University of Akureyri Faculty of Natural Resources 33 Metabolic pathways and biofuel production from lignocellulosic biomass by thermophilic anaerobes isolated from Icelandic hot springs Sara Lind Jónsdóttir Faculty of Natural Resources School of Business and Natural Science Sara Lind Jónsdóttir | BSc Biotechnology University of Akureyri 2014 i University of Akureyri Faculty of Natural Resources Metabolic pathways and biofuel production from lignocellulosic biomass by thermophilic anaerobes isolated from Icelandic hot springs Sara Lind Jónsdóttir A 12 ECTS Bachelor‘s thesis in B.Sc. Biotechnology Supervisor Dr. Jóhann Örlygsson Professor and Dean of the Faculty of Biotechnology Faculty of Natural Resources School of Business and Natural Science University of Akureyri Akureyri, April 2014 Sara Lind Jónsdóttir | BSc Biotechnology i University of Akureyri Faculty of Natural Resources I hereby attest that I am the author of the dissertation herein and that it is a product of my own academic research from the autumn of 2013 and the spring of 2014. _____ Sara Lind Jónsdóttir____________ Signature, date and place I hereby certify that the dissertation successfully fulfills the requirements to complete the Bachelor of Science in Biotechnology at the University of Akureyri. ______________Jóhann Örlygsson_____________ Signature, date and place Sara Lind Jónsdóttir | BSc Biotechnology ii University of Akureyri Faculty of Natural Resources Metabolic Pathways and Biofuel Production from Lignocellulosic Biomass by Thermophilic Anaerobes isolated from Icelandic hotsprings Metabolic Pathways and Biofuel Production from Lignocellulose by Thermophiles 12 ECTS thesis for Baccalaureaus Scientiae in Biotechnology Copyright © 2014 Sara Lind Jónsdóttir All rights reserved School of Business and Science Faculty of Natural Resource Sciences University of Akureyri Sólborg, Norðurslóð 2 600 Akureyri Tel: +354 460 8000 Registration information: Sara Lind Jónsdóttir, 2014 Metabolic Pathways and Biofuel Production from Lignocellulosic Biomass by Thermophilic Anaerobes isolated from Icelandic hot springs Bachelor thesis, School of Business and Science Faculty of Natural Resource Sciences University of Akureyri, 61 pp. Printed by Háskólaprent Reykjavík, April 2014 Sara Lind Jónsdóttir | BSc Biotechnology iii University of Akureyri Faculty of Natural Resources Abstract The present investigation is, firstly, a literature review of most current studies on biofuel production (e.g. ethanol, hydrogen and methane) from lignocellulosic biomass and the use of the isolated thermophilic anaerobic strains from Icelandic hot springs in the process. Various factors affect the production of biofuels from lignocellulosic biomass including partial pressure of hydrogen, initial concentration of lignocellulosic hydrolysates, acidity and alkalinity of pretreatment, inhibitory effects of end-product formation and enzymes used. Good ethanol and hydrogen yields depend greatly on optimising these factors and the use of the suitable lignocellulosic hydrolysate. Thermoanaerobacterium strain AK17 has the highest ethanol yield of 5.5 mM g sugar-1 from 2.5 g L-1 grass hydrolysate, followed by Thermoanerobacter strain AK5 with ethanol yield of 4.4 mM gsugar-1 from grass hydrolysates. Thermoanaerobacter strain GHL15 has the highest hydrogen yield of 7.6 mM g sugar-1 from grass hydrolysates followed by Clostridium strain AK14 with 6.23 mM g sugar-1 also from grass hydrolysates. Fermentative performance of the methane-producing strains isolated in Iceland is yet to be studied and published. Secondly, biofuel production processes are reviewed in the paper. Several challenges concerning the upscaling and the high cost of pretreatment are presented. Keywords: Thermophilic anaerobic bacteria, biofuel, lignocellulosic biomass, renewable, Iceland Sara Lind Jónsdóttir | BSc Biotechnology iv University of Akureyri Faculty of Natural Resources Acknowledgments I would like to thank my professor and supervisor Dr. Jóhann Örlygsson for the opportunity to work on this project. My family for endless support and compassion. And David Glaser for the unsurmountable encouragement, inspiration and love. Sara Lind Jónsdóttir | BSc Biotechnology v University of Akureyri Faculty of Natural Resources Útdráttur Verkefnið er fyrst og fremst heimildarritgerð á nýjustu rannsóknum á lífeldsneytisframleiðslu (etanól, vetni og metan) úr flóknum lífmassa og notkun einangraðra hitakæra baktería úr íslenskum hverum í framleiðsluferlinu. Mismunandi þættir hafa áhrif á lífeldsneytisframleiðslu úr flóknum lífmassa s.s. hlutþrýstingur vetnis, upphafsstyrkur flókins lífmassa, formeðhöndlun með sýru- og basa, hrindrunaráhrif lokaafurða, og ensím sem eru. Góð etanól og vetnisnýting er háð því að hámarka þessa mismunandi þætti og hvaða lífmassi er notaður. Thermoanaerobacterium stofn AK17 hefur hæstu etanól nýtingu 5.5 mM g sugar-1 við 2.5 g L-1 upphafsstyrks úr gras hydrolysati. Næstur er Thermoanerobacter stofn AK5 með etanól gildi 4.4 mM g sugar-1 úr grashydrolysati. Thermoanaerobacter stofn GHL15 er með hæstu vetnisnýtingu, 7.6 mM g sugar-1 úr grashydrolysati. Síðan er Clostridium stofn AK14 með 6.23 mM g sugar-1 einnig úr gras hydrolysati. Metanframleiðsla hjá metanframleiðandi hitakærum baktería sem einangraðar eru á Íslandi hafa ekki verið rannsakaðar og birtar. Einnig er farið í mismunandi framleiðsluferla til að búa til lífeldsneyti í ritgerðinni, sérstaklega m.t.t. hugsanlega erfiðleika við uppskölun og kostnað af formeðhöndlun. Lykilorð: hitakærar bakteríur, lífeldsneyti, loftfirrtar bakteríur, einangraðar á Íslandi, flókinn lífmassi Sara Lind Jónsdóttir | BSc Biotechnology vi University of Akureyri Faculty of Natural Resources Table of Contents Background and research objectives .......................................................................................... 1 Introduction ................................................................................................................................ 3 Iceland and renewable energy ................................................................................................ 4 Biomass ...................................................................................................................................... 5 Biofuels .................................................................................................................................... 12 Metabolic Pathways: Fermentation .......................................................................................... 14 Thermophilic Anaerobes – the background ............................................................................. 17 Thermophilic Anaerobes from Icelandic Hot Springs ............................................................. 22 Bioprospecting Icelandic Hot Springs .................................................................................. 23 Process of Isolation .................................................................................................................. 28 Ethanol-Producing strains isolated in Iceland .......................................................................... 29 Hydrogen-producing strains isolated in Iceland ....................................................................... 32 Methane-producing strains isolated in Iceland ......................................................................... 35 Effects of Different Factors on the yield .................................................................................. 37 Upscaling .................................................................................................................................. 41 Biofuel Plants of the future ...................................................................................................... 42 Improvement strategies......................................................................................................... 44 Pros and cons of using thermophiles for biofuel production ................................................... 45 Genetic engineering of thermophiles ....................................................................................... 46 Discussion ................................................................................................................................ 47 Concluding Remarks ................................................................................................................ 49 Bibliography ............................................................................................................................. 50 Appendix I ................................................................................................................................ 60 Appendix II .............................................................................................................................. 61 Sara Lind Jónsdóttir | BSc Biotechnology vii University of Akureyri Faculty of Natural Resources List of Figures Figure 1. Renewable energy share of global final energy consumption, 2009........................................ 3 Figure 2. Primary energy use in Iceland .................................................................................................. 4 Figure 3. Major components of plant cells: lignin, hemicellulose, cellulose .......................................... 5 Figure 4. Cellulose: glucose monomers linked by β-1,4 glycosidic bonds within units and hydrogen bonds between. ........................................................................................................................................ 6 Figure 5. Chemical structure of xylan. .................................................................................................... 7 Figure 6. Lignin precursors: (a) p-coumaryl alcohol, (b) coniferyl alcohol and (c) sinapyl alcohol ...... 8 Figure 7. A simplified scheme of glucose degradation to various end-products................................... 14 Figure 8. Stage I and II in glycolysis – Preparation and Oxidation.......................................................15 Figure 9. Stage III – Reduction. Ethanol, hydrogen, carbon dioxide and organic acids formation ......15 Figure 10. Anaerobic digestion: hydrolysis, fermentation, methanogenesis.........................................16 Figure 11. A map of geothermal fields in Iceland and the isolation location of biofuel-producing thermophilic anaerobes .........................................................................................................................22 Figure 12. Upscaling .............................................................................................................................41 Figure 13. Cellulosic ethanol production model....................................................................................42 Figure 14. Diagram of ethanol production from lignocellulosic biomass .............................................43 List of Tables Table 1. Ethanol-producing thermophilic strains isolated by researchers at the University of Akureyri ............................................................................................................................................................... 25 Table 2. A summary of best biofuel-producing substrates with each isolated thermophilic anaerobe . 40 Appendices Appendix I. Profiles for anaerobic digestors.........................................................................................60 Appendix II. Minimum inhibitory concentrations of ethanol for seven thermophilic bacterial strains.....................................................................................................................................................61 Sara Lind Jónsdóttir | BSc Biotechnology viii University of Akureyri Faculty of Natural Resources Background and research objectives The research question of this paper is: Are thermophilic anaerobes isolated from Icelandic hot springs ideal candidates for pretreatment for the biofuel production from lignocellulosic biomass? The objective of this research is therefore twofold. Firstly, to do a literature study of most current research on biofuel production (e.g. ethanol, hydrogen and methane) from lignocellulosic biomass with thermophilic bacteria isolated from hot springs in Iceland. As a result of the investigation, an overview of Icelandic thermophilic anaerobic strains that are promising candidates for biofuel production is provided. Secondly, to investigate and analyse the process of biofuel production with thermophilic anaerobes. This will be done by investigating the pilot scale processes, challenges of upscaling, and its potential for the future. Sara Lind Jónsdóttir | BSc Biotechnology 1 University of Akureyri Faculty of Natural Resources “Progress means getting nearer the place you want to be. And if you take a wrong turning, then to go forward does not get you any nearer. If you are on the wrong road, progress means doing an about face and walking back to the right road, and in that case the man who turns back the soonest is the most progressive man.