C4F8 dissociation in an inductively coupled plasma M. T. Radtke,a) J. W. Coburn, and David B. Graves Department of Chemical Engineering, University of California, Berkeley, California 共Received 11 July 2002; accepted 21 April 2003; published 13 June 2003兲 A study of the dissociation of a small concentration of cyclic-C4F8 (c-C4F8) in a predominately argon, low pressure inductively coupled plasma is reported. Measurements of electron density, plasma potential, and electron energy distribution function 共EEDF兲 were made at several pressures and over a range of dilute Ar/C4F8 plasmas using a Langmuir probe. The c-C4F8 concentration in the plasma was estimated using appearance potential mass spectrometry and ion mass spectrometry. Optical emission spectroscopy was used to estimate the gas temperature and total neutral number density. Volume-averaged total dissociation rate coefficients for c-C4F8 ionization and total dissociation into neutrals were calculated using reported cross sections and the measured EEDFs. Rate coefficients inferred by both methods were in agreement within experimental uncertainties and approximations of the model, indicating that the dissociation cross sections are accurate. © 2003 American Vacuum Society. 关DOI: 10.1116/1.1582456兴 I. INTRODUCTION Plasma chemical processes are widely used for a variety of etching, deposition, cleaning, and other surface modification purposes in semiconductor device manufacturing. Models of these plasmas offer many potential benefits to experimentalists and industrial users of plasma processes. However, development of convincing models of plasmas with realistically complex chemistries has proven difficult. Many attempts to model the complex chemistry occurring in these plasmas have been made over many years, but it is clear that one of the major stumbling blocks is the lack of an adequate experimental database. Most of the experimental work conducted has been done in commercial plasma tools, with neither in in situ detection of the neutral and ionic species present, nor the other key plasma characteristics such as plasma density, plasma potential, or the electron energy distribution function. However, even studies that attempt to develop a fundamental understanding of the chemically active plasma have struggled. A major difficulty has been that typically only a few chemical species have been measured, or that quantitative measurements have been difficult or impossible. At a minimum, it is generally necessary to measure all of the major neutral and ionic species present, as well as the plasma properties such as electron and ion densities, plasma potential, and the electron energy distribution function 共EEDF兲. The key is in conducting systematic experimental studies, coupled with modeling. The present work is a small step in the direction of developing a coordinated modelingexperimental program to systematically develop reliable models of chemically active plasmas. The strategy we have followed in the work reported here is to measure key plasma properties in dilute c-C4F8 in argon mixtures. Plasma properties were measured over a range of dilute c-C4F8 inlet concentrations and gas pressures. Plasma a兲 Author to whom correspondence should be addressed; electronic mail: [email protected] 1038 J. Vac. Sci. Technol. A 21„4…, JulÕAug 2003 properties were also measured in a pure argon plasma to characterize plasma property changes with c-C4F8 addition. In the present article, we report the dissociation characteristics of c-C4F8. Cyclic-C4F8 is now commonly used for plasma etching of dielectric thin films, especially silicon dioxide and silicon nitride. The gas is known to dissociate readily, and will often contribute to the formation of polymer-like surface layers that assist in increasing etch selectivity. Recently, Morgan1 has proposed a form for the total electron-impact cross section for dissociation of c-C4F8 into neutrals based on swarm data. Sugai and Toyoda2 have reported values for the cross sections for the electron-impact dissociation of c-C4F8 to CFx radicals 共CF, CF2, and CF3) and fluorocarbon positive ⫹ ⫹ ⫹ ⫹ ions (CF⫹ CF⫹ 2 , CF3 , C2F3 , C2F4 , and CF3F5 ). Toyoda 3 4,5 et al. and Jiao et al. have measured partial and total ionization cross sections for c-C4F8 using mass spectrometry. Bibby and Carter,6 Kurepa,7 and Beran and Kevan8 have also made measurements of the total ionization cross section. Christophorou and Olthoth9 have recently recommended a total dissociative ionization cross section based on the available experimental measurements. The cross sections for dissociative ionization and dissociation into neutrals are the focus of this article. By measuring the electron density and