RUSSELL INVESTMENT COMPANY III PUBLIC
LIMITED COMPANY
Dealing Manual
June 2016
August 2013
FM
2
RIC III PLC Dealing Manual June 2016
TABLE OF CONTENTS
Page
CONTACTS
4
INVESTING IN THE FUNDS
5
FUND SUMMARY TABLE
6
NON DEALING DAY SCHEDULE
7
SETTLEMENT INFORMATION
Where to send subscription monies
8-9
RIC III plc
 Subscription Form – Daily dealing funds

 Redemption Form – Daily dealing funds

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RIC III PLC Dealing Manual June 2016
10
11
CONTACTS
RUSSELL INVESTMENTS CLIENT SERVICE TEAM
Russell Investments Limited
Rex House
10 Regent Street
London SW1Y 4PE
UNITED KINGDOM
Client Service team:
[email protected]
+ 44 (0)20-7024-6202
STATE STREET FUND SERVICES (IRELAND) LIMITED
TRADING DEPARTMENT
Trading department fax:
+353-1-523-3706 – ALL DEALING
Daily contact:
State Street Investor Services Group
Direct phone:
+353-1-853-8450
Email:
[email protected]
(Group e-mail address for Investor Services Group above)
STATE STREET – HONG KONG
Clients based in the Asia Pacific Region may make use of State Street’s Hong Kong service desk for assistance during local
hours:
Daily contact:
Hong Kong Investor Services Group
Direct phone:
+852 3667 7111
Email:
[email protected]
(Group e-mail address for Investor Services Group above)
Please ensure the above email addresses are used for queries only. These email addresses should not be used to send
trades. All trades should be sent to the Trading Fax number referenced above.
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RIC III PLC Dealing Manual June 2016
INVESTING IN THE FUNDS
Subscription/Redemption Instructions
The process of subscribing/redeeming units in the funds requires completion of a Subscription/Redemption Form which should
then be faxed to State Street Fund Services (Ireland) Limited (the “Administrator”), or by sending an instruction via one of
the automated trading solutions recognised by State Street such as iFAST/WEB or SWIFT. For further details regarding
automated trading solutions, please contact your client relationship manager.
Special attention should be paid to the dealing deadlines listed in the Fund Summary Table: Any trades received after cut off will
be placed for the next available dealing date.
Russell Investments accepts no responsibility for any loss caused as a result of non-receipt of any facsimile.
Please ensure subscription and redemption instructions are signed in accordance with the signatory mandate for the account.
REPORTING
Contract Notes:
A Contract Note will be faxed/ emailed to your requested contact as outlined in your account opening manual.
Statements:
A Statement of your account will be e-mailed 2 business days following month end to your requested contact as outlined in your
Account Opening Manual.
Any changes to your contacts should be notified to your Relationship Manager or Client Service Team.
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RIC III PLC Dealing Manual June 2016
FUND SUMMARY
DAILY DEALING
Cash Trade
Unit Trade
RIC III STERLING LIQUIDITY
Y
N
RIC III USD CASH FUND II
Y
N
Fund Complex
Fund Name
Settlement
Subscriptions
Settlement
Redemptions
12noon GMT/IST
T
T
1pm GMT/IST
T
T
Trade Cutoff
RIC III
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RIC III PLC Dealing Manual June 2016
NON DEALING DAY SCHEDULE
Please see below for a list of non-dealing days for each fund in 2016.
Holiday
Sterling
Liquidity
Fund
US Dollar
Cash II
Fund
X
X
Month
Day
January
01
IR – New Year’s Bank Holiday
January
18
US – Martin Luther King’s Day
X
February
15
US – President’s Day
X
March
17
IR – St Patrick’s Day
X
X
March
25
IR – Good Friday
X
X
March
28
IR – Easter Monday
X
X
May
02
EU – May Day
X
X
May
30
X
X
June
06
IR – June Bank Holiday
X
X
July
07
US – Independence Day
August
01
IR – August Bank Holiday
X
August
29
UK – Summer Bank Holiday
X
September
05
US – Labour Day
X
October
10
US – Columbus Day
X
October
31
IR – October Bank Holiday
November
11
US – Veterans Day
X
November
24
US – Thanksgiving
X
December
26
IR – Christmas Holiday
X
X
December
27
IR – Christmas Holiday
X
X
January
(2017)
02
IR – New Year’s Bank Holiday
X
X
UK – Spring Bank Holiday
US – Memorial Day
X
X
X
X
If your specified Dealing Date falls on a Non-Business Day, your deal will be processed on the next available Dealing Day.
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RIC III PLC Dealing Manual June 2016
SETTLEMENT INFORMATION
Consideration should be given to the following factors which may affect the settlement period for subscription and
redemption trades.