“ (C S Lewis in “Mere Christianity“) Sara Lind Jónsdóttir | BSc Biotechnology 2 University of Akureyri Faculty of Natural Resources Introduction Global greenhouse emissions as a result of industrialisation since the 19th century and the consequential climate change are amongst mankind‘s biggest challenges. According to the United Nations Framework Convention on Climate Change (‘Climate Convention‘), its ultimate objective is “ to [stabilise] greenhouse gas concentrations in the atmosphere at a level that would prevent dangerous anthropogenic interference with the climate system.“ Global greenhouse gas emissions amount to 50.1 gigatonnes of carbon dioxide equivalent (GtCO2e) per year (range 45.6-54.6 GtCO2e per year) as of 2010 (UNEP, 2013). The power sector produces the highest emission of greenhouse gases in the atmosphere and therefore have the highest emission reduction potential in 2020 of 2.2-3.9 GtCO2e per year. The manufacturing industry has the second highest emission reduction potential or 1.5-4.6 GtCO2e per year, followed by transportation with 1.7-2.5 GtCO2e per year. Waste has around 0.8 GtCOse per year emission reduction potential (UNEP, 2013). Renewable energy source is an expanding energy sector that is of vital importance in addressing the challenge of greenhouse gas emission reduction (Figure 1). An estimated 19% of global energy consumption is accounted for renewable energy source. Renewables represent rapid growth of total energy supply, including heat and transport, in countries such as the United States (10.9%), China (9%), Germany (11%), Denmark (22%), Portugal (21%), Spain (15.4%), and Ireland (10.1%) (REN21, 2013). Figure 1. Renewable energy share of global final energy consumption, 2011 (REN21, 2013) Sara Lind Jónsdóttir | BSc Biotechnology 3 University of Akureyri Faculty of Natural Resources Iceland and renewable energy Iceland is an island situated in the North Atlantic just south of the Arctic Circle. It is located on a geological hotspot in the Mid-Atlantic Ridge making the country volcanically active with an average eruption every five years. As a northern country, Iceland‘s landmass is covered by glaciers which form powerful rivers from the ice caps. These geographical characteristics of the country made Iceland uniquely abundant with both geothermal resource and hydropower (NEA, 2013). Geothermal and hydropower account for more than 70% of Iceland‘s primary energy consumption. The period between 1940 and 2010 shows a dramatic increase in national energy consumption. Most of the energy in 1940 was obtained from coal (Figure 2). In the year 2006, in contrast, 60% of the primary energy consumption is geothermal and 15% is hydropower. The rest is mainly oil for transportation of vehicles and for the fishing fleet (Steingrimsson et al., 2007). Even more dramatic increase in energy consumption as well as the ratio between different sources is seen in the years between 2006 and 2010 (Figure 2). Figure 2. Primary energy use in Iceland (Icelandic National Energy Authority (NEA), 2013) The transportation sector and the fishing fleet in Iceland still depend on fossil fuel imports whose cost is about one tenth of the cost of the country‘s entire imports. Hence it should be in the nation‘s priority to find locally-produced alternatives to fossil fuels. Electricity-based alternatives, such as battery vehicles, hydrogen fuel cells; biomass; and biofuels are promising candidates in addressing the challenge to alter the uneconomical import of fossil fuels (NEA, 2012). Sara Lind Jónsdóttir | BSc Biotechnology 4 University of Akureyri Faculty of Natural Resources Biomass Biomass is a promising renewable energy resource. With the world‘s increasing energy resource problem, as well as the challenge of reducing greenhouse gas emissions, biomass gives a whole new alternative – it is abundant and renders environment-friendly end-products. Biomass, in a biotechnological context, means “all organic matter that grows by the photosynthetic conversion of solar energy” (Glazer and Nikaido, 2007). Biofuel is any fuel that is derived from biomass – either from plant material or animal waste. There has been a significant increase in annual ethanol production in recent years. More than 95% of ethanol production today is a first-generation biofuel, i.e. produced from simple biomass such as starch and mono- or disaccharides (Renewable Fuels Association, 2011). This source of biomass is thus a subject of public scrutiny as it requires extensive use of land which can otherwise be used for food crops (Sanchez and Cordona, 2008). Lignocellulosic biomass is hence a better choice of source for biofuel production as it is abundant in nature and is largely regarded as waste in agricultural activities (Hamelinck et al., 2005). Hydrogen and methane, along with ethanol are the compounds that are produced as a result of fermenting lignocellulosic biomass. The main challenge of harvesting these compounds from lignocellulosic biomass lies in the pretreatment. The problem to-date is hydrolysing the complex biomass before fermentation takes place, as well as the continuity of the process despite the formation of inhibitory by-products. Relatively new investigation shows that thermophilic anaerobes are the most promising candidates to address the pretreatment challenge (Sanchez and Cordona, 2008). Lignocellulosic Biomass Major components of plant biomass. Cell walls of the vascular tissues of higher land plants consist of cellulose fibrils that are embedded in an amorphous matrix of lignin and hemicelluloses (Figure 3). These three major components, i.e. cellulose, lignin and hemicellulose, are bound strongly by both Figure 3. Major components of plant cells: lignin, hemicellulose, cellulose (US. DOE, 2014) Sara Lind Jónsdóttir | BSc Biotechnology 5 University of Akureyri Faculty of Natural Resources noncovalent forces and covalent cross-links, which overall form what is called lignocellulose. This composite material forms about 90% of a plant‘s cell dry weight. Percentage of each of the three lignocellulosic component varies from each plant species to another. For instance, cellulose content is higher in hardwoods (45-55%) than grasses (25-40%), whereas lignin content is relatively higher in softwoods( 25-35%) than hardwoods (18-25%) and grasses ( 10-30%) (Glazer and Nikaido, 2007). An estimated annual production of lignocellulose ranges from 2 to 5 x 1012 metric tons (Glazer and Nikaido, 2007) and hence, a contender for both sustainable and renewable energy source. Energy tapping from waste biomass creates additional value to the society, as fossil fuel consumption is replaced by this alternative source which would otherwise go to waste (Worldwatch Institute, 2006). Cellulose A worldwide production between 1010 and 1011 tons is accounted for cellulose alone, making it the most abundant organic compound on earth (Lavoine et al., 2012). Interestingly, urban waste is a promising source of biomass. An estimated 40% of urban waste consists of cellulose (Gray et al., 2006). A cellulose polymer consists of linear chain of glucose molecules linked by β-(1:4)-glycosidic bonds (Figure 4). HO O HO OH O O O OH HO HO HO OH O O O HO H HO OH O HO Figure 4. Cellulose: glucose monomers linked by β-1,4 glycosidic bonds within units and hydrogen bonds between. Cellulose is an immensely tough substance whose primary role is to provide plants protection from physical strains. A number of bacteria and fungi contain substances that can break down cellulose by hydrolysing its chemical bonds. These are called cellulases or enzymes that break down cellulose. They are divided into three subgroups: endoglucanases, cellobiohydrolases and β-glucosidases (Lynd et al., 2002). Cellulases play an important role on the enzymatic hydrolysis of lignocellulose which is a crucial step before fermentation of this complex Sara Lind Jónsdóttir | BSc Biotechnology 6 University of Akureyri Faculty of Natural Resources biomass takes place. Relatively few bacteria and fungi, however, have the complete enzyme system that is capable of breaking down crystalline cellulose. A rare example of this type of enzyme is the cellulosome Clostridium thermocellum which was discovered in the early 1980‘s (Bayer and Lamed, 2006). It is a multifunctional protein complex that has a scaffolding unit including a series of nine highly similar binding modules called domains that interact together in the complete breakdown of crystalline cellulose (Shimon et al., 1997; Bayer et al., 1998). Hemicellulose Hemicellulose units are defined as those polysaccharides that are non-covalently bonded with cellulose (Figure 3). They consist of 1,4-linked β-D-pyranosyl units which are structurally analogous to cellulose. Hemicelluloses are highly branched, and mostly noncrystalline heteropolysaccharides. Sugar units that are generally found in hemicellulose are pentoses ( Dxylose, L-arabinose), hexoses (D-galactose, L-galactose, D-mannose, L-rhamnose, L-fucose), and uronic acids (D-glucorinic acid) (Glazer and Nikaido, 2007). Hemicellulose generally comprises 15-35% of plant biomass. Xylan and glucomannan are amongst the most relevant hemicellulose units. Xylan (Figure 5) is a major structural polysaccharide in plant cells and the second most abundant polysaccharide in nature. Xylan is found at the interface between lignin and cellulose and is believed to be accountable for fibre cohesion and over-all plant cell wall stability (Collins et al., 2005). Figure 5. Chemical structure of xylan. Sara Lind Jónsdóttir | BSc Biotechnology 7 University of Akureyri Faculty of Natural Resources Lignin Lignin is the most abundant aromatic polymer on Earth. It is found in the cell walls of gymnosperms angiosperms, ferns and club mosses. Lignin consists phenylpropare (C9) units. Direct precursors of lignin are three alcohols – the lignols, which are derived from phydroxycinnamic acid: coniferyl, sinapyl, and p-coumaryl alcohols (Figure 6). Lignin molecules increase the mechanical strength and durability of plants. Huge trees that are several metres tall, for instance, remain upright because of what is called lignification – the process wherein lignin molecules fill up the spaces between the preformed cellulose fibrils and hemicellulose chains of the cell wall (Glazer and Nikaido, 2007). Figure 6. Lignin precursors: (a) p-coumaryl alcohol, (b) coniferyl alcohol and (c) sinapyl alcohol Lignin is a non-fermentable part of lignocellulose and protects cell wall polysaccharides from microbial degradation. Hence, lignin is an inhibiting factor in plant biomass conversion to biofuels. Lignin degradation is a costly process which requires the use of variety of enzymes: lignin peroxidase, Mn-peroxidase, and laccase. Environmental conditions such as moisture, temperature, pH, and levels of nitrogen and oxygen are critical factors for successful degradation of lignin molecules (Glazer and Nikado, 2007; Tuor et al., 1995). Sara Lind Jónsdóttir | BSc Biotechnology 8 University of Akureyri Faculty of Natural Resources Pretreatment of Biomass Pretreatment is a significant stage of biofuel production from lignocellulosic biomass. This stage incorporates modification of the complex structure of lignocellulose into a more accessible form for enzymes that convert the polymeric carbohydrates into sugars before fermentation. The processes involved in pretreatment to-date are financially demanding thereby making biofuel production from lignocellulosic biomass considerably less competitive to fossil fuels (Mosier et al., 2005; Zhu et al., 2010). There are several methods of pretreatment as described below. A worldwide challenge remains on developing processes with minimal energy consumption while maximising sugar and biofuel yield. Physical Pretreatment Physical pretreatment of lignocellulosic biomass involves mechanical processing such as milling, chipping or grinding. This is mainly done to reduce cellulose crystallinity and thus improve hydrolysis. Physical pretreatment is often used for woody biomass or hardwoods (Zhu et al., 2010; Mosier et al., 2005). Raising the temperature of the biomass up to more than 300°C – in a process called pyrolysis – is also accounted as physical pretreatment, which causes a rapid hydrolysis of cellulose (Sun and Cheng, 2002). Handling of lignocellulosic biomass using physical pretreatment methods may prove to be impractical as the energy cost is likely to be higher than the theoretical energy content available in the biomass involved (Menon and Rao, 2012; Sanchez and Cordona, 2008). Chemical Pretreatment Chemical pretreatment of biomass involves varying the pH. Both acidic and alkaline treatments methods are widely used in the pretreatment of lignocellulosic biomass. Concentrated and diluted inorganic acids such as hydrocholoric acid (HCl) and sulphuric acid (H2SO4) are powerful agents in cellulose hydrolysis therefore they have been found useful in acidic pretreatment of lignocellulosic biomass (Guo et al., 2008). Alkaline methods, on the other hand, involve sodium-, calcium- and ammonium hydroxide which are especially powerful in lignin separation (Yang and Whyman, 2007). Physio-chemical pretreatment Physio-chemical pretreatment includes both physical and chemical processes in preparing lignocellulosic biomass for enzymatic degradation (Sveinsdottir, 2012). The most commonly used