REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
Oriental Wealth Futures Limited
ASM291
Licensed Corporation
2
Oriental Wealth Securities Limited
ARJ116
Licensed Corporation
1
Wing On Cheong China Development Company Limited
AAW312
Licensed Corporation
2, 5
ACAR Capan
AJO226
Licensed Representative
1, 2, 4, 5
AU Kin Hang
ASM277
Licensed Representative
1
BAJIKAR Sundeep Madan
AYB109
Licensed Representative
4
BALFOUR Alexander David
AOL009
Licensed Representative
1, 4, 9
BANSAL Neha
BDO172
Licensed Representative
4, 5
BECKETT David
AUC303
Licensed Representative
1
BHARTIA Aditya
BFP413
Licensed Representative
4
BIAN Xiaonan
BCP222
Licensed Representative
4
BOCQUET Paul Gabriel Michel
AWZ402
Licensed Representative
1, 2, 7
CAPALDI John Louis Francis
AML309
Licensed Representative
1
CARTWRIGHT Olivia Lucy
APA549
Licensed Representative
2, 5
CHA Min Uh
BBY948
Licensed Representative
4
CHAI Qizhi
BBT173
Licensed Representative
6
CHAN Chi Wai
AOO253
Licensed Representative
1
CHAN Chi Yuen
AXV219
Licensed Representative
1
CHAN Chung Yan
BEL587
Licensed Representative
1, 9
CHAN Ho Yin
AXI705
Licensed Representative
1, 2
CHAN Kai
APK203
Licensed Representative
1, 2, 4, 5
CHAN Mei Mei
AHX196
Licensed Representative
1, 2
CHAN Sarena
BEM928
Licensed Representative
1
CHAN Tak Yeung
BEV571
Licensed Representative
1, 2
CHAN Yuk Ying
ALH832
Licensed Representative
1
CHANG Chin-Sen
AQP959
Licensed Representative
1, 4
CHANG Chun Feng, Jeffrey
BDW543
Licensed Representative
1, 6
CHEAH Yew Wee
AOB735
Licensed Representative
1
CHEN Chi Wen
BBT293
Licensed Representative
1
CHEN Hao
AYM179
Licensed Representative
6
CHEN Mei Wah
BAN057
Licensed Representative
1
CHENG Yin Lai
AOR820
Licensed Representative
1, 4
CHEUNG Chor Heung
AAJ875
Licensed Representative
9
CHEUNG Chun Ho
ATW460
Licensed Representative
1, 2, 9
CHEUNG Kam Wai
AWL269
Licensed Representative
1
CHEUNG King Wai, Annie
ABT017
Licensed Representative
1, 2, 4, 5
CHEUNG Kung Fat
AWA323
Licensed Representative
1
CHEUNG So Ching, Regal
AUM160
Licensed Representative
1
CHEUNG Wing Lim
BFB194
Licensed Representative
1
CHIU Tun, Steven
AXV669
Licensed Representative
4, 6
CHONG Sui Wan
ANQ425
Licensed Representative
1
CHU Pui Yi
APF686
Licensed Representative
1
CHU Wai Man, Jacqueline
AEF324
Licensed Representative
1, 2
CHUI Uen Ying
BBA528
Licensed Representative
1
CHUNG Jennet Waiyan
AVK639
Licensed Representative
1, 2
CHUNG Yeung Mui
BDM815
Licensed Representative
1, 4, 9
CHUNG Yuen Man
AWX223
Licensed Representative
1
CROCHU Cecile Marie-Noelle
AVF427
Licensed Representative
1, 2
CUI Yifan
BEJ198
Licensed Representative
1, 6
DE SILVA Appuwadu Mestrige Umesha A.D.
BBH813
Licensed Representative
1, 2, 4
DINWOODIE Christian Gilbert
ANA837
Licensed Representative
4
DONG Qi
AWU541
Licensed Representative
1, 2
DONG Zimeng
AUI206
Licensed Representative
4, 9
FALCETTI Emilia
AVY300
Licensed Representative
4
FISHER Kirstie Jane
ANY183
Licensed Representative
1
FOK Shan Yee
BAR384
Licensed Representative
1, 6
Page 1 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
FONG Pui Yee
BDQ816
Licensed Representative
1
FU Hiu Wun
ASH733
Licensed Representative
1, 4
FU Limin
BEK906
Licensed Representative
2
FUJIWARA Sari
AUV639
Licensed Representative
1
FUNATO Keizo
AQM083
Licensed Representative
1
GAO Yang
BGA730
Licensed Representative
1
GOTO Hiroyuki
ASU203
Licensed Representative
1, 4
GREENE Alan Frederick
AXG363
Licensed Representative
10
GRIMES Ryan Edward
BDP943
Licensed Representative
1, 4
GUO Huan
ATJ194
Licensed Representative
1, 2
GUPTA Manas
AXO842
Licensed Representative
1, 2, 4, 5
HAN Yue
BET747
Licensed Representative
1, 2
HE Yan
BBF136
Licensed Representative
1
HJORT Viktor
AQN974
Licensed Representative
4, 5
HO Chi Long, Ronnie
AFU693
Licensed Representative
1
HO Chun Yan
AVS082
Licensed Representative
1, 2, 4, 5
HO Garrick Chun Lim
BHA268
Licensed Representative
4
HO Ting Hei Nixon
BGB204
Licensed Representative
1
HODGE Craig
AVM799
Licensed Representative
1
HU An
BAI363
Licensed Representative
4, 6
HU Xuedong
BDI148
Licensed Representative
1, 6
HUA Zhenyu
BGF983
Licensed Representative
6
HUANG Ruogu
BFI405
Licensed Representative
4
HUANG Yali
AXB973
Licensed Representative
1, 2
HUI Chiu Shing, Jensen
ARJ355
Licensed Representative
1, 2, 9
HUNG Wing Keung
BDC972
Licensed Representative
1, 2
HUNG Yi Leung
BBT294
Licensed Representative
4
HUNTER Irina
AYU513
Licensed Representative
4, 9
JAIN Nidhesh
BFP415
Licensed Representative
4
JHAWAR Aditya Hiralal
BFP474
Licensed Representative
4
JIRARI Mohamed El Hadi
BCT641
Licensed Representative
1, 2, 4, 5
JONG Chung Yin
ANV165
Licensed Representative
1
JUAN Melanie Hsiaomei
BDR385
Licensed Representative
1
KAMAL EP. NASSAR Anita
BCL470
Licensed Representative
1
KARWAL Vijay Paul
ASS433
Licensed Representative
1, 6
KATO Kenji
AXX422
Licensed Representative
1, 6
KHOO Siew Kay
BDM540
Licensed Representative
1, 6
KIM Minjib
BBO928
Licensed Representative
10
KIM Yoon Seung
ANW847
Licensed Representative
2, 5
KING Hin Fai, Kevin
ARW546
Licensed Representative
1, 2
KO Chi Wo
APK739
Licensed Representative
4
KO Wilson Wai Shun
AGJ902
Licensed Representative
6
KOENIG Marie Katharina Valeska
AMK112
Licensed Representative
1
KOH Valerie Wei Lie
BBP896
Licensed Representative
1
KOM Kalvin
BFJ992
Licensed Representative
1
KU Yuk King
AFJ930
Licensed Representative
1
KURASHITA Noriko
AMR136
Licensed Representative
1
KURZ Julian Ogden
BAI394
Licensed Representative
1
KWEK Li Ern, Joy
ANQ606
Licensed Representative
1, 4
KWOK Wing Ho, Felix
ADQ206
Licensed Representative
1, 3
KWONG Chi Heng Michael
BEA655
Licensed Representative
1
LAI Lam
AWO127
Licensed Representative
1
LAI Wai Ho
BBP369
Licensed Representative
1
LAM Chun Yiu
BFX506
Licensed Representative
1
LAM Fong Chun
AYR790
Licensed Representative
6
LAM Karman Razilee
AQI255
Licensed Representative
1, 2, 4
Page 2 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
LAM King Wai, Daniel
AHC689
Licensed Representative
2, 5
LAM Mo Yi
BDH955
Licensed Representative
1
LAM Wan
BCK236
Licensed Representative
1, 4
LAM Yin Ling
AZX327
Licensed Representative
1
LATZER Alexander
ANM054
Licensed Representative
4
LAU Chuen Chung
AHJ323
Licensed Representative
2, 5
LAU Ip
BEL726
Licensed Representative
1, 4
LAU KWOK Lai Wa, Hera
ABK338
Licensed Representative
1, 2
LAU Ming Yeung, Lambert
AGP157
Licensed Representative
