First published in, and republished with the permission of, the California Employment Law Letter by HR Hero, a division of BLR. California Employment Law Letter THE PUBLIC SECTOR Workplace bullying in the public sector: ‘policy’ questions by Jeff Sloan and Elina Tilman Renne Sloan Holtzman Sakai, LLP As we discussed in the September 22, 2014, issue of California Employment Law Letter (see “Be prepared for new paid sick leave law and more in 2015!”), the California Legislature enacted Assembly Bill (AB) 2053, requiring employers to include antibullying (“abusive conduct”) training as part of their sexual harassment training effective January 1, 2015. So far, no state has had the gumption to adopt an outright prohibition against workplace bullying. With commentators and policy makers regularly documenting the adverse impact bullying has on productivity, morale, attendance, turnover, and medical and workers’ compensation claims—and with statistics indicating that bullying is nearly four times as prevalent as illegal harassment—we need to ask: Why hasn’t there been a groundswell of legislative support for antibullying policies at either state or local levels? Why not prohibit workplace bullying? There are two answers. First, many public employers believe their existing rules of conduct provide an ample basis for investigating and appropriately resolving bullying claims. They point out that under their existing policies, discourteous treatment, conduct unbecoming a public employee, violence, harassment, intimidation, or abuse of authority are all “causes” for discipline. These causes, they assert, are broad enough to cover bullying behavior. Second, many public employers fear that an explicit prohibition against bullying behavior will fuel unwarranted grievances and lawsuits over personality conflicts, impede management’s ability to supervise and discipline errant employees who believe their supervisors have bullied them, and allow employees to “game the system” at the expense of public employers. For instance, commentators on unsuccessful New York legislation said, “Anti-bullying legislation would allow employees having nothing more than ordinary disputes and personality conflicts with their supervisors and co-workers to threaten their employers with litigation. Surely some of these disputes would end up in court even though they wouldn’t rise to the level of actionable bullying.” These answers aren’t entirely satisfactory. Proponents of antibullying policies maintain that workplace 6 bullying can be prevented only through specific policies and procedures, effective education and training of all personnel about the perils of and prohibitions against bullying, and rigorous enforcement of “zerotolerance” policies. Pointing to the experiences of other countries that have implemented antibullying policies, proponents also maintain that fears of abuse by “gamers” of the system are exaggerated and can be alleviated through proper administration of wellwritten policies. Pointers for drafting antibullying policies So far, very few antibullying policies exist in the public sector. Nevertheless, given the prevalence of workplace bullying, personnel managers should consider the pros and cons of implementing such a policy. What are the possible components of an antibullying policy? Here’s our compilation of options: • A tailored definition based on an objective standard; • Examples of prohibited behaviors; • Emphasis that the policy doesn’t prohibit appropriate supervision and discipline of employees; • Descriptions of the appropriate avenues for reporting bullying and the process you will follow in addressing the complaint; • Prohibition on retaliation against employees who report bullying; • A prescription for regular training; •A reference to the availability of the agency’s employee assistance program (EAP) for addressing concerns about workplace bullying; and •A hotline for reporting bullying, harassment, or discrimination. Sample policies and other relevant information can be found at http://publiclawgroup.com/ publications/articles/workplace-bullying/. California’s new workplace antibullying training requirements Effective training is essential to prevent workplace bullying. A model for such training is California’s AB 2053, which requires employers with 50 or more October 27, 2014 California Employment Law Letter employees to add an “abusive conduct” component to the sexual harassment prevention training already required for supervisors. The two-hour training must be conducted by persons with proper knowledge and must provide interactive and practical educational guidance on abusive conduct and on federal and state laws governing sexual harassment. Showing a video will not suffice. Bottom line policy. Unionized employers also need to be sure their proposed policies are clear enough to avoid interfering with employees’ rights to express themselves regarding terms and conditions of employment. Sloan Here are three important points to remember: (1) Jurisdictions that don’t have antibullying policies should consider the pros and cons of implementing one. (2) In unionized workplaces, employers must give unions notice and an opportunity to request bargaining before implementing an antibullying continued from pg. 5 8, 2009. Then, when Kindt called in sick on November 19, Trango told him he was no longer needed. On November 22, Kindt demanded payment of his regular pay through November 19, his unused vacation pay, his unpaid salary for the remaining portion of the six-month termination notice period specified in the offer letter, and waiting-time penalties for every day he wasn’t paid. On November 28, Kindt received his final paycheck. It didn’t include pay for the six-month notice period or any waiting-time penalties. On December 9, Kindt started a new job in San Diego at Convergence Technologies, Inc. (CTI). Three days later, Seaman called him and allegedly said he was under the impression Kindt had filed a wrongful termination lawsuit against Trango and that if he dismissed it, the company wouldn’t interfere with his new employment at CTI. On December 19, Trango’s senior vice president and general counsel sent an e-mail to CTI, attaching the confidentiality agreement and a letter stating: We are hopeful that you will do your part to ensure compliance with this Agreement by Mr. Kindt. To the extent that we learn that Mr. Kindt, while employed by CTI, has directly or indirectly solicited business from any Trango customer, has used any of Trango’s Confidential Information, or has violated in any other ways his Agreement with Trango, we will seek all available legal remedies against CTI and Mr. Kindt. CTI then called Seaman to discuss Kindt. Seaman gave the company the impression that it was “better off October 27, 2014 Tilman (3)AB 2053 requires California employers with 50 or more employees to provide abusive conduct training every two years. New supervisors must receive training within six months of promotion or hire. The authors can be reached at Renne Sloan Holtzman Sakai LLP in San Francisco, [email protected] and etilman@ rshslaw.com. D just not hiring him . . . because [Trango] will take exception to this if you do.” On December 22, CTI terminated Kindt because it was concerned about becoming involved in litigation with Trango. Employee sues for unlawful nonsolicitation agreement and more In October 2010, Kindt filed a lawsuit against Trango. He alleged that the offer letter entitled him to an additional six months’ employment or pay, Trango owed him waiting-time penalties for not delivering his final paycheck on his last day of work, it attempted to enforce a nonexistent and unlawful noncompete agreement, and it wrongfully interfered with his employment at CTI. During trial, the court ruled the confidentiality agreement was valid. The jury returned a verdict in Trango’s favor on all of Kindt’s legal claims, and the court denied relief on his equitable claims based primarily on the jury’s findings. Kindt requested a new trial. The court granted his request on all his legal claims based on alleged jury misconduct, but it refused a new trial on his equitable claims decided by the court. (Legal claims are generally for monetary damages. When legal remedies are inadequate, an employee may file equitable claims seeking specific relief such as an injunction or declaratory relief.) Both parties appealed. Employee challenges nonsolicitation provisions Kindt argued that the trial court erred by denying his request for new trial on his equitable claims. He challenged the court’s determination that the confidentiality agreement was valid. According to Kindt, the following 7
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