physio-chemical method is steam explosion which uses high pressure (0.69 to 4.83 Mpa) and saturated steam (160-260°C) to treat the biomass (Talebnia et al, 2010). The process is Sara Lind Jónsdóttir | BSc Biotechnology 9 University of Akureyri Faculty of Natural Resources considered to be more environmental-friendly than some other pretreatment methods due to less hazardous chemicals being produced. (Datar et al, 2007). Ammonia fiber explosion (AFEX) method is similar to steam explosion except that liquid ammonia is used at high temperature and pressure followed by a rapid pressure reduction. This method considerably improves saccharification rates and has been used for various types of lignocellulosic biomass, except that it is not as efficient for biomass with high lignin content (Vlasenko et al., 1997; Mosier et al., 2005). Liquid-hot water method is used to solubilise hemicellulose making cellulose more accessible. It uses increased pressure for the water to stay in liquid state at elevated temperatures. The pH is required to be between 4 and 7 (Hendriks and Zeeman, 2009; Mosier et al., 2005). Another physio-chemical method is SO2-added steam explosion which improves enzymatic hydrolysis of the solid fraction of biomass and increases the recovery of sugars from hemicellulose. CO2 explosion, on the other hand, uses an explosive release of CO2 pressure to increase the accessible surface area of the substrate (Chiaramonti et al., 2012). Lastly, microwave-chemical pretreatment has been shown to enhance enzymatic digestibility of the biomass and is more effective than conventional heating (Ma et al., 2009). Enzymatic Hydrolysis Enzymatic hydrolysis is a critical component of the conversion process of lignocellulosic biomass. The aforementioned pretreatment processes generally separate the biomass into its three major components: lignin, cellulose and hemicellulose. Enzymatic hydrolysis of the two latter fractions is needed to completely hydrolyse them into their building blocks which will then be used for fermentattion (Sveinsdottir, et al., 2012). Cellulases and hemicellulases are specifically used in enzymatic hydrolysis. The three types of cellulases work together to completely degrade cellulose: endo-glucanase hydrolyses the middle of a low crystalline cellulose chain as exo-glucanase attacks the end to create a cellobiose disaccharide, which is hydrolysed by β-glucosidase to form two free glucose molecules (Bayer et al., 1998). Hemicellulases, on the other hand, degrade xylan and other parts of hemicellulose. More complex structure of hemicellulose requires synergistic action of Sara Lind Jónsdóttir | BSc Biotechnology 10 University of Akureyri Faculty of Natural Resources various types of hemicellulases for efficient degradation (Shallom and Shoham, 2003). Hemicellulases are either glycoside hydrolases, which cleaves glycosidic bonds, or carbohydrate esterases, which act on the ester bonds between carbohydrate molecules. Main enzyme groups of hemicellulases are: xylanase, β-mannanase, α-L-arabinofuranosidase, α-Dglucuronidase, β-xylosidase, and hemicellulytic esterase (Shallon and Shoham, 2003). Biological Pretreatment Fungal strains are still predominantly used in cellulose degradation: Trichoderma, Penicillium and Aspergillus (Galbe and Zacchi, 2002). This method, however, shows poor results as regards to competing with acid hydrolysis therefore more efficient degradation at higher temperature is needed. In order to surmount this challenge, relevant enzymes have been found in thermophiles and hyperthermophiles (Turner, 2007). The problem with bacterial cellulases is that they are relatively larger and more complex enzymes and that they are generally part of a cellulosome with many different activities. Research today that has been addressing this problem generally aims on metabolically engineering presently-used fermentation strains (Turner, 2007). An advantage of biological pretreatment is the lack of potentially hazardous chemicals involved in the process making it an environmentally-friendly method. The energy input is very low but it is time consuming and requires a lot of space and control of growth conditions (Menon and Rao, 2012). Sara Lind Jónsdóttir | BSc Biotechnology 11 University of Akureyri Faculty of Natural Resources Biofuels Biothanol An estimated 83.1 billion litres of fuel ethanol was produced globally in 2012, with the United States and Brazil being the leading producers which account for 61% and 26% of the global production respectively. China, Canada and France are other leading producers of ethanol (REN21, 2013). Major ethanol production to-date is mainly by first-generation production1 which is subject to much controversy because it competes with food production (Sanchez and Cordona, 2008). Several countries are therefore aiming to produce biofuel from lignocellulosic feedstock. Production of advanced biofuels in U.S., i.e. biofuels produced from lignocellulosic biomass, has reached 2 million litres in 2012. China has produced 3 million litres of ethanol from lignocellulosic feedstock in 2012. Europe has several pilot plants but has only produced small volumes to date (REN21, 2013). Biohydrogen Hydrogen is a good candidate as an alternative to fossil fuels. An ideal energy carrier for the future (Bockris, 2002; Turner, 2004), hydrogen can be produced from renewable energy sources by thermo-photo-, and electro-chemical, radiolytic and biological processes (Dincer, 2002; Ni et al., 2006). Hydrogen can be produced biologically through the process of biophotolysis, through photosynthesis (Licht et al., 1997; Hansel and Lindblad, 1998) and by fermentation (Yokoi et al., 1997). Dark fermentation is seen as the most practical of all the biological processes because of the highest production rates (Levin et al., 2004). With dark fermentation there is also a potential of producing hydrogen simultaneously with waste treatment (Kapdan and Kargi, 2006). Biomethane Biomethane is already widely used as a vehicle fuel in different parts of the world. For instance, 10% of the natural gas vehicles in Germany uses compressed biomethane; Sweden‘s capital, Stockholm, uses biomethane to fuel 50% of its public transportation fleet as of October 2012 (REN21, 2013); and Iceland has utilised methane collected from a landfill since 2003 and has since started using that to fuel cars (NEA, 2013). 1 First-generation production – ethanol production from simple sugars such as starch and corn Sara Lind Jónsdóttir | BSc Biotechnology 12 University of Akureyri Faculty of Natural Resources Waste is an invaluable source of biomethane. Anaerobic digestion is an efficient means of treating waste and is already widely used. This process converts organic waste into biogas in the form of methane (and carbon dioxide), which is a renewable energy source (Speece, 1983). The main drawback of the process is its rather slow rate of degradation, and the susceptibility of the process to variations in operating conditions (Chen et al., 2008), especially in a larger-scale production. The challenges that biomethane processing technology is facing have thus made researchers look into utilising thermophilic anaerobes for the digestion process (Kelly et al., 1993). Sara Lind Jónsdóttir | BSc Biotechnology 13 University of Akureyri Faculty of Natural Resources Metabolic Pathways: Fermentation Ethanol and Hydrogen production Thermophilic bacteria facilitate carbohydrate degradation whose end-products include e.g. ethanol and hydrogen. There are two possible pathways in which microorganisms degrade glucose and similar carbohydrates: Embden-Meyerhof pathway (EMP) and Entner-Douderoff pathway (ED). Figure 7 shows the carbon flow from glucose by fermentation thorough Embden-Meyerhof pathway. This generates two NADH and two pyruvate molecules, together with two ATP molecules. Degradation through the ED-pathway only generates 1 mol of ATP (Siebers and Schönheit, 2005). Figure 7. A simplified scheme of glucose degradation to various end-products (Embden-Meyerhof pathway). Enzyme abbreviations: ACDH, acetaldehyde dehydrogenase; ADH, alcohol dehydrogenase; AK, acetate kinase; Fer:NAD(P), ferredoxin:NAD(P) oxidoreductase; H 2-ase, hydrogenase; LDH, lactate dehydrogenase; PFOR, pyruvate:ferredoxin oxidoreductase; PTA, phosphotransacetylase (Sveinsdottir, 2012). The end-product of glycolysis by strict anaerobic bacteria is pyruvate, which can then be converted to fermentation products like hydrogen, ethanol, and more (Figure 7). Glycolysis is a two-step process where the first phase is a preparation stage and does not involve oxidation or reduction. Molecular rearrangements in this stage require an energy input consisting of two ATP molecules. The second stage involves six reactions and is the oxidation part of the glycolytic pathway yielding 2 moles of pyruvate, 2 NADH’s and 4 ATP’s (Figure 8). Sara Lind Jónsdóttir | BSc Biotechnology 14 University of Akureyri Faculty of Natural Resources Figure 8. Stage I and II in glycolysis – Preparation and Oxidation (Madigan et al., 2003) The pyruvate molecule can then be converted to several end-products such as organic acids, alcohols, carbon dioxide and hydrogen (Figure 9). The driving force behind the reduction of pyruvate is the spontaneous oxidation of NADH to NAD+. Thus, fermentation,yields 2 ATP molecules, whereas aerobic respiration yields 38 ATP molecules (Madigan et al., 2003; Nelson and Cox, 2005). Figure 9. Stage III – Reduction. Ethanol, hydrogen, carbon dioxide and organic acids formation (Madigan et al., 2003). Sara Lind Jónsdóttir | BSc Biotechnology 15 University of Akureyri Faculty of Natural Resources Several reductive pathways are possible for producing the aformentioned end-products from pyruvate, as seen in Figure 9. Ethanol and lactate fermentational pathways generally result in no hydrogen production (Thauer et al., 1977). The most feasible pathway to produce hydrogen from carbohydrate fermentation is towards acetate and butyrate with 4 and 2 moles of hydrogen, respectively: C6H12O6 + 2H2O 2CH3COOH + 4H2 +2CO2 [acetate pathway] C6H12O6 CH3CH2CH2COOH + 2H2 +2CO2 [butyrate pathway] Methane production Thermophilic anaerobic digestion is comprised of four steps: hydrolysis, fermentation, acetogenesis, and methanogenesis, with different microorganisms that are active in each step (Suryawanshi et al., 2010). Figure 8 shows a simplified scheme of methane production from lignocellulosic biomass which include the three respective steps of anaerobic digestion. The first steps of anaerobic digestion leading to methane production are essentially the same as ethanol and hydrogen fermentation leading to production of hydrogen, carbon dioxide and acetate. Methane is then formed either by acetocalastic methane formation from acetate or by hydrogenotrophic methanogenesis from hydrogen and carbon dioxide (Figure 10). Figure 10. Anaerobic digestion: hydrolysis, fermentation, methanogenesis Sara Lind Jónsdóttir | BSc Biotechnology 16 University of Akureyri Faculty of Natural Resources Thermophilic Anaerobes – the background Bacteria and Archaea whose natural habitat involves high environmental temperature and do not require oxygen for growth are described as thermophilic anaerobes (Stetter and Zillig, 1985; Wagner and Wiegel, 2008). Thermophilic anaerobes represent ancient adaptation to heat (Blöchl et al., 1997), and can be divided into several categories: moderate thermophiles (Topt between 45 and 55°C), true thermophiles (Topt between 55 and 75°C), and extremophiles (Topt above 75°C) (Brock, 1986). Due to thermophiles‘ characteristic heat tolerance, they have been of interest for further developments in biotechnological processes (Huber and Stetter, 1998). Thermophilic anaerobes are promising candidates as biofuel-producing organisms – ethanol, hydrogen and methane production. Thermophilic anaerobes are able to thrive in harsh environment. Geothermal areas are indeed favourable habitats for these organisms as these areas offer stability in heat (Brock, 1986; Kristjansson and Alfredsson, 1986). Such environments are characterised by volcanic solfatares and hot springs high in sulphur and toxic metals, as well as hydrothermal vents that are both high in pressure and temperature (Stetter, 1999; Stetter, 2006a). The physiological characteristics of thermophilic anaerobes that enable them to thrive in such environments are of significant interest amongst researchers as these involve thermostable enzymes which have a great potential in designing biotechnological processes – including the degradation of lignocellulosic biomass (Vieille and Zeikus, 2001; Unsworth et al., 2007). Early Life on Earth Oldest biogenic signatures have been dated to 3.85 to 3.8 billion years ago (Ga) and complex microfossil communities are dated to 3.5-3.4 Ga, where as oxygen accumulation happened later, approximately 2.1-2.3 Ga (Baross, 1998; Kasting, 1993). Therefore, it is widely accepted that the earliest forms of life on Earth had lived in an atmosphere with significantly less oxygen, or devoid of it altogether (Wagner and Wiegler, 2008). Also, it is conjectured that life began at elevated temperatures, around 80°C on clay or iron-sulphur mineral surfaces in shallow pools (Wagner