Non Dealing days in Ireland

Currency holidays in the base currency of the Fund in which the trade is being placed.

Currency holidays in the share class and/or settlement currency of the trade.

The client’s location in terms of time zone

Public holidays in the location of:

The client’s bank.

The clearing / correspondent bank.

The beneficiary bank.
Settlement for Subscriptions
Please send Subscription monies via SWIFT using an MT103 message. Note that an MT202 message may also be needed
when using an intermediary bank. The Beneficiary bank is Bank of America N.A. Please refer to the Fund Summary table for
settlement times of each fund.
Please note certain currencies need to be submitted one day prior to the settlement date to be received in good time. Contact
the State Street Fund Services (Ireland) Limited Trading Department for more details.
If Subscription monies are received before the settlement date, monies may be held in a non-interest bearing account until
settlement for the purchase is due.
Settlement for Redemptions
All payments of redemption/repurchase monies will be made in the relevant class currency. Payments are instructed by SWIFT
MT202 unless otherwise requested. Please ensure your bank account can accept this payment format.
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RIC III PLC Dealing Manual June 2016
Russell Investment Company III Public Limited Company
On the appropriate day, please wire Subscription Monies to the applicable account(s) shown below:
Pound Sterling
Euro
Beneficiary Bank:
Bank of America N.A.
Beneficiary Bank:
Bank of America N.A.
Sort Code:
16-50-50
Beneficiary SWIFT:
BOFAGB22
A/c name:
RUSSELL INVESTMENT
COMPANY III PLC
A/c name:
RUSSELL INVESTMENT
COMPANY III PLC
A/c number:
71407011
A/c number:
71407037
or
IBAN number:
or
GB43 BOFA 1650 5071 4070 11
IBAN number:
US Dollar
Correspondent Bank:
Bank of America N.A. New York
Correspondent SWIFT:
BOFAUS3N
Beneficiary Bank:
Bank of America N.A.
Beneficiary SWIFT:
BOFAGB22
A/c name:
RUSSELL INVESTMENT
COMPANY III PLC
A/c number:
71407029
or
IBAN number:
GB42 BOFA 1650 5071 4070 29
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RIC III PLC Dealing Manual June 2016
GB20 BOFA 1650 5071 4070 37
SUBSCRIPTION FORM to BUY units in the following Daily Dealing funds:
RIC III plc - Page 1 of 1
1. SHAREHOLDER INFORMATION
Account Name
Account Number
-
-
Dealing Date
Day
Month
Year
Please note settlement date is on trade date (T).
2. DEAL INSTRUCTIONS:
I/We wish to invest in the following Fund/s of the below Company/ies, in the following cash amounts or units as indicated:
Please note we can only accept Cash trades in the Sterling Liquidity Funds and US Dollar Liquidity Fund II.
Fund
Class
Dist
Status
Currency
of Trade
Whole amounts
Fractions
RIC III Sterling Liquidity
,
,
.
RIC III U.S Dollar Cash Fund II
,
,
.
3. AUTHORISED SIGNATURES
EU Investors: By signing this instruction I/we acknowledge that we have viewed and understood the KIID to which this
trade instruction relates. All KIID(s) are available to download from http://www.russell.com/kiid or can be requested directly
from your Relationship Manager.
Print Name
Title
Signature
Print Name
Title
Signature
Please note: Repurchase requests will not be processed on accounts that are not cleared, or that are unverified.
Please provide contact details below as to whom we can contact in the event of any queries:
_____________________________________________________________________________________________________
Dealing Warning - This form represents an instruction to deal. By completing this form and submitting it to Russell
Investments, you, the client, are instructing Russell Investments to deal as indicated and Russell Investments is entitled to rely
