Scandinavian Journal of Psychology, 2013, 54, 401–406 DOI: 10.1111/sjop.12060 Personality and Social Psychology Empathy is a beautiful thing: Empathy predicts imitation only for attractive others BARBARA C. N. MÜLLER,1,2 MATTHIJS L. VAN LEEUWEN,2 RICK B. VAN BAAREN,2 HAROLD BEKKERING3 and AP DIJKSTERHUIS2 1 Department of Psychology, Ludwig Maximilian University, Munich, Germany Behavioural Science Institute, Radboud University Nijmegen, the Netherlands 3 Donders Institute for Brain, Cognition, and Behaviour, Radboud University Nijmegen, the Netherlands 2 M€uller, B. C. N., Van Leeuwen, M. L., Van Baaren, R. B., Bekkering, H. & Dijksterhuis, A. P. (2013). Empathy is a beautiful thing: Empathy predicts imitation only for attractive others. Scandinavian Journal of Psychology 54, 401–406. Research shows that we spontaneously imitate people. Moreover, empathy predicts the degree of this non-conscious imitation. Little is known, however, if or how this expression of empathy is influenced by stable physical characteristics of our interaction-partners. In two studies, we tested whether attractiveness of others moderated the relation between empathy and imitation. While seeing a woman performing joystick movements, participants either imitated, or non-imitated these movements. Results showed that the higher participants empathy score, the faster they imitated an attractive person. The level of empathy did not predict the degree of imitation of unattractive targets. The findings demonstrate that the expression of empathy through imitation can be moderated by attractiveness, thereby introducing a new dimension to the conditionality of empathy. Key words: Empathy, imitation, attractiveness. Barbara C. N. Müller, Department of Psychology, Ludwig Maximilian University, Leopoldstrasse 13, 80802 Munich, Germany. Tel: + 49 2180 5151; e-mail: [email protected] INTRODUCTION Empathic responding is not a static trait but has been shown to be more malleable than previously thought. For example, it was shown that the prosocial consequences of empathy are moderated by perceived similarity to oneself (Maner, Luce, Neuberg, Cialdini, Brown & Sagarin, 2002). These authors demonstrated that participants high in empathy were more willing to help another person. However, this relationship was completely moderated by perceived similarity. Furthermore, several neuroimaging studies have shown that group membership seems to play an essential role in empathic responding (Campbell & de Waal, 2011; Mathur, Harada, Lipke & Chiao, 2010; Xu, Zuo, Wang & Han, 2009). For example, Xu and colleagues (2009) looked at the activity of the anterior cingulate cortex (ACC), an area that is assumed to play a role in the empathic neural responding of pain. The authors found that observation of out-group members’ pain elicited significant less ACC activity then observation of ingroup members’ pain. The above suggests that indeed, similarity and group membership can influence the expression of empathy. Additionally, behavioral studies and fMRI studies demonstrated that emotional closeness plays an important role in empathic responding (Beeney, Franklin, Levy & Adams, 2011; Norscia & Palagi, 2011). An important but unanswered question, however, is whether highly empathic people feel and react equally caring towards all people. One expects people high in empathy to be so irrespective of the target, but could it be that their response is conditional upon certain, often situation irrelevant, characteristics of the person they are interacting with? For example, we know that people are automatically evaluated on the basis of their appearance. Research has shown that one highly salient and influential physical characteristic is attractive© 2013 The Scandinavian Psychological Associations ness. Interestingly, research suggests a possible universal standard for judging who is attractive and who is not (Langlois, Kalakanis, Rubenstein, Larson, Hallam & Smoot, 2000). The authors show that both cross-cultural and cross-ethnic analyses reveal that people highly agreed on attractiveness ratings, which questions the common assumption that attractiveness is culturally unique. We seem to favor attractive people, and the axiom “What is beautiful is good” (Dion, Berscheid & Walster, 1972) is substantiated by scientific evidence. Implicitly and immediately someone’s beauty is associated with positivity (e.g., Olson & Marshuetz, 2005; van Leeuwen & Macrae, 2004), attractive people are evaluated more positively, and perceived as more social, intelligent, and extraverted (Langlois et al., 2000). In addition to the obvious advantages for procreation, attractive people earn more money, and tend to secure better jobs (Cann, Siegfried & Pierce, 1981; Frieze, Olson & Russell, 1991). Recent research demonstrated that attractive individuals’ artefacts are copied more often than unattractive individuals, even when there is no apparent benefit to do so (van Leeuwen, Veling, van Baaren & Dijksterhuis, 2009). Considering the wide range of positive effects of attractiveness on our judgement and behavior towards others, it may be an important factor that moderates the expression of empathy. Exploring this issue could make a more nuanced contribution to the literature of empathy and how it drives behavior. A first step in the empathic process is often regarded to be the tendency of humans and primates to automatically imitate (Demuru & Palagi, 2012; Norscia & Palagi, 