the electron energy distribution, the total dissociation rate coefficient can be estimated if the cross sections are known. Using the proposed cross sections, we computed the total dissociation rate coefficient at four pressures 共1, 3, 5, and 10 mTorr兲 and at approximately the same, relatively low rf power 共⬃30– 40 W deposited兲. Low powers were used to insure only partial c-C4F8 dissociation. The EEDFs varied significantly over these four pressures, allowing the EEDFs to be integrated over different parts of the cross sections, resulting in a range of total dissociation rate coefficients. The result of the article is a comparison of the total dissociation rate coefficients inferred from integrating the measured EEDFs over the proposed cross sections to the value 0734-2101Õ2003Õ21„4…Õ1038Õ10Õ$19.00 ©2003 American Vacuum Society 1038 1039 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma 1039 FIG. 1. Experimental setup. obtained from the model c-C4F8 mass balance under the four sets of conditions. Given the uncertainties in the various measurements and the simplified model, the two approaches gave values essentially in agreement with each other. We conclude that the proposed cross sections are in agreement with our measurements. Of course, the results reported here are only a small part of the overall problem alluded to above. The experimental conditions were chosen to minimize complexities like changes in the EEDF or plasma density from changes in gas phase composition resulting from plasma chemistry. A focus on total dissociation cross section obviates the need for branching ratios, and a parent gas like c-C4F8 is unlikely to reform at walls, eliminating another major source of model uncertainty. Nevertheless, using small concentrations of molecular gases in well-characterized rare gas discharges can be exploited in other ways. Limited but successful studies such as this help develop confidence in our ability to measure and predict key plasma physical and chemical properties, and therefore lay the foundation for more ambitious future work. A. Ion mass spectrometry Positive ions are sampled through a 325 m diameter aperture in the chamber wall. Three Einzel lenses are used to focus the positive ions, and a UT9 300-C quadrupole mass spectrometer 共QMS兲 is used for ion detection. The QMS is oriented in the direction of ion travel and the ionizer is turned off, giving a direct measure of the ion flux from the plasma. The mass spectrometer is differentially pumped and has a base pressure below 10⫺7 Torr. Under these conditions, the mean free path for ion collisions is much larger than the chamber dimensions, so it can be assumed that the ions from the plasma reach the detector of the mass spectrometer without suffering any gas phase collisions, resulting in an accurate measure of the ion flux composition through the aperture. Integration of areas under each peak is used to calculate the ion signals. Correction factors for the mass dependence on detection and transmission efficiency are given by the manufacturer. Transmission and detection efficiencies depend on the plasma potential, so the corrected QMS measurement gives only relative ion flux; absolute fluxes can be calculated with the Langmuir probe or ion flux probe measurements. II. EXPERIMENT The experimental reaction chamber used for this work is shown in Fig. 1. The plasma is operated in a cylindrical chamber with a height of 10 cm and a diameter of 20 cm. The plasma is powered inductively by a 5-turn coil and operated at 13.56 MHz rf power through an alumina dielectric window. A Faraday shield is used to minimize capacitive coupling to the plasma and a Tesla coil is used to ignite the plasma. Ion and neutral mass spectrometers, the Langmuir probe, and the microbalance are all located in the same axial plane, 7.6 cm below the alumina dielectric. JVST A - Vacuum, Surfaces, and Films B. Neutral mass spectrometry Measurement of neutral species is done with a Hiden Analytical PIC300 QMS; MASSOFT™ software is used to interface the QMS with a personal computer. Neutrals are sampled through a 900 m diameter aperture diametrically opposite the ion collection aperture. The QMS is mounted in the cross-beam mode to minimize the effects of ions, metastables, and photons from the plasma. The ionizer for the mass spectrometer is located line-of-sight to the plasma sample aperture. Neutral flow between the aperture and the 1040 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma ionizer is in the molecular flow regime, so neutral species reach the ionizer without suffering any gas phase collisions. Background gas in the QMS chamber can make a significant contribution to the QMS signal for both stable