Nano Research Nano Res DOI 10.1007/s12274-017-1637-9 1 Actinide endohedral boron clusters: A closed-shell electronic structure of U@B40 Tianrong Yu1,2,§,Yang Gao1,2,§, Dexuan Xu1,2, and Zhigang Wang1,2 () Nano Res., Just Accepted Manuscript • DOI: 10.1007/s12274-017-1637-9 http://www.thenanoresearch.com on Apr. 19, 2017 © Tsinghua University Press 2015 Just Accepted This is a “Just Accepted” manuscript, which has been examined by the peer-review process and has been accepted for publication. A “Just Accepted” manuscript is published online shortly after its acceptance, which is prior to technical editing and formatting and author proofing. Tsinghua University Press (TUP) provides “Just Accepted” as an optional and free service which allows authors to make their results available to the research community as soon as possible after acceptance. After a manuscript has been technically edited and formatted, it will be removed from the “Just Accepted” Web site and published as an ASAP article. Please note that technical editing may introduce minor changes to the manuscript text and/or graphics which may affect the content, and all legal disclaimers that apply to the journal pertain. In no event shall TUP be held responsible for errors or consequences arising from the use of any information contained in these “Just Accepted” manuscripts. To cite this manuscript please use its Digital Object Identifier (DOI®), which is identical for all formats of publication. Nano Res. 64 Table of Contents (TOC) Actinide boron endohedral clusters: a closed-shell electronic structure of U@B40 Tianrong Yuab+, Yang Gaoab+, Dexuan Xuab, Zhigang Wang*ab a. Institute of Atomic and Molecular Physics, Jilin University, Changchun, 130012, China. b. Jilin Provincial Key Laboratory of Applied Atomic and Molecular Spectroscopy, Jilin University, Changchun, The molecular orbitals(MOs) energy levelsand electron density difference map, both of them exhibit strong bonding character in U@B40. 130012, China. + These authors contributed equally to this work. www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research Nano Research DOI (automatically inserted by the publisher) Review Article/Research Article Please choose one Actinide endohedral boron clusters: a closed-shell electronic structure of U@B40 ab+ Tianrong Yu ,Yang Gao ab+ ab ab , Dexuan Xu , Zhigang Wang* () a. Institute of Atomic and Molecular Physics, Jilin University, Changchun, 130012, China. b. Jilin Provincial Key Laboratory of Applied Atomic and Molecular Spectroscopy, Jilin University, Changchun, 130012, China. + These authors contributed equally to this work. Received: day month year ABSTRACT Revised: day month year Actinide-containing clusters have received much attention in different subject areas due to their distinctive electronic bonding properties. Herein, we propose a unique actinide-encapsulated B40 cage structure, U@B40, based on density functional theory (DFT) calculations. Our results revealed that U@B40 satisfies the 32-electron principle of 1S21P61D101F14, in which all the s-, p-, d-, and f- type valence shells of U atom are filled to form a closed-shell singlet-state configuration. Furthermore, the binding energy of 8.22 eV calculated for this cluster implies considerable stability. We also calculated the infrared and Raman spectra, which exhibit active vibration modes of U-B40 stretching and pure B40 breathing, respectively. These spectral characteristics may be helpful in future experimental investigations. The current findings not only add a new member for the superatomic family, but also provide a way to encapsulate radioactive actinide-containing materials. Accepted: day month year (automatically inserted by the publisher) © Tsinghua University Press and Springer-Verlag Berlin Heidelberg 2014 KEYWORDS actinide-containing cluster, 32-electronprinciple, superatomic orbital, vibrational spectra, DFT calculation. Nano Res. 1. Instructions Hollow cluster cages are capable of housing atoms or small molecules forming a stable core@shell system, thereby changing the physicochemical properties of materials in the nano realm[1-5]. Recently, an unprecedented all-boron fullerene-like cluster, B40, was found by photoelectron spectroscopy experimentally[6]. It possesses unusual heptagonal faces and a slightly smaller radius, in contrast to C60 fullerene, which therefore could be a system that can house an endohedral atom[7-10]. Currently, actinide-containing materials have become a hotspot in different subject areas[11, 12], owing to their hyperactive valence electrons and interesting bonding properties. In particular, the uranium and its compounds always play an important role in advanced nuclear technology and