1
LAU Suet Yan, Cathy
BDU555
Licensed Representative
1
LAU Wing Yip, Thomas
AFY003
Licensed Representative
1, 4
LEAHY Timothy James
AWB788
Licensed Representative
1
LEE Chi Cheung
ACK546
Licensed Representative
3
LEE Henry Da-Cheng
ACS621
Licensed Representative
9
LEE Jeong Woo
BCL289
Licensed Representative
1, 2
LEE Pak Fuk
ACK085
Licensed Representative
3
LEE Sum Kit
BBV021
Licensed Representative
1
LEE Tsz Ho
BEU973
Licensed Representative
1
LEE Wai Keung, Ricky
ANJ142
Licensed Representative
1
LEUNG Lai Woon
ARF127
Licensed Representative
1, 4
LEUNG Ming Yin, Philip
ASO240
Licensed Representative
1, 2, 3, 4
LEUNG Sang Kwong
ANJ140
Licensed Representative
1
LEUNG Wing Hung, Toby
BGA638
Licensed Representative
1
LEUNG Yuen Ping
ABS754
Licensed Representative
1
LI Jingjing
BAQ393
Licensed Representative
1, 2
LI Miaoxian
ARS451
Licensed Representative
4
LI Weikang
BFW367
Licensed Representative
1
LI Xiate
BEX942
Licensed Representative
1, 4
LIN Li
BCV570
Licensed Representative
1, 4
LING Zhi
AWY465
Licensed Representative
1, 2
LIU Boyong
AWO657
Licensed Representative
4
LIU Chuchu
BGG433
Licensed Representative
6
LIU Xiaoying
BBQ330
Licensed Representative
1, 4
LIU Yan Chee, James
ACI719
Licensed Representative
1, 2
LIU Yuen Pang
ACK003
Licensed Representative
3
LO Pak Ho
BCI781
Licensed Representative
1
LO Wai Sum
AVJ060
Licensed Representative
1
LO Yiu Fat, Timothy
AFE148
Licensed Representative
1, 2
LU Shen
BDD498
Licensed Representative
2, 5
LU Yiwei
BCE900
Licensed Representative
1, 2, 4, 5
LUI Hera
BGC219
Licensed Representative
1
MA Ningyu
BEB085
Licensed Representative
1, 6
MAK Ho Yan Jonathan
AYU358
Licensed Representative
1, 2, 4
MAK Yuen Ting
BDP850
Licensed Representative
1
MALLEA Camille Flaminia Andree Antonia
BEA634
Licensed Representative
1, 2
MASCOLO Fabiano Hugues Joseph
ANE267
Licensed Representative
1
MASE Takeshi
APX162
Licensed Representative
1
MAUDUIT Arnaud Frederic Pierre
BEG039
Licensed Representative
1, 7
MENG Yuqing
BBW546
Licensed Representative
1, 4
MOORJANI Kishore
ALZ388
Licensed Representative
1
MUNENAGA Masaki
BGG422
Licensed Representative
9
NEMOTO Yoko
ARJ940
Licensed Representative
1
NG Lok Kan Vincent
BDA486
Licensed Representative
1, 2
NG Chan Man
AWC045
Licensed Representative
1, 4
NG Chek Siang
BCI060
Licensed Representative
1, 4, 9
NG Kai Tung, Carlton
AXS305
Licensed Representative
1, 4, 6
Page 3 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
NG To Han
ADY544
Licensed Representative
1, 4, 9
NG Tzu Ying Adrian
BCG135
Licensed Representative
1, 4, 9
NGAN Kong Wai
AEN847
Licensed Representative
3
NI Mengzhu
BCW539
Licensed Representative
1
NICE Rebecca Therese May
BCH440
Licensed Representative
1, 4
NILES Andrew James
ACW164
Licensed Representative
1, 4
NING Xinyuan
BFX866
Licensed Representative
1
PAK Ka Lee
BDH206
Licensed Representative
1, 2
PANG Hin Tung, Tony
BAY362
Licensed Representative
1, 2
PANG Sai Kit
BGD707
Licensed Representative
1
PHAN Steve Ngoc Hoang
BCT642
Licensed Representative
1, 2, 4, 5
POH Tze Hua
ANZ960
Licensed Representative
2
POON Chi Hou
ACK237
Licensed Representative
3
POON Pak Ho, Raymond
ACO263
Licensed Representative
4
POON Yuk
BCA382
Licensed Representative
1, 4, 9
PRASAD Vipul
ANU269
Licensed Representative
1
PUI Jerry
ARO896
Licensed Representative
1
QIU Xiaoling
BBJ207
Licensed Representative
1, 6
QU Huiyi
ALP627
Licensed Representative
1, 4, 6
RAJENTHERAN Ramesh
AXS897
Licensed Representative
1, 6
RAMSAY Ian Ross McGregor
ABV403
Licensed Representative
1, 6
RICHARDS Dominic Andrew
ALZ828
Licensed Representative
1, 6
ROBERTS Brian David
BBQ454
Licensed Representative
1, 4, 9
SAITO Takayuki
AXG789
Licensed Representative
1
SETO Deborah Yuen Yi
ADI185
Licensed Representative
1, 4, 9
SHEETHAL KUMAR Dalpathraj
APA398
Licensed Representative
1, 2, 4, 5
SHIBANO Kasumi
AHR324
Licensed Representative
1
SHIBAYAMA Takatoshi
BAQ977
Licensed Representative
9
SHOU King Chun
BFW667
Licensed Representative
1
SHUM Chun Wai
APF965
Licensed Representative
1, 2, 4
SIEW Chen Yei
AUL981
Licensed Representative
1, 4, 6
SIM Gun
APS982
Licensed Representative
6
SIOW Jia Keen
BCC461
Licensed Representative
4
SO Chun Fei
BGE655
Licensed Representative
1, 2
SU Qing
AWX843
Licensed Representative
1
SUM Pui Yi
ALU483
Licensed Representative
4, 6
SUN Di
BEV717
Licensed Representative
9
SUN Jia
BEQ540
Licensed Representative
1, 2
SUN Jingwei
BBK037
Licensed Representative
1, 4
SUN Yana
AIL112
Licensed Representative
1
SUN Yili
ANG277
Licensed Representative
1, 6
SZE Chiu Kwan
ARH648
Licensed Representative
9
SZE Ka Ming, Kelvin
AOU402
Licensed Representative
9
SZE Wei Ling, Winnie
ADI941
Licensed Representative
4
TAI Ann
APW662
Licensed Representative
1
TAI Ching
AUK182
Licensed Representative
1, 4
TAKEMURA Isao
AXF807
Licensed Representative
1, 6
TAM Chiu Wa
AXK233
Licensed Representative
1
TAM Pak Chuen
AAE860
Licensed Representative
1
TAN Boon Tiong
ATY168
Licensed Representative
1, 2, 7
TANG Cheung Hing
BCH566
Licensed Representative
2, 5
TANG Siu Leung, Michael
BET155
Licensed Representative
4, 6, 9
TEO Yin Chian
AYR078
Licensed Representative
6
THEODORE Sam William
ATS057
Licensed Representative
4
TONG Ho Hin
AMS290
Licensed Representative
1, 2
TSANG Kam Wa
ASD601
Licensed Representative
1
Page 4 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
TSANG Ki Lok, Kenneth
ANM956
Licensed Representative
1, 2, 4, 5
TSANG Long
ARQ674
Licensed Representative
4, 9
TSANG Siu Ting
BGD646
Licensed Representative
1
TSANG Tai Wai
AUA827
Licensed Representative
1
TSAO Shui Cheong, Thomas
AXD568
Licensed Representative
1, 4, 9
TSE Ka Yin
BEE409
Licensed Representative
1
TSE Ming Lun
AJH258
Licensed Representative
4, 9
TSE Victor Sai Chung
ANJ707
Licensed Representative
1, 2
VELAMAKANNI Sri Karthik
BFP476
Licensed Representative
4
WAI Shiu Kwan, Danny
ACI963
Licensed Representative
6
WALSH Noel Edward
BEN585
Licensed Representative
2
WAN Tsz Chun, Kenny
BAY073
Licensed Representative
9
WANG Dianhong
BFZ366
Licensed Representative
4
WANG Jueyi
BDV681
Licensed Representative
4, 9
WANG Ni
BAV555
Licensed Representative
1, 2
WANG Ying
BFE891
Licensed Representative
4
WATANABE Yuji
BEH540
Licensed Representative
2
WEE Sin Yen, Bertrand
AZH666
Licensed Representative
6
WEN Xiao Jie
AQH518
Licensed Representative
1, 2
WERKUN Krzysztof
AGP024
Licensed Representative
6