on such instruction for all purposes. Russell Investments shall not be liable for any damages or losses, direct or indirect, as a
result of the inaccuracy of any information contained in the completed form. As a consequence, you should exercise care in
ensuring that such information is accurate before you submit the form. The instruction in this form supersedes all prior and
contemporaneous communications, written or verbal, with regard to this instruction to deal.
PLEASE SEND COMPLETED FORM BY APPROPRIATE DEADLINE TO: TRADING FAX: +353 1 523 3706
If you experience difficulty in transmitting your trade (s) please call 00 353 1 853 8450 immediately.
Please ensure you do not attach any covering letters or additional correspondence when sending this trade as this will
not be referenced when placing the trade.
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RIC III PLC Dealing Manual June 2016
REDEMPTION FORM to SELL units in the following Daily Dealing funds:
RIC III plc - Page 1 of 1
1. SHAREHOLDER INFORMATION
Account Name
Account Number
-
-
Dealing Date
Day
Month
Year
Please note settlement date is on trade date (T).
2. DEAL INSTRUCTIONS:
I/We wish to redeem in the following Fund/s of the below Company/ies, in the following cash amounts or units as indicated:
Please choose ONE of the following trading options:
CASH AMOUNT - Please tick this box if you wish to place a CASH trade, i.e. if you wish to trade a specified
cash amount which will be used to sell units to that cash value.
UNIT AMOUNT - Please tick this box if you wish to place a UNIT trade, i.e. if you wish to sell a specific
number of units in the fund.
Fund
Class
Dist
Status
Currency
of Trade
Whole amounts
Fractions
RIC III Sterling Liquidity
,
,
.
RIC III U.S Dollar Cash Fund II
,
,
.
3. AUTHORISED SIGNATURES
Print Name
Title
Signature
Print Name
Title
Signature
Please note: Repurchase requests will not be processed on accounts that are not cleared, or that are unverified.
Please provide contact details below as to whom we can contact in the event of any queries:
_____________________________________________________________________________________________________
Dealing Warning - This form represents an instruction to deal. By completing this form and submitting it to Russell
Investments, you, the client, are instructing Russell Investments to deal as indicated and Russell Investments is entitled to rely
on such instruction for all purposes. Russell Investments shall not be liable for any damages or losses, direct or indirect, as a
result of the inaccuracy of any information contained in the completed form. As a consequence, you should exercise care in
ensuring that such information is accurate before you submit the form. The instruction in this form supersedes all prior and
contemporaneous communications, written or verbal, with regard to this instruction to deal.
PLEASE SEND COMPLETED FORM BY APPROPRIATE DEADLINE TO: TRADING FAX: +353 1 523 3706
If you experience difficulty in transmitting your trade (s) please call 00 353 1 853 8450 immediately.
Please ensure you do not attach any covering letters or additional correspondence when sending this trade as this will
not be referenced when placing the trade.
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RIC III PLC Dealing Manual June 2016
This Manual has not been submitted to The Central Bank of Ireland. Please ensure that this Manual is read in conjunction with
the relevant Fund Prospectus (the “Prospectus”) and annual Financial Reports. Unless otherwise specified, in the event of any
inconsistency between provisions of the Manual and provisions of the Prospectus, the Prospectus shall prevail.
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RIC III PLC Dealing Manual June 2016