biomedicine, etc[12, 13]. Furthermore, the endohedral uranium encapsulated in carbon fullerenes or gold cages have been investigated[14-18]. Many of these clusters exhibit strong spin polarization effect. In addition, because of its special electronic shell, the central uranium atom can be classified as “18-electron” (1S21P61D10) or “32-electron” (1S21P61D101F14) systems[19-22]. Thus, uranium as a typical actinide atom could have the ability to present the peculiar property of electronic structures when it is encapsulated into B40 cage. In the experiment, a series of experimental techniques can achieve the synthesis of the coating structures. Such as, arc discharge techniques are the most widely used to synthesize the carbon nanomaterials and endohedral metallofullerenes (EMFs)[1, 23-25]. For example, in 1990, Krätschmer et al. accomplished the synthesis of C60 by evaporating graphite rods via resistive heating with helium atmosphere[26, 27]. For the preparation process of EMFs, a graphite anode are packed with the desired metal is burned together with a graphite rods/block as cathode in the presence of helium fabricated by using a carbon rod containing radiotracers of 237U with lanthanum as a carrier[29]. Besides, BN nanomaterials (B99N99 nanotube, B36N36 cluster) are usually produced by this method, which is similar to that used for carbon nanomaterials, with specific conducting electrodes (HfB2, ZrB2) in a nitrogen atmosphere[30-32]. In addition, the theoretically predicted W@Au12 (Mo@Au12) was produced experimentally using laser vaporization[33]. The boron clusters (B8, B40) were also fabricated by this method[6, 34]. Thus, it is conceivable to synthesize the uranium- embedded B40 cage based on these or related synthetic protocols. For our study of the systems containing U and other actinide elements, the practical experimental research is very difficult because of the toxicity and radioactivity of actinides, therefore theoretical calculations have been employed as effective tools in the investigations of actinide-containing systems, including the design, bonding and spectral characterisitics, as well as their intriguing properties. In this study, the geometries and electronic structure of U@B40 is predicted by employing density functional theory (DFT) methods. The detailed analyses are performed for the orbitals, electron density difference and charge transfer of the nanostructure. Surprisingly, we found that the U@B40 satisfies the 32-electron principle to form a closed-shell electronic structure, indicating that it could be a stable cluster. 2. Computational methods In the present work, both Amsterdam Density Functional package (ADF, 2012.01)[35] and Gaussian 09 program[36] were employed to performed the relevant calculations with no global search. In order to make the reliability of the obtained structures, the geometry optimizations have been performed without imposing any symmetry constraint. In ADF, the geometries were optimized using Address correspondence to Zhigang Wang, [email protected]. argon and then annealed[23, 28]. Such as, the uranium metallofullerenes (U@C82, U2@C80) were Perdew-Burke-Ernzerhof (PBE)[37], Perdew and Wang (PW91)[38] generalized gradient www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research Nano Res. approximation exchange-correlation functionals. And then the frequency calculations were performed at the PBE level based on the optimized structure to determine the stability of structures. The single-point calculations were performed to employ the hybrid functional PBE0[39] and B3LYP[40-42] based on PBE geometries. The scalar and spin-orbit relativistic effects were included via zeroth-order regular approximations (ZORA) method. The TZ2P Slater basis sets (relativistic valence triple-ζ with two polarization functions were employed, and the frozen-core approximation was applied for the 1s-4d electrons of uranium atom). In Gaussian 09, the geometries were optimized using PBE, BP86[43], PBE0 and B3LYP functionals. Furthermore, the single-point MP2[44] calculations were also performed based on ADF’s PBE geometries. The small core RECP (including 60 core electrons) with its corresponding (14s13p10d8f6g)/ [10s9p5d4f3g] valence basis set[45] and 6-31G* basis set[46, 47] were used for the U and B atoms, respectively. 