WESTAWAY Matthew Stephen
BFD035
Licensed Representative
1, 2
WONG Chi Ho
BEW421
Licensed Representative
1, 4
WONG Chi Kong
AAE158
Licensed Representative
1
WONG Chun Chung
BEM073
Licensed Representative
1, 2
WONG Chun Wa
AFB520
Licensed Representative
1
WONG Edmund
ALI254
Licensed Representative
1, 6
WONG Joy Yan, Denise
APC268
Licensed Representative
4, 9
WONG Kai Kok
ACT922
Licensed Representative
9
WONG Kai Yin, David
BAM519
Licensed Representative
1
WONG Kar Yee, Andrew
APJ242
Licensed Representative
1, 4
WONG Nam Ting
BFN419
Licensed Representative
1
WONG Nga Wing
BEI464
Licensed Representative
1
WONG Ngai
AYV442
Licensed Representative
1, 4
WONG Pak Yui, Maffee
ASF405
Licensed Representative
1
WONG Po Kwan
AUC497
Licensed Representative
1
WONG Sin Man
BEM913
Licensed Representative
6
WONG Yuen Ting, Susanna
ARN812
Licensed Representative
2, 5
WOO Chi Lai
AUZ634
Licensed Representative
1, 4
WU Juan
BEY947
Licensed Representative
1, 4, 9
XING Mengwei
BFR807
Licensed Representative
1
XIONG Junjie
BEZ862
Licensed Representative
9
XU Chaorui
BCH677
Licensed Representative
3
XU Karen
BBZ014
Licensed Representative
1
XU Tao
AMF173
Licensed Representative
1, 2, 4
XUN Weiyu
AVT523
Licensed Representative
1, 2
YAN Kan
BBH790
Licensed Representative
1, 2
YANG Shang-Lun
AZG020
Licensed Representative
4
YANG Wai Ming, Joanna
AMF717
Licensed Representative
4, 9
YANG Yehui
BFZ374
Licensed Representative
4
YAR Lai Ngor, Petty
ALK133
Licensed Representative
1, 4
YAU Chi Ho
AGD384
Licensed Representative
1
YEUNG Ka Kit
AVE380
Licensed Representative
1, 2
YEUNG Man Yi, Mimi
AEP549
Licensed Representative
1, 2
YEUNG Ying Wai
AMI761
Licensed Representative
9
YIN Ada Manyee
ARI225
Licensed Representative
4, 5, 9
YIP Chun Kit
BDF067
Licensed Representative
1, 2, 4
Page 5 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
YIP Wing Kai, Anthony
AHY021
Licensed Representative
1, 2
YIU Cheuk Lei, Cherry
BGB230
Licensed Representative
1
YU Chi Chung
ANT582
Licensed Representative
1
YU Chung Hang
BDG907
Licensed Representative
1
YU Qing
BDG026
Licensed Representative
4
YUN Brian Jaehun
AYV972
Licensed Representative
1, 2, 7
YUNG Sai Kuen
AIH349
Licensed Representative
1
ZHANG Lin
BEW774
Licensed Representative
1, 2
ZHANG Jianyong
APV597
Licensed Representative
1, 6
ZHANG Qianyi
BBL386
Licensed Representative
2, 5
ZHANG Yibo
AZX335
Licensed Representative
1, 2, 4, 5
ZHAO Chunhua
ALF611
Licensed Representative
1, 2, 4, 5
ZHAO Meng
ATM955
Licensed Representative
1
ZHAO Yunchao
BGO804
Licensed Representative
9
ZHEN Ni
AMM319
Licensed Representative
4
ZHONG Liang
BCK493
Licensed Representative
10
ZHOU Ying
ARR377
Licensed Representative
4
ZHU Hui
AYB024
Licensed Representative
1, 2
ZHU Qing
AUZ700
Licensed Representative
1, 4, 6
ASHTON Scott Randall
ACC199
Licensed Representative - Responsible Officer
9
AU-YEUNG Wai Sum, Anthea
ACY959
Licensed Representative - Responsible Officer
4, 9
BLOOMER Joel Robert
BEJ961
Licensed Representative - Responsible Officer
4
CHAN Hoi Shu
AAA739
Licensed Representative - Responsible Officer
1
CHAN Kang Muk
AUL922
Licensed Representative - Responsible Officer
1, 2, 4, 5
CHEAH Yew Wee
AOB735
Licensed Representative - Responsible Officer
6
CHENG Billy Chung Leung
AHY095
Licensed Representative - Responsible Officer
9
CHIU Siu Po, Steve
AAJ831
Licensed Representative - Responsible Officer
1
CHOI Wing Sze
ACX160
Licensed Representative - Responsible Officer
6
CUNIN Laurent, Jacques
AUU917
Licensed Representative - Responsible Officer
1, 2
DARLING Christopher Edwin
ALW790
Licensed Representative - Responsible Officer
1, 4, 9
DENG Ti Shun
AER867
Licensed Representative - Responsible Officer
9
EDWARDS Antony James
AAW726
Licensed Representative - Responsible Officer
1, 4, 9
FISHER Kirstie Jane
ANY183
Licensed Representative - Responsible Officer
2, 5
FUNG Chi Hang
AMK097
Licensed Representative - Responsible Officer
1, 2, 9
HENDRY Andrew Peter
BBZ006
Licensed Representative - Responsible Officer
1
HINTERKOERNER Roland
BBE977
Licensed Representative - Responsible Officer
1, 4
HUANG Rui
AOA886
Licensed Representative - Responsible Officer
1, 6
JIN Hui
AVQ821
Licensed Representative - Responsible Officer
4, 9
KU Chi Pang, Stanley
ADV423
Licensed Representative - Responsible Officer
9
KWOK Wing Ho, Felix
ADQ206
Licensed Representative - Responsible Officer
2
LAU Chuen Chung
AHJ323
Licensed Representative - Responsible Officer
1, 4
LAU Ming Yeung, Lambert
AGP157
Licensed Representative - Responsible Officer
2, 5
LEE Kin Hung, Paul
ACS158
Licensed Representative - Responsible Officer
4
MATSUNAGA Yutaka
AFC436
Licensed Representative - Responsible Officer
4, 6, 9
NEST Matthew John
ANC067
Licensed Representative - Responsible Officer
1, 4, 9
PARK Min
AFA670
Licensed Representative - Responsible Officer
1, 2, 4, 5
POH Tze Hua
ANZ960
Licensed Representative - Responsible Officer
1
POON Pak Ho, Raymond
ACO263
Licensed Representative - Responsible Officer
1, 6
ROGERS Jayne Anne
AYR307
Licensed Representative - Responsible Officer
1, 4
SHIMIZU Aiichiro
ADD063
Licensed Representative - Responsible Officer
1, 4
SILVA Joseph Edward
AAI904
Licensed Representative - Responsible Officer
1
TSE Ching
AUZ921
Licensed Representative - Responsible Officer
1, 4
TSUI Man Chung
AOJ332
Licensed Representative - Responsible Officer
3
WONG Chun Chiu, Terry
AMY449
Licensed Representative - Responsible Officer
1, 4, 9
WONG Doris Yuk Ying
ADA301
Licensed Representative - Responsible Officer
4, 9
WONG Edmund
ALI254
Licensed Representative - Responsible Officer
9
Page 6 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
WONG Kai Kok
ACT922
Licensed Representative - Responsible Officer
1, 4
WONG Shui Lun, William
AHR091
Licensed Representative - Responsible Officer
4, 9
WU Tuan-Wen Jerry
AFC558
Licensed Representative - Responsible Officer
1, 4
YAMASHITA Hajime
BBP359
Licensed Representative - Responsible Officer
1, 4
YI Chuanghua
AYR034
Licensed Representative - Responsible Officer
1, 2
ACHAR Vishal Chandra
BDD185
Licensed Representative (Provisional Licence)
1
AFONIN Artem
BHA284
Licensed Representative (Provisional Licence)
1, 4
AI Zhongcheng
BHA426
Licensed Representative (Provisional Licence)
1, 2
ANG Le Kuan
BHC343
Licensed Representative (Provisional Licence)
1
ARORA Anupam
BHF779
Licensed Representative (Provisional Licence)
1, 4, 6
ASOPA Naveen Shankar
