J Korean Soc Phys Ther Vol. 24, No. 3, June, 2012 pISSN 1229-0475 • eISSN 2287-156X The Journal of Korean Society of Physical Therapy Original Article A Comparison of Lumbar Lordotic Curves between Herniated Nucleus Pulposus Patients and Normal Subject Using a Flexible Curve Ruler Yong-Mi Jung, PT, BHSc1, Jong-Duk Choi, PT, PhD2 1 Department of Physical Therapy, Daejeon Jaseng Hospital of Oriental Medicine, Graduate School, Daejeon University, 2Department of Physical Therapy, College of Natural Science, Daejeon University Purpose: We attempt to assess the differences in the degree of lumbar lordosis in patients with lower back pain caused by the herniation of the nucleus pulposus and in normal people (divided into male and female groups). Methods: This study was conducted with 14 patients (7 males, 7 females) diagnosed with, and being treated for, lumbar herniated nucleus pulposus and 14 normal people (7 males, 7 females). In order to examine the degree of lumbar lordosis in these subjects, hip flexor lengthening tests were conducted and the lumbar curves were measured in three postures (supine, sitting, and prone) and the results were compared. Results: The measured values of the curves for the standing and prone postures showed statistically significant differences between the normal group and the patient group, between the normal male group and the male patient group, and between the normal female group and the female patient group (p<0.05). Conclusion: The measurement method that uses flexible curve rulers in the standing or prone postures can be usefully utilized in assessing the lumbar lordosis of patients with lumbar herniation of the nucleus pulposus. Keywords: Lumbar Herniated nucleus pulposus, Lumbar lordosis, Flexible curve rulers I. Introduction In most cases, the herniation of the nucleus pulposus occurs on the posterolateral or posterior side of the spinal The frequency of occurrence of lower back pain is increasing cord or spinal nerve roots.7 Four types of herniation of the as society is further industrialized.1 Lower back pain is a nucleus pulposus have been presented, based on the degree common affliction that appears in 60~80% of adults and of severity.8 Nuclear protrusions, which are the most minor is known to restrict daily activities.2-4 The causes of lower type of herniation, may compress the posterior fibers of the back pain include reduced physical activities, reduced psoas annulus fibrosus and the posterior ligament, causing local muscle strength, poor posture, the use of immoderate force, low back pain.7 A general mechanism of the herniation of and excessive tension,4.5 as well as spinal injuries, such as the nucleus pulposus is the accumulation of minor injuries, fractures and dislocations, and structural causes, such as caused by repeated work performed with the lumbar part scoliosis, spondylolisthesis, stenosis, and the herniation of the excessively flexed.9 Lumbar part extension is the reverse nucleus pulposus.6 of flexion and it increases natural lumbar lordosis. Lumbar hyperextension tends to cause anterior movements of the Received May 16, 2012 Revised June 4, 2012 Accepted June 7, 2012 Corresponding author Jong-Duk Choi, [email protected] Copyright © 2012 by The Korean Society of Physical Therapy This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/3.0/) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited. 208 J Korean Soc Phys Ther 2012:24(3):208-215 annulus fibrosus, thereby reducing intradiscal pressure. For this reason, the pain of nuclear protrusion or prolapse patients’, which is related to the compression of the spine or nerve roots, is relieved.10 The degrees of lumbar lordosis and reduced lumbar www.kptjournal.org Yong-Mi Jung and Jong-Duk Choi: A Comparison of Lumbar Lordotic Curves between Herniated Nucleus Pulposus Patients and Normal Subject motility are considered important as clinical characteristics Many studies on the degree of lumbar lordosis for lower of patients who suffer from lower back pain caused by back pain patients have been reported, although different 11 the herniation of the nucleus pulposus. Clinicians mainly results have been reported by individual researchers. Christie assess the posture of patients with spinal dysfunction when et al.22 reported that the degree of lumbar lordosis increased the patients are standing comfortably.12 Many researchers more in the lower back pain patient groups and in the have presented