and Wiegler, 2008; Russell et al., 1998). Natural thermal environments such as geothermal areas are similar to those postulated environments in which life began (Wagner and Wiegler, 2008). Remoteness of the Sara Lind Jónsdóttir | BSc Biotechnology 17 University of Akureyri Faculty of Natural Resources environment from the atmosphere, low solubility of oxygen in water at elevated temperatures, hypersalinity, inputs of reducing gasses such as H2 and H2S contribute to the anaerobic feature of these thermal enviroments (Brock, 1970; Stetter, 1996). Natural thermobiotic environments are of terrestrial, marine or subsurface nature. Terrestrial geothermally-heated features include hot springs, geysers, solfatares, mud pools, and some solar-heated environments. Examples of these are found in Iceland, the Hawaiian volcanoes, Japan, New Zealand, Pacific islands that are located at the Ring of Fire, and the Kamchatka Peninsula in the Russian Far East (Stetter, 2006b). There are several possible reasons why thermophilic anaerobes thrive in environments where they would otherwise not survive, considering their physiological properties. One reason, as proposed by Wagner and Wiegel (2008) is that they survive by taking advantage of temporary thermal microniches that become available when proteinaceous biomass is degraded. Other reasons include that there is no growth amongst these organisms but mere existence, and that they have transient habitation from one thermal environment to the next (Engle et al., 1996). Diversity of Thermophilic Anaerobes Worldwide grip on the isolated strains of these bacteria More than 300 species of thermophilic anaerobes have been described (Wagner and Wiegler, 2008). The majority of isolated taxa of thermophilic anaerobes are chemoorganoheterotrophic. Thermophilic anaerobes are metabolically diverse (Wagner and Wiegler, 2008). Below the main environmental factors prevailing in these types of ecosystems are dicussed. Temperature Relationship The etymology of the term thermophiles suggests that these organisms „love“ heat. The base of the phylogenic tree with inferred 16S rRNA gene sequence contains organisms of extremophilic taxa. This supports the hypothesis that life emerged on Earth when the average temperature significantly higher than today (Wagner and Wiegel, 2008). Temperature-tolerant thermophiles are considered to grow over a 35-40°C temperature span (Wiegel, 1990). The record widest temperature growth range is 22-75°C by a Methanothermobacter thermautotrophicus-like strain isolated from river sediment (J. Wiegel, unpublished results). However, some thermophilic anaerobes have especially narrow temperature growth ranges, Sara Lind Jónsdóttir | BSc Biotechnology 18 University of Akureyri Faculty of Natural Resources such as 42-55°C for Anaerolinea thermolimosa (Yamada et al., 2006) and 50-60°C for Anaerolinea thermophila (Sekiguchi et al., 2003). Isolates that have optimal growth above 100°C are generally found at deep-sea vents (Adams, 1994), or deep in terrestrial hot spring channels and sediments. Increased pressure allowing water to remain in liquid form at temperatures above 100°C is ascribed as to how these isolated strains of thermophilic anaerobes are often found at a certain depth (Wagner and Wiegel, 2008). Oxygen Relationship Many thermobiotic environments are either anaerobic or low in oxygen. Not surprisingly, thermophiles that have been observed to-date are predominantly anaerobic (Wagner and Wiegel, 2008). Most axenic thermophiles are either anaerobes or facultative aerobes (Brock, 1970; Stetter, 2006a ). From a biochemical point, anaerobes are unable to use oxygen as the terminal electron acceptor, even with oxygen present (i.e., an oxygen-tolerant anaerobe), whereas facultative aerobes are able to use oxygen as a terminal electron acceptor. Some obligately anaerobic thermophiles can survive exposure to atmospheres with oxygen, especially when they are metabolically inactive – at suboptimal temperatures, or lack of metabolisable substrates. Respiring anaerobic or facultative aerobic thermophiles can use, through electron transport phosphorylation, various compounds as electron acceptors, including: CO2, CO, NO3-, NO2-, NO, N2O, SO42-, SO32-, S2O32-, S0, Fe(III), Mn(IV), and Mo(VI), in the absence of oxygen (Amend and Shock, 2001; Slobodkin, 2005). The energy generated from these respiratory pathways together with the energy produced anaerobically through substrate-level phosphorylation represent the over-all energy production of these organisms (Wagner and Wiegel, 2008). pH Relationship The isolated thermophilic anaerobes to-date are generally neutrophilic, i.e. the corresponding acidity or basicity of the environment with which the strain grows optimally (pHopt) is about 7.0. None of the known strains grow below pH 3.0 (Wiegel, 1998) whereas only a few known strains of Archaea grow optimally at high pH (Wagner and Wiegel, 2008). However, there are thermophilic anaerobes with wide pH growth ranges; Thermococcus hydrothermalis, for instance, has a pH range of 3.5-9.5 (Godfroy et al., 1997). Interestingly, Thermoanaerobacter ethanolicus strain JW200 has a broad and flat pH optimum from pH 5.5 to 8.5. There are also isolated strains of thermophilic anaerobes with growth range of less than Sara Lind Jónsdóttir | BSc Biotechnology 19 University of Akureyri Faculty of Natural Resources 1 pH unit: Pelotomaculul thermopropionicum with a pH range of 6.8 and 7.5 (Imachi et al., 2002) and Thermodesulfobacterium hydrogeniphilium ranging from pH 6.3 and 6.8 (Jeanthon et al., 2002). Metabolic Diversity of Thermophilic Anaerobes Most thermophilic anaerobic Archaea and Bacteria are generally chemoorganoheterotrophic, i.e. they use organic compounds for carbon and energy. Other strains of thermoanaerobes have also been found to have metabolic strategies such as chemolithoautotrophy, chemolithoheterotrophy, photoheterotrophy, and photoautotrophy (Amend and Shock, 2001). Unique Physiological Adaptation Further categorisation of chemoorganoheterotrophic metabolism are as follows: proteolytic, glycolytic, cellulolytic, lipolytic, and peptidoglytic metabolisms (Wagner and Wiegel, 2008). The Emden-Meyerhof and Entner-Doudoroff pathways are generally utilised by glycolytic thermophilic anaerobes, although a variety of modifications of these pathways have been discovered, particularly within the Archaea (Siebers & Schonheit, 2005). The main fermentation products of glycolytic thermophilic anaerobes include acetate, lactate, ethanol, CO2, and H2. Although it is known that chemoorganoheterotrophic metabolisms are amongst the most common metabolic strategies for the axenic thermophile anaerobes studied in the lab, the natural substrates for these microorganisms remain largely unknown (Amend and Shock, 2001). Among chemolithotrophic pathways, the methanogenic reaction, 4H2 + CO2 CH4 + 2H2O has been studied extensively and is used by thermophilic taxa within the Methanobacteriaceae, Methanothermaceae, Methanocaldococcaceae, and Methanococcaceae (Amend and Shock, 2001). Another chemolitotrophic metabolism of anaerobic thermophiles utilises CO, a normal component of escaping volcanic gas of terrestrial and deep-sea hydrothermal origin (Sokolova et al., 2004), thus performing the metabolic reaction CO + H2O CO2 + H2. Chemolithoheterotrophs produce energy chemolithotrophically and assimilate carbon heterotrophically. Archaeoglobus profundus (Burggraf et al., 1990) and Stetteria hydrogenophila (Jochimsen et al., 1997) within Archaea; Desulfotomaculum alkaliphilum (Pikuta et al., 2000), Desulfotomaculum carboxydivorans (Parshina et al., 2001), and Sara Lind Jónsdóttir | BSc Biotechnology 20 University of Akureyri Faculty of Natural Resources T.carboxydiphila (Sokolova et al., 2005) within Bacteria are examples of thermophilic anaerobes that use chemolithoheterotrophic metabolism. Two other known metabolism mechanism of thermophilic anaerobes are photoheterotrophy and photoautotrophy – requiring collection and conversion of light energy into chemical energy depending on photochemical reaction centres containing (bacterio)-chlorophyll (Bryant & Frigaard, 2006). The few currently known thermophilic anaerobic phototrophs are found within the phyla Proteobacteria, Chloroflexi and Firmicutes. Thermochromatium tepidum, from phylum Proteobacteria, is one of the very few thermophiles that utilises photoautotrophic metabolism (Imhoff et al., 1998; Madigan, 1986). Sara Lind Jónsdóttir | BSc Biotechnology 21 University of Akureyri Faculty of Natural Resources Thermophilic Anaerobes from Icelandic Hot Springs Typical Icelandic geological areas feature volcanoes, hot springs, geysers, mud pots and fumaroles. About 0,5% of Iceland‘s total land area (more than 500 km2) is classified as geothermal fields, which is then further categorised as either high or low temperature fields (Hreggivdsson and Kristjansson, 2003). Several strains of thermophilic anaerobes capable of producing ethanol, hydrogen and methane from lignocellulosic biomass have been isolated in different areas in Iceland. The distribution of high- and low temperature fields in Iceland along with the isolation location of each strain are shown in Figure 11. Figure 11. A map of geothermal fields in Iceland (Orkustofnun, 2012) and the isolation location of biofuelproducing thermophilic anaerobes (Orlygsson and Baldursson, 2007; Jessen and Orlygsson, 2012; Brynjarsdottir et al., 2012; Stetter et al., 1981; Burrgraf et al., 1990; Kurr et al., 1991; Bellack et al., 2011). The geothermal areas in Iceland have various physical and chemical compositions providing unique environments for microbes to thrive. Low temperature alkaline hot springs (45-50°C) provide the environment for phototrophic microbial biomats that are dominated by cyanobacteria Mastigocladus laminosus or Phormidium laminosum. Anaerobic bacteria are found underneath the photosynthetic layer of the biomat fermenting the decaying remains (Skirnisdottir et al., 2000; Kristjansson & Alfredsson, 1986). In comparison, higher temperature hot springs (60-80°C) are dominated by species belonging to the family Sara Lind Jónsdóttir | BSc Biotechnology 22 University of Akureyri Faculty of Natural Resources Aquificales. Also, some hydrogen-oxidising, suphate-reducing and methane-producing bacteria have been isolated from high temperature areas (Kristjansson & Alfredsson, 1986; Marteinsson et al., 2004; Vesteinsdottir et al., 2011a) Figure 11 shows the locations where ethanol-, hydrogen- and methane-producing strains of thermophilic anaerobic bacteria have been isolated: Viti, Krafla geothermal area, Grensdalur, Hengill geothermal area, Hveradalir, Kerlingarfjöll, and Kolbeinsey Ridge Bioprospecting Icelandic Hot Springs Hot springs are invaluable source of thermophilic biofuel-fermenting microorganisms. Thorough batch screening of samples taken from Icelandic hot springs had been shown to indicate promising enrichments for methane, hydrogen and ethanol production (Prieur et al., 1994; Koskinen et al., 2008; Suryawanshi et al., 2010). Ethanol Producing Strains Thermophilic microorganisms hold a great potential in facilitating ethanol production from lignocellulosic biomass (Taylor et al., 2009). The main reason for using thermophiles for ethanol production is because of their broad substrate spectra and tolerance to various extreme environmental factors. Up to date, most studies to date have been on Gram positive, strictly anaerobic bacteria that belong to the phylum Firmicutes. Many of the isolated strains are of geothermal origin with optimal growth temperature above 60°C. Mostly they belong to the genera Clostridium, Thermoanaerobacter, and Thermoanaerobacterium (Lamed and Zeikus, 1980; Ben Bassat et al., 1981; Wiegel and Ljungdahl, 1981; Fardeau et al., 1996; Sveinsdottir et al., 2009). One disadvantage about using thermophiles for ethanol production is their relatively low ethanol tolerance to S. cerevisiae and the well-known mesophilic bacterium Zymomonas mobilis (Lynd, 1989). However, the advantages of these microorganisms such as lower risk of contamination, increased bioconversion rates and product recovery, are sufficient encouragement in advancing the technology of using thermophilic anaerobes for ethanol production Sara Lind Jónsdóttir | BSc Biotechnology 23 University of Akureyri Faculty of Natural Resources Thermoanaerobacter mathranii is the earliest recorded ethanol-producing strain isolated from Icelandic hot springs (Ahring et al., 1996). The optimal growth range of the bacterium is between 70 and 75°C at pH 7.0. It was isolated from sediment in a slightly alkaline hot spring in Grensdalur area. The bacterial cells are Gram-variable, straight, rod-shaped and spore-forming. T. mathranii utilises various energy sources and its end-products from fermentation are ethanol, lactate, acetate, CO2 and H2 (Larsen et al., 1997). Several studies have been conducted on the ethanol-producing capacity of T. mathranii since it was isolated in 1997. One study investigated ethanol production of T. mathranii (strain A3M1) from wet oxidised wheat straw hydrolysates. Optimisation of different factors including oxygen pressure, sodium carbohydrate concentration, acid