taking into account universal norms: But this revenant late liberalism reveals, in a more exaggerated form, a struggle at the heart of liberal theory, where a genuine desire for equality as a universal norm is tethered to a tenacious ethnocentric provincialism in matters of cultural judgement and recognition… (Pollock, et al. 2002, 5). This allegation lies in cosmopolitanism’s deep liberal root: a rights culture is essential, but ‘[n]one of this should hide the fact that the fetishization of liberal individualism has, in the past few years, created a cosmopolitan imaginary signified by the icons of singular personhood’; world citizenship is personalised by Bill Gates, Mother Theresa and George Soros. (Pollock, et al. 2002, 5). ~ 30 ~ This tension between the individual and humanity as a community is not only on a cultural level, but also on an economic one, with the problem of social redistribution of wealth. For Calhoun ‘[c]osmopolitanism… is now largely the project of capitalism’ (Calhoun 2002, 106). This allegation lies in cosmopolitanism’s deep liberal roots. In this sense, Calhoun notes that cosmopolitanism is not integrating notions of equality, and above all the problem of property relations on the global scale. Without this, cosmopolitan democracy will ‘be adopted by and become a support for neo-liberal visions of global capitalism’ (Calhoun 2002, 106). In the same understanding of cosmopolitanism as transnational capitalism, Thomas Pogge’s (2002) argument starts with Human rights and defines an institutional cosmopolitanism based on them. Cosmopolitanism should compel the wealthy states to honour their responsibilities towards the world. ‘The West’ is imposing a world economic order. World poverty is perpetuating because the west, which heavily dominates the world, does not find its eradication morally compelling (Pogge 2002, 3, 2003). Thus, the West feels guilty only for not giving sufficient aid when needed, but not for actually creating the situation of poverty in the world. Thus a tension exists in contemporary cosmopolitanism in the existing core of the individual and the rejection of an extreme individualism due to the need to find universal norms of equality. There is a tension between the individual and humanity as forming a community and how this individual is the object of politics in this human community. In the versions of cosmopolitanism emphasising humanity as a bond and thus a moral community, universal justice is thought to regulate the problems caused by neo-liberalism. This tension inside cosmopolitanism is however not typically cosmopolitan, and as such is extrinsic to the discourse. It is rather related to tensions between right and left perceptions of politics, between needs to emphasis property or equality. The problem is just set back in terms of global justice and global capitalism that cosmopolitanism is seen as having to deal with. Nor is the other tension between the individual and community, a classical theme of political theory. Again, the problem is reset in terms of cosmopolitanism: the individual and the global polity. What is typically cosmopolitan is the emphasis on the individual, and the sense of self-identity. Cosmopolitanism is classically related to this individual called ‘cosmopolitan’ or ‘citizen of the world.’ He/she is defined as a frequent traveller, fluent in various cultures, but what is differentiating him/her from a simple tourist or a businessman/woman is the passion for peace and right, as well as a will to understand these cultures in depth and not simply for their superficial exotic value (Coulmas 1990). So it seems that cosmopolitanism is bond to be related to the concept of the cosmopolitan, the citizen of the world. This assumption must be taken with great care once again. What if it just was a product of the history of ideas? After all, the first citizens of the world, Diogenes of Sinope and Socrates spent most of their lives in Athens and were not travelling the known world around in search of culture. One must therefore assume that the equation between being a cosmopolitan and travelling the world is a product of history. One must equally assume that the equation between cosmopolitanism and cosmopolitan is another one, or at least that the two are not necessarily related. As chapter four will show, the ‘cosmopolite’ appeared during the eighteenth century, and it was related to political theory by thinkers later associated with patriotism and nationalism since they were defining the cosmopolite as bad patriots. The thought of these thinkers could however be described as providing elements of cosmopolitanism. ~ 31 ~ HUMANITY According to Hollinger, what is common to all the versions of contemporary cosmopolitanism is the attempt ‘to connect the notion of a species-wide community to actual politics’ (2002, 230). For Robbins (1998, 1) too, cosmopolitanism is ‘[u]nderstood as a fundamental devotion to the interests of humanity as a whole…’ This ‘species-consciousness’ rather than a national one is thus what is typical about cosmopolitanism. Humanity is the community of cosmopolitanism, and this has a consequence in terms of what type of community it is: a world community. This sounds like common-sense; after all only humans inhabit this world. But is humanity not a product of the human mind? The notion of humanity and how and why it became the centre of political thought, and in particular cosmopolitanism must be included in the history of this doctrine. Conceptions of a world community in cosmopolitanism usually stem from the etymology of kosmopolitês: a politês involves the existence of a polis at the level of the kosmos, i.e. the ‘world.’ One has to note however, that this common understanding in cosmopolitan theory is mistranslating the Greek etymology. Kosmos referred more to ‘universe’ than ‘world,’ and it also meant ‘order’ in Ancient Greek. This is no trivia of erudition: cosmopolitanism understood in this way is limited to the understanding of the ‘world,’ and thus of the human species that populates the world. It makes an object at the limit of the discourse limiting it and giving it the means of repetition. But be it ‘universe’ or ‘world,’ Stoics and Cynic cosmopolitanisms did not equate this kosmos solely with humankind. Hence one must assume that at some point in history this equation has been made. This discourse is thus to be situated in relation to the one of humanism. Humanism is a sphere of thought analysed for its French part by e.g. Todorov (1989) and also at the centre of Foucault’s preoccupations according to which man is at the centre of everything. Excluded from the kosmos are thus, non-humans (animals of course, and why not? E.T.s), and other categories excluded from humanity (‘non-believers,’ ‘slaves,’ ‘Untermenschen,’ ‘disabled,’ etc.). Of course, contemporary cosmopolitanism is not excluding these above mentioned types from humanity, but this does not mean that it did not or could not. In other words, the cosmopolitan understanding of humanity must be studied. The best reason to do so is just to consider this theoretical example: if ETs were to come on earth, cosmopolitanism would not be better equipped than nationalism to adapt political and legal thought to this new ‘species.’ This is so because they both rely on the discourse of humanism. How that happened to be is a subject for the history of cosmopolitanism. The event of humanism entering the discourse of cosmopolitanism has had dramatic discursive consequences. One of these consequences is that cosmopolitan community is based on humanity at the global level, e.g.: A cosmopolitan perspective needs not only a conception of global identities and global governance, but also of forms of political community beyond state borders (Bauböck 2002, 110). ~ 32 ~ ‘Our time’ is characterised by an acute consciousness of our common humanity that creates the basis for a political community. In this sense, Shaw (2000, 11-12) argues that we currently experience a ‘global revolution’ the grand narrative of our time characterised by ‘a common consciousness of human society on a world scale.’ This common consciousness manifests itself not through the concept of ‘world community’ but through the concept of ‘globality,’ which is understood as a shift from modern social organisation to a new structure and concept of social relations. However, some cosmopolitan theorists actually build the idea of a world community on the model of national community. Robbins, for instance, does not attack the object nation, but opposes the ideal of cosmopolitanism of a ‘worldwide community’ (Robbins 1998). Robbins uses the paradigm derived from the idea of a national community to the determination of a cosmopolitan community: the common humanity is too weak a force to generate solidarity, but why would the age of digital capitalism not be able to generate emotional binds? According to him, larger loyalties must be built inside history. In this account of cosmopolitanism, humanity and nation are merged together in the need for an emotional bond. Furthermore, what is this humanity in question, and why does it only involve the humanspecies? In her reflection on the frontiers of justice, Nussbaum (2006) wishes to expand currently existing ones to include not only foreigners, but also animals to a certain degree, and handicapped, who are excluded from these theoretical conceptions. These are again interesting conceptual research questions for the historian. How and why did humanity become the centre of cosmopolitanism, and how and why was it related to the need of a community defined by emotional bonds? And also, what conception of humanity is this? The human-species excluding others? Based on divine creation (i.e. metaphysical) or DNA (i.e. nature)? GOD OR THE METHAPHYSICAL CONCEPTION OF THE INDIVIDUAL AND HUMANITY God may not be an obvious visible element in the contemporary discourse of Western cosmopolitanism, and this comes as no surprise given the secularisation of this society and its tradition to separate the Church from the state. However God is openly present in some forms of cosmopolitanism, as for instance a catholic account of cosmopolitanism with Bavarian writer Oskar Maria Graf, or a Jewish one with German-Jewish writer Lion Feuchtwanger (Beck 2006, 12-13). The narrow view of a nationalistic fatherland is criticised in favour of a view considering the whole humanity as the child of God the father, and – for the Jewish account – praising a nomadic life as a way to avoid the scourges of nationalistic extremisms. The presence of God in the conception of cosmopolitanism is still felt in a certain metaphysical understanding of the person. For instance, Nussbaum (1994) states: ‘One is born by accident in one nation.’ Or Bertram (2005): ‘Of all the unlucky things that can happen to a person, being born into the wrong state has to be the worst.’ Behind these utterances is the idea that we are some kind of souls, played in a cosmic roulette, and ascribed a body somewhere on earth according to chance. Many conclusions stems from that original consideration: mainly that we all are equal creatures of God, and thus we all are enshrined with the same rights, and that we ~ 33 ~ all belong to the same metaphysical community of God’s creation, and as such the same moral community of equals to justice and rights. This understanding stems from the conception of human rights: everyone is born free and equal i.e. everywhere and not just inside a liberal democratic nation-state. This conception is traceable as will be shown in the following chapters to natural law, and the deism of the Enlightenment, embodied in the reference to the ‘Supreme Being’ in the French declaration of human rights. We are creatures of God, all made equal and free no matter where. We could have been born anywhere. This metaphysics is common to nationalism as well, for which a person’s fate inside the nation should not be given by birth. The republic shall redistribute wealth and provide equal opportunities for all, albeit inside the nation. Outside the nation-state there is a state of anarchy, and according to the principle of self-determination every state has to take care of its own nationals; therefore one nation-state does not intervene outside its borders to care for other nationals. How this notion has been at the centre of Enlightenment philosophy and how it became limited to particular societies will be explained in the second part of this thesis. THE SECONDARY CORE OF COSMOPOLITANISM: COMMUNITY Hall (2002) sees two strands within cosmopolitanism: a possible global democracy and world citizenship on the one side, and a non-communitarian, post identity politics of overlapping interest and hybrid publics i.e. a ‘cosmopolitan self’ made of multiple choice identities on the other. In brief: the global community and the cosmopolitan identity. There are other object/concepts in cosmopolitan theories, but these two seem to be the central ones in the contemporary literature. The discursive importance stands rather on community than identity. But, since identity is assumed in contemporary political theory to be enmeshed with community, any theory focusing on community is equally focusing on identity. Identity is however not the main focus of this study since it has to concentrate on some aspects only of cosmopolitanism, and, furthermore, since cosmopolitanism in its post-modern or critical version is contesting the connection between identity and community. Therefore, this section only presents the cosmopolitan discourse of community. As was shown in the above section on humanity, it is this conception of united humankind that provides the basis for thinking of a common bond for the whole humanity. Very clearly, Shapcott provides the following definition in an introductory textbook on international relations: Cosmopolitanism refers to the idea that humanity is to be treated as a single moral community that has moral priority over our national (or subnational) communities (Shapcott 2008, 196). This entails, first, not ruling any person out of ethical considerations, and, second, an attempt to define precisely what obligations and rules ought to govern the universal community. The focus is set on the idea of community, here being moral, and the priority of the human one over the national (and a fortiori sub-national) ones. There is therefore an idea of existing communities, moral ones, being like concentric circles where the ones inside the bigger one are submitted to ~ 34 ~ it. No individual should be ruled out. The reason for that is that there is a tight bond between the individual and humanity, as well as God. THE BOND OF COMMUNITY Humanity is the basis to consider community in cosmopolitanism at the ‘general’ level. But in order to have a community, there has to be something common; etymology requires it. What is then the common ground, the universal quality that bounds humanity into a community? Answers have evolved through time. In pre-modern times, for the Cynics, it was the adhesion to the Cynic way of life, making it de facto a small community. For the Stoics it was reason, again leading to a small community of exceptional human beings (Euben 2001, 266-270). The Enlightenment took up reason as the universal faculty binding humanity, developing it in combination with individualism and liberalism. Recently however, reason has been criticised in post-modernists cosmopolitan works. As a reaction, a ‘new cosmopolitanism’ is developing on Habermas’ turn to language and communication in Western philosophy instead of reason (Dallmayr 2001). A community based on communication rather than reason allows forming permanent dialogic conversations, and makes world community one of constant discussion about its boundaries. For instance, Linklater (1998) is universalising Habermas’ theory of dialogic community. A dialogic community is characterised by a membership based on common allegiances but where practices command the consent of internal subaltern groups. ‘Particular social bonds remain, but they are reconstituted in the light of a normative commitment to engage the systematically excluded in open dialogue’ (Linklater 1998, 107). As another example, Shapcott (2001) also develops the idea of a ‘universal human community’ based on dialogue that could achieve justice to difference. The search for the universal commonality of humanity is thus at the heart of the cosmopolitan project. The variations of what are deemed to be universals form one of the foci of an analysis of cosmopolitanism. Of course, this search, on its historical side, is more revealing the nature of the civilisation or culture considering what is common than the commonness in itself. One should not forget the rooted nature of cosmopolitanism, and the imaginariness of the world projected (Robbins 1998, Delanty 2000, 142, Pollock, et al. 2002). In our case then, the history of our thoughts on commonness reveals our perceptions of the world and humanity. This community can take two forms: either institutional or moral (or both). Institutional cosmopolitanism is best exemplified by attempts to theorise the ‘citizen of the world’ mentioned by Diogenes of Sinope and Socrates. Moral cosmopolitanism is best exemplified by attempts to extend issues of justice to the whole humankind on a global level. INSTITUTIONAL COMMUNITY Cosmopolitanism in its institutional form attempts to protect the individual in the world community by developing the concept of world citizenship. Cosmopolitanism stresses the fact that state citizenship was, at the origins of our modern thought and even in Ancient Greek thought, a concept including world citizenship, and nationhood, and that they were compatible; ~ 35 ~ it is only between 1800 and 2000 that nationalism absorbed citizenship and effaced world citizenship (Heater 2002, 37-38). Cosmopolitanism is thus merely reclaiming a denationalised conception of citizenship. From this point on, different versions of cosmopolitan citizenship exist (e.g. Delanty 2000, Faulks 2000, Heater 2002, Hutchings and Dannreuther 1999), but they remain very vague as to the precise content and functioning of a world citizenship. Mostly, all versions agree on a liberal conception of citizenship that should be applied to the whole world and not remaining at the level of the nation-state. This implies setting institutions of some sort at a supranational level for empowering principles of world citizenship. The bonds of national citizenship should however not be underestimated, and therefore it does not disappear: citizenship becomes multiple; one is a citizen of several polities, different centres of political decision (local, national, global). For Linklater (1999, 35-59), Kant’s analysis of cosmopolitanism is very promising but not sufficient as it does not state an active citizenship participation in an Aristotelian sense. The creation of cosmopolitan communities should enable an international order based on dialogue and consent. Faulks does not really praise a cosmopolitan citizenship, but he recognises the possibility and need for a post-national citizenship due to the challenges and tensions that globalisation poses on citizenship. He argues that liberalism should not be criticised as most postmodernists do, but should be extended to the full with regard to citizenship: a universal citizenship (2000, 170). Other authors argue for recognition by existing polities of the multiplicity of communities that the individual may swear allegiance to. The cosmopolitan public sphere is located for Delanty (2000) in national and sub-national public spheres. Only then can a political and legal cosmopolitan sphere appear. It is not a ‘thick’ cosmopolitanism, but an argument for a ‘pluralist world of political communities.’ For Held, cosmopolitanism is the basis for living in a global world. As a consequence of Held’s conception of cosmopolitan democracy (1995), citizenship is multiple (1999, 2005). Different polities enable the individual to express their political preferences. Derrida (1997, Derrida and Dufourmantelle 1997) argues for the recognition of the Kantian jus cosmopoliticum protecting the individual internationally, and the hospitality principle with Cities of Refuge. In all these versions, there is a tension to recognise the individual that is recognised in existing communities, outside these communities, from the local to the general community. This tension is also fed by the fact that these existing communities are based on the universal recognition of the individual as a right bearer, whilst its institutionalisation in practice is non-existent. It is this particular issue, this problematisation between the local and the general that is worth noticing for our purpose. MORAL COMMUNITY The cosmopolitan claim that justice ought to be global, and ought to be applied also to foreigners relies on the conception of human bonds. These human bonds form a moral community. The conception of justice, and therefore of injustice, is related to the conception of being related together, being connected. For instance, Copp (2005, 40) considers that international injustices would not exist ‘if the different countries of the world were isolated from one another on different planets in the cosmos.’ Thus it is because these different countries are on the same planet bonded together that inequalities among them can be qualified as injustices. There is a duty of justice to others than the ones in our (national) ~ 36 ~ community because we all belong to a same community on the globe. Not only is there a connection by space, there is also a connection by species. Justice is owed to humans who are connected in this world. As Waldron explains (2000, 242), the word ‘cosmopolitan’ entails ‘one’s willingness to do what is required by the general principle of sharing this limited world with others.’ Furthermore, justice is due also because of the equality of human beings, of their equal individuality. Thus justice and the idea of a moral community are connected to the primary core, the trinity individual-humanity-God. Contemporary theories of cosmopolitan justice can be grouped into two categories for this study. Most of them are based on contractualism on the one side; on the other, some are developing a different approach. The reference to a social contract is clearly making the case for a community. The revival of contractualism for theories of justice is due to Rawls’ Theory of Justice (1999 [1971]), adapting eighteenth century theories preoccupied with obligations and duties in tackling problems of legitimacy (Dunn 1996). Cosmopolitans have criticised Rawls’ Original Position for not taking into consideration the Kantian cosmopolitan side, issues of international justice. In order to overcome the shortcomings of Rawls’ theory as far as global justice is concerned, Beitz (1979) and Pogge (1989) have argued for a direct assembly of all individuals in the world: the Rawlsian ‘Veil of Ignorance’ becomes a ‘Global Veil of Ignorance.’ For Copp (2005), only a global state is in a position to act so as to provide justice, as we live in a global society because communities are not isolated from one another. Representative of other approaches, Nussbaum (2006, 274) suggests a ‘capabilities approach’: ‘The capabilities approach is an outcome-oriented approach that supplies a partial account of basic social justice.’ Nussbaum bases her theory on the stoic conception of social cooperation of individuals, being entitled to human dignity before agreeing to live together. This conception is therefore closer to the tradition of natural law than communitarianism, guaranteeing human dignity. The idea of a world state is rejected for ‘obvious reasons’ of impracticality (Nussbaum 2006, 313-314). Instead, she proposes ten principles for the ‘Global Structure’ (Nussbaum 2006, 315-324). Equally, Caney rejects the idea of a global state, and argues for a ‘system of multi-governance’ with ‘supra-state authorities to monitor the conduct of states’ (Caney 2005, 182). Finally, if for Scheffler (1999) there are two versions of cosmopolitanism in terms of culture and in terms of moral, for Sypnowich (2005) these two are linked: moral too is culturally rooted. Hence, a ‘need to identify the universal constituents of human flourishing’ for a better understanding of what obligations global justice entails (Sypnowich 2005, 63). Thus moral community does not enjoy the same degree of institutionalisation according to theories, depending on whether contractualism is involved or not. Contractualism and the connection between the individual, humanity and the proper community even outside any consideration of theories of justice is what is interesting in the above mentioned conceptions. Furthermore, the community considered is the supposedly ‘cosmopolitan’ one. What is to be understood by a ‘cosmopolitan’ community has to be along the line of the local/general axis mentioned below. PROBLEMATISATION AND ÉNONCÉS ~ 37 ~ The problematisation and énoncés form the core compound for the analysis of cosmopolitanism. The problematisation offers relevance to study the past in its consequences for the present. The énoncés form the constant variable in cosmopolitanism that makes it possible to study it in the past from the present. PROBLEMATISATION: THE LOCAL/GENERAL AXIS For Pollock et al. (2002, 10) cosmopolitanism is yet to be defined, but in this quest for a definition, one shall look for how people have ‘thought and acted beyond the local.’ There is therefore an understanding here that cosmopolitanism is a way to transcend the local. Indeed, from all the above mentioned conceptions of cosmopolitanism, a certain problematisation of the place of the individual from a local to a beyond type of community transpired. But what is the local and what is beyond this then? One can identify in this thought a sort of dialectics between a local, (‘localis,’ ‘locus,’ place), and a general (‘generalis,’ ‘genus,’ class, race, kind). Today the local is the nation-state that cosmopolitanism is either opposing or transforming by adapting it to the needs of a beyond, a general. ‘Traditionally,’ cosmopolitanism is conceived of in the form of an opposition to the nation-state, and equally traditionally, the nation-state is identified with nationalism. Many cosmopolitan thinkers oppose cosmopolitanism to nationalism (Brock and Brighouse 2005). As in Tagore’s (2005 [1915]) novel quoted in the epigraph to this chapter the two main characters represent cosmopolitanism and patriotism (or nationalism) and are opposed in the fight for the love of the same woman (symbolising the country). For Delanty (2000, 143) ‘… cosmopolitanism is necessary in order to combat ethnonationalism and state nationalism, to mention two most common forms that nationalism takes.’ Rée (1998) considers nationality and its extension, internationality, as illusions. Buchanan (2005) criticises the conception of national interest: it is neither common sense nor natural because it is opposed to the acknowledgement of human rights. Cheah (1998) adopts a structuralist Marxist analysis of the feasibility of cosmopolitanism as an alternative to nationalism. Beck (2006) envisions a paradigmatic change from methodological nationalism to methodological cosmopolitanism. Many cosmopolitan thinkers oppose also cosmopolitanism to patriotism, like Nussbaum (1994). However, some have contested this frontal opposition, on the basis that liberal nationalism is close to cosmopolitanism (Kymlicka 2001, Tan 2004, 2005). So it seems that cosmopolitanism is opposed to nationalism and also patriotism; and so it would also seem that the concepts of the nation and patrie are opposed to cosmopolitanism because they are necessarily related to nationalism and patriotism, which are opposed to cosmopolitanism. However, one has to stop and notice that cosmopolitanism, in the sense of the idea of the cosmopolite, is a much older idea than the ones of patriotism and nationalism. One can only but assume then, that the opposition between nationalism and cosmopolitanism is a product of history. Furthermore, were the idea of nation and patrie at one time not this ‘general,’ uniting under a common sovereign several community scattered loci in the form of post-feudal authorities? In this thesis, I want to use the problematisation of cosmopolitanism in terms of a questioning along the local/general axis to expound the contention that the nation-state and nationalism are related to cosmopolitanism. Indeed, cosmopolitanism needs to refer to a certain ~ 38 ~ preservation of the local against sheer universalist absorption, otherwise there would be no local to be opposed to, and hence no cosmopolitanism possible. There has to be however a certain general level encompassing the local, otherwise it is sheer localism. Cosmopolitanism is thus a discourse squeezed in between the local and the universal, and as such it is subjected to changes in the conceptions of what is the local and what is the universal. How did eighteenth-century French political thought consider the local and on what community did it put emphasis? What reminiscences are left from these conceptions in contemporary discourses of cosmopolitanism and nationalism? In this search nonetheless, one must remain fairly aware that cosmopolitanism and nationalism, as we know them, did not yet exist, and that conceptions of the local/general were not yet fixed on the nation against the world. Moreover, the nationalist assumption that politics and culture go hand in hand did not exist yet either, and therefore arguments for universal political organisations could not yet be opposed to accusations of imperialism in disguise. Also, identity was a concept left outside the sphere of political thought to individual choice. THE ÉNONCÉS OF COSMOPOLITANISM Many versions of cosmopolitanism take the word in its literal understanding: that we are all members of the same polis that is the world/universe. It is important to note here although it will not be the main object of focus in this study that most of the cosmopolitan works understand kosmos as meaning ‘world’ and not ‘universe,’ or tend to confuse both terms. There is however a difference in that the Greek word kosmos used to mean ‘universe’ in the sense of the entire universe, and also in the sense of ‘order.’ The second meaning has thus disappeared, and the first meaning has become limited to the earth. Of course, no extra-terrestrial life has yet been found, but it is possible to assume that the limitation to the world is not foreign to the development of humanism: as Man is at the centre of philosophy and all paradigms or episteme, and as Man lives on the earth, there is therefore nothing else. This has the consequence of not only excluding other animals living on the earth an exclusion that some cosmopolitan thinkers have included in their theory of cosmopolitan justice (Nussbaum 2006) but also that it carries with it the potential exclusion for any future encounter with extra-terrestrial forms of life. Now the important point in this is not to argue for a political philosophy that would include an imaginary E.T. in its protection of ‘human rights,’ but to show by this very example how much énoncés structure the internal discourse of cosmopolitanism. As described in the previous chapter, the énoncé is a function that orders rhetorically things and words into what can be said and not said. In the case of cosmopolitanism, the way the word is coined gives a clue: the kosmos and the polis. The kosmos can refer to the world and to order. The polis refers to community (moral and/or political). As an example of the ‘ordering’ side of cosmopolitanism (the second Greek meaning of kosmos), one can consider cosmopolitan attempts to develop a normative theory of international relations that would replace the governmental void left by realism aka ‘international anarchy.’ Several theories suggest some order in the international realm. For instance, Held (2005) pushes forward eight principles for a ‘cosmopolitan order’ in world politics. These principles are laying a framework for the pursuit of argument, discussion and negotiation, in the line of ‘better talk, talk, talk, than war, war, war.’ In the same manner, the order is for Shaw (2000, 190) provided by a ‘global state,’ if by state one understands the traditional definition by Mann plus ‘a significant degree inclusive and ~ 39 ~ constitutive of other forms or layers of state power (i.e. of state power in general in a particular time and space).’ In this sense there is a global-Western state exercising power and thereby ordering the kosmos an ordered world-polis. This énoncé of order is a political one, and is to be linked with the local/general axis énoncé. If cosmopolitanism is a set of ideas about a political ordering, it is especially cosmopolitan because it is placed on the axis local/general. Thus the second type of énoncé ordering the discourse of cosmopolitanism is one of local/general considerations. In the same understanding of a kosmopolis, a world polis, different versions and interpretations of this polis uniting the world exist. Some would argue for a future world organisation, on the model of the modern nation-state. Some would argue for a global state, but where state is understood more loosely than a formal organisation, more as an institution, a more elaborated form of society. Some would argue for a world society. Some would argue for a world community. The scale of the world is thus understood as the appropriate one in the cosmopolitan discourse for normative or positive social and political theory. From the previously reviewed discourse of cosmopolitanism, it is possible to identify the following énoncés that order this discourse: • • • • Humankind is one united species and as such is the only relevant reference, or the most important one, for organising moral and political principles, the latter being subordinated to the former. Inside humankind, the individual, or the person, is sacred and his/her birth is a matter of fate. As such, institutions should be organised such as to contribute to his/her personal development and freedom, no matter where he/she comes from. Cosmopolitanism is a universal theory that should include any speaking subject without imposing ethno-centric universal principles on anyone. Cosmopolitanism aspires to be an all-embracing theory, discursively opened. A well ordered world-polis. CONCLUSION In this chapter I have not defined cosmopolitanism because of the methodological complications it would have entailed (e.g. risks of anachronism, mythologizing, drawing hazardous connections) for a historical study in political thought. Instead I have chosen to identify the discourse of cosmopolitanism. This discourse revolves around a core of object/concepts, the individual and humanity, which are related to God forming a kind of ‘trinity.’ This core is attached to another set of dual object/concepts, namely community and identity (since Western contemporary political theory assumes that identity and community are necessarily related). These two ‘cores’ are connected by the énoncés of the unity of mankind as an ordering moral principle, around the problematisation of the local/general axis. The understanding of present cosmopolitanism is important for the study of eighteenth-century ‘cosmopolitanism.’ As argued before, the word cosmopolitanism did not exist at that time, but that does not mean that the concept did not exist. What I understand as ‘cosmopolitanism’ in this study is a discourse, i.e. a general movement of ideas rhetorically linked by a few core énoncés. This general movement is to consider a way to go beyond a ‘local’ to a ‘general’ based on discursively ordering principles such as the unity of humankind, the sacredness of human ~ 40 ~ beings, and the alleged universality of these principles. ‘Cosmopolitanism’ thus identified is not a ‘unit idea,’ but a discourse, a general movement of ideas. The ‘unit ideas’ are some compounds of this discourse such as objects and concepts that form it, but these are subject to change. Assuming this, one has to accept that some objects/concepts that seem obvious are not necessarily part of ‘cosmopolitanism’ thus defined, such as the eighteenth-century conception of the ‘cosmopolite.’ Other objects can fall into the category of cosmopolitanism, such as the objects/concepts ‘nation’ and ‘patrie.’ The following part is tracing the history of these compounds of the discourse of cosmopolitanism thus defined, and how they were formed this way. ~ 41 ~ PART II EMPIRY How is part two related to part one? This thesis considers the history of ideas as the history of discourses. As such, discourses are formed by compounds which must be analysed in their historical dimensions in order to understand present discourses. These compounds are not irrevocably linked to one specific discourse. Also a discourse could have had other compounds at different times, or different understandings of continuous ones. Part II undertakes the historical research of how eighteenth-century political thought conceived of the local and the general, how the trinity humanity-individual-God was conceived, how the community was thought of, and finally what a proto-cosmopolitanism was. To formulate this in a question: how did cosmopolitanism defined as a discourse between the local and the general, and between (inter)nationalism and universalism develop in eighteenth-century French political thought? How did it become a discourse? What choice of works and authors should be made to study these defined elements? And first of all, what type of sources? The main sources of this study are theories, treatises, and pamphlets dealing with politics. However, one has to add two more types of sources because of the character of eighteenth-century French political thought, and because ‘knowledge’ is not only invested in demonstrations but also in e.g. fictions or tales (Foucault 1969, 239); so one must add a second one with novels. For instance, the political thought of Voltaire is not only to be found in ‘philosophical’ books. At a latter stage of his career he wrote ‘philosophical novels’ where the reader could find under his pen critiques and political positions on numerous subjects of interest for the study of cosmopolitanism. Darnton (1996) noted that censorship equally considered under the tag ‘philosophical literature,’ what we would now call philosophy together with all sorts of other ‘illegal’ writings. Even libidinous ones, such as Thérèse philosophe (Anonymous 2000 [1748]), carried a philosophical signification, e.g. an understanding of how society should be. It would therefore be misleading to avoid such categories simply because they do not fit contemporary ones. If a genuine archaeology should consider all the literature available, this present study is limited and will only consider some works of literature that seem directly relevant to the study of political theory. In the political and philosophical works, what should one then look for? First of all, what we now call ‘Utopian theories’ must not be discarded in the search. A large number of political theories were imagining ‘perpetual peace’ or ideal societies in the future, in imaginary places, ~ 42 ~ the future (Mercier 1774), or even on the moon (Beffroy de Reigny 1793). Discarding these ‘utopias’ for not being serious political theory in a contemporary understanding would again be seriously misleading. As Bélissa (1998, 13) notes, Utopia was not only a common form of critique of the existing order, but it was also an ethical limit or a goal to be approached that philosophers seriously discussed. Apart from utopian ideas, one should look for all the elements of cosmopolitanism defined in chapter two, and organise the research around the general problematisation of the local/general. Concretely, this leads us to consider mainly works under the label ‘natural law,’ because of the continuation of the humanist tradition and the concern for humanity in general. Also works dealing with ‘the law of nations’ are interesting for the same reason. Finally, works considering the three Roman law categories of jus naturale, jus gentium and jus civile in a single theory are interesting because of the ordering of the discourse in terms of community, identity, the local/general axis, and the humanity/individual divide. Finally, there must be some kind of choice made in terms of authors. Ideally, archaeology does not give preference to any author and should encompass all sources written at a given time (Foucault 1994 [1969-1970]). Practically, this is impossible in such a tight study framework. Therefore, the most influential authors and theories will be favoured. However, in order to remain true to the archaeological spirit, the study will also include ‘minor’ authors and ideas that are related to cosmopolitanism as defined in chapter two. Concretely, this leads to considering the referring figure of the ‘Republic of letter’ i.e. Voltaire; other influential ones such as Buffon, Diderot, Montesquieu and Holbach; law theorists translating foreign ideas into French or foreigners translated into French such as Barbeyrac, Burlamaqui, and Vattel; authors of peace projects, well known or less known such as Saint-Pierre and Pierre-André Gargaz; ‘utopian’ works of unknown authors such André Guillaume Resnier de Goué; political theorists ordering the community/humanity such as Rousseau; the revolutionary works of Cloots, Piatolli, and Robespierre for their focus on political theory based on humankind; and finally, the French Constitutions and Declarations of human rights for their value as evidence of the evolution of the dominating discourse. Considering all these works with a bird’s eye view one finds that eighteenth-century French political thought, as far as cosmopolitanism is concerned, is organised on a three-step logical development. The first step is to conceive man or humankind. The second step is then to conceive of this man in society. The third step, included in the second one, is to develop theories of government for this man living in society. It is along this line that this part is constructed, each chapter dealing with one of the steps. This order is loosely chronological, and also discursively logic. Early eighteenth-century philosophy was based more on the nature of humankind, and the opposition between the state of nature and the entering into society. Later conceptions integrated these debates into political theories, especially during the revolutionary period. Discursively, the third step on the government for man in society is directly related to the results of the debates concerning humankind and society. ~ 43 ~ CHAPTER 3 THINKING MAN T H E B I R T H O F M O D E R N PO L I TI C A L T H O U G H T I N T HE D I S CO U R S E O F H UM A N I S M … l’homme devenait ce à partir de quoi toute connaissance pouvait être constituée en son évidence immédiate et non problématisée ; il devenait, a fortiori, ce qui autorise la mise en question de toute connaissance de l’homme (Foucault 1966, 356).29 … Et Dieu nous pesa tous dans la même balance (Voltaire 1961 [1745], 215). 