BHC677
Licensed Representative (Provisional Licence)
1, 6
AU Shek Chun
BHC313
Licensed Representative (Provisional Licence)
1
BAE Sang Hoon
BHC315
Licensed Representative (Provisional Licence)
1, 4, 9
BILGI ZAPPAROLI Berat Elif
BHD334
Licensed Representative (Provisional Licence)
1, 4, 6
BLAND Christopher Sebastian
BHH249
Licensed Representative (Provisional Licence)
1
BROOKS Christopher John Coram
BCF390
Licensed Representative (Provisional Licence)
1, 4
BROWNE Erin F
BHB894
Licensed Representative (Provisional Licence)
9
BURDICK Edward Hart
BHD485
Licensed Representative (Provisional Licence)
9
CAI Hanfei
BBY650
Licensed Representative (Provisional Licence)
1
CAO Nanxue
BHF595
Licensed Representative (Provisional Licence)
1, 4
CARBONNEL Julien Pierre
AUJ493
Licensed Representative (Provisional Licence)
1, 2, 7
CHAN Cheuk Hang
BHA118
Licensed Representative (Provisional Licence)
1, 4, 5, 9
CHAN Chi Wai Ruby Monica
BHF806
Licensed Representative (Provisional Licence)
1
CHAN Chung Ho
BHC972
Licensed Representative (Provisional Licence)
1
CHAN Chung Wa
BHF620
Licensed Representative (Provisional Licence)
2, 5
CHAN Ka Hei, Cherie
BHG173
Licensed Representative (Provisional Licence)
1, 4
CHAN Kwok Yan
BHG623
Licensed Representative (Provisional Licence)
1, 2
CHAN Maggie Chi Ying
ALB562
Licensed Representative (Provisional Licence)
1, 4
CHAN Man Fung
BHC780
Licensed Representative (Provisional Licence)
1, 2, 4, 9
CHAN Sheung Kuen Calvin
BHG365
Licensed Representative (Provisional Licence)
1
CHAN Shing Tak
BHF993
Licensed Representative (Provisional Licence)
9
CHAN Shuk Lei
AJH102
Licensed Representative (Provisional Licence)
1, 2
CHANG Shu Pei
BHG774
Licensed Representative (Provisional Licence)
1, 2
CHEN Boyang
BHC785
Licensed Representative (Provisional Licence)
1, 6
CHEN Gary
BHA294
Licensed Representative (Provisional Licence)
4, 5, 9
CHEN Haiyun
AXH543
Licensed Representative (Provisional Licence)
4, 9
CHEN Hsiao Ju
AWS022
Licensed Representative (Provisional Licence)
1
CHEN Kun-Yang
AVW003
Licensed Representative (Provisional Licence)
1, 6
CHEN Luyao
BHE067
Licensed Representative (Provisional Licence)
1, 2
CHEN Runhui
BHD522
Licensed Representative (Provisional Licence)
1, 4, 6
CHEN Xi
BGY120
Licensed Representative (Provisional Licence)
4, 9
CHEN Xiaolu
BHD525
Licensed Representative (Provisional Licence)
2
CHENG Chia-Lun
BHE144
Licensed Representative (Provisional Licence)
4
CHENG Hiu Fung
BHE149
Licensed Representative (Provisional Licence)
4
CHENG Kwong Chak
BHC914
Licensed Representative (Provisional Licence)
1
CHEUK Hon Chung
BHC517
Licensed Representative (Provisional Licence)
1
CHEUNG Chun Yue, Anthony
AMC946
Licensed Representative (Provisional Licence)
4, 5, 9
CHEUNG Fuk Shing
BHD205
Licensed Representative (Provisional Licence)
1, 4
CHEUNG Ming Yeung
BHD513
Licensed Representative (Provisional Licence)
1
CHEUNG Yuk Chu Helen
BHD184
Licensed Representative (Provisional Licence)
1
CHEUNG Yuk Fai
BGE045
Licensed Representative (Provisional Licence)
1, 2
CHIU Shih-Min
BHF087
Licensed Representative (Provisional Licence)
1, 4
CHIU Tsz Kwan Ricky
BHF611
Licensed Representative (Provisional Licence)
1
CHOI Junsuk
BHF478
Licensed Representative (Provisional Licence)
1, 2
CHOI King Pong
BHG361
Licensed Representative (Provisional Licence)
1, 2
CHOI Sheung Wah
BHF331
Licensed Representative (Provisional Licence)
9
Page 7 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
CHOW Yu Ting, Beverly
APC113
Licensed Representative (Provisional Licence)
1, 2
CHU Yat Kiu
BGA584
Licensed Representative (Provisional Licence)
1
CHUNG Chun Pong
BAF844
Licensed Representative (Provisional Licence)
9
CHUNG Colin Chin Tao
BBK151
Licensed Representative (Provisional Licence)
1
CHUNG Wing Yan, Amy
BHD526
Licensed Representative (Provisional Licence)
1, 4
DA SILVA Julia Vivien
BHC493
Licensed Representative (Provisional Licence)
1
DIB Ilhem
BHF785
Licensed Representative (Provisional Licence)
1, 4, 6
DIGENAN Thomas
BHD359
Licensed Representative (Provisional Licence)
1, 4
DING Anli
BHF142
Licensed Representative (Provisional Licence)
1, 4, 9
DING Xiaoyu
BHB644
Licensed Representative (Provisional Licence)
1
DONG Wei
BGX247
Licensed Representative (Provisional Licence)
2
DU Yao
BHD620
Licensed Representative (Provisional Licence)
1, 2, 4
DUSDEESURAPOT Rangwan
BHE025
Licensed Representative (Provisional Licence)
1, 4, 9
E Yue Fai Joel
BHD533
Licensed Representative (Provisional Licence)
9
FENG Yile
BHD004
Licensed Representative (Provisional Licence)
4
FICHOT Vincent
BHD563
Licensed Representative (Provisional Licence)
2
FU Linzhao
BHC760
Licensed Representative (Provisional Licence)
1
FUKUHARA Sho
BHD569
Licensed Representative (Provisional Licence)
4
FUKUSHIMA Hiroyuki
BHD511
Licensed Representative (Provisional Licence)
1, 4
GADI Ankur
BHF787
Licensed Representative (Provisional Licence)
1, 9
GAO Qifan
BHE173
Licensed Representative (Provisional Licence)
1
GOLDFEIN Ami Yisrael
BHC358
Licensed Representative (Provisional Licence)
1, 9
GORDON-HAY JR Robert Laurier
BHD390
Licensed Representative (Provisional Licence)
1, 2
GRIEVE Andrew James
AXL790
Licensed Representative (Provisional Licence)
1
GUAN Yan
ATN561
Licensed Representative (Provisional Licence)
6
GUAN Yating
BHD239
Licensed Representative (Provisional Licence)
1, 4, 6
GUPTA Ruchir
BHC641
Licensed Representative (Provisional Licence)
1, 2
HAN Chengwei
BHC509
Licensed Representative (Provisional Licence)
9
HAN Chia Lin
AGG699
Licensed Representative (Provisional Licence)
1, 6
HE Lansi
BFX501
Licensed Representative (Provisional Licence)
1
HE Yinliang
AUA263
Licensed Representative (Provisional Licence)
9
HO Amanda Jean
BEE960
Licensed Representative (Provisional Licence)
9
HO Ka Man
BHD182
Licensed Representative (Provisional Licence)
1
HO Lai Man, Tiffany
AMU748
Licensed Representative (Provisional Licence)
1, 4
HO Lon Hang, Ivan
BAB559
Licensed Representative (Provisional Licence)
1
HO Wai Lun
ASZ191
Licensed Representative (Provisional Licence)
1
HONG Qi
BHB951
Licensed Representative (Provisional Licence)
4
HONG Suet Kei Fanny
AXD247
Licensed Representative (Provisional Licence)
1, 2
HONG Sung Jun
BHG933
Licensed Representative (Provisional Licence)
1, 4, 9
HONG Xueying
BHD372
Licensed Representative (Provisional Licence)
1, 2
HSIEH Ching-An
BHC630
Licensed Representative (Provisional Licence)
