Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
OMB No. 1545-0052
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
For calendar year 2012 or tax year beginning
, and ending
Name of foundation
A Employer identification number
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Number and street (or P.O. box number if mail is not delivered to street address)
Room/suite
B Telephone number
P.O. BOX 23350
206-709-3100
City or town, state, and ZIP code
C
SEATTLE, WA 98102
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
X Section 501(c)(3) exempt private foundation
H Check type of organization:
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
X Accrual
I Fair market value of all assets at end of year J Accounting method:
Cash
(from Part II, col. (c), line 16)
Other (specify)
36,444,210,791. (Part I, column (d) must be on cash basis.)
|$
Analysis of Revenue and Expenses
Part I (The
(a) Revenue and
(b) Net investment
total of amounts in columns (b), (c), and (d) may not
expenses per books
income
necessarily equal the amounts in column (a).)
Revenue
G Check all that apply:
1 Contributions, gifts, grants, etc., received ~~~
if the foundation is not required to attach Sch. B
2 Check |
Interest on savings and temporary
3 cash investments ~~~~~~~~~~~~~~
4 Dividends and interest from securities~~~~~
5a Gross rents ~~~~~~~~~~~~~~~~
b Net rental income or (loss)
6a Net gain or (loss) from sale of assets not on line 10 ~~
Gross sales price for all
22,185,730,157.
b assets on line 6a ~~
Capital
gain
net
income
(from
Part
IV, line 2) ~~~~~
7
8 Net short-term capital gain ~~~~~~~~~
9 Income modifications~~~~~~~~~~~~
2012
Open to public Inspection
D 1. Foreign organizations, check here ~~ |
2. Foreign organizations meeting the 85% test,
check here and attach computation ~~~~ |
E If private foundation status was terminated
under section 507(b)(1)(A), check here ~ |
F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ~ |
1,983,338,725.
1,355,568.
597,504,250.
If exemption application is pending, check here ~ |
(c) Adjusted net
income
N/A
(d) Disbursements
for charitable purposes
(cash basis only)
1,355,568.
630,090,035.
1,144,123,923. *
3,441,488,363.
Gross sales less returns
STATEMENT 1
0.A
SEE ATTACHMENT
FOR COLUMN (D)
DETAIL
Operating and Administrative Expenses
10a and allowances ~~~~
b Less: Cost of goods sold ~
c Gross profit or (loss) ~~~~~~~~~~~~
23,623,961.
26,232,163.
11 Other income ~~~~~~~~~~~~~~~
3,749,946,427.
4,099,166,129.
12 Total. Add lines 1 through 11 ••••••••
0.
0.
13 Compensation of officers, directors, trustees, etc. ~~~
14 Other employee salaries and wages ~~~~~~
15 Pension plans, employee benefits ~~~~~~
STMT 2
82,191.
82,191.
16a Legal fees ~~~~~~~~~~~~~~~~~
STMT
3
349,830.
349,830.
b Accounting fees ~~~~~~~~~~~~~~
STMT 4
57,423,732.
57,423,732.
c Other professional fees ~~~~~~~~~~~
17 Interest ~~~~~~~~~~~~~~~~~~
STMT 5
79,321,591.
13,501,729.
18 Taxes~~~~~~~~~~~~~~~~~~~
19 Depreciation and depletion ~~~~~~~~~
20 Occupancy ~~~~~~~~~~~~~~~~
21 Travel, conferences, and meetings ~~~~~~
22 Printing and publications ~~~~~~~~~~
STMT 6
172.
12,077,971.
23 Other expenses ~~~~~~~~~~~~~~
24 Total operating and administrative
137,177,516.
83,435,453.
expenses. Add lines 13 through 23 ~~~~~
3,873,050,000.
25 Contributions, gifts, grants paid ~~~~~~~
26 Total expenses and disbursements.
4,010,227,516.
83,435,453.
Add lines 24 and 25 ••••••••••••
27 Subtract line 26 from line 12:
-260,281,089.
a Excess of revenue over expenses and disbursements ~
4,015,730,676.
(if
negative,
enter
-0-)
b Net investment income
~~~
c Adjusted net income (if negative, enter -0-)••••
223501
LHA For Paperwork Reduction Act Notice, see instructions.
12-05-12
*SEE ATTACHMENT F
FOR PUBLIC DISCLOSURE
0.
0.
0.
0.
115.
115.
1,917,000,000.
1,917,000,115.
N/A
Form 990-PF (2012)
Form 990-PF (2012)
Part II
BILL & MELINDA GATES FOUNDATION TRUST
Balance Sheets
1 Cash - non-interest-bearing~~~~~~~~~~~~~~~~~~~
2 Savings and temporary cash investments ~~~~~~~~~~~~
43,780,057.
3 Accounts receivable
Less: allowance for doubtful accounts
4 Pledges receivable
Less: allowance for doubtful accounts
5 Grants receivable ~~~~~~~~~~~~~~~~~~~~~~~
6 Receivables due from officers, directors, trustees, and other
disqualified persons ~~~~~~~~~~~~~~~~~~~~~~
7 Other notes and loans receivable ~~~~~~~~
Less: allowance for doubtful accounts
8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~
9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~
STMT 9
10a Investments - U.S. and state government obligations ~~~~~~~
STMT 10
b Investments - corporate stock ~~~~~~~~~~~~~~~~~
STMT 11
c Investments - corporate bonds ~~~~~~~~~~~~~~~~~
11 Investments - land, buildings, and equipment: basis ~~
Less: accumulated depreciation ~~~~~~~~
12 Investments - mortgage loans ~~~~~~~~~~~~~~~~~
STMT 12
13 Investments - other ~~~~~~~~~~~~~~~~~~~~~~
14 Land, buildings, and equipment: basis
Less: accumulated depreciation ~~~~~~~~
TAXES RECEIVABLE - CURRENT )
15 Other assets (describe
9
9
Assets
Attached schedules and amounts in the description
column should be for end-of-year amounts only.
9
9
(a) Book Value
9
9
9
217,856.
1,712,514,820.
304,176.
4,049,940,517.
304,176.
4,049,940,517.
87,934,539.
43,780,057.
43,780,057.
3,995,828,033.
22,285,031,034.
1,240,376,742.
2,001,618,732.
24,312,832,119.
1,028,115,945.
2,001,618,732.
24,312,832,119.
1,028,115,945.
4,487,585,688.
5,007,619,245.
5,007,619,245.
11,998,731.
0.
0.
16
17
18
19
20
21
22
Total assets (to be completed by all filers) ••••••••••••
Accounts payable and accrued expenses ~~~~~~~~~~~~~
Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~
Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~
Loans from officers, directors, trustees, and other disqualified persons ~~~~
Mortgages and other notes payable ~~~~~~~~~~~~~~~
STATEMENT 13
Other liabilities (describe
)
33,821,487,443.
1,437,351.
36,444,210,791.
2,269,040.
36,444,210,791.
41,053,745.
70,605,401.
42,491,096.
72,874,441.
33,778,996,347.
36,371,336,350.
33,778,996,347.
36,371,336,350.
33,821,487,443.
36,444,210,791.
9
9
Net Assets or Fund Balances
(b) Book Value
Page 2
End of year
(c) Fair Market Value
9
9
9
9
Liabilities
91-1663695
Beginning of year
23 Total liabilities (add lines 17 through 22) ••••••••••••
X
Foundations that follow SFAS 117, check here ~~~~
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted ~~~~~~~~~~~~~~~~~~~~~~~~~
25 Temporarily restricted ~~~~~~~~~~~~~~~~~~~~~
26 Permanently restricted ~~~~~~~~~~~~~~~~~~~~~
Foundations that do not follow SFAS 117, check here ~
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds ~~~~~~~~~~~
28 Paid-in or capital surplus, or land, bldg., and equipment fund ~~~~
29 Retained earnings, accumulated income, endowment, or other funds~
30 Total net assets or fund balances~~~~~~~~~~~~~~~~
9
31 Total liabilities and net assets/fund balances ••••••••••
Part III
Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30
(must agree with end-of-year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~
2 Enter amount from Part I, line 27a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
SEE STATEMENT 7
3 Other increases not included in line 2 (itemize)
4 Add lines 1, 2, and 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
SEE STATEMENT 8
5 Decreases not included in line 2 (itemize)
9
9
6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 •••••••••••••••
223511
12-05-12
FOR PUBLIC DISCLOSURE
1
2
3
4
5
6
33,778,996,347.
-260,281,089.
2,939,911,092.
36,458,626,350.
87,290,000.
36,371,336,350.
Form 990-PF (2012)
BILL & MELINDA GATES FOUNDATION TRUST
Capital Gains and Losses for Tax on Investment Income
91-1663695
Form 990-PF (2012)
Part IV
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
1a
b
c
d
e
(b) How acquired
P - Purchase
D - Donation
(c) Date acquired
(mo., day, yr.)
Page 3
(d) Date sold
(mo., day, yr.)
SEE ATTACHMENT G
(e) Gross sales price
(f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
0.
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(i) F.M.V. as of 12/31/69
(j) Adjusted basis
as of 12/31/69
(l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col. (h))
(k) Excess of col. (i)
over col. (j), if any
0.
a
b
c
d
e
2 Capital gain net income or (net capital loss)
r
q
s
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
~~~~~~
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c).
If (loss), enter -0- in Part I, line 8 ••••••••••••••••••••••••••••••
Part V
p
m
o
p
m
o
3,441,488,363.
2
N/A
3
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ~~~~~~~~~~~~~~~~
Yes X No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see the instructions before making any entries.
(d)
(a)
(b)
(c)
Distribution ratio
Base period years
Adjusted
qualifying
distributions
Net
value
of
noncharitable-use
assets
(col.
(b)
divided
by col. (c))
Calendar year (or tax year beginning in)
2011
2010
2009
2008
2007
1,946,003,990.
1,849,954,179.
1,626,463,799.
1,831,099,239.
1,849,979,137.
35,643,355,061.
34,063,416,273.
30,353,912,737.
34,623,298,889.
34,977,438,717.
.054597
.054309
.053583
.052886
.052891
2 Total of line 1, column (d) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years
the foundation has been in existence if less than 5 years~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
2
.268266
3
.053653
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5 ~~~~~~~~~~~~~~~~~~~~~
4
34,514,971,777.
5 Multiply line 4 by line 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
5
1,851,831,781.
6 Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~
6
40,157,307.
7 Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
7
1,891,989,088.
8 Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
8
1,917,000,115.
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate.
See the Part VI instructions.
Form 990-PF (2012)
223521 12-05-12
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Page 4
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)
Form 990-PF (2012)
Part VI
p
n
n
n
m
n
n
n
o
1a Exempt operating foundations described in section 4940(d)(2), check here |
and enter "N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary-see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check here | X and enter 1%
1
of Part I, line 27b~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b).
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)~~~~~~~~~
2
3 Add lines 1 and 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
3
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) ~~~~~~~~
4
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ~~~~~~~~~~~~~~~~~
5
6 Credits/Payments:
29,332,694.
a 2012 estimated tax payments and 2011 overpayment credited to 2012 ~~~~~~~~
6a
b Exempt foreign organizations - tax withheld at source ~~~~~~~~~~~~~~~~
6b
20,500,000.
c Tax paid with application for extension of time to file (Form 8868)~~~~~~~~~~~
6c
d Backup withholding erroneously withheld ~~~~~~~~~~~~~~~~~~~~~
6d
7 Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
7
8 Enter any penalty for underpayment of estimated tax. Check here X if Form 2220 is attached ~~~~~~~~~~~~~
8
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ~~~~~~~~~~~~~~~~~~~~ |
9
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ~~~~~~~~~~~~~~ |
10
9,675,387. Refunded | 11
11 Enter the amount of line 10 to be: Credited to 2013 estimated tax |
Part VII-A
0.
40,157,307.
0.
40,157,307.
49,832,694.
9,675,387.
0.
Statements Regarding Activities
1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in
any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? ~~~~~~
If the answer is "Yes" to 1a or 1b , attach a detailed description of the activities and copies of any materials published or
distributed by the foundation in connection with the activities.
c Did the foundation file Form 1120-POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
0. (2) On foundation managers. | $
0.
(1) On the foundation. | $
e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation
0.
managers. | $
2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~
If "Yes," attach a detailed description of the activities.
3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or
bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes ~~~~~~~~~~~~~~~~~~~~~
4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~~~~~~~~
b If "Yes," has it filed a tax return on Form 990-T for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~
If "Yes," attach the statement required by General Instruction T.
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
¥ By language in the governing instrument, or
¥ By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law
remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
7 Did the foundation have at least $5,000 in assets at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If "Yes," complete Part II, col. (c), and Part XV.
8a Enter the states to which the foundation reports or with which it is registered (see instructions)
WA,CA
40,157,307.
9
1a
1b
Yes No
X
X
1c
X
2
X
X
3
4a
4b
5
X
X
6
7
X
X
X
b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate)
X
of each state as required by General Instruction G? If "No," attach explanation ~~~~~~~~~~~~~~~~~~~~~~~~~
8b
9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar
X
year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)? If "Yes," complete Part XIV ~~~~~~~~~~~~~~
9
X
10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses ••••••••
10
Form 990-PF (2012)
223531
12-05-12
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
Part VII-A Statements Regarding Activities (continued)
Form 990-PF (2012)
91-1663695
Page 5
11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of
SEE STATEMENT 15
SEE STATEMENT 16
STMT 17
X
section 512(b)(13)? If "Yes," attach schedule (see instructions)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
11
12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges?
If "Yes," attach statement (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
12
X
13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~
13
WWW.GATESFOUNDATION.ORG
Website address |
Telephone no. | 206-709-3100
14 The books are in care of | JENNIFER DEGER
500
FIFTH
AVENUE
NORTH,
SEATTLE,
WA
Located at |
ZIP+4 |98109
15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ~~~~~~~~~~~~~~~~~~~~~~~ |
N/A
and enter the amount of tax-exempt interest received or accrued during the year ~~~~~~~~~~~~~~~~~~~ | 15
16 At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over a bank,
Yes
X
securities, or other financial account in a foreign country? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
16
See the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes," enter the name of the foreign
SEE STATEMENT 14
country |
Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
1a During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ~~~~~~~~~~~~~~
Yes X No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Yes X No
X
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ~~~~~~~~~~~~~
Yes
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ~~~~~~~~~~~~~~
Yes X No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Yes X No
(6) Agree to pay money or property to a government official? ( Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period after
termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~
Yes X No
b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~
Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~~|
X
No
Yes No
1b
X
c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected
X
before the first day of the tax year beginning in 2012?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
1c
2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation
defined in section 4942(j)(3) or 4942(j)(5)):
a At the end of tax year 2012, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning
before 2012? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Yes X No
If "Yes," list the years |
,
,
,
b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect
valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach
N/A
statement - see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
2b
c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
|
,
,
,
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time
during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes
No
b If "Yes," did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation or disqualified persons after
May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose
of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C,
X
Form 4720, to determine if the foundation had excess business holdings in 2012.) ~~~~~~~~~~~~~~~~~~~~~~
3b
X
4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~
4a
b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that
X
had not been removed from jeopardy before the first day of the tax year beginning in 2012? ••••••••••••••••••••••
4b
Form 990-PF (2012)
223541
12-05-12
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
(continued)
Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required
Form 990-PF (2012)
5a During the year did the foundation pay or incur any amount to:
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ~~~~~~~~~~~~~
Yes X No
(2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly,
any voter registration drive? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Yes X No
(3) Provide a grant to an individual for travel, study, or other similar purposes? ~~~~~~~~~~~~~~~~~
Yes X No
(4) Provide a grant to an organization other than a charitable, etc., organization described in section
509(a)(1), (2), or (3), or section 4940(d)(2)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for
the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Yes X No
b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations
section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~~~~
Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~ |
c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained
STATEMENT 19 AND ATTACHMENT B
X Yes
expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
No
If "Yes," attach the statement required by Regulations section 53.4945-5(d).
6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Yes X No
b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~
If "Yes" to 6b, file Form 8870.
7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~
Yes X No
N/A
b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? •••••••••••••••••
Part VIII
Page 6
5b
X
6b
X
7b
Information About Officers, Directors, Trustees, Foundation Managers, Highly
Paid Employees, and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation.
(b) Title, and average
hours per week devoted
(a) Name and address
to position
SEE STATEMENT 18
(c) Compensation
(If not paid,
enter -0-)
0.
2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE."
(b) Title, and average
hours per week
(a) Name and address of each employee paid more than $50,000
(c) Compensation
devoted to position
NONE
(d) Contributions to
employee benefit plans
and deferred
compensation
0.
(d) Contributions to
employee benefit plans
and deferred
compensation
(e) Expense
account, other
allowances
0.
(e) Expense
account, other
allowances
0
Total number of other employees paid over $50,000 ••••••••••••••••••••••••••••••••••••••• |
Form 990-PF (2012)
223551
12-05-12
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Information About Officers, Directors, Trustees, Foundation Managers, Highly
Paid Employees, and Contractors (continued)
Form 990-PF (2012)
Part VIII
3 Five highest-paid independent contractors for professional services. If none, enter "NONE."
(a) Name and address of each person paid more than $50,000
HARRIS ASSOCIATES, LP - TWO NORTH LASALLE
STREET, SUITE 500, CHICAGO, IL 60602
MARATHON ASSET MANAGEMENT - ORION HOUSE 5
UPPER ST. MARTIN'S LANE, LONDON, UK, WC2H 9EA
ATLANTIS FUND MGMT LTD. - 4TH FLOOR, 30-34
MOORGATE, LONDON, UK, EC2R 6DN
WESTWOOD GLOBAL INVESTMENTS LLC - 99 SUMMER
STREET, SUITE 1130, BOSTON, MA 02110
MORANT WRIGHT
43 ST. JAMES'S PLACE, LONDON, UK, SW1A 1NS
(b) Type of service
(c) Compensation
INVESTMENT MANAGEMENT
11,139,301.
INVESTMENT MANAGEMENT
5,513,641.
INVESTMENT MANAGEMENT
5,430,035.
INVESTMENT MANAGEMENT
5,412,255.
INVESTMENT MANAGEMENT
Total number of others receiving over $50,000 for professional services••••••••••••••••••••••••••••••••
Part IX-A
Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the
number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
1
Page 7
9
5,401,159.
19
Expenses
N/A
2
3
4
Part IX-B Summary of Program-Related Investments
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
1
Amount
N/A
2
All other program-related investments. See instructions.
3
Total. Add lines 1 through 3 ••••••••••••••••••••••••••••••••••••••••••••
223561
12-05-12
FOR PUBLIC DISCLOSURE
J
0.
Form 990-PF (2012)
Form 990-PF (2012)
Part X
1
a
b
c
d
e
BILL & MELINDA GATES FOUNDATION TRUST
1a
1b
1c
1d
2
Acquisition indebtedness applicable to line 1 assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
3
Subtract line 2 from line 1d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~
Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~
5
Minimum investment return. Enter 5% of line 5 ••••••••••••••••••••••••••••••••
6
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain
Part XI foreign organizations check here
and do not complete this part.)
1
2a
b
c
3
4
5
6
7
Page 8
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes:
Average monthly fair market value of securities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Average of monthly cash balances ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Fair market value of all other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Total (add lines 1a, b, and c) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Reduction claimed for blockage or other factors reported on lines 1a and
0.
1e
1c (attach detailed explanation) ~~~~~~~~~~~~~~~~~~~~~~
2
3
4
5
6
91-1663695
9
1
Minimum investment return from Part X, line 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
40,157,307.
2a
Tax on investment income for 2012 from Part VI, line 5 ~~~~~~~~~~~
2b
Income tax for 2012. (This does not include the tax from Part VI.) ~~~~~~~
2c
Add lines 2a and 2b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
3
Distributable amount before adjustments. Subtract line 2c from line 1 ~~~~~~~~~~~~~~~~~~~~~~~
4
Recoveries of amounts treated as qualifying distributions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
5
Add lines 3 and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
6
Deduction from distributable amount (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ••••••••••••
7
33,292,561,587.
390,684,002.
1,357,334,895.
35,040,580,484.
0.
35,040,580,484.
525,608,707.
34,514,971,777.
1,725,748,589.
1,725,748,589.
40,157,307.
1,685,591,282.
0.
1,685,591,282.
0.
1,685,591,282.
Part XII Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
1,917,000,115.
a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 ~~~~~~~~~~~~~~~~~~~~~~
1a
0.
b Program-related investments - total from Part IX-B ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
1b
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes~~~~~~~~~
2
3 Amounts set aside for specific charitable projects that satisfy the:
a Suitability test (prior IRS approval required)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
3a
b Cash distribution test (attach the required schedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
3b
1,917,000,115.
4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4~~~~~~~~~
4
5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
40,157,307.
5
income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
1,876,842,808.
6 Adjusted qualifying distributions. Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~
6
Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section
4940(e) reduction of tax in those years.
Form 990-PF (2012)
223571
12-05-12
FOR PUBLIC DISCLOSURE
Form 990-PF (2012)
Part XIII
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Page 9
Undistributed Income (see instructions)
(a)
Corpus
(b)
Years prior to 2011
(c)
2011
1 Distributable amount for 2012 from Part XI,
line 7 ~~~~~~~~~~~~~~~~~
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only ~~~~~~~
b Total for prior years:
,
,
3 Excess distributions carryover, if any, to 2012:
177,148,927.
a From 2007 ~~~
141,735,817.
b From 2008 ~~~
145,840,614.
c From 2009 ~~~
196,876,375.
d From 2010 ~~~
211,828,487.
e From 2011 ~~~
f Total of lines 3a through e ~~~~~~~~
4 Qualifying distributions for 2012 from
1,917,000,115.