3. Results and Discussion. The optimized B40 structure possesses a singlet state at PBE/TZ2P level, which is consistent with the recent report[6]. Moreover, considering various initial cage structures via changing the U position in B40, we obtained an endohedral metal cluster, U@B40, that U atom is located at the center of B40 and adopts a D2d symmetry with singlet ground electronic state using the PBE functional in both ADF and Gaussian programs. These results were checked by the other functionals (PW91, BP86, PBE0 and B3LYP). Furthermore, the electronic correlation energies were also calculated by second-order Møller-Plesset perturbation theory (MP2) method based on ADF’s PBE geometries, the qualitative results of these are consistent with that of DFT. On the other hand, the HOMO-LUMO gap of U@B40 value (0.76 eV) at PBE level is small in comparison with the larger gap 1.77 eV at PBE level[8] and 3.13 eV at PBE0 level[6] for the reported empty B40, but the value is at least as large as those of M@B40 (M=Sc, Y, La)[8], conferring an indication of the stability for U@B40. Next, considering the ionization potential (IP) and electron affinity (EA) values could estimate inoxidizability and anti-reductive of the structures, respectively, so we calculated its vertical and adiabatic ionization potential (VIP and AIP), vertical and adiabatic electron affinity (VEA and AEA) to facilitate future experimental validation. They are 6.05 eV, 2.23 eV, 5.99 eV and 2.24 eV for VIP, VEA, AIP and AEA, respectively. The specific calculations for details see supporting information (SI) part 1. Next, the estimated binding energy of U@B40 is about 8.22 eV (see part 1 of SI), it is greater than the reported binding energies for Y@B40 (5.90 eV) and La@B40 (5.88 eV)[8], once again, suggesting the U@B40 is a rather stable, viable cluster. www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research Nano Res. Figure 1. MOs energy diagrams and electron density difference map (lower right corner) for U@B40 at PBE/TZ2P level. The red and blue denote electron densities gained and lost, respectively (Isovalue=0.002). Figure 2. The shapes of superatomic MOs for U@B40 at PBE/TZ2P level (Isovalue=0.02). For the isolated U atom, its electronic configuration is [Rn]5f36d17s2, which exhibits a quintet spin ground state[48]. When the U atom is confined into the B40 cage, the electronic ground state of U@B40 is found to be a singlet, indicating that B40-confinement induces spin polarization of U atom. In order to achieve a better understanding of the electronic structure of U@B40, the orbitals energy diagram between the U atom and B40 is shown in Figure 1. We can see that the strong participation of atomic orbitals of U in 16 MOs of U@B40, involving 32 electrons, and their spatial shapes have also been shown in Figure 2. Specifically, there are seven molecular orbitals (MOs) mainly origins from the combination of U-5f and B40 orbitals, i.e. 29e, 19b2, 19a1, 9a2 and 27e, the percentage of U-5f contributions are 44.50%, 33.23%, 13.51%, 15.23% and 9.61%, respectively. The 17b2, 18a1, 10b1 and 25e MOs related to the interaction of U-6d and B40 orbitals, and the orbital compositions percentage of U-6d are 22.55%, 26.07%, 19.35% and 21.33%, respectively. In the low-lying energy levels, the three (24e and 15b2) and one (14a1) MOs correspond to the U-7p and U-7s atomic orbitals interact with B40 orbitals, respectively, each of them is bound to B40 cage. Actually, the covalent interaction also can be reflected through the electron density difference map (see the lower right corner of Figure 1), the whole valence electrons exhibit obvious accumulation behavior (red areas) between the U atom and the cage in the center, indicating strong bonding character. Hence, according to the energetic sequence and the nodal shape of the MOs, we can identify a series of superatomic orbitals in the sequence 1S, 1P, 1D, 1F. To sum up, the extent to which the central atoms participate in bonding is similar to the previously reported superatom www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research Nano Res. systems[19-21], which reveals the present actinide endohedral B40 cluster is a new example of the 32-electron system. On the other hand, charge transfer also plays a crucial role in the binding of the U@B40 system. So the Mulliken, Voronoi deformation density (VDD), Hirshfeld charge analyses were employed in here, the results show that the charge transferred from the U atom to the B40 cage originates primarily from the 5f, 6d, 7s and 7p shell electrons. As an illustration, the Mulliken populations in U@B40 were found to be 5f3.716d0.827s0.257p0.69 on U (approximate electron occupation). It can be seen that the 7p shell, which is originally unoccupied, is also involved in strong electron correlation. This provides direct evidence for the existence of 32-electron principle in U@B40. Furthermore, the charge of the central U atom was calculated to be 0.53, 0.69, and 0.59 based on Mulliken, VDD and Hirshfeld charge analyses, respectively. The cationic character of the encapsulated U atom can be understood in terms of the electronegativity