1, 2, 4, 5
HU Ningrui
BHF791
Licensed Representative (Provisional Licence)
1, 4
HUANG Yan
BEQ927
Licensed Representative (Provisional Licence)
1, 4, 6
HUI Man, Rex
BHC178
Licensed Representative (Provisional Licence)
1, 4, 6
HUI Wai Kong
ALS374
Licensed Representative (Provisional Licence)
1, 4
HUI Yau Chuen
BHF747
Licensed Representative (Provisional Licence)
1, 4, 9
Hung Sean
BAN313
Licensed Representative (Provisional Licence)
1
IM Jiun
BHF470
Licensed Representative (Provisional Licence)
4
JIN Jing
BHD017
Licensed Representative (Provisional Licence)
4, 9
JIN Yidong
BHF596
Licensed Representative (Provisional Licence)
2, 5
JOO Yongwook
BHB963
Licensed Representative (Provisional Licence)
1, 2
JOSHI Chintan Praful
BHF203
Licensed Representative (Provisional Licence)
4
KANG Ho Sang
BHF431
Licensed Representative (Provisional Licence)
1, 4, 6
KANG Jingwen
BGY853
Licensed Representative (Provisional Licence)
1, 4
KEIRLE Andrew James
BHC882
Licensed Representative (Provisional Licence)
4, 9
KHARA Tejas Arvind
BHC971
Licensed Representative (Provisional Licence)
1, 2
Page 8 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
KIM Jin
BHC104
Licensed Representative (Provisional Licence)
4, 9
KIM Min
BHC342
Licensed Representative (Provisional Licence)
4
KIM Sang Yeon
BHG628
Licensed Representative (Provisional Licence)
1
KIM Taehong
AUV123
Licensed Representative (Provisional Licence)
9
KIM Terri
BHD186
Licensed Representative (Provisional Licence)
1, 4, 9
KISNER III James Martin
BHB825
Licensed Representative (Provisional Licence)
4
KOEHLER Dinah Anna
BHG858
Licensed Representative (Provisional Licence)
1, 4
KONG Chui Yee
BHD225
Licensed Representative (Provisional Licence)
1
KUI Florence
BHF137
Licensed Representative (Provisional Licence)
1, 2
KUMAR Ashish
BCH673
Licensed Representative (Provisional Licence)
1, 2, 4, 5
KUSHLIS Christopher James
BHC425
Licensed Representative (Provisional Licence)
4, 9
KWAN Michael Cheuk Kin
BAC515
Licensed Representative (Provisional Licence)
1, 6
KWAN Ming Tak, Milton
BHB478
Licensed Representative (Provisional Licence)
1, 4, 9
LAI Songbin
BHD246
Licensed Representative (Provisional Licence)
1, 2
LAI Wing Fat
BHF072
Licensed Representative (Provisional Licence)
1
LAI Yu Kan Adrian
BHH202
Licensed Representative (Provisional Licence)
1, 4
LAM Cham
ARA670
Licensed Representative (Provisional Licence)
1, 2
LAM Lam
BHD555
Licensed Representative (Provisional Licence)
1, 4
LAM Noel Yun Pui
BHD641
Licensed Representative (Provisional Licence)
1, 9
LAM Sharon
AFU798
Licensed Representative (Provisional Licence)
1, 4
LAM Ting Yin, Terence
AMI550
Licensed Representative (Provisional Licence)
4, 9
LAM Yiu Ting
APG885
Licensed Representative (Provisional Licence)
1, 4, 9
LAU Joanne Chung-yan
BHF959
Licensed Representative (Provisional Licence)
1, 2
LAU Shing Yan
BHH248
Licensed Representative (Provisional Licence)
1
LAU Sze Ki
BHD251
Licensed Representative (Provisional Licence)
4
LAU Tat Wai
BHC101
Licensed Representative (Provisional Licence)
6
LAU Zoe Lavinia
BHH851
Licensed Representative (Provisional Licence)
1, 4
LEE Catherine Jung
BHC887
Licensed Representative (Provisional Licence)
9
LEE Christy
BHF337
Licensed Representative (Provisional Licence)
1
LEE Chun Ki
BHD846
Licensed Representative (Provisional Licence)
1, 6
LEE Lai Yin
BHE180
Licensed Representative (Provisional Licence)
10
LEE Vivian
BHC391
Licensed Representative (Provisional Licence)
1, 4, 9
LEE Wai Kit
BHC700
Licensed Representative (Provisional Licence)
1
LEI Hsi Wei
BHB677
Licensed Representative (Provisional Licence)
1, 6
LEI Lei
BHG930
Licensed Representative (Provisional Licence)
1, 4
LEUNG Chi Kin
BHF295
Licensed Representative (Provisional Licence)
1
LEUNG Jason Cheuk-man
BHD226
Licensed Representative (Provisional Licence)
1, 2
LEUNG Kam Lok, Michael
BHC917
Licensed Representative (Provisional Licence)
1
LEUNG Kar Cheung, Catherine
AGN568
Licensed Representative (Provisional Licence)
9
LEUNG Pak Kin
AJH304
Licensed Representative (Provisional Licence)
1, 2, 3
LEUNG Sam
BHF143
Licensed Representative (Provisional Licence)
9
LEUNG Suen Yan
BHG141
Licensed Representative (Provisional Licence)
1, 4
LEUNG Sui Pan
AXF284
Licensed Representative (Provisional Licence)
6
LEUNG Sze Yan, Zoe
BHF734
Licensed Representative (Provisional Licence)
1
LEUNG Wing Kai
AQU970
Licensed Representative (Provisional Licence)
4, 9
LI Chun Man
BHD540
Licensed Representative (Provisional Licence)
9
LI Duo
BCS459
Licensed Representative (Provisional Licence)
1, 4, 9
LI Fei
AYR984
Licensed Representative (Provisional Licence)
2
LI Waner
BHF726
Licensed Representative (Provisional Licence)
1, 4, 6
LI Xiu Jun
BHH084
Licensed Representative (Provisional Licence)
10
LI Yi Qiao Felicity
BHD685
Licensed Representative (Provisional Licence)
6
LI Zhe
BHC114
Licensed Representative (Provisional Licence)
1, 2
LI Zixi
BHD546
Licensed Representative (Provisional Licence)
6
LIANG Sijing
BDW687
Licensed Representative (Provisional Licence)
1, 4, 9
LIANG Yubin
BGZ296
Licensed Representative (Provisional Licence)
4
LIAO Weiyi
BHF070
Licensed Representative (Provisional Licence)
1
Page 9 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
LIN Chi-Hsuan
BHF100
Licensed Representative (Provisional Licence)
1
LIN Ching Wen
BHE032
Licensed Representative (Provisional Licence)
1, 4
LIN Ka Kee, Karen
BHD237
Licensed Representative (Provisional Licence)
1, 2, 9
LIN Karen Xiao Yi
BHE060
Licensed Representative (Provisional Licence)
1
LIN Shanshan
BGZ113
Licensed Representative (Provisional Licence)
1, 6
LIU Chen
BHF316
Licensed Representative (Provisional Licence)
1, 4
LIU Manlu
BHC885
Licensed Representative (Provisional Licence)
1, 4, 9
LIU Ningzi
BHF807
Licensed Representative (Provisional Licence)
1, 2
LIU Tak Ho
BHG219
Licensed Representative (Provisional Licence)
1
LIU Yida
BHD554
Licensed Representative (Provisional Licence)
6
LO Wai On
BHE019
Licensed Representative (Provisional Licence)
1, 4, 9
LO Yam Kau, Gregory
BHD019
Licensed Representative (Provisional Licence)
1
LO Yu Hin, Alvin
BHD848
Licensed Representative (Provisional Licence)
1
LU Szu-Hsien
AZC558
Licensed Representative (Provisional Licence)
1, 2, 4, 5, 7
LU Tso-Lun
BHC629
Licensed Representative (Provisional Licence)
1, 2, 4, 5
LU Xiao
BHD194
Licensed Representative (Provisional Licence)