$
Part XII, line 4:
9
a Applied to 2011, but not more than line 2a ~
b Applied to undistributed income of prior
years (Election required - see instructions) ~
c Treated as distributions out of corpus
(Election required - see instructions) ~~~
d Applied to 2012 distributable amount ~~~
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2012 ~~
(If an amount appears in column (d), the same amount
must be shown in column (a).)
(d)
2012
1,685,591,282.
0.
0.
873,430,220.
0.
0.
0.
1,685,591,282.
231,408,833.
0.
0.
6 Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 ~~
b Prior years' undistributed income. Subtract
line 4b from line 2b ~~~~~~~~~~~
c Enter the amount of prior years'
undistributed income for which a notice of
deficiency has been issued, or on which
the section 4942(a) tax has been previously
assessed ~~~~~~~~~~~~~~~
d Subtract line 6c from line 6b. Taxable
amount - see instructions ~~~~~~~~
e Undistributed income for 2011. Subtract line
4a from line 2a. Taxable amount - see instr.~
f Undistributed income for 2012. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2013 ~~~~~~~~~~
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) ~~~~
8 Excess distributions carryover from 2007
not applied on line 5 or line 7 ~~~~~~~
9 Excess distributions carryover to 2013.
Subtract lines 7 and 8 from line 6a ~~~~
10 Analysis of line 9:
141,735,817.
a Excess from 2008 ~
145,840,614.
b Excess from 2009 ~
196,876,375.
c Excess from 2010 ~
211,828,487.
d Excess from 2011 ~
231,408,833.
e Excess from 2012 •
1,104,839,053.
0.
0.
0.
0.
0.
0.
177,148,927.
927,690,126.
Form 990-PF (2012)
223581
12-05-12
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9)
91-1663695
Form 990-PF (2012)
9
1 a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling ~~~~~~~~~~~
b Check box to indicate whether the foundation is a private operating foundation described in section ~~~
Prior 3 years
Tax year
2 a Enter the lesser of the adjusted net
(a)
(b)
(c) 2010
2012
2011
income from Part I or the minimum
b
c
d
e
3
a
Page 10
N/A
4942(j)(3) or
(d) 2009
4942(j)(5)
(e) Total
investment return from Part X for
each year listed ~~~~~~~~~
85% of line 2a ~~~~~~~~~~
Qualifying distributions from Part XII,
line 4 for each year listed ~~~~~
Amounts included in line 2c not
used directly for active conduct of
exempt activities ~~~~~~~~~
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c~~~~
Complete 3a, b, or c for the
alternative test relied upon:
"Assets" alternative test - enter:
(1) Value of all assets ~~~~~~
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i) ~
b "Endowment" alternative test - enter
2/3 of minimum investment return
shown in Part X, line 6 for each year
listed ~~~~~~~~~~~~~~
c "Support" alternative test - enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments on
securities loans (section
512(a)(5)), or royalties)~~~~
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii) ~~~
(3) Largest amount of support from
an exempt organization ~~~~
(4) Gross investment income •••
Part XV
1
Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets
at any time during the year-see instructions.)
Information Regarding Foundation Managers:
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax
year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
WILLIAM H. GATES, III
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or
other entity) of which the foundation has a 10% or greater interest.
NONE
2
9
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
X if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If
Check here
the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d.
a The name, address, and telephone number or e-mail of the person to whom applications should be addressed:
b The form in which applications should be submitted and information and materials they should include:
c Any submission deadlines:
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:
Form 990-PF (2012)
223601 12-05-12
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
Supplementary Information (continued)
91-1663695
Form 990-PF (2012)
Part XV
3
Grants and Contributions Paid During the Year or Approved for Future Payment
If recipient is an individual,
Recipient
Foundation
show any relationship to
status of
any foundation manager
Name and address (home or business)
recipient
or substantial contributor
Purpose of grant or
contribution
Page 11
Amount
a Paid during the year
BILL & MELINDA GATES FOUNDATION
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
NOT APPLICABLE
501(C)(3)
PRIVATE
FOUNDATION
TO FUND THE CHARITABLE
PURPOSES OF THE
FOUNDATION
3,873,050,000.
BILL & MELINDA GATES FOUNDATION
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
NOT APPLICABLE
501(C)(3)
PRIVATE
FOUNDATION
PORTION OF GRANTS PAID
TREATED AS A
DISTRIBUTION OF CORPUS
UNDER TREAS. REG.
53.4942(A)-3
-1,956,050,000.
Total ••••••••••••••••••••••••••••••••••••••••••••••••••••••
b Approved for future payment
9
3a
1,917,000,000.
3b
0.
NONE
Total ••••••••••••••••••••••••••••••••••••••••••••••••••••••
223611
12-05-12
FOR PUBLIC DISCLOSURE
9
Form 990-PF (2012)
Form 990-PF (2012)
Part XVI-A
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Page 12
Analysis of Income-Producing Activities
Unrelated business income
(a)
(b)
Business
Amount
code
Enter gross amounts unless otherwise indicated.
1 Program service revenue:
a
b
c
d
e
f
g Fees and contracts from government agencies ~~~
2 Membership dues and assessments ~~~~~~~~~
3 Interest on savings and temporary cash
Excluded by section 512, 513, or 514
(c)
Exclusion
code
14
14
(d)
Amount
(e)
Related or exempt
function income
1,355,568.
597,426,339.
77,911.
property ~~~~~~~~~~~~~~~~~~~~~
14
23,621,048.
7 Other investment income ~~~~~~~~~~~~~~
8 Gain or (loss) from sales of assets other
14
1,144,123,923.
than inventory ~~~~~~~~~~~~~~~~~~~
9 Net income or (loss) from special events ~~~~~~~
10 Gross profit or (loss) from sales of inventory ~~~~~
11 Other revenue:
01
2,913.
a STATE INCOME TAX REFUND
b
c
d
e
0.
1,766,529,791.
12 Subtotal. Add columns (b), (d), and (e) ~~~~~~~~
13 Total. Add line 12, columns (b), (d), and (e) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13
77,911.
1,766,607,702.
investments ~~~~~~~~~~~~~~~~~~~~
4 Dividends and interest from securities ~~~~~~~~
5 Net rental income or (loss) from real estate:
a Debt-financed property ~~~~~~~~~~~~~
b Not debt-financed property ~~~~~~~~~~~~
6 Net rental income or (loss) from personal
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
<
Line No.
4
Relationship of Activities to the Accomplishment of Exempt Purposes
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of
the foundation's exempt purposes (other than by providing funds for such purposes).
IRC SECTION 103 TAX-EXEMPT INTEREST
223621
12-05-12
Form 990-PF (2012)
FOR PUBLIC DISCLOSURE
Form 990-PF (2012)
IPart XVII I
91-1663695
BILL & MELINDA GATES FOUNDATION TRUST
Page 13
Information Regarding Transfers To and Transactions and Relationships With Noncharitable
Exempt Organizations
Yes No
1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of
the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
a Transfers from the reporting foundation to a noncharitable exempt organization of:
x
1a(1)
(1) Cash.
.... " ......
x
1a(2)
(2) Other assets ..
...........
b Other transactions:
x
1b(1)
(1) Sales of assets to a noncharitable exempt organization
x
1b(2)
(2) Purchases of assets from a noncharitable exempt organization ...
x
(3) Rental of facilities, equipment, or other assets
1b(3)
x
(4) Reimbursement arrangements
1b(4)
x
1b(5)
(5) Loans or loan guarantees ..
x
1b(6)
(6) Performance of services or membership or fund raising solicitations
x
e Sharing of facilities, equipment, mailing lists, other assets, or paid employees
1e
....................
d If the answer to any of the above IS "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets,
or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in
column (d) the value of the goods, other assets, or services received.
(a) line no.
(b) Amount involved
(e) Name of noncharitable exempt organization
(d) Description of transfers, transactions, and sharing arrangements
N/A
..
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt orgamzatlOns described
in section 501(c) of the Code (other than section 501(c)(3)) or in section 52??
DYes
b If "Yes," complete the following schedule.
(b) Type of organization
(e) Description of relationship
(a) Name of organization
W
No
N/A
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge
Sign a~elief',{j;ll:::letrrl:a~her than taxpay~r~~\~;\n\~nformati~af :~i::::;r~ has any knawledge.
Here
Signature of officer or trustee
PrintlType preparer's name
Paid
JANE M.
Preparer Firm's name
Use Only
SEARING
~ CLARK NUBER, p.Si
Firm's address
~
Date
Pre parer's signature
Title
Date
~-~'~dl~~ \\\~>((\ {,,'VA
\0,)
}v\:{\ LllU \ 3
Gheck U
if
self- employed
!
! ,v,ay
,,,e.:M". alscusS tillS
shawn below (see instr.)?
WVes D No
return with the preparer
PTIN
POOOO0565
Firm's EIN
~
91-1194016
10900 NE 4TH STREET, SUITE 1700
BELLEVUE, WA 98004
Phone no.
425-454-4919
Form 990-PF (2012)
223622
12-05-12
FOR PUBLIC DISCLOSURE
Schedule B
Schedule of Contributors
(Form 990, 990-EZ,
or 990-PF)
| Attach to Form 990, Form 990-EZ, or Form 990-PF.
Department of the Treasury
Internal Revenue Service
Name of the organization
OMB No. 1545-0047
2012
Employer identification number
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ
501(c)(
) (enter number) organization
4947(a)(1) nonexempt charitable trust not treated as a private foundation
527 political organization
Form 990-PF
X
501(c)(3) exempt private foundation
4947(a)(1) nonexempt charitable trust treated as a private foundation
501(c)(3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
X
For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from any one
contributor. Complete Parts I and II.
Special Rules
For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33 1/3% support test of the regulations under sections
509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2%
of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.
For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year,
total contributions of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or
the prevention of cruelty to children or animals. Complete Parts I, II, and III.
For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year,
contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to more than $1,000.
If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc.,
purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively
religious, charitable, etc., contributions of $5,000 or more during the year ~~~~~~~~~~~~~~~~~ | $
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF),
but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on Part I, line 2 of its Form 990-PF, to
certify that it does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
223451
12-21-12
FOR PUBLIC DISCLOSURE
Page 2
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Name of organization
Employer identification number
BILL & MELINDA GATES FOUNDATION TRUST
Part I
Contributors
(see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
1
91-1663695
(b)
Name, address, and ZIP + 4
(c)
Total contributions
WILLIAM H. GATES, III
2365 CARILLON POINT
$
19,500,000.
2
(b)
Name, address, and ZIP + 4
(c)
Total contributions
WILLIAM H. GATES, III - INVST MGMT FEES
2365 CARILLON POINT
$
47,543,312.
3
(b)
Name, address, and ZIP + 4
(c)
Total contributions
WILLIAM H. GATES, III - SECURITIES
2365 CARILLON POINT
$
400,361,130.
4
(b)
Name, address, and ZIP + 4
(c)
Total contributions
WARREN E. BUFFETT - SECURITIES
1440 KIEWIT PLAZA
$
1,515,851,261.
5
(b)
Name, address, and ZIP + 4
(c)
Total contributions
ROBERT J. SMITH - MY FAMILY TRUST
C/O WELLS FARGO BANK, 1021 EAST CARY ST.
$
83,007.
X
(d)
Type of contribution
Person
Payroll
Noncash
X
X
(d)
Type of contribution
Person
Payroll
Noncash
X
X
(d)
Type of contribution
Person
Payroll
Noncash
X
(Complete Part II if there
is a noncash contribution.)
RICHMOND, VA 23219
(a)
No.
Person
Payroll
Noncash
(Complete Part II if there
is a noncash contribution.)
OMAHA, NE 68131
(a)
No.
(d)
Type of contribution
(Complete Part II if there
is a noncash contribution.)
KIRKLAND, WA 98033
(a)
No.
X
(Complete Part II if there
is a noncash contribution.)
KIRKLAND, WA 98033
(a)
No.
Person
Payroll
Noncash
(Complete Part II if there
is a noncash contribution.)
KIRKLAND, WA 98033
(a)
No.
(d)
Type of contribution
(b)
Name, address, and ZIP + 4
(c)
Total contributions
$
(d)
Type of contribution
Person
Payroll
Noncash
(Complete Part II if there
is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
223452 12-21-12
FOR PUBLIC DISCLOSURE
Page 3
Employer identification number
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Name of organization
BILL & MELINDA GATES FOUNDATION TRUST
Part II
(a)
No.
from
Part I
3
Noncash Property
91-1663695
(see instructions). Use duplicate copies of Part II if additional space is needed.
(c)
FMV (or estimate)
(see instructions)
(b)
Description of noncash property given
10,638,000 SHARES OF THE COCA-COLA
COMPANY
$
(a)
No.
from
Part I
4
(d)
Date received
400,361,130.
(c)
FMV (or estimate)
(see instructions)
(b)
Description of noncash property given
12/14/12
(d)
Date received
18,377,296 CLASS B SHARES OF BERKSHIRE
HATHAWAY INC.
$
(a)
No.
from
Part I
(b)
Description of noncash property given
1,515,851,261.
07/06/12
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
$
(a)
No.
from
Part I
(b)
Description of noncash property given
$
(a)
No.
from
Part I
(b)
Description of noncash property given
$
(a)
No.
from
Part I
(b)
Description of noncash property given
$
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
223453 12-21-12
FOR PUBLIC DISCLOSURE
6781
Form
Department of the Treasury
Internal Revenue Service
Gains and Losses From Section 1256
Contracts and Straddles
OMB No. 1545-0644
2012
Information about Form 6781 and its instructions is at www.irs.gov/form6781.
Attach to your tax return.
Attachment
Sequence No.
BILL AND MELINDA GATES FOUNDATION TRUST
Check all applicable boxes (see instructions).
Part I
A
B
91-1663695
C
D
Mixed straddle election
Straddle-by-straddle identification election
Mixed straddle account election
Net section 1256 contracts loss election
Section 1256 Contracts Marked to Market
(a) Identification of account
1
82
Identifying number
Name(s) shown on tax return
(b) (Loss)
FUTURES
FOREIGN CURRENCY CONTRACTS
(c) Gain
150,699,478
619,629,155
( 150,699,478 )
2
3
Add the amounts on line 1 in columns (b) and (c) . .
Net gain or (loss). Combine line 2, columns (b) and (c)
.
.
.
.
.
.
.
.
.
.
.
.
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.
.
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.
.
.
4
5
Form 1099-B adjustments. See instructions and attach statement .
Combine lines 3 and 4 . . . . . . . . . . . . .
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.
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.
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.
2
619,629,155
468,929,677
3
4
5
468,929,677
6
N/A
Note: If line 5 shows a net gain, skip line 6 and enter the gain on line 7. Partnerships and S corporations, see
instructions.
6
If you have a net section 1256 contracts loss and checked box D above, enter the amount of loss to be
carried back. Enter the loss as a positive number
. . . . . . . . . . . . . . . . . .
7
8
Combine lines 5 and 6 . . . . . . . . . . . . . . . . . . . . . . . . . .
Short-term capital gain or (loss). Multiply line 7 by 40% (.40). Enter here and include on the appropriate line
of Schedule D (see instructions)
. . . . . . . . . . . . . . . . . . . . . . .
9
Long-term capital gain or (loss). Multiply line 7 by 60% (.60). Enter here and include on the appropriate line
of Schedule D (see instructions)
. . . . . . . . . . . . . . . . . . . . . . .
468,929,677
7
SEE ATTACHMENT G
8
9
Part II
Gains and Losses From Straddles. Attach a separate statement listing each straddle and its components.
Section A—Losses From Straddles
(a) Description of property
(b) Date
entered
into or
acquired
(c) Date
closed out
or sold
(d) Gross
sales price
(e) Cost or
other basis
plus
expense of
sale
(f) Loss.
If column (e)
is more than
(d), enter
difference.
Otherwise,
enter -0-
(g)
Unrecognized
gain on
offsetting
positions
(h) Recognized loss.
If column (f) is more
than (g), enter
difference.
Otherwise, enter -0-
10
11a
Enter the short-term portion of losses from line 10, column (h), here and include on the appropriate line of
Schedule D (see instructions) . . . . . . . . . . . . . . . . . . . . . . . .
11a (
)
b
Enter the long-term portion of losses from line 10, column (h), here and include on the appropriate line of
Schedule D (see instructions) . . . . . . . . . . . . . . . . . . . . . . . .
11b (
)
Section B—Gains From Straddles
(a) Description of property
(b) Date
entered
into or
acquired
(c) Date
closed out
or sold
(d) Gross
sales price
(f) Gain. If column
(d) is more than (e),
enter difference.
(e) Cost or other
basis plus
expense of sale
Otherwise, enter -0-
12
13a
Enter the short-term portion of gains from line 12, column (f), here and include on the appropriate line of
Schedule D (see instructions) . . . . . . . . . . . . . . . . . . . . . . . .
13a
b
Enter the long-term portion of gains from line 12, column (f), here and include on the appropriate line of
Schedule D (see instructions) . . . . . . . . . . . . . . . . . . . . . . . .
13b
Part III
Unrecognized Gains From Positions Held on Last Day of Tax Year. Memo Entry Only (see instructions)
(a) Description of property
(b) Date
acquired
(c) Fair market value on last
business day of tax year
(d) Cost or other basis
as adjusted
(e) Unrecognized gain.
If column (c) is more
than (d), enter difference.
Otherwise, enter -0-
14
For Paperwork Reduction Act Notice, see instructions.
ISA
FOR PUBLIC DISCLOSURE
Form 6781 (2012)
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
INDEX OF ATTACHMENTS
STATEMENT
1
PART I - OTHER INCOME
STATEMENT
2
PART I - LEGAL FEES
STATEMENT
3
PART I - ACCOUNTING FEES
STATEMENT
4
PART I - OTHER PROFESSIONAL FEES
STATEMENT
5
PART I - TAXES
STATEMENT
6
PART I - OTHER EXPENSES
STATEMENT
7
PART III - OTHER INCREASES IN NET ASSETS
STATEMENT
8
PART III - OTHER DECREASES IN NET ASSETS
STATEMENT
9
PART II - U.S. AND STATE GOVERNMENT OBLIGATIONS
STATEMENT
10
PART II - CORPORATE STOCK
STATEMENT
11
PART II - CORPORATE BONDS
STATEMENT
12
PART II - OTHER INVESTMENTS
STATEMENT
13
PART II - OTHER LIABILITIES
STATEMENT
14
LIST OF FOREIGN COUNTRIES
STATEMENT
15
PART VII-A, LINE 11 - TRANSFERS TO CONTROLLED ENTITIES
STATEMENT
16
PART VII-A, LINE 11 - TRANSFERS FROM CONTROLLED ENTITIES
STATEMENT
17
PART VII-A, LINE 11 - CONTROLLED ENTITIES LISTING
STATEMENT
18
PART VIII - LIST OF OFFICERS, DIRECTORS, TRUSTEES AND FOUNDATION MANAGERS
STATEMENT
19
PART VII-B, LINE 5C - EXPENDITURE RESPONSIBILITY REPORTS
ATTACHMENT
A
PART I - DISBURSEMENTS FOR CHARITABLE PURPOSES
ATTACHMENT
B
PART VII-B - EXPENDITURE RESPONSIBILITY STATEMENT FOR BILL & MELINDA GATES FOUNDATION
ATTACHMENT
C
PART II - CORPORATE STOCKS DETAIL
ATTACHMENT
D
PART II - CORPORATE BONDS DETAIL
ATTACHMENT
E
PART II - OTHER INVESTMENTS DETAIL
ATTACHMENT
F
PART I, LINE 6 - SUMMARY OF BOOK GAINS/LOSSES
ATTACHMENT
G
PART IV - SUMMARY OF INVESTMENT GAINS/LOSSES
INDEX
2012 FORM 990-PF
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
OTHER INCOME
STATEMENT
1
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A)
REVENUE
DESCRIPTION
PER BOOKS
}}}}}}}}}}}
}}}}}}}}}}}}}}
IRC SECTION 988 NET CURRENCY GAIN
408,343.
INFLATION INDEX INCOME
25,932,750.
SWAP LOSS
-2,720,045.
EQUITY PARTNERSHIP INVESTMENTS
0.
STATE INCOME TAX REFUND
2,913.
}}}}}}}}}}}}}}
TOTAL TO FORM 990-PF, PART I, LINE 11
23,623,961.
~~~~~~~~~~~~~~
(B)
(C)
NET INVESTADJUSTED
MENT INCOME
NET INCOME
}}}}}}}}}}}} }}}}}}}}}}}}
408,343.
25,932,750.
-2,720,045.
2,608,202.
2,913.
}}}}}}}}}}}} }}}}}}}}}}}}
26,232,163.
~~~~~~~~~~~~ ~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
LEGAL FEES
STATEMENT
2
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
LEGAL FEES
TO FM 990-PF, PG 1, LN 16A
(A)
EXPENSES
PER BOOKS
}}}}}}}}}}}}
82,191.
}}}}}}}}}}}}
82,191.
~~~~~~~~~~~~
(B)
(C)
(D)
NET INVESTADJUSTED
CHARITABLE
MENT INCOME
NET INCOME
PURPOSES
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
82,191.
0.
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
82,191.
0.
~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
ACCOUNTING FEES
STATEMENT
3
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A)
EXPENSES
DESCRIPTION
PER BOOKS
}}}}}}}}}}}
}}}}}}}}}}}}
TAX & ACCOUNTING SERVICES
349,830.
