NORTHERN TRUST DELIVERY INSTRUCTIONS
FOR SANTA BARBARA BOTANIC GARDENS
PRIOR TO INITIATING A STOCK GIFT TO THE GARDEN, PLEASE CONTACT STEPHANIE LINDER, DIRECTOR OF DEVELOPMENT,
(805) 682-4726, EXT. 133 OR GAYLE KOPITZKE, CONTROLER (805) 682-4726, EXT. 125 SO THEY CAN ALERT NORTHERN TRUST
AND DONORS.
ACATS TRANSFERS: Use ACATS Participant # 2669. Please note for ACATS partial transfers, please create a PTD.
ALL OTHER TRANSFERS (non-ACATS): To transfer securities from your institution to The Northern Trust Company, please follow the delivery
instructions outlined below:
DTC Book-Entry Eligible Securities:
Physical Securities:
US Government Agencies:
Stocks, Registered Bonds and Bearer Bonds
should be moved to our position at Depository
Trust Company. All depository eligible
securities should be delivered to:
Physical issues should be sent via registered
mail to:
All US Government and Agencies securities
should move via Fed Book Entry to our
account as follows:
Depository Trust Company
The Northern Trust Company
Trust Department
Participant # 2669
Account: SB BOTANIC GARDEN INC
Account #: 23-51082
The Northern Trust Company
ATTN: Free Receipts
3 Second Street
Harborside Financial Center Plaza 10
Suite 1401
Jersey City, NJ 07311
Account: SB BOTANIC GARDEN INC
Account #: 23-51082
Routing Number 07-1000-152
Northern Chgo/Trust
Account: SB BOTANIC GARDEN INC
Account #: 23-51082
Mutual Funds
For instructions with the Re-Registration of open-ended mutual funds and for BIN number information, please contact:
(Anita Balboa (805) 884-4334)
Cash Transfers
All cash should be transferred by Fed Fund
Wire with the following instructions:
Subsequent cash transfers should be made by
check and sent:
ABA #07-1000-152
The Northern Trust Company, Chicago, IL
For Credit to Account #: 5186011000
Account Name: Incoming Trust Wire Account
For Further Credit to Account #: 23-51082
Account Name: SB BOTANIC GARDEN INC
via US Mail to:
The Northern Trust
ATTN:
IL-CD-CB-5N
P.O. Box 92968
Chicago, IL 60675
RE: 23-51082 SB BOTANIC GARDEN INC
via Federal Express to:
The Northern Trust
ATTN:
IL-CD-CB-5N
801 South Canal
Chicago, IL 60607
RE: 23-51082 SB BOTANIC GARDEN INC
To avoid any delay, we request that you do NOT reregister securities into the name of the customer, our nominee or The Northern Trust. Proper
Powers should be supplied for each issue and sent under separate cover.
Let me know if you have any questions about these instructions. Your cooperation is very much appreciated.
Anita Balboa, Trust Officer (805) 884-4334; abl [email protected]