that, if a patients were standing in a posture chronic lower back pain patient groups than in the non- of excessive lumbar lordosis, the patient’s erector muscle lower back pain groups. However, Youdas et al.21 reported and hip flexor should contract to support his/her body, that there was no significant difference in the degree of while his/her abdominal muscle should be weakened and lumbar lordosis between low back pain groups and non- 13-16 These assessments of postures were based lower back pain groups. Park et al.23 reported that the degree on visual inspections. Visual inspections do not reliably of lumbar lordosis decreased in lower back pain patient provide quantitative information on lumbar lordosis. Surface groups compared to normal people. As such, different results measuring methods that can quantify lumbar lordosis include were drawn according to the researcher and the study a pantograph, a De Brunner Kyphometer, an inclinometer, method. Although studies on the relationship between lower drooping. 17,18 back pain and lumbar lordosis have drawn different results, Bergenudd et al. reported that the degree of lumbar the studies conducted in Korea that compare the degree of lordosis measured using pantographs in standing postures lumbar lordosis in patients with lower back pain caused by 19 were higher in women than in men, and Youdas et al. the herniation of the nucleus pulposus and normal people are reported that the degree of lumbar lordosis measured using insufficient. Therefore, we attempt to assess the differences flexible curve rulers was higher in women than in men. in the degree of lumbar lordosis in patients with lower back Metrecom, and flexible curves. 17 20 Norton et al. reported that the degree of lumbar lordosis pain caused by the herniation of the nucleus pulposus and in measured using Metrecom was higher in women than in normal people (divided into male and female groups). men. Through these three studies, it can be seen that the degree of lumbar lordosis in standing postures was higher II. Materials and Methods in women than in men. In a study conducted on 90 subjects (45 males, 45 females), Youdas et al.21 reported that the age of the patient and the degree of lumbar lordosis in standing 1. Subjects This study was conducted with 14 patients (7 males, 7 postures were not highly associated (r=0.11, 0.42). Youdas et females), who had been diagnosed with lumbar herniated 21 al. also reported that BMIs and the degree of lumbar lordosis nucleus pulposus (LHNP) and were being treated, and 14 in standing posture were not highly associated (r=0.07, 0.10). normal people (7 males, 7 females). The selection criteria Table 1. General characteristics of HNP and normal subjects (N=28) Variables Age (yr) HNP (n=14) Mean±SD 40.0±11.5 Normal (n=14) Range Mean±SD Range 23~25 29.6±4.5 24~40 Height (cm) 168.2±7.6 153.6~74.2 168.9±7.8 155.2~178.0 Weight (kg) 64.2±6.2 53.8~74.2 64.2±14.8 41.9~89.0 BMI (kg/m2) 22.8±2.8 18.5~28.7 22.2±3.4 17.3~28.3 VAS (cm) 3.5±1.6 2~7 ODQ (%) 27.9±11.1 14~15 HNP: herniated nucleus pulposus, BMI: body mass index, VAS: visual analogue scale (range 0~10), ODQ: Oswestry back pain disability questionnaire (range 0~100). www.kptjournal.org J Korean Soc Phys Ther 2012:24(3):208-215 209 Yong-Mi Jung and Jong-Duk Choi: A Comparison of Lumbar Lordotic Curves between Herniated Nucleus Pulposus Patients and Normal Subject for patients with LHNP required that the patients had been Higher scores indicated higher degrees of dysfunction.26 diagnosed with a protrusion, from among the types of LHNP, based on findings from magnetic resonance imaging (MRI), 2) Length of hip flexor muscle19 had no experience with orthopedic surgery, and could Kendall et al.12 reported that as the degree of lumbar lordosis sufficiently assume the experimental postures in this study. increased, the passive tension of the hip flexor increased, The selection criteria for the normal subjects required that and thus the lengthening of the hip flexor decreased. The they had not experienced any orthopedic or neurological subject should lie supine, with his/her hip joint and knees disorder in their lumbar part, had not experienced lower back completely straightened and arms crossed on his/her chest. pain for the last six months, and had no history of surgery on The right leg should be measured first for all subjects. A lumbar-part joints. All the subjects sufficiently understood hand of tester 2 should