30 L'homme est l'ouvrage de la nature, il existe dans la nature, il est soumis à ses loix, il ne peut s'en affranchir, il ne peut même par la pensée en sortir (Holbach 1771, 1).31 Of course, using Foucault’s methods in the history of ideas32 is not without connections to Foucault’s own findings. In a way, this thesis starts where he left off: on the ‘invention of man’ (Foucault 1966). The last chapter identified a core trinity in the contemporary discourse of cosmopolitanism individual-humanity-God. This chapter aims to identify the eighteenthcentury’s problematisation of humanity on the local/general axis, and where the individual and God stand in this. Eighteenth century’s political thought is indebted to the previous humanist discourse. John Locke is surely one of the greatest references with his theory of a social contract embedded in natural law, which put man at the centre of political thought. Other figures of natural law are also commented upon. Thus, man becomes the centre of attention in political theory: man’s happiness and development. ‘Good’ governments must guaranty them; therefore war is to be 29 ‘Man was becoming that, from which all knowledge could be constituted in its immediate and non-problematised obviousness; he was becoming, a fortiori, that, which authorises the questioning of all knowledge of Man.’ My translation. 30 ‘… 31 And God weighed us all on the same balance.’ My translation. ‘Man is the work of Nature: he exists in Nature: he is submitted to her laws: he cannot deliver himself from them; nor can he step beyond them even in thought.' H. D. Robinson, trans., The System of Nature or Laws of the Physical and Moral World (Kitchener: Batoche Books, 2001 [1868]), 10. 32 Or history of the ‘systems of thoughts’ as he named his chair at the Collège de France. ~ 44 ~ banned: peace plans abound33 (Souleyman 1941), starting with the most commented upon Abbé de Saint Pierre’s Perpetual Peace (1713), to Piatolli’s (1795); a topic delved into even by unknown commoners such as Gargaz (1973 [1782]) or military Resnier (1788). Man is characterised by his natural freedom and equality; therefore a legitimate form of government must be found: social contracts are thought anew. One could question the relevance of studying past conceptions of mankind in a history of political thought. But conceiving mankind as united or divided is political. Excluding ‘races’ from ‘mankind’ is political. Classifying mankind is political. It is therefore far from being a moot object of study, and not only because of the inclusion/exclusion effect that these conceptions of mankind have, but also because political theories stemmed directly from these views about humankind. Furthermore, the contemporary discourse of Western cosmopolitanism revealed a metaphysical conception of humankind, of human life. There are two elements in this metaphysics. First, the idea that we all are equal, therefore none is entitled to domination. Second, the idea that a person born here could have been born there, therefore we have a duty towards each other. From a certain understanding of Man, of humankind, Western political philosophy is building conceptions of human rights, and justice, as well as theories of political organisation the social contract. Throughout the eighteenth century, political theory was concerned with finding primarily the legitimate form of government. Before any conceptions of nation or patrie, Western political theory turned to man as an individual and by extension, humankind as the species as the basis for building the proper political organisation. However, between the individual man and the general humanity, the ‘people’ a particular grouping of individuals forming a society also becomes an object of investigation. Taking man as the basis to found a political theory enables us to think in terms of universal truth: based on ‘man’ as a universal concept, one can build a universal theory of political organisation for this ‘man.’ Therefore, it appeared at that time necessary to think of an imaginary state of nature, and the entrance into ‘society,’ to explain the variety of humankind and human organisations. The state of nature is a universal one, whereas the state of society is particular as there are many different societies, even if the term ‘society’ is universal. This strategy avoids thinking about the particularities of existing societies, of what will be the future ‘nations.’ The ‘social contract’ or ‘social pact’ is thus a concept embedded in this discourse of universally true political theory. How is humanity considered in the Enlightenment? Three elements in eighteenth-century conceptions of humankind are important for the discourse of cosmopolitanism: first, the possibility to talk about humankind, on the behalf of the entire humanity as a cosmopolitan subject (section 1.1.); second, the tension between unity and diversity in these conceptions of humankind (section 1.2.); and third, the opposition between a theist and an atheist or metaphysical vs. physical conceptions of humankind (section 2). These are important positions because they condition future reasonings on the conception of man in society, as will be explored in the next chapter. 33 One must however note that they are mainly European in nature. Moreover, if they are called ‘universal and perpetual’ peace plans, that only refers to their application between the parties’ subjects wherever they are, and the unfixed durability of their timeframe (Bélissa 1998, 42-43). ~ 45 ~ MAN AS AN OBJECT OF STUDY AND A SPEAKING SUBJECT As Foucault showed, man became an object of study during the eighteenth century. This section analyses how that was in a relevant way for political theory and for the later development on cosmopolitanism. It must be added to Foucault’s analysis that humankind was not only an object of study, but also became a speaking subject, and as such a central discursive element for a positivist universalism. The two are discursively related: since a conscience of humankind appears, it becomes an object of study and reinforces the conscience of belonging to humankind; belonging to humankind entitles us to speak on the behalf of humankind and this is a necessary rhetorical device to claim the universalism of (moral) principles applicable to humankind. HUMANKIND AS OBJECT: UNITY AND DIVERSITY During the eighteenth century, humankind becomes an object of study through the study of ‘man.’ Voltaire’s Essai sur les mœurs (1990 [1775]) is an example of such a study in history. Instead of the already existing histories of kings and appendix on their queens, Voltaire is interested in writing the history of peoples’ different customs and habits. He intends no less than a universal history a history of humankind.34 Voltaire (1961 [1775]) is moreover criticising ‘… those who lie to humankind’ because they are ‘often animated by the foolishness of national rivalry.’ Not only is man in its total humanity a subject of study, but he must be studied without a nationalistic bias. However, if humankind becomes an entity as an object of study, and is conceived of as a unity, it is also defined by what seems to be an incommensurable diversity Voltaire distinguishes some ‘obvious’ differences between human ‘races.’ This man, this human species, is distinguished from other animals; this is a widely accepted way of defining humanity, together with possessing certain qualities, chiefly reason. This unity of humankind as a species opposed to animal is to be found in many authors from Voltaire to Holbach, and especially in the work of naturalists such as Buffon: Il y a une distance infinie entre les facultés de l’homme et celles du plus parfait animal, preuve évidente que l’homme est d’une différente nature, que seul il fait une classe à part… (Buffon 2007 [1749], 47).35 However, this monogenesis does not prevent thinkers from classifying and differentiating inside humanity, different sorts of ‘varieties’ for monogenesis or ‘races’ for polygenesis opening the way to what Todorov (1989, 133 ff.) calls ‘racialism.’36 What is interesting here is not the racist doctrine and its consequences on colonialism and slavery, but the assumption that societies are different and differentiated, that the world is composed of these diverse societies because they are composed of diverse ‘races’ or ‘varieties’ of men. In other words, the idea according to which varieties of men determines varieties of societies and vice versa. 34 Such histories already existed in England in several heavy volumes; see Pomeau’s introduction in Voltaire 1990 [1775], xix. 35 ‘Between the faculties of man and those of the most minute animal, the distance is infinite. This is a clear proof, that the nature of man is different from that of the brute creation; that he himself constitutes a separate class…’ (Slotkin 2004 [1965], 183). 36 The doctrine according to which there exist different races, as opposed to the more vulgar racism of the common man. ~ 46 ~ On the polygenesis’ side, Voltaire affirms that there are distinctions among men as between trees: … les blancs barbus, les nègres portant laine, les jaunes portant crins, et les hommes sans barbes, ne viennent pas du même homme (Voltaire 1961 [17341738], 161). 37 This Traité de métaphysique, however, was not intended for publication, but is, according to historians of Voltaire, revealing the true nature of his thought. It is in sharp contrast anyway with his Discours en vers sur l’homme, which was intended for publication; there all men are equal because of their divine nature: On dit qu’avant la boîte de Pandore Nous étions tous égaux : nous le sommes encore ; Avoir les mêmes droits à la félicité, C’est pour nous la parfaite et seule égalité (Voltaire 1961 [1740-45], 212).38 However, again in his ambitious Universal history, Voltaire starts his general introduction on the ‘different races of men’: Il n’est permis qu’à un aveugle de douter que les Blancs, les Nègres, les Albinos, les Hottentots, les Lapons, les Chinois, les Américains, soient des races entièrement différentes (Voltaire 1990 [1775], 6).39 This means that above the individual level of authors, there had to be a structural idea at the time to think in the humanist tradition about humanity as a unity all men are equal before God but very diverse. And in this sense, the peoples were unequal in development. These differences of races are followed by differences in terms of culture, and the incommensurability to reach universal standards of values: ‘… the peoples of Europe have humanity principles that are not to be found in other parts of the world…’ (Voltaire 1961 [1745]). Europeans form a community of culture, and Voltaire compares them even to the ancient Greeks who fought among themselves even though they kept politeness and civility among them. There is no doubt that, in Voltaire’s conception, mankind was singled out in a unique humanity, where all are equal before God, but that it was divided into unequal races. This shows that, at that time, a metaphysical conception of humankind despite the fact that it considered men as creatures of God, and as such, equal did not necessarily entail an understanding that men were all the same everywhere. Racial differences existed, and also cultural and social ones. The interesting point to explore then is whether this conception of different races, in ‘natural’ sciences, did in fact lead to an understanding of different peoples, leading to different societies in theories of the transition from the ‘state of nature’ to the ‘state of society.’ In other words, did contractualists not think of the contract with the idea that from the beginning ‘races’ formed societies for themselves? 37 ‘… bearded whites, negroes wearing wool, yellows wearing horsehair, and men without beards, do not come from the same man.’ 38 ‘One says that before Pandora’s box we were all equal: we still are; to have the same rights to felicity, this is for us the perfect and only equality.’ 39 ‘Only the blind can doubt that Whites, Negers, Albinos, Hottentots, Lapons, Chinese, Americans, are entirely different races.’ ~ 47 ~ The theist conception of mankind is connected to the atheist one by the scientific study of ‘natural man’ from the newly discovered worlds. Here too, the unity of humankind is conceived of with a degree of diversity within it. De Pauw wrote a ‘history of natural man’ a domain, which, according to him, has been neglected. His study spawns on Americans, a ‘human race,’ and one must study ‘the variety of the human species in America’ (De Pauw 1768, 131). In his study, De Pauw criticises the heavy prejudices of travellers’ descriptions, and he deplores the fact that Spaniards were more curious in collecting information about Americans, and destroyed them before any ‘naturalist’ could do his work. Still, he classifies the human species into races. The most influential figure on the atheist side is Buffon with his huge work on natural history in general and the ‘natural history of man’ in particular. His argument on the unity of humankind monogenesis is not of a religious nature, but is based on the naturalist observation that e.g. whites and blacks can procreate together: Tout concourt donc à prouver que le genre humain n’est pas composé d’espèces essentiellement différentes entres elles, qu’au contraire il n’y a eu originairement qu’une seule espèce d’hommes, qui s’étant multipliée et répandue sur toute la surface de la terre, a subi différents changements par l’influence du climat, par la différence de la nourriture, par celle de la manière de vivre, par les maladies épidémiques, et aussi par le mélange varié à l’infini des individus plus ou moins ressemblants… (Buffon 2007 [1749], 406-407).40 Hence, the unity of humankind, further confirmed by its opposition to animals because man possesses reason (Buffon 2007 [1749], 188-190) while animals allegedly do not. However, there are some hierarchies, classifications inside this unity between different ‘varieties.’ While the unity of humankind is founded on reason, its diversity is founded on another human quality, namely ‘sociability’: ‘… l’homme… n’est homme que parce qu’il a su se réunir à l’homme’41 (Buffon 2007 [1753], 487). The universal quality of sociability pushed men to gather into societies; societies forming then different ‘varieties’ of men. From this thought, Buffon introduces a value hierarchy among these ‘varieties’ according to the degree of civilisation, and hence the advancement of the quality of a nation, achieved: … toute nation où il n’y a ni régle, ni loi, ni maître, ni société habituelle, est moins une nation qu’un assemblage tumultueux d’hommes barbares & indépendans, qui n’obéissent qu’à leurs passions particulières, & qui ne pouvant avoir un intérêt commun, sont incapables de se diriger vers un même but & de se soûmettre à des usages constans, qui tous supposent une suite de 40 ‘From every circumstance may we obtain a proof, that mankind are not composed of species essentially different from each other; that, on the contrary, there was originally but one species, which, after being multiplied and diffused over the whole surface of the earth, underwent divers changes from the influence of the climate, food, mode of living, epidemical distempers, and the intermixture of individuals, more or less resembling each other…’ "Of the Varieties in the Human Species," Barr's Buffon, transcribed by Dr. Meijer, p. 351, retrieved 22 July 2008 from <http://www.geocities.com/paris/chateau/6110/buffon/ 8varieties.htm >. 41 ‘… man… is man because he managed to bond himself to man.’ My translation. ~ 48 ~ desseins raisonnez & approuvez par le plus grand nombre. (Buffon 2007 [1749], 382).42 The concept of sociability is widely shared, also in the theist discourse on the polygenesis side. Voltaire (1961 [1734-1738], 192), for example, also considers sociability as a ‘natural instinct’ intended by the ‘author of nature’ in order to preserve each individual and perpetuate his/her species. What is interesting in this concept is less the obvious bias of normative judgement based on euro-centrism than the not so obvious énoncé according to which humanity is ordered naturally or divinely into different groups of human beings, defined by the way they differ from one another. This element is essential to note in relation to the theories of the social pact or contract developed in the next chapter. One can see here that if reason is universally uniting humankind, sociability is dividing it, but nonetheless, sociability is universal. This universal quality of sociability is downplayed however in favour of the idea that it is somehow ‘culturally relative’: to each society its ‘variety’ of men, and vice versa. This fact is easily seen in Buffon’s analysis of the ‘varieties’ of men: they are separated by civilisational, technological and linguistic marks, eating habits, occupations, customs, climate, and physical traits. All these marks are used to specify a certain ‘variety.’ In Buffon’s ‘scientific’ account, there is a direct relation between the variety, the environment, and the customs (2007 [1749], 270). As was shown with Voltaire, this way of thinking is not only peculiar to Buffon. It is thus possible to affirm that it was a general thought of that period, a general discourse on humankind based on the énoncés according to which varieties are determined and fixed, and they are so by factors such as the locus (geography, climate), customs (food, way of life) and these are also inversely determined by varieties. Society and humanity are connected in that humanity, despite its unity, is divided into varieties, each ascribed to a certain society. Here lye all the future assumptions on the fixed nature of nations and national identities that ‘methodological nationalism’ (Beck 2000) will later adopt. Of course the idea that the climate and customs determine the ‘variety’ of man, the physical determinants of man, disappears in some discourses, and is reinforced in racists ones. What is interesting to note for the study of cosmopolitanism on the local/general axis is that the general (humanity) is thought of as being divided into different societies (local), each being ascribed to a certain differentiating character, intermingling the sub-species (variety/race) and the cultural (customs, idiom, etc.). Driven by a positivist discourse, and a claim of science, this leads to very rigid conceptions of human groupings, societies, and thereby nations. Is this observed once and for all? Is change allowed? What happens in case of mix? The ‘cosmopolitan century’ is not asking cosmopolitan questions about the possible ‘transfusions’ among ‘varieties’ of humankind. What is interesting in the conception of the diversity of humankind is the confusion between the term ‘nation’ and the peoples inhabiting foreign lands with foreign cultures etc. As the next chapter will show, the term ‘nation’ was originally used in the sense of designating a population. In this sense it is pretty close to what we now understand as ethno-nationalism. The political dimension did not yet exist, and this political dimension will appear later in political theory when imagining sources of political authority other than the king. Then a more 42 ‘… any nation where there is neither rule, nor law, nor master, nor regular society is less a nation than a tumultuous assembly of independent barbarians, each obeying only their own particular passions…’ (Hudson 1996, 257). ~ 49 ~ encompassing notion, unifying under a single moral community scattered peoples, emerged a kind of cosmopolitan concept of the nation. The unity of humankind transpires in the conceptions of the speaking subject on humankind; and the paradox of the expected relativism due to the variety of humankind disappears totally, whilst a positivist discourse exudes from the position of universal reason as the condition for speaking on the behalf of humankind. HUMANKIND AS SUBJECT: THE ‘COSMOPOLITAN SELF’ Humankind as an object of studies is reinforcing the conscience of belonging to humankind. As such, it becomes not only possible, but necessary to speak for humankind, in order to claim the truth of universal principles applicable to humankind. Discursively, this makes sense: in order to theorise political and moral ideas from the equality of man, one must speak in place of this man. Without this conscience of species-membership and the conception that it is possible as a member of this species to talk for the whole humankind, there would not be any universalism. This sub-section intends to analyse how eighteenth-century’s thought introduced this sense of human identity in political thought a cosmopolitan self. Despite the paradox in considering humankind as divided into ‘races’ or ‘varieties’ which should have been the basis for a culturally relativistic view in the discourse the unity of humankind prevails in the subject position. Many authors wrote on humankind, as being a part of humankind. For instance, Holbach writes on humankind and on the behalf of humankind: Toute erreur est nuisible ; c'est pour s'être trompé que le genre humain s'est rendu malheureux. Faute de connoître la nature, il se forma des dieux, qui sont devenus les seuls objets de ses espérances et de ses craintes (Holbach 1771, 6).43 Holbach’s conception is representative of the positivism in moral or ethics. There is only one humankind (the one present in the Enlightenment’s discourse) subjected to the same laws of nature. So everyone can study this humankind and deduce the laws of moral from nature. There are no particularities of cultures, countries, civilisations, class, or anything. Suffice being a human being and ponder for a while the ‘laws’ of nature by means of ‘experience,’ to find what political systems should be. Therefore, anyone is representative of humankind and can speak and its behalf about the laws governing it. Even Voltaire, who considers humankind despite its unity as being divided into ‘races,’ considers it possible to speak on its behalf. Voltaire (1961 [1734-1738], 158) intends to write on man without any ‘prejudice’ such as education or origins, patriotic feelings, by imagining himself to be an extra-terrestrial from Mars or Pluto, possessing the sole faculty of thinking reason, the only necessary condition to be able to develop a universally valid rhetoric. 43 ‘Error is always prejudicial to man: it is by deceiving himself, the human race is plunged into misery. He neglected Nature; he did not comprehend her laws; he formed gods of the most preposterous and ridiculous kinds: these became the sole objects of his hope, and the creatures of his fear…’ Translation by Robert D. Richardson, Jr., Project Gutenberg. Retrieved from <http://www.gutenberg.org/dirs/etext05/8son110.txt > 22 July 2008. ~ 50 ~ Other authors did not only write on humankind and on the behalf of humankind, but also added a moniker to their name representing this very act. Of course, one of the reasons to do so was to remain anonymous and thus avoid censorship. Policy-making and discussing politics were a privilege of kings and their chief advisers especially so with foreign policy. However, this argument alone would not explain why a position of speaker for humankind was adopted; any fake name would have done the trick. Indeed, most of the pseudonyms are not used with the sole intention of avoiding the censorship and the social pressure intrinsic to the act of publication. These authors made no secret of their real identity. These monikers are e.g. ‘Dr. Man’s lover,’ ‘Orator of the humankind,’ ‘a friend of mankind,’ etc. All are referring to the term ‘man’ or ‘human.’ Thus, not only is the political theory based on a universal truth based on human nature, oriented towards the universal humankind, it is also written by authors who claim to represent humankind. The most interesting case is Jean-Baptiste von Klootz, aka Anacharsis Cloots. It is an isolated example, but it shows how the discursive logic of eighteenth-century French discourse of politics can be pushed to extremes. Of noble origins, Baron von Kloots decided to reject his nobility by dropping the title of baron and refusing the ‘von’ in his name. Of Prussian origins, he Frenchified his name into Cloots France being the country of his education and representing the model for everyone to follow. Furthermore, he decided to reject as well his Christian heritage by unbaptising himself and changing his first name, Jean-Baptiste, into Anacharsis, a pre-Christian name of an ancient Scythian philosopher who left his native land to travel civilized countries in search of broader knowledge. Finally, he introduced himself as the ‘orator of humankind.’ This gesture is a concentrate of eighteenth-century philosophy. It shows the rejection of nobility and religion as causes of human suffering, and instead the identification with the ‘Third state,’ which represents the ‘nation’ according to Sieyès (1989 [1789]). It shows the ideal of universality through reason and the unity of humankind as one species. Cloots (1979 [1792], 244) explains what an ‘orator of humankind’ is: representing humankind, burning with a mission to fight against the ‘foes of humankind,’ voluntarily exiling himself from his native home and renouncing all honours or stipend to defend his mission. Explaining this general phenomenon of cosmopolitan monikers, Rosenfeld argues that the Republic of Letters enabled the existence of some ‘transnational space’ for expression, in which authors deliberately placed themselves in an unrooted position: … the idea of political engagement was not yet necessarily dependent on one’s sense of belonging to a distinctive subgroup of humanity. Rather… public action often depended upon the opposite: deliberate deracination and namelessness on the part of the individual subject (Rosenfeld 2002, 27). The rhetorical stance of presenting oneself both in one’s singularity as an individual and one’s representativeness as a member of a boundaryless community of humanity served several purposes. It ‘opened up a space for a new kind of non-nationally-specific political identity and engagement,’ and it ‘rendered feasible a new type of secular political vision outside the related frameworks of both the nation-state and the locality’ (Rosenfeld 2002, 32). In other words, this position of the speaking subject created a sense of cosmopolitan identity because of its reference to universal values and characteristics be it metaphysical conceptions of human rights or physical conceptions of the true laws of moral for man. As the following section will show, the conceptions of humanity clearly demonstrated a sense of ~ 51 ~ belonging to a distinctive subgroup of humanity. The question is thus why this was not reflected in the subject position? My contention here is that the subject took the position of the unity of humankind as a ‘scientific’ position to base a ‘true’ discourse of universally valid claims on moral and politics. Without a strategy for claiming ‘truth’ in political theory, there would be no position as ‘cosmopolitan’ orator for humankind, and vice versa. Many of the uses of the monikers were associated not only with a sense of cosmopolitan identity and a-national positioning on political affairs, but also a certain claim of truth. As will be introduced in the following chapter, political theory was based on highly positivist assumptions, based on nature and humankind. Moral is seen as a ‘science’ along natural science that can be deduced by reason from nature and man.44 Humans obey rules of nature, be they physical or moral. By claiming the status of a universal speaker, it is possible to assert an alleged universal truth. However, one has to note that the greatest thinkers of moral as a science did not use a pseudonym (e.g. Holbach, Mably or Rousseau). Those who did use the moniker ‘cosmopolite’ or any other claim to speak for humankind did so with a claim to philosophical wisdom and truth. This is related to the fact that the word ‘cosmopolite’ at the time had a dual meaning grammatically, and philosophically. Proof of its success, some abused this anonymous authorship, in order to exploit the potential of ‘objectivity’ of the term ‘cosmopolitan.’ For instance, Le caffé politique d’Amsterdam (Pellissery 1778, 211) is a political pseudo-discussion between a Frenchman, an Englishman, a Dutchman and a ‘Cosmopolite’; in reality Pellissery’s own views, as former French minister, were developed into long selfgratifying soliloquies on the state of affairs in these countries. This claim of truth was thus based on the fact that one was using ‘reason,’ which is a universal quality of humankind. ‘Anyone’ could thus use reason, and ‘anyone’ using reason would allegedly come up with the same arguments and ‘truths’ on humankind and the right way to think about it. Obviously, none was aware of the ethnocentric bias in considering this. Reason was considered an objective and universally shared quality, which anyone made use of, supposedly in the same way, leading to the same conclusions. This was true for natural science, and equally for moral science. This énoncé transcends the two discourses of metaphysical and physical conceptions of humankind. Humankind as an object of study, and subject position, is nonetheless conceived in two different discourses, which impact on later positions of moral stance. It is therefore important to identify them here before analysing their impact on natural law theory and contract theory in the next chapter. METAPHYSICAL VS. PHYSICAL CONCEPTIONS OF HUMANKIND The study of contemporary cosmopolitanism revealed the metaphysical dimension of cosmopolitanism in its conception of humankind. It is therefore interesting to investigate its historical roots. A small hypothesis can be introduced. The metaphysical and the physical conceptions of humankind differ in their substantial conception of man. In the next chapter I will note the impact of this original position on theories of man in society. A metaphysical source privileges natural society with a divine sovereignty, whereas a physical source privileges a human sovereignty in a social context. One can note that the reference to metaphysical sources in the Declaration of human rights disappears between 1789 and 1795 and is replaced 44 Significantly, these enlightened ideas led to the creation in 1795 of the still existing French Académie des sciences morales et politiques. ~ 52 ~ by society (Gauthier 1992). The secularisation of political thought engaged the disappearance of natural law theory and the idea of a universal society. Eighteenth-century French philosophy is marked by a rejection of religion in general. Two discourses are formed however, one being radically atheist and looking for an alternative ‘scientific’ and purely physical conception of humankind and nature, and another one, still keeping metaphysical links, but revolting against the claim of domination of all religions. Political conceptions may vary from such a conception of nature and God. An atheist as Holbach (1771) develops the principle of a blindly moved materialism. If everything is matter then there is no sense in searching for natural law principles in God, but in nature with scientific techniques that reason permits a moral science next to natural science. If, on the contrary, one believes in a Supreme Being, common to all, the universal law is in God’s will, which anyone can find through reason. Both positions theist and atheist lead to the same result: the moral duty that men have towards one another, based on reason, and universally true. DEISM OR THEISM: GOD’S RELIGION OF UNIVERSAL REASON In Christianity, it is possible to think of equality between men, since God created man to His image.45 Jesus Christ interpreted this in this sense: ‘inasmuch as ye have done it unto one of the least of these my brethren, ye have done it unto me.’46 Deeply rooted in Western civilisation, is therefore this understanding of equality between men and the unity of humankind. However, religious beliefs were also used to declare other men non equal because they did not adore the same God the distinction being between believers and non-believers. Thus, there is a need to find some universal principle that would reconcile all religions. This is what Enlightenment philosophers did under the name of deism and theism. Enlightenment deism took its influences from Renaissance humanism, experimental science, discoveries of new worlds, and disgust with sixteenth-century religious conflicts (Lund 2002). From this, eighteenth-century philosophers developed a certain scepticism towards established religions, and a desire for unshakable and reasonable foundations of truth that could inspire universal consent. Deism developed as a religion of reason. As Lund points out, deists are however heterodox and idiosyncratic, thus not forming a consistent body of thought. Voltaire believes in God as a first mover, while Rousseau and Marmontel believe that God is in the urgings of conscience (Lund 2002). ‘For the deists, the law of reason and the law of God were essentially the same’ however, it is reason and reason alone that is the authority (Lund 2002, 338). Because of censorship, the condemnation of what dominant Catholicism did to minoritarian Protestantism in France took the form of writings set in the Middle East where ‘Mahometans’ or Muslims persecuted the Guèbres.47 In the chapter entitled ‘The Supper’ in Zadig, Voltaire (1954 45 Book of Genesis 1:26, 1:27; Book of Wisdom, 2:23. 46 Matthew 25:40. 47 Guebers i.e. Zoroastrians or ‘Ghebers [Fire-Worshippers]. Followers of the ancient Persian religion, reformed by Zoroaster. Called in Persian gabr, in the Talmud Cheber, and by Origen Kabir, a corruption of the Arabic Kafir (a non-Mahometan or infidel), a term bestowed upon them by their Arabian conquerors.’ Source: Dictionary of Phrase and Fable, E. Cobham Brewer, 1898. Retrieved 3 August 2008 from <http://www.bartleby.com/81/7713.html>. ~ 53 ~ [1747], 35-38) stages a society of international guests. As expected in such a society, differences in their culture and practices become the subject of conversation, and some explain why their conception and practice of religion are the best and other’s incomprehensible. Wine flows and voices rise louder as the atmosphere becomes tenser. On this, the character Zadig, an ‘idealtype’ of a philosophe according to Voltaire (well thought and tempered), intervenes and convinces everyone that they in fact agree on the same thing. They all, despite their particular way of doing it, believe and revere a higher spirit, the ‘supreme Being’ or ‘superior Being.’ On this everyone agrees and praise his wisdom. One can see in this example the ideal that there is something common to everyone in the world. And this commonality that binds us all, despite our cultural differences, is based on reason: we can all think about our differences together and be convinced of the commonality that in fact lies behind. This commonality is expressed elsewhere in Candide, in the theory of monogenesis, when a black slave is wondering why he is beaten while white men take him to Sunday’s mass where he hears that all men, black or white, stem from Adam, and are thus all cousins (Voltaire 1954 [1759], ch. 19). This metaphysical dimension is the same in contemporary conceptions of cosmopolitanism when it is considered that one could have been born anywhere in the world. Some are thus ‘lucky’ to be born in industrialised countries with a high life expectancy and quality of life. Some are ‘unlucky’ to be born in less advanced countries, rampaged by conflicts, famine and diseases. There is thus some kind of metaphysical element here of some kind of ‘celestial lottery’ before birth, which enables the conception of equality and freedom of humankind. A conception inherited from Christianity, in which Jesus proclaimed man made in the image of God. If we are all on the image of God, we are therefore all sacred, free and equal. Voltaire (Voltaire 1964 [1765]) defines theism in his Dictionnaire philosophique as follow: the belief in the existence of a Supreme Being, good and almighty, who created all beings; this belief is reconciling the believer with the rest of the universe because he/she adhere to none of the sects that are all contradicting themselves; he/she does not believe in unintelligible religious metaphysics, but only in justice; his/her cult is to do good and be submitted to God. Rousseau (1964 [1754], 178) also believes in a ‘Supreme Being’ or ‘Sovereign Being’ (according to the versions corrected) who created humankind. The reference to the ‘Supreme Being’ is again in the Declaration of Human Rights (1789) and the constitution of 1791. However, this reference evaporated in subsequent versions of the Declaration. Due to the fight with the clergy after the revolution, the atheist version of humankind triumphed, together with the conception of society-based diverse humanity that will be developed in the next chapter. ATHEISM: NATURE’S SCIENCE OF UNIVERSAL REASON Representative of the atheist discourse, Holbach (1771, 2) suggest that man was created by nature and all other supernatural beings are chimeras. However, this does not imply that there is no sense in looking for common laws for humankind; that humankind being physical matter cannot possess metaphysical elements that can be studied. Diderot (1951 [1772], 971) also provides an example in the case against colonialism based on nature: ‘… le Taïtien est ton frère. Vous êtes deux enfants de la nature ; quel droit as-tu sur lui qu’il n’ait pas sur toi ?’48 This 48 ‘…the Tahitien, is thy brother. You are both children of nature. What right hast thou over him that he has not over thee?’ (translation: <http://courses.essex.ac.uk/cs/cs101/Boug.htm>, retrieved 11 April 2008). ~ 54 ~ equality before nature has moral implications. Moral can be a science and can be deduced through reason from this physical world. It is through our senses, explains Holbach (1771, 5), that we are connected to universal nature; through our senses we can experience and discover its secrets. Men invented gods because they did not know the functioning of nature (Holbach 1771, 6). Holbach’s project is thus to replace gods with nature as the fundamental source of knowledge, not only for natural science, but also for moral science. Holbach defends his atheist vision of nature and humankind from which physical and moral laws can be deduced. He justified in advance the objections and obstacles that the ‘atheist’ will face: people are used to believe in old texts and traditions, and will refuse the light and treat the ‘atheist’ who brings it the same way as in the Socratic allegory of the cavern. La morale de la nature est la seule religion que l’interprete de la nature offre à ses concitoyens, aux nations, au genre humain, aux races futures, revenues des préjugés qui ont si souvent troublé la félicité de leurs ancêtres (Holbach 1771, 453).49 In Holbach’s thought, the Christian tradition of moral thinking is however still omnipresent, even if he claims otherwise. For instance, some of the capital sins are sanctioned, albeit by the laws of nature and not of God. If a person is too voluptuous, nature shall punish him/her with infirmities and diseases. Intemperance shall be punished by a short life. C’est moi [la nature] qui suis la justice incréée, éternelle ; c’est moi qui sans acception des personnes sçais proportionner le châtiment à la faute, le malheur à la dépravation. Les loix de l’homme ne sont justes que quand elles sont conformes aux miennes ; leurs jugemens ne sont raisonnables que quand je les ai dictés ; mes loix seules sont immuables, universelles, réformables, faites pour régler en tous lieux, en tout tems le sort de la race humaine (Holbach 1771, 448-449).50 Nature, uncreated and eternal, sets the rules of justice for the whole human race. The interest in respecting the laws of nature is therefore the physical and psychological well-being. Any vice is sanctioned by a suffering of a kind. And these are universal laws, true for everyone. Les motifs que la morale de la nature emploie sont l’intérêt évident de chaque homme, de chaque société, de toute l’espece humaine dans tous les tems, dans tous les pays, dans toutes les circonstances. Son culte est le sacrifice des vices 49 ‘The MORALITY OF NATURE is the only creed which her interpreter offers to his fellow citizens; to nations; to the human species; to future races, weaned from those prejudices which have so frequently disturbed the felicity of their ancestors.’ Translated by Samuel Wilkinson, Project Gutenberg, < http://www.gutenberg.org/dirs/etext05/8son210.txt >, retrieved 22 July 2008. 50 ‘… it is I [nature] who, without distinction of persons, know how to make the balance even; to adjust the chastisement to the fault; to make the misery bear its due proportion to the depravity; to inflict punishment commensurate with the crime. The laws of man are just, only when they are in conformity with mine; his judgements are rational, only when I have dictated them: my laws alone are immutable, universal, irrefragable; formed to regulate the condition of the human race, in all ages, in all places, under all circumstances.’ Translated by Samuel Wilkinson, Project Gutenberg, retrieved 22 July 2008: <http://www.gutenberg.org/dirs/etext05/8son210.txt>. ~ 55 ~ et la pratique des vertus réelles ; son objet est la conservation, le bien être et la paix des hommes… (Holbach 1771, 451).51 Nations must therefore educate the people to this religion of nature, this moral in order to thrive; otherwise they will suffer and march to their own ruin. Holbach aims at destroying the accepted contention that religion is the obvious path to moral, and that it is thereby of political usefulness. Instead of a supra-natural religion, it is a natural religion that should serve this political utility. It is a duty towards mankind moreover, to fight religion, this ‘superstition,’ this ‘imposture of morality,’ this ‘crime against truth,’ this ‘homicidal mask’ that committed ‘hideous crimes,’ everywhere around the world (Holbach 1771, 452 ff.). Only then can man be truly free, freed from the slavery of outrageous laws. And only then can men love one another and do good for one another, thus rendering possible the unity of humankind. There is however no difference in content with the theist version. UNIVERSAL MORAL DUTY AND UNIVERSAL TRUTH The reason why conceptions of humanity are worth studying is that they discursively dictate moral principles and moral duties. Both approaches to humankind lead, however, to the same conclusions. They both posit a universal morality applicable to all, with a duty attached to it, and these moral principles are discovered through reason which is also universal. Theism subsumes many duties to man, since other men are also fellow creatures of God. If societies are all different, if men are all different, they all share however reason, which not only unite them as opposed to animals, but also gives the possibility to find God’s universal laws of nature. Atheism regards nature as man’s creator and just as the laws of nature are found by observing it through reason, so can the laws of moral be found by observing man. Both positions, moreover, posit the same moral principles, which are Christian ones. This conception is observable in many of the works of that period that tell the tales of travellers around the world, learning about the world and its different inhabitants, and developing moral principles and duties. Common to all these novels is a conception of the world and a reflection upon the good and the bad in this world that is not limited to one’s hometown, country, culture, civilisation, or religion. The new religion of reason enables thought about the unity of the world: unity of humankind sharing reason; unity of the world in which good and bad happen to everyone. Voltaire’s Candide is a reflection on the world and the peoples inhabiting it. Not only the Enlightenment developed this particular vision of the world as a unity, it also developed the thought about the actions to change this world: moral duties. In Candide, Voltaire famously mocks the Leibnizian axiom ‘tout est bien dans le meilleur des mondes possible.’52 He adds however in the end ‘« Cela est bien dit », répondit Candide, « mais il faut cultiver notre jardin »’53 (Voltaire 1954 [1759], 237). Different interpretations are possible, 51 ‘The motive which the morality of nature employs, is the self-evident interest of each individual, of each community, of the whole human species, in all times, in every country, under all circumstances. Its worship is the sacrifice of vice, the practise of real virtues; its object is the conservation of the human race, the happiness of the individual, the peace of mankind…’ Translated by Samuel Wilkinson, Project Gutenberg, < http://www.gutenberg.org/dirs/etext05/8son210.txt >, retrieved 22 July 2008. 52 ‘Everything is for the best in the best of all possible worlds.’ My translation. 53‘“Excellently observed,” answered Candide; “but let us cultivate our garden.”’ From wikisource, retrieved 12 July 2008, <http://en.wikisource.org/wiki/Candide/Chapter_30>. ~ 56 ~ but it is objectively possible to argue in line with the whole book, and the view expressed in his poem on the Lisbon Disaster (Voltaire 1961 [1756]) that one must act upon the world. Like a garden; the world should be worked upon, in order to make it a better place to live. Away from fatalism and determinism, deism suggests that man takes things in hand. This is the only way to regain hope: Un jour tout sera bien, voilà notre espérance; Tout est bien aujourd’hui, voilà l’illusion (Voltaire 1961 [1756], 309).54 Thus, acting upon the world by spreading the good is also carrying a teleological idea of progress: it is a moral duty to act for the good. From this, Voltaire develops a universal moral. This moral is based on looking for God’s words for everyone through reason. Its principles stand in few words: D’un bout du monde à l’autre elle parle, elle crie : « Adore un Dieu, sois juste, et chéris ta patrie » (Voltaire 1961 [1752-1756], 276).55 This moral duty is however an obvious Eurocentric universalism imposed on the whole world, close to the colonial missionary evangelisation that Voltaire elsewhere denounced: S’il a parlé à quelques peuples, c’est à l’univers entier qu’il a voulu parler… La morale uniforme en tout temps, en tout lieu, A des siècles sans fin parle au nom de Dieu (Voltaire 1961 [1752-1756], 276).56 This social instinct is God’s gift to humankind. As such it explains human diversity, but what brings humanity together is the instinct of justice; the Supreme Being put in man’s heart the instinct of sociability and as a result, human laws are everywhere different; but what matters and brings everyone together is justice: ‘Qu’on soit juste, il suffit ; le reste est arbitraire’ (Voltaire 1961 [1752-1756], 278).57 God set in every man’s heart the universal moral, the universal understanding of justice. On the atheist side the same énoncé of universal moral exists, albeit in different terms. For Holbach man is not a creature of God but of nature. All men are equal because they belong to the same species species as opposed to other animals. Man is a species apart from other animals, because it is the only species that possesses reason. The human species is not subdivided in subspecies in Holbach’s system of nature, but he distinguishes the principles of Moral between an isolated man a textbook case, unless being thrown onto a deserted island, or voluntarily retiring for a brief period from the society of men and man in society the natural condition, since man is a social creature and is born from a father and a mother, hence 54 ‘All will be well one day—so runs our hope. All now is well, is but an idle dream.’ Joseph McCabe, trans., Toleration and Other Essays by Voltaire (New York: G.P. Putnam’s Sons, 1912), 255. 55 ‘From one end of the world to the other it speaks, it screams: “love one God, be just, and cherish your country.”’ My translation. 56 ‘If He (God) spoke to some peoples, it is to the whole universe that He meant to speak… Uniform moral at all time, in all places, in unending centuries, speaks in the name of God.’ My translation. 57 ‘Let us be just, that is what matters; the rest is arbitrary.’ My translation. ~ 57 ~ born naturally in society. There are distinctions between societies based on this very fact as there are different natural societies in which man is born. Man has duties in society. Holbach distinguishes between two types of societies. The general one is the one of the whole humankind. The particular societies are the ones composed of a small portion of humankind. Holbach then identifies nations as some of those societies, which are associated with a country of a particular name (Holbach 1790, 48). In the same manner, the society ‘nation’ contains other societies in the form of ‘cities or towns’ inhabited by citizens, who themselves form ‘families.’ Man’s universal duties are to participate in furthering the goals of society: conservation and happiness of society itself and of every member. There is no thinking further of what is paramount: general society or particular societies. And what if two particular societies have contradicting interests? It is only implied from the ordering énoncé, that the general society comes first. However, this physical discourse of humankind is no different to the metaphysical one. It merely secularises the existing conceptions of this discourse. If atheism is not the dominant discourse when the revolution takes place, it becomes the norm with the following constitutions and Declarations of the Rights of Man. As the next chapter will show, the metaphysical reasoning is then lost in the conception of human rights, privileging the socialbased one, thereby losing the universality for a social particularity. CONCLUSION Man was the momentum of all thinking during the eighteenth century. Humankind became an object of study. It was conceived as a unity, either through a theist conception or an atheist one. This unity is based on the differentiation with animals, mainly because of the capacity to think reason. However, the other human quality distinguishing it from animals, also determined its diversity. The capacity to develop by gathering in societies sociability explains the vast human diversity of ‘races’ or ‘varieties,’ exacerbated by cultural, environmental and geographical elements. Despite this emphasis on diversity, thinkers nevertheless took the place of humanity as a subject of discourse by means of the human quality of reason. This enabled them to claim a universally valid truth to develop principles of a common moral to humanity; either based on God’s will or nature’s laws. All these elements may seem abstract and remote to political theory and cosmopolitanism. They are not: the metaphysical and the physical conceptions of humankind have a direct impact on the conceptions of natural law and the hierarchy between natural law and social law; as such, they also have an impact on the kind of moral duty man is to have; the diversity of humankind explains contractualist theories based on distinctive societies; cosmopolitanism is based on the metaphysical conception of humankind, and is also indebted to eighteenthcentury’s debate on the proper form of government to maintain and keep the metaphysical conception of human rights. Now, the question is how man in this tension between unity and diversity is thought of in society by the speaking subject humankind? Is there a unique society or diverse societies for each ‘variety’/’race’? ~ 58 ~ CHAPTER 4 THINKING MAN IN SOCIETY H UM A N K I N D A N D T HE L E G I T I M A T E S O V E R E I G N L’autorité de l’Etre Suprême donnant force de Loix proprement dites aux maximes de la Raison, ces maximes acquièrent par-là le plus haut degré de force qu’elles puissent avoir pour lier & assujettir notre Volonté, & pour nous mettre dans l’obligation la plus étroite... (Burlamaqui 1756, 194)58 L’homme, fruit d’une Société contractée entre un mâle et une femelle de son espèce, fut toujours en Société … (Holbach 1773, 5)59 Je défie de me montrer un seul article de notre Déclaration des droits, qui ne soit pas applicable à tous les hommes, à tous les climats (Cloots 1979 [1792], 258).60 La nature ne connaît qu’une seule nation… (Cloots 1979 [1792], 271)61 The description of the discourse of cosmopolitanism provided in chapter two revealed a primary core composed of the ‘trinity’ individual-humanity-God, and a secondary core with a conception of community. As the previous chapter showed, eighteenth-century thought was shaped by the vision of a unity of humankind, based on Christian (theist or atheist) conceptions, and an observation sustained by the natural history of the time that it is divided into ‘varieties’ or ‘races.’ The question62 that political theorists have to answer in this discourse is then: how to cope with this tension in formulating theories of political organisation? In this chapter I will connect the previously described discourse around the trinity humanity-God-individual with conceptions of community. In a nutshell, it is the passage from the state of nature to the state of 58 ‘The authority of the Supreme Being giving the force of Law so to speak to the maxims of Reason, these maxims acquire thereby the highest degree of force they can have to bond and subjugate our Will and to put us into the tightest obligation.’ My translation. 59 ‘Man, result of a society contracted between a male and a female of the same kind, has always been in Society…’ My translation. 60 ‘I dare anyone to show me a single article of our Declaration of rights, which is not applicable to all men, under all climates.’ My translation. 61 ‘Nature knows but one nation…’ My translation. 62 I do not mean that any political philosopher has expressed this question explicitly, but rather that the question is implied in the discourse of political theory at that time an énoncé and that it ought to be answered. ~ 59 ~ society. How is the archive of cosmopolitanism organised in passing from conceptions of humankind to imagining community? What is the community, what are its boundaries (if any) and whose community is this? The first section expounds natural law theories, which are influenced by the previous conceptions of humankind. The metaphysical and physical natural law theories diverge on the question of the sovereign to rule community. The second section exposes in the first place the new vocabulary of community with the concepts of nation and patrie, and expounds how two authors conceived the first modern theoretisation of the ‘discipline’63 of cosmopolitanism. FROM NATURE TO SOCIETY: HUMANKIND AND THE SOVEREIGN Several authors stand out explicitly or implicitly as the influential figures from whom or against whom eighteenth-century natural law theory is formed. Grotius is discussed in length as the beacon for the coming ‘moral science.’ German theorists are also introduced into French.64 Puffendorf, already influential, is translated by Barbeyrac, who will himself become influential through his footnotes that improved and transformed Puffendorf’s system. Wolff is translated by Formey, who introduces him as a great figure next to these two above-mentioned authors. Inherited from the previous humanists, the idea of natural law serves the purpose of ending human sufferings, endless wars and other woes of the Princes’ territorial ambitions. During the eighteenth century, however, natural law transforms itself to include as well the concept of nature as an initial state which dialectical purpose is to establish the foundations of authority and power in society. It rejects power politics epitomised by Machiavelli and Hobbes, and replaces it with morale inspired by Greek and Roman Stoic figures such as Aristotle, Cicero and Seneca.65 Behind natural law lies the idea that the goal of any society is the happiness of its members. Therefore the sovereign ought to respect these principles. Natural law not only serves as the foundation of moral in politics, but it is also the basis for declaring human rights that society is to observe. The purpose of this section is to expound different representative conceptions of natural law theories, and the contractualist approach from nature to society, in what they have to tell about the theories and conceptions of society or community. Since all theories are based on the ‘rational’ observation of ‘Nature,’ and since ‘Nature’ showed that humankind is united and divided at the same time and according to two different views a theist and an atheist one how is the theory of human organisation likely to follow? There is here, again, a tension between two dimensions of natural law and nature, a metaphysical and a physical one. From these, two different positions can be defended: internationalism or universalism. Gauthier (1992) argues that the product of natural law theory, the Declaration of human rights (1789), eventually looses its natural law foundation for a socially based one in the Declarations and Constitution of 1789 to 1793. However, I argue here that natural law theory is not what is lost in the foundation of human rights. It is the metaphysical dimension of natural law that is lost, as 63 In the Foucaultian sense a ‘discipline’ is the pre-scientific ‘knowledge’ (again in a Foucaultian sense), of a discourse. 64 For the historiography of these natural law theories in the early Enlightenment see Hochstrasser (2000). 65 For instance, Holbach’s Éthocratie (1776) is the answer to the Prince, stating moral principles for politics. Burlamaqui (1756, 74-76) rejects Hobbes’ system based on sheer force leading to despotic consequences against enlightened ideals. ~ 60 ~ well as the triumph of the local society-based conception of natural law over the general society-based one. METAPHYSICAL NATURAL LAW: THE COMMUNITY OF REASON UNDER A SOVEREIGN GOD Behind the 1789 Declaration of human rights lies a whole metaphysical system inherited from German philosophy especially Leibnitz and Wolff that has been forgotten in the Encyclopédie and the following mainstream discourse of natural law (Cassirer 1932). This is due to Voltaire’s influence in ridiculing these ‘absurdités… que les Allemands étudient parce qu’ils sont Allemands’66 (Renault and Tavoillot 1999, 72). This is a shame since behind this metaphysical reasoning lies a potential of different systems of political organisation. Indeed, the metaphysical reasoning behind natural law is establishing an alternate and superior sovereign to the social one. Wolff, as translated by Formey, has had arguably a great influence on French natural law theories and the Déclaration des droits de l’homme (Renault and Tavoillot 1999, 71). Wolff posits the universality of humankind since the essence or nature of man is the same everywhere. Man is determined by his freedom that gives him will. This free will entails moral obligations. The individual will is to look for happiness, which forms the basic moral obligation of man, or law of nature since it applies to every man. From this Wolff deduces universal obligations and rights that all men are subjected to: human rights are deduced from the natural law that man seeks happiness through his individual will; hence the natural right to have the means to fulfil happiness natural equality, natural freedom, right of security, property, etc. (Renault and Tavoillot 1999, 73-75). This reasoning is introduced in France by Barbeyrac’s refutation of Leibnitz, to whom he must admit that God necessarily has to be the power that establishes natural law.67 The problem that Leibnitz sees and Barbeyrac tries to contest is the role that God plays in natural law theory. Unsuccessfully trying to refute Leibnitz in order to provide a natural law theory that would be sympathetic to Huguenots protestant aspiration to practice their own religion, Barbeyrac concedes that if man is taken as the starting point, natural law must be derived from the will of a superior in general, and the will of God in particular (Hochstrasser 1993). This issue is, as a matter of fact, the one of founding the proper sovereign power the ‘nomos basileus’ (Agamben 1998). The whole discourse of natural law is an attempt to fix the ‘game of truth’ of morality. Reason is what makes humans free and equal individuals, and freedom leads man to seek happiness, which forms the Laws of Nature. Hence some moral obligations or duties: mainly to preserve 66 ‘Absurdities… that Germans study because they are Germans’ (my translation). 