and radical species.10 Three stages of differential pumping are used to minimize the background signal, and a slotted wheel rotary beam chopper in the third differential pumping stage is used for beam modulation to subtract the background signal.10 Appearance potential mass spectrometry 共APMS兲 is used to measure radical and stable molecule densities in the plasma. APMS detection exploits the difference between the direct and dissociative ionization threshold, where the appearance signal below the dissociative ionization threshold is used for radical density measurements. Absolute number densities of radicals are calibrated using the argon signal with the plasma off as a calibration. Densities calculated from dissociative ion fragments of parent species 共such as c-C4F8) are calibrated from dissociation fragments of the parent species with the plasma off. Corrections of the mass dependence on detection and transmission efficiency are given by the manufacturer. Details on the mass spectrometer measurements can be found in Ref. 11. C. Langmuir probe The Langmuir probe is located in the same axial plane as the mass spectrometer apertures; the radial position can be adjusted. The Langmuir probe tip consists of a cylindrical platinum wire, with a diameter of 125 m and a length of 6 mm. The Faraday shield in the system minimizes capacitive coupling between the coil and the plasma, so rf distortion of the Langmuir probe signal should be minimized. Three parallel LC filters tuned to 13.56 MHz and its harmonics are used to minimize any remaining rf distortion. A copper plug inside the alumina Langmuir probe holder provides 60 pF of capacitance between the probe and the plasma; this is much larger than the capacitance between probe and ground, further reducing the rf distortion. Further details of the experimental Langmuir probe setup can be found in Ref. 12. The Langmuir probe is used to generate I p ⫺V p probe traces. The second derivative of the probe traces in the electron retardation range gives the electron energy probability function 共EEPF兲, and the dc part of the plasma potential is taken as the zero crossing of the second derivative of the probe trace.13 The EEDF, electron density, average electron energy, and electron temperature are derived from the EEPF. The energy difference between the peak and zero crossing of the EEPF remained at approximately 1 eV under all plasma conditions, indicating that the Langmuir probe measurements were reliable.14 Deposition on the probe tip and the chamber walls can distort EEPF measurements. The probe tip is kept red-hot before and during the Langmuir probe scans in order to keep it clean while maintaining a constant work function. Using small c-C4F8 concentrations help minimize wall deposition. Langmuir probe scans in argon plasmas in a clean chamber at the experimental conditions were completed and showed J. Vac. Sci. Technol. A, Vol. 21, No. 4, JulÕAug 2003 1040 that the Langmuir probe scans did appear to be free from distortions caused by wall deposits under the experimental conditions. D. Ion flux probe A wall-mounted ion flux probe was used to measure positive ion fluxes to the wall. The probe is biased negatively and measures total positive ion current. The probe is a stainless steel disk at the chamber wall in the same axial plane as the Langmuir probe, with a diameter of 1.11 cm and an area of 0.97 cm2. E. Optical emission Optical emission spectroscopy 共OES兲 is used for specie detection and neutral gas temperature measurements. In OES, radical and neutral species are excited to resonant energy states via electron impact excitation, releasing photons in the UV-visible range after decay to lower energy states. Separate spectrometers were used for specie identification and rotational and vibration temperature measurements. Temperature measurements were taken using a McPherson model 207 Czerny-Turner monochromater with 1800 mm⫺1 holographic grating, a 0.67 m focal length, and an effective spectral range of 260– 870 nm. The maximum resolution is 0.011 nm full width at half maximum 共FWHM兲. A Hamamatsu model R943-02 photomultiplier tube was used as the detector and a Keithley model 485 picoammeter was used to measure the photomultiplier tube current. Optical emission is detected through a port in the same plane as the other diagnostics 共see Fig. 1兲. Temperature measurements are made by adding a small amount of nitrogen to the plasma and measuring the N2 second positive emission system; a simulation is used to approximate rotational and vibrational temperatures.15 Translational and rotational energy modes are assumed to exchange energy efficiently, so the rotational and translational temperatures were assumed