treatment (H2SO4), and use of enzymes (Celluclast®) was done. The highest ethanol yield achieved was 0.8 g/L as higher acid concentration during pretreatment led to lower yield (Ahring et al., 1999). Another research focused on the effects of potential inhibitory compounds on T. mathranii (strain A3M4) from wet oxidised wheat straw. The study showed that various inhibitory compounds are present at low concentrations in the hydrolysates, but only severely affect ethanol yield at increased concentration of hydrolysates (Klinke et al., 2001). Various genetic modifications of T. mathranii have been performed. The first one being was the deletion of lactate dehydrogenase gene to eliminate NADH oxidation pathway (strain BG1L1). In addition to that was the insertion of heterologous gene (gldA) coding for NAD+dependent glycerol dehydrogenase. Both modifications facilitate NADH regeneration resulting in a recombinant strain BG1G1. Increased ethanol yields in the presence of glycerol with xylose as a substrate were observed. Acetate production decreased as a result of restoring the redox balance, thus shifting the yields towards more ethanol production (Yao & Mikkelsen, 2010b). Another type of genetic modification involving overexpression of one of four alcohol dehydrogenases present in T. mathranii led to the development of strain BG1E1. This strain is capable of producing increased ethanol yields from xylose. Analysis showed that NAD(H)-dependent bifunctional aldehyde-alcohol dehydrogenase (AdhE) has a significant role in ethanol production due to its importance in acetyl-coA reduction to acetaldehyde in the ethanol-formation pathway (Yao & Mikkelsen, 2010a). Interestingly, further studies on BG1L1 showed that the strain displays a high tolerance of exogenously added ethanol compared to other thermophilic anaerobic bacteria, while still maintaining a relatively high and stable ethanol production. BG1L1 has ethanol tolerance of Sara Lind Jónsdóttir | BSc Biotechnology 24 University of Akureyri Faculty of Natural Resources 8.3% (Georgieva et al., 2007). Moreover, the strain shows promising ethanol-producing capacity from lignocellulosic biomass such as corn stover and wheat straw hydrolysates. Ethanol yield of T. mathranii was 2.61 mM g sugar-1 from wheat straw hydrolysates (Ahring et al., 1999) and later found to be 5.30 mM g sugar-1 (Klinke et al., 2001) from the same substrate. A significant resistance of hydrolysates occured when concentrations were increased (Georgieva & Ahring, 2007; Georgiva et al., 2008). Thermophiles isolated by researchers from the University of Akureyri Bioprospecting Icelandic hotsprings for thermophilic anaerobes that have the potential of aiding biofuel production from lignocellulosic biomass has been an important research area at the University of Akureyri since 2005. Table 1 shows the most efficient ethanol-producing strains that have been isolated, site of isolation, optimal growth conditions, end-product formation, and phylogenetic relationship. Table 1. EtOH producing thermophilic strains isolated by researchers at the University of Akureyri (Sveinsdottir, 2012) Strain AK1 Sampling Isolation Sites Year Grensdalur 2005 Topt pHopt Fermentation Genus end-products 45°C 6.5 EtOH, acetate, Clostridium H2, CO2 AK5 Grensdalur 2009 65°C 7.0 EtOH, acetate, Thermoanaerobacter H2, CO2 AK15 Viti 2005 60°C 7.0 EtOH, acetate, Thermoanaerobacter lactate, H2 AK17 Viti 2005 58-60°C 6.0 EtOH, acetate, Thermoanaerobacterium H2, CO2 AK54 Grensdalur 2007 65°C 5.0-6.0 EtOH, acetate, Thermoanaerobacterium lactate, H2, CO2 J1 Grensdalur 2009 65°C 7.0 EtOH, acetate, Thermoanaerobacter H2, CO2 GHL15 H2, acetate Thermoanaerobacter A bioprospecting survey on both ethanol and hydrogen producing bacteria showed that thermophiles that come from moderately high temperatures (50-60°C) were good ethanol producers (Thermoanaerobacterium, Clostridium and Caloramator), whereas isolates from Sara Lind Jónsdóttir | BSc Biotechnology 25 University of Akureyri Faculty of Natural Resources higher temperatures (70 and 75°C) (Thermoanaerobacter and Caldicellulosiraptor) were better hydrogen (and acetate) producers (Örlygsson & Bakken, 2010). Other good ethanol producing strains isolated at the University of Akureyri include Thermoanaerobacter strain AK5 (Brynjarsdottir et al., 2012) Thermoanaerobacterium AK17 (Almarsdottir et al., 2012), Thermoanaerobacter strain J1 (Jessen & Orlygsson, 2012) and Clostridium strain AK1 (Örlygsson, 2012). Hydrogen-producing strains Hydrogen production from carbohydrates is mainly produced through acetate and butyrate production. Fermentation leading up to acetate and butyrate end-products are most feasible in hydrogen production because these compounds are not reduced and electron-scavengers like ethanol and lactate (Thauer et al., 1977; Wiegel, 1980). The highest recorded yield for hydrogen production was observed from the extreme thermophile Caldicellulosiruptor saccharolyticus under gas sparging (de Vrije et al., 2007) and Thermoanaerobacter tengcongensis which produces up to 4 moles of H2 from one mole of glucose under nitrogen flushed fermentor systems (Soboh et al., 2004). Hot springs are an ideal source for hydrogen-producing thermophiles (Wiegel and Ljungdahl, 1981). Icelandic hot springs are no exception. Several strains that belong to the genus Caldicellulosiruptor have been isolated from hot springs in Iceland, e.g. Caldicellulosiruptor kristjanssonii, Caldicellulosiruptor lactoacedicus and Caldicellulosiruptor acetigenus (Mladenovska et al., 1995; Bredholt et al., 1999; Nielsen et al., 1993). Species within the genus are generally known to be good hydrogen producers (van Niel et al., 2003) but these three above mentioned species have been neglected concerning hydrogen production . Researchers at the University of Akureyri have isolated some hydrogen-producing strains. Most of these strains are combined ethanol and hydrogen producers (Sveinsdottir et al., 2011; Sigurbjornsdottir & Orlygsson, 2011). The strain AK54, member of the genus Thermoanaerobacterium, has gained considerable attention in recent years as a producer of both ethanol and hydrogen (Sigurbjornsdottir and Orlygsson, 2012). AK14, a moderate thermophile from genus Clostridium, has also shown promising hydrogen yields from lignocellulosic biomass (Almarsdottir et al., 2010). And finally, the strain GHL15, which belongs to the genus Thermoanaerobacter produces good hydrogen yields from lignocellulosic hydrolysates (Brynjarsdottir et al., 2013). Sara Lind Jónsdóttir | BSc Biotechnology 26 University of Akureyri Faculty of Natural Resources Methane-producing strains Methane-producing thermophilic archaea have unique properties (e.g. resistance to antibiotics and presence of F250) making them relatively easier to isolate and identify than other microbial groups. They carry out reactions in extreme anaerobic habitats and also account for a significant fraction of the carbon flow in them. Thermophilic methanogens are found in various habitats/regimes such as (a) mud from cattle pasture, (b) submarine hydrothermal vents in different oceans, (c) at depths of 100-2600 m in different oceans, (d) adapted to nuclear power plant/oil field/municipal sewege/paper mill waste water environments. There are a total of 25 species of thermophilic methanogens in 12 genera that have been isolated to date (Suryawanshi et al., 2010). Five of these were isolated in Iceland and will be discussed in later sections. Sara Lind Jónsdóttir | BSc Biotechnology 27 University of Akureyri Faculty of Natural Resources Process of Isolation The process of isolation of hydrogen and ethanol producing strains are described by Orlygsson and Baldursson (2007). The process includes details on samplings sites, medium, determination of optimum pH and temperature for growth, preparation of the hydrolysates from complex biomass substrates, physiological experiments, strain identification by 16S r RNA analysis and analysis of ethanol, acetate and hydrogen yields by gas chromatograph (Orlygsson & Baldursson, 2007) . The isolation process of methanogens is variously described in their respective research papers (Stetter et al., 1981; Burggrad et al., 1990; Laurer et al., 1986; Bellack et al., 2011; Kurr et al., 1991). Sara Lind Jónsdóttir | BSc Biotechnology 28 University of Akureyri Faculty of Natural Resources Ethanol-Producing strains isolated in Iceland Clostridium strain AK1 This strain was isolated from a hot spring (47.8°C; pH 7.6) from Grensdalur. The strain has an ethanol (EtOH) yield of 1.5 mol EtOH mol glucose-1, or 8.22 mM g-1 glucose (Orlygsson, 2012). The carbon balance is almost complete at 94% (± 1.5%) showing the following stoichiometry for glucose degradation: 1.0 Glucose 1.50 EtOH+ 0.38 Acetate + 0.55 H2 + 1.88 CO2 (Orlygsson, 2012) The strain degraded xylose from the three pentoses (not ribose, arabinose) studied while all of the hexoses (glucose, fructose, galactose and mannose) were degraded as well as the disaccharides sucrose and lactose. Additionally, starch, xylan and pectin were degraded but not the rest of the substrates (see footnote 2) (Orlygsson, 2012). Results from 16s rRNA analysis of strain AK1 shows that is it most likely related to species within Clostridium Cluster IV. The temperature growth range is only about 15°C (40 to 55°C) (Orlygsson and Baldursson, 2007). Strain AK1’s main drawback is its relatively low tolerance to low initial glucose concentration (Orlygsson, 2012). Growth on lignocellulosic biomass hydrolysates showed that the strain produced up to 3.1 and 3.5 mM ethanol g-1 on chemically pretreated grass and hemp stem, respectively (Orlygsson, 2012). Thermoanaerobacterium strain AK17 The strain was isolated from a hot spring (70°C; pH 6.5) at Víti, in North East Iceland (Örlygsson & Baldursson, 2007). The strain produces up to 1.5 mol EtOH mol glucose-1 and 1.1 mol EtOH mol xylose-1 as well as good yields from lignocellulosic biomass (Sveinsdottir et al., 2009; Almarsdottir et al., 2012). The strain also produces acetate, hydrogen, and carbon dioxide during fermentation. The stoichiometry of glucose and xylose degradation of AK17 has been found to be as follows (Sveinsdottir et al., 2009): 20 mM Glucose 29,9 mM EtOH + 7.5 mM Acetate + 13.8 mM H2 + 37.4 mM CO2 2 Cellulose, formate, succinate, malate, pyruvate, oxalate, crotonate, glycerol, inositol, sorbitol, casamino acids, peptone, beef extract, tryptone, alanine, aspartate, glycine, glutamate, serine, threonine, histidine, and cysteine (Orlygsson, 2012). Sara Lind Jónsdóttir | BSc Biotechnology 29 University of Akureyri Faculty of Natural Resources 20 mM Xylose 21.3 mM EtOH + 8.3 mM Acetate + 14.3 mM H2 + 29.6 mM CO2 16s rRNA analysis of strain AK17 has showed that it belongs to the genus Thermoanaerobacterium (Lee et al., 1993; Sveinsdottir et al., 2009) with a 99.1% homology to T. aciditolerans making the strain its closest relative (Kublanov et al., 2007). Optimum temperature and pH for AK17 were found to be 60°C and 6.0, respectively, with generation time of 1.0 h (Almarsdottir et al., 2012). Ethanol production by AK17 from most hexoses was between 1.0 and 1.5 mol EtOH mol hexose-1 with 0.75 and 1.0 mol EtOH mol pentose-1 and disaccharides-1 from pentoses and disaccharides. Acetate and hydrogen production by AK17 is considerably less compared to its ethanol production (Almarsdottir et al., 2012). The strain produces more than 40 mM of ethanol from hydrolysates made from 5 g/L of cellulose hydrolysates. Without any chemical pretreatment of complex biomass, hemp stems give highest ethanol yields (2.1 mM g-1 dw) whereas hemp leaves give the lowest ethanol yield (0.4 mM g-1 dw). Acid and alkali chemical pretreatment however substantially increase the yields on all lignocellulosic biomass (grass, hemp and straw) tested, with grass hydrolysate wielding the highest ethanol yield at 3.6 mM g-1 dw. Most ethanol production was observed on grass hydrolysates (5.5 mM g-1 dw) obtained at very low concentration of hydrolysate (2.5 g L-1) (Almarsdottir et al., 2012). Thermoanaerobacter strain AK5 Strain AK5 was isolated from a hot spring (64°C, pH 6.7) in Grensdalur in southwest Iceland. The strain belongs to the genus Thermoanaerobacter, with close homology to T. thermohydrosulfuricus (99.1%) and T. wiegelii (98.9%), and is most closely related to T. ethanolicus (98.7%), T. siderophilus (98.4%), and T. acetoethylicus (98.0%) (Brynjarsdottir et al., 2012). The strain has a growth range of 55.0-75.0°C with optimal temperature of 65°C. The pH range of growth is pH 4.0-8.0 with optimal pH of 7.0. Glucose degradation of AK5 yields 1.70 mol ethanol per mol glucose. The strain is highly flexible for either ethanol or acetate production, depending on the culture conditions. Sara Lind Jónsdóttir | BSc Biotechnology 30 University of Akureyri Faculty of Natural Resources Cellulose hydrosylates produces up to 7.7 mM ethanol g-1 cellulose with strain AK5. Without chemical pretreatment, hemp stem gives the highest ethanol yield of 3.0 mM g-1 dw whereas straw gives the lowest 0.9 mM g-1 dw. Addition of either alkali or acid increased the yield substantially on most of the lignocellulosic biomass tested. The highest increase was seen on straw hydrolysates