67 Barbeyrac’s natural law theory is found in the collection of footnotes and appendixes he made to his translations of Pufendorf’s works, as well as other minor books he published himself. Hochstrasser (1993) has conveniently gathered all his thoughts on natural law scattered in footnotes and other works in a single study, which will form the basis for my analysis here. ~ 61 ~ oneself and seek happiness. Barbeyrac introduces the concept of a moral community in French natural law theory, which is the ‘communauté de Droite Raison’:68 … la prémiére [sic] Société que les Hommes ont, est avec DIEU, à cause de cette communauté de Droite Raison, d’où naît une Loi, qui leur est commune ; de sorte que l’Univers est comme un grand Corps d’Etat, composé des Dieux et des Hommes (Hochstrasser 1993, 298).69 Reason is a gift from God to mankind, and hence the first society of mankind is with God. Thus, mankind is in a community, similar to a state, with God as the power governing this community. Barbeyrac then adds the individualist component that Protestantism added to natural law: the laws set by God to this community of humankind are in everyone’s grasp by the use of reason. Reason is thus the individualist and universalist component for this community of humankind. God is necessarily present in this community because all men being free and equal share the same power. The discursive question is thus: how to account for a morally acceptable foundation of power to free and equal rational men? Burlamaqui develops even more systematically on Barbeyrac, and provides an answer to this: God. Natural law is God’s law, superior in that to civil law (Burlamaqui 1756, 1). God placed us in a universal primitive state on this earth, hence society is God’s will; and this natural society is thus a society of equality and liberty (Burlamaqui 1756, 34). Here, Burlamaqui builds on Barbeyrac in defining law (droit) in this natural state as ‘… tout ce que la Raison reconnoît certainement comme un moyen sûr & abrégé de parvenir au bonheur, & qu’elle approuve comme tel’70 (Burlamaqui 1756, 46). He adds that this is why it is called ‘Droite Raison.’ The problem for Burlamaqui is that between a sovereign and his subjects there is necessarily a society of inequality since one is governing the others (Burlamaqui 1756, 72). And men in the state of nature are essentially equal. So if man is the basis for political theory, how is it possible to justify power among them? Burlamaqui’s reasoning is that there must be a superior and an inferior. Rejecting Hobbes and Pufendorf he argues that ‘… le droit de Souveraineté dérive d’une Puissance Supérieure, accompagnée de Sagesse & de Bonté’ (Burlamaqui 1756, 81). 71 Since God is a superior power and is wise and kind, Burlamaqui states that God is the universal sovereign of mankind ruling through natural laws: … Loi Naturelle, une Loi que Dieu impose à tous les hommes, & qu’ils peuvent découvrir & connoître par les seules lumières de leur Raison, en considérant avec attention leur nature & leur état (Burlamaqui 1756, 111).72 68 This ‘community of Right Reason,’ is also an alteration of Leibnitz’s community of justice, with the same idea of moral community (Hochstrasser 1993). 69 ‘The first society that men experience is with God, because of this community of Right Reason, from which a Law came to existence, which is common to them; with the result that the Universe is like a vast Body-State, composed of Gods and Men.’ My translation. 70 ‘… everything that Reason recognises certainly as a sure and abridged means to achieve happiness, and that it approves as such.’ My translation. 71 ‘… the Right of Sovereignty stems from a Superior Power endowed with Wisdom and Goodness.’ My translation. 72 ‘… Natural Law, a Law that God imposes on every man, and that they can discover and know by the sole lights of their Reason, by considering with care their nature and state.’ My translation. ~ 62 ~ God is thus the sovereign of this vast community of humankind since otherwise man would follow freely his Reason in an unordered world of primal instincts. This order is provided by the principle that God gives us which is ‘Sociability.’ From this principle derive all the laws of society and our duties: the union that God put among us is the ‘Common Good’; the spirit of sociability is universal; we are obligated to consider ourselves naturally equal and treat each other as such, except when just defence in invoked (Burlamaqui 1756, 149-150). There are thus two societies, since sociability is universal: civil society and natural society. Civil societies must respect natural laws within, and also between each other’s societies. This is the law of nation. God is the only sovereign in natural society and there is a hierarchical predominance of natural laws over any other as such. However, the only sanction of these laws for Burlamaqui lies in the after-world, since men have a soul (Burlamaqui 1756, 246ff.). This is the issue that is at stake in all conceptions of natural law: the proper sovereign authority to enforce natural law. The same problem lies in atheist versions of natural law. God is replaced with Nature, and any breach of the natural laws, lead to moral sufferings: guilty conscience and sleepless nights, and other psychological traumas. For Vattel (1773) too, there was a natural society from which individuals exited when they entered society. Nations (i.e. states) are like individuals in the state of nature, but since they are not exactly like humans, it is not exactly natural law that applies but the law of nations, which slightly differs from it. Nations are equals, but they must maintain this natural society. The laws of this natural society are of the outmost importance, so much so that if any nation were to breach them there would be no society. Therefore, nations have the right of intervention in the name of the laws of natural society, even if limited by the natural freedom of a nation (Vattel 1773, 12-13). There is however no sovereign and the origin of these laws is again confused. ATHEIST NATURAL LAW THEORY: THE HUMAN SOVEREIGN IN A CIVIL SOCIETY Holbach wants to replace the religious metaphysics behind natural law with a science of the laws of nature, both physical and moral. The very basis of his system is that man is the work of nature and cannot escape this fact; nature is the only foundation for any knowledge on man (Holbach 1771, 2). Nature is a superior power to anything else, since no one can escape its sanctions: the voluptuous will be sanctioned by infirmities; indulging in food and wine will shorten one’s life etc these laws are universal (Holbach 1771, 448ff.). From this System of nature one can induce the principles of Natural politics (Holbach 1773). The ‘induction’ of nature leads contrary to the ‘deduction’ of metaphysical natural law theory to the acceptation of the world as it is. In this sense, man is placed in society, because he finds himself better off than staying in a state of nature that ‘only exists in philosophers’ minds’ (Holbach 1773, 4-6). ‘Nature’ is organised into nations, and these nations were formed with a ‘social pact.’ This ‘social pact’ is, for Holbach, a constant judgement on man’s part of the good and the bad that society brings to him (Holbach 1773, 13). In this atheist account of natural laws, sovereignty is based on a human source: one man was stronger than others and took a certain influence; influence only since one man cannot be stronger than all the others. However, the only foundation of the constitutive sovereign power is the faculty to protect and do good: ~ 63 ~ Telle est l’origine de tout pouvoir. Il est fondé lui-même sur la faculté de faire du bien, de protéger, de guider, de procurer le bonheur : ainsi l’autorité se fonde sur la nature des hommes, sur leur inégalité, sur leurs besoins, sur leur désir qu’ils ont de les satisfaire, enfin sur l’amour de leur être (Holbach 1773, 20).73 In this system therefore, there is no place for a general society of mankind; there are only as many societies as nations. But again, in between these nations, the ‘law of nations’ must apply, which is no other than ‘… les Loix naturelles appliquées aux différentes sociétés dans lesquelles le genre humain s’est partagé’ (Holbach 1773, 30). 74 Nations are submitted to natural laws and they must apply to each other the same duties of ‘justice, good faith, humanity and help’ (Holbach 1773, 31). Holbach concedes that there is a ‘supreme Law’ that applies to all nations, and hence justice, but this law is not expressed and its sole existence is to be ‘felt by all nations.’ There is no superior power applying this ‘supreme Law,’ but the ‘balance of power’ between nations, and the ‘general will’ that ‘obliges them to observe the laws of fairness’ (Holbach 1773, 30). In the atheist versions of natural law, the ‘general will’ is what constitutes the sovereign power imposing natural law on humans. It is reminiscent of the ‘individual will’ that is present in the metaphysical side of natural law. It makes sense only in a state of society where the sum of individual wills would create this general one. God is thus ‘replaced’ with the ‘general will’ as the source of sovereign power constituting natural law and human rights. In his article on natural law in the Encyclopédie, Diderot considers that the individual must look at the ‘general will’ to find the limits of natural rights, and this limit is to do only what is not contested by the rest of humankind (Diderot 1755, 33). Where do we find this ‘general will’? Everywhere in nature, from the law of nations to the social actions of ‘savage and barbarous peoples’ (Diderot 1755, 33-34). The description is vague, but what is certain, is that the man who only listens to his own particular will is the ‘enemy to humankind.’ General will is deduced from the pure act of reason of any individual stifling his passions. Since only the general will is always right, and individual will can be wrong, legislative power must belong to the general will. The general will also exists between individual societies for Diderot, but he does not stress explicitly the existence of a legislative power above the nations. Rousseau answered in the first version of his Social Contract to Diderot’s conception of ‘general will.’ 75 Like Holbach, Rousseau (1964 [1887], 283) rejects the idea of a ‘golden age’ of the state of nature. There is no social contract dictated by nature that establishes such a society as humankind for Rousseau. He observes that any other conception is necessarily basing on God the need for an external sovereign; and this is what he rejects since moral should be established for political societies out of religion’s reach because there will always be senseless gods 73 ‘That is the origin of all power. It is based itself on the faculty to do good, to protect, to guide, to bring happiness: thus authority is based on the nature of men, their inequalities, their needs, their desire for satisfying them, finally on the love for their being.’ My translation. 74 ‘… Natural laws applied to different societies in which humankind has been divided.’ My translation. 75 The work was only published posthumously because in the final version Rousseau abandoned his chapter on the ‘general society of humankind,’ which was a direct answer to Diderot’s article on natural law. According to historians of the social contract, Rousseau wanted to write an a-temporal work solely discussing great figures such as Plato or Hobbes. Moreover, Rousseau felt he already treated the subject in his Discours sur l’économie politique (1964 [1755]). ~ 64 ~ (Rousseau 1964 [1887], 285-286). For Rousseau then the philosophes’ reasoning is inverted; instead of being a man entering society, man is first a man after being a citizen in society: Nous concevons la societé générale d’après nos sociétés particuliéres, l’établissement des petites Republiques nous fait songer à la grande, et nous ne commençons proprement à devenir hommes qu’après avoir été Citoyens. Par où l’on voit ce qu’il faut penser de ces prétendus Cosmopolites, qui justifiant leur amour pour la patrie par leur amour pour le genre humain, se vantent d’aimer tout le monde pour avoir droit de n’aimer personne (Rousseau 1964 [1887], 287).76 If there is no natural society, if there is no natural state of freedom, equality and peace, and if man actually turns sad and wicked by being social, there is however still the possibility to take him out of moral depravation by correcting this social association with a new one: this is the object of the social contract. By means of a fundamental pact, a social contract, every individual’s will create a public moral person with a common will. There is an original convention for Rousseau that we need to unveil, according to which a people is a people. The sovereign can only be the general will since it is the only force that can govern a state for the benefit of the ‘common good’ (Rousseau 1964 [1762], 295). This makes sovereignty inalienable and indivisible. From this, Rousseau departs from natural law theory to state his own contribution to the theory of the social contract, which founds an absolute sovereignty the state without anything above it (Cassirer 1929). However, Rousseau’s system of particular society defined by a social contract is not unsympathetic to the idea of a more general society. Rousseau (1964 [1782]) defended SaintPierre’s (1713) project. He believed in the existence of a ‘European society,’ established by a common history and culture since the Greek and Roman time, making all European nations mutually dependant (Rousseau 1964 [1761]). A ‘coercive force’ must then be set in place to complete this state of unfledged society. This can only be done through a union between the most important sovereigns in the form of a Diète or Senate. However Voltaire (1961 [1761]) would sarcastically notice that the Chinese emperor was not invited to this ‘universal’ assembly. Humankind however, is separated into societies. Through the concept of ‘general will,’ Rousseau introduces the fact that a society forms a ‘political body’ i.e. a moral person with a will of its own which always aims at the conservation of its members. This principle stops for other ‘political bodies’ because for them, this general will is then a particular will. However, justice is still applied because it finds its source in natural law: … car alors la grande ville du monde devient le corps politique dont la loi de nature est toûjours la volonté générale, et dont les états et peuples divers ne sont que des membres individuels (Rousseau 1964 [1755], 245).77 76 ‘We conceive of the general society on the basis of our particular societies; the establishment of small Republics makes us consider the large one; and we only begin properly to become men after having been Citizens. This should tell us what we ought to think of those so-called Cosmopolitans, who justify their love for the patrie on the basis of their love for the world, and vaunt themselves as loving everyone so that they can have the right to love no-one.’ My translation. 77 ‘For in such a case, the great city of the world becomes the body politic, whose general will is always the law of nature, and of which the different States and peoples are individual members.’ From <http://www.constitution.org/jjr/polecon.htm>, retrieved 11 July 2008. ~ 65 ~ CONCLUSION The political and legal philosophy behind natural law and human rights leaves therefore two alternatives. On the one hand, a metaphysical conception of man who lived in a universal state of nature necessarily ruled by a sovereign Superior Being (God or nature itself). On the other, a physical conception that ‘observes’ the human condition in diverse societies, each ruled by the only sovereign possible man under the condition that the original fundamental pact guaranteeing man’s natural rights is respected. In terms of international relations theory the two alternatives offer radically different perspectives. Metaphysical natural law posits a general society that the particular ones are a member of, where the law of nations equals the law of nature and has a superior authority since God or any other Superior Being is the ultimate sovereign. All particular societies are included in this general society. In the second alternative, there are only particular societies, each sovereign on their territory and people (as long as they respect the fundamental social contract), guided by the ‘general will’; and between them there is only a duty of humanity and good relations, similar to the one between individuals, but without a constraining superior authority. This tension materialised in the political products of these debates. The 1789 Déclaration des droits de l’homme mentions explicitly that human rights are ‘declared’ under the ‘auspices of the Supreme Being’ a direct reference to the natural law theories above mentioned. As Gauthier (1992) notes, the subsequent declarations marked the fade-out of natural law theory. The 1793 Déclaration still makes reference to the Supreme Being, but introduces a society whose goal is to deliver ‘common happiness’ to its members (Godechot 1995, 73-74). In 1795 the Déclaration is proclaimed ‘under the presence of the Supreme Being,’ but the rights of man and the citizen are provided in society: ‘ARTICLE PREMIER. Les droits de l’homme en société sont la liberté, l’égalité, la sûreté, la propriété’ (Godechot 1995, 101). This tension between a universal ideal of human rights and its consequent cosmopolitanism with a community of mankind politically and socially free and equal and its particular application in a sovereign society is here explicitly apparent. Some authors, notably Cloots and Robespierre, seemed to have provided attempts to cope with the issue of particular sovereign societies and universal human rights and moral science. They did so, however, using the new political vocabulary of their time, especially the concept of ‘nation,’ ‘patrie,’ albeit not in the meaning we usually ascribe to these words. COSMOPOLITANISM MEANT IN A ‘NATIONALIST’ LANGUAGE In the method chapter it was explained that a word and its meaning need not be connected, and neither a doctrine and a word. As such I disconnected the study of cosmopolitanism from the study of the cosmopolitan and the citizen of the world.78 I also disconnected the words nation and patrie from nationalism and patriotism.79 In this section I analyse the transformation of 78 The actual study of this word during the eighteenth century led me to this conclusion, which for reasons of space I cut from this thesis. 79 The critique of our traditional concepts in the historiography of the French Enlightenment of the opposition between patriotism and cosmopolitanism is quite recent as Bélissa (2005, 8) notes: this interrogation of our contemporary classifications of internationalism and patriotism to understand eighteenth-century political thought started already in the seventies with Jacques Godechot, but was reactivated only recently. ~ 66 ~ their meaning forming a new vocabulary of their time for political philosophy, in connection with natural law theories. I then analyse how Robespierre and Cloots, using the vocabulary of their time, developed an archival discipline of cosmopolitanism, answering the discursive issue of the sovereign in natural law theories. A NEW POLITICAL VOCABULARY The concepts of nation and patrie were conceived in cosmopolitan terms during the eighteenth century. It is during this century that they evolved from designating a form of locality Volk for nation, place of birth for patrie to embody a form of generality ‘civitas’ of free and equal men for nation, boundaryless political space of freedom and equality for patrie. This evolution occurred through several discourses that impacted on these concepts. NATION: FROM PEOPLE TO CIVITAS It is my contention here that the object/concept ‘nation’80 entered the discourse of political theory during the Enlightenment under the influence of several discourses. This resulted in an oxymoronic political concept torn asunder between a local and a universal dimension. The concept of the nation evolved throughout the century from designating solely peoples living on a single territory, to a civitas of free and equal men. The universal dimension is formed by the idea of the nation being the universal civitas of free and equal men notwithstanding any question of origins (ethnic, social, cultural, etc.). As such the nation united all the French, who were hitherto separated into different regions, and also included foreigners.81 At first the concept of nation was understood, as in other countries, in the feudal context: several nations, identified as peoples, inside a territory. The concept was equal to the German understanding of Volk. During the eighteenth century however, this understanding changed for revolving around a cultural (language) and political (state) centre. A seventeenth-century dictionary defines a nation as ‘ un grand peuple habitant une même étendue de terre renfermée en certaines limites ou même sous une certaine domination’82 (Delon 1987, 127). The Dictionnaire de l’Académie (1694), adds a cultural dimension: ‘La nation est constituée par tous les habitants d’un même État, d’un même pays, qui vivent sous les mêmes lois et usent le même langage ’83 (Dann 1997, 762). A nation was thus not a political concept but a word describing a certain population defined by its common language and occupying a certain territory. As the Dictionnaire Trévoux (2nd ed., 1721) shows, the term kept this signification in the early eighteenth century: ‘un nom collectif, qui se dit d’un grand peuple habitant une certaine étende de terre, renfermée en certaines limites sous une même domination.’ Nation thus designates the inhabitants of a territorially delimited land under a certain jurisdiction or ‘domination.’ However in 1767: ‘Ce mot, dans sa signification primitive, veut dire un nombre de familles 80 In this section I am using Dann’s (1997) and Delon’s (1987) historiographies of the use of the word nation into my own framework of analysis. 81 On the inclusion of foreigners during the revolution, see Mathiez (1918). 82 ‘A great people inhabiting the same area of land enclosed within particular limits or under a particular domination.’ My translation. 83 ‘The nation is constituted by all the inhabitants of the same state, the same country, who live under the same laws and use the same language.’ My translation ~ 67 ~ sorties d’une même tige, ou nées en un même pays’84 (Dann 1997, 761). This could look like a conception of the nation as ethno-nation, but he also adds: ‘Plusieurs peuples font une seule nation (civitas) […] les Picards, les Normands, les Bretons, etc., sont autant de peuples qui font partie de la nation française ’85 (Dann 1997, 762). The conception that the nation is a ‘civitas’ has entered the meaning of the word. The ‘nation’ has started its career in political theory. Thus, the word nation becomes associated with the idea of a political community defined by its physical members. The unity provided by the concept of the nation is not antithetic to the ethnic or cultural diversity of its members. However, this unity is, among other things, based on a single common language. Furthermore, not every political community territorially and legally bonded is a nation. Something else is needed since the ‘French nation’ is composed of regional parts, and these regional parts do not constitute several small nations. The concept of nation is attached to the idea of sovereignty over the land that only an absolute sovereignty could claim the king. This is why the French nation equals the French kingdom; nationals are royal subjects to the king. The relation between the concept of the nation and monarchism comes to an end during the second half of the eighteenth century. Absolutists argued that the nation was represented by the king, who acted on her behalf. Against absolutism, philosophers of the Enlightenment developed the idea of a nation detached from the king. So the idea of nation became detached from the idea of people: ‘La nation est le corps des citoyens, le peuple est l’ensemble des regnicoles’86 (Dann 1997, 763). The nation became associated with ideas stemming from natural law: free and equal men. It became a political concept that served the purpose of detaching the king from absolute power. As such despotism is against the idea of nation as the article ‘Représentant’ in the Encyclopédie, XIV (1765) puts it: ‘Dans un état despotique, le chef de la nation est tout, la nation n'est rien ; la volonté d'un seul fait la loi, la société n'est point représentée.’87 Even though the new concept of the nation was opposed to absolutism, the regions and their inhabitants did not become nations. The conception of the sovereignty of the prince as the unifying and centrifugal core for defining what the nation is remained. This inheritance of the monarchist discourse was nonetheless mixed with the universalistic conception of natural law. Not only natural law, but also the natural right of revolution, as bourgeois societies became frustrated with the blocking of social promotion. Representative of this conception, Sieyès claims that the nation is composed of citizens, equal in rights.88 If the nation is detached from the king and its royal subjects, what constitutes it then? Sieyès theorised the concept of the ‘civil society nation’ with the idea of the ‘Third estate.’ ‘… [L]e Tiers 84 Aubert de La Chesnaye-des-Bois’ Dictionnaire historique, III (1767): ‘This word, in its primitive signification, means a number of families coming from same roots or born in a same country.’ My translation. 85 ‘Several peoples form one and only nation (civitas)… the Picard, the Normand, the Bretons, etc. are as many peoples that form part of the French nation.’ My translation. 86 ‘The nation is the ensemble of citizens, the people is the ensemble of royal subjects,’ Roubaud in Nouveaux synonymes (1785). 87 ‘In a despotic state, the head of the nation is everything, the nation is nothing; one person’s will is law, society is not represented.’ My translation. 88 According to Dann (1997, 764), Sieyès is inspired by Rousseau’s idea of a ‘revolutionary natural right,’ and defines the nation as a ‘society of free and equal men who organise themselves in an autonomous way.’ ~ 68 ~ a en lui tout ce qu’il faut pour former une nation complète… Il est l’homme fort et robuste dont un bras est encore enchaîné’89 (Sieyès 1989 [1789]). The nation is the people that compose the third state, the commoners, as opposed to the nobles and the clergy. After the revolution, article 3 of the Declaration of human rights could state that ‘le principe de toute souveraineté réside essentiellement dans la Nation. Nul corps, nul individu ne peut exercer d’autorité qui n’en émane expressément.’90 The nation took power and became the sovereign. In the early years of the revolution, the nation was this civitas, this abstract political community of free and equal men. PATRIE: FROM COUNTRY TO POLIS On the local/general problematic, the concept of patrie91 reveals the same duality as nation. Whereas today the fatherland/motherland seems to be ‘more concrete’ than a ‘remote cosmopolis,’ this was not the case in the early eighteenth century where the local was more regional than national. Delon (1987, 127-128) cites the example of Valentin Jamerey-Duval, former peasant from Yonne92 who became a librarian and historian for Marie-Thérèse during the first half of the eighteenth century. In his memoirs he evokes his sentimental attachment to the landscape of his childhood. The simple thought of leaving his native village makes him burst in tears. His love is attached to a very local territory: the land of the prince who made it possible for him to study and to achieve the position he held. The patrie, on the other hand, was for him too remote to evoke any feeling of love and attachment. This can be explained by the fact that the term patrie from designating the native locality, politicised at that time embracing abstract ideas such as liberty, equality, and fraternity; so much so that the boundaries of this concept became a subject of debate. At the end of the sixteenth century, the Dictionnaire by Furetière states that Patrie is ’le pays où l’on est né.’93 The patrie is thus a geographical concept. In the Dictionnaire de Trévoux (1771, 598), it is added: ‘Le pays où l’on est né et il se dit, tant d’un lieu particulier que de la Province ou de l’Empire ou l’État où l’on a pris naissance.’94 The concept of patrie is developed inside the discourse of monarchism. As such it refers to the ‘place’ where the prince’s interests meet the people’s.95 The word is slowly connected to the idea of the common good. This idea of common good is related to feelings of humanity/fraternity. The cardinal de Bernis96 wrote in 1766: 89 ‘… The Third Estate has… within itself all that is necessary for the formation of a complete nation… It is the strong and robust man who has one arm still shackled.’ Translation Paul Halsall August 1997, retrieved on 24 July 2008 from < http://www.fordham.edu/halsall/mod/sieyes.html >. 90 ‘The principle of all sovereignty resides essentially in the nation. No body nor individual may exercise any authority which does not proceed directly from the nation.’ 91 On the concept of patrie I am basing my own analysis on the historiography of the word by Delon (1987) and Lestocquoy (1968). 92 A départment county, shire of Burgundy. 93 ‘The country where one is born.’ 94 ‘The country where one is born and it is used to designate as well a particular place as the province or the empire of the state where one hath taken birth.’ 95 As shows Lord Bolingbroke’s book The King Patriot, translated into French as Lettres sur l’esprit de patriotisme, sur l’idée d’un roi patriote (Delon 1987, 129). 96 Ambassador of the French king in Rome. ~ 69 ~ Ah, si l’humanité, si le patriotisme cessent de parler à nos cœurs, du moins, ne soyons pas sourds à la voix de notre intérêt… obéir et représenter avec respect, voilà le devoir d’un sujet fidèle et la ressource d’un citoyen libre et patriotique (Lestocquoy 1968, 83-84).97 Slowly, the conception of a republic was introduced. In a monarchy, the individuals are subjects, whereas they are citizens in a republic. Montesquieu famously developed the conception of patrie as the virtue of democratic republics: ‘… la vertu dans la république est l’amour de la patrie, c’est-à-dire de l’égalité’98 (Montesquieu 1951 [1748], IV, 5, 266-267). Only in democracies are the citizens in charge of the government, and to keep the government in place one must love it. The ‘common good’ of the patrie develops against individual abuses. Voltaire (1964 [1765]) sees not only a geographical meaning in the word patrie, but also a feeling of ownership of its members; in other words, natural rights protected by a just political regime: Qu’est-ce donc que la patrie ? Ne serait-ce pas par hasard un bon champ, dont le possesseur, logé commodément dans une maison bien tenue, pourrait dire : ce champ que je cultive, cette maison que j’ai bâtie sont à moi… je suis une partie du tout, une de la communauté, une partie de la souveraineté, voilà ma patrie… On a une patrie sous un bon roi, on n’en a point sous un méchant (Voltaire 1964 [1765]).99 The concept of patrie can be detached from the discourse of absolutism when the king is a tyrant, and it is here associated with the concept of ownership sovereignty. Robespierre expresses later this idea:100 ‘Et qu’est-ce que la patrie, si ce n’est le pays où l’on est citoyen et membre du souverain ?’101 (Robespierre 1965, 215). In other words, the patrie is the political space, territorially demarcated, where people can exercise their natural rights, and are protected by a political regime that guarantees them. There is the same problematic inside the concept of patrie as the one inside the nation; this tension between a universalistic content and a limited space. Voltaire explained in the article « patrie » that: Une patrie est un composé de plusieurs familles ; et comme on soutient communément sa famille par amour-propre, lorsqu’on n’a pas un intérêt contraire, on soutient par le même amour-propre sa ville ou son village qu’on 97 ‘Alas, if humanity, if patriotism cease to speak to our hearts, at least, let us not be deaf to the voice of our interest… to obey and to represent with respect, there is the duty of a faithful subject and the resource of a free and patriotic citizen.’ My translation. 98 ‘… [V]irtue in a republic is love of one's homeland, that is, love of equality.’ My translation. 99 ‘Where then is the fatherland? Is it not a good field, whose owner, lodged in a well-kept house, can say: “This field that I till, this house that I have built, are mine; I live there protected by laws which no tyrant can infringe. When those who, like me, possess fields and houses, meet in their common interest, I have my voice in the assembly; I am a part of everything, a part of the community, a part of the dominion; there is my fatherland…”’ From: H. I. Woolf, ed., Voltaire's Philosophical Dictionary (London, 1923), pp. 131-132. ‘… One has a fatherland under a good king, one has none under a wicked one.’ My translation. 100 Principes de morale politique qui doivent guider la convention nationale dans l’administration intérieure de la République 5 February 1794. 101 ‘And what is the fatherland, if not the country where one is citizen and member of the sovereign?’ My translation. ~ 70 ~ appelle sa patrie. Plus sa patrie devient grande, moins on l’aime, car l’amour partagé s’affaiblit (Voltaire 1964 [1765]).102 The patrie is thus necessarily limited in space for Voltaire; an idea also shared by Rousseau for whom a functioning republic can only be limited in the number of citizens the law determining the number of citizens being essential (Rousseau 1964 [1762]). Not only this, but there are necessarily several separated patries. Voltaire (1879 (1768)) states : ‘Je n’aime point à voir des citoyens qui cessent de l’être, des sujets qui se font sujets d’un étranger, des patriotes qui n’ont plus de patrie ; je veux que chaque État soit parfaitement indépendant.’103 For others, the territorial demarcation is not obvious: ‘M. Danton dit que le patriotisme ne devait avoir d’autres bornes que l’univers ; il proposait de boire à la santé, à la liberté, au bonheur de l’univers entier’104 (Lestocquoy 1968, 101-102). Freedom and equality are inherited from natural law. They are thus not territorially bounded. In this way the local particularity of any patrie disappears in the face of the universalist compound of its quality to protect natural freedom and equality. Robespierre indeed is a zealous defender of natural law, and his conception of patrie is not geographical at all, it is the love for liberty and equality: ‘La famille des législateurs français, c’est la patrie ; c’est le genre humain tout entier moins les tyrans et leurs complices’105 (Gauthier 1992, 142). And since there cannot be any other patrie than the Republic, Cloots (1979 [1792]) promotes the idea of a universal republic. This duality is apparent in Jaucourt’s article on ‘patrie’ in the Encyclopédie: … le géographe qui ne s’occupe que de la position des lieux et le lexicographe vulgaire prennent la patrie pour le lieu de naissance quel qu’il soit, mais le philosophe sait que ce mot exprime le nom que nous attachons à celui de famille, de société d’État libre, dont nous somme membres, et dont les lois assurent notre liberté et notre bonheur (Jaucourt 1765, 178).106 COSMOPOLITANISM: DEBATING THE BOUNDARIES OF SOVEREIGNTY In this last sub-section I elaborate on all the compounds that formed what could archivally be called the discipline of cosmopolitanism in eighteenth-century political thought. Eighteenth- 102 ‘A country is a composition of many families; and as a family is commonly supported on the principle of self-love, when, by an opposing interest, the same self-love extends to our town, our province, or our nation, it is called love of country. The greater a country becomes, the less we love it; for love is weakened by diffusion. It is impossible to love a family so numerous that all the members can scarcely be known.’ From <http://ebooks.adelaide.edu.au/v/voltaire/dictionary/chapter138.html> Retrieved 9 July 2008. 103 ‘I do not like to see citizens who cease to be so, subjects who become subjects of a foreigner, patriots who do not have a homeland anymore; I want every state to be perfectly independent.’ My translation. 104 ‘M. Danton says that patriotism should not have any other limits than the universe; he suggests to drink to health, to freedom, to the happiness of the entire universe’ in Les Révolutions de Paris 20 June 1790. My translation. 105 Ibid. t. IX, 5 novembre 1792, p. 94: ‘The family of French legislators is the fatherland; it is the whole humankind minus the tyrants and their accomplices.’ My translation. 106 ‘… the geographer who only keeps himself busy with the position of places and the vulgar lexicographer take the patrie for a place of birth whatever it might be, but the philosopher knows that this word expresses the name that we attach to the one of family, society of free State, which we are members of, and whose laws assure our freedom and our happiness.’ My translation. ~ 71 ~ century cosmopolitanism is derived directly from conceptions of natural law and the problem of sovereignty. All the previous elements serve now as the context to illuminate elements of the archive of cosmopolitanism. Two authors are here worth mentioning who took seriously the assertion of the unity of humankind, and natural law theory. Using the political language of their time nation and patrie they offer the first expressions of a fully-fledged theory of modern cosmopolitanism. Robespierre is still in the tradition of metaphysical natural law, with a Supreme Being as sovereign power over eternal laws of nature. Cloots combines an atheist view of natural law theory with the political conception of Rousseau.107 They introduced the idea of humankind as the sole sovereign in the world, but where Robespierre lacks the follow-up of this idea in terms of institutional settings, Cloots imagines for the first time108 how a ‘universal Republic’ would look like. Ultimately, the universalism of the French declaration of human rights became ‘corrupted’ (Conversi 2000) as the human rights were to be recognised and protected only in the ‘nation.’ However, one could add that nationalism did not yet exist, and what existed was the concept of the nation as the legitimate community to protect these rights. This made Cloots to declare that there should only be one nation humankind sole sovereign and therefore the French Republic should be a Universal Republic. This makes sense in the discourse of that time, considering natural law theories and the concept of nation. I left natural law theory in the first section of this chapter with the either/or alternative of the sovereign God (or nature), or the human civil society. There were many debates leading to the adoption of the 1793 Constitution and Declaration of the rights of man, out of the three hundred or so propositions (Godechot 1995, 71), and Robespierre’s is noteworthy. In his view, the ‘French people’ gathered in a ‘national Convention’ to recognise that human laws, which do not follow from ‘the eternal laws of justice and reason’ are attacks of ignorance against humanity (Robespierre 1965, 122). Thus, these eternal laws are superior to human laws, and not only must these human laws follow them, but any political association has the goal to maintain these natural rights of man and develop all his faculties. In Robespierre’s view, man or humankind is the sovereign of earth, and nature is the legislator of the universe (Robespierre 1965, 120-121). But if Robespierre states that humankind is the sovereign of the earth, he does not elucidate the possible conflict or elaborate on how to conciliate this with the affirmation that ‘the people is sovereign’ in a state (Robespierre 1965, 124). The idea of a sovereign of the earth is more serving as a justification to fight all the ‘tyrants’ the ‘monarchs’ who are oppressing humankind and disrespecting natural law and human rights. Indeed, Robespierre’s vision looks like a form of internationalism, but in which ‘men of all countries are brothers, and the different peoples must help each other out, like citizens in the same state,’ and in which an attack against one nation would be an attack against humanity (Robespierre 1965, 128). Robespierre is still supporting a metaphysical conception of natural law, which is obvious in his 1794 project to 107 To comply with Skinner’s method, proof that Cloots has read Rousseau can be found in his mentioning him e.g. (Cloots 1979 [1792-1793], 381), where he ventures to state that Rousseau would not disapprove of the idea in which the whole humankind was member of the same cité. I have however stated infra (cf. patrie) where Rousseau explicitly expressed the view that the polis must be limited in space and membership for optimal effectiveness. 