difference between U (1.38) and B (2.04). We also performed spin-orbit coupling (SOC) calculations on U@B40 (see Figure S1 of SI Part 2 for details). The results show that the splits of the MO energy levels are very small (<0.04 eV), and the energy gap value has decreased from 0.75 eV to 0.49 eV. This suggests that SOC does not have much effect on the ground-state molecular properties of U@B40 cluster. Figure 3. Calculated Infrared (IR) and Raman spectra for U@B40 at PBE/TZ2P level. Spectra are broadened by the Lorentzian function with a width of 10 cm−1. Pink and green shadow areas denote regions of two vibration modes. To assist future experimental characterizations, we computed the vibrational spectra of U@B40. As shown in Figure 3, there are two regions IR-active frequencies (in the vicinity of 82 cm-1and 441 cm-1, respectively). These modes can be assigned to combined motions of the central U atom and B40 cage. Two degenerate peaks correspond to the U-B40 cage-stretching mode in 82 cm-1 region is IR-active, but Raman-inactive. In contrast, the pure B40 breathing vibration mode in the region of 441 cm-1 with a1 symmetry is IR-inactive and Raman-active. These modes could be used as diagnostic fingerprints for U-B bonding in IR and Raman spectroscopic characterizations. 4. Conclusions. The U@B40 cluster has a closed-shell singlet-state electronic configuration. The electronic structure analysis reveals that U@B40 qualifies as a 32-electron system. The 7s, 7p, 6d, and 5f orbitals of U atom all hybridize with the B40 cage orbitals. Moreover, vibration spectra indicate that the U-B40 cage-stretching mode in the vicinity of 82 cm-1 is IR-active and Address correspondence to Zhigang Wang, [email protected]. Raman-inactive. www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research Nano Res. The study of actinides-encapsulated systems has attracted a great deal of attentions, because they have important application values in nuclear science and biomedicine[12, 13]. However, due to inherent toxicity and radioactivity of actinide elements make experimental detection has received a large degree of restrictions, therefore, the theoretical research is necessary. We hope the current theoretical research can afford a useful reference for the design and synthesis of actinide-containing materials. planar structures to borophenes and borospherenes. Int. Rev. Phys. Chem. 2016, 35, 69-142. 6 J.; Lu H. G.; Wu Y. B.; Mu Y. W.; Wei G. 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Quantum 203-209. chemical calculations show that the Hariharan P. C. ; Pople J. A. The uranium molecule U2 has a quintuple influence of polarization functions on bond. Nature. 2005, 433, 848-851. molecular orbital hydrogenation www.theNanoResearch.com∣www.Springer.com/journal/12274 | Nano Research Nano Res. Electronic Supplementary Material Actinide endohedral boron clusters: a closed-shell electronic structure of U@B40 ab+ Tianrong Yu ab+ , Yang Gao ab ab , Dexuan Xu , Zhigang Wang* () a. Institute of Atomic and Molecular Physics, Jilin University, Changchun, 130012, China. b. Jilin Provincial Key Laboratory of Applied Atomic and Molecular Spectroscopy, Jilin University, Changchun, 130012, China. + These authors contributed equally to this work. Supporting information to DOI 10.1007/s12274-****-****-* (automatically inserted by the publisher) Contents: Part 1. Related calculation details. Part 2. Scalar relativistic and spin–orbit coupling effects. 101 Nano Res. 1. Related calculation details. We calculated the binding energy by using PBE functional in Gaussian 09 program. The ionization potential (IP) and electron affinity (EA) via using PBE level functional in ADF program. The binding energy is defined as the difference between the sum of total energies of the separated empty B40 cage and encapsulated U atom and the total energy of U@B40. The values of vertical ionization potential (VIP), vertical electron affinity (VEA), adiabatic ionization potential (AIP) and adiabatic electron affinity (AEA) are defined as EVIP = E+(sp) – E0(opt), EVEA = E0(opt) – E−(sp), EAIP = E+(opt) – E0(opt) and EAEA = E0(opt) – E−(opt) (where E0(opt) is the total bonding energy of the neutral U@B40; E+(opt) and E−(opt) represent total bonding energies of the cation and the anion on their respective optimized geometries; E+(sp) and E−(sp)represent total bonding energies of the cation and the anion in single-point geometries, respectively). 2. Scalar relativistic and spin–orbit coupling effects. Figure S1. Molecular orbitals energy diagrams for the U@B40 with (right) and without (left) spin–orbit coupling calculated using the PBE functional in ADF. 102
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