pretreated with alkali (by a factor of 2.73) and acid (by a factor of 2.36). The highest ethanol yields was from grass hydrosylate (4.4 mM g-1 dw) pretreated with acid (Brynjarsdottir et al., 2012). Thermoanaerobacter strain J1 Thermoanaerobacter strain J1 is a thermophilic anaerobe isolated from a hot spring (69°C, pH 7.5) in Grensdalur, southwest of Iceland. Phylogenetic analysis shows that the strain is a member of the genus Thermoanaerobacter whose closest neighbours are T. uzonensis (97.7% homology) and T. sulfurigenes (95.5%). The strain grows between 55.0°C and 75.0°C with optimal temperature being 65.0°C. The pH range of growth is pH 4.0 and 9.0, with optimal pH being 7.0 (Jessen and Orlygsson, 2012). Strain J1 is a powerful ethanol-producer with the following stoichiometry of glucose degradation: 1.0 Glucose 1.70 EtOH + 0.15 Acetate + 0.30 H2 + 1.85 CO2 (Jessen and Orlygsson, 2012) The substrate range of J1 is impressively broad, showing good capacity in degrading pentoses (xylose, arabinose), hexoses (glucose, mannose, galactose, fructose, and rhamnose), disaccharides (maltose, cellobiose, lactose, trehalose, and sucrose), the trisaccharide raffinose, starch, pyruvate, and serine. Ethanol is the major end-product in all substrates with the exception of serine and pyruvate whose major end-product is acetate. Highest ethanol yields were produced from the trisaccharide raffinose (75.2 mM) (Jessen and Orlygsson, 2012). Highest ethanol yields on more complex biomass types without enzymatic nor chemical pretreatment were observed on hemp (2.6 mM g-1 dw) and lowest on straw (0.8 mM g-1 dw). Chemical pretreatment by adding either acid or alkali substantially increased yields on most of the lignocellulosic biomass substrates tested. Most profound increase was observed on hydrolysates from straw pretreated with alkali. Highest ethanol yields was observed on hemp (4.3 mM g-1 dw) (Jessen and Orlygsson, 2012). Sara Lind Jónsdóttir | BSc Biotechnology 31 University of Akureyri Faculty of Natural Resources Hydrogen-producing strains isolated in Iceland Caldicellulosiruptor kristjanssonii It is known that some of the best hydrogen-producing microorganisms are found within the genus Caldicellulosiruptor. Caldicellulosiruptor saccharolyticus, for instance, shows good hydrogen yields when grown on pretreated lignocellulosic biomass (Ivanova et al., 2009). C. kristjanssonii, isolated in Iceland, was found to have similar fermenting performance as C. saccharolyticus. More interestingly, the two strains, C. kristjanssonii and C. saccharolyticus, obtain a maximum theoretical hydrogen yield of 3.8 mol H2 / mol C6 sugar equivalent, which utilise glucose and xylose simultaneously. This is a higher yield than when each strain is used individually, suggesting that a possible synergetic mechanism occurs when these different strains are used together for fermentation (Zeidan and Niel, 2009). Clostridium strain AK14 Strain AK14 was isolated from a hot spring (51°C and pH 7.6) at Hengill geothermal area in Grændalur in SW Iceland (Orlygsson & Baldursson, 2007). The strain is a powerful hydrogen- producer isolated from the same area as AK1 and has a similar optimum growth range as the latter strain (Orlygsson and Baldursson, 2007; Almarsdottir et al., 2010). The strain belongs to genus Clostridium using 16S rRNA gene sequence analysis, having Anaerobacter polyendosporus as its closest relative with 95.1% homology. Glucose degradation using strain AK5 has the stoichiometry of: 20 mM Glucose 2.8 mM EtOH + 7.5 mM Acetete + 10.7 mM Butyrate + 30.5 mM H2 + 31.7 mM CO2 Hydrogen and carbon dioxide as well as acetate and butyrate are the main products of the strain‘s degradation of glucose, alongwith ethanol as a minor product (Almarsdottir et al., 2010). From three pentoses tested by Almarsdottir et al. (2010), AK14 only degraded xylose but all four hexoses tested (glucose, fructose, galactose and mannose) were degraded as well as the Sara Lind Jónsdóttir | BSc Biotechnology 32 University of Akureyri Faculty of Natural Resources disaccharide but not lactose. The strain also degraded xylan and starch. All the other substrates (see footnote 3 were not degraded (Almarsdottir et al., 2010). The strain’s highest yield of hydrogen (8.5 mol H2 g-1 VS) was from cellulose hydrolysate. However, paper and lignocellulosic biomass substrates only yielded between 0.26 to 3.60 mol H2 g-1 substrate using the strain. Acid and base pretreatment significantly enhances hydrogen yield with the highest production from grass (6.23 mol H2 g-1 VS) (Almarsdottir et al., 2010). Thermoanaerobacterium strain AK54 The strain Thermoanaerobacterium AK54 was isolated from an Icelandic hot spring (66°C, pH 5.3) in Grensdalur, southwest of Iceland. 16s rRNA phylogenetic analysis shows that the strain is a member of the genus Thermoanaerobacterium, with T. aciditolerans its closest relative of 99.0% homology. AK54 has a relatively narrow temperature growth range of 55.0 to 70.0°C, with optimal temperature of 65.0°C. The strain’s pH range of optimum growth is between 5.0 and 6.0 (Sigurbjornsdottir and Orlygsson, 2011). Glucose degradation of the strain has been shown to be affected by the partial pressure of hydrogen; ethanol and acetate production decreases with increasing media volume compared to gas head space as well as hydrogen yields (Sigurbjornsdottir and Orlygsson, 2011). Thereby making low liquid-gas volume ratio more practical in both ethanol and hydrogen production. The following stoichiometric relation of glucose degradation is found by Sigurbjornsdottir and Orlygsson (2011): 1.0 Glucose 1.25 EtOH + 0.66 Acetate + 0.09 Lactate + 1.80 H2 + 1.91 CO2 From the biomass substrates tested by Sigurbjornsdottir and Orlygsson (2011), highest ethanol and hydrogen yields (24.2 mM) were observed from cellulose, even when the glucose released by enzymatic and chemical pretreatments was not fully degraded. Ethanol production from grass hydrolysate ( Phleum pratense) without pretreatment was only 68% of the ethanol produced from cellulose hydrolysates. Pretreatment of barley straw, hemp and grass increased ethanol and hydrogen yields, but not from cellulose or newspaper . The highest increase after chemical pretreatment (both acidic and basic) was observed for barley straw 3 Xylose, ribose, arabinose, glucose, fructose, galactose, mannose, sucros, lactose, lactate, formate, succinate, malate, pyruvate, oxalate, crotonate, glycerol, inositol, starch, cellulose, xylan, sorbitol, pectin, casamino acids, peptone, beef extract, tryptone, alanine, aspartete, glycine, glutamate, serine, threonine, histidine, and cysteine (Almarsdottir et al., 2010). Sara Lind Jónsdóttir | BSc Biotechnology 33 University of Akureyri Faculty of Natural Resources (Hordeum vulgare) with more than 100%increase in ethanol yield, whereas paper hydrolysates did not give as high increase after either chemical pretreatment. Cellulose hydrolysates gave the most yield of hydrogen (6.7 mol H2 g-1 TS) pretreated with alkali; whereas from lignocellulosic biomass, the highest yields were from grass (4.9 mol H2 g-1 TS) also pretreated with base (Sigurbjornsdottir and Orlygsson, 2011). Thermoanaerobacter strain GHL15 The strain Thermoanaerobacter GHL15 was isolated from a geothermal area (70.1°C, pH 7.0) in Grensdalur, southwest of Iceland. Its primary end-products are hydrogen and acetate. Brynjarsdottir et al. (2013) investigated the fermentative properties of GHL15 on various carbon substrates as well as with different lignocellulosic biomass including cellulose, hemp, newspaper, barley straw, and Timothy grass (Brynjarsdottir et al., 2013). Phylogenetic analysis of GHL15 shows that it is a member of the genus Thermoanaerobacter and its most closely related species are Thermoanaerobacter yonsiensis (98.9% homology), Thermoanaerobacter keratinophilus (98.8%), Caldanaerobacter subterraneus (98.5%), and Thermoanaerobacter tengcongensis (98.0%). Growth temperature of GHL15 ranges from 55.0-75.0°C, with optimum growth temperature at 65.0°C. The range of pH for the strain’s lies between pH 3.0 and 9.0, with optimum growth at pH 6.5. Generation time of GHL15 is about 10 h (Brynjarsdottir et al., 2013). GHL15 has versatile fermentative characteristics as it degrades most of the carbohydrates (see footnote 4) tested to the same end-products as for glucose (acetate, ethanol, and hydrogen). The dominant end-products of GHL15 are acetate and hydrogen, mostly in the ratio of 1.0:1.15. Ethanol production using GHL15 is relatively low, with yield of mostly of 5 mM or less. The strain degraded xylose, most of the hexoses and disaccharides, starch, pyruvate, and the amino acides serine and threonine. The other remaining substrates (arabinose, rhamnose, raffinose, glycerol, xylan, and cellulose substrates) wielded no results (Brynjarsdottir et al., 2013). The stoichiometry of glucose (20 mM) fermentation by strain GHL15 is as follows: 4 Xylose, arabinose, glucose, mannose, galactose, fructose, rhamnose, maltose, cellobiose, sucrose, lactose, trehallose, raffinose, starch, cellulose, CMC, avicel, xylan, glycerol, pyruvate, serine, and threonine (Brynjarsdottir et al., 2013). Sara Lind Jónsdóttir | BSc Biotechnology 34 University of Akureyri Faculty of Natural Resources 1.0 C6H12O6 1.60 CH3COOH + 0.05 CH3CH2OH + 3.00 H2 +1.65 CO2 (Brynjarsdottir et al., 2013) Hydrogen production from lignocellulosic biomass substrates (cellulose, hemp leaves and stem fibres, newspaper, barley straw, and grass) show promising results. Grass hydrolysate pretreated with 0.5% sulphuric acid gave the highest hydrogen yield with 7.6 mmol H2 g-1 grass. The major drawback of GHL15 is its extreme sensitivity towards initial substrate concentration and acetate accumulation (Brynjarsdottir et al., 2013). Methane-producing strains isolated in Iceland The following list shows the methane-producing strains isolated in Iceland. However, there are no accessible data on methane-producing performance of the isolated thermophilic anaerobic methanogens described in this paper. Methanothermus fervidus This strain was isolated in 1981 from a hot spring (85°C, pH 6.5) in the Hveradalir solfataric field in Kerlingarfjöll in Iceland (Stetter et al., 1981). The bacterium does not grow below 60°C but optimal growth is at 83°C with pH 6.5. The upper temperature limit it 97°C. Ths stein is a hydrogenotrophic methanogen, producing methane from from H2 + CO2. Mb. thermoautotrophicum seems to be mainly involved in the thermophilic decomposition of organic matter in sewage digestors and waste piles, and of decaying blue green algal mats in hot springs (Zeikus et al., 1980). Species within the genus Methanothermus, on the other hand, appears to depend on geothermal hydrogen and CO2 as algal mats can not grow at temperatures around 90°C. From the survey done by Stetter et al. (1981) in Icelandic solfaratas, M. fervidus was only found once indicating its extreme oxygen sensitivity and may occur more frequently in the depth of volcanic areas (Stetter et al., 1981). It is therefore speculated (Stetter et al., 1981) that Methanothermus fervidus and other unknown members of the Methanothermaceae may also be responsible for bacterial methane production in geothermally heated deep sediments, e.g. methane found in pliocene sediments situated in 3,000 m depth with temperature around 90°C in the area of Porto Corsini in northern Italy (Schoell, 1980). Sara Lind Jónsdóttir | BSc Biotechnology 35 University of Akureyri Faculty of Natural Resources Methanopyrus kandleri The strain Methanopyrus kandleri belongs to a novel group of hyperthermophilic rod-shaped motile methanogens. It was isolated from a shallow marine hydrothermal system (Kolbeinsey ridge, Iceland) and from a hydrothermally heated deep sea sediment (Guaymas Basin, Gulf of California). The growth range of the strain is between 84 and 110°C, with optimal growth at 98°C. The isolates are obligate chemolithoautotrophes that use hydrogen and carbon dioxide as energy and carbon sources. Methanopyrus kandleri is also able to produce hydrogen sulphide (H2S) in the presence of sulphur, and its cells tend to lyse (Kurr et al., 1991). Methanocaldococcus villosus Methanocaldococcus villosus was isolated from a sumbarine hydrothermal system at the Kolbeinsey Ridge, north of Iceland (Bellack et al., 2011). It is a novel chemolithoautotrophic and hyperthermophilic methanogen that belongs to the order Methanococcales, with 95% gene sequence homology to Methanocaldococcus jannaschii, making the latter-mentioned strain its closest relative. The isolate grows at 55-90°C, with optimum growth at 80°C and pH 6.5. The cells of Methanocaldococcus villosus gain their energy exclusively by reduction of CO2 with H2. Selenate, tungstate and yeast extract stimulate the growth of the strain significantly (Bellack et al., 2011). Other methanogens isolated in Iceland with limited amount of information are Methanotorris igneus and Methanothermus sociabilis. Methanotorris igneus (named before as Methanococcus igneus) is a novel hyperthermophilic strictly chemolithoautotrophic member of the genus Methanotorris. It was isolated from a submarine vent system, with depth of 106 m, at the Kolbeinsey ridge, Iceland. The