1
Name of Listed Entity : CROMPTON GREAVES LTD
2
Script Code and name : NSE - CROMPGREAV , BSE - 500093
3
Shareholding pattern filed under Reg. 31(1)(b)
Quarter Ended : 31.12.2015
4
Declaration
1
2
3
4
5
Particulars
Whether the Listed Entity has issued any partly paid up shares?
Whether the Listed Entity has issued any Convertible Securities or Warrants?
Whether the Listed Entity has any shares against which depository receipts are issued?
Whether the Listed Entity has any shares in locked-in?
Whether any shares held by promoters are pledged or otherwise encumbered?
Yes
No
NO
NO
YES
NO
YES
Table I - Summary Statement holding of specified securities
Name of Listed Entity: CROMPTON GREAVES LTD
Quarter ended : 31.12.2015
Catego
Face Value 2.00
Category of
Nos. of
No. of fully
No. of
No. of shares
Total Nos.
Shareholding
No of voting Rights held in
No of shares
Shareholding
Number of
Number of shares
ry
shareholder
share
paid up
partly
underlying
shares
as a % of total
each class of securities
underlying
as a % assuming
Locked in
pledged or otherwise
equity
(I)
(II)
Holders
equity
paid-up
Depository
held
no. of shares
(IX)
outstanding
full conversion
shares
encumbered
shares held
(III)
shares
equity
Receipts
(VII =
(Calculated as
of convertible
(XII)
held
shares
(VI)
IV+V+VI)
per SCRR,
Class
Class
(IV)
held
1957)
X
Y
(V)
(VIII)
No of voting Rights
Total
Total as
convertible
a % of
Securities
(A+B+
(including
of diluted share
C)
warrants)
capital)
held
(X)
(XI) =(VII)+(X)
(b)
(b)
As a % of
securities(as a % No.
(A+B+C2)
(A)
(B)
(C)
(C1)
(C2)
Promoter and Promoter Group
(a)
Number of
(XIII)
in
As a % of
No.
As a % of
dematerializ
total shares
(a)
total shares
ed form
held
(XIV)
as a % of
A+B+C2
3
215451070
0
0
215451070
34.42
215451070
0
215451070
34.38
0
0
0
0.00
179209405
83.18
215451070
119542
410412743
0
0
410412743
65.58
410412743
0
410412743
65.48
0
0
0
0.00
0
0.00
404885930
Non Promoter - Non Public
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Shares underlying DRs
1
0
0
882329
882329
0.00
882329
0
882329
0.14
882329
0.14
0
0.00
0
0.00
0
Shares held by Employee Trusts
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
119545
625863813
0
882329
626746142
100.00
626746142
0
626746142
100.00
882329
0.14
0
0.00
179209405
83.18
620337000
Public
Total
Table II - Statement showing Shareholding Pattern of the Promoter and Promoter Group
Name of Listed Entity: CROMPTON GREAVES LTD
Quarter ended: 31.12.2015
Face Value 2.00
Category and Name
PAN
No. of
No. of fully
Partly
No. of shares
Total Nos.
Shareholding
No of voting Rights held in
No of shares
Shareholding
Number of
Number of shares
of the
(II)
Shares
paid up
paid-up
underlying
shares
% calculate
each class of securities
underlying
as a % assuming
Locked in
pledged or otherwise
equity
shareholders
Holders
equity shares
equity shares
Depository
held
as per
(IX)
outstanding
full conversion
shares
encumbered
shares held
(I)
(III)
held
held
Receipts
(VII =
SCRR 1957
(IV)
(V)
(VI)
IV+V+VI)
As a % of
Class
Class
(A+B+C2)
X
Y
No of voting Rights
Total
(VIII)
1
(a)
(b)
(c)
(d)
(d)(i)
(b)
(c)
(d)
(e)
(e)(i)
Total as
convertible
of convertible
a % of
Securities
securities(as a %
No.
As a % of
No.
