Netherlands Institute for Human Rights LITERATURE STUDY The right person in the right place The role of stereotypes in access to the labour market July 2013 1 SUMMARY The employment rate of ethnic minority groups, people with a disability, the elderly, young people and women are still lagging behind the rates of other groups. This discrepancy is partially caused by objective factors, such as education, language proficiency, work experience, costs, administrative expenses and so on. But the different employment rates cannot only be clarified by these factors. Research has shown that even with equivalent CVs, older job seekers (55+), people of non-Western origin, people with a disability and women (in some jobs) actually have less chances of getting a job. Discrimination based on age, ethnicity, disability or gender unmistakably plays a part in this situation. Stereotypes and discrimination Discrimination often appears to originate from stereotyping. Negative stereotypes of groups results in employers preferring candidates from other groups, as is shown by several recent studies. It turns out that prejudice not involving intent and in which often subconscious - stereotypes play a major part is difficult to recognize and acknowledge. This partly explains why employers take so few measures to combat discrimination at the entrance to the labour market, although they say they find discrimination-free access to the labour market important. Not taking measures to combat discrimination is a problem, as it obstructs the realization of important human rights for all groups of people, namely the right to protection from discrimination and (equal) right to labour. Moreover, by ratifying treaties such as the United Nations Convention on the Elimination of All Forms of Discrimination Against Women (CEDAW) and the International Convention on the Elimination of All Forms of Racial Discrimination (CERD), the Netherlands has the explicit obligation to combat the stereotyping of women and ethnic minorities and in the long term also of people with a disability (see the UN Convention on the Rights of Persons with Disabilities - CRPD). The government is obligated to take measures to reduce stereotyping. Research and training aimed at reducing stereotypes In order to contribute to the combating of discrimination at the entrance to the labour market based on group stereotypes (‘women are caring’, ‘the elderly are slow’), the Netherlands Institute for Human Rights has conducted a literature study. In the study, important social knowledge from various scientific disciplines was collected about the origin and usefulness of stereotypes, about their functioning, their changeability as well as the negative effects of stereotyping, including discrimination (on both assessors and assessees). The Netherlands Institute for Human Rights will communicate the findings in the form of a practical training for professional personnel selectors (recruiters, intermediaries and HR officials). This training may contribute to the recognition of stereotyping processes and to reduce the influence of stereotyping on the recruitment and selection process. The innovative aspect of this study is that recent scientific insights into stereotyping related to different groups - usually women and ethnic groups, people with a disability and the elderly (55+) - have been brought together in one place. The mechanisms studied, which work in the same manner for all groups, are illustrated with examples of the various groups. Another new aspect is that scientific insights about stereotyping are linked to concrete measures that organisations can take to realise a discrimination-free access to labour. The objective of the study is to bridge the gap between scientific insights and the implementation of those insights by prospective professionals in the area of staff policy and Human Resource Management. 2 Discouraging stereotyping is effective Limiting the negative influence of stereotyping in recruitment and selection processes is on the one hand and firstly in the interest of the group of people being negatively stereotyped. Their chances of work are likely to become fairer if and when they are assessed on the basis of their competences instead of on group stereotypes. On the other hand, combating the effects of stereotyping is also in the interest of employers. This research has shown, among other things, that highly suitable female candidates are overlooked if recruiters view the position as being stereotypically male, such as for the positions of manager or full professor, and if recruiters have a stereotypical image of women. On the whole, stereotypical expectations result in an underestimation of the actual competences of applicants from the disadvantaged groups and, reversely, they lead to an overrating of the actual competences of applicants from groups given undue preference. In other words, both employers and applicants benefit from a reduction of the effect of stereotypes in selection procedures. Stereotyping is useful, but not in recruitment and selection processes Stereotypes are formed in the course of a long-term process comprising experiences and images people are confronted with in a certain period of time. Therefore, stereotypes are deeply ingrained in our cognitive structures. General stereotypes are useful and indispensable in our