to be in equilibrium.16 A PC2000-UV-VIS-ISA spectrometer is also used with this system and can simultaneously measure a complete spectrum with an effective range of 200 and 850 nm. The PC2000 spectrometer is supported with Ocean Optics OOIBase32™. The resolution ranges from 0.3 to 10.0 nm FWHM, and the grating is 600 mm⫺1. Spectra taken at each experimental condition were used to test the variation of the OES spectra with c-C4F8 concentration. III. MODEL The model consists of a mass balance on c-C4F8 in a predominantly argon plasma. The cross sections were tested by independently calculating the total dissociation rate coefficient using two methods: a mass balance on c-C4F8 and by integrating the dissociation cross sections over measured EEPFs. Runs were completed at 1, 3, 5, and 10 mTorr. At each of these pressures, diagnostic measurements were made at 0, 0.47,0.94, 1.42, 1.90, and 2.39 inlet % c-C4F8. Measurements were not completed at 0.47% C4F8 at 1 mTorr because 1041 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma TABLE I. Temperature of neutrals in plasma at plasma wall 共using mass spectrometer兲 and a line-of-sight average temperature measurement using optical emission. Pressure 共mTorr兲 Power 共W兲 T 共K兲 at wall ⫹/⫺20 °C T rot 共K兲 optical emission ⫹/⫺30 °C 1 3 5 10 36.9 44.1 35.8 24.69 303 303 297 306 430 440 440 450 1041 flow is conductance limited under the experimental conditions 共cf. Fig. 1兲, so the outlet c-C4F8 flow rate was calculated with the measured densities and the ratio of conductances, which are inversely proportional to the square root of molecular weight 关Eq. 共3兲兴.18 F CoutF 4 8 out F Ar ⫽ n C4F8C C4F8 n ArC Ar ⫽ n C4F8 n Ar 冉 冊 M Ar M C4 F 8 1/2 . 共3兲 B. EEPF of mass flow controller limitations. A relatively low rf power was used to keep the electron density low. This has the advantage that the c-C4F8 is not completely dissociated, and the gas heating that accompanies higher plasma densities can be avoided. It was assumed in this analysis that all the c-C4F8 dissociation comes from electron impact. We ignored the possible effects of argon metastables in dissociating c-C4F8, based in part on measurements and analyses reported elsewhere, and in part on an analysis described in Appendix A.17 Another potential loss mechanism for c-C4F8 is formation of C4F⫺ 8, followed by dissociative recombination. However, estimates suggest this is also an unimportant dissociation pathway, and was therefore neglected ni the analysis 共see Appendix B兲. A. c-C4F8 mass balance A global c-C4F8 species mass balance used to calculate the c-C4F8 total dissociation rate coefficients (k diss,C4F8) is shown in the following equation: F in,C4F8⫺F out,C4F8⫽k diss,C4F8n C4F8n e V, 共1兲 where F is the flow rate in s⫺1, k diss is the dissociation rate coefficient in cm3/s, n i is the species density in cm⫺3, and V is the plasma volume in cm3. We considered it unlikely that wall or gas phase recombination would result in c-C4F8 reformation. As a result, c-C4F8 is assumed to enter the chamber only by flow. Although wall deposition is substantial when the plasma is on, dissociation fragments are assumed to be responsible for deposition, not c-C4F8, so deposition does not appear in the c-C4F8 mass balance. As mentioned previously, the neutral gas density and pressure were measured at the aperture near the chamber wall. Despite using low pressure and low power to minimize gradients in the plasma, neutral gas temperature and density gradients still exist. In order to approximate the gradients, optical emission spectroscopy was used to measure line of sight average rotational temperature 共see Table I兲. The neutral gas temperature can be estimated at the chamber wall,11 so an average plasma c-C4F8 density was calculated by scaling the c-C4F8 wall density with temperature, n C4F8 ,avg⫽n C4F8 ,wall 冉 冊 T avg共 rot兲 . T wall 共2兲 Using the average c-C4F8 density, the outlet c-C4F8 flow rate was calibrated with the known argon flow rate. The outlet JVST A - Vacuum, Surfaces, and Films Spatially resolved rate coefficients for dissociative ionization and dissociation into neutrals were calculated by integration of the c-C4F8 cross sections 共兲 over the measured EEPFs 关 f (,r,z) 兴 . k diss,C4F8共 r,z 兲 ⫽ 1 n e 共 r,z 兲 冑 冕 2e me ⬁ 0 C4F8共 兲 f 共 ,r,z 兲 d. 共4兲 The total dissociation rate coefficient was then calculated as the sum of the rate coefficients for dissociative ionization and dissociation into neutrals, and compared with the rate coefficients calculated from the mass balance to test the cross section. total neutrals ions k diss,C F ⫽k diss,C F ⫹k diss,C 4 8 4 8 4 F8 . 