(XIII)
As a % of
dematerializ
(a)
total shares
(a)
in
Total
(including
of diluted share
total shares
ed form
voting
warrants)
capital) (XI) =
(VII)+(X)
held
held
(XIV)
rights
(X)
as a % of A+B+C2
(b)
(b)
Indian
Individuals/Hindu Undivided Family
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.0000
0
0.00
0
Central Government/State Government(s)
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.0000
0
0.00
0
Financial Institutions / Banks
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Any Other (specify)
0
0
0
0
0
0.00
0
0.00
0
0.00
0
Bodies Corporate
AVANTHA HOLDINGS LIMITED
AABCB6134E
1
215442496
0
0
215442496
34.42
215442496
0
215442496
34.38
0
0
0
0.00
179209405
83.18
215442496
VARUN PRAKASHAN PVT LTD
AABCV7374A
1
5022
0
0
5022
0.00
5022
0
5022
0.00
0
0
0
0.00
0
0.00
5022
AVANTHA REALTY LIMITED
AAACJ8030A
1
3552
0
0
3552
0.00
3552
0
3552
0.00
0
0
0
0.00
0
0.00
3552
3
215451070
0
0
215451070
34.42
215451070
0
215451070
34.38
0
0
0
0.00
179209405
83.18
215451070
Individuals (Non-Resident Individuals/Foreign Individuals)
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Government
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Institutions
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Foreign Portfolio Investor
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Any Other (specify)
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Bodies Corporate
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Sub Total (A)(2)
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)
3
215451070
0
0
215451070
34.42
215451070
0
215451070
34.38
0
0
0
0.00
179209405
83.18
215451070
Sub Total (A)(1)
2
(a)
(XII)
Number of
Foreign
Table III - Statement showing Shareholding Pattern of the Public shareholder
Name of Listed Entity: CROMPTON GREAVES LTD
Quarter ended: 31.12.2015
Face Value 2.00
Category and Name
of the
PAN
No. of
No. of fully
Partly
No. of shares
Total Nos.
Shareholding
No of voting Rights held in
No of shares
Shareholding
Number of
Number of shares
(II)
shareh
paid up
paid-up
underlying
shares
% calculate
each class of securities
underlying
as a % assuming
Locked in
pledged or otherwise
Holders
(III)
equity shares
held
(IV)
equity
shares
held
(V)
Depository
Receipts
(VI)
held
(VII =
IV+V+VI)
as per
SCRR 1957
As a % of
(A+B+C2)
(VIII)
outstanding
convertible
Securities
(including
warrants)
(X)
full conversion
of convertible
securities(as a %
of diluted share
capital) (XI) =
(VII)+(X)
as a %
of A+B+C2
shareholders
(I)
1
Institutions
(a)
Mutual Funds/UTI
HDFC TRUSTEE COMPANY LIMITEDHDFC EQUITY FUND
RELIANCE CAPITAL TRUSTEE CO.
LTD A/C RELIANCEEQUITY
OPPORTUNITIES FUND
BIRLA SUN LIFE TRUSTEE COMPANY
PRIVATE LIMITED A/C BIRLA SUN
LIFE FRONTLINE EQUITY FUND
UTI-MID CAP FUND
DSP BLACKROCK EQUITY FUND
Venture Capital Funds
Alternate Investment Funds
Foreign Venture Capital Investors
Foreign Portfolio Investors
Financial Institutions / Banks
Insurance Companies
LIFE INSURANCE CORPORATION OF
INDIA
Provident Funds / Pension Funds
Any Other (specify)
Foreign Institutional Investors
GOVERNMENT PENSION FUND
GLOBAL
HSBC GLOBAL INVESTMENT FUNDS
A/C HSBC GIF MAURITIUS LIMITED
FIL INVESTMENTS(MAURITIUS)LTD
VANGUARD
EMERGING MARKETS
STOCK INDEX FUND, ASERIES OF
VANGUARD INTERNATIONAL EQUITY
INDE X FUND
COPTHALL MAURITIUS INVESTMENT
LIMITED
Qualified Foreign Investor
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(i)(i)
(i)(ii)
Sub Total (B)(1)
(2)
Total as
a % of
Total
voting
rights
Total
No.