observations, because they help us with structuring information quickly and because they allow us to get an overall impression of a person. However, one of the characteristics of stereotypes is that they are usually negative when they concern ‘other’ groups. Another characteristic is that they are very persistent; stereotypes are difficult to change. Due to their general and over-simplified nature, stereotypes are not suitable to be used in an adequate assessment of a person. This is particularly true in recruitment and selection processes, in which a good estimation of a person’s — true — competences for adequate fulfilment of a particular position. Furthermore, many stereotypes are proved to be false when they are compared to the average score of a group on a particular characteristic. The assertion that ‘stereotypes have an element of truth in them’ is not necessarily true for every situation. Discrimination resulting from implicit stereotypes There is a difference between explicit stereotypes of groups, of which people are generally aware, and implicit stereotypes, which originate from subconsciously associating groups with negative characteristics. For example, the link between ‘women’ and ‘not so ambitious’. The difference between implicit and explicit stereotypes seems to increase as the taboo stereotype related to a particular group increases. This may happen when people are afraid of expressing their explicit stereotypes — on account of the taboo — or when they even fear to admit to themselves that they have explicit stereotypes. Therefore, applicants from groups of which the stereotypes are taboo will be rejected in a more covert, subtle manner. The subconscious nature of such implicit stereotypes also means that people who are convinced that they themselves do not stereotype actually do think in stereotypes. Research into stereotypes in recruitment and selection processes has shown that implicit stereotyping also has a negative influence on applicants from disadvantaged groups. Where explicit stereotypes both influence the assessment and the selection of applicants, implicit stereotypes only influence the latter process. The subconscious nature of implicit stereotypes results in assessors not acknowledging that they are more likely to discriminate with the result that they are not inclined to change this. 3 The functioning and effects of stereotypes The research has revealed a number of significant findings, both for people who have to assess groups and for groups that are subject to assessment. Assessors: There are various theories that describe the origin and functioning of stereotypes. For example, according to the social identity theory, the characteristics of one’s own ‘in-group’ are generally viewed as more positive than the characteristics of the ‘out–group’ (In-group Favouritism). This can be explained by the fact that people need a positive social identity. This mechanism explains why stereotypes about other groups often have negative connotations. The division into ‘own’ and ‘other’ groups, which takes on the form of ‘us versus them’ thinking, has far-reaching consequences for the perception of people. For instance, people appear to be inclined to view the ‘ingroup’ as more complex and heterogeneous, and the ‘out-group’ as more homogeneous (Out-group Homogenization Effect). Furthermore, observations may not always be objective; signs about a person that deviate slightly from the stereotypical image are viewed according to the stereotype (Assimilation Mechanism). If a person deviates too much from the group stereotype, this does not lead to an adjustment of this stereotype. Instead, people subconsciously create a sub-category of deviating persons, for instance ‘career women’ as a sub-category of ‘women’ and ‘highly-skilled, integrated migrants’ as a sub-category of ‘migrants’. The result is that the general stereotype of women (‘caring, working part-time’) and migrants (‘poorly trained, not integrated, not emancipated’) remains intact (Subtyping Mechanism). Not only the final decision of the selector to hire or not hire an applicant is influenced by stereotyping. Stereotyping also influences the motivation and performance of applicants. Both the perception of ‘hard’ competences and character traits and ‘soft skills’ is different for applicants from disadvantaged or privileged groups. It is especially important for professional recruiters to realise that job interviews with ethnic minorities are conducted differently due to stereotyping. For instance, the interviews are shorter, other questions are asked, and the non-verbal attitude is different. This makes the physical distance between interviewers and applicants from certain ethnic groups larger than applicants from other groups, which appears to make applicants feel uneasy and nervous. Assessees/Disadvantaged groups: The motivation and intellectual performance of women, ethnic minority groups and the elderly are negatively influenced by stereotypical expectations regarding these groups. Members of these groups often do not perform as well as they could when in the course of a test or job interview, they are confronted with the fact that they belong to a disadvantaged group, or with the fact that stereotypes exist of that group. These applicants also appear to do worse in tests, such as assessments, when they have been