}}}}}}}}}}}}
TO FORM 990-PF, PG 1, LN 16B
349,830.
~~~~~~~~~~~~
(B)
(C)
(D)
NET INVESTADJUSTED
CHARITABLE
MENT INCOME
NET INCOME
PURPOSES
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
349,830.
0.
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
349,830.
0.
~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
STATEMENT(S) 1, 2, 3
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
OTHER PROFESSIONAL FEES
STATEMENT
4
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
INVESTMENT MANAGEMENT FEES
INVESTMENT CUSTODIAN
SERVICES
INVESTMENT FEES AND OTHER
PORTFOLIO EXPENSES
(A)
(B)
(C)
(D)
EXPENSES
NET INVESTADJUSTED
CHARITABLE
PER BOOKS MENT INCOME
NET INCOME
PURPOSES
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
49,915,064.
49,915,064.
0.
5,368,505.
5,368,505.
0.
2,140,163.
2,140,163.
0.
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
TO FORM 990-PF, PG 1, LN 16C
57,423,732.
57,423,732.
0.
~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
TAXES
STATEMENT
5
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
FOREIGN INCOME TAXES
DEFERRED EXCISE TAXES
SECTION 4940 EXCISE TAXES
EQUITY PARTNERSHIP FOREIGN
TAXES
EQUITY PARTNERSHIP STATE
INCOME TAXES
(A)
(B)
(C)
(D)
EXPENSES
NET INVESTADJUSTED
CHARITABLE
PER BOOKS MENT INCOME
NET INCOME
PURPOSES
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
12,022,883.
12,022,883.
0.
27,446,768.
0.
0.
39,851,940.
0.
0.
0.
1,476,413.
0.
0.
2,433.
0.
}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
TO FORM 990-PF, PG 1, LN 18
79,321,591.
13,501,729.
0.
~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
OTHER EXPENSES
STATEMENT
6
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
FEES, LICENSES, & PERMITS
MISCELLANEOUS
EQUITY PARTNERSHIP
INVESTMENT EXPENSES
TO FORM 990-PF, PG 1, LN 23
(A)
(B)
(C)
(D)
EXPENSES
NET INVESTADJUSTED
CHARITABLE
PER BOOKS MENT INCOME
NET INCOME
PURPOSES
}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
115.
0.
115.
57.
0.
0.
0.
12,077,971.
0.
}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}
172.
12,077,971.
115.
~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
STATEMENT(S) 4, 5, 6
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
OTHER INCREASES IN NET ASSETS OR FUND BALANCES
STATEMENT
7
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
ADDITION OF COLLATERAL LIABILITY UNDER SECURITY LENDING
PROGRAM
UNREALIZED GAINS
TOTAL TO FORM 990-PF, PART III, LINE 3
AMOUNT
}}}}}}}}}}}}}}
87,290,000.
2,852,621,092.
}}}}}}}}}}}}}}
2,939,911,092.
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
OTHER DECREASES IN NET ASSETS OR FUND BALANCES
STATEMENT
8
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
ELIMINATION OF COLLATERAL ASSETS UNDER SECURITY LENDING
PROGRAM
TOTAL TO FORM 990-PF, PART III, LINE 5
AMOUNT
}}}}}}}}}}}}}}
87,290,000.
}}}}}}}}}}}}}}
87,290,000.
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS
STATEMENT
9
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
U.S.
GOV'T
}}}}}
X
OTHER
GOV'T
BOOK VALUE
}}}}} }}}}}}}}}}}}}}
1,990,032,341.
X
11,586,391.
}}}}}}}}}}}}}}
TOTAL U.S. GOVERNMENT OBLIGATIONS
1,990,032,341.
}}}}}}}}}}}}}}
TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS
11,586,391.
}}}}}}}}}}}}}}
TOTAL TO FORM 990-PF, PART II, LINE 10A
2,001,618,732.
~~~~~~~~~~~~~~
DESCRIPTION
}}}}}}}}}}}
US GOVERNMENT OBLIGATIONS
MUNICIPAL OBLIGATIONS
FAIR MARKET
VALUE
}}}}}}}}}}}}}}
1,990,032,341.
11,586,391.
}}}}}}}}}}}}}}
1,990,032,341.
}}}}}}}}}}}}}}
11,586,391.
}}}}}}}}}}}}}}
2,001,618,732.
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
CORPORATE STOCK
STATEMENT 10
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
CORPORATE STOCKS - ATTACHMENT C
TOTAL TO FORM 990-PF, PART II, LINE 10B
FAIR MARKET
BOOK VALUE
VALUE
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
24,312,832,119.
24,312,832,119.
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
24,312,832,119.
24,312,832,119.
~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
STATEMENT(S) 7, 8, 9, 10
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
CORPORATE BONDS
STATEMENT 11
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
CORPORATE BONDS - ATTACHMENT D
TOTAL TO FORM 990-PF, PART II, LINE 10C
FAIR MARKET
BOOK VALUE
VALUE
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
1,028,115,945.
1,028,115,945.
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
1,028,115,945.
1,028,115,945.
~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
OTHER INVESTMENTS
STATEMENT 12
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
VALUATION
METHOD
}}}}}}}}}
FMV
DESCRIPTION
}}}}}}}}}}}
OTHER INVESTMENTS - ATTACHMENT E
TOTAL TO FORM 990-PF, PART II, LINE 13
FAIR MARKET
BOOK VALUE
VALUE
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
5,007,619,245.
5,007,619,245.
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
5,007,619,245.
5,007,619,245.
~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
OTHER LIABILITIES
STATEMENT 13
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION
}}}}}}}}}}}
DEFERRED LIABILITY OF UNREALIZED LOSS
ON SECURITY LENDING COLLATERAL
CURRENT EXCISE TAXES
DEFERRED EXCISE TAXES
OTHER PAYABLES
TOTAL TO FORM 990-PF, PART II, LINE 22
BOY AMOUNT
EOY AMOUNT
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
12,182,543.
4,634,223.
0.
9,653,209.
28,870,500.
56,317,267.
702.
702.
}}}}}}}}}}}}}} }}}}}}}}}}}}}}
41,053,745.
70,605,401.
~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
NAME OF FOREIGN COUNTRY IN WHICH
STATEMENT 14
ORGANIZATION HAS FINANCIAL INTEREST
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF COUNTRY
}}}}}}}}}}}}}}}
BRAZIL
CHINA
CZECH REPUBLIC
DENMARK
EGYPT
GREECE
INDIA
JAPAN
STATEMENT(S) 11, 12, 13, 14
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
KOREA (SOUTH)
MALAYSIA
POLAND
TAIWAN
THAILAND
TURKEY
UNITED KINGDOM
91-1663695
}}}}}}}}}}
STATEMENT(S) 14
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
TRANSFERS TO CONTROLLED ENTITIES
STATEMENT 15
PART VII-A, LINE 11
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
THE GLOBAL GOOD FUND I LLC
EMPLOYER ID NO
}}}}}}}}}}}}}}
27-2796838
ADDRESS
}}}}}}}
3150 139TH AVE SE BLDG 4
BELLEVUE, WA 98005
DESCRIPTION OF TRANSFER
}}}}}}}}}}}}}}}}}}}}}}}
SEC. 721 CAPITAL CONTRIBUTION OF CASH.
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
GREENBRIAR EQUITY FUND II-A, LP
AMOUNT
OF TRANSFER
}}}}}}}}}}}}}}
19,500,000.
}}}}}}}}}}}}}}
EMPLOYER ID NO
}}}}}}}}}}}}}}
26-0438001
ADDRESS
}}}}}}}
555 THEODORE FREMD AVE, STE. A-201
RYE, NY 10580
DESCRIPTION OF TRANSFER
}}}}}}}}}}}}}}}}}}}}}}}
SEC. 721 CAPITAL CONTRIBUTION OF CASH.
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
TOTAL AMOUNT OF TRANSFERS TO CONTROLLED ENTITIES
AMOUNT
OF TRANSFER
}}}}}}}}}}}}}}
40,449,235.
}}}}}}}}}}}}}}
59,949,235.
~~~~~~~~~~~~~~
STATEMENT(S) 15
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
TRANSFERS FROM CONTROLLED ENTITIES
STATEMENT 16
PART VII-A, LINE 11
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
GREENBRIAR EQUITY FUND II-A, LP
EMPLOYER ID NO
}}}}}}}}}}}}}}
26-0438001
ADDRESS
}}}}}}}
555 THEODORE FREMD AVE, STE. A-201
RYE, NY 10580
DESCRIPTION OF TRANSFER
}}}}}}}}}}}}}}}}}}}}}}}
CASH DISTRIBUTION
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
TOTAL AMOUNT OF TRANSFERS FROM CONTROLLED ENTITIES
AMOUNT
OF TRANSFER
}}}}}}}}}}}}}}
43,556,943.
}}}}}}}}}}}}}}
43,556,943.
~~~~~~~~~~~~~~
STATEMENT(S) 16
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
LIST OF CONTROLLED ENTITIES
STATEMENT 17
PART VII-A, LINE 11
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
THE GLOBAL GOOD FUND I LLC
EMPLOYER ID NO
}}}}}}}}}}}}}}
27-2796838
ADDRESS
}}}}}}}
3150 139TH AVE SE BLDG 4
BELLEVUE, WA 98005
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
GREENBRIAR EQUITY FUND II-A, LP
EMPLOYER ID NO
}}}}}}}}}}}}}}
26-0438001
ADDRESS
}}}}}}}
555 THEODORE FREMD AVE, STE. A-201
RYE, NY 10580
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
GREENBRIAR CO INVESTMENT-AT LLC
EMPLOYER ID NO
}}}}}}}}}}}}}}
02-0754436
ADDRESS
}}}}}}}
555 THEODORE FREMD AVE, STE. A-201
RYE, NY 10580
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
GREENBRIAR EQUITY FUND II AIV NV, LP
EMPLOYER ID NO
}}}}}}}}}}}}}}
26-0662737
ADDRESS
}}}}}}}
555 THEODORE FREMD AVE, STE. A-201
RYE, NY 10580
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
STATEMENT(S) 17
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
91-1663695
}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
GREENBRIAR EQUITY FUND II-A AIV, LP
EMPLOYER ID NO
}}}}}}}}}}}}}}
26-0662541
ADDRESS
}}}}}}}
555 THEODORE FREMD AVE, STE. A-201
RYE, NY 10580
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY
}}}}}}}}}}}}}}}}}}}}}}}}}}
GREENBRIAR EQUITY FUND II-A, LP
EMPLOYER ID NO
}}}}}}}}}}}}}}
26-0438001
ADDRESS
}}}}}}}
555 THEODORE FREMD AVE, STE. A-201
RYE, NY 10580
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FORM 990-PF
PART VIII - LIST OF OFFICERS, DIRECTORS
STATEMENT 18
TRUSTEES AND FOUNDATION MANAGERS
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME AND ADDRESS
}}}}}}}}}}}}}}}}
WILLIAM H. GATES, III
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
EMPLOYEE
TITLE AND
COMPENBEN PLAN EXPENSE
AVRG HRS/WK
SATION
CONTRIB ACCOUNT
}}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}}
TRUSTEE AND CEO
25.00
0.
0.
0.
MELINDA FRENCH GATES
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
TRUSTEE
1.00
0.
0.
0.
RICHARD HENRIQUES
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
CHIEF FINANCIAL OFFICER
4.00
0.
0.
0.
KEITH TRAVERSE
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
SECRETARY
1.00
0.
0.
0.
MICHAEL LARSON
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
LLC MANAGER
1.00
0.
0.
0.
TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII
}}}}}}}}}}} }}}}}}}} }}}}}}}}
0.
0.
0.
~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~
STATEMENT(S) 17, 18
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Form 990-PF, Part VII-B, Line 5c - Expenditure Responsibility Statement
Recipient's Name and Address
NO. 1
Grant Amount
AFRICAN MALARIA NETWORK TRUST
KAPINGA CLOSE, PLOT 202 JANGWANI BEACH
DAR-ES-SALAAM, TANZANIA, 14122
Date of Grant
4,381,092. 11/30/06
Amount Expended Verification Date
4,400,770.
Purpose of Grant
MALARIA
Date of Reports by Grantee
Diversions by Grantee
02/15/07, 02/14/08, 02/28/09,
02/26/10, 02/25/11, 02/29/12, 08/01/13
YES
Results of Verification
IN 2012, A SMALL PORTION OF THE GRANT FUNDS WERE DIVERTED. THE FOUNDATION
TOOK ALL REASONABLE AND APPROPRIATE STEPS TO INSURE THAT THE DIVERTED FUNDS
WERE RETURNED TO THE FOUNDATION, TO THE EXTENT POSSIBLE.
Recipient's Name and Address
NO. 2
Grant Amount
INTL INST FOR POP SCIENCES
GOVANDI STATION ROAD DEONAR
MUMBAI, INDIA, 400088
Date of Grant
2,365,206. 09/22/05
Amount Expended Verification Date
2,003,388.
Purpose of Grant
HIV
Date of Reports by Grantee
04/27/06, 04/27/07, 05/14/08,
05/01/09, 05/25/10, 05/15/12
Diversions by Grantee
NO
Results of Verification
223661
05-01-12
STATEMENT(S) 19
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
91-1663695
Form 990-PF, Part VII-B, Line 5c - Expenditure Responsibility Statement
Recipient's Name and Address
NO. 3
Grant Amount
TCI FOUNDATION
TCI HOUSE 69 INSTITUTIONAL AREA, SECTOR 32
GURGAON, HR, INDIA, 122001
Date of Grant
12,267,588. 12/23/03
Amount Expended Verification Date
11,713,807. 07/07/06
Purpose of Grant
HIV
Date of Reports by Grantee
Diversions by Grantee
07/04, 07/05, 05/06, 08/07, 08/29/08,
08/01/09, 07/31/10, 10/26/11, 12/19/12
NO
Results of Verification
AT THE FOUNDATION'S DIRECTION, AN EVALUATION OF THE GRANT WAS COMPLETED ON
JULY 7, 2006. BASED ON THAT EVALUATION AND THE GRANTEE'S REPORTS, TO THE
KNOWLEDGE OF THE FOUNDATION, NO FUNDS HAVE BEEN DIVERTED FROM THE PURPOSES
OF THE GRANT.
Recipient's Name and Address
NO. 4
Grant Amount
WILLIAM AND FLORA HEWLETT FDN
2121 SAND HILL ROAD
MENLO PARK, CA 94025
Date of Grant
40,000,000. 11/16/06
Amount Expended Verification Date
40,585,871.
Purpose of Grant
RESEARCH AND LEARNING OPPORTUNITIES
Date of Reports by Grantee
03/31/07, 03/14/08, 06/08/09,
03/15/10, 03/15/11, 03/07/12, 03/29/13
Diversions by Grantee
NO
Results of Verification
223661
05-01-12
FOR PUBLIC DISCLOSURE
STATEMENT(S) 19
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 Form 990-PF
Form 990-PF, Part I, Lines 13 - 26 Disbursements for Charitable Purposes
Column 1
Column 2
Column 3
Column 4
Column 5
Column 6
Form 990PF, Part I,
Total Charitable
Charitable
Column (a) Revenue
Form 990PF, Part I,
Distributions (Cash
Distributions taken as
and Expenses per
Column (b)
Books
Net Investment Income Book/Tax Adjustments Basis) (Column 1-2-3) Distributions of Corpus
Form 990PF, Part I,
Column (d) Distribution
for Charitable Purposes
(Cash Basis Only)
Qualifying Distributions
Line 13
Compensation of Officers, Directors, Trustees, etc.
-
-
-
-
-
-
Line 14
Other Employee Salaries and Wages
-
-
-
-
-
-
Line 15
Pension Plans, Employee Benefits
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
Line 16a Legal Fees (see Statement 2)
b Accounting Fees (see Statement 3)
c Other Professional Fees (see Statement 4)
82,191
349,830
57,423,732
Line 17
Interest
Line 18
Taxes (see Statement 5)
Line 19
Depreciation and Depletion
-
-
-
-
-
-
Line 20
Occupancy
-
-
-
-
-
-
Line 21
Travel, Conferences, and Meetings
-
-
-
-
-
-
Line 22
Printing and Publications
-
-
-
-
-
-
Line 23
Other Expenses (see Statement 6)
172
12,077,971
(12,077,914)
115
-
115
137,177,516
83,435,453
53,741,948
115
-
115
Line 24 Total Operating and Administrative Expenses
Line 25
Contributions, Gifts, Grants Paid
Line 26 Total Expenses and Disbursements
-
82,191
349,830
57,423,732
79,321,591
3,873,050,000
4,010,227,516
13,501,729
65,819,862
83,435,453
53,741,948
3,873,050,000
1,956,050,000 *
1,917,000,000
3,873,050,115
1,956,050,000
1,917,000,115
* Portion of grants paid treated as a distribution of corpus under Treas. Reg. 53.4942(a)-3
FOR PUBLIC DISCLOSURE
ATTACHMENT A
BILL & MELINDA GATES FOUNDATION TRUST
2012 EXPENDITURE RESPONSIBILITY REPORT
PART VII-B, LINE 5C
EIN 91-1663695
GRANTEE NAME & ADDRESS
DATE
BILL & MELINDA GATES FOUNDATION
AMOUNT
OF GRANT
GRANTEE REPORTS
DATE
AMOUNT SPENT
1/1 to 12/31/2010
$3,161,730,000
10/26/2011,
10/26/2012,
10/28/2013
1/1 to 12/31/2011
$3,961,860,000
10/26/2012,
10/28/2013
$3,961,860,000
1/1 to 12/31/2012
$3,873,050,000 *
10/28/2013
$3,873,050,000
500 FIFTH AVENUE NORTH
SEATTLE, WA 98109
$3,161,730,000
Purpose:
TO PROVIDE FUNDS FOR GRANTMAKING, PROGRAM RELATED INVESTMENTS, DIRECT
CHARITABLE EXPENDITURES, CAPITAL EXPENDITURES, ADMINISTRATIVE EXPENSES
AND ANY OTHER PURPOSE PERMITTED UNDER THE DECLARATION OF TRUST.
Diversion:
NO
Notes:
* OF THE TOTAL $3,873,050,000 EXPENDITURE RESPONSIBILITY GRANT MADE TO THE
BILL & MELINDA GATES FOUNDATION, $1,917,000,000 WAS A QUALIFYING
DISTRIBUTION OF INCOME BY THE BILL & MELINDA GATES FOUNDATION TRUST. THE
BILL & MELINDA GATES FOUNDATION HAS MET ALL REQUIRED COMPLIANCE WITH THE
OUT OF CORPUS DISTRIBUTION RULES (TREAS REG. 53.4942(A)-3(D)(2)). GRANTS
TREATED AS QUALIFYING DISTRIBUTIONS OF INCOME WITH RESPECT TO BILL &
MELINDA GATES FOUNDATION TRUST MAY NOT BE USED BY THE BILL & MELINDA
GATES FOUNDATION TO MEET THAT FOUNDATION'S REQUIRED MINIMUM
DISTRIBUTION OF INCOME (TREAS. REG. 53.4942(A)-3) . THESE FUNDS MUST BE
REDISTRIBUTED AS REQUIRED OUT OF CORPUS DISTRIBUTIONS. ALL OUT OF
CORPUS AND EXPENDITURE RESPONSIBILITY REPORTS FOR THE TAX YEAR ENDING
12/31/2012 HAVE BEEN RECEIVED.
BILL & MELINDA GATES FOUNDATION IS PROVIDING OVERSIGHT ON ALL
EXPENDITURE RESPONSIBILITY GRANTS MADE BY THE BILL & MELINDA GATES
FOUNDATION TRUST OUTSTANDING AS OF 2006 UNTIL FINAL GRANT REPORTS ARE
RECEIVED FROM EACH GRANTEE. SEE EXPENDITURE RESPONSIBILITY MONITORING
REPORT FOR DETAILS.