共5兲 Spatial variations in the EEDF and electron density were approximated based on the nonlocal electron kinetics.19 A two-dimensional plasma potential map was approximated using the Langmuir probe potential measurements, equipment symmetry, and a normalized plasma potential map from a fluid plasma model.20 The plasma potential profile was used with the measured EEPF to calculated volume-averaged dissociation rate coefficients for each condition. Some smoothing and extrapolation of the EEPF tail was done to improve the accuracy of the rate coefficient integration in Eq. 共4兲. In order to check that this did not introduce artifacts into the EEPF, extra probe measurements were made at each experimental pressure and higher input powers, where the noise in the tail region of the EEPF is lower, to help determine the shape of the tail. 共Recall that the original measurements were made at lower power to minimize dissociation and the creation of plasma gradients.兲 In any case, the smoothed and extrapolated region of the EEPF’s contribution to the total dissociation ranged from 11.2% at 1 mTorr to 18.8% at 10 mTorr. IV. RESULTS A. c-C4F8 measurements Since the C 4 F ⫹ 8 parent ion is unstable, it could not be used as a measure of the c-C4F8 density. Therefore, the C2F⫹ 4 and C3F⫹ 5 dissociative ionization fragments were used to determine the c-C4F8 density. Obviously, a possible artifact is direct ionization from the radicals C2F4 and C 3 F 5 . Evidence suggests that this is not significant. First, the ion mass spectrometer shows that both these ions are present in significant 1042 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma FIG. 2. Ion densities in plasma for 2% inlet C4F8 /Ar plasma at 10 mTorr and ⫹ 25.6 W deposited power. C2F⫹ 4 and C3F5 are primarily from C4F8 dissociation and were used to calculate the C4F8 density. quantities in the plasma, and are therefore good candidates for potential dissociative ionization ions 共cf. Fig. 2兲. In addition, Hayashi et al. reported these ions as coming predominantly from dissociative ionization of c-C4F8 and being the predominant dissociative ionization products.21 Measurements in the appearance potential mass spectrometer also support this conclusion. C3F⫹ 5 signal scans at 10 mTorr for pure c-C4F8 with no plasma and for the Ar/c-C4F8 at the run condition are shown in Fig. 3. The threshold and shape of the C3F⫹ 5 signal is the same with the plasma on and off, indicating that all the C3F⫹ 5 signal is from dissociative ionization of c-C4F8. The c-C4F8 density in the plasma was calculated with Eq. 共6兲, where S is the slope of the signal after the background is subtracted off. This was repeated for all experimental conditions. FIG. 3. Mass spectrometer scans at m/e⫽131 (C3F⫹ 5 ) in C4F8 with plasma off and in C4F8 mixture with the plasma on. The shape of the signals is the same, indicating that all of the C3F⫹ 5 signal is from dissociative ionization of C4F8. J. Vac. Sci. Technol. A, Vol. 21, No. 4, JulÕAug 2003 1042 FIG. 4. Mass spectrometer scans at m/e⫽100 (C2F⫹ 4 ) in C4F8 with plasma off and in C4F8 mixture with the plasma on. The threshold is slightly lower when the plasma is on, indicating that there is probably a little C2F4 present. n Con F 4 8 n CoffF 4 8 on ⫽ SC ⫹ 4F8→C3F5 . off ⫹ F →C F 4 8 3 5 SC 共6兲 The same procedure was used to calculate the C4F8 from the ⫹ C2F⫹ 4 ion. Scans of the C2F4 signal with the plasma on and off are shown in Fig. 4. The small signal below the apparent dissociative ionization threshold at about 14 eV is most likely from direct ionization of C2F4 or possibly from dissociative ionization of some larger radical. Ideally, the slope of the signal from direct ionization should be subtracted off in calculating the C4F8 density, as shown in Eq. 共7兲. However, given the relatively small signal-to-noise ratio, we elected to neglect this and simply assumed the signal was due exclusively to the parent C4F8, using the following expression: ⫹ FIG. 5. C4F8 density independently calculated the C2F⫹ 4 and C3F5 ions are in agreement. An average density value was used. 1043 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma FIG. 6. Electron energy probability functions 共EEPFs兲 at 10 mTorr. EEPF is suppressed with increasing C4F8 addition. n Con F on SC ⫹ 4F8→C2F4 1043 FIG. 8. EEPFs at 3 mTorr. EEPF does not change significantly with C4F8 addition. on ⫺S C ⫹ 2F4→C2F4 An important element of the strategy of the article is to be able to measure the EEPF under all conditions so that the dissociation cross sections can be tested. A key question is to what extent the molecular gas and its dissociation fragments affect the electron characteristics. Electron energy probability functions were measured with a Langmuir probe for each experimental condition. Langmuir probe scans were completed