(a)
shares
(XII)
As a % of
total shares
held
(b)
equity
encumbered
(XIII)
No.
As a % of
(a)
total shares
held
(b)
shares held
in
dematerializ
ed form
(XIV)
25
149719373
0
0
149719373
625863813
23.92
149719373
0
149719373
23.92
0
0
0
0.00
0
0.00
149714207
AAATH1809A
0
57809500
0
0
57809500
9.24
57809500
0
57809500
9.24
0
0
0
0.00
0
0.00
57809500
AAATR0090B
0
32363117
0
0
32363117
5.17
32363117
0
32363117
5.17
0
0
0
0.00
0
0.00
32363117
AAATB0102C
AAATU1088L
AAAJD0430B
0
0
0
0
1
0
0
26
6
21152270
12266414
6290731
0
250000
0
0
977528
43078490
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
21152270
12266414
6290731
0
250000
0
0
977528
43078490
3.38
1.96
1.01
0.00
0.04
0.00
0.00
0.16
6.88
21152270
12266414
6290731
0
250000
0
0
977528
43078490
0
0
0
0
0
0
0
0
0
21152270
12266414
6290731
0
250000
0
0
977528
43078490
3.38
1.96
1.01
0.00
0.04
0.00
0.00
0.16
6.88
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0
0
0
0
0
0
0
0
0
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
21152270
12266414
6290731
0
250000
0
0
898168
43078490
0
0
33948593
0
0
0
0
0
33948593
0
33948593
0
0
0
33948593
0
0
0
0
0
0.00
0.00
0
0
0.00
0.00
33948593
0
113717598
0
0
113717598
113717598
0
113717598
5.42
0.00
0.00
18.17
0
0
188
5.42
0.00
0.00
18.17
0
0
0
0.00
0
0.00
113637236
AACCN1454E
0
8465861
0
0
8465861
1.35
8465861
0
8465861
1.35
0
0
0
0.00
0
0.00
8465861
AAACH2172B
AAACF8751A
0
0
8183997
8011355
0
0
0
0
8183997
8011355
1.31
1.28
8183997
8011355
0
0
8183997
8011355
1.31
1.28
0
0
0
0
0
0
0.00
0.00
0
0
0.00
0.00
8183997
8011355
AAATY0918K
0
7107253
0
0
7107253
1.14
7107253
0
7107253
1.14
0
0
0
0.00
0
0.00
7107253
AAACC4303M
0
0
6863202
0
0
0
0
0
6863202
0
1.10
0.00
6863202
0
0
0
6863202
0
1.10
0.00
0
0
0
0
0
0
0.00
0.00
0
0
0.00
0.00
6863202
0
AABT12509M
AAACL0582H
246
307742989
0
0
307742989
49.17
307742989
0
307742989
49.17
0
0
0
0.00
0
0.00
307578101
Central Government/State
Government(s)/ President of India
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Sub Total (B)(2)
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
114884
46164902
0
0
46164902
7.38
46164902
0
46164902
7.38
0
0
0
0.00
0
0.00
40911753
17
6169656
0
0
6169656
0.99
6169656
0
6169656
0.99
0
0
0
0.00
0
0.00
6169656
3
Non-institutions
(a-i)
Individuals - shareholders holding
nominal share capital up to Rs 2 Lakh
Individual shareholders holding nominal
share capital in excess of Rs. 2 Lakh
(a-ii)
Class
X
(IX)
No of voting Rights
Class
Y
Number of
(b)
(c)
(d)
(e)
(i)
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(viii)
(ix)
(x)
NBFCs registered with RBI
Employee Trusts
Overseas Depositories (holding
DRs)(balancing figure)
Any Other (specify)
NRI Rept
NRI Non -Rept
Trusts
OCB
Foreign National
Foreign Bodies
Clearing Member
Bodies Corporate
HDFC STANDARD LIFE INSURANCE
COMPANY LIMITED
M/S REGAL INVESTMENT AND
TRADING CO PVT LTD
ICICI PRUDENTIAL LIFE INSURANCE
COMPANY LTD
Unclaimed/Escrow Account