completely bend the left knee of the the purpose and method of this study and voluntarily agreed subject and slowly and passively bend the subject’s hip joint before they participated in the experiment. The general to move the knee toward the chest of the subject, another characteristics of the subjects are as follows (Table 1). hand of tester 2 should push the right knee toward the table in order to full extension. Tester 1 should palpate the spinous 2. Methods 1) Measurement tools and assessment processes of the L3-4 of the subject to place the end of the (1) Visual analog scale (VAS) After having the subject bend his/her hip joint only until he/ The VAS was used for measurement of pain. Participants she can maintain his/her L3-4 level against the table, tester rated their level of neck pain at rest on a VAS; a 10 cm sliding 1 should use a 360o universal goniometer (UG) to measure scale anchored by the descriptors “no pain” and “worst pain the right trunk-thigh angle of the subject, while the axis of tester’s finger between the L4-5 of the subject and the table. 24 imaginable.” UG is positioned at the subject’s greater trochanter, placing the fixed arm parallel to the longitudinal axis of the trunk (2) Body mass index (BMI) of the subject and the table and placing the moving arm BMI is defined as the ratio of weight (kg) to the square of on the longitudinal axis of the right thigh of the subject. height (m). For the BMI of the subjects, a score of 20 to 25 was The left leg should be measured using the same method. defined as normal weight, a score less than 20 was classified Intraclass coefficient (ICC) estimates the reliability of a single as underweight, and a score of 25 to 30 was classified as measurement made by the tester. The indirect measurement 25 overweight. A score over 30 indicated obesity. of length of the right and left one-joint hip flexor estimates the ICC of 0.60, 0.54 respectively. (3) Oswestry back pain disability questionnaire (ODQ) This tool was used to assess dysfunction in daily life resulting 3) Lumbar curve from lower back pain. Restrictions on functional daily (1) Standing19 activities were divided into ten sections and the subjects The subject should stand in a comfortable posture in bare were encouraged to voluntarily answer the related questions. feet, facing forward. Tester 1 should attach adhesive points Each section was divided into six sub-levels, represented by to the spinous processes of the T12, L4, and S2 of the subject scores ranging from 0 points to 5 points. 0 points indicates and place a flexible curve ruler along the spinal curvature of that there was no restriction on functional activities, while 5 the subject to form the same shape. Tester 2 should record points indicates that there was a high degree of restriction. the locations where the adhesive points cross the flexible The maximum score for the six sub-levels of the ten sections curve ruler. After moving the flexible curve ruler to a piece was 50 points, and the degree of dysfunction for each subject of paper, without changing the shape, tester 1 should hold was summed up as a score and integrated as a percentage (%). the flexible curve ruler while tester 2 draws a line along its 210 J Korean Soc Phys Ther 2012:24(3):208-215 www.kptjournal.org Yong-Mi Jung and Jong-Duk Choi: A Comparison of Lumbar Lordotic Curves between Herniated Nucleus Pulposus Patients and Normal Subject convex contour. The location of the points corresponding to should palpate the spinous processes of the T12, L4, and S2 the spinous processes of the T12, L4, and S2 should also be to attach adhesive points. Tester 2 should instruct the subject marked on the contour line on the paper. to straighten his/her shoulders and elbows and then press the table with his/her palms to extend his/her lumbar spine. 