in pure argon at the same plasma conditions as the plasma mixture 共e.g., deposited power, pressure, and input flow rates兲, in order to check the reliability of the Langmuir probe scans in the depositing environment. EEPF scans are shown at each pressure and inlet composition in Figs. 6 –9, and show that the EEPF is independent of inlet c-C4F8 flow at 1, 3, and 5 mTorr, but is suppressed with increasing c-C4F8 concentration at 10 mTorr. The reduction in the magnitude but not the shape of the EEPF suggests that the electron density is reduced but the electron energy distribution is unchanged. A possible explanation for the electron density suppression at 10 mTorr is the addition of more energy loss channels with higher concentrations of the molecular gas. As FIG. 7. EEPFs at 5 mTorr. EEPF does not change significantly with C4F8 addition. FIG. 9. EEPFs at 1 mTorr. EEPF does not change significantly with C4F8 addition. 4 8 n CoffF 4 8 ⫽ off ⫹ 4F8→C2F4 SC . 共7兲 c-C4F8 densities calculated using both the C3F⫹ 5 and the ion and assuming dissociative ionization are in generC2F⫹ 4 ally good agreement as illustrated in Fig. 5. In most cases, ⫹ the C3F⫹ 5 signal was too small to be useful, so the C2F4 signal was used exclusively as a measure of the c-C4F8 density. B. EEPF measurements JVST A - Vacuum, Surfaces, and Films 1044 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma FIG. 10. Electron density vs inlet % C4F8 for each pressure. Electron density is suppressed at 10 mTorr. a further test, the EEPF data were processed to generate electron densities, plasma potentials, and average electron energies (T e ). Figures 10–12 demonstrate that, except for electron density at 10 mTorr, these quantities also do not show a variation with composition. These experimental conditions result in a range of EEPFs with which to test the cross sections and mass balance model. Ion wall current was measured with a planar ion flux probe. This measurement was used to independently estimate the central plasma positive ion density, using the approximate ion Bohm velocity at the sheath edge. Comparison of the values for positive ion density estimated from the ion wall probe in Fig. 13 with the peak electron density measurements in Fig. 10 offer support for our conclusion that the plasma remains electropositive with at most, a relatively small contribution from negative ions at the highest pressure of 10 mTorr. C. Dissociation rate coefficients The proposed cross sections for dissociative ionization and dissociation into neutrals are plotted with the smoothed FIG. 11. Plasma potential vs inlet % C4F8 for each pressure. J. Vac. Sci. Technol. A, Vol. 21, No. 4, JulÕAug 2003 1044 FIG. 12. Average electron energy vs inlet % C4F8 for each pressure. 共Electron temperature is 2/3 the average energy for a Maxwellian EEDF.兲 EEPFs at each pressure in Fig. 14. Over this pressure range, the EEPFs are sufficiently different to allow different parts of the cross section to be tested. Rate coefficients for dissociative ionization and dissociation into neutrals were calculated by integrating the respective cross sections over the EEPFs; the total dissociation rate coefficient (k diss,tot) is a sum of the two. The rate coefficients for c-C4F8 total dissociation rate coefficients calculated from the EEPF and from the mass balance are shown for each pressure in Figs. 15共a兲–15共d兲. Also shown are the contribution to the rate coefficient as calculated from the EEPF from dissociative ionization and dissociation into neutral for each pressure. The error bars are the 95% uncertainty limits based on multiple measurements. These are the spatially averaged rate coefficients. The rate coefficients calculated from the EEPF and from the mass balance are nearly independent with c-C4F8 inlet fraction. This is the best evidence that dissociation comes almost exclusively from electron impact collisions, and that therefore metastables and negative ions do not play an important role in c-C4F8 dissociation. The total dissociation rate coeffi- FIG. 13. Ion density calculated from ion flux probe measurements is similar to Langmuir probe measurements. 1045 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma FIG. 14. Electron energy probability functions 共EEPFs兲 and cross sections 共兲 for dissociative ionization and dissociation into neutrals 共Refs. 1 and 4兲. cients calculated from the mass balance and from the EEPF are in reasonably good agreement at 3, 5, and 10 mTorr, but agreement was not as good at 1 mTorr. 