ATTACHMENT B
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
3I GROUP PLC
ABBOTT LABORATORIES
ACCENTURE PLC CL A
ACCIONA SA
ACCRETIVE SOLUTIONS
ACERINOX SA
ADECCO SA REG
ADECCO SA REG
ADECCO SA REG
ADEKA CORP
ADERANS CO LTD
ADIDAS AG
ADIDAS AG
ADMIRAL GROUP PLC
AETNA INC
AETNA INC
AIA GROUP LTD
AICA KOGYO CO LTD
AIR FRANCE KLM
AIR LIQUIDE SA
AKZO NOBEL
AKZO NOBEL
ALERIS INTL INC
ALFRESA HOLDINGS CORP
ALLIANZ SE REG
ALPINE ELECTRONICS INC
ALTEN
ALTRAN TECHNOLOGIES SA
AMADA CO LTD
AMCOR LIMITED
AMEC PLC
AMERICA MOVIL ADR SERIES L
AMERICAN EXPRESS CO
AMERICAN EXPRESS CO
AMERIPRISE FINANCIAL INC
AMERISOURCEBERGEN CORP
AMERISOURCEBERGEN CORP
AMPLIFON SPA
ANDRITZ AG
ANGLO AMERICAN PLC
ANGLO AMERICAN PLC
ANHEUSER BUSCH INBEV NV
ANHUI CONCH CEMENT CO LTD A
ANHUI FANGXING SCIENCE A
ANHUI QUANCHAI ENGINE CO A
AOKI HOLDINGS INC
SHARES/PAR VALUE
401,220
11,300
41,358
25,868
102,452
100,108
454,200
403,668
50,651
1,050,000
77,000
6,336
45,928
93,329
19,900
6,600
684,019
525,000
16,088
30,844
211,537
765,000
1,154
395,200
23,576
700,000
208,024
937,686
2,200,000
1,901,700
35,262
2,166,819
13,900
5,100
13,700
18,100
6,600
129,400
14,748
897,610
6,819
63,988
4,000,148
3,000,330
3,500,141
400,000
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
1,416,542
740,150
2,750,307
1,917,007
1,101,789
23,837,623
21,185,569
2,658,299
9,010,582
1,009,865
562,433
4,076,932
1,759,794
921,370
305,580
2,669,588
8,451,975
148,452
3,865,183
13,873,405
50,171,623
62,316
15,403,042
3,257,457
6,419,939
7,171,870
7,108,411
14,121,321
15,932,956
574,904
50,140,192
798,972
293,148
858,031
781,558
284,988
640,436
943,800
27,462,355
209,936
5,545,944
11,839,354
12,328,210
5,443,777
9,122,766
1 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
AOYAMA TRADING CO LTD
APACHE CORP
ARCA CONTINENTAL SAB DE CV
ARCELORMITTAL
ARCS CO LTD
ARM HOLDINGS PLC
ASAHI KASEI CORP
ASATSU DK INC
ASATSU DK INC
ASML HOLDING NV
ASML HOLDING NV
ASSA ABLOY AB B
ASSA ABLOY AB B
ASTELLAS PHARMA INC
ATEA ASA
ATLAS COPCO AB B SHS
ATRIUM CORPORATION
AUTOLIV INC
AUTONATION INC
AUTOZONE INC
AXA SA
AXEL SPRINGER AG
AZBIL CORP
AZIMUT HOLDING SPA
BAE SYSTEMS PLC
BAIDU INC SPON ADR
BAKER HUGHES INC
BAKER HUGHES INC
BANCO SANTANDER SA
BANK OF IRELAND
BANK OF IRELAND
BANK OF YOKOHAMA LTD/THE
BAODING TIANWEI BAOBIAN A
BAOSHAN IRON + STEEL CO A
BARCLAYS PLC
BARLOWORLD LTD
BARRATT DEVELOPMENTS PLC
BASF SE
BAYERISCHE MOTOREN WERKE AG
BB+T CORP
BB+T CORP
BBA AVIATION PLC
BBA AVIATION PLC
BEIJING NEW BUILDING MATER A
BEIJING SL PHARMACEUTICAL A
BEIJING TIANTAN BIOLOGICAL A
SHARES/PAR VALUE
630,000
9,300
4,340,149
137,016
400,000
144,958
2,050,000
244,600
1,213,600
8,691
19,337
117,700
174,280
223,100
1,263,800
139,700
3,217
123,600
1,898,716
710
130,058
7,635
432,100
471,400
599,668
26,901
14,100
4,600
492,735
49,531,307
13,208,108
1,395,000
3,508,529
14,553,276
682,029
2,598,636
116,622
78,454
42,224
26,300
9,600
2,542,651
10,287,796
2,093,514
295,261
4,399,996
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
12,036,778
730,050
32,114,964
2,336,603
8,165,154
1,809,633
12,020,471
5,804,883
28,801,332
549,994
1,223,707
4,394,674
6,507,253
9,998,410
13,625,264
3,397,235
8,329,404
75,379,025
251,645
2,289,104
324,980
8,695,472
6,743,209
3,283,969
2,697,901
575,844
187,864
3,962,694
7,444,438
1,985,147
6,453,478
3,660,408
11,445,846
2,909,068
26,799,850
393,546
7,359,313
4,059,877
765,593
279,456
9,216,771
37,291,891
5,877,014
1,874,793
8,785,444
2 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
BEIJING WANGFUJING DEPT ST A
BENESSE HOLDINGS INC
BENESSE HOLDINGS INC
BERKSHIRE HATHAWAY INC CL B
BG GROUP PLC
BHP BILLITON PLC
BM+FBOVESPA SA
BML INC
BNP PARIBAS
BOSKALIS WESTMINSTER
BP PLC
BP PLC
BP PLC SPONS ADR
BP PLC SPONS ADR
BRITISH SKY BROADCASTING GRO
BRITVIC PLC
BRUNEL INTERNATIONAL
BUCHER INDUSTRIES AG REG
BUCHER INDUSTRIES AG REG
BUNZL PLC
BUNZL PLC
BURBERRY GROUP PLC
BURCKHARDT COMPRESSION HOLDI
BWIN.PARTY DIGITAL ENTERTAIN
CABLE + WIRELESS COMMUNICATI
CANADIAN NATL RAILWAY CO
CANON INC
CANON INC
CANON INC
CANON INC
CANON MARKETING JAPAN INC
CAPCOM CO LTD
CAPITA PLC
CARGOTEC OYJ B SHARE
CARIBE MEDIA COMMON STOCK
CARLSBERG AS B
CARNIVAL PLC
CARNIVAL PLC
CARPETRIGHT PLC
CARREFOUR SA
CATERPILLAR INC
CCS MEDICAL
CDON GROUP
CELESIO AG
CENOVUS ENERGY INC
CENTRAL EUROPEAN MEDIA ENT A
SHARES/PAR VALUE
1,500,000
47,300
77,400
87,081,373
63,734
156,595
283,300
1,424,500
66,160
94,530
916,550
1,151,523
24,100
7,133,000
67,723
1,086,400
18,700
28,127
84,716
5,952,480
182,002
69,190
10,940
268,472
1,765,016
8,563,437
923,700
72,900
125,400
110,000
1,050,000
1,740,800
368,475
10,171
3,183
30,849
64,592
90,167
652,801
76,896
10,260,857
14,236
9,586
10,240
49,414
578,186
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
5,761,360
1,963,881
3,213,624
7,811,199,158
1,048,947
5,420,542
1,937,094
34,679,610
3,714,492
4,237,365
6,328,895
7,951,413
1,003,524
297,018,121
844,343
7,185,627
902,340
5,531,065
16,659,070
97,628,432
2,985,070
1,378,863
3,585,514
485,278
1,014,204
779,358,401
35,681,004
2,816,006
4,843,995
4,249,118
14,997,398
26,495,030
4,522,121
267,519
19,098
3,019,976
2,475,767
3,456,039
7,215,674
1,961,190
919,167,570
71,180
58,941
176,113
1,652,096
3,544,280
3 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
CENTRICA PLC
CHAMPION HOME BUILDERS
CHARLE CO LTD
CHECK POINT SOFTWARE TECH
CHEVRON CORP
CHEVRON CORP
CHIBA BANK LTD/THE
CHINA FARM EQUIPMENT LTD
CHINA FORESTRY HOLDINGS CO
CHINA LIFE INSURANCE CO A
CHINA MERCHANTS BANK A
CHINA MERCHANTS BANK H
CHINA MOBILE LTD
CHINA RAILWAY GROUP LTD A
CHINA RESOURCES SANJIU MED A
CHINA SHIPBUILDING INDUSTR A
CHINA VANKE CO LTD A
CHINA VANKE CO LTD A
CHINA XD ELECTRIC CO LTD A
CHINA YANGTZE POWER CO LTD A
CIE FINANCIERE RICHEMON BR A
CIE FINANCIERE RICHEMON BR A
CISCO SYSTEMS INC
CISCO SYSTEMS INC
CISION AB
CITIC SECURITIES CO A
CLOSE BROTHERS GROUP PLC
CNOOC LTD
COAL INDIA LTD
COCA COLA CO/THE
COCA COLA FEMSA SAB SER L
COCA COLA FEMSA SAB SP ADR
COLOPLAST B
COMCAST CORP CLASS A
COMCAST CORP CLASS A
COMMERCIAL INTERNATIONAL BAN
COMPASS GROUP PLC
CONSUMER STAPLES SELECT SECTOR
CONTEC, LLC
CONTECH (HYLB)
COSEL CO LTD
COVIDIEN PLC
CRH PLC
CROWN CASTLE INTL CORP
CUMULUS MEDIAWTS
CVS CAREMARK CORP
SHARES/PAR VALUE
77,999
277,426
75,000
44,746
5,800
1,800
1,478,000
9,446,000
4,822,000
10,000,871
8,294,048
625,805
4,303,500
25,000,090
1,774,019
20,000,089
8,149,938
3,000,070
10,000,135
12,000,106
183,900
66,532
40,800
13,000
285,040
8,468,471
23,467
1,912,329
136,907
34,002,000
140,850
6,214,719
174,310
16,400
6,400
3,398,704
475,492
3,000
230,399
114,085
151,600
49,800
13,831
5,332,900
7,740
16,000
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
MUTUAL FUNDS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
WARRANTS
COMMON STOCK
422,963
277,426
502,226
2,131,699
627,212
194,652
8,615,185
2,145,939
1,819,717
34,319,153
18,277,977
1,380,657
50,109,456
12,198,493
6,748,351
15,280,231
13,238,106
4,873,073
5,585,681
13,193,703
14,344,742
5,189,692
801,720
255,450
2,344,133
18,145,850
329,197
4,140,047
886,560
1,232,572,500
2,075,330
926,241,720
8,516,675
613,032
239,232
18,423,765
5,603,617
104,490
230,399
2,966,210
1,862,016
2,875,452
280,579
384,822,064
11,610
773,600
4 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
CVS CAREMARK CORP
D CARNEGIE + CO AB
DAI ICHI LIFE INSURANCE
DAILY MAIL+GENERAL TST A NV
DAIMLER AG REGISTERED SHARES
DAIMLER AG REGISTERED SHARES
DAINICHI CO LTD
DAIWA SECURITIES GROUP INC
DAIWA SECURITIES GROUP INC
DAIWA SECURITIES GROUP INC
DANONE
DANSKE BANK A/S
DAQIN RAILWAY CO LTD A
DAVIDE CAMPARI MILANO SPA
DCC PLC
DENSO CORP
DENTSU INC
DEUTSCHE BANK AG REGISTERED
DEUTSCHE TELEKOM AG REG
DEVRO PLC
DIAGEO PLC
DIAGEO PLC
DIAMOND FOODS INC
DISCOVERY COMMUNICATIONS A
DISCOVERY COMMUNICATIONS A
DISTRIBUIDORA INTERNACIONAL
DNB ASA
DOLLAR TREE INC
DOLLAR TREE INC
DOVER CORP
DRAGON CAPITAL VIETNAM ENTER
DRAGON CAPITAL VIETNAM GROWT
DUERR AG
E.ON SE
EARTH CHEMICAL CO LTD
EAST JAPAN RAILWAY CO
EATON CORP PLC
EATON CORP PLC
ECI HOLDCO INC CLASS A1
ECOLAB INC
EDENRED
EGANAGOLDPFEIL HLDGS LTD
ELECTRIC POWER DEVELOPMENT C
EMAAR PROPERTIES PJSC
EMBRAER SA ADR
EMC CORP/MA
SHARES/PAR VALUE
5,200
913,000
21,760
36,252
616,100
80,165
95,000
7,888,000
3,350,000
10,392,000
94,900
21,291
13,000,156
62,644
30,342
400,000
637,600
60,800
251,587
268,268
353,000
220,605
441,163
10,000
3,000
73,650
257,623
18,100
6,800
15,400
11,375,000
1,414,275
54,831
90,565
31,000
616,200
15,400
5,700
755,407
4,366,425
20,587
3,316,000
1,110,000
10,885,135
65,800
30,100
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
MUTUAL FUNDS
MUTUAL FUNDS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
251,420
30,174,336
324,691
33,562,847
4,367,092
1,062,453
43,333,141
18,403,400
57,088,996
6,243,923
359,860
14,063,697
479,021
992,072
13,753,542
16,997,259
2,641,230
2,850,896
1,347,020
10,253,838
6,408,068
6,030,698
634,800
190,440
467,052
3,258,912
734,136
275,808
1,011,934
27,072,500
24,212,388
4,879,521
1,682,359
1,039,010
39,766,333
834,680
308,940
944,259
313,945,958
632,406
26,291,332
11,113,177
1,875,958
761,530
5 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
EMC CORP/MA
ERICSSON LM B SHS
EUROFINS SCIENTIFIC
EXPERIAN PLC
EXXON MOBIL CORP
FANNIE MAE
FANUC CORP
FANUC CORP
FANUC CORP
FEDERATED CLOVER VALUE FUND
FEDEX CORP
FEILO ACOUSTICS CO LTD A
FELISSIMO CORP
FIAT INDUSTRIAL
FIAT INDUSTRIAL
FIAT SPA
FIBRIA CELULOSE SA
FINANCIAL STREET HOLDINGS A
FINMECCANICA SPA
FOMENTO ECONOMICO MEX SP ADR
FOURLIS SA
FREIGHTWAYS LTD
FRESENIUS MEDICAL CARE AG +
FRESENIUS MEDICAL CARE AG +
FU JI FOOD + CATERING SERVIC
FUGRO NV CVA
FUJI MEDIA HOLDINGS INC
FUJI SEAL INTERNATIONAL INC
FUJIFILM HOLDINGS CORP
FUJIFILM HOLDINGS CORP
FUJITSU LTD
FUKUDA DENSHI CO LTD
FUKUOKA FINANCIAL GROUP INC
FUYAO GROUP GLASS INDUSTR A
G4S PLC
GATEGROUP HOLDING AG
GD MIDEA HOLDING CO LTD A
GEA GROUP AG
GEBERIT AG REG
GEBERIT AG REG
GEMDALE CORP A
GENERAL DYNAMICS CORP
GENERAL DYNAMICS CORP
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO
GIVAUDAN REG
SHARES/PAR VALUE
11,200
248,423
7,445
168,834
7,643,858
4
24,100
13,583
69,900
3,482,100
3,024,999
13,000,610
30,000
2,156,500
314,108
313,872
2,575,700
12,048,837
30,291
218,000
505,271
940,000
87,193
55,155
1,179,000
19,500
13,000
127,300
782,900
800,000
2,838,000
135,500
2,434,000
19,471,702
571,882
312,500
10,000,085
14,299
8,900
23,840
12,000,018
5,250
1,500
40,100
13,500
10,820
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
PREFERRED STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
MUTUAL FUNDS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
283,360
2,485,968
1,202,398
2,689,510
661,575,910
14,900
4,437,310
2,500,912
12,870,040
57,454,656
277,452,908
9,807,372
376,453
23,470,039
3,418,561
1,568,336
28,392,454
13,053,890
173,800
21,952,600
1,312,314
3,295,876
6,013,310
3,803,793
1,144,556
19,560,516
2,558,809
15,600,956
15,941,711
11,816,111
4,185,746
9,683,641
27,471,592
2,384,410
8,193,587
14,734,568
461,304
1,958,224
5,245,399
13,521,039
363,668
103,905
841,699
283,365
11,383,252
6 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
GIVAUDAN REG
GLAXOSMITHKLINE PLC
GLENCORE INTERNATIONAL PLC
GLORY LTD
GN STORE NORD A/S
GOERTEK INC A
GOODMAN FIELDER LTD
GOOGLE INC CL A
GREE ELECTRIC APPLIANCES I A
GRG BANKING EQUIPMENT CO A
GROUPE EUROTUNNEL SA REGR
GRUPO BIMBO SAB SERIES A
GRUPO TELEVISA SA SPON ADR
GRUPO TELEVISA SAB SER CPO
GUANGXI LIUGONG MACHINERY A
GUANGZHOU AUTOMOBILE GROUP H
H2O RETAILING CORP
HANKOOK TIRE CO LTD
HANKOOK TIRE WORLDWIDE CO LT
HANNOVER RUECKVERSICHERU REG
HARBORVIEW NIM CI 4 CORP
HAYS PLC
HEILONGJIANG AGRICULTURE A
HEINEKEN HOLDING NV
HEINEKEN NV
HELVETIA HOLDING AG REG
HENNES + MAURITZ AB B SHS
HENNES + MAURITZ AB B SHS
HESS CORP
HESS CORP
HIROSE ELECTRIC CO LTD
HIROSE ELECTRIC CO LTD
HIROSE ELECTRIC CO LTD
HIROSE ELECTRIC CO LTD
HIROSE ELECTRIC CO LTD
HITACHI CHEMICAL CO LTD
HITACHI HIGH TECHNOLOGIES CO
HITACHI LTD
HITACHI METALS LTD
HITACHI TRANSPORT SYSTEM LTD
HITEJINRO HOLDINGS CO LTD
HOGANAS AB B
HOGY MEDICAL CO LTD
HOGY MEDICAL CO LTD
HOLCIM LTD REG
HOLCIM LTD REG
SHARES/PAR VALUE
158,432
20,361
257,889
630,000
269,744
1,000,177
17,213,700
800
6,258,885
3,785,463
283,386
4,628,600
16,879,103
4,800,000
3,661,975
25,927,948
1,340,000
598,522
125,119
6,402
1,263,914
842,460
10,000,210
180,800
76,779
1,010
79,300
109,304
15,100
5,400
111,500
438,700
288,600
24,500
43,300
117,300
700,000
6,535,000
891,000
800,000
168,444
46,204
150,000
36,000
243,700
1,528,260
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
PREFERRED STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
166,679,430
441,843
1,472,645
14,528,653
3,899,040
6,052,144
11,080,178
567,496
25,616,996
8,621,691
2,181,918
11,929,712
448,646,558
25,227,168
5,883,564
22,981,351
12,460,071
26,276,098
2,314,043
497,646
126,391
1,127,032
13,129,660
9,876,727
5,108,849
382,329
2,736,605
3,772,029
799,696
285,984
13,269,358
52,208,674
34,345,620
2,915,688
5,153,033
1,752,751
14,369,976
38,092,176
7,532,770
11,648,644
2,580,372
1,764,935
7,112,705
1,707,049
17,811,253
111,695,629
7 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
HOMESERVE PLC
HON HAI PRECISION INDUSTRY
HONDA MOTOR CO LTD
HONDA MOTOR CO LTD
HONG KONG EXCHANGES + CLEAR
HSBC HOLDINGS PLC
HUAYI BROTHERS MEDIA CORP A
HYUNDAI MOTOR CO
ICAP PLC
ICHIYOSHI SECURITIES CO LTD
IG GROUP HOLDINGS PLC
IMERYS SA
IMI PLC
INCITEC PIVOT LTD
IND + COMM BK OF CHINA A
IND + COMM BK OF CHINA H
INDEPENDENT NEWS + MEDIA PLC
INFORMA PLC
INTERNATIONAL ARCHITECTURAL
INTERNATIONAL PERSONAL FINAN
INTERPUMP GROUP SPA
INTERTEK GROUP PLC
INTESA SANPAOLO
INTESA SANPAOLO
INTUIT INC
IRISH CONTINENTAL GROUP PLC
ISETAN MITSUKOSHI HOLDINGS L
ISHARES DOW JONES US TECHNOLOG
ISHARES DOW JONES US TECHNOLOG
ITAU UNIBANCO HLDNG PREF ADR
ITAU UNIBANCO HLDNG PREF ADR
ITO EN LTD PFD
ITOCHU CORP
ITV PLC
JAPAN EXCHANGE GROUP INC
JAPAN SECURITIES FINANCE CO
JIANGSU EXPRESSWAY CO LTD A
JIANGSU HENGRUI MEDICINE C A
JIANGSU YANGHE BREWERY A
JIANGSU YANGNONG CHEMICAL A
JICHODO CO LTD
JOBSON MEDICAL INFORMATION LLC
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JSR CORP
JULIUS BAER GROUP LTD
SHARES/PAR VALUE
421,860
10,408,670
778,200
1,046,700
214,388
367,057
4,674,012
7,104
363,284
954,200
105,588
5,194
24,461
3,558,000
31,349,940
4,531,027
493,131
467,395
4,325
403,518
1,435,414
165,236
15,735,000
134,614
4,600
23,290
1,931,700
20,800
6,000
2,190,367
149,710
290,000
2,049,200
1,560,341
85,500
900,000
7,328,527
666,491
365,263
2,841,801
37,000
103,033
18,800
6,500
1,461,300
824,274
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK UNIT
COMMON STOCK
MUTUAL FUNDS
MUTUAL FUNDS