isolate has a growth range between 45°C and 91°C with optimal growth at 88°C (Suryawanshi et al., 2010; Burggraf et al., 1990). Methanothermus sociabilis is a motile rod-shaped microorganism. Optimum growth is observed at pH 6.5 and temperature of 88°C (Suryawanshi et al., 2010; Laurer et al., 1986). Sara Lind Jónsdóttir | BSc Biotechnology 36 University of Akureyri Faculty of Natural Resources Effects of Different Factors on the yield Several factors have been shown to affect the end-product yield of each biofuel-producing thermophile. Initial substrate concentration may have a significant effect in growth and endproduct formation rates and yields. This has been investigated for different thermophilic bacteria such as Clostridium and Thermoanaerobacterium (Lacis and Lawford, 1988; Sommer et al., 2004; Almarsdottir et al., 2012). Concentration of the end-products may also have an effect on fermentative metabolism. For instance, end-product inhibition by hydrogen or organic acids and alcohols. The partial pressure of hydrogen (ρH2) may especially have a significant effect on fermentation – as ρH2 increases, some thermophilic microorganisms may change their metabolism from acetate to lactate or ethanol production which results in decrease of H2 yields and production rates (van Niel et al., 2003). Below, various factors concerning yields of biofuel production are discussed. Initial glucose concentration. Almarsdottir et al. (2012) examined the effects of various factors on lignocellulosic biomass degradation of strain AK17. It was found that increased glucose loadings led to lower pH, increased acetate formation and a lower degree of glucose utilisation in cultures. An increase of initial glucose concentration from 5 to 10 mM led to a twofold increase in end-product formation and 98% degradation of glucose. Further increase in glucose concentration did not, however, have a positive correlation with end-product formation. Analysis of the results indicate that the inhibition was more likely cased by low pH rather than the high substrate loadings. Similar phenonmenon was also shown to be present for most of the strains investigated for ethanol and hydrogen production. The only striking exception was Thermoanarobacter strain J1 where ethanol production was not inhibited at up to 200 mM glucose concentrations (Jessen & Orlygsson, 2012). Acid/Alkali. Lignocellulosic biomass consists of cellulose, hemicellulose and lignin. Various pretreatment methods have been used for releasing the sugars from such biomass. For the studies done on hydrogen and ethanol producing strains isolated from Icelandic hot springs, chemical pretreatement by either alkali and acids, as well as heating (autoclaving) has been done. Almarsdottir et al. (2012) showed that the effects of chemical pretreatment involving acid/alkali addition with low concentrations (0.25%) of acid or alkali increased ethanol yields to 3.2 and 3.5 mM g-1, respectively. Further increase in acid concentration slightly increased the yield, whereas addition of more alkali did not increase ethanol yields (Almarsdottir et al., Sara Lind Jónsdóttir | BSc Biotechnology 37 University of Akureyri Faculty of Natural Resources 2012). Similar spectra was also showed from other strains isolated from Icelandic hot springs; namely acid pretreatment was more effective on grass and hemp whereas alkali pretreatement was more effective from straw hydrolysates (Jessen & Orlygsson, 2012; Brynjarsdottir et al., 2012; Sigurbjornsdottir & Orlygsson, 2011). Enzyme concentration. One of the major challenge for large scale ethanol production from lignocellulosic biomass is the high enzyme cost. Almarsdottir et al. (2012) showed that no end-products are produced from cellulose hydrolysates without adding enzymes5. However, adding 0.01 mL g-1 dw of the enzyme, which is one-tenth of the „usual amount“, a dramatic increase of ethanol yield was observed (from 0 to 3.5 mM g-1EtOH). Twice the amount of the usual enzyme concentration (0.2 mL g-1 dw) further increased the ethanol yield up to 10.2 mM g-1 EtOH. Grass hydrolysates, on the other hand, produce ethanol yields of up to 0.9 mM g-1 without enzyme addition; although it was increased to 1.9 mM g-1 with adding 0.1 mL g-1 enzyme. Interestingly, acetate formation from grass hydrosylates does not increase with increased enzyme concentration, as opposed to ethanol formation (Almarsdottir et al., 2012). Effect of furan derivatives from pentoses and hexoses. Lignocellulosic biomass consists of different compounds which when degraded may affect the formation of the desired endproducts. Furfural and hydroxymethylfurfural (HMF) are examples of these. Furfural and HMF are furan derivatives from pentoses and hexoses, respectively, which have been reported to act as strong inhibitors of glycolytic enzymes (Banarjee et al., 1981; Palmqvist and HahnHagerdal, 2000). The study by Almarsdottir et al. (2012) shows the inhibitory effects of the two compounds. At 0.5 g L-1 of furfural or HMF, the decrease in ethanol yield was 17% and 15%, respectively. A decrease of approximately 50% was observed at 2 g L-1 concentration of furfural, and no growth was observed at higher concentrations. Slightly less decrease in ethanol yield was observed for HMF. Interestingly, acetate concentration is positively correlated to HMF concentration (Almarsdottir et al., 2012). Partial pressure of hydrogen. Partial pressure of hydrogen as a great influence on hydrogen yield (van Niel et al., 2002). It had been observed that for the strain AK15 the theoretical yield of hydrogen increased from 10% to 58% by changing the liquid/gas (L-G) phase ratio of 0.75 to 0.043 (Orlygsson and Baldursson, 2007). 5 The enzymes Celluclast® and Novozyme 188 were used in the study by Almarsdottir et al., 2012. Sara Lind Jónsdóttir | BSc Biotechnology 38 University of Akureyri Faculty of Natural Resources For hydrogen producers, electron scavenging or low L-G ratios enhance hydrogen production (Sigurbjornsdottir & Orlygsson, 2011) whereas for ethanol producers high L-G ratios shifts end product formation more towards ethanol (Jessen & Orlygsson, 2012). Ethanol tolerance Minimum inhibition concentration (MIC) determinantion was performed in order to determine the maximum ethanol tolerance of each strain. Sveinsdottir et al. (2009) determined maximum ethanol tolerance for seven thermophilic anaerobic strains using MIC determination. The effect of various ethanol concentrations ranging from 0% to 8% on seven of the isolated thermophilic anaerobes from Icelandic hot spring. The results are found in Appendix II. Four of the Thermoanaerobacterium species and the Paenibacillus strain showed ethanol tolerance up to 3.2% (v/v) whereas the two Thermoanaerobacter species had lower ethanol tolerance (1.6% v/v). Sara Lind Jónsdóttir | BSc Biotechnology 39 University of Akureyri Faculty of Natural Resources The following table shows a summary of the best biofuel-producing substrate with each of the isolated thermophilic anaerobe described above. Table 2. A summary of best biofuel-producing substrates with each isolated thermophilic anaerobe Thermophilic anaerobe Biomass Substrate Ethanol Hydrogen Pre Conc. (g Yields Yields treatment (mM g (mM g -1 L ) -1 sugar ) Genus Strain Clostridium AK1 hemp Reference sugar-1) 5,0 3,5 acid/base 5,0 3,1 acid/base Orlygsson (2012) stem grass Thermoanaerobacter AK5 grass 4,4 Brynjarsdottir et al. (2012) Thermoanaerobacterium AK17 Grass 5,0 3,6 Almarsdottir et al. (2012) Grass Thermoanaerobacter J1 2,5 Hemp 5,5 4,3 acid/base Jessen and Orlygsson (2012) Clostridium AK14 Grass 6,23 acid/base Almarsdottir et al. (2010) Thermoanaerobacterium AK54 Grass 4,9 base Sigurbjornsdottir and Orlygsson (2012) Thermoanaerobacter GHL15 Grass 4,5 7,6 acid Brynjarsdottir et al. (2013) The highest ethanol yield (5.5 mM g sugar-1) is produced from grass hydrolysate by the strain AK17, with a relatively lower substrate concentration of 2.5 g L-1, followed by strain AK5 with a yield of 4.4 mM g sugar-1 from grass hydrolysate. Highest hydrogen yields are observed from the strain GHL15 (7.6 mM g sugar-1) from grass hydrolysate. Sara Lind Jónsdóttir | BSc Biotechnology 40 University of Akureyri Faculty of Natural Resources Upscaling The thermophilic, fermentative process of producing the desired biofuel – ethanol, hydrogen and methane – is merely the first step, albeit a crucial one, towards effectively harnessing sustainable lignocellulosic biomass energy source. The next step is to increase the magnitute of the whole process, or more technically called upscaling. Upscaling of processes that involve microorganisms is a big challenge as working conditions inevitably change. A slight variation in any of the environmental conditons such as tempereture, pH, oxygen exposure, etc., can affect the processing pathway as a whole. Generally, the optimal Figure 12. Upscaling conditions change with every 10 times increase of the process scale. Upscaling is thus a tedious task that requires a serious deal of simultaneous research and immediate execution of research results. There is a wide variation in the morphological, biochemical and nutritional characteristics of methanogens that have been isolated to-date, thus requiring specific conditions for growth and sustenance (Suryawanshi et al., 2010). Similarly, the isolated ethanol and hydrogen-yielding thermophilic anaerobes require specialised growing conditions, it is a complicated task to assign a process pathway that is suitable for all microorganisms. Each factory therefore has to be explicitly designed and optimised based on individual prerequisites of survival of the thermophilic anaerobes being used. Sara Lind Jónsdóttir | BSc Biotechnology 41 University of Akureyri Faculty of Natural Resources Biofuel Plants of the future ethanol, hydrogen and methane Large-scale biofuel production from lignocellulosic biomass has yet to be accomplished. A simplified, graphical image of an ideal ethanol production plant is shown in Figure 13. Lignocellulosic biomass is collected and brought to an ethanol plant where it undergoes physical treatment including size reduction, chemical pretreatment and heating. This leades to various polymeric compoungs (cellulose, hemicellulose, oligosaccharides) which are then used as substrates for enzyme-catalysed conversion to sugars finally fermented by microbes to ethanol. Here, thermophilic anaerobes pose a great potential in fermenting not only hexoses but also the various pentoses formed. In addition to this, thermophilic anaerobes give the possibility of increasing the temperature at this stage due to its naturally high heat tolerance. This increase the kinetics of the fermentation reaction, thereby producing more yield. The ethanol that is produced from the fermentation is then distilled from possible contamination in the process and is then prepared for distribution (U.S. DOE, 2007) Figure 13. Cellulosic ethanol production model (US-DOE, 2007). A more detailed process of ethanol production from lignocellulosic biomass is shown in the following page. Sara Lind Jónsdóttir | BSc Biotechnology 42 University of Akureyri Faculty of Natural Resources Figure 14. Diagram of ethanol production from lignocellulosic biomass (US-DOE, 2007) Figure 14 shows more detailed representation of the process of ethanol production. Lignocellulosic biomass is first reduced in size before it undergoes physical and/or chemical pretreatment. Toxins and contaminants which might be present in pretreatment are then removed through the process of detoxification and neutralisation. After solid-liquid phase separation, the process goes to one of the three steps: fermentation of hemicellulose sugars, enzymatic hydrolysis and enzyme production. The substrates that go through enzymatic hydrolysis either goes to enzyme production or towards fermentation of cellulosic sugars, which together with the fermentation of hemicellulosic sugars move to the phase of product recovery. The final products either ethanol and hydrogen are then harvested, as the residues go to processing which may lead to production of coproducts (US-DOE, 2007). The same theory of process is applicable for hydrogen production from lignocellulosic biomass. Methane production, on the other hand, is slightly different, especially when the targeted source of lignocellulosic biomass is oftem more complex, e.g. municipal solid waste. Suryawanshi et al. summarised 16 case studies of anaerobic digestion of waste using methanogens in their study (2010) in which 13 pertain to lab scale studies, 1 pilot scale study and 2 large scale studies all over the world (See Appendix I). The majority of cases had Sara Lind Jónsdóttir | BSc Biotechnology 43 University of Akureyri Faculty of Natural Resources reactors as small as 0.2-0.4 L capacity with a maximum of 1-8 L capacity. Various reactors were used in the case studies: glass reactors, continuous stirred tank reactors (CSTR), and anaerobic sequencing batch reactors (ASBR). The sources of lignocellulosic biomass in the case studies include cattle or cow manure, industrial waste from dairy, fruit and vegetable, and paper industries. The amount of biogas and the percentage of methane content are all summarised in Appendix I (Zinder et