ARST 516: Management of Current Records – Course Syllabus (3) Program: Master of Archival Studies Year: 2013-2014, Term 1 Course Schedule: Wednesdays, 8:00-10:50am Location: IBLC 461 Instructor: Victoria Lemieux Office location: IBLC 488 Office phone: 604-822-9199 Office hours: Wednesdays, 1-3 pm, or by appointment. E-mail address: [email protected] Connect Online Learning System: http://www.connect.ubc.ca Course Goal: Through this course, students will obtain a solid grounding in the fundamental concepts, principles and methods of managing current records. Students will learn how to undertake business systems and functional analysis; develop records classification systems and retention schedules; conduct risk assessments; and write RIM policies – all critical skills in managing current records. The course also will introduce students to more advanced topics in managing current records in preparation for further studies or future work experience related to the management of current records. Course Objectives: • Enable students to discuss and evaluate fundamental concepts, principles and methods related to the management of current records in contemporary business environments; • Enable students to apply theoretical knowledge of records management concepts, principles and methods to situations that may occur in real-life business environments; • Develop interrelated core competencies in the domains of business, records and information management, technology and risk management; • Develop an understanding of the multidisciplinary aspect of the records management profession. Course Topics: • History and development of the management of current records • Theoretical conceptualizations of the record • Records management concepts, theories, standards and frameworks • Business systems and functional analysis • Records classification system design and implementation • Records retention and disposition authority development and implementation • Managing records creation and capture • Managing records storage and use • Managing and implementing records disposition and destruction • Developing records management policies, procedures and programmes • Risk identification, assessment and management • Business continuity planning and vital records protection • Technology and its impact upon records and recordkeeping systems Prerequisites: MLIS students: completion of the MLIS core courses, plus permission of the SLAIS Graduate Adviser. MAS and Dual students take this as part of the MAS core. Format of the course: One three-hour class per week. There will be an emphasis on reading and discussion with a lecture/seminar format, as well as in-class individual and group assignments. Required and Recommended Reading: 1. Required Readings • • • • • • • • • • • • • • • • • • • Andolsen, A. A. (2008). The pillars of vital records protection. The Information Management Journal, 42(2), 28-32. Available at: http://content.arma.org/IMM/MarchApril2008/the_pillars_of_vital_records_protection.aspx. ARMA International. (2010). ARMA International’s information governance maturity model. Available at: http://www.arma.org/r2/generally-accepted-br-recordkeeping-principles/metrics. ARMA International. (2009). Generally accepted recordkeeping principles. Available at: http://www.arma.org/r2/generally-accepted-br-recordkeeping-principles. Australasian Digital Recordkeeping Initiative (2010). Advice on Managing the Recordkeeping Risks Associated with Cloud Computing, Version 1.0. Available at: http://prov.vic.gov.au/wpcontent/uploads/2011/05/ADRI_statement_re_cloud_computing_v1-0_July_2010.pdf. Bak, G. (2012) Continuous classification: capturing dynamic relationships among information resources. Archival Science 12,3: 287-318. Available through UBC library system online. Canadian Government Standards Board. (2005). Electronic records as documentary evidence (CAN/ CGSB -72.34-2005). Gatineau, QC: Canadian Government Standards Board. Available in the Koerner Library Reserve Collection. Cisco, S. (2008). “How to Win the Compliance Battle Using ‘Big Buckets’”, Information Management Journal, (July-August), available online at: http://content.arma.org/imm/JulyAug2008/How_to_win_the_compliance_battle.aspx. Coleman, L., Lemieux, V.L., Stone, R., and Yeo, G. (2011). Managing Records in Global Financial Markets: Ensuring Compliance and Mitigating Risk. London: Facet Publishing. Available in the Koerner Library Reserve Collection. Cox, R.J. (2001). Starting policy: Defining records. In Managing records as evidence and information (pp. 1-37). Westport, Conn.: Quorum Books. Available in the Koerner Library