DEPOSITORY RECEIPTS
DEPOSITORY RECEIPTS
PREFERRED STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
1,611,474
31,865,104
28,305,546
38,071,723
3,648,345
3,850,124
10,690,444
1,449,897
1,812,892
6,676,586
772,350
329,994
436,182
11,931,342
20,882,181
3,215,215
19,504
3,411,282
2,446,577
10,966,749
8,323,643
26,968,536
230,718
273,700
594,152
18,810,980
1,470,976
424,320
36,053,441
2,464,227
4,236,049
21,495,685
2,668,225
4,252,009
5,724,860
6,140,139
3,230,668
5,473,991
9,099,711
392,402
826,636
285,805
27,699,887
29,113,212
8 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
JULIUS BAER GROUP LTD
JULIUS BAER GROUP LTD
JUPITER FUND MANAGEMENT
JX HOLDINGS INC
KAMIGUMI CO LTD
KANSAI PAINT CO LTD
KANSAI PAINT CO LTD
KANSAI PAINT CO LTD
KAO CORP
KAO CORP
KAO CORP
KAO CORP
KAO CORP
KATAKURA INDUSTRIES CO LTD
KDDI CORP
KEDA INDUSTRIAL CO LTD A
KEYENCE CORP
KEYENCE CORP
KEYENCE CORP
KEYENCE CORP
KIMBERLY CLARK CORP
KIMBERLY CLARK CORP
KINDEN CORP
KINDEN CORP
KINGFISHER PLC
KIRIN HOLDINGS CO LTD
KIRIN HOLDINGS CO LTD
KIRIN HOLDINGS CO LTD
KOMATSU LTD
KOMERCNI BANKA AS
KONECRANES OYJ
KONICA MINOLTA HOLDINGS INC
KONINKLIJKE AHOLD NV
KONINKLIJKE KPN NV
KONINKLIJKE PHILIPS ELECTRON
KROGER CO
KROGER CO
KURARAY CO LTD
KWEICHOW MOUTAI CO LTD A
KWEICHOW MOUTAI CO LTD A
KYOCERA CORP
LADBROKES PLC
LAND + HOUSES PUB NVDR
LAND + HOUSES PUB CO FOR REG
LAWSON INC
LEGG MASON CAPITAL MANAGEMENT
SHARES/PAR VALUE
1,685,000
68,228
110,208
2,295,700
2,200,250
778,500
875,000
2,454,000
1,542,300
2,938,000
120,700
185,500
210,000
350,000
32,628
3,000,307
15,900
9,900
18,700
2,000
4,300
1,300
1,063,000
1,600,000
720,783
2,258,000
3,792,000
285,000
132,140
101,350
117,700
3,991,200
663,500
225,783
769,262
33,000
9,700
875,000
305,527
1,000,162
115,000
316,894
13,163,200
33,476,300
36,800
8,095,231
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
MUTUAL FUNDS
59,513,902
2,409,801
498,914
12,823,953
17,481,892
8,346,377
9,380,963
26,309,582
40,116,032
76,418,921
3,139,470
4,824,952
5,462,210
3,096,629
2,298,092
4,218,527
4,389,441
2,733,048
5,162,424
552,131
363,049
109,759
6,896,929
10,381,079
3,328,610
26,427,988
44,382,166
3,335,685
3,337,695
21,351,022
3,964,739
28,434,386
8,865,678
1,106,151
20,177,414
858,660
252,394
11,384,664
10,251,580
33,559,197
10,334,239
1,021,466
4,195,528
10,669,955
2,498,306
89,128,489
9 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
LEGRAND SA
LIBERTY GLOBAL INC A
LIBERTY GLOBAL INC SERIES C
LIXIL GROUP CORP
LLOYDS BANKING GROUP PLC
LOGITECH INTERNATIONAL REG
LOJAS AMERICANAS SA PREF
LSL PROPERTY SERVICES PLC
LUXOTTICA GROUP SPA
LUXOTTICA GROUP SPA SPON ADR
LVMH MOET HENNESSY LOUIS VUI
MABUCHI MOTOR CO LTD
MABUCHI MOTOR CO LTD
MACY S INC
MACY S INC
MANI INC
MARATHON OIL CORP
MARATHON OIL CORP
MARUI GROUP CO LTD
MASSMART HOLDINGS LTD
MATSUMOTOKIYOSHI HOLDINGS CO
MCDONALD S CORP
MCDONALD S CORP
MCDONALD S CORP
MCKESSON CORP
MCKESSON CORP
MEDIASET ESPANA COMUNICACION
MEDIKIT CO LTD
MEDIKIT CO LTD
MEDIPAL HOLDINGS CORP
MEIKO NETWORK JAPAN CO LTD
MEITEC CORP
MERCADOLIBRE INC
METLIFE INC
METLIFE INC
METOKOTE CORP WTS
METSO OYJ
MICHAEL PAGE INTERNATIONAL
MICHAEL PAGE INTERNATIONAL
MICHELIN (CGDE)
MILBON CO LTD
MILBON CO LTD
MILLENNIUM + COPTHORNE HOTEL
MISUMI GROUP INC
MISUMI GROUP INC
MITSUBISHI CORP
SHARES/PAR VALUE
78,146
2,119,515
706,507
1,214,100
3,556,077
83,483
4,234,886
2,807,077
50,464
73,416
27,045
32,000
32,000
19,200
7,000
59,700
24,300
9,300
1,492,400
646,851
85,000
6,200
1,500
9,872,500
6,800
2,600
166,740
29,800
30,000
1,150,000
375,000
192,700
6,400
22,700
8,300
364
127,375
1,272,000
63,786
30,744
56,400
36,000
58,415
94,100
189,700
96,000
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
PREFERRED STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
WARRANTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
3,284,008
133,508,250
41,507,286
26,917,593
2,769,682
632,039
37,912,313
11,817,927
2,067,141
3,035,752
4,949,072
1,352,686
1,352,686
749,184
273,140
2,392,419
745,038
285,138
11,857,732
14,567,947
2,004,453
546,902
132,315
870,853,225
659,328
252,096
1,118,935
999,480
1,006,187
12,701,671
4,185,219
4,229,973
502,848
747,738
273,402
143,846
5,380,517
8,167,167
409,553
2,901,750
1,782,701
1,137,894
479,516
2,550,979
5,142,622
1,828,624
10 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
MITSUBISHI ESTATE CO LTD
MITSUBISHI HEAVY INDUSTRIES
MITSUBISHI LOGISTICS CORP
MITSUBISHI UFJ FINANCIAL GRO
MITSUBISHI UFJ FINANCIAL GRO
MLP AG
MMH PARTNERS LP, COMMON STOCK
MODERN TIMES GROUP B SHS
MORGAN CRUCIBLE COMPANY PLC
MORNINGSTAR JAPAN KK
MORNINGSTAR JAPAN KK
MS+AD INSURANCE GROUP HOLDIN
MYER HOLDINGS LTD
NAGAILEBEN CO LTD
NAGASE + CO LTD
NAKANISHI INC
NAKANISHI INC
NAKANO REFRIGERATORS CO LTD
NAMCO BANDAI HOLDINGS INC
NATIONAL EXPRESS GROUP PLC
NATURA COSMETICOS SA
NEEBO INC
NEOPOST SA
NESTLE SA REG
NESTLE SA REG
NGK SPARK PLUG CO LTD
NIFCO INC
NIFCO INC
NINTENDO CO LTD
NINTENDO CO LTD
NINTENDO CO LTD
NINTENDO CO LTD
NIPPON MEAT PACKERS INC
NIPPON SHOKUBAI CO LTD
NIPPON SUISAN KAISHA LTD
NIPPON TELEGRAPH + TELEPHONE
NIPPON TELEVISION HOLDINGS
NISSAN MOTOR CO LTD
NISSIN FOODS HOLDINGS CO LTD
NKSJ HOLDINGS INC
NKSJ HOLDINGS INC
NOBLE CORP
NOBLE CORP
NORDEA BANK AB
NORFOLK SOUTHERN CORP
NORFOLK SOUTHERN CORP
SHARES/PAR VALUE
1,012,000
2,010,000
1,050,000
6,812,500
894,316
1,204,900
2,920
27,271
702,204
663
1,088
1,209,800
4,635,900
152,200
1,300,000
228,500
20,100
15,000
906,050
95,438
84,800
88,055
33,047
152,200
32,736
1,150,000
356,000
1,287,300
16,900
33,200
36,400
22,000
1,568,000
1,000,000
2,012,600
977,400
1,150,000
4,646,100
60,000
560,900
550,000
21,200
7,700
83,680
13,100
4,400
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
23,981,819
9,647,256
14,948,823
36,321,778
4,768,168
7,942,702
949,913
3,067,031
259,940
426,568
23,856,000
10,396,057
2,017,246
14,298,271
22,753,542
2,001,515
261,956
11,704,827
316,630
2,428,655
1,742,767
9,910,002
2,131,497
15,162,204
7,839,288
28,346,952
1,792,321
3,521,009
3,860,383
2,333,198
21,670,734
10,200,659
4,143,212
41,033,505
15,308,506
43,578,177
2,272,596
11,903,678
11,672,353
738,184
268,114
798,796
810,104
272,096
11 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
NORINCO INTL COOPERATION A
NORTHGATE PLC
NOVARTIS AG REG
NOVARTIS AG REG
NOVO NORDISK A/S B
NOVO NORDISK A/S B
NSD CO LTD
NSK LTD
NTT DATA CORP
OBAYASHI CORP
OBIC BUSINESS CONSULTANTS
OBIC BUSINESS CONSULTANTS
OBIC CO LTD
OBIC CO LTD
OESTERREICHISCHE POST AG
OLYMPUS CORP
OMRON CORP
OMRON CORP
ONWARD HOLDINGS CO LTD
ORACLE CORP
ORACLE CORP
ORASCOM CONSTRUCTION GDR
ORBOTECH LTD
ORICA LTD
ORIFLAME COSMETICS SA SDR
OSG CORP
OTSUKA CORP
OUTOKUMPU OYJ
PADDY POWER PLC
PANAHOME CORP
PANALPINA WELTTRANSPORT REG
PARAMOUNT BED HOLDINGS CO LT
PARAMOUNT BED HOLDINGS CO LT
PASONA GROUP INC
PCA CORP
PEARSON PLC
PEPSICO INC
PERFORM GROUP PLC
PETROFAC LTD
PETROLEO BRASILEIRO S.A. ADR
PETROLEO BRASILEIRO SPON ADR
PING AN BANK CO LTD A
PING AN INSURANCE GROUP CO A
PNC FINANCIAL SERVICES GROUP
PNC FINANCIAL SERVICES GROUP
POLA ORBIS HOLDINGS INC
SHARES/PAR VALUE
1,500,160
35,576
94,056
61,587
9,200
30,437
178,300
1,330,000
8,649
3,893,000
68,010
45,000
11,900
23,000
19,546
1,585,900
1,074,200
1,550,100
1,508,000
20,300
7,600
526,816
823,300
743,698
5,982
1,321,200
138,900
145,288
26,411
1,700,000
74,400
66,100
116,100
8,647
41,000
125,193
13,600
7,494
18,818
818,793
627,147
3,500,879
1,199,261
12,900
4,900
450,000
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
2,313,940
179,125
5,903,225
3,865,377
1,489,954
4,929,319
1,554,828
9,367,605
26,877,769
21,791,615
3,826,619
2,531,949
2,374,082
4,588,562
804,007
30,538,640
25,542,765
36,858,909
11,371,260
676,396
253,232
21,178,003
6,973,351
19,356,720
189,976
18,198,684
10,473,926
152,089
2,176,267
11,364,136
7,546,884
1,977,687
3,473,668
5,030,291
474,180
2,417,596
930,648
48,117
496,454
15,941,900
12,103,937
9,001,827
8,717,803
752,199
285,719
12,891,343
12 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
POLY REAL ESTATE GROUP CO A
POSTNL NV
POTASH CORP OF SASKATCHEWAN
PPR
PREMIER FARNELL PLC
PRESIDENT CHAIN STORE CORP
PRIMARY HEALTH CARE LTD
PROCTER + GAMBLE CO/THE
PRONEXUS INC
PROVIDENT FINANCIAL PLC
PRYSMIAN SPA
PUBLIC BANK BERHAD
PUBLICIS GROUPE
PUBLICIS GROUPE
QINGHAI SALT LAKE INDUSTRY A
QUALCOMM INC
QUALCOMM INC
RANDSTAD HOLDING NV
RANDSTAD HOLDING NV
RECKITT BENCKISER GROUP PLC
RECKITT BENCKISER GROUP PLC
REED ELSEVIER PLC
REPUBLIC SERVICES INC
REXAM PLC
RHEINMETALL AG
RICOH CO LTD
RIGHTMOVE PLC
RIO TINTO PLC
RISESUN REAL ESTATE DEVEL A
ROCHE HOLDING AG GENUSSCHEIN
ROCHE HOLDING AG GENUSSCHEIN
ROHM CO LTD
ROHM CO LTD
ROLAND CORP
ROLLS ROYCE HLDGS
ROLLS ROYCE HOLDINGS PLC
ROLLS ROYCE HOLDINGS PLC
ROYAL BANK OF SCOTLAND GROUP
ROYAL DUTCH SHELL PLC A SHS
ROYAL DUTCH SHELL PLC ADR
ROYAL DUTCH SHELL PLC ADR
ROYAL DUTCH SHELL PLC B SHS
RYDER SYSTEM INC
RYDER SYSTEM INC
RYOYO ELECTRO CORP
SA DES CIMENTS VICAT VICAT
SHARES/PAR VALUE
4,686,560
10,203
71,600
123,900
3,281,100
5,071,189
799,100
1,500,000
192,400
125,792
311,900
5,932,000
333,800
58,475
2,600,098
13,300
3,400
204,400
9,294
94,554
71,362
254,629
1,350,000
347,627
206,000
900,000
151,889
75,967
6,054,636
10,700
31,495
567,600
811,300
155,000
5,332,388
70,163
191,440
245,919
106,539
11,200
4,100
107,013
18,200
6,600
140,000
6,079
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
PREFERRED STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
10,230,200
39,252
2,913,404
23,007,818
10,373,523
27,155,546
3,318,501
101,835,000
1,090,337
2,776,771
6,172,248
31,580,432
19,913,711
3,488,479
11,184,474
824,866
210,868
7,492,920
340,701
5,961,930
4,499,601
2,657,236
39,595,500
2,463,696
9,885,892
9,440,814
3,545,422
4,336,156
13,595,550
2,150,871
6,330,999
18,374,052
26,262,982
1,236,917
8,668
996,227
2,718,209
1,297,161
3,648,476
772,240
282,695
3,783,406
908,726
329,538
1,303,418
378,127
13 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
SABMILLER PLC
SAGE GROUP PLC/THE
SAIPEM SPA
SAMPO OYJ A SHS
SAMSUNG ELECTR GDR REG S
SAMSUNG ELECTRONICS CO LTD
SAMSUNG ELECTRONICS CO LTD
SANGETSU CO LTD
SANKI ENGINEERING CO LTD
SANOFI
SANSEI YUSOKI CO LTD
SANY HEAVY INDUSTRY CO LTD A
SBARRO INC.
SCHIBSTED ASA
SCHLUMBERGER LTD
SCHRODERS PLC
SCHRODERS PLC NON VOTING
SECOM CO LTD
SECOM CO LTD
SECOM CO LTD
SEGA SAMMY HOLDINGS INC
SEINO HOLDINGS CO LTD
SEKISUI CHEMICAL CO LTD
SEKISUI HOUSE LTD
SEKISUI HOUSE LTD
SEKISUI JUSHI CORP
SEKISUI PLASTICS CO LTD
SELECTED AMERICAN SHARES INC
SEVEN + I HOLDINGS CO LTD
SHANDONG CHENMING PAPER A
SHANDONG CHENMING PAPER A
SHANDONG DONG E E JIAO A
SHANDONG GOLD MINING CO LT A
SHANGHAI FRIENDSHIP GROUP A
SHANGHAI PUDONG DEVEL BANK A
SHANGHAI YUYUAN TOURIST A
SHANGHAI YUYUAN TOURIST A
SHANGHAI ZHIXIN ELECTRIC C A
SHENZHEN WORLD UNION PROPE A
SHIMACHU CO LTD
SHIMANO INC
SHIMANO INC
SHIMIZU CORP
SHINHAN FINANCIAL GROUP LTD
SHINMAYWA INDUSTRIES LTD
SHISEIDO CO LTD
SHARES/PAR VALUE
65,751
758,482
143,659
209,814
99,146
7,472
1,819
320,000
700,000
50,574
150,000
20,000,723
47,436
20,516
59,803
918,700
2,666
240,800
477,100
270,200
462,300
1,700,000
1,300,000
1,437,000
1,000,000
440,000
900,000
767,630
1,082,600
11,631,514
15,000,121
3,000,030
4,400,074
5,000,323
6,500,077
4,339,154
9,000,002
6,000,000
774,899
500,000
31,500
68,300
2,464,000
773,830
1,000,000
876,800
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
MUTUAL FUNDS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
3,019,312
3,628,463
5,549,422
6,732,902
69,897,930
10,622,688
2,586,010
7,786,735
3,408,316
4,760,055
659,226
33,996,382
853,851
868,158
4,143,750
25,177,841
59,023
12,072,723
23,919,835
13,546,718
7,779,408
10,734,979
11,261,204
15,655,514
10,894,582
4,610,420
2,258,717
31,994,806
30,512,880
7,785,085
10,039,726
19,458,327
26,950,038
6,902,200
10,380,843
5,000,582
10,371,895
13,280,259
1,740,018
10,472,446
2,010,987
4,360,331
9,204,557
28,081,447
6,731,047
12,341,012
14 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
SHISEIDO CO LTD
SHISEIDO CO LTD
SHOEI CO LTD/TAITO KU
SIEMENS AG REG
SIGNET JEWELERS LTD
SIKA AG BR
SIKA AG BR
SINOPHARM GROUP CO H
SMC CORP
SMITH + NEPHEW PLC
SMITHS GROUP PLC
SMITHS GROUP PLC
SMURFIT KAPPA GROUP PLC WTS
SONOVA HOLDING AG REG
SONOVA HOLDING AG REG
SOTSU CO LTD
SPECTRIS PLC
SPORTINGBET PLC
SQUARE ENIX HOLDINGS CO LTD
SQUARE ENIX HOLDINGS CO LTD
STAGECOACH GROUP PLC
STANDARD BANK GROUP LTD
STANDARD CHARTERED PLC
STANDARD CHARTERED PLC
STATOIL ASA
STHREE PLC
STOREBRAND ASA
SUGI HOLDINGS CO LTD
SUGI HOLDINGS CO LTD
SULZER AG REG
SUMITOMO ELECTRIC INDUSTRIES
SUMITOMO ELECTRIC INDUSTRIES
SUMITOMO FORESTRY CO LTD
SUMITOMO FORESTRY CO LTD
SUMITOMO MITSUI FINANCIAL GR
SUMITOMO MITSUI FINANCIAL GR
SUMITOMO MITSUI TRUST HOLDIN
SUMITOMO MITSUI TRUST HOLDIN
SUMITOMO WAREHOUSE CO LTD
SUNING APPLIANCE CO LTD A
SVENSKA HANDELSBANKEN A SHS
SVENSKA HANDELSBANKEN A SHS
SWATCH GROUP AG/THE BR
SYNGENTA AG REG
SYSCO CORP
SYSCO CORP
SHARES/PAR VALUE
2,689,200
120,000
156,000
37,100
187,130
2,870
60,000
576,295
26,300
39,586
503,300
102,573
2,480
245,620
15,407
30,000
71,237
713,804
623,100
2,793,500
471,079
1,619,622
14,464
148,776
109,774
487,800
42,774
217,700
634,700
102,657
2,045,400
1,650,000
1,351,200
1,500,000
1,387,700
550,000
6,450,000
9,497,000
1,750,000
6,137,245
125,270
3,742
4,410
7,370
12,000
7,300
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
WARRANTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
37,850,649
1,689,007
902,099
4,020,620
9,992,742
6,615,721
138,307,751
1,803,048
4,732,875
437,238
9,743,745
1,985,784
153,163
27,209,120
1,706,746
673,105
2,372,656
620,755
7,890,991
35,377,118
2,352,351
22,693,492
369,949
3,805,282
2,741,761
2,624,563
206,136
7,654,057
22,315,249
16,160,893
23,371,945
18,853,872
12,736,113
14,138,669
49,993,471
19,814,376
22,453,594
33,060,741
8,986,295
6,550,676
4,475,132
133,679
2,221,983
2,951,704
379,920
231,118
15 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
T HASEGAWA CO LTD
TAISEI LAMICK CO LTD
TAIWAN SEMICONDUCTOR MANUFAC
TAIYO HOLDINGS CO LTD
TAIYO NIPPON SANSO CORP
TAKASAGO INTERNATIONAL CORP
TAKASAGO THERMAL ENGINEERING
TAKATA CORP
TAKATA CORP
TAKEDA PHARMACEUTICAL CO LTD
TAKEDA PHARMACEUTICAL CO LTD
TAKEDA PHARMACEUTICAL CO LTD
TASLY PHARMACEUTICAL GROUP A
TAT HONG HOLDINGS
TATA CONSULTANCY SVCS LTD
TECAN GROUP AG REG
TECHNIP SA
TECHNOLOGY SELECT SECTOR SPDR
TECHNOLOGY SELECT SECTOR SPDR
TECK RESOURCES LTD CLS B
TELEFONICA SA
TENARIS SA ADR
TENCENT HOLDINGS LTD
TENMA CORP
TESCO PLC
TESCO PLC
TEVA PHARMACEUTICAL SP ADR
THALES SA
THERMO FISHER SCIENTIFIC INC
THERMO FISHER SCIENTIFIC INC
THOMAS COOK GROUP PLC
THOMSON REUTERS CORP
TIETO OYJ
TITAN CEMENT CO. S.A.