al., 1984; Nielsen et al., 2004; Hamed et al., 2004; ManChang et al., 2006; Kaparaju et al., 2007; Perez et al., 2007; Bouallagui et al., 2008; Yilmaz et al., 2008). Improvement strategies Strategies to improve and maximise net energy production from anaerobic digestion of lignocellulosic biomass put emphasis on improving (i) the steps involved in feedstock hydrolysis and (ii) factors affecting these steps – particularly temperature (Suryawanshi et al., 2010). The use of thermophiles involves raising the temperature of the whole biomass digestion process. Complementary use of renewable energy source such as sunlight has therefore been suggested to improve the energy cost of heating up the system, hence increasing the net energy production. The mixing of biomass substrate is an important aspect in the process as it enables heat transfer, improves the homogeneity of pH, encourages interaction between microbial consortium and substrates in the medium, reduces the particle sizes to physically facilitate digestion, and helps release the biogass generated from the generator content (Meynell, 1976). There have been conflicting results, however, on what mode of mixing optimises biogas production. Nevertheless, the consensus amongst researchers was that in order to minimise killing of microbial bimass, due to shearing forces of the mixer, intermediate mixing appeared to be optimal for substrate conversion (Dague et al., 1970; Smith et al., 1996). Sara Lind Jónsdóttir | BSc Biotechnology 44 University of Akureyri Faculty of Natural Resources Pros and cons of using thermophiles for biofuel production Thermophilic anaerobes offer a great potential in treating lignocellulosic biomass for biofuel production. There are several advantages in utilising these microorganisms as well as challenges that are yet to be met. The advantages of anaerobic digestion under thermophilic conditions include the following: Broad substrate range. The naturally wide substrate range of thermophilic anaerobes makes them ideal fermentative microorganisms for biofuel production from lignocellulosic biomass. Various compounds that are present in lignocellulosic biomass are more likely to be degraded by microorganisms with a broad range of substrates compared to specialised degradation of enzymes and other fermentative methods. Higher kinetic advantage and higher specific growth rate. The kinetics and stoichiometry of biofuel-fermenting reactions are generally favoured by high temperature, making thermopihilic anaerobes the ideal candidates for this. The rates of chemical and enzymatic reactions are positively correlated with increasing temperature. Increased reaction rate as a result of relatively higher growth rate of thermophilic microorganisms, in spite of their inherently slow doubling time, will significantly contribute to increased biogas production (Suryawanshi et al., 2010; van Groenestijn et al., 2002). For instance, the thermodynamics of H2-producing metabolism become more favourable with increasing temperature (Stams, 1994), and less affected by the partial pressure of hydrogen in the liquid phase (Levin et al., 2004; van Groenestijn et al., 2002). This helps lengthen the culture‘s survival rate throughout the process of biofuel production. Eradication of pathogens. Non-desired microorganisms are more likely to be eradicated with elevated temperature conditions (van Groenestijn et al., 2002). Larsen et al. (1994) concluded that thermophilic as well as mesophilic anaerobic digestion together with thermophilic pretreatment sufficiently reduce vegetative pathogens (e.g. E.coli and Enterococci) and intestinal parasites that are normally found in animal wastes. Salmonella and Mycobacterium paratuberculosis are inactivated within 24 h at thermophilic conditions (Sahlstrom, 2003). There are still plenty of drawbacks that remain to be solved in this thermophilic anaerobic digestion of biomass. Higher energy input for operation is needed in anaerobic digestion under thermophilic condition compared to its mesophilic counterpart (Suryawanshi et al., 2010). Net energy production is significantly reduced as the energy requirement for operation, Sara Lind Jónsdóttir | BSc Biotechnology 45 University of Akureyri Faculty of Natural Resources especially in higher altitude and cold regions, may be greater than the actual energy produced (Mackie and Bryant, 1995). Also, lower growth yields of thermophilic microorganisms result in longer start-up times. This increases the susceptibility of the process to toxicity, fluctuations in temperature and other environmental conditions (Ong et al., 2000, Hamed et al., 2004). According to Ahring et al. (2001) imbalance in microbial consortium is apparent when operational temperature is increased from 55°C to 65°C. This entails imbalance between the fermenting, acid-producing and acid-consuming microbial consortia (Ahring et al., 2001). Another challenge with regards to thermophilic anaerobic digestion for methane production is the interaction between temperature and ammonia – when ammonia concentration is in the inhibitory range, the effect of temperature cannot be independently examined (Gerardi, 2003). Also, the cell density achieved that is produced by thermophilic H2 fermentation processes has still been relatively low (Hallenbeck, 2005). Further development of cell retainment methods is needed. Genetic engineering of thermophiles Thermophilic anaerobes may seem to hold the potential in biofuel production from lignocellulosic biomass, however, there are certain criteria that need to be met in order to fulfill the increasingly sought-after functionality. Genetic engineering holds the key to making this a reality. Low tolerance to ethanol and the production of other end products like acetate and lactate are the main hindrance of utilising thermophilic bacteria for biofuel production. Efforts on enhancing ethanol tolerance through mutations and adaptations have been made (Lovitt et al., 1984, 1988; Georgiva et al., 1988) and mentioned in the previous chapters. Sara Lind Jónsdóttir | BSc Biotechnology 46 University of Akureyri Faculty of Natural Resources Discussion Energy production from lignocellulosic biomass offers an ideal and promising solution on how to alleviate the alarming environmental situation of our world today. Lignocellulosic biomass is a complex form of biomass. It is abundant and exist in many forms which are typically regarded as waste, such as crop residues and urban waste. The use of lignocellulosic biomass for biofuel production is thus more preferable than the more simple type – starch and sucrose derived from corn and sugarcane – which requires growing these crops specially for energy production. Simple biomass, however, has been used for ethanol production for decades, as the conversion from the crop to biofuel is relatively easier than producing biofuels from lignocellulosic biomass. The main challenge of converting lignocellulosic biomass into biofuels such as ethanol, hydrogen and methane is the degradation of its chemical constituents – cellulose, hemicellulose and lignin – into more simple types of carbohydrates in order for fermentation occur. Thermophilic anaerobes that have been isolated in Icelandic hot springs give a promising answer to this challenge. These microorganisms thrive in hot and hostile environments of the geothermal areas in Iceland. Their heat tolerance is of great advantage for the conversion process from complex biomass to ethanol, hydrogen and methane, as it gives the possibility of raising the process temperature, and hence increasing the rate of reaction of each fermentational stage. Moreover, thermophilic anaerobes have broad spectra of substrate degradation including various hexoses, pentoses, disaccharides and polymeric substrates, which is a great advantage when degrading complex biomass source such as urban waste and crop residues. Several thermophilic anaerobes isolated in Iceland that are capable of producing ethanol, hydrogen and methane are discussed in this paper. Strain AK17 which belongs to genus Thermoanaerobacterium has the best ethanol yield of 5.5 mM g sugar-1 from grass hydrolysates (g L-1). From the isolated hydrogen-producing strains, GHL15, from genus Thermoanaerobacter has the most yield of 7.6 mM g sugar-1 from grass hydrolysates (g L-1). Various factors affect the biofuel yields of thermophilic anaerobes from lignocellulosic substrates. Pretreatment with either acid/alkali with appropriate concentration significantly improves the yield of a given strain. Degradation of grass hydrolysate with AK17 increased its ethanol yield from 1.9 mM g-1,without chemical pretreatment, to 3.2 and 3.5 mM g-1, with acid and alkali pretreatment respectively. Further increase in acid concentration of the Sara Lind Jónsdóttir | BSc Biotechnology 47 University of Akureyri Faculty of Natural Resources pretreatment slightly increased the yield whereas increase in alkali concentration did not have any effect (Almarsdottir et al., 2012). This suggests that degradation of lignocellulosic biomass has optimal pH pretreatment condition wherein it gives the most yield from a given substrate source, making this aspect an important criterion on optimising biofuel yields. Interestingly, the yields of these newly isolated thermophilic anaerobic strains by the researchers at the University of Akureyri are only slightly better than that of T. mathranii (2.61- 5.30 mM g-1 from wheat straw hydrolysates) which was the first ethanol-producing thermophilic anaerobic strain isolated in Iceland. This may suggest that more thermophilic anaerobic strains which have even better fermenting capacities may still remain unidentified therefore it is vital to continue the isolation of such strains. Factors such as initial glucose concentration, enzyme concentration, partial pressure of hydrogen, inhibitory effects of furan derivatives, and tolerance to end-products such as ethanol are amongst the crucial factors that have been shown to have important effects on the yield of lignocellulosic degradation of thermophilic anaerobes. Each strain and type of substrate source may have various optimal conditions of fermentation therefore it is of vital consideration to study these factors in designing an optimal process of biofuel production from lignocellulose. Various advantages have been acknowledged in the use of thermophilic anaerobes in biofuel production such as broad substrate spectrum, higher rate of reaction and eradication of pathogens whereas disadvantages including the high cost of production, lower growth yield of thermophilic anaerobes and the challenges of upscaling continue to slow down the full utilisation of lignocellulosic biomass as a worldwide source of fuels. The research question is thus addressed – thermophilic anaerobes isolated from Icelandic hot springs are indeed good candidates for biofuel production from lignocellulosic biomass due to their aforementioned advantages. Apparent challenges are an inevitable part of the development of the technology. More research and international cooperation need to be done to address the challenges that are involved in using lignocellulosic biomass as biofuel feedstock. Previous genetic modifications done on T.mathranii serves as a stepping stone for further modifications on the other isolated thermophilic anaerobes described in this paper. Studies on how genetic modifications could improve growth yield and tolerance to inhibitory compounds can be made in the future. Also, Sara Lind Jónsdóttir | BSc Biotechnology 48 University of Akureyri Faculty of Natural Resources the high energy cost of biofuel production from lignocellulosic biomass can be addressed by using other renewable energy sources such as solar, wind, geothermal or hydroelectric energy, to further encourage the overall use of renewable energy sources. Iceland is teeming with geothermal and hydroelectric power therefore it is an ideal place to carry out further research and upscaling projects of biofuel production from lignocellulosic biomass. Concluding Remarks Thermophilic anaerobes isolated in Iceland provide a great potential in producing biofuels such as ethanol, hydrogen and methane from lignocellulosic biomass. Several challenges still remain to be addressed for full-scale utilisation of the technology. Broad substrate spectra, higher rate of reaction and eradication of pathogens due to natural heat tolerance are of considerable advantage in developing the process of harnessing energy from lignocellulose as well as the amount of other renewable energy source in Iceland. Further research needs to be done on optimising the yields of biofuel products through variation of different environmental factors as well as genetic modification of the isolated strains and continuous search of more thermophilic anaerobic strains. 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Minimum inhibitory concentrations of ethanol for seven thermophilic bacterial strains. The final optical density (OD) was used as the indicator of growth; ++++ = OD > 1.0; +++ = OD between 0.7 and 1.0; ++ = OD between 0.3 and 0.7; + = OD below 0.3 but above control Sara Lind Jónsdóttir | BSc Biotechnology 61
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