Reserve Collection. Cox, R.J. (2006). Seven paths to developing or sustaining RIM programs. The Information Management Journal 40(2), 48-57. Available at: http://www.arma.org/bookstore/files/Cox.pdf. Fischer, L. (2006). Condition critical: Developing records retention schedules. The Information Management Journal 40(1), 26-34. Available at: http://www.arma.org/bookstore/files/Fischer1.pdf. Force, D. (2010). From Peruvian guano to electronic records: Canadian e-discovery and records professionals. Archivaria 69, 49-75. Available in the Koerner Library or online with a student ACA membership at: http://journals.sfu.ca/archivar/index.php/archivaria/issue/view/451. Foscarini, F. (2009). Functional-based Records Classification Systems. An Exploratory Study of Records Management Practices in Central Banks. Unpublished Doctoral Dissertation, The University of British Columbia. Available at: https://circle.ubc.ca/bitstream/handle/2429/9310/ubc_2009_fall_foscarini_fiorella.pdf?sequence=1. International Council on Archives (ICA). (2008). Principles and functional requirements for records in electronic office environments. Available at: http://www.national.archives.gov.za/rms/functional_spec.htm. International Organization for Standardization (ISO). (2001). TC 46/SC 11. ISO 15489-1:2001 Information and documentation. Records management. Part 1: General. (1st ed.). Geneva, Switzerland: International Organization for Standardization. Available in the Koerner Library Reference Collection. International Organization for Standardization (ISO). (2001). TC 46/SC 11. ISO 15489-1:2001 Information and documentation. Records management. Part 2: Guidelines. (1st ed.). Geneva, Switzerland: International Organization for Standardization. Available in the Koerner Library Reserve Collection. International Organization for Standardization (ISO). (2006). TC 46/SC 11. ISO 23081:2006 Information and documentation. Records management processes. Metadata for records. Part 1: Principles. Geneva, Switzerland: International Organization for Standardization. International Organization for Standardization (ISO). (2008). ISO/TR 26122. Information and documentation. Work Process Analysis for Records. Geneva, Switzerland: International Organization for Standardization. Available in the Koerner Library Reserve Collection. International Organization for Standardization (ISO). (2010). TC 46/SC 11. ISO 30300-1: 2011. Information and documentation. Management systems for records. Part 1: Fundamentals and • • • • • • • • • • • • • vocabulary. Geneva, Switzerland: International Organization for Standardization. Available in the Koerner Library Reserve Collection. Jones, V.A., and Keyes, K.E. (2008). How to develop an emergency management plan. The Information Management Journal 42(2), 52-56, available at: http://content.arma.org/IMM/MarchApril2008/how_to_develop_an_emergency_management_plan.a spx. Kissel, R., Scholl, M., Skolochenko, S., Li, X. (2006). “Guidelines for Media Sanitization.” Gaithersburg, MD: Computer Security Division Information Technology Laboratory National Institute of Standards and Technology (NIST). Available at: http://csrc.nist.gov/publications/nistpubs/800-88/NISTSP800-88_with-errata.pdf. Lemieux, Victoria L. (2001) Let the Ghosts Speak: An Empirical Exploration of the Nature of the Record. Archivaria 51 (Spring 2001): 81-111. Available at: http://journals.sfu.ca/archivar/index.php/archivaria. Lemieux, V.L. (2010). The records-risk nexus: Exploring the relationship between records and risk. Records Management Journal 20(2), 199-216. Available online through the UBC library system. Montaña, J.C. (2009). Apples and oranges: Recordkeeping principles for transforming business practices. The Information Management Journal 43(3), 26-32, available at: http://content.arma.org/imm/MayJune2009/apples_and_oranges.aspx. Owen, M. and Raj, J. (2003). “BPMN and Business Process Management: Introduction to the new Business Process Modeling Standard.” Popkin Software. Available at: http://www.omg.org/bpmn/Documents/6AD5D16960.BPMN_and_BPM.pdf. Reed, B. (2005). Records. In S. McKemmish, M. Piggott, B. Reed & F. Upward (Eds.), Archives: Recordkeeping in Society (pp. 101-130). Wagga Wagga NSW: Charles Sturt University. Centre for Information Studies. Available at the Koerner Library Reserve Collection. Sabourin, P. (2001). Constructing a function-based classification system: Business activity structure classification system. Archivaria 51, 137-54. Available at: http://journals.sfu.ca/archivar/index.php/archivaria. Shepherd, E. & Yeo, G. (2003). Managing records: A handbook of principles and practice. London, UK: Facet. Available at the Koerner Library Reserve Collection. Upward, F. (2005). The Records Continuum. In S. McKemmish, M. Piggott, B. Reed & F. Upward (Eds.), Archives: Recordkeeping in Society (pp. 197-222). Wagga Wagga NSW: Charles Sturt University Centre for Information Studies. Available at the Koerner Library Reserve Collection. van Houten, C.G. (2010).Drafting a Function-Based File Classification Plan. Information Management Journal 44, 31+. Available at: http://content.arma.org/imm/JulyAug10/IMM0710draftingafunction-basedfileclassification.aspx. Yakel, E. (1996). The way things work: Procedures, processes, institutional records. The American Archivist 59, 454-64. Available at: http://www.jstor.org/discover/10.2307/40294013?uid=3739400&uid=2129&uid=2&uid=70&uid=3737 720&uid=4&sid=21102555246043. Yeo, G. (2008). Concepts of record (2): Prototypes and boundary objects. The American Archivist 71(1), 118-143. http://www.jstor.org/discover/10.2307/40294496?uid=3739400&uid=2129&uid=2&uid=70&uid=3737 720&uid=4&sid=21102555246043. 2. Recommended Readings • • • Alchemy Solutions Group, The. (2010). Email consolidation, record retention, archiving and ediscovery, and high availability. Andolsen, A. A. (2006). Will your records be there when you need them? The Information Management Journal 40(3), 56-61. Available at: http://www.arma.org/bookstore/files/Andolsen3.pdf. Atherton, J. (1993). From life cycle to continuum: Some thoughts on the records managementarchives relationship. In T. Nesmith (Ed.), Canadian Archival Studies and the Rediscovery of Provenance (pp. 391-402). Metuchen, N.J.: The Scarecrow Press. • • • • • • • • • • • • • • • • • • • • • • • • • • • Australian Government-National Archives of Australia. (2003). DIRKS: A strategic approach to managing business information (also known as the DIRKS Manual). Barnes, N.D. (2008). American national standards and the RIM industry: A primer. The Information Management Journal 42(6), 52-55. Campbell, N.J. (1998). Writing effective policies and procedures. Lenexa, KS: ARMA. Cisco, S. (2008). “How to Win the Compliance Battle Using ‘Big Buckets’”, Information Management Journal, (July-August), available online at: http://content.arma.org/imm/JulyAug2008/How_to_win_the_compliance_battle.aspx. Cummings, K. (2005). Metadata matters. In J. McLeod & C. Hare (Eds.), Managing electronic records (pp. 34-49). London: Facet Publishing. Cummings, K. (2010) Ways of seeing: contextualising the continuum. Records Management Journal 20,1. Department of Justice Canada. (2008). Canada Evidence Act (R.S., 1985, c. C-5). Department of Justice Canada. (2009). Privacy Act (R.S., 1985, c. P-21). Dietel, J.E. (2000). Improving corporate performance through records audits. The Information Management Journal 34(2), 18-26. Downing, L. (2006). Implementing EDMS: Putting people first. The Information Management Journal 40(4), 44-50. Duranti, L. (1989). The odyssey of records managers: From the dawn of civilization to the fall of the Roman Empire. Records Management Quarterly, 23(3), 3-10. Duranti, L. (1989). The odyssey of records managers: From the Middle Ages to modern times. Records Management Quarterly, 23(4), 3-10. Eastwood, T. (1992). The retention schedule in the integrated management of records. Archivum 39, 52-56. European Commission. (2008). Model requirements for the management of electronic records: MoReq2. Evans, F.B. (1984). Archivists and records managers: Variations on a theme. In M.F. Daniels & T. Walch (Eds.), A modern archives reader: Basic readings on archival theory and practice (pp. 2537). Washington, D.C.: National Archives and Records Service-U.S. General Services Administration. Fresko, M. (2008). MoReq2: The new model for developing, procuring electronic records management systems. The Information Management Journal 42(4), 62-66. Gunnlaugsdottir, J. (2009) The Human Side of ERMS: An Icelandic Study. Records Management Journal 19, 1, 54-72 Gunnlaugsdottir, J. (2012). Functional Classification Scheme for Records: FCS - A Way to Chart Documented Knowledge in Organizations. Records Management Journal 22, 2, 116 – 129. Healy, S. (2010). ISO 15489 Records Management: its development and significance. Records Management Journal 21, 1, 96-103. Hedges, Ronald, and Jeane Thomas. "Cooperative Process for Minimizing Discovery Burden, Expense." Information Management Journal 43, 2, HT10-HT12, 54. Henttonen, P. and Kettunen, K. (2011). Functional Classification of Records and Organisational Structure. Records Management Journal 212, 86-103. Hofman, H. (2006). Standards: Not ‘one size fits all’. The Information Management Journal 40(3), 36-45. Hofman, H. (2005). The use of standards and models. In J. McLeod & C. Hare (Eds.), Managing electronic records (pp. 18-33). London: Facet Publishing. Holsen, S. (2007). Freedom of information in the U.K., U.S., and Canada. The Information Management Journal 41(3), 50-55. Hurley, C. (1993). What, if anything, is a function? Archives and Manuscripts 21(2), 208-18. International Council on Archives (ICA). Committee on Current Records in the Electronic Environment. (2005). Electronic records: A workbook for archivists. Paris: International Council on Archives. International Organization for Standardization (ISO). (2007). TC 46/SC 11. ISO/TS 23081-2:2007. Information and documentation. Records management processes. Metadata for records. Part 2: • • • • • • • • • • • • • • • • • • • • • • • • • • Conceptual and implementation issues. Geneva, Switzerland: International Organization for Standardization. Joseph, P., Debowski, S., Goldschmidt, P. (2012). Paradigm shifts in recordkeeping responsibilities: implications for ISO 15489's implementation. Records Management Journal 22,1, 57-75. Kahn, R.A. (2006). The risk-cost retention model: A new approach to records retention. The Information Management Journal 40(3), 47-54. Ketelaar, E. (2005). Control through Communication’ in a Comparative Perspective,” Archivaria 60, 71-89 Lemieux, V.L. (2004). Managing risks for records and information. Lenexa, KSL ARMA. Lutzker, M. (1982). Max Weber and the analysis of modern bureaucratic organizations: Notes toward a theory of appraisal. The American Archivist 45, 119-30. Macintosh, S. & Real, L. (2007). DIRKS: Putting ISO 15489 to work. The Information Management Journal 41(2), 50-56. Maguire, R. (2005). Lessons learned from implementing an electronic records management system. Records Management Journal 15(3), 150-57. McLeod, J. (2003). Assessing the impact of ISO15489 – A preliminary investigation. Records Management Journal 13,2, 70-82. McLeod, J. & Hare, C. (Eds.). Managing electronic records. London: Facet Publishing. Montaña, J.C., Dietel, J.E. & Martins, C.S. (2006). Strategies for RIM program compliance with Sarbanes-Oxley. The Information Management Journal 40(6), 54-60. Montaña, J.C. (2007). The Sarbanes-Oxley Act: Five years later. The Information Management Journal 41(6), 48-53. Montaña, J.C. (2008). Legal implications for using big buckets. The Information Management Journal 42(Hot Topic Supplement), 13-15. Moss, M. & Tough, A. (Eds.). (2006). Record keeping in a hybrid environment: Managing the creation, use, preservation and disposal of unpublished information objects in context. Oxford, UK: Chandos. National Archives of Australia. (2003). Overview of classification tools for records management. Nesmith, T. (2008) Re-exploring the continuum, rediscovering archives. Archives and Manuscripts 36,2: 35-53. Office of the Privacy Commissioner of Canada. (2008). Personal information protection and electronic documents act. Statutes of Canada, 2000, c. 5. Oliver, G. (2004). Investigating information culture: A comparative case study research design and methods. Archival Science 4, 287-314. Open Text Corporation and Microsoft Corporation. (2007). Extending the value of Microsoft SharePoint in law firms with Open Text Legal Information Management: A joint whitepaper. Orr, S.A. (2005). Functions-based classification of records: Is it functional? (Master’s thesis, Northumbria University, 2005). Retrieved from http://tinyurl.com/26jfuuw. Prescott, D.R., & Hawkins, K. (2005). Functional requirements and attributes for records management in a component-based architecture: A technical report from the Records Management Service Component Program of the National Archives and Records Administration. July 20, 2005. Reed, B. (1997). Metadata: Core record or core business? Archives and Manuscript 25(2), 218241. Schellenberg, T.R. (1956). Record management. In Modern archives: Principles and techniques (pp. 31-110). Chicago: University of Chicago Press. Sedona Conference, The. (2008). The Sedona Canada principles: Addressing electronic discovery. Simons, N. (2009). Surviving a records audit: 6 steps to prepare your organization. The Information Management Journal 43(4), 48-52. Stephens, D.O. (2005). The why and how of international records retention. The Information Management Journal 39(5), 28-34. Stephens, D.O. (2005). Legal Issues. In J. McLeod & C. Hare (Eds.), Managing Electronic Records (pp. 101-114). London: Facet Publishing, 2005. • • • • • • • • • • • • Stephens, D.O. & Roberts, D. (1996). From Australia: The world’s first national standard for records management. Records Management Quarterly 30(4), 3-7, 62. Stephens, D.O. & Wallace, R.C. (2000). Electronic records retention: Fourteen basic principles. The Information Management Journal 34(4), 38-52. Strong, K.V. (1999). Integrating EDMS functionalities and RM principles. The Information Management Journal 33(3), 18-27. Todd, M. (2003). Business classification scheme design. Kew: The National Archives. Torres, T. (2006). Creating a process-focused retention schedule. The Information Management Journal 40(5), 62-69. United States Department of Defense. (2007). DoD 5015.02 STD: Design criteria standard for electronic records management software applications. Yakel, E. (2000). Knowledge management: The archivist’s and records manager’s perspective. The Information Management Journal 34(3), 24-30. Yates, J. (1985). Internal communication systems in American business structures: A framework to aid appraisal. The American Archivist 48(2), 141-58. Yates, J. (1989). Control Through Communication: The Rise of System in American Management. Baltimore: The Johns Hopkins University Press. Yeo, G. (2008). Concepts of Record (1): Evidence, Information, and Persistent Representations. American Archivist 70, 2, 315-343. Yeo, G. (2010) Nothing is the Same as Something Else: Significant Properties and Notions of Identity and Originality. Archival Science 10,2, 85-116. Yeo, G. (2011). Rising to the level of a record? Some thoughts on records and documents. Records Management Journal 21 (1), 8-27. Course Assignments, due dates and weight in relation to final course mark: Class Participation (This will be based on presentation to class on a topical RM issue from the RM listserv and participation in class discussion on these issues throughout the term) Mid-term Exam Final Paper 20% Throughout 40% 40% October 30 November 27 (Selection of Topic due by email to instructor by November 6) (Note: a 1% late penalty per day will be levied for assignments turned in past the due date up to a maximum of 5%, after which assignments will not be accepted unless there are exceptional circumstances) Course Schedule [week-by-week]: Sept. 4 Sept. 11 Sept. 18 Introduction to the course What is records management? History and development of records management Why records management? Records management frameworks and standards Aboriginal Truth and Shepherd and Yeo (2003) ch. 1. ARMA GARP principles (2009) and draft maturity model (2010); ISO 15489 (2001); ISO 30300 (2010). Classes cancelled. Sept. 25 Oct. 2 Oct. 9 Oct. 16 VisWeek: Instructor away Reconciliation Commission Day. For more information, see: http://irsi.aboriginal.ubc.ca What are we managing? What are records? The records life cycle and the records continuum Classification & Records Classification Systems An Overview The Functional Records Classification System Developing a Functional Records Classification System -Business Systems and Functional Analysis -Work Process Analysis -The Records Inventory Implementing a Functional Records Classification System Lemieux (2001); Reed (2005); Upward (2005); Yeo (2008). Bak (2012); Foscarini (2009), ch. 2; Shepherd and Yeo (2003), ch. 2 & 3. ISO 26122 (2008); Owens and Raj (2003); Sabourin (2001); van Houten (2010); Yakel (1996). Foscarini (2009), ch. 6; ICA (2008), pp. 5-40. Guest lecture to be presented by Marcel Roy, President, TRAC Records, Inc. Oct. 23 Oct. 30 Nov. 6 Nov. 13 Nov. 20 Determining retention periods and developing records retention schedules Fischer (2006); Shepherd and Yeo (2003), ch. 5. You should also read through the material on Research Resources on the website of the UBC Law Library: http://law.library.ubc.ca. Guest presentation by Sandra Wilkins, UBC Law Librarian MID-TERM EXAM No readings Legal and Regulatory Issues Managing the records life cycle -Records Creation and Capture -Storage, Maintenance and Use -Records Disposition RM Policies, Procedures, Standards and Guidelines Coleman et al (2011), ch. 2, 3, & 6; Force (2010). Final paper topic selection due. Notify instructor by email with subject heading: ARST516 Final Paper Topic Shepherd and Yeo (2003), chp. 4, 6 & 7; ISO (2006); Kissel et al. (2006). Cox (2001) and (2006); Montana (2009). Nov. 27 Risk Management and Final Review FINAL PAPER DUE Andolsen (2008); Australasian Digital Recordkeeping Initiative (2010); Lemieux (2010); Jones and Keyes (2008). Attendance: The calendar states: “Regular attendance is expected of students in all their classes (including lectures, laboratories, tutorials, seminars, etc.). Students who neglect their academic work and assignments may be excluded from the final