Any Other
19
0
270046
0
0
0
0
0
270046
0
0.04
0.00
270046
0
0
0
270046
0
0.04
0.00
0
0
0
0
0
0
0.00
0.00
0
0
0.00
0.00
270046
0
1
0
0
882329
882329
0
0
0
0
0
0.00
0
0.00
882329
1031739
997690
994578
91860
4308
0
745793
45238715
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1031739
997690
994578
91860
4308
0
745793
45238715
1031739
997690
994578
91860
4308
0
745793
45238715
0
0
0
0
0
0
0
0
1031739
997690
994578
91860
4308
0
745793
45238715
0.00
0.00
0.16
0.16
0.16
0.01
0.00
0.00
0.12
7.23
0
1982
1206
13
3
3
0
137
1031
0.00
0.00
0.16
0.16
0.16
0.01
0.00
0.00
0.12
7.23
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0
0
0
0
0
0
0
0
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1024087
944346
994578
91510
4308
0
745793
45191285
AAACH8755L
0
13149004
0
0
13149004
2.10
13149004
0
13149004
2.10
0
0
0
0.00
0
0.00
13149004
AAAFZ0269N
0
6696058
0
0
6696058
1.07
6696058
0
6696058
1.07
0
0
0
0.00
0
0.00
6696058
AAACI7351P
0
1
6450640
960467
0
0
0
0
0
0
0
6450640
960467
0
1.03
0.15
0.00
6450640
960467
0
0
0
0
6450640
960467
0
1.03
0.15
0.00
0
0
0
0
0
0
0
0
0
0.00
0.00
0.00
0
0
0
0.00
0.00
0.00
6450640
960467
0
Sub Total (B)(3)
119297
102669754
0
882329
103552083
16.41
102669754
0
102669754
16.40
0
0
0
0.00
0
0.00
98190158
Total Public Shareholding
(B)=(B)(1)+(B)(2)+(B)(3)
119543
410412743
0
882329
411295072
65.58
410412743
0
410412743
65.58
0
0
0
0.00
0
0.00
405768259
Table IV - Statement showing Shareholding Pattern of the Non Promoter - Non Public shareholder
Name of Listed Entity: CROMPTON GREAVES LTD
Quarter ended: 31.12.2015
Face Value 2.00
Category and Name
PAN
No. of
No. of fully
Partly
No. of shares
Total Nos.
Shareholding
No of voting Rights held in
No of shares
Shareholding
Number of
Number of shares
of the
(II)
shareh
paid up
paid-up
underlying
shares
% calculate
each class of securities
underlying
as a % assuming
Locked in
pledged or otherwise
Holders
(III)
equity shares
held
(IV)
equity
shares
held
(V)
Depository
Receipts
(VI)
held
(VII =
IV+V+VI)
as per
SCRR 1957
As a % of
(A+B+C2)
(VIII)
outstanding
convertible
Securities
(including
warrants)
(X)
full conversion
of convertible
securities(as a %
of diluted share
capital) (XI) =
(VII)+(X)
as a %
of A+B+C2
shareholders
(I)
Class
X
(IX)
No of voting Rights
Class
Y
Total as
a % of
Total
voting
rights
Total
No.
(a)
shares
(XII)
As a % of
total shares
held
(b)
Number of
equity
encumbered
(XIII)
No.
As a % of
(a)
total shares
held
(b)
shares held
in
dematerializ
ed form
(XIV)
(1)
Custodian/ DR Holder
1
0
0
882329
882329
0.14
882329
0
882329
0.14
882329
0.14
0
0.00
0
0.00
0
(2)
Employee Benefit Trust (under SEBI (Share
Based Employee Benefit) Regulations, 2014)
0
0
0
0
0
0.00
0
0
0
0.00
0
0
0
0.00
0
0.00
0
Total Non-Promoter-Non Public Shareholding (C) =
(C)(1)+(C)(2)
1
0
0
882329
882329
0.14
882329
0
882329
0.14
882329
0.14
0
0.00
0
0.00
0
* No of GDRs are 176466 as on 31st Dec, 2015