4, 9
LUDHANI Aakash Gobind
BHF164
Licensed Representative (Provisional Licence)
1, 4
LUI Kwok Wai
BHF628
Licensed Representative (Provisional Licence)
1
LUO Mengyu
BHC773
Licensed Representative (Provisional Licence)
1
LUO Qian
AVA418
Licensed Representative (Provisional Licence)
9
LUO Xiaorui
BHC710
Licensed Representative (Provisional Licence)
9
LUO Yang
BHD481
Licensed Representative (Provisional Licence)
4
MA Yuk Kwong
BHD819
Licensed Representative (Provisional Licence)
4, 9
MA Yijia
BHF474
Licensed Representative (Provisional Licence)
1, 4, 6
MAN Hoi To
BHC470
Licensed Representative (Provisional Licence)
1, 4, 6
MAN Tsz Ming
AWH563
Licensed Representative (Provisional Licence)
1
MANSUKHANI Monish Manik
AWL683
Licensed Representative (Provisional Licence)
1, 4
MC CAREINS JR John Martin
BHF472
Licensed Representative (Provisional Licence)
1
MESKEN Nicholas John
BGT624
Licensed Representative (Provisional Licence)
9
NAKASHIMA Masahiro
BHC542
Licensed Representative (Provisional Licence)
6
NG Kei Wai
ANR766
Licensed Representative (Provisional Licence)
4, 9
NG Ming Ho
BHF336
Licensed Representative (Provisional Licence)
1, 4
NG Ting En
BHF635
Licensed Representative (Provisional Licence)
1, 6
PAN Linglei
BHC545
Licensed Representative (Provisional Licence)
4
PANDEY Abhinav
BHF977
Licensed Representative (Provisional Licence)
1, 2
PARKER Hugh Fraker
BHG911
Licensed Representative (Provisional Licence)
9
PAUL Gordon Bruce
BHD845
Licensed Representative (Provisional Licence)
1, 2, 7
PENG Ting Fang
BHH313
Licensed Representative (Provisional Licence)
1
PHILIPPE Matthew Aaron
BHH151
Licensed Representative (Provisional Licence)
9
PILLET Nicolas Stephane Jean
BGX405
Licensed Representative (Provisional Licence)
6
QIAN Chengyuan
BHF780
Licensed Representative (Provisional Licence)
1, 4, 6
QIU Xiaolei
BDH009
Licensed Representative (Provisional Licence)
4, 9
QIU Youfeng
BBD522
Licensed Representative (Provisional Licence)
4
QIU Zhengwei
ASZ607
Licensed Representative (Provisional Licence)
1, 2
RICH Catherine Regina
BHF235
Licensed Representative (Provisional Licence)
1, 2
RONG Yu
BGY934
Licensed Representative (Provisional Licence)
9
ROTH Johannes Konrad
BAX629
Licensed Representative (Provisional Licence)
1, 4, 6
SANKARANARAYANAN Sundareswaran
BHC657
Licensed Representative (Provisional Licence)
1, 6
SERVANT Remy Jerome
AOY167
Licensed Representative (Provisional Licence)
1, 2
SHAO Yuan
BHG874
Licensed Representative (Provisional Licence)
1, 2
SHI Tian
AXH325
Licensed Representative (Provisional Licence)
1, 2
SHIERS Matthew John
BHD391
Licensed Representative (Provisional Licence)
9
SHIU Pui Kuen, Vivian
AQI992
Licensed Representative (Provisional Licence)
1, 4
SIM Zheng Wei
BHD551
Licensed Representative (Provisional Licence)
6
SIU Katie Yee Kay
BHE053
Licensed Representative (Provisional Licence)
1
SIU Mei Yee Pat
AFU212
Licensed Representative (Provisional Licence)
1, 2
Page 10 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
SIU Yeung
BAV317
Licensed Representative (Provisional Licence)
1, 4
SO Alexander Hong-Ming
BHG793
Licensed Representative (Provisional Licence)
6
SO Hin Hang
BHF905
Licensed Representative (Provisional Licence)
1, 2
SOHN Charles Chongho
AUA852
Licensed Representative (Provisional Licence)
1
SONG Yebo
BHC278
Licensed Representative (Provisional Licence)
1, 2, 7
SONG Yingxi
BFE170
Licensed Representative (Provisional Licence)
1, 2
SORENSEN Edward Joseph
BDP507
Licensed Representative (Provisional Licence)
1, 2
SOUTOU Eleftheria
BHB830
Licensed Representative (Provisional Licence)
1
STARICK Matthew Jeremy
ALP630
Licensed Representative (Provisional Licence)
9
STOEHR Carsten Hideki Alois
AGN718
Licensed Representative (Provisional Licence)
1, 2, 4, 6
SU Xin
BHD946
Licensed Representative (Provisional Licence)
1, 4, 6
SU Zhanyu
BHC758
Licensed Representative (Provisional Licence)
1, 6
SUEHIRO Yasutaka
BHG325
Licensed Representative (Provisional Licence)
1, 2, 4, 6
SUN Shaoyun
BHC776
Licensed Representative (Provisional Licence)
6
SZE Bowen
BHD144
Licensed Representative (Provisional Licence)
4, 9
SZE Cho Wang
BHC541
Licensed Representative (Provisional Licence)
1, 4
TAI Pang Fung
BHC370
Licensed Representative (Provisional Licence)
6
TAKAHASHI Goro
BHE219
Licensed Representative (Provisional Licence)
9
TAN Ka Choi, Jonathan
ATH815
Licensed Representative (Provisional Licence)
1, 2
TANG Jingjing
BGX944
Licensed Representative (Provisional Licence)
4, 9
TANG Wai Sze
ANM094
Licensed Representative (Provisional Licence)
1
TAYLOR Lindsay Drummond
BHB897
Licensed Representative (Provisional Licence)
9
TOLEDANO Roy
AXY961
Licensed Representative (Provisional Licence)
1, 6
TONG Jason Ho Tung
BHB682
Licensed Representative (Provisional Licence)
4, 6
TONG Lin
BHC235
Licensed Representative (Provisional Licence)
1, 2, 7
TONG Zhong
BGZ313
Licensed Representative (Provisional Licence)
1, 4
TORDO Vincent Leopold Gilbert
BHC620
Licensed Representative (Provisional Licence)
10
TSANG Chun Ki Timothy
BHF974
Licensed Representative (Provisional Licence)
1, 4, 6
TSANG Ho Ming
AIU682
Licensed Representative (Provisional Licence)
1, 4
TSANG Ka Wai
BHC862
Licensed Representative (Provisional Licence)
4
TSANG Sai Hong
BHC363
Licensed Representative (Provisional Licence)
1
TSANG Yi Keung
BDE140
Licensed Representative (Provisional Licence)
1
TSANG Ying Ha
BHF469
Licensed Representative (Provisional Licence)
1, 2, 3, 4
TSE Kwong Yuen
BBN111
Licensed Representative (Provisional Licence)
1, 4
TSENG Chang Chun
BHG321
Licensed Representative (Provisional Licence)
1, 4
TSUI Wing Sing
BHD307
Licensed Representative (Provisional Licence)
1, 2
VUJACIC Vojin
BHC232
Licensed Representative (Provisional Licence)
1, 4
WANG Leiyan
BAQ216
Licensed Representative (Provisional Licence)
4
WANG Ting-Yun
BHC626
Licensed Representative (Provisional Licence)
1, 2, 4, 5
WANG Yajun
BHD561
Licensed Representative (Provisional Licence)
1, 6
WANG Yu Chen
ATI399
Licensed Representative (Provisional Licence)
1, 4
WANG Zixi
BHE069
Licensed Representative (Provisional Licence)
1, 4
WARD Michael James
BHD622
Licensed Representative (Provisional Licence)
1
WEGENER Michael Stefan
AYR061
Licensed Representative (Provisional Licence)
4, 9
WENG Cheng Feng
BHB317
Licensed Representative (Provisional Licence)
1, 4
WIND Harry
BHA623
Licensed Representative (Provisional Licence)