19 (2) Sitting At this time, tester 2 should hold the subject’s iliac crest with The method for measuring the peak lumbar flexion range of his thumbs and place the distal tips of the remaining fingers motion is used to indirectly measure the length of the muscle between the anterior superior iliac spine (ASIS) of the subject in the lower lumbar part of the subject. The subject should and the table. This is to find the point where the subject’s perch on the edge of a chair. The subject should spread his/ ASIS begins to separate from the distal tips of the fingers of her legs to the width of his/her shoulders, hang his/her hands tester 2 (when the subject is extending his/her lumbar spine), to the sides of his/her feet, and bend his/her waist forward as this is the end point of the lumbar movement. The subject maximally, so that his/her head is placed between his/her should maintain the maximum passive extension of the knees. Then, tester 1 should palpate the spinous processes of lumbar spine for 15 minutes and then repeat this three times. the subject’s T12, L4, and S2 to attach adhesive points on the On the fourth time, tester 1 should place a flexible curve ruler spinous processes; the subject should maintain this posture along the spinal curvature of the subject, so that it takes the for 15 seconds at the end range of the posture, so that the same shape. soft tissues of the lower lumbar part are relaxed and become soft. After recovering the initial posture, the subject should 4) Procedure be encouraged to bend his/her waist forward maximally As study subjects, patients who had been diagnosed with a once again. Tester 1 should place a flexible curve ruler along protrusion, from among the types of LHNP, based on MRI the spinal curvature of the subject, so that it forms the same findings, were classified into a herniated nucleus pulposus shape. (HNP) group and 14 normal subjects were selected (7 males, 19 (3) Prone 7 females) per group. The HNP patient group completed By passively extending the lumbar spine, using the same one highly reliable questionnaires (ODQ). All the subjects method as Mckenzie’s prone press-up method, the length changed into clothes suitable for measurement before the hip of the abdominal muscle can be indirectly estimated. The flexor length tests were conducted. Beginning with their right subject should take a prone posture on a table and tester 1 legs, their lumbar curves were measured in three postures Figure 1. Posture of loumbar lordosis in standing and two methods for calculating lumbar curves. (A) Measure ment size of lumbar lordosis (stan ding). (B) To calculate lumbar curves, tangents and trigonometry were used. (range 21~49o, mean 43o) θ=4 ×[arctan(2H/L)]. (C) Index of lumbar lordosis=I/K×100 I=width of lumbar lordosis K=length of the lumbar spine. www.kptjournal.org J Korean Soc Phys Ther 2012:24(3):208-215 211 Yong-Mi Jung and Jong-Duk Choi: A Comparison of Lumbar Lordotic Curves between Herniated Nucleus Pulposus Patients and Normal Subject III. Results (standing, sitting, and prone). The curves were quantified using two measurement methods: the angles of lumbar lordosis and the indexes of lumbar lordosis. The angles of lumbar lordosis are measured 1. Subjects As study subjects, the LHNP patient group average age, by connecting point T12 and point S2 on the contour line height, weight, and BMI were 40 (11.5) years old, 168.2 with a straight line (L) and then measuring the straight line (7.6) cm, 64.2 (6.3) kg and 22.8 (2.8) kg/m2 respectively. In in millimeters. Then, a line vertically connects this line with addition, the LHNP patient group average VAS and ODQ point L4 (H); it is measured in millimeters. This length is the were 3.5 (1.6) cm and 27.9 (11.1) % respectively. The normal height of the curve. The angle of lordosis (θ) is obtained from group average age, height, weight, and BMI were 29.6 (4.5) the following equation: A; θ=4 ×[arctan(2H/L)] (Figure 1A). years old, 168.9 (7.8) cm, 64.2 (14.8) kg and 22.1 (3.4) kg/m2 27 The indexes of lumbar lordosis indirectly measure the respectively. degree of lumbar lordosis; the indexes of lumbar lordosis are calculated using a modified De Brunner kyphometer measuring method. The horizontal distance (I) between the 2. Measurement of the hip flexor length This measurement method is frequently used to indirectly straight line (K) that connects point T12 with point S2 and measure the length of the hip flexor. The larger is the angle of the point that is farthest from this straight line should be lumbar lordosis, shorter the length of the hip flexor, and thus obtained. The indexes of lumbar lordosis are obtained from the smaller the trunk-thigh angle. However, in this study, the following equation: B; index of lumbar lordosis=l/k× the measured values of the lengthening of the hip flexor 28 100 (Figure 1B). were shown to be smaller in the LHNP patient group (right side=176.86o, left side=177.07o) than in the normal group (right 3. Statistical analysis The data from this study were statistically processed using side=177.14o, left