TJX COMPANIES INC
TJX COMPANIES INC
TKC CORP
TNT EXPRESS NV
TOAGOSEI CO LTD
TODA CORP
TOHO CO LTD
TOKIO MARINE HOLDINGS INC
TOKYO ELECTRON LTD
TOKYO ELECTRON LTD
TOKYO GAS CO LTD
TOKYO OHKA KOGYO CO LTD
SHARES/PAR VALUE
108,200
48,600
13,938,303
231,700
917,000
2,600,000
775,000
372,900
1,559,700
42,700
94,100
78,000
848,600
12,200
1,277,349
16,885
5,589
51,700
15,100
62,500
82,334
736,335
49,896
130,000
2,165,500
615,671
78,430
50,976
13,700
3,600
1,175,082
723,300
44,191
362,500
16,300
6,200
70,300
8,649
2,100,000
2,300,000
375,500
525,000
221,500
340,700
4,944,000
72,100
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
WARRANTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
MUTUAL FUNDS
MUTUAL FUNDS
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
1,410,298
1,333,809
46,558,607
6,525,062
5,239,091
13,892,326
6,077,025
7,560,212
31,621,513
1,903,759
4,195,403
3,477,592
7,545,775
524
29,278,313
1,411,157
639,884
1,496,715
437,145
2,269,132
1,106,116
30,867,163
1,602,934
1,386,226
11,827,274
3,362,600
2,928,576
1,763,842
873,786
229,608
916,846
20,906,472
867,513
6,671,764
691,935
263,190
1,221,195
96,126
8,184,815
6,969,294
6,596,710
14,469,149
10,080,408
15,505,170
22,585,786
1,415,900
16 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
TOKYO OHKA KOGYO CO LTD
TONGLING NONFERROUS METALS A
TOPDANMARK A/S
TOPRE CORP
TOTAL SA
TOYO INK SC HOLDINGS CO LTD
TOYO SEIKAN KAISHA LTD
TOYO SUISAN KAISHA LTD
TOYOTA INDUSTRIES CORP
TOYOTA INDUSTRIES CORP
TOYOTA INDUSTRIES CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP SPON ADR
TRAVIS PERKINS PLC
TREASURY WINE ESTATES LTD
TROPICAN LAS VEGAS HOTEL
TROPICANA LAS VEGAS HOTEL + CA
TROPICANA LAS VEGAS HOTEL CASI
TRUSCO NAKAYAMA CORP
TRUWORTHS INTERNATIONAL LTD
TSI HOLDINGS CO LTD
TSUTSUMI JEWELRY CO LTD
TSUTSUMI JEWELRY CO LTD
TUI AG
TUI TRAVEL PLC
TULLOW OIL PLC
TUPRAS TURKIYE PETROL RAFINE
U.S SHIPPING PRTS LP
UBS AG REG
UNICHARM CORP
UNICHARM CORP
UNICREDIT SPA
UNILEVER PLC
UNION TOOL CO
UNITEDHEALTH GROUP INC
USHIO INC
USI SENIOR HOLDINGS INC
VANGUARD INFORMATION TECHNOLOG
VANGUARD INFORMATION TECHNOLOG
VESTAS WIND SYSTEMS A/S
VIACOM INC CLASS B
VIACOM INC CLASS B
SHARES/PAR VALUE
450,000
2,500,183
2,637
500,000
11,980
2,100,000
1,083,600
513,000
313,900
650,000
1,121,100
682,400
1,132,100
332,350
95,268
978,200
153,300
469,000
661,800
558
846
5,000
350,000
4,760,184
870,000
42,000
80,000
86,024
443,731
46,460
1,182,084
6,069
134,473
32,700
69,500
150,981
150,925
75,900
14,000
875,000
6,454
12,400
1,500
52,303
14,600
5,300
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
DEPOSITORY RECEIPTS
COMMON STOCK
COMMON STOCK
PREFERRED STOCK
PREFERRED STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
MUTUAL FUNDS
MUTUAL FUNDS
COMMON STOCK
COMMON STOCK
COMMON STOCK
8,837,102
7,584,460
565,228
4,545,192
616,141
8,962,008
14,437,139
13,634,118
9,914,542
20,530,272
35,409,982
31,608,304
52,438,102
15,394,226
4,412,749
45,309,559
14,295,225
8,294,476
3,222,407
7,812
11,844
17,500
6,383,508
60,969,449
5,010,814
1,074,955
2,047,534
890,187
2,037,630
952,317
34,110,677
2,096,389
1,699,954
3,613,052
737,692
5,804,477
1,174,512
759,360
9,532,759
856,964
103,665
294,459
770,004
279,522
17 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10B - INVESTMENTS - CORPORATE STOCK
SECURITY NAME
VISCOFAN SA
VITEC GROUP PLC/THE
VODAFONE GROUP PLC
VODAFONE GROUP PLC
VOLKSWAGEN AG PREF
WAL MART STORES INC
WAL MART STORES INC
WAL MART STORES INC
WALMART DE MEXICO SER V
WALMART DE MEXICO SER V
WARTSILA OYJ ABP
WASTE MANAGEMENT INC
WELLPOINT INC
WEST JAPAN RAILWAY CO
WH SMITH PLC
WILLIAM DEMANT HOLDING
WILLIS GROUP HOLDINGS PLC
WIPRO LTD
WOLSELEY PLC
WPP PLC
WULIANGYE YIBIN CO LTD A
XEBIO CO LTD
XINJIANG ZHONGTAI CHEMICAL A
YAGEO CORPORATION
YAKULT HONSHA CO LTD
YAMADA DENKI CO LTD
YAMAHA MOTOR CO LTD
YAMAHA MOTOR CO LTD
YAMATO HOLDINGS CO LTD
YAMATO HOLDINGS CO LTD
YANTAI WANHUA POLYURETHANE A
YODOGAWA STEEL WORKS LTD
YOUNGOR GROUP CO A
YUM BRANDS INC
YUNNAN BAIYAO GROUP CO LTD A
YUNNAN YUNTIANHUA CO A
YUSHIN PRECISION EQUIPMENT
ZHEJIANG LONGSHENG GROUP C A
ZHEJIANG NHU CO LTD A
ZHEJIANG NHU CO LTD A
ZHENGZHOU YUTONG BUS CO A
ZHONGBAI HOLDINGS GROUP A
ZTE CORP A
ZTE CORP A
SHARES/PAR VALUE
49,465
498,157
1,518,755
1,286,440
16,682
6,400
1,900
11,103,000
75,080,950
1,104,800
14,680
18,633,672
4,900
343,300
86,873
37,718
602,700
4,236,456
149,695
156,718
1,200,125
450,000
3,456,549
26,230,000
15,000
148,150
1,029,800
3,706,700
1,377,900
650,000
2,460,364
1,550,000
4,290,381
12,400
4,000,380
3,500,209
107,700
3,241,986
3,388,703
2,000,219
4,087,458
2,078,998
3,452,957
3,500,074
TOTAL:
BASE MARKET VALUE
DESCRIPTION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,791,840
5,143,966
3,812,965
3,229,718
3,786,190
436,672
129,637
757,557,690
244,738,689
3,601,277
633,267
628,700,093
298,508
13,499,335
946,121
3,225,202
20,208,531
30,503,411
7,056,551
2,262,138
5,437,865
9,133,754
3,950,152
8,328,131
654,889
5,697,088
11,302,610
40,683,031
20,844,194
9,832,880
6,160,486
5,288,267
5,426,416
823,360
43,661,756
7,252,893
2,095,084
3,158,573
10,225,449
6,035,683
16,532,742
2,195,690
5,403,645
5,477,380
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
PREFERRED STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
$
24,312,832,119
18 of 18
FOR PUBLIC DISCLOSURE
ATTACHMENT C
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE ABB FINANCE BV
ABBEY NATL TREASURY SERV
ABBEY NATL TREASURY SERV
ABBVIE INC
ABBVIE INC
ABBVIE INC
ABBVIE INC
ABBVIE INC
ACCESS MIDSTREAM PARTNER
ACCESS MIDSTREAM PARTNER
ACCESS MIDSTREAM PARTNER
ACCESS MIDSTREAM PARTNER
ADELPHIA COMMUNICATIONS CORP
AES CORPORATION
AES CORPORATION
AFLAC INC
AGILENT TECHNOLOGIES INC
AGRIBANK FCB
AIR 2 US
AIR 2 US
ALG STUDENT LOAN TRUST I
ALLY FINANCIAL INC
ALLY FINANCIAL INC
ALLY FINANCIAL INC
ALLY FINANCIAL INC
ALLY FINANCIAL INC
AMER AIRLN PT TRS 11 1
AMERICA MOVIL SAB DE CV
AMERICA MOVIL SAB DE CV
AMERICA MOVIL SAB DE CV
AMERICAN EXPRESS CO
AMERICAN EXPRESS CO
AMERICAN EXPRESS CO
AMERICAN HONDA FINANCE
AMERICAN HONDA FINANCE
AMERICAN HONDA FINANCE
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
AMERICAN INTL GROUP
$ 419,647
$ 1,564,918
$ 1,522,891
$ 1,597,186
$ 1,120,218
$ 1,266,629
$ 1,283,814
$ 794,336
$ 101,500
$ 669,375
$ 162,400
$ 607,750
$ 10,075
$ 299,000
$ 875,550
$ 1,602,061
$ 2,284,711
$ 1,980,016
$ 414,361
$ 640,377
$ 5,400,000
$ 338,100
$ 1,230,694
$ 3,447,413
$ 1,727,667
$ 15,016,155
$ 7,588,169
$ 814,127
$ 2,213,886
$ 419,036
$ 3,790,338
$ 1,632,100
$ 2,634,468
$ 1,840,751
$ 412,311
$ 1,055,919
$ 919,720
$ 295,549
$ 1,381,579
$ 2,168,122
$ 4,063,613
$ 895,389
$ 2,153,845
$ 4,298,203
$ 1,697,325
$ 1,042,270
$ 555,633
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
1 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE AMGEN INC
ANADARKO PETROLEUM CORP
ANADARKO PETROLEUM CORP
ANADARKO PETROLEUM CORP
ANADARKO PETROLEUM CORP
ANHEUSER BUSCH INBEV SA
ANHEUSER BUSCH INBEV WOR
ANHEUSER BUSCH INBEV WOR
ANHEUSER BUSCH INBEV WOR
ANHEUSER BUSCH INBEV WOR
ANHEUSER BUSCH INBEV WOR
ANHEUSER BUSCH INBEV WOR
ANZ NEW ZEALAND INTL/LDN
ANZ NEW ZEALAND INTL/LDN
ANZ NEW ZEALAND INTL/LDN
APACHE CORP
APACHE CORP
APACHE CORP
APACHE CORP
ARCELORMITTAL
ARCELORMITTAL
ARCH COAL INC
ARCHER DANIELS
ASIAN DEVELOPMENT BANK
ASIF GLOBAL FINANCNG XIX
AT+T INC
AT+T INC
AT+T INC
AT+T INC
AT+T INC
AT+T INC
AT+T INC
BAKER HUGHES INC
BAKER HUGHES INC
BALL CORP
BALL CORP
BANCO DEL ESTADO CHILE
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
$ 2,745,460
$ 149,647
$ 3,917,944
$ 485,808
$ 1,146,715
$ 1,078,910
$ 2,032,447
$ 454,735
$ 1,660,329
$ 1,263,319
$ 1,825,551
$ 2,991,675
$ 611,352
$ 326,384
$ 499,271
$ 1,844,062
$ 1,807,418
$ 1,416,687
$ 130,633
$ 444,134
$ 181,691
$ 1,023,000
$ 955,597
$ 1,760,371
$ 300,424
$ 3,061,618
$ 2,207,483
$ 920,173
$ 2,355,905
$ 600,062
$ 170,764
$ 560,921
$ 916,849
$ 1,918,987
$ 937,125
$ 727,650
$ 1,197,996
$ 6,022,068
$ 688,740
$ 948,206
$ 10,685,908
$ 1,423,971
$ 139,871
$ 80,833
$ 724,830
$ 106,706
$ 1,780,977
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CONVERTIBLE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
2 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE BANK OF AMERICA CORP
BANK OF NEW YORK MELLON
BARCLAYS BANK PLC
BARCLAYS BANK PLC
BARCLAYS BANK PLC
BARRICK GOLD CORP
BARRICK NA FINANCE LLC
BBVA US SENIOR SA UNIPER
BBVA US SENIOR SA UNIPER
BBVA US SENIOR SA UNIPER
BBVA US SENIOR SA UNIPER
BEAR STEARNS COS LLC
BELLSOUTH CORP
BG ENERGY CAPITAL PLC
BHP BILLITON FIN USA LTD
BHP BILLITON FIN USA LTD
BHP BILLITON FIN USA LTD
BK NEDERLANDSE GEMEENTEN
BK TOKYO MITSUBISHI UFJ
BK TOKYO MITSUBISHI UFJ
BK TOKYO MITSUBISHI UFJ
BK TOKYO MITSUBISHI UFJ
BLACKSTONE HOLDINGS FINA
BNP PARIBAS
BNP PARIBAS
BNP PARIBAS
BOEING CO
BOEING CO
BOEING CO
BOEING CO
BOSTON PROPERTIES LP
BOTTLING GROUP LLC
BP CAPITAL MARKETS PLC
BP CAPITAL MARKETS PLC
BP CAPITAL MARKETS PLC
BP CAPITAL MARKETS PLC
BP CAPITAL MARKETS PLC
BPCE SA
CABOT FINANCIAL LUX SA
CALPINE CORP
CALPINE CORP
CANADIAN IMPERIAL BANK
CANADIAN IMPERIAL BANK
CARE UK HEALTH
CARE UK HEALTH
CARLSBERG BREWERIES A/S
CATERPILLAR FIN SERV CRP
$ 314,511
$ 1,625,137
$ 1,089,136
$ 320,853
$ 676,195
$ 522,575
$ 2,456,469
$ 1,601,429
$ 2,060,887
$ 1,221,089
$ 1,394,431
$ 3,422,844
$ 11,199
$ 143,238
$ 943,722
$ 1,904,968
$ 2,435,823
$ 5,619,042
$ 640,579
$ 803,083
$ 903,303
$ 200,771
$ 2,166,214
$ 973,773
$ 1,293,920
$ 781,047
$ 2,242,057
$ 1,847,460
$ 423,500
$ 1,686,742
$ 745,193
$ 1,666,690
$ 1,758,626
$ 498,928
$ 140,477
$ 1,590,796
$ 4,624,929
$ 1,846,810
$ 270,719
$ 1,383,120
$ 1,044,225
$ 1,197,912
$ 2,413,374
$ 559,120
$ 665,561
$ 682,568
$ 1,564,752
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
3 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE CATERPILLAR FIN SERV CRP
CDP FINANCIAL
CDP FINANCIAL
CDW LLC/CDW FINANCE
CEDULAS TDA 2
CELLCO PART/VERI WIRELSS
CELULOSA ARAUCO CONSTITU
CELULOSA ARAUCO CONSTITU
CENGAGE LEARNING ACQ INC
CGG VERITAS
CHESAPEAKE ENERGY CORP
CIE FINANCEMENT FONCIER
CITICORP LEASE PASS THRU
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITYCENTER HLDGS/FINANCE
CITYCENTER HLDGS/FINANCE
CLAIRE S STORES INC
CLIFFS NATURAL RESOURCES
CLIFFS NATURAL RESOURCES
CLIFFS NATURAL RESOURCES
CLIFFS NATURAL RESOURCES
CLIFFS NATURAL RESOURCES
CODELCO INC
COMCAST CABLE COMM HLDGS
COMCAST CORP
COMCAST CORP
COMCAST CORP
COMCAST CORP
COMMONWEALTH BANK AUST
COMMONWEALTH BANK AUST
COMMONWEALTH BANK AUST
COMMONWEALTH BK AUSTR NY
COMMONWEALTH BK AUSTR NY
CONCHO RESOURCES INC
$ 1,249,524
$ 2,957,127
$ 1,337,752
$ 414,675
$ 5,509,556
$ 3,013,815
$ 797,169
$ 461,519
$ 241,500
$ 524,300
$ 1,018,725
$ 1,625,160
$ 1,777,809
$ 3,166,785
$ 4,877,524
$ 1,216,896
$ 1,491,297
$ 793,902
$ 1,038,079
$ 9,172,791
$ 2,493,449
$ 3,896,713
$ 1,523,434
$ 1,639,073
$ 141,414
$ 486,000
$ 302,934
$ 224,700
$ 363,800
$ 713,213
$ 337,892
$ 1,167,520
$ 268,326
$ 19,863
$ 785,057
$ 774,228
$ 2,013,796
$ 2,460,328
$ 2,003,096
$ 2,791,266
$ 2,333,693
$ 7,717,589
$ 1,051,300
$ 727,955
$ 1,587,154
$ 1,263,658
$ 522,500
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
4 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE CONOCO FUNDING CO
CONOCO INC
CONOCOPHILLIPS
CONOCOPHILLIPS
CONOCOPHILLIPS
CONOCOPHILLIPS
CONOCOPHILLIPS
CONSOL ENERGY INC
CONSOL ENERGY INC
CONTL AIRLINES 2001 1
CONTL AIRLINES 2007 1
CONTL AIRLINES 2012 1 A
COUNTRYWIDE FINL CORP
COUNTRYWIDE FINL CORP
CREDIT AG HOME LOAN SFH
CREDIT AGRICOLE LONDON
CREDIT AGRICOLE SA
CREDIT AGRICOLE SA
CREDIT SUISSE GUERNSEY
CROWN NEWCO 3 PLC
CSX CORP
CVS CAREMARK CORP
DAIMLER FINANCE NA LLC
DAIMLER FINANCE NA LLC
DAIMLER FINANCE NA LLC
DANSKE BANK A/S
DELTA AIR LINES 2007 1 A
DELTA AIR LINES 2007 1 A
DELTA AIR LINES 2012 1A
DEUTSCHE BANK AG
DEUTSCHE TELEKOM INT FIN
DEUTSCHE TELEKOM INT FIN
DEVON ENERGY CORPORATION
DEVON ENERGY CORPORATION
DEVON ENERGY CORPORATION
DEXIA CREDIT LOCAL SA NY
DIAGEO CAPITAL PLC
DIAGEO CAPITAL PLC
DIAGEO FINANCE BV
DISH DBS CORP
DNB BOLIGKREDITT AS
DNB BOLIGKREDITT AS
DOMINION RESOURCES INC
DOMINION RESOURCES INC
DOW CHEMICAL CO/THE
DUCOMMUN INC
DUKE ENERGY CAROLINAS
$ 1,974,211
$ 6,971
$ 1,881,778
$ 2,595,133
$ 12,813
$ 709,070
$ 456,851
$ 54,125
$ 748,250
$ 831,534
$ 4,483,381
$ 1,439,820
$ 3,424,846
$ 3,424,846
$ 601,004
$ 314,041
$ 2,385,000
$ 1,696,000
$ 2,616,916
$ 657,346
$ 562,120
$ 3,221,944
$ 2,587,967
$ 881,780
$ 1,047,760
$ 2,171,401
$ 3,449,863
$ 3,589,284
$ 856,000
$ 544,730
$ 1,868,641
$ 1,082,444
$ 3,089,911
$ 2,283,308
$ 950,278
$ 7,376,088
$ 3,767,242
$ 1,765,895
$ 955,801
$ 1,105,800
$ 3,689,235
$ 729,174
$ 1,875,094
$ 828,053
$ 689,779
$ 344,000
$ 1,200,073
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
5 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE DUKE ENERGY CORP
EATON CORP
EATON CORP
EATON CORP
EATON CORP
EATON CORP
EL PASO LLC
EL PASO LLC
EL PASO LLC
EL PASO NATURAL GAS
EMERALDS 2006 1 O
EMIGRANT CAPITAL TRUST I
ENBRIDGE ENERGY PARTNERS
ENERGY FUTURE/EFIH FINAN
ENTERPRISE PRODUCTS OPER
ENTERPRISE PRODUCTS OPER
ENTERPRISE PRODUCTS OPER
ENTERPRISE PRODUCTS OPER
ESC LEHMAN BRTH HLDH PROD
ESC LEHMAN BRTH HLDH PROD
ESC LEHMAN BRTH HLDH PROD
ESC LEHMAN BRTH HLDH PROD
EUROFIMA
EUROFIMA
EUROPEAN INVESTMENT BANK
EUROPEAN INVESTMENT BANK
EUROPEAN INVESTMENT BANK
EUROPEAN INVESTMENT BANK
EXELON CORP
EXELON CORP
EXPORT IMPORT BK KOREA
EXPRESS SCRIPTS HOLDING
EXPRESS SCRIPTS HOLDING
FDIC STRUCT SALE GTD NTS
FHA 221D4 P3 00 PFC INPERIAL
FIRSTENERGY CORP
FIRSTENERGY CORP
FMG RESOURCES AUG 2006
FMG RESOURCES AUG 2006
FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
$ 1,864,625
$ 641,308
$ 1,684,785
$ 404,521
$ 440,899
$ 957,037
$ 913,870
$ 2,872,906
$ 6,444,837
$ 599,557
$ ‐
$ 290,652
$ 1,069,700
$ 5,488,670
$ 2,685,381
$ 2,250,602
$ 3,362,832
$ 108,654
$ 194,013
$ 77,138
$ 68,956
$ 40,469
$ 1,914,368
$ 3,004,137
$ 4,688,826
$ 2,073,005
$ 2,139,073
$ 2,453,178
$ 1,273,578
$ 881,970
$ 878,087
$ 1,275,707
$ 1,603,748
$ 2,345,559
$ 1,323,290
$ 180,822
$ 5,431,115
$ 210,000
$ 144,900
$ 3,715,993
$ 750,743
$ 3,845,474
$ 3,039,887
$ 4,874,374
$ 2,001,542
$ 2,783,868
$ 3,332,161