1045 cients calculated by the two methods indicates that the proposed cross sections were accurate within model and experimental uncertainties. The analysis rests on the assumption that only electron impact of c-C4F8 is responsible for dissociation. The major uncertainties in the analysis are the possible confounding role of metastable argon in dissociation and the possibility that negative ions are present. However, experimental results showed that the rate coefficients for dissociation did not change significantly with varying inlet c-C4F8 composition in the plasma. It is expected that the effects of metastables and negative ions would be a function of the inlet c-C4F8 concentration, especially at low concentration. The independence of the results with inlet flow of c-C4F8 implies that the metastable argon and negative ion concentrations in the plasma, although not directly measured, were unlikely to be significant under the conditions used in the present study. Dissociative ionization is predicted to become increasingly more important at lower pressures, ranging from ⬃5% of the total dissociation at 10 mTorr to ⬃35% at 1 mTorr. ACKNOWLEDGMENTS V. SUMMARY AND CONCLUSIONS A proposed cross section for c-C4F8 total dissociation was tested in dilute c-C4F8 /Ar plasma. A Langmuir probe was used to make EEDF measurements and the total dissociation rate coefficient was calculated by integrating the total dissociation cross section over the measured EEPFs. The total dissociation cross section included contributions from dissociative ionization and dissociation into neutral fragments. The total dissociation rate coefficient was independently calculated using a reactor mass balance and measured c-C4F8 density. Measurements were conducted over a range of dilute c-C4F8 inlet compositions 共⬍2.4 mol %兲 and at pressures of 1, 3, 5, and 10 mTorr. Comparison between the rate coeffi- FIG. 15. c-C4F8 total dissociation rate coefficients were calculated from the mass balance. Rate coefficients for dissociative ionization and dissociation into neutrals were calculated with the respective cross sections and measured EEPFs; the total dissociation rate coefficient is the sum of the two rate coefficients. JVST A - Vacuum, Surfaces, and Films The authors would like to thank Dr. David Frasier for useful discussions. This work was made possible, in part, by support from was NSF/SRC Engineering Center for Environmentally Benign Semiconductor Manufacturing. APPENDIX A: ROLE OF AR METASTABLES It was assumed in this analysis that electron impact is the dominant c-C4F8 dissociation pathway, e⫹C4F8→dissociation products. 共A1兲 However, this neglects dissociation by argon metastable species, ArM ⫹C4F8→dissociation products. 共A2兲 Metastables are known to play an important role in plasma chemistry under some conditions, but have been found to play a smaller role for high density inductive discharges.22–24 Small amounts of a molecular gas have been shown to drastically reduce metastable densities for low density capacitive plasmas.25 Argon metastable density in the plasmas we study here should be a function of C4F8 concentration since the molecular species will quench the metastable states. However, it may be the case that even though the metastable density changes with molecular species density, the electron population and all other kinetic processes in the plasma are essentially unaffected. If argon metastables were playing an important role in dissociation, the inferred molecular dissociation rate coefficient from the mass balance should be a function of c-C4F8 concentration and therefore inlet flow rate. However, Fig. 15 shows that the dissociation rate coefficients do not change with inlet c-C4F8 concentration, implying that the metastables do not play an important role in dissociation. To help support this conclusion, estimates of the argon metastable density in the plasma and of the rate of molecular 1046 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma 1046 TABLE II. Summary of argon metastable (ArM ) kinetics. e k Ar tot k Ar Q k Ar Q k Cx Fy e⫹Ar→e⫹ArM e⫹ArM →e⫹Ar* ArM ⫹Ar→Ar⫹Ar* e⫹ArM ⫹Cx Fy →Ar⫹Cv Fw ••• ArM →Ar共walls兲 k rec excitation electron quenching argon quenching fluorocarbon dissociative quenching diffusion: D mAr/⌳ 2o 关Ar兴 Ref. Ref. Ref. Ref. 26 27 28 29 Ref. 28 dissociation via metastable channels also indicate that metastables do not play an important role under these experimental conditions. An estimate of argon metastable density can be made from the following expression: rate coefficients in Eq. 共A3兲 are defined in Table II. M → n Ar e n e n Ar k Ar Q Q rec k tot e n e ⫹k Ar⫹ 兺 k C x F y n C x F y ⫹k . 