side=178.29o). The length of the hip flexor the SPSS ver. 18.0 program for Windows (SPSS Inc., Chicago, normal group through independent sample t-tests, and the IL, USA). For normality test of fewer subjects (14 patients results showed no statistically significant differences between per group), the Shapiro-Wilk normality test was conducted. the two groups, except for the left trunk-thigh angles Independent sample t-tests were conducted to examine (p<0.05). was compared between the HNP patient group and the the differences in the lengths of hip flexors and the degree of lumbar lordosis in the HNP patient group (7 males, 7 females) and the normal subjects (7 males, 7 females), and the significance level for all statistical tests was determined as α =0.05. 3. Measurement of the lumbar curves of the subjects 1) Measurement of the lumbar curves of the HNP and normal groups The lumbar curves of the HNP patient group and the normal Table 2. A comparison of lumbar lordosis in HNP and normal subjects Variables o Angle ( ) Index HNP (n=14) Normal (n=14) t Standing 22.36±8.68* 40.33±8.59 5.51 0.00† Sitting 21.38±9.53 26.32±6.06 1.64 0.11 Prone 28.57±9.37 44.41±14.61 3.41 0.00† Standing 5.31±2.35 9.74±2.10 5.26 0.00† Sitting 5.90±2.71 6.42±1028 0.65 0.52 Prone 7.33±2.68 4.01 0.00† 11.62±2.98 p HNP: herniated nucleus pulposus. *Values are number or mean±standard deviation. †p<0.05. 212 J Korean Soc Phys Ther 2012:24(3):208-215 www.kptjournal.org Yong-Mi Jung and Jong-Duk Choi: A Comparison of Lumbar Lordotic Curves between Herniated Nucleus Pulposus Patients and Normal Subject group were measured in three postures (standing, sitting, and independent sample t-tests; in the results, both the angles prone) and were compared with independent sample t-tests; and indexes showed statistically significant differences for the in the results, both the angles and indexes showed statistically curves in the standing and prone postures (p<0.05) (Table 4). significant differences for the curves in the standing and prone postures (p<0.05) (Table 2). IV. Discussion 2) Measurement of the lumbar curves of the male HNP and This study was conducted with 14 patients (7 males, 7 normal groups females) diagnosed with, and being treated for, LHNP and The lumbar curves of the male HNP patient group and 14 normal people (7 males, 7 females). In order to examine the normal male group were measured in three postures the degree of lumbar lordosis in these subjects, hip flexor (standing, sitting, and prone) and were compared using lengthening tests were conducted and the lumbar curves independent sample t-tests; in the results, both the angles were measured in three postures (supine, sitting, and prone) and indexes showed statistically significant differences for the and the results were compared. curves in the standing and prone postures (p<0.05) (Table 3). Flexible curves were used to measure the degree of lumbar lordosis. Hart and Rose29 reported that the ICC of the results 3) Measurement of the lumbar curves of the female HNP and of measurement for the lumbar curves of 89 subjects obtained in standing postures, and when the subjects maximally normal groups The lumbar curves of the female HNP patient group and bent their waists forward, was 0.97 the validity of this figure the normal female group were measured in three postures was obtained by comparing the results with the images of (standing, sitting, and prone) and were compared using lumbar curves taken in radiographs. Link et al.30 reported the Table 3. A comparison of lumbar lordosis in HNP and normal male o Angle ( ) Index HNP (n=7) Normal (n=7) t 20.04±9.58* 38.89±10.50 3.50 0.00† Sitting 25.33±10.27 26.80±4.90 0.34 0.74 Prone 26.96±10.27 40.33±10.34 2.42 0.03† Standing 4.57±2.49 8.92±2.43 3.31 0.01† Sitting 7.39±2.38 6.90±6.1 -0.52 0.61 Prone 7.05±2.81 11.07±1.40 3.39 0.01† HNP (n=7) Normal (n=7) t Standing 24.68±7.69* 41.78±6.67 4.93 0.00† Sitting 17.43±7.43 25.83±7.43 0.11 0.92 Prone 30.18±8.86 48.48±17.79 2.78 0.02† Standing 6.05±2.12 10.56±1.43 5.53 0.00† Sitting 4.41±2.26 5.93±1.62 -1.33 0.21 Prone 7.61±2.72 12.16±4.08 2.73 0.02† Standing p HNP: herniated nucleus pulposus. *Values are number or mean±standard deviation. †p<0.05. Table 4. A comparison of lumbar lordosis in HNP and normal female o Angle ( ) Index p HNP: herniated nucleus pulposus. *Values are number or mean±standard deviation. †p<0.05. www.kptjournal.org J Korean Soc Phys Ther 2012:24(3):208-215 213 Yong-Mi Jung