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
6 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE FORD MOTOR CREDIT CO LLC
FORD MOTOR CREDIT CO LLC
FREEPORT MCMORAN C + G
FREEPORT MCMORAN C + G
GALA GROUP FINANCE PLC
GDF SUEZ
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELEC CAP CORP
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO
GLAXOSMITHKLINE CAP INC
GLAXOSMITHKLINE CAPITAL
GLITNIR BANKI HF
GLITNIR BANKI HF
GLITNIR BANKI HF
GREEKTOWN SUPERHOLDINGS
GROHE HOLDING GMBH
HCA INC
HCA INC
HEINEKEN NV
HEINEKEN NV
HEINEKEN NV
HELLRMNTYN FINANCE PLC
HESS CORP
HESS CORP
HESS CORP
HIDDEN RIDGE FACILITY
HSBC BANK PLC
HSBC FINANCE CORP
HSBC FINANCE CORP
HSBC FINANCE CORP
HUMANA INC
HUMANA INC
HYUNDAI CAPITAL AMERICA
HYUNDAI CAPITAL AMERICA
IDLEAIRE TECHNOLOGIES CORP
ILFC E CAPITAL TRUST II
INERGY MID LP / NRGM FIN
ING BANK NV
$ 397,227
$ 761,317
$ 1,457,911
$ 2,618,289
$ 569,083
$ 399,904
$ 4,736,950
$ 7,542,248
$ 518,463
$ 1,088,980
$ 8,574,365
$ 5,243,350
$ 2,533,424
$ 2,313,964
$ 5,296,455
$ 602,115
$ 713,517
$ 491,727
$ 2,229,021
$ 914,014
$ ‐
$ ‐
$ ‐
$ 1,014,125
$ 2,107,723
$ 1,190,375
$ 897,075
$ 418,732
$ 399,970
$ 338,974
$ 1,305,216
$ 2,368,993
$ 1,223,547
$ 606,030
$ 1,041,641
$ 3,412,890
$ 2,171,059
$ 1,330,863
$ 5,599,671
$ 367,939
$ 288,384
$ 865,168
$ 282,005
$ ‐
$ 957,600
$ 56,788
$ 690,801
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
BOND UNIT
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
7 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE INTELSAT JACKSON HLDG
INTELSAT JACKSON HLDG
INTER AMERICAN DEVEL BK
INTERNATIONAL WIRE GROUP
INTESA SANPAOLO SPA
INTL LEASE FINANCE CORP
INTL LEASE FINANCE CORP
INTL LEASE FINANCE CORP
JABIL CIRCUIT INC
JETBLUE 04 1 G2 PT TRUST
JOHN DEERE CAPITAL CORP
JOHN DEERE CAPITAL CORP
JP MORGAN CHASE BANK NA
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JPMORGAN CHASE + CO
JUNEAU INVESTMENTS LLC
KAUPTHING BANK HF
KERR MCGEE CORP
KERR MCGEE CORP
KEY ENERGY SERVICES INC
KFW
KFW
KINDER MORGAN ENER PART
KINDER MORGAN ENER PART
KINDER MORGAN ENER PART
KIOWA POWER PARTNERS LLC
KKR GROUP FINANCE CO
KM GERMANY HOLDING GMBH
KRAFT FOODS GROUP INC
KRAFT FOODS GROUP INC
KRAFT FOODS GROUP INC
KRAFT FOODS GROUP INC
KROGER CO/THE
KROGER CO/THE
LANDSBANKI ISLANDS HF
LANDWIRTSCH. RENTENBANK
LECTA SA
LEHMAN BROS CAP TR VII
LEHMAN BROS CAP TR VII
LEHMAN BROTHERS HOLDINGS
$ 2,050,650
$ 297,675
$ 1,933,730
$ 1,025,150
$ 800,472
$ 651,175
$ 3,187,900
$ 703,950
$ 1,382,394
$ 1,819,250
$ 1,111,557
$ 999,375
$ 1,153,693
$ 2,179,932
$ 338,653
$ 1,296,554
$ 8,703,720
$ 1,739,946
$ 3,700,000
$ 2,956,705
$ 1,117,556
$ 178,918
$ 1,452,954
$ ‐
$ 2,796,120
$ 912,202
$ 670,000
$ 2,144,638
$ 1,854,382
$ 2,207,535
$ 575,983
$ 805,926
$ 87,574
$ 1,793,064
$ 484,028
$ 1,227,472
$ 1,608,950
$ 1,067,367
$ 1,300,368
$ 1,856,090
$ 1,571,866
$ ‐
$ 8,734,275
$ 1,261,492
$ ‐
$ ‐
$ ‐
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
8 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE LEHMAN BRTH HLD ESCROW
LG+E + KU ENERGY LLC
LIBERTY MUTUAL GROUP INC
LLOYDS TSB BANK PLC
LLOYDS TSB BANK PLC
LOJAS AMERICANAS SA
M+T BANK CORPORATION
MACYS RETAIL HLDGS INC
MARATHON OIL CORP
MARKWEST ENERGY PART/FIN
MARKWEST ENERGY PART/FIN
MARKWEST ENERGY PART/FIN
MCDONALD S CORP
MCDONALD S CORP
MEDTRONIC INC
MEDTRONIC INC
MEDTRONIC INC
MERRILL LYNCH + CO
MERRILL LYNCH + CO
MERRILL LYNCH + CO
MET LIFE GLOB FUNDING I
METLIFE CAPITAL TRUST IV
METLIFE CAPITAL TRUST IV
METLIFE INC
METLIFE INC
METLIFE INC
METLIFE INSTITUTIONAL FD
MOLSON COORS BREWING CO
MONDELEZ INTERNATIONAL
MONDELEZ INTERNATIONAL
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
NATIONAL AUSTRALIA BK LT
NATIONAL AUSTRALIA BK LT
NATIONWIDE FINANCIAL SER
NCUA GUARANTEED NOTES
NEEBO INC
NEW ALBERTSONS INC
NEW WORLD RESOURCES NV
NEW YORK LIFE GLOBAL FDG
NEW YORK LIFE GLOBAL FDG
NEWCREST FINANCE PTY LTD
NEWS AMERICA INC
NEWS AMERICA INC
$ ‐
$ 2,093,290
$ 4,745,180
$ 664,334
$ 4,066,290
$ 666,855
$ 1,083,014
$ 1,061,673
$ 1,175,511
$ 272,500
$ 455,700
$ 596,750
$ 442,607
$ 1,026,698
$ 778,279
$ 942,938
$ 522,725
$ 988,472
$ 2,666,925
$ 2,410,908
$ 820,144
$ 3,809,750
$ 1,225,000
$ 1,231,720
$ 192,461
$ 1,509,459
$ 1,837,845
$ 21,115
$ 1,472,858
$ 1,191,567
$ 2,904,624
$ 3,196,029
$ 964,074
$ 5,548,165
$ 152,735
$ 588,712
$ 466,909
$ 4,539,702
$ 2,409,880
$ 1,141,682
$ 703,125
$ 620,571
$ 681,090
$ 1,651,793
$ 1,002,781
$ 1,113,571
$ 205,895
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CONVERTIBLE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CONVERTIBLE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
9 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE NEWS AMERICA INC
NOBLE ENERGY INC
NOBLE ENERGY INC
NOBLE ENERGY INC
NORDEA BANK AB
NORDEA BANK AB
NORDEA EIENDOMSKREDITT A
NORDEA HYPOTEK AB
NORTHWEST AIR 2007 1 A
NOVARTIS CAPITAL CORP
NOVELIS INC
NSTAR ELECTRIC CO
NUMERICABLE FINANCE
NVR INC
NYSE EURONEXT
OCCIDENTAL PETROLEUM COR
OCCIDENTAL PETROLEUM COR
OCCIDENTAL PETROLEUM COR
ODEON + UCI FINCO PLC
ORACLE CORP
ORACLE CORP
ORMAT FUNDING CORP
PACIFIC GAS + ELECTRIC
PACIFIC GAS + ELECTRIC
PACIFIC GAS + ELECTRIC
PATRONS LEGACY 2003 III
PEABODY ENERGY CORP
PEMEX PROJ FDG MASTER TR
PEPSICO INC
PEPSICO INC
PEPSICO INC
PEPSICO INC
PEPSICO INC
PEPSICO INC
PERNOD RICARD SA
PERNOD RICARD SA
PERNOD RICARD SA
PERSTORP HOLDING AB
PERTAMINA PT
PETROBRAS INTL FIN CO
PETROBRAS INTL FIN CO
PETROBRAS INTL FIN CO
PETROBRAS INTL FIN CO
PETROBRAS INTL FIN CO
PETROBRAS INTL FIN CO
PETROBRAS INTL FIN CO
PETROLEOS MEXICANOS
$ 180,907
$ 602,888
$ 1,291,610
$ 1,730,026
$ 1,438,158
$ 2,027,535
$ 4,163,211
$ 732,899
$ 5,140,761
$ 786,062
$ 44,600
$ 918,278
$ 342,257
$ 62,175
$ 2,232,807
$ 1,116,870
$ 1,744,838
$ 3,478,253
$ 1,877,453
$ 1,715,075
$ 1,153,413
$ 8,960,350
$ 2,055,912
$ 3,027,747
$ 334,028
$ 4,284,259
$ 600,600
$ 1,916,430
$ 605,904
$ 1,200,643
$ 1,531,952
$ 1,754,286
$ 513,656
$ 1,231,569
$ 2,001,818
$ 439,897
$ 1,592,607
$ 786,244
$ 338,625
$ 2,450,880
$ 2,015,218
$ 1,719,655
$ 657,741
$ 375,657
$ 1,947,669
$ 633,002
$ 1,412,100
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
10 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE PETROLEOS MEXICANOS
PETRONAS CAPITAL LTD
PFD ADELPHIA
PFIZER INC
PFIZER INC
PHILLIPS 66
PHILLIPS 66
PLAINS EXPLORATION + PRO
POTASH CORP SASKATCHEWAN
POTASH CORP SASKATCHEWAN
PRES + FELLOWS OF HARVAR
PRIVATE EXPORT FUNDING
PROCTER + GAMBLE CO/THE
PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC
PRUDENTIAL HOLDINGS, LLC
QEP RESOURCES INC
QVC INC
QWEST CORP
RABOBANK NEDERLAND
RABOBANK NEDERLAND
RABOBANK NEDERLAND
RABOBANK NEDERLAND
RABOBANK NEDERLAND
RABOBANK NEDERLAND
RABOBANK NEDERLAND
RANGE RESOURCES CORP
REGENCY ENERGY PARTNERS
REYNOLDS GRP ISS/REYNOLD
REYNOLDS GRP ISS/REYNOLD
REYNOLDS GRP ISS/REYNOLD
RIO TINTO FIN USA LTD
RIO TINTO FIN USA LTD
RIO TINTO FIN USA LTD
RIO TINTO FIN USA LTD
RIO TINTO FIN USA LTD
RIO TINTO FIN USA LTD
RIO TINTO FIN USA LTD
ROCHE HLDGS INC
ROCHE HLDGS INC
ROCK TENN CO
ROCK TENN CO
ROYAL BANK OF CANADA
ROYAL BK OF SCOTLAND PLC
ROYAL BK SCOTLND GRP PLC
ROYAL BK SCOTLND GRP PLC
ROYAL BK SCOTLND GRP PLC
$ 1,226,925
$ 238,510
$ 4,388
$ 1,314,535
$ 151,677
$ 646,501
$ 1,838,817
$ 620,975
$ 876,186
$ 126,449
$ 889,660
$ 2,681,696
$ 550,405
$ 3,132,952
$ 3,288,441
$ 2,676,613
$ 737,600
$ 1,445,349
$ 550,201
$ 526,400
$ 1,602,713
$ 716,052
$ 1,019,089
$ 1,174,252
$ 32,229
$ 2,258,675
$ 423,150
$ 642,765
$ 851,225
$ 516,000
$ 225,750
$ 187,973
$ 2,578,510
$ 1,458,533
$ 137,293
$ 2,046,557
$ 112,894
$ 1,603,949
$ 1,132,762
$ 970,939
$ 338,710
$ 162,543
$ 3,989,760
$ 1,374,011
$ 10,275
$ 491,237
$ 4,676,984
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
11 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE ROYAL BK SCOTLND GRP PLC
ROYAL BK SCOTLND GRP PLC
SABINE PASS LNG LP
SABMILLER HOLDINGS INC
SAFEWAY INC
SAFEWAY INC
SANOFI
SANTANDER HOLDINGS USA
SANTANDER US DEBT SA UNI
SCHLUMBERGER NORGE AS
SCHLUMBERGER NORGE AS
SESI LLC
SHELL INTERNATIONAL FIN
SHELL INTERNATIONAL FIN
SHELL INTERNATIONAL FIN
SHELL INTERNATIONAL FIN
SIMON PROPERTY GROUP LP
SIMON PROPERTY GROUP LP
SK TELECOM CO LTD
SLM CORP
SLM CORP
SLM CORP
SLM CORP
SLM CORP
SLM CORP
SLM CORP
SLM CORP
SLM STUDENT LN TR 03 12
SOCIETE GENERALE
SOUTHERN COPPER CORP
SOUTHERN COPPER CORP
SOUTHERN NATURAL GAS
SPAREBANK 1 BOLIGKREDITT
SPENCER SPIRIT HLDG/GIFT
SPRINT CAPITAL CORP
SPRINT CAPITAL CORP
SPRINT CAPITAL CORP
SPRINT NEXTEL CORP
SSIF NEVADA LP
STANDARD CHARTERED PLC
STANFORD UNIVERSITY
STATE STREET CORP
STEEL DYNAMICS INC
SUMITOMO MITSUI BANKING
SUMITOMO MITSUI BANKING
SUNTRUST PREFERRED CAP I
SVENSKA HANDELSBANKEN AB
$ 270,000
$ 214,916
$ 236,813
$ 922,520
$ 160,036
$ 130,029
$ 473,634
$ 805,027
$ 1,104,994
$ 226,222
$ 475,066
$ 178,000
$ 3,821,069
$ 690,875
$ 1,693,527
$ 1,669,157
$ 899,462
$ 937,212
$ 201,094
$ 832,113
$ 1,017,900
$ 719,574
$ 545,823
$ 94,871
$ 1,713,750
$ 575,659
$ 999,990
$ 1,385,739
$ 508,610
$ 816,986
$ 1,621,341
$ 898,337
$ 3,069,890
$ 954,525
$ 1,161,375
$ 114,400
$ 464,550
$ 109,250
$ 4,183,292
$ 996,480
$ 896,765
$ 1,653,729
$ 861,900
$ 1,421,886
$ 410,072
$ 72,378
$ 292,804
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
12 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE SVENSKA HANDELSBANKEN AB
SWEDBANK AB
SWEDBANK HYPOTEK AB
TEACHERS INSUR + ANNUITY
TECK RESOURCES LIMITED
TELECOM ITALIA CAPITAL
TELEFONICA EMISIONES SAU
TELEFONICA EMISIONES SAU
TELEFONICA EMISIONES SAU
TEMASEK FINANCIAL I LTD
TENET HEALTHCARE CORP
TENET HEALTHCARE CORP
TEVA PHARM FIN IV BV
TEVA PHARM FIN IV BV
TEVA PHARM FIN IV BV
TEVA PHARMACEUT FIN BV
THERMADYNE HOLDINGS CORP
TIME WARNER CABLE INC
TIME WARNER CABLE INC
TIME WARNER CABLE INC
TIME WARNER CABLE INC
TIME WARNER CABLE INC
TIME WARNER CABLE INC
TIME WARNER CABLE INC
TIME WARNER CABLE INC
TIME WARNER INC
TMF GROUP HOLDING BV
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP
TRANSOCEAN INC
TRANSOCEAN INC
UAL 2007 PASS TRUST
UBS AG LONDON
UBS AG STAMFORD CT
UBS AG STAMFORD CT
UBS AG STAMFORD CT
UNILEVER PLC
UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP
UNITEDHEALTH GROUP INC
UNITEDHEALTH GROUP INC
UNITEDHEALTH GROUP INC
UNIVISION COMMUNICATIONS
UNIVISION COMMUNICATIONS
UPCB FINANCE III LTD
UPCB FINANCE III LTD
UPCB FINANCE V LTD
$ 435,309
$ 430,484
$ 4,294,340
$ 759,514
$ 1,100,475
$ 1,166,778
$ 3,785,930
$ 110,650
$ 44,500
$ 876,566
$ 626,763
$ 617,120
$ 941,804
$ 1,058,659
$ 149,832
$ 42,809
$ 4,084,275
$ 3,542,224
$ 39,922
$ 1,964,820
$ 1,796,495
$ 1,164,335
$ 777,538
$ 1,002,069
$ 133,520
$ 98,776
$ 3,965,089
$ 2,125,008
$ 604,268
$ 1,482,908
$ 1,311,415
$ 4,869,277
$ 281,373
$ 3,074,886
$ 1,217,328
$ 527,509
$ 1,022,050
$ 2,552,161
$ 211,121
$ 1,825,778
$ 803,342
$ 1,747,496
$ 846,650
$ 2,065,000
$ 203,538
$ 3,213,750
$ 165,000
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
13 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE UPCB FINANCE VI LTD
US AIRWAYS 1998 1A PASS
US AIRWAYS 2010 1A PTT
US AIRWAYS 2011 1A PTT
US AIRWAYS 2012 1A PTT
US BANCORP
VALE OVERSEAS LIMITED
VALE OVERSEAS LIMITED
VALE OVERSEAS LIMITED
VALE OVERSEAS LIMITED
VALERO ENERGY CORP
VENTAS REALTY LP/CAP CRP
VERIZON COMMUNICATIONS
VERIZON COMMUNICATIONS
VERIZON COMMUNICATIONS
VERIZON COMMUNICATIONS
VERIZON GLOBAL FUNDING
VIACOM INC
VIRGIN MEDIA SECURED FIN
VODAFONE GROUP PLC
WACHOVIA BANK NA
WACHOVIA BANK NA
WACHOVIA CAP TRUST III
WACHOVIA CAP TRUST III
WACHOVIA CORP
WACHOVIA CORPORATION
WAL MART STORES INC
WAL MART STORES INC
WASTE MANAGEMENT INC
WELLPOINT INC
WELLPOINT INC
WELLPOINT INC
WELLPOINT INC
WELLPOINT INC
WELLPOINT INC
WELLPOINT INC
WELLPOINT INC
WELLPOINT INC
WELLS FARGO + COMPANY
WELLS FARGO + COMPANY
WELLS FARGO + COMPANY
WELLS FARGO + COMPANY
WELLS FARGO + COMPANY
WELLS FARGO + COMPANY
WELLS FARGO + COMPANY
WELLS FARGO + COMPANY
WELLS FARGO CAPITAL X
$ 205,675
$ 1,002,392
$ 4,614,622
$ 3,184,272
$ 5,760,650
$ 1,564,336
$ 2,278,172
$ 2,445,659
$ 1,400,725
$ 2,018,656
$ 1,016,144
$ 492,318
$ 26,381
$ 1,700,568
$ 522,065
$ 1,320,441
$ 1,321,158
$ 1,211,716
$ 1,630,519
$ 2,525,891
$ 1,327,060
$ 1,240,711
$ 8,218,700
$ 2,527,300
$ 10,312
$ 793,434
$ 2,548,151
$ 4,033,497
$ 2,127,706
$ 118,688
$ 1,434,878
$ 294,493
$ 747,729
$ 312,451
$ 213,639
$ 485,300
$ 1,600,440
$ 251,977
$ 2,032,476
$ 423,888
$ 510,836
$ 661,200
$ 1,081,104
$ 1,334,280
$ 351,516
$ 420,689
$ 612,000
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
14 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 10C - INVESTMENTS - CORPORATE BONDS
SECURITY NAME
BASE MARKET VALUE WESTPAC BANKING CORP
WESTPAC BANKING CORP
WEYERHAEUSER CO
WILLIAMS COMPANIES INC
WILLIAMS COS INC
WILLIAMS COS INC
WILLIAMS COS INC
WILLIAMS COS INC
WILLIAMS COS INC
WILLIAMS COS INC
WISC ELEC POWER
WPP FINANCE (UK)
WPP FINANCE (UK)
WPX ENERGY INC
WYETH LLC
XSTRATA FINANCE CANADA
XSTRATA FINANCE CANADA
XSTRATA FINANCE CANADA
XSTRATA FINANCE CANADA
XSTRATA FINANCE CANADA
YALE UNIVERSITY
$ 2,331,907
$ 555,416
$ 1,964,576
$ 53,760
$ 437,628
$ 425,155
$ 63,762
$ 561,389
$ 398,100
$ 248,118
$ 2,110,871
$ 1,415,475
$ 1,780,402
$ 323,250
$ 733,681
$ 1,196,462
$ 1,070,276
$ 1,578,215
$ 844,561
$ 767,367
$ 2,053,529
TOTAL:
$ 1,028,115,945
DESCRIPTION
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
CORPORATE BONDS
15 of 15
FOR PUBLIC DISCLOSURE
ATTACHMENT D
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
10YR US TREASURY NOTE FTR OPTN
10YR US TREASURY NOTE FTR OPTN
10YR US TREASURY NOTE FTR OPTN
10YR US TREASURY NOTE FUTURES
10YR US TREASURY NOTE FUTURES
10YR US TREASURY NOTE FUTURES
2YR US TREASURY NOTE FUTURES
2YR US TREASURY NOTE FUTURES
30YR US TREASURY BOND FUTURE
30YR US TREASURY BOND FUTURE
30YR US TREASURY BOND FUTURE
30YR US TREASURY BOND FUTURE
30YR US TREASURY NOTE FTR OPTN
3YR AUSTRALIAN TBOND FUTURES
5YR US TREASURY NOTE FUTURES
5YR US TREASURY NOTE FUTURES
5YR US TREASURY NOTE FUTURES
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
90DAY EURODOLLAR FUTURES CME
99 CENTS ONLY STORES
ACADEMY LTD
ACAS BUSINESS LOAN TRUST
ACCESS GROUP INC
ACCREDITED MORTGAGE LOAN TRUST
ACCRETIVE SOLUTIONS INC
ACE SECURITIES CORP.