108 Other projects of a ‘universal Republic’ have been written like Resnier de Goué’s (1788), but this one as others are in fact peace plans organising a Senate of united nations, in the line of Saint-Pierre’s. ~ 72 ~ establish national days to celebrate ‘the Supreme Being and Nature,’ since ‘the French people recognise the existence of the Supreme Being and the immortality of the soul’ (Robespierre 1965, 284). Thus, it is possible to argue that the sovereignty of humankind in Robespierre’s account is more a moral ideal following metaphysical natural law theory than a real civitas with political implications. It is directed against the ‘universal monarchy.’ Cloots developed an atheist account that takes into consideration the political consequences of the idea of the sovereignty of humankind. Cloots rejects religion that caused so many errors and sufferings, and instead bases on reason, and human rights, all his political system. The replacement is concretely expressed: ‘… le genre humain est Dieu…,’ or again ‘… le genre humain, l’Être suprême…’109 (Cloots 1979 [1793], 476). To the same problem of defining the origin of sovereign power, Cloots suggests that humankind is the sovereign power and it forms the one and only nation (i.e. civitas), each people being but a fraction of the ‘unique sovereign’ humankind (Cloots 1979 [25 May 1791]). Like Robespierre, his project is also directed against the ‘universal monarchy,’ which is the cement for his unifying theory (Cloots 1979 [1791], 155). Like many other projects of the century, it is an attempt to put an end to the ‘balance of power’ that provoked endless wars. The idea is based on his observation that nationals of a single nation do not engage in wars among themselves (Cloots 1979 [1792-1793], 347); hence the possibility of a unique and free nation, the nation of humankind. Unlike any of the previously mentioned peace projects, it rejects the idea of a union or alliance, which is too ephemeral (Cloots 1979 [1791], 158). Cloots is in fact asking the question that has disturbed Western political philosophy since the Declaration of the rights of man and the citizen: why are there several sovereign territories, and what are the right philosophical justifications to base sovereignty on? Since men are born free and equal, and property is a natural right confined exactly as freedom is by the respect of others’, what entitles this or that sovereign to ‘own’ and rule a territory and a people? Since humankind is one, and since principles of liberty, equality, and democracy are the sole true fundaments of political organisation, why should there be several sovereigns? ‘Je prouverai que, si nous sommes plusieurs souverains sur notre planète, rien n’empêche de subdiviser la souveraineté jusqu’à l’individualité…’110 (Cloots 1979 [1792-1793], 433). Cloots in this sense ‘foresees’ the future conundrum of nationalism, the possible secessionism ad libitum: L’existence de deux Nations implique contradiction ; elles auraient les mêmes droits, les mêmes attributs. Comment seraient-elles indivisibles ? Je ne vois pas pourquoi une commune n’aurait pas le privilège de s’ériger en troisième souverain, ou au moins de changer de souverain. Tout s’explique, tout s’éclaircit avec la souveraineté du genre humain (Cloots 1979 [1793], 489).111 The unifying principle in Cloots’ thought is the opposition of the peoples to the tyrants. Only the tyrants have an interest in keeping their power and oppressing their peoples. His argument for the feasibility is based on the interests that all peoples have. The somehow messianic tone with 109 ‘… humankind is God…,’ ‘… humankind, the supreme Being…’ My translation. 110 ‘I will prove that, if we are several sovereigns on our planet, nothing prevents from subdividing sovereignty until individuality…’ My translation. 111 ‘The existence of two Nations implies contradiction; they would have the same rights, the same attributes. How could they be indivisible? I do not see why a village would not have the same privilege to establish itself as third sovereign, or at least to change the sovereign. Everything will become clear with the sovereignty of humankind.’ My translation. ~ 73 ~ which Cloots argues should not be mistaken with the one of an eccentric utopian. He is in the spirit of his time, arguing within the field of the ‘moral science’ that Holbach and others set up before him, using reason as an unbiased tool to forge an alleged true claim of what nature guides us. Hence, his adamant faith in the universal republic: ‘as indubitable as the universal ascension of the Montgolfier hot air balloon’ (Cloots 1979 [1792], 307). The issues of cultural differences are not of his concern on several grounds. First of all, there was no practical experience at the time of a democratic regime based on human rights, and so Cloots believed that a universal republic would make the use of a government obsolete since many of its functions would disappear, and since liberalism was believed to take care of everything. Second, it is thus minimalistically based on human rights alone, and these are universally applicable ‘… la liberté… est une plante qui s’acclimate partout’112 (Cloots 1979 [1792], 249); therefore Cloots does not see any disturbance for the social ties that different peoples have: different customs, manners, cultures and cults, as long as taxes are collected (Cloots 1979 [1793], 478). Third, Cloots preaches a French imperialism, without being conscious of it, because he truly believes that France is a model to export since it broke free, and managed to unify in départements. Since French is the ‘universal language’ an idea developed elsewhere by Rivarol (1784)113 everyone would just learn French ‘par esprit de démocratie’ after having learnt it ‘par esprit d’aristocratie’ (Cloots 1979 [1792], 246). Fourth, it is in the interest of all since dividing the world in ‘corporations’ ensues a climate of fear towards the neighbour, a ‘universal feudality,’ whilst the ‘federation of masses,’ of individuals would end all this (Cloots 1979 [1792], 247-248). Cloots is convinced of the absolute truth of his principle, and makes several references to scientists, such as Newton, who gathered philosophers with his laws, and Cloots intends likewise to gather men with his politics. This comes as no surprise in the spirit of the time when reason is invoked as the absolute guarantee to extinguish all ills. Natural law theory already provided the basis of all political theory to be based on the individual in a state of nature. Therefore, Cloots cannot imagine that any other source of sovereignty can exist. Since every individual possesses sovereignty, ultimately none other can claim this power. But since men need each other in a state of society, the only society possible is the whole one. ‘Les droits de l’homme s’étendent sur la totalité des hommes. Une corporation qui se dit souveraine blesse grièvement l’humanité…’114 (Cloots 1979 [1793], 476). Cloots conception of sovereignty is that it is ‘… indivisible, imprescriptible, immutable, inaliénable, impérissable, illimitée, absolue, sans bornes et toute-puissante…’115 (Cloots 1979 [1793], 476). This ensues that no individual or group of individuals can allot themselves a portion of sovereignty without refusing humankind (Cloots 1979 [1793], 479). Humankind is the only ‘primitive contract’ that man can agree on because sovereignty is consubstantial with despotism; as such, only humankind can be the 112 ‘… liberty is a plant that becomes acclimatised everywhere.’ My translation. 113 Who won the Berlin academy prize in 1783 for his demonstration that French is the universal language par excellence, while all the others are necessarily vernacular. 114 ‘Human rights stretches to the totality of humans. A corporation that proclaims itself sovereign injures seriously humanity…’ My translation. 115 ‘…indivisible, imprescriptible, immutable, inalienable, imperishable, unlimited, absolute, without bollard and almighty…’ My translation. ~ 74 ~ depositary of sovereignty: ‘le genre humain est essentiellement bon, car son égoïsme n’est en opposition avec aucun égoïsme étranger’116 (Cloots 1979 [1793], 483). Concretely the project is the form of a republic with only one chamber where the representative of all the ‘mille départements’ debate. To people accusing him of French imperialism, he answers that he knows no French political system, this system is universally valid ‘L’Assemblée nationale de France est un résumé de la mappemonde des philanthropes’117 (Cloots 1979 [1793], 493). For a more historical view, the imperialism of Cloots must be set in perspective with the moralists of his time. Inside the discourse of his time, the moral values of his time, the belief of the universal applicability of ‘French’ principles made little sense in a prenationalist discourse for one, and also nobody perceived natural law theory and human rights as specially French. Also in this pre-nationalist discourse, culture and politics were not yet merged together, and therefore it was not as difficult as it is today to imagine a single political system for all nations, since a political organisation did not have a culturally specific connotation yet. CONCLUSION Natural law theory spoke for humankind about the universality of a few principles that individuals are born free and equal, and that this condition should be guaranteed and preserved in society. The question was then what power and whose authority would that be? Theist accounts would presume that God created humanity as free and equal individual, and thus the whole humanity should be place under the sovereign authority of God. Atheist accounts assumed the humanness of man, and nature’s principles should only be respected in a human society. Aspiring to new foundations of political organisation refusing absolutism eighteenth-century political theory built a new vocabulary for the political conception of community. The nation, once designating a population and a state, became the civitas of free and equal men. The patrie, once designating the country of birth, became the political space of freedom and equality. But in this new vocabulary the tension of the past remained between the limited character of a population and a territory, and the universality of natural law principles of freedom and equality. Based on this vocabulary, revolutionary authors like Robespierre and Cloots answered to this tension by defining the whole humankind as the sole sovereign against the universal tyranny of monarchism. Cloots even defined further humankind as the sole nation possible, and the universal republic as the only logical consequence of the discourse of natural law in a political system. 116 ‘Humankind is essentially good, since its egoism is in opposition to no foreign egoism.’ My translation. 117 ‘The national Assembly of France is a summary of the philanthropists’ globe.’ My translation ~ 75 ~ CONCLUSION COSMOPOLITANISM IN WESTERN POLITICAL THOUGHT TO W A R DS A C O S M O PO LI T A N C O SM O P O L I T A N I SM ? Where the history of political theory remains of decisive significance … is in the clarification and assessment of political goals and in the appraisal of political action (Dunn 1996, 13) Of course, we all know how the story ended: Beethoven cancelled his dedication to Napoleon. The beautiful ideal of ‘liberating’ countries by the trumpet and drum sound of human rights turned awry in a clumsily disguised political imperialism over Europe,118 and the 1815 ‘Congress of Vienna’ shipped these dangerous universalist ideas onto a tiny island in the Atlantic. Wars against foreigners froze the cosmopolitan notions of nation and patrie. The more particularistic understanding of the population under the term nation, albeit free and equal, took over the universal one. The more particularistic understanding of the political space in which this nation evolved equally took over the universal one. Frontiers and borders thus closed the nation and the patrie. The particularistic dimension prevailed over pretensions to a universalism that appeared more imperialistic than humanistic. Human rights were to remain local for about a century and a half. Nonetheless, even if this political history has overshadowed an intellectual history of these concepts through the nationalist paradigm, it is now possible to realise that a modern cosmopolitanism is a modern (liberal) nationalism is a modern universalism. The study of prenationalist political thought demonstrates how these three discourses that we separate today appeared at the same time and constituted each other. Even today, it is still difficult to clearly distinguish what cosmopolitanism truly is since nationalism is a universally shared concept, since universalism is rejected as local imperialism, and since internationalism seems to fulfil the promise of a global community based on the respect of human rights. On a discursive level, this is mainly due, this thesis demonstrated, to the coming together of these discourses. Nationalism is built on cosmopolitan premises and vice versa: the concepts of nation and of patrie are cosmopolitan in intent as they tended to unify and gather various peoples around one universal institution: the republic; debates ranged from local republic to universal republic. 118 On the history of the ‘sister-Republics’ see Bélissa (2005, 91-107). ~ 76 ~ In this thesis, I have refused to define cosmopolitanism in order to provide a nonfoundationalist account of its history. Instead, I suggested providing an account of the archive of the discourse of Western cosmopolitanism in modern political thought. As such I put in brackets what is understood today as cosmopolitanism, and provided a description of the contemporary discourse of cosmopolitanism. I identified it as composed of a primary core, a ‘trinity’ God-humanity-individual, which composes its énoncés, and a secondary core, a conception of community related to the primary one. I placed this discourse in a general problematisation of the local/general axis in order to provide a ‘history of the present,’ thus placing contemporary cosmopolitanism between nationalism and universalism. This is how the discourse of cosmopolitanism appeared in modern Western political thought together with universalism and nationalism. First, the renaissance discourse of humanism was prolonged during the Enlightenment with the constitution of humanity as an object of study, and in opening the discursive possibility to identify and speak as a subject on the behalf of humankind. In this reification of humanity as a scientific enquiry, a metaphysical discourse emphasised the divine equality of men as God’s creation, and a physical discourse emphasised the equality of men as nature’s creation. Both would underline ‘reason’ and ‘sociability’ as the compounds that unite humankind, but if reason provided a universal unity, sociability would explain the diversity of the human ‘races’ or ‘varieties.’ Political thought based itself on this humanist discourse to develop ‘strategies’ of political organisation, emphasising the leading role of morals over politics. This same duality between a metaphysical and a physical discourse was recycled, both based, however, on the universally true human compounds of ‘reason’ and ‘sociability.’ Both also emphasised man’s natural condition of freedom and equality that society shall preserve, but, whereas metaphysical natural law theory affirmed the existence of a natural society ruled by a sovereign God that human societies ought to respect, physical natural law considered society itself as man’s natural condition. Divergent conceptions of sovereignty ensued: the metaphysical account emphasised a supra-societal natural society with God as the sovereign; the physical one assured a human sovereign, thus placing either a particular society as sovereign or the society of societies humankind as the sovereign. Against absolutism and despotism, the Enlightenment invented or reinvented a political vocabulary for founding the legitimate sovereign that would exercise power over free and equal men. The object/concepts ‘nation’ and ‘patrie’ were re-actualised according to natural law ‘strategies.’ As such they also expressed the same duality between a united humankind in diverse societies. From defining a particular population, the nation became the ‘civitas’ for free and equal men. From designating the country of birth, the patrie became the polis governed by and for free and equal citizens assembled in a Republic, all members of the sovereign. The 1789 Declaration of the rights of man and of the citizen opened a discursive duality by its act of cosmopolitics. Man being declared universally free and equal, it made little sense to limit the nation and the patrie to geographical and demographical limitations; for where shall it end and who shall decide the repartition of sovereign authority? Two revolutionaries, Robespierre and Cloots, declared thus humankind the sole sovereign possible in accordance to the énoncé of universal human rights. But in Robespierre’s mind, this theist conception implied that only the Supreme Being ruled through natural law the general society of humankind. Humankind was still divided into diverse peoples, all sovereigns in their ~ 77 ~ territory against tyranny and brothers in arms as such. Cloots secularised natural law theory with the political vocabulary of the time, declaring humankind the unique and indivisible sovereign, and as such the sole and unique nation on earth. Consequently, there could only be a single universal republic of mankind. In the end of this activity of the history of thought, it is possible to reflect upon the fact that inasmuch as the method has been to provide an epistemological account of a concept or, more rightly, the archive of this concept without altering the ontology of the concept, a number of findings necessarily lead to a strengthening of this ontology. The separation between the word ‘cosmopolitan’ and the concept ‘cosmopolitanism’ leads to reflect upon the presupposed elitist and individualist sides of cosmopolitanism, as much as on the presupposed popular and mass-oriented sides of nationalism. Cosmopolitanism, in definitive, may just be a constant interrogation on and practice of, at the one end, the extensibility of localism and, at the other, the limits of universalism. In political theory this means a constant redefinition of sovereignty. In cultural theory this means a constant redefinition of identity. Cosmopolitanism embedded in the Western discourse of humanism is squeezed between this idea of a united humankind and its observation as diversity. If the united humankind is epitomised by universalism, and diversity by nationalism, then cosmopolitanism is the discourse contesting both positions’ claim to truth. The conditions in which man problematised the local/general during the Enlightenment in France are not the same as the ones in which man is problematising them today. However, the problematisation in itself is not so different and many debates of the eighteenth century are still actual: e.g. the one between general and local societies, the existence of a European polity, the extent of this European polity and its identity, the conditions for constructing polities beyond the state, the search for a new political vocabulary, a reformulation of contractualism taking into account natural law theory. There is a ‘return’ to the Enlightenment today inside the discourse of cosmopolitanism, and this return is caused by the original discursive inconsistency above describe. Today’s conditions are triggered by the question ‘what is globalisation?’ Globalisation and the growing interdependence of closed liberal societies based on contractualist theories re-actualised a forgotten conundrum of political philosophy: the question of the legitimate source of sovereign authority to be exercised on men, free and equal by birth. What is left to wonder in contemplating how cosmopolitanism became a political signifié in eighteenth-century French thought — and especially because it was so successful in the early hours of the revolution — is why it did not become the dominating discourse in Western political thought. This is left to future studies in the historiography of this doctrine, focused on the nineteenth century. 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