1, 4, 9
WONG Chin Pang
BGG521
Licensed Representative (Provisional Licence)
1, 2
WONG Ching Yu
BHH395
Licensed Representative (Provisional Licence)
9
WONG Brian Wai Fung
BHF769
Licensed Representative (Provisional Licence)
1, 2, 4, 5
WONG Cheuk Lam
ASX897
Licensed Representative (Provisional Licence)
1, 9
WONG Chi Wai Leo
BHC419
Licensed Representative (Provisional Licence)
1
WONG Ching Tin
BDX537
Licensed Representative (Provisional Licence)
2
WONG Cho Wai
AUG836
Licensed Representative (Provisional Licence)
1, 2
WONG Evelyn
BHE169
Licensed Representative (Provisional Licence)
1, 6
WONG Hou Hon
BHB342
Licensed Representative (Provisional Licence)
1
WONG Kin Sing, Allen
ARE058
Licensed Representative (Provisional Licence)
4
Page 11 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
WONG Kyle Kwan Lun
BHF292
Licensed Representative (Provisional Licence)
1
WONG Sze Ki
BHE046
Licensed Representative (Provisional Licence)
1, 4, 9
WONG Tung Yuen
BHD388
Licensed Representative (Provisional Licence)
1, 6
WONG Wa Fai
BHC021
Licensed Representative (Provisional Licence)
1, 4
WONG Yat Fun, Alfred
ALV390
Licensed Representative (Provisional Licence)
1
WOO Ka Man Sara
BHD691
Licensed Representative (Provisional Licence)
1
WU Jiajie
BHD688
Licensed Representative (Provisional Licence)
9
WU Nga Ki
BHD224
Licensed Representative (Provisional Licence)
1, 2
WU Xiaobing
BHF972
Licensed Representative (Provisional Licence)
6
WU Yan Yee
BHC888
Licensed Representative (Provisional Licence)
1, 4, 9
XI Zheyu
AXQ888
Licensed Representative (Provisional Licence)
4, 9
XIE Fan
BBJ699
Licensed Representative (Provisional Licence)
6
XU Michael Jia
BHH373
Licensed Representative (Provisional Licence)
1, 4, 9
XU Shuoying
BHD701
Licensed Representative (Provisional Licence)
4
XU Wenjin
BHD376
Licensed Representative (Provisional Licence)
1, 2
YANG Keyang
BHD228
Licensed Representative (Provisional Licence)
1
YANG Lingxiu
AVH936
Licensed Representative (Provisional Licence)
4
YANG Tian
BHA618
Licensed Representative (Provisional Licence)
1, 2
YAO Kenneth
ANH517
Licensed Representative (Provisional Licence)
1, 2, 7
YE Yingcong
ARW530
Licensed Representative (Provisional Licence)
1, 4
YEUNG Kim Wa
AWJ986
Licensed Representative (Provisional Licence)
1, 2, 4
YEUNG Matthew Chung Hin
BHC236
Licensed Representative (Provisional Licence)
1, 2
YI An
BHD217
Licensed Representative (Provisional Licence)
4
YI Jiaping
BHE061
Licensed Representative (Provisional Licence)
4
YI Wenhui
BHC970
Licensed Representative (Provisional Licence)
1, 4, 6
YIM Ka Kit
BHC514
Licensed Representative (Provisional Licence)
1, 2
YIN Chia-Tseng
BHD892
Licensed Representative (Provisional Licence)
1, 4
YIN Wenbo
BHG631
Licensed Representative (Provisional Licence)
1, 4, 6
YIP Ka Yue
BHF793
Licensed Representative (Provisional Licence)
1, 2, 4
YIP Wai
ANR831
Licensed Representative (Provisional Licence)
1, 4
YOUNG Gregory Dyllan
AYZ245
Licensed Representative (Provisional Licence)
9
YU Chung Hang
AXF399
Licensed Representative (Provisional Licence)
2
YU Liang
BHA065
Licensed Representative (Provisional Licence)
10
YU Yuen Yan
BHB759
Licensed Representative (Provisional Licence)
10
YUNG Ling Ling, Lilian
ADX189
Licensed Representative (Provisional Licence)
1
ZHANG Zihua
BHD520
Licensed Representative (Provisional Licence)
1
ZHANG Harvey Yang
AUA521
Licensed Representative (Provisional Licence)
1, 2, 4, 5
ZHANG Heqiao
BHC544
Licensed Representative (Provisional Licence)
1
ZHANG Jie
BHA636
Licensed Representative (Provisional Licence)
9
ZHANG Kenan
BHE065
Licensed Representative (Provisional Licence)
1, 4, 9
ZHANG Zhijie
BBB359
Licensed Representative (Provisional Licence)
1, 4, 6
ZHANG Zhongyuan
BHC320
Licensed Representative (Provisional Licence)
1, 6
ZHAO Jian
BHB905
Licensed Representative (Provisional Licence)
4
ZHAO Zhe
BHC787
Licensed Representative (Provisional Licence)
1, 6
ZHENG Yongcan
BHE131
Licensed Representative (Provisional Licence)
4
ZHOU Shinan
BHF440
Licensed Representative (Provisional Licence)
1, 4, 6
ZHOU Xiaole
BBD865
Licensed Representative (Provisional Licence)
1, 6
ZHOU Yake
BGZ975
Licensed Representative (Provisional Licence)
1, 2
AHN Jungwoo
BEJ762
Licensed Representative (Temporary Licence)
1, 2
ALLEN Trent Cameron
BFP178
Licensed Representative (Temporary Licence)
4
ASPBURY Peter Gordon
BHH719
Licensed Representative (Temporary Licence)
4
BAVOSO Mark Anthony
BAM753
Licensed Representative (Temporary Licence)
1
BEAL Mark Jeffrey
BGK881
Licensed Representative (Temporary Licence)
1, 2
BENN Ng Khek Beng
BHF916
Licensed Representative (Temporary Licence)
1, 4
BENZLER Markus Maria Kurt
BHG765
Licensed Representative (Temporary Licence)
1
BHAGWAT Niraj Dilip
AHU701
Licensed Representative (Temporary Licence)
1, 4
Page 12 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
BRAZIER Simon Richard
BHG746
Licensed Representative (Temporary Licence)
4
BUCKINGHAM Thomas Andrew
BFH456
Licensed Representative (Temporary Licence)
4
CARUSO Frank Vincent
BHH755
Licensed Representative (Temporary Licence)
1
CHAN Simon
BCT212
Licensed Representative (Temporary Licence)
1, 4
CHENG Robin Shiang
ATD727
Licensed Representative (Temporary Licence)
1, 4
CHING Yi Edmund
AKU003
Licensed Representative (Temporary Licence)
4
CHO Jihyong
AUD274
Licensed Representative (Temporary Licence)
1
CHUNG Bo Ra
BHH387
Licensed Representative (Temporary Licence)
4
COUKI Mehdi
BGN225
Licensed Representative (Temporary Licence)
1, 2
COX Ashley James
AQS487
Licensed Representative (Temporary Licence)
1, 2
COYLE David Alexander
BHG434
Licensed Representative (Temporary Licence)
1
DENT John George
BHG618
Licensed Representative (Temporary Licence)
1, 4
DEROLD Christian
AVW188
Licensed Representative (Temporary Licence)
1
DING Xiao
BFD154
Licensed Representative (Temporary Licence)
4
EGUCHI Hiroyasu
BBL849
Licensed Representative (Temporary Licence)
1, 4
FERRI William Joseph
BGI780
Licensed Representative (Temporary Licence)
1, 4
FOONG Pek Tim Desmond
BHG355
Licensed Representative (Temporary Licence)
1
GLOVER Anthony Stuart
BBL723
Licensed Representative (Temporary Licence)
4
GOLDSMITH Christian Guy
ANL061
Licensed Representative (Temporary Licence)
1
GUI Zhenghui
BHD893
Licensed Representative (Temporary Licence)
4
GUPTA Sachin
BDD526
Licensed Representative (Temporary Licence)
1