2011; Preston & de Waal, 2002; Paukner et al., 2009). Work on “mirror-neurons” has also contributed to the idea that certain neurological structures are both active when we observe someone else performing a behavior, and when we perform that behavior ourselves 402 B. C. N. M€uller et al. (e.g., Iacoboni, Woods, Brass, Bekkering, Mazziotta & Rizzolatti, 1999). It has been suggested that such a perception-action coupling helps to understand others actions, intentions, and emotions (e.g., Dijksterhuis & Bargh, 2001; Preston and De Waal, 2002; Prinz, 1990). This matches with findings showing that we use our motor representations to observe and interpret the emotional states of others (Bavelas, Black, Lemery & Mullett, 1987; Decety & Jackson, 2004). From this perspective, imitation is a means towards the experience of empathy and empathic understanding (e.g., Dapretto et al., 2006). It is partly through doing what others do that we can experience what they experience. Interestingly, research has also shown that imitation can be viewed as a consequence of empathy: empathic people imitate more. An interaction between trait empathy and spontaneous imitation was demonstrated in research by Chartrand and Bargh (1999). Participants who scored high on the cognitive facet of empathy, that is, perspective taking, unconsciously imitated the behavior of the confederate more than those who did not. In addition, research demonstrated that the presence of affiliation cues in the environment increases imitation behavior (Cheng & Chartrand, 2003), as well as increased similarity between interaction partners (Gueguen & Martin, 2009). In addition, research has shown that mimicry behavior differs depending on whether people come from an individualistic or collectivistic culture (van Baaren, Maddux, Chartrand, de Bouter & van Knippenberg, 2003). People who were either primed with interdependency or came from an Eastern culture mimicked a confederate more than people from a Western culture. Imitation can thus work as a “social glue” that binds us together: imitation increases our empathy for others, and the more we empathize with others, the more we mimic (Lakin, Jefferis, Cheng & Chartrand, 2003). This link between imitation and empathy is not only true for humans, but can also be found in other primate species. For example, a perfect fit in yawn contagion, a sign of empathic responding, it has been observed among female baboons (Palagi, Leone, Mancini & Ferrari, 2009). To test the moderating effect of attractiveness on empathic responding, an obvious starting point is to examine one of the first basic stages of the empathic expression process postulated by the perception-action hypothesis: automatic imitation (e.g., Preston & De Waal, 2002). If empathic people automatically empathize more with attractive compared to unattractive individuals, imitation of attractive individuals should be facilitated. To test this, we conducted two experiments, both involving a basic motor imitation task. Perspective taking and empathic concern (Davis, 1983), the two sub-concepts mainly used in imitation research, were assessed to measure empathy. Thereby, Perspective taking measures the tendency to spontaneously adopt the psychological point of view of others, and is associated with better social functioning (Piaget, 1932). In addition, “perspective-taking ability should allow an individual to anticipate the behavior and reactions of others, therefore facilitating smoother and more rewarding interpersonal relationships” (Davis, 1983, p. 115). Empathic concern, on the other side, assesses otheroriented feelings of sympathy, warmth, and concern for others. Scores on empathic concern are related to measures that reflect a concern for other people. Thus, the perspective taking sub-scale measures how often people report adopting the perspective of © 2013 The Scandinavian Psychological Associations Scand J Psychol 54 (2013) another person, while empathic concern focuses on feelings for other people in need. Both sub-scales are often used in research about the link between imitation and empathy (e.g., Chartrand & Bargh, 1999; Pfeifer, Iacoboni, Mazziotta & Dapretto, 2008). In Experiment 1, participants saw pictures of either an attractive or unattractive woman pulling and pushing a joystick, after which their tendency to imitate the target woman was measured. EXPERIMENT 1 Method Participants. Thirty-seven white students from the Netherlands (30 women) participated in return for either course credit or €4. Two participants were excluded due to problems during data collection. All participants were right-handed. Materials – imitation task. Participants performed a joystick-task to measure the speed of automatic imitative movements. The joysticks were specifically designed so they could only be moved backwards or forwards. A trial consisted of a two-picture sequence of a woman moving the joystick from a neutral position either from or toward herself. The first picture always showed the woman holding the joystick in a neutral position. The second picture depicted the woman holding the joystick in either a forward or backward position, which gave the illusion of either forward or backward movement. Additionally, on the second picture, a cue was presented (a black star or a black circle) to which participants had to respond with either a pulling or a pushing movement. The first picture was presented for 500 ms, followed by a movement picture that stayed on-screen for 1500 ms. Between trials, a fixation cross was presented for 1000 ms. Half of the participants saw an attractive female, the other half saw an unattractive female. The unattractive female was constructed using make up on a confederate manipulating facial features that increased facial asymmetry, eyebrow hairgrowth, and the appearance of unhealthy skin (important features of attractiveness; see Rhodes, 2006). The attractive female was constructed using the face of a model on the body of the original confederate using Adobe Photoshop CS2 (Figure 1). Questionnaire. We used the shorted version of the official subscales of a Dutch translation of the IRI as a basis (De Corte, Buysse, Verhofstadt, Roeyers, Ponnet & Davis, 2007), and subsequently formulated new questions which were matched in content to assess empathic concern (e.g., “I often have tender, concerned feelings for people less fortunate than me.”; “Other people’s misfortunes do not usually disturb me.”; “I am often quite touched by things that I see happen.”), and perspective taking (e.g., “When I’m upset at someone, I usually try to “put myself in his shoes” for a while.”; “Before criticizing somebody, I try to imagine how I would feel if I were in their place.”; “I sometimes find it difficult to see things from the ‘other guy’s point of view.”). Procedure. Participants were seated in front of a computer with the joystick placed in front of the screen, and were instructed to hold the joystick with their dominant right hand. They were told that a person moving a joystick back and forth would appear on Empathy, imitation and attractiveness 403 Scand J Psychol 54 (2013) Fig. 1. Sample images from the unattractive and attractive conditions in experiment 1. Left: The unattractive target person pulling the joystick towards herself including a star instructing the participant to move the joystick backwards. Right: The attractive target person pushing the joystick away from herself including a circle instructing the participant to move the joystick forwards. the screen and that, as each movement on-screen was initiated, either a star or a circle would appear on the joystick. When a star appeared, they had to move their joystick towards themselves. When a circle appeared, they had to move their joystick away from themselves. It was emphasized that movements made by the woman on the screen were irrelevant to how they should move and they should only focus on the symbol indicating which movement to perform. The combination of the joystick movement made by the woman on the screen, and movements made by the participants resulted in four possible combinations: Congruent-pull (both the target person and the participant pulled); congruent-push (both the target person and the participant pushed); incongruent-pull (the target person pushed but the participant pulled); and incongruent-push (the target person pulled but the participant pushed). Thus, in two possible combinations, the participants had to imitate the target, and in the other two possible combinations, they performed a movement complementary to the movement of the target. Reaction times were measured for congruent and incongruent trials, and difference scores were calculated by subtracting incongruent trials from congruent trials, which means that the lower the difference score, the faster the participants were in imitating the target person. Participants were randomly assigned to one of the two conditions. Before the experimental trials, all participants were given 20 practice trials with error feedback. Next, there were 60 experimental trials with no error feedback. Finally, after an unrelated filler task, participants were presented with the two sub-scales of empathy, perspective taking (e.g., “I sometimes try to understand my friends better by imagining how things look from their perspective.”), and empathic concern (e.g., “I often have tender, concerned feelings for people less fortunate than me.”).1 RESULTS AND DISCUSSION A pilot study revealed that people scored the attractive female significantly more attractive than the unattractive female on a 10-point scale (M = 6.9 and M = 2.8, respectively), t(39) = 11.82, p < 0.001. Response errors and all reaction times above 2000 ms and below 100 ms were omitted from the analysis. Mean RTs were calculated for both congruent (imitative) trials and motor incon© 2013 The Scandinavian Psychological Associations gruent (non-imitative) trials.2 Subsequently, difference scores were calculated by subtracting incongruent trials from congruent trials; the lower the difference score, the faster the participants were in imitating the target person. No participants had mean RTs more than 3SD above or below the group mean. Prior to the main analysis, a reliability analysis was done on the perspective taking and empathic concern sub-scales of the IRI. By using a subset of these items for each scale, their homogeneity was maximized. Perspective taking (using five of the 11 sub-scale items) resulted in a maximum alpha of 0.72; and empathic concern (using three of the seven sub-scale items) resulted in maximum alpha of 0.54. Perspective taking and empathic concern were not significantly correlated. Emphatic concern The effect of attractiveness (attractive vs. unattractive) on the movement time difference scores was examined in a one-way ANCOVA with empathic concern as a full-model covariate. Preliminary analyses showed no effects of sex of the participant (F < 1) and thus, for the remainder of the analysis, the data were collapsed across this factor. No main effects of attractiveness were found, F < 1. There was a marginally significant main effect of empathic concern, F(1,33) = 4.94, p = 0.07, gq² = 0.09, and a regression analysis showed that increases in empathic concern predicted an increase in imitation, b = 0.417, t(35) = 2.77, p = 0.01, R2 = 0.17. This effect was qualified, however, by a significant interaction of attractiveness and empathic concern, F(1,33) = 4.94, p < 0.05, gq² = 0.13. To clarify this effect, separate regression analyses were conducted for the attractive and for the unattractive condition with empathic concern as a predictor. The analysis revealed that increases in empathic concern significantly predicted the tendency to imitate the attractive target, b = 0.696, t(17) = 4.00, p < 0.001, R2 = 0.48, whereas there was no such effect for the unattractive target, F < 1 (see Figure 2a). Perspective taking The effect of attractiveness (attractive vs. unattractive) on the difference scores was examined in a one-way ANCOVA with perspective taking as a full-model covariate. Preliminary analyses showed 404 B. C. N. M€uller et al. (a) Scand J Psychol 54 (2013) the attractive and unattractive person was created out of an identical image, to rule out any confounding physical factors between targets. EXPERIMENT 2 Method Participants. Sixty-four white students from the Netherlands (48 women; age range 18–36 years) participated in return for either €4 or course credit. All participants were right handed. (b) Materials and procedure. The experimental procedure was identical to that of Study 1 with a few exceptions. This time, both attractiveness conditions used images of the same person. However, before use in the unattractive condition, the target person’s face was manipulated in Adobe Photoshop CS2 by introducing increased asymmetry, increased facial hair and more skin impurities. Furthermore, the cue location was changed from the joystick to the upper chest for both stimuli to make sure participants’ attention was close to the face. Results Fig. 2. Regression lines for imitation speed of the attractive and unattractive target woman in experiment 1. Lower scores on the Y-axis indicate faster imitation movements non-imitation movements. (a) Increases in empathic concern lead to faster imitation RTs for the attractive target, (b) increases in perspective taking lead to faster imitation RTs for the attractive target and marginally slower RTs to the unattractive target. no effects of sex of the participant (F < 1), and for the remainder of the analysis, the data were collapsed across this factor. No main effects of attractiveness or perspective taking were found, Fs < 1. Importantly however, the results showed a significant interaction effect between attractiveness and perspective taking, F(1,33) = 6.89, p < 0.02, gq² = 0.17. As before, to further clarify this effect, separate regression analyses were conducted for each attractiveness condition with perspective taking as the predictor. This revealed that increases in perspective taking predicted an increase in the speed that people imitate an attractive target, b = 0.443, t(17) = 2.04, p = 0.057, R2 = 0.20 (see Figure 2b). Conversely, there was a marginal effect suggesting that increases in perspective taking may predict decreases in the tendency to imitate an unattractive target, b = 0.413, t(16) = 1.81, p < 0.089, R2 = 0.17. Thus, seemingly people high in empathy have a greater tendency to imitate an attractive person compared to those who are not. Interestingly, the effects were obtained for empathic concern and, although somewhat weaker, for perspective taking. However, at least for empathic concern, analysis revealed a marginal significant effect of attractiveness, which might be confounding our results. Additionally, we used different stimulus persons for the attractive and unattractive conditions. In our second study, © 2013 The Scandinavian Psychological Associations A manipulation check, using a 10-point scale, confirmed that the attractive face was rated as significantly more attractive than the unattractive face (M = 6.9 and M = 2.3, respectively), t(63) = 17.52, p < 0.001. Response errors and all reaction times above 2000 ms and below 100 ms were omitted from the analysis. Mean RTs were calculated as in Study 1. One participant had a mean RT more than 6SDs above average and was excluded from further analyses. No other participants had mean RTs more than 3SDs above or below the group mean. Prior to the main analysis, a reliability analysis was done. Perspective taking (using 10 of the 11 subscale items) resulted in a maximum alpha of 0.78; empathic concern (using three out of seven sub-scale items) resulted in a maximum alpha of 0.74. Perspective taking and empathic concern were not significantly correlated. Preliminary analyses showed no effects of sex (F < 1) and thus, for the remainder of the analyses, the data were collapsed across this factor. Emphatic concern To main effects of attractiveness or empathic concern were found, Fs < 1. However, the results yielded a significant interaction between attractiveness and empathic concern, F(1,60) = 4.48, p < 0.04, gq² = 0.07. Separate regression analyses were conducted for the attractive and the unattractive condition with empathic concern as the predictor. This revealed that while empathic concern was positively associated with the tendency to imitate the attractive target, b = 0.438, t(30) = 2.67, p < 0.02, R2 = 0.44, there was no such evidence for the unattractive target, F < 1 (see Figure 3). Perspective taking Next, the effect of attractiveness (attractive vs. unattractive) on the difference scores was examined in a one-way ANCOVA Empathy, imitation and attractiveness 405 Scand J Psychol 54 (2013) Fig. 3. Regression lines for imitation speed of the attractive and unattractive target woman in experiment 2. Lower scores on the Y-axis indicate faster imitation movements non-imitation movements. Increases in empathic concern indicated faster imitation of the attractive target. with perspective taking as a full-model covariate. Interestingly, the results showed no significant interaction effect between Attractiveness and Perspective taking, F < 1. General Discussion The present studies were designed to test whether people high in empathy imitate attractive people to the same extent as unattractive ones. The findings support our hypothesis that empathic responding through imitation is moderated by target attractiveness. In both experiment 1 and experiment 2, we found an interaction between empathic concern and imitation: the higher in empathic concern people are, the more they imitate attractive targets, but this was not the case for less attractive targets. Additionally, a similar effect was found for perspective taking in the first study. Together, these data add to the few studies showing that empathy might be more malleable than previously thought, and is to a much lesser extend a static trait (e.g., Maner et al., 2002; Mathur et al., 2010; Simpson, Blackstone & Ickes, 1995; Xu et al., 2009; see also Campbell & de Waal, 2011). Given that imitation effects are stronger in collectivistic countries, it might be that the effects found in the present research will be even stronger in these countries. Our findings demonstrated a moderating effect of empathic concern. However, the effects of perspective taking were less stable, and only observed in experiment 1. There is contradictory evidence for the moderating effects of cognitive and emotional components of empathy on imitation. Whereas research on spontaneous imitation behavior found an influence of perspective taking on imitation (Chartrand & Bargh, 1999), studies in which participants were instructed to imitate obtained evidence for the influence of empathic concern (e.g., Pfeifer et al., 2008). Given these mixed findings, further research is necessary to clarify this issue. Furthermore, we did not find a main effect of attractiveness on imitation, which has been found in earlier research (van Leeuwen et al., 2009). This may lie on different ways of operationalize imitation behavior: while van Leeuwen and colleagues looked at non-motor mimicry, that is, imitation of art pieces, we investigated motor mimicry. This issue needs also further investigation in the future. © 2013 The Scandinavian Psychological Associations While some may expect there to be a difference for men and women in how they are influenced by an attractive or unattractive woman, recent studies on automatic appraisal of attractiveness neither found effects of participant gender (e.g., Cloutier, Heatherton, Whalen & Kelley, 2008; Olson & Marshuetz, 2005; van Leeuwen & Macrae, 2004; van Leeuwen et al., 2009). A recent paper suggests that mating-relevant processing of attractive faces most likely happens only when normal holistic perception of a face is disrupted and becomes featural (Franklin & Adams, 2009). We are currently investigating if there is a differential sex effect in automatic evaluation and responding to attractive men and women. However, the basic finding that empathy moderates the degree to which we imitate people based on their attractiveness, and the fact that imitation leads to rapport and liking, creates more favorable circumstances for attractive people (e.g., Gueguen & Martin, 2009; K€ uhn, M€ uller, van Baaren, Wietzker, Dijksterhuis & Brass, 2010; Lakin & Chartrand, 2003; M€ uller et al., 2012). This effect could potentially create a negative “status quo” in our perception of unattractive people. Attractive people are imitated more because they are liked more and as a consequence are liked more because we imitate them more, but unattractive people would not benefit from this process. Together, the findings suggest that the expression of empathy through imitation is moderated by target attractiveness, thereby introducing a new dimension to the conditionality of empathy. It seems that empathy because it is defined by the attention we pay to others may make us more sensitive to the characteristics of those we interact with. This research was conducted at the Behavioral Science Institute of the Radboud University Nijmegen, the Netherlands. We thank Hanneke Ribberink for her help in collecting the data of experiment 1. NOTES 1 Fantasy and personal distress were not included as these IRI scale subtypes types were not considered relevant for the hypotheses regarding this study and have not previously been shown to influence imitation (Chartrand & Bargh, 1999). 2 In both experiments preliminary analyses were conducted for general approach (trials when participant pulled the joystick) and avoidance (trials when participant pushed the joystick). 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