examinations. Students who are unavoidably absent because of illness or disability should report to their instructors on return to classes.” Evaluation: All assignments will be marked using the evaluative criteria given on the SLAIS web site. Written & Spoken English Requirement: Written and spoken work may receive a lower mark if it is, in the opinion of the instructor, deficient in English. Access & Diversity: Access & Diversity works with the University to create an inclusive living and learning environment in which all students can thrive. The University accommodates students with disabilities who have registered with the Access and Diversity unit: [http://www.students.ubc.ca/access/drc.cfm]. You must register with the Disability Resource Centre to be granted special accommodations for any on-going conditions. Religious Accommodation: The University accommodates students whose religious obligations conflict with attendance, submitting assignments, or completing scheduled tests and examinations. Please let your instructor know in advance, preferably in the first week of class, if you will require any accommodation on these grounds. Students who plan to be absent for varsity athletics, family obligations, or other similar commitments, cannot assume they will be accommodated, and should discuss their commitments with the instructor before the course drop date. UBC policy on Religious Holidays: http://www.universitycounsel.ubc.ca/policies/policy65.pdf . Academic Integrity Plagiarism The Faculty of Arts considers plagiarism to be the most serious academic offence that a student can commit. Regardless of whether or not it was committed intentionally, plagiarism has serious academic consequences and can result in expulsion from the university. Plagiarism involves the improper use of somebody else's words or ideas in one's work. It is your responsibility to make sure you fully understand what plagiarism is. Many students who think they understand plagiarism do in fact commit what UBC calls "reckless plagiarism." Below is an excerpt on reckless plagiarism from UBC Faculty of Arts' leaflet, "Plagiarism Avoided: Taking Responsibility for Your Work," (http://www.arts.ubc.ca/arts-students/plagiarism-avoided.html). "The bulk of plagiarism falls into this category. Reckless plagiarism is often the result of careless research, poor time management, and a lack of confidence in your own ability to think critically. Examples of reckless plagiarism include: • Taking phrases, sentences, paragraphs, or statistical findings from a variety of sources and piecing them together into an essay (piecemeal plagiarism); • Taking the words of another author and failing to note clearly that they are not your own. In other words, you have not put a direct quotation within quotation marks; • Using statistical findings without acknowledging your source; • Taking another author's idea, without your own critical analysis, and failing to acknowledge that this idea is not yours; • Paraphrasing (i.e. rewording or rearranging words so that your work resembles, but does not copy, the original) without acknowledging your source; • Using footnotes or material quoted in other sources as if they were the results of your own research; and • Submitting a piece of work with inaccurate text references, sloppy footnotes, or incomplete source (bibliographic) information." Bear in mind that this is only one example of the different forms of plagiarism. Before preparing for their written assignments, students are strongly encouraged to familiarize themselves with the following source on plagiarism: the Academic Integrity Resource Centre http://help.library.ubc.ca/researching/academic-integrity. Additional information is available on the SAIS Student Portal http://connect.ubc.ca. If after reading these materials you still are unsure about how to properly use sources in your work, please ask me for clarification. Students are held responsible for knowing and following all University regulations regarding academic dishonesty. If a student does not know how to properly cite a source or what constitutes proper use of a source it is the student's personal responsibility to obtain the needed information and to apply it within University guidelines and policies. If evidence of academic dishonesty is found in a course assignment, previously submitted work in this course may be reviewed for possible academic dishonesty and grades modified as appropriate. UBC policy requires that all suspected cases of academic dishonesty must be forwarded to the Dean for possible action.
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