HAGIWARA Koichiro
BHH064
Licensed Representative (Temporary Licence)
4
HARMSTONE-RAKOWSKI Andrew Tadeusz
ARW607
Licensed Representative (Temporary Licence)
1
HARPER Neil William Charles
BHH096
Licensed Representative (Temporary Licence)
1
HENDRIKSE Harald Christiaan
BEV944
Licensed Representative (Temporary Licence)
1
HILL Brian Thomas
BFS625
Licensed Representative (Temporary Licence)
1
HIRAKAWA Mikio
BBT553
Licensed Representative (Temporary Licence)
1, 4
HO Soo Keat Angeline
ALI115
Licensed Representative (Temporary Licence)
1
HORNBACH Matthew Thomas
AWZ985
Licensed Representative (Temporary Licence)
1
HOROWITZ Jason Aaron
BHE016
Licensed Representative (Temporary Licence)
1, 4
HSU Chen-Chih
BEE281
Licensed Representative (Temporary Licence)
4
HUCKER Brett Andrew
BHH564
Licensed Representative (Temporary Licence)
1
HUGHES Gareth Aeron
BHG168
Licensed Representative (Temporary Licence)
2
HUGHES JR William Terrance
BHG758
Licensed Representative (Temporary Licence)
1
IMAI Koei
BDL302
Licensed Representative (Temporary Licence)
1, 4
JOHNSON Richard James Spencer
AWT702
Licensed Representative (Temporary Licence)
4
KEK Li Hwa Jannie
BGX770
Licensed Representative (Temporary Licence)
1
KIM Tae-Woon
BCO962
Licensed Representative (Temporary Licence)
1
KOGI Kentaro
AOG100
Licensed Representative (Temporary Licence)
4
KUSHMA Michael Bernard
BAJ311
Licensed Representative (Temporary Licence)
1
LATHAM Daniel Vincent
BDL300
Licensed Representative (Temporary Licence)
1
LEAHY Timothy James
AWB788
Licensed Representative (Temporary Licence)
1
LEE Chung-Han
BET671
Licensed Representative (Temporary Licence)
1, 2
LEE Junho
BFL091
Licensed Representative (Temporary Licence)
4
LEE Ming-Hsun
BAO744
Licensed Representative (Temporary Licence)
1, 4
LESMANA Yulius
BHG072
Licensed Representative (Temporary Licence)
1
LIM Nicola
ANZ788
Licensed Representative (Temporary Licence)
1, 2
LIU Binqi
BDP640
Licensed Representative (Temporary Licence)
1
MAHER Timothy John
BEG500
Licensed Representative (Temporary Licence)
1
MAJIMA Tatsuo
BHH066
Licensed Representative (Temporary Licence)
4
MALEK-AHMADI Andrew Mehra
BDE484
Licensed Representative (Temporary Licence)
1
MALHOTRA Gaurav
BEB422
Licensed Representative (Temporary Licence)
4
MANN Samuel Thomas
BGG155
Licensed Representative (Temporary Licence)
1
MANNERS Christopher Robert
BCB662
Licensed Representative (Temporary Licence)
1
MAR Warren John
BAJ312
Licensed Representative (Temporary Licence)
1
MARTIN Troy Richard William
BHG437
Licensed Representative (Temporary Licence)
1
Page 13 of 14
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2016
CE Name
CE No.
Licence Type
Types of Regulated Activity
MASLEN Benjamin Gulliver
BDQ628
Licensed Representative (Temporary Licence)
1
MATITIA Edouard Albert
BHG614
Licensed Representative (Temporary Licence)
1, 2
MIYAZAKI Takashi
BDQ458
Licensed Representative (Temporary Licence)
4
MOOKIM Sanjay Kumar
AUW976
Licensed Representative (Temporary Licence)
1, 4
MORI Takahiro
BAX548
Licensed Representative (Temporary Licence)
1, 4
MOUTHON Alexandre Remy
BCT481
Licensed Representative (Temporary Licence)
4
MOY Paul John
BHG216
Licensed Representative (Temporary Licence)
1, 4
NARUSAWA Koh
AZK463
Licensed Representative (Temporary Licence)
1
NELSON JR Thomas Alfred
BHI030
Licensed Representative (Temporary Licence)
1
NISHIMURA Keitaro
AYT962
Licensed Representative (Temporary Licence)
1
NOLAN Michael Timothy
BDZ929
Licensed Representative (Temporary Licence)
1
ORTELLI Mario Zaccaria Carlo
BBJ794
Licensed Representative (Temporary Licence)
4
PARK William
BHG768
Licensed Representative (Temporary Licence)
1
PAULSON Mark Ellis
AYK942
Licensed Representative (Temporary Licence)
1
PERRETT Yuko
ADX445
Licensed Representative (Temporary Licence)
1
PERROTT Richard Henry Matthew
BHF489
Licensed Representative (Temporary Licence)
1
PINEDA Arthur San Diego
AGL866
Licensed Representative (Temporary Licence)
4
RHEE Samuel Gene
AFE900
Licensed Representative (Temporary Licence)
1
ROLFE Roland Christopher
AVI388
Licensed Representative (Temporary Licence)
1
RUDDELL Geoffrey Frith
BHJ002
Licensed Representative (Temporary Licence)
1
RUSSELL Kevin Gary
BHG762
Licensed Representative (Temporary Licence)
1
SAEF Jeffrey Bruce
BHF805
Licensed Representative (Temporary Licence)
1, 4
SAKAMAKI Yuko
BHH238
Licensed Representative (Temporary Licence)
4
SALES Michael James
BEZ878
Licensed Representative (Temporary Licence)
1
SANDERSE Menno Gerard Cornelis
AUX424
Licensed Representative (Temporary Licence)
1
SANGHRAJKA Satyan Arvind
BGB565
Licensed Representative (Temporary Licence)
1
SASADA (GUNN) Tamao
BHG214
Licensed Representative (Temporary Licence)
1, 4, 6
SECKER Graham Ronald
AUD568
Licensed Representative (Temporary Licence)
1
SHARMA Naveen Prakash
ANW221
Licensed Representative (Temporary Licence)
1, 2
SHI Wenchao
BET955
Licensed Representative (Temporary Licence)
1
SONG Seon A
BHG622
Licensed Representative (Temporary Licence)
1, 2
SUESS Benjamin
BHG436
Licensed Representative (Temporary Licence)
1
TALBOT Richard Casey
BHA427
Licensed Representative (Temporary Licence)
1, 4
TAN Li Chiang, Aurelia
ATQ763
Licensed Representative (Temporary Licence)
1
THACKRAY Simon George
AWU696
Licensed Representative (Temporary Licence)
4
TSUCHIYA Yasuhito
BBB706
Licensed Representative (Temporary Licence)
1, 4
UNAL Gokhan
BHG359
Licensed Representative (Temporary Licence)
1
VAN BEEK Christiaan Lieven
BEL614
Licensed Representative (Temporary Licence)
1, 4
WELS Thomas Georg
BHG194
Licensed Representative (Temporary Licence)
1, 4
WIBOWO Henry
BEA843
Licensed Representative (Temporary Licence)
4
WILKINS Clarke Harold
BEN577
Licensed Representative (Temporary Licence)
4
WONG Ferry Wijaya
ARB231
Licensed Representative (Temporary Licence)
4
WU Yao-Pei
BFC707
Licensed Representative (Temporary Licence)
1, 2
YAMAGUCHI Hidemaru
BGD668
Licensed Representative (Temporary Licence)
4
YAMAMOTO Morihiro
AVH184
Licensed Representative (Temporary Licence)
1
YAMAOKA Hisahiro
AXM565
Licensed Representative (Temporary Licence)
4
ZHANG Lu
BHI015
Licensed Representative (Temporary Licence)
1
ZHANG Zijun
BHF774
Licensed Representative (Temporary Licence)
1, 2
ZHONG Xiaoling
BGW439
Licensed Representative (Temporary Licence)
10
Wells Fargo Bank, National Association
AGR456
Registered Institution
1, 4, 9
Page 14 of 14