共A3兲 The value for C4F8 dissociative metastable quenching has not been measured to our knowledge, so the highest measured metastable quenching rate coefficient in the literature (10⫺9 cm⫺3) was used to put an upper bound on the quenching rate. A comparison of the rates of molecular dissociation from each channel at 1 and 10 mTorr is made in Table III, and it can be seen that the rate of metastable quenching by C4F8 is at least a factor of 3 to 4 lower than the value of dissociation from electron impact. The percentage of the quenching that results in dissociation has not been reported for C4F8, but this represents an upper bound on the dissociation. Another way to infer the presence and effects of metastables is through optical emission. If metastable species were present in significant quantities, then changes in metastable species density should affect the emission spectrum, especially for certain transitions that are known to involve metastables. An optical emission spectrum 共200– 800 nm兲 was taken for each experimental condition. All detected peaks were identified as argon transitions. The rate of argon excitation is given by R exc⫽k exc,Arn Arn e V, 共A4兲 where k exc,Ar is the excitation rate coefficient (cm3/s) 共a function of the EEPF兲, and n Ar and n e are the argon and electron densities 共cm⫺3), respectively. The excitation rate coefficient should be independent of C4F8 density if metastables are not affecting electron kinetics. Experimentally, the absolute optical emission rate was observed to change when electron and argon densities change as a result of C4F8 concentration changes. However, by normalizing the OES signal intensity with electron and argon number density, the effective excitation rate coefficient can be inferred, TABLE III. Comparison of rates. 1 mTorr 10 mTorr n M (cm⫺3) r quench(ArM ) s⫺1 r diss共elec兲 s⫺1 3.7⫻1010 4.6⫻1010 1.0⫻1016 1.7⫻1017 4.8⫻1016 4.0⫻1017 J. Vac. Sci. Technol. A, Vol. 21, No. 4, JulÕAug 2003 FIG. 16. Corrected OES signal for a 811.15 nm peak and total OES signal do not change with fluorocarbon addition. 共Corrected signal ⫽ OES signal 关 n e 共0% FC兲/n e ] 关 n Ar共0% FC兲/n Ar].) k exc,Ar⬀OES signal 冉 n e 共 0% FC兲 ne 冊冉 冊 n Ar共 0% FC兲 . 共A5兲 n Ar Figure 16 is a plot of emission intensity from the transition resulting in emission at 811.5 nm and the total integrated emission intensity as a function of inlet C4F8 flow rate. These normalized emission intensities can be seen to be essentially independent of C4F8 inlet flow. In summary, the mass balance-inferred effective dissociation rate, the normalized optical emission intensity, the measured EEPF, and the model estimates of the argon metastable dissociation rate compared to electron impact dissociation all suggest that argon metastables are unimportant in C4F8 dissociation under the conditions of the experiments reported here. Appendix B: Role of negative ions Negative ions can also conceivably play an important role in C4F8 dissociation. Low energy electrons are known to readily attach to C4F8 to form an excited C4F⫺ 8 followed by either autodetachment to reform C4F8 or dissociation into a negative ion and a radical, as summarized in the following equations: electron attachment: autodetachment: e⫹C4F8→C4F⫺ 8, C4F⫺ 8 →C4F8*⫹e, dissociative attachment: ⫹F⫺, . . . . 共B1兲 共B2兲 ⫺ C4F⫺ 8 →C3F5⫹CF3 , C4F7 共B3兲 Literature values for total and dissociative electron attachment cross sections and measured EEPFs were used to calculate the attachment rate coefficients by integration of the cross sections over the EEPFs.14 Table IV is a comparison of the dissociative attachment rate coefficient to the total dissociation rate coefficient, indicating that neglecting dissociative attachment is justified. Recombination between positive ions and C4F⫺ 8 is another potential loss mechanism for C4F8. Literature values for the 1047 Radtke, Coburn, and Graves: C4F8 dissociation in an inductively coupled plasma 5 TABLE IV. Electron impact dissociation rate. K diss,tot(⫻108 cm3/s) k att(⫻108 cm3/s) k att,diss(⫻108 cm3/s) 1.06 0.46 0.37 0.32 0.013 0.015 1 mTorr 10mTorr ⫺5 lifetime of C4F⫺ and 5⫻10⫺4 s; therefore 8 are between 10 the rate coefficient for spontaneous autodetachment (k det) is between 105 and 2⫻103 s⫺1. If the rate of attachment and autodetachment were nearly equal, the ratio of the negative ion to the parent molecule density can be written as C4F⫺ 8 C4F8 ⬇ k attachn e . k det 共B4兲 Under the conditions of the experiment, the ratio of C4F⫺ 8 to C4F8 was calculated to be between 0.000 62 and 0.032. Using the ion–ion neutralization rate constant for chlorine (5 ⫻10⫺8 cm3/s), 30 the upper bound for the total ion-ion neutralization rate was approximated at 1012 s⫺1. This is much lower than the total electron impact dissociation rate (4.8 ⫻1016⫻1017 s⫺1), indicating that positive ion/C4F⫺ 8 recombination is not important compared to electron impact dissociation. 1 L. 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