and Jong-Duk Choi: A Comparison of Lumbar Lordotic Curves between Herniated Nucleus Pulposus Patients and Normal Subject degree of lumbar lordosis for 61 men measured in a standing the passive tension of the hip flexor increased, and thus the o lengthening of the hip flexor decreased. However, in this on average; Nourbakhsh and Arab reported the degree of study, the measured values of the lengthening of the hip lumbar lordosis for 150 men measured using flexible curves, flexor were shown to be smaller in the LHNP patient group posture using flexible curves, and the result was 34.3±9.9 31 o (right side=176.86o. left side=177.07o) than in the normal and the result was 35±13 on average. Youdas et al.21 reported the degree of lumbar lordosis for group (right side=177.14o, left side=178.29o). This is likely 90 people (45 male; 45 female) using flexible curves, and because the end points of measurement, determined when o the result was 37.5±11 on average for the men and 52.7± o the hip joint was passively bent, might have been inaccurate. 15.3 on average for the women. Although these measured The limitations of this study are as follows: First, the values are a little different from the values obtained in this number of compared subjects was small. There were o study-38.89±10.50 on average among the normal men o difficulties in selecting patients diagnosed with a protrusion and 41.78±1.43 on average among the normal women- from among the LHNP patients. Second, the ages of the the fact that the degree of lumbar lordosis for the women LHNP patients and the ages of the normal subjects could not was larger than for the men was the same in both studies. be equalized. However, some researchers reported that age 21 Youdas et al. also measured the degree of lumbar lordosis in the prone posture and reported that the values were 50.1 o o and lumbar curve were not highly associated. This study was intended to compare the degree of lumbar ±9.2 on average for the normal men, 42.7±8.8 on average lordosis in the lumbar herniation of nucleus pulposus patients o and normal people, divided into male and female groups. on average for the normal women, and 56±12 on average The lumbar curves of the LHNP patients and the normal for the CLBP women. The measured values in this study subjects were measured in three postures using flexible curve for the chronic lumber back pain (CLBP) men, 56.5±10.4 o o were shown to be 40.33±10.34 on average among normal o men, 26.96±10.27 on average among LHNP men, 48.48 o ±17.79 on average among normal women, and 30.18± o rulers; in the results, the measured values of the curves for the standing and prone postures showed statistically significant differences between the normal group and the patient group, 8.86 on average among LHNP women. The reason why the between the normal male group and the male patient group, differences in the measured values between the two groups and between the normal female group and the female patient are larger than in previous studies is likely because, in the case group (p<0.05). of LHNP patients, the pain is severe when the lumbar spine is The above results show that patients with lumbar extended, and the range of extending motion is limited due herniation of the nucleus pulposus had a decreased degree to the weakened lumbar extensors. The measured values of of lumbar lordosis in the standing posture, as compared to lumbar curves in the sitting posture did not show statistically normal subjects. Therefore, the measurement method that significant differences between the LHNP patients and the uses flexible curve rulers in the standing or prone postures normal group. This is because LHNP patients had less severe can be usefully utilized in assessing the lumbar lordosis of pain during lumbar flexion and their range of flexion was not patients with lumbar herniation of the nucleus pulposus. as limited, compared to lumbar extension, because of their Author Contributions flattened lumbar curves. Link et al.30 reported that they measured the associations between the degree of lumbar lordosis and the lengthening Research design: Jung YM, Choi JD of the hip flexor in two postures (standing and sitting) in 61 Acquisition of data: Jung YM men, using flexible curves, and the results showed statistically Analysis and interpretation of data: Jung YM, Choi JD 12 significant associations (r=0.25, p=0.05). Kendall et al. 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