confronted beforehand with stereotypes about their group. This mechanism creates an interaction between stereotyping and forms of conduct on the part of the assessors and assessees respectively, which confirms existing stereotypes and sometimes even enhances them (Stereotype Threat Mechanism, Selffulfilling Prophecy). Measures to reduce the influence of stereotypes Our research shows that stereotypes are very persistent and therefore hard to change, particularly in the short term. Yet, it also shows that organisations can take measures to reduce the influence of stereotypes on recruitment and selection processes. A minimum requirement for initiating such measures is that the leaders of the organisation must emphasise the importance of a discrimination-free access to the labour market, as a moral and statutory standard and out of self-interest. This should be done without 4 suggesting that discrimination is not present at all in that organisation, because this may lead to adverse effects. Furthermore, it specifically helps to make assessors become more aware of the stereotypes they subconsciously and unintentionally have. This helps them with recognising their own stereotypes and increases their motivation to not only take intuitive decisions. Additionally, each step in the application procedure can be adjusted to limit the possible influence of stereotypes. This may include adopting a procedure in which the requirements have been formulated as concretely as possible beforehand, and which are clearly related to the position, also or particularly for higher positions. Adhering to a fixed format for job interviews also helps to limit the influence of prejudices, as does accountability for the decision-making process, preferably under the guidance of a person who was not involved in the procedure. Furthermore, it is necessary to think about the influence stereotypes are allowed to have in ‘new’ recruitment and selection procedures, such as speed dating, group interviews, video interviews, and so on, but also recruitment and selection via LinkedIn without an official vacancy and the like. However, in implementing said measures, it is important to take account of the context. For instance, the recruitment and selection process for higher and lower positions may differ in certain aspects. 5 CONTENTS LITERATURE STUDY Acknowledgement 2 Contents 4 Summary 5 1. Introduction 9 1.1 Research questions 11 1.2 Objective and definition of the research, accountability for research method 12 1.3 Definitions 13 2. The importance of discrimination-free access to work 15 2.1 The interests of employees in discrimination-free recruitment and selection 15 2.1.1 Discrimination on the grounds of Ethnicity 16 2.1.2 Discrimination on the grounds of Gender (women) 17 2.1.3 Discrimination on the grounds of Disability 20 2.1.4 Discrimination of the grounds of Age 22 2.2 The interests of employers in discrimination-free recruitment and selection 23 3. Introduction to the theory 25 4. Theory: The origin of stereotypes 27 4.1 Usefulness and necessity of using stereotypes 27 4.2 The need for a positive social identity. Categorization into groups (‘ingroup’ versus ‘outgroup’) 28 4.2.1 The positive assessment of in-groups 30 4.2.2 Connection between group identification and positive assessment of the ‘in-group’ 33 4.2.3 Effect of homogenization 34 4.3 The role theory 35 5. Theory: The effect of stereotypes 36 5.1 Automatic activation of stereotypes 36 5.2 Which stereotypes are activated? 36 5.3 Result of activation: assimilation and contrast 37 6. Theory: Continued existence, confirmation and reinforcement of stereotypes 39 6.1 Self-fulfilling Prophecy 39 6.2 Stereotype Threat 40 6.3 Subtyping 41 6.4 Faulty/Irrelevant information 42 7. Theory: Changes in stereotypes 44 7.1 The Conversion model 44 7.2 The Contact Hypothesis 45 7.3 The Bookkeeping model 46 8. Theory: The accuracy of stereotypes 47 8.1 Average assessment of disadvantaged groups 47 8.2 Accuracy of stereotyping in assessing individuals 48 6 9. Effects of stereotypes in actual HR practice 50 9.1 Effect on assessors 50 9.1.1 Effect on perception and actions 50 9.1.2 Effects on assessment of applicants 52 9.2 Effects on persons subject to stereotyping in actual practice 55 9.2.1 Effects of stereotyping on self-image and performances 56 9.2.2 Effects of stereotyping in the long term 58 10. Changes in stereotypes in actual HR practice: perspectives for realising discrimination-free recruitment and selection for organisations 59 10.1 Minimum requirements 59 10.2 Structure of the application procedure 59 10.2.1 Drawing up the profile and the vacancy 61 10.2.2 Recruitment: risks and opportunities 62 10.2.3 Selection 62 10.3 Establishing contact and acquiring experience with disadvantaged groups beforehand 66 10.4 The organisation’s values 68 10.5 Target figures/quotas 69 10.6 Training of companies and organisations 70 11. Conclusions 73 References 77 Bibliography 78 This publication is sponsored by the PROGRESS programme, the Programme for Employment and Social Solidarity of the European Union. For more information, see: ec.europa.eu/progress. The contents of this publication is the responsibility of the Netherlands Institute for Human Rights and cannot be interpreted as the viewpoint of the European Commission in any way. 7
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