ACE SECURITIES CORP.
ACOSTA INC
ACOSTA INC
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADJUSTABLE RATE MORTGAGE TRUST
ADS WASTE HLDGS INC
ADS WASTE HLDGS INC
ADVANCEPIERRE FOODS INC
ADVANTAGE SALES + MARKETING
ADVANTAGE SALES + MARKETING
ADVANTAGE SALES + MARKETING I
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
OP-FUTURE
OP-FUTURE
OP-FUTURE
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
OP-FUTURE
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
36,422
102,422
10,000
83,781
3,673,703
1,451,359
1,453
(54,546)
50,219
485,313
(1,119,500)
9,186,839
9,109
824,561
11,413
(447,093)
154,073
250
15,813
(32,625)
8,163
(7,850)
5,000
(625)
(805,000)
30,769
(3,142,864)
(53,157)
(2,898,956)
6,019,493
5,985,000
840,433
2,012,163
1,034,987
19,418
455,357
17,190
6,131,579
1,310,573
1,077,134
653,035
795,876
357
1,446,799
129,750
611,038
1,152,404
650,622
5,577,892
767,733
2,506,353
3,312,983
492,940
1,447,254
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
1 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
ADVANTAGE SALES + MARKETING I
AIR MEDICAL GROUP HOLDINGS INC
AIRLINE CREDIT OPPORTUNITIES
ALLIANCE BOOTS HOLDINGS LIMITE
ALLIANCE HEALTHCARE SVCS INC
ALLIANCE LAUNDRY SYSTEMS LLC
ALLIANCE LAUNDRY SYSTEMS LLC
ALLIANCE LAUNDRY SYSTEMS LLC
ALLIANT HOLDINGS I INC
ALLIANT HOLDINGS I INC
ALLIED SEC HLDGS LLC
ALLISON TRANSMISSION HLDGS INC
ALLISON TRANSMISSION HLDGS INC
ALLY AUTO RECEIVABLES TRUST
ALLY MASTER OWNER TRUST
AMERICAN CAP LTD SYNDICATED
AMERICAN EXPRESS CREDIT ACCOUN
AMERICAN EXPRESS CREDIT ACCOUN
AMERICAN EXPRESS CREDIT ACCOUN
AMERICAN HOME MORTGAGE ASSETS
AMERICAN HOME MORTGAGE ASSETS
AMERICAN HOME MORTGAGE ASSETS
AMERICAN HOME MORTGAGE ASSETS
AMERICAN HOME MORTGAGE ASSETS
AMERICAN HOME MORTGAGE ASSETS
AMERICAN HOME MORTGAGE INVESTM
AMERICAN HOME MORTGAGE INVESTM
AMERICREDIT AUTOMOBILE RECEIVA
AMERICREDIT AUTOMOBILE RECEIVA
AMERIQUEST MORTGAGE SECURITIES
AMERIQUEST MORTGAGE SECURITIES
AMERIQUEST MORTGAGE SECURITIES
AMERISTAR CASINOS INC
AMORTIZING RESIDENTIAL COLLATE
AMORTIZING RESIDENTIAL COLLATE
AMRESCO RESIDENTIAL SECURITIES
AMWINS GROUP INC
AMWINS GROUP INC
ARCH COAL INC
ARCHIPELAGO LEARNING INC
ARGENT SECURITIES INC.
ASHLAND INC
ASPEN DENTAL MANAGEMENT INC.
ASSET BACKED FUNDING CERTIFICA
ASSET BACKED FUNDING CERTIFICA
ASSET BACKED SECURITIES CORP H
ASSET BACKED SECURITIES CORP H
ASSURAMED HLDG INC
ASURION LLC
ATLANTIC BROADBAND FINANCE, LL
ATLANTIC BROADBAND FINANCE, LL
AUDATEX NORTH AMERICA
AUSTRALIAN GOVERNMENT
AUSTRALIAN GOVERNMENT
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
225,563
1,349,752
1,032,435
3,888,889
2,848,376
521,965
411,477
1,400,953
2,238,380
62,517
1,318,551
2,729,089
2,488,866
2,667,933
3,764,411
89,297
4,077,354
2,200,480
1,055,708
63,575
103,539
97,344
1,382,641
59,761
129,000
154,224
1,218,863
403,679
899,498
931,739
2,554,190
491,840
1,307,510
20,374
54,801
454,494
1,779,038
2,017,500
6,655,254
2,866,793
1,020,168
682,977
1,861,972
558,934
194,416
51,607
470,905
1,380,680
5,471,653
5,898,952
358,794
1,113,499
1,478,475
2,182,298
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
AUTO LOAN RECEIVABLE
OTHER ASSET BACKED SECURITY
BANK LOAN
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
2 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
AUSTRALIAN GOVERNMENT
AUSTRALIAN GOVERNMENT
AUSTRALIAN GOVERNMENT
AUSTRALIAN INDEX LINKED
AVAYA INC
AVIS BUDGET RENTAL CAR FUNDING
B+G FOODS, INC.
BANC OF AMERICA ALTERNATIVE LO
BANC OF AMERICA ALTERNATIVE LO
BANC OF AMERICA ALTERNATIVE LO
BANC OF AMERICA COMMERCIAL MOR
BANC OF AMERICA COMMERCIAL MOR
BANC OF AMERICA COMMERCIAL MOR
BANC OF AMERICA COMMERCIAL MOR
BANC OF AMERICA COMMERCIAL MOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA FUNDING CORPOR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANC OF AMERICA MORTGAGE SECUR
BANK OF AMERICA AUTO TRUST
BANK OF AMERICA CREDIT CARD TR
BANKAMERICA MANUFACTURED HOUSI
BANKTRUST MTGE TRUST
BANNISTER HOLDGINGS LLC
BARRINGTON BROADCASTING GROUP
BASF INKS
BASF INKS
BASS PRO GROUP LLC
BAUSCH LOMB INC
BAYVIEW COMMERCIAL ASSET TRUST
BAYVIEW COMMERCIAL ASSET TRUST
BAYVIEW COMMERCIAL ASSET TRUST
BAYVIEW FINANCIAL ACQUISITION
BAYVIEW FINANCIAL ACQUISITION
BAYVIEW FINANCIAL ACQUISITION
BAYVIEW FINANCIAL ACQUISITION
BAYVIEW FINANCIAL ACQUISITION
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
AUTO LOAN RECEIVABLE
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
AUTO LOAN RECEIVABLE
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
LIMITED PARTNERSHIP
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
796,023
7,904,772
2,084,317
106,828,394
576,126
2,788,971
2,201,689
141,415
62,262
632,318
1,048,509
89,238
1,712,497
328,402
986,391
190,333
127,296
254,903
24,135
61,501
1,831,298
317,074
107,950
3,320,558
1,862,832
4,353
484,064
1,092,189
366,950
115,667
275,658
1,341,338
2,146,444
264,445
544,447
84,009
2,301,056
4,352,932
895,024
83,517
7,777,437
1,161,182
1,283,792
1,283,792
5,849,902
1,503,156
439,385
262,434
997,434
2,620,239
951,921
358,758
144,243
2,648,082
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
3 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ADJUSTABLE RATE M
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ALT A TRUST
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS ASSET BACKED SECU
BEAR STEARNS COMMERCIAL MORTGA
BEAR STEARNS COMMERCIAL MORTGA
BEAR STEARNS COMMERCIAL MORTGA
BEAR STEARNS COMMERCIAL MORTGA
BEAR STEARNS MORTGAGE FUNDING
BEAR STEARNS MORTGAGE FUNDING
BEAR STEARNS MORTGAGE FUNDING
BEAR STEARNS MORTGAGE FUNDING
BEAR STEARNS MORTGAGE FUNDING
BEAR STEARNS STRUCTURED PRODUC
BEAR STEARNS STRUCTURED PRODUC
BEAR STEARNS STRUCTURED PRODUC
BEAR STEARNS STRUCTURED PRODUC
BEAR STEARNS STRUCTURED PRODUC
BEAR STEARNS STRUCTURED PRODUC
BEAR STEARNS STRUCTURED PRODUC
BEAR STEARNS STRUCTURED PRODUC
BELGIUM KINGDOM
BELGIUM KINGDOM
BELGIUM KINGDOM
BELLA VISTA MORTGAGE TRUST
BIOMET INC
BJS WHOLESALE CLUB INC
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
1,092,666
169,636
129,278
253,296
690,081
67,599
74,553
304,721
129,828
940,879
238,991
54,125
26,168
8,166
1,929,464
771,984
568,693
2,369,098
279,655
829,791
4,498
332,873
630,663
348,554
1,474,207
518,998
511,983
1,124,914
1,324,514
146,733
314,224
2,469,803
783,033
1,032,724
1,023,885
724,896
587,506
589,377
240,617
2,267,265
12,878
22,111
1,755
39
3,575
4,575
23,009
35,010
1,179,490
647,516
1,064,345
61,907
1,260,704
4,047,240
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
4 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
BJS WHOLESALE CLUB INC
BKR01ZW44 IRS USD P F 5.60000
BKR01ZW44 IRS USD R V 03MLIBOR
BKR04JLM9 IRS USD P V 02MLIBOR
BKR04JLM9 IRS USD R F 4.66750
BLACKROCK CAP FIN L P
BLUE BUFFALO CO LTD
BMW FLOORPLAN MASTER OWNER TRU
BNY CONVERGEX GROUP LLC
BNY CONVERGEX GROUP LLC
BONOS Y OBLIG DEL ESTADO
BONOS Y OBLIG DEL ESTADO
BOOMERANG TUBE LLC
BOOZ ALLEN HAMILTON INC
BOUGHTAUD/SOLDCAD
BOUGHTAUD/SOLDCAD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTBRL/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCAD/SOLDUSD
BOUGHTCHF/SOLDEUR
BOUGHTCHF/SOLDEUR
BOUGHTCHF/SOLDUSD
BOUGHTCHF/SOLDUSD
BOUGHTCHF/SOLDUSD
BOUGHTCZK/SOLDEUR
BOUGHTCZK/SOLDEUR
BOUGHTDKK/SOLDEUR
BOUGHTDKK/SOLDEUR
BOUGHTEUR/SOLDAUD
BOUGHTEUR/SOLDAUD
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
BANK LOAN
INTEREST RATE SWAP
INTEREST RATE SWAP
INTEREST RATE SWAP
INTEREST RATE SWAP
OTHER ASSET BACKED SECURITY
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
2,670,021
(300,000,000)
246,301,503
(300,000,000)
343,248,546
6,292
5,014,532
3,305,712
2,387,969
1,083,787
736,541
3,216,624
3,062,413
2,760,998
(65,485)
48,800
(152,721)
(127,576)
(88,431)
(88,431)
(85,470)
(83,732)
(31,746)
8,801
19,451
26,746
140,828
170,582
173,202
1,987,942
3,206,909
(2,450,913)
(1,736,491)
(1,194,016)
(381,589)
19,638
31,579
153,765
355,617
574,617
883,240
1,019,190
1,030,620
(42,687)
43,230
472
615,671
2,826,807
(5,972)
8,238
(50,502)
49,477
(6,388)
(2,242)
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
5 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
BOUGHTEUR/SOLDAUD
BOUGHTEUR/SOLDAUD
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDGBP
BOUGHTEUR/SOLDPLN
BOUGHTEUR/SOLDPLN
BOUGHTEUR/SOLDUSD
BOUGHTEUR/SOLDUSD
BOUGHTEUR/SOLDUSD
BOUGHTEUR/SOLDUSD
BOUGHTEUR/SOLDUSD
BOUGHTEUR/SOLDUSD
BOUGHTGBP/SOLDCAD
BOUGHTGBP/SOLDCAD
BOUGHTGBP/SOLDUSD
BOUGHTGBP/SOLDUSD
BOUGHTGBP/SOLDUSD
BOUGHTGBP/SOLDUSD
BOUGHTGBP/SOLDUSD
BOUGHTJPY/SOLDCAD
BOUGHTJPY/SOLDCAD
BOUGHTJPY/SOLDUSD
BOUGHTJPY/SOLDUSD
BOUGHTJPY/SOLDUSD
BOUGHTJPY/SOLDUSD
BOUGHTJPY/SOLDUSD
BOUGHTJPY/SOLDUSD
BOUGHTJPY/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTKRW/SOLDUSD
BOUGHTMXN/SOLDUSD
BOUGHTMXN/SOLDUSD
BOUGHTMXN/SOLDUSD
BOUGHTMXN/SOLDUSD
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
34,146
70,003
(116,003)
(51,612)
(33,420)
(10,181)
15,185
53,127
77,519
147,519
(169,833)
114,159
(538,170)
(429,512)
19,856
23,891
62,056
269,382
9,519
51,375
(22,812)
53,244
100,308
437,266
699,950
(101,221)
1,518
(1,495,899)
(1,174,356)
(590,496)
(281,164)
(111,096)
(29,074)
(26,078)
(211,192)
54,391
78,838
154,585
159,318
226,138
287,055
764,483
1,487,730
1,864,966
1,884,768
1,981,296
2,221,903
2,387,989
3,285,100
3,707,961
(2,030,388)
16,167
48,599
64,539
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
6 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
BOUGHTMXN/SOLDUSD
BOUGHTMYR/SOLDUSD
BOUGHTMYR/SOLDUSD
BOUGHTNOK/SOLDUSD
BOUGHTNOK/SOLDUSD
BOUGHTNOK/SOLDUSD
BOUGHTNOK/SOLDUSD
BOUGHTNOK/SOLDUSD
BOUGHTNZD/SOLDUSD
BOUGHTNZD/SOLDUSD
BOUGHTNZD/SOLDUSD
BOUGHTPLN/SOLDEUR
BOUGHTPLN/SOLDEUR
BOUGHTPLN/SOLDUSD
BOUGHTSEK/SOLDEUR
BOUGHTSEK/SOLDEUR
BOUGHTSEK/SOLDEUR
BOUGHTSEK/SOLDEUR
BOUGHTSEK/SOLDUSD
BOUGHTSEK/SOLDUSD
BOUGHTSEK/SOLDUSD
BOUGHTSEK/SOLDUSD
BOUGHTSGD/SOLDUSD
BOUGHTSGD/SOLDUSD
BOUGHTSGD/SOLDUSD
BOUGHTSGD/SOLDUSD
BOUGHTSGD/SOLDUSD
BOUGHTUSD/SOLDAUD
BOUGHTUSD/SOLDAUD
BOUGHTUSD/SOLDAUD
BOUGHTUSD/SOLDAUD
BOUGHTUSD/SOLDAUD
BOUGHTUSD/SOLDAUD
BOUGHTUSD/SOLDAUD
BOUGHTUSD/SOLDBRL
BOUGHTUSD/SOLDBRL
BOUGHTUSD/SOLDBRL
BOUGHTUSD/SOLDBRL
BOUGHTUSD/SOLDBRL
BOUGHTUSD/SOLDBRL
BOUGHTUSD/SOLDBRL
BOUGHTUSD/SOLDCHF
BOUGHTUSD/SOLDCHF
BOUGHTUSD/SOLDCLP
BOUGHTUSD/SOLDCZK
BOUGHTUSD/SOLDDKK
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
192,489
(302)
40,564
26,607
374,539
483,228
1,443,240
3,435,574
(362,500)
1,996
944,893
(118,161)
193,820
26,675
(18,271)
(16,489)
17,015
18,717
550,151
910,921
2,584,713
3,542,932
(267,895)
(97,190)
(62,562)
(36,856)
125,639
(1,184,211)
(941,662)
(769,000)
(5,918)
(1,974)
3,539
1,339,136
(153,925)
(142,965)
(72,386)
97,704
97,809
133,598
134,069
(127,286)
(25,233)
(83,702)
(476,004)
(31,885)
(6,972,747)
(6,882,147)
(4,865,323)
(3,613,663)
(2,334,538)
(1,631,728)
(1,452,285)
(232,516)
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
7 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDEUR
BOUGHTUSD/SOLDGBP
BOUGHTUSD/SOLDGBP
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDJPY
BOUGHTUSD/SOLDKRW
BOUGHTUSD/SOLDKRW
BOUGHTUSD/SOLDKRW
BOUGHTUSD/SOLDMXN
BOUGHTUSD/SOLDMXN
BOUGHTUSD/SOLDNOK
BOUGHTUSD/SOLDNOK
BOUGHTUSD/SOLDNZD
BOUGHTUSD/SOLDPEN
BOUGHTUSD/SOLDPEN
BOUGHTUSD/SOLDPLN
BOUGHTUSD/SOLDPLN
BOUGHTUSD/SOLDRUB
BOUGHTUSD/SOLDSEK
BOUGHTUSD/SOLDSEK
BOUGHTUSD/SOLDSEK
BOUGHTUSD/SOLDSGD
BOUGHTZAR/SOLDUSD
BOUGHTZAR/SOLDUSD
BRIDGEWATER PURE ALPHA LEAD
BRITISH COLUMBIA PROV OF
BSN MEDICAL ACQUISTION HOLDING
BUNDESOBLIGATION
BUNDESOBLIGATION
BUNDESREPUB. DEUTSCHLAND
BUNDESREPUB. DEUTSCHLAND
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
FORWARD CONTRACTS
PRIVATE EQUITY
FOREIGN GOVERNMENT ISSUES
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
(232,376)
(109,687)
(47,695)
(37,984)
86,284
543,124
(16,392,884)
(142,290)
240,620
288,769
566,184
3,885,050
5,771,978
5,948,114
7,451,227
12,591,456
12,603,806
21,845,707
37,229,421
44,634,973
49,757,277
(147,509)
(54,391)
205,383
(125)
12,472
(288,176)
(26,220)
(1,009,776)
(90,712)
(41,512)
(1,176,049)
(27,074)
(237,727)
(93,862)
(80,402)
(13,705)
(58,622)
95,616
366,487
70,314,853
8,998,740
4,010,000
3,593,284
1,652,641
2,722,770
4,192,267
340,675
4,863,145
3,558,270
2,333,890
1,118,152
3,385,678
2,655,280
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
8 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BUONI POLIENNALI DEL TES
BURGER KING CORPORATION
BURLINGTON COAT FACTORY WARE
CALERA CAPITAL
CALPINE CORP
CALPINE CORP
CANADA GOV T REAL RETURN
CANADA GOV T REAL RETURN
CANADA T BILL
CANADA T BILL
CANADA T BILL
CANADA T BILL
CANADA T BILL
CANADA T BILL
CANADIAN GOVERNMENT
CANADIAN GOVERNMENT
CANADIAN GOVERNMENT
CANADIAN GOVERNMENT
CANNERY CASINO RESORTS LLC
CAPITAL AUTOMOTIVE L P
CAPITAL AUTOMOTIVE L P
CAPITAL TRUST RE CDO LTD
CAPITALSOURCE COMMERCIAL LOAN
CARIBE MEDIA INC
CARRINGTON MORTGAGE LOAN TRUST
CARRINGTON MORTGAGE LOAN TRUST
CARRINGTON MORTGAGE LOAN TRUST
CBA COMMERCIAL SMALL BALANCE C
CCC INFORMATION SERVICES
CCM MERGER INC
CCO HOLDINGS LLC
CCS INC
CCS INC
CCS MED HLDGS INC
CCS MED HLDGS INC
CD COMMERCIAL MORTGAGE TRUST
CDW CORP
CELANESE HLDGS LLC
CENTEX HOME EQUITY
CENTEX HOME EQUITY
CENTEX HOME EQUITY
CENVEO CORP
CHAMPION HOME BUILDERS CO
CHARTER COMMUNICATIONS
CHARTER COMMUNICATIONS
CHARTER COMMUNICATIONS OPERA
CHARTER COMMUNICATIONS OPERA
CHASE ISSUANCE TRUST
CHASE ISSUANCE TRUST
CHASE MORTGAGE FINANCE CORPORA
CHEMTURA CORP
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
3,939,945
2,356,202
7,126,655
5,327,667
1,446,689
2,750,480
28,758,566
3,720,537
312,047
17,187,527
57,911,131
100,247,062
100,389,676
150,079,843
90,034,639
250,886,311
250,708,045
1,015,082
8,284,164
1,014,161
4,733,361
1,902,254
6,547,116
3,072,925
505,645
8,657
905,095
612,729
47,457
1,043,359
1,388,336
1,218,496
3,904,338
3,418,047
3,863,627
495,322
2,026,385
742,279
1,396,083
1,977,658
814,230
130,162
80,966
1,243,346
2,499,718
1,171,752
444,856
1,735,416
500,096
525,101
2,889,606
2,362,759
158,609
848,799
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
9 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
CHEVY CHASE MORTGAGE FUNDING C
CHEVY CHASE MORTGAGE FUNDING C
CHS / COMMUNITY HEALTH SYS INC
CHS / COMMUNITY HEALTH SYS INC
CIT GROUP HOME EQUITY LOAN TRU
CIT GROUP HOME EQUITY LOAN TRU
CITIBANK OMNI MASTER TRUST
CITIBANK OMNI MASTER TRUST
CITIGROUP COMMERCIAL MORTGAGE
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CITIGROUP MORTGAGE LOAN TRUST
CNH EQUIPMENT TRUST
CNO FINANCIAL GROUP INC
COACH AMER HLDGS INC
COACH AMER HLDGS INC
COACH AMER HLDGS INC
COINMACH CORP
COMM MORTGAGE TRUST
COMM MORTGAGE TRUST
COMM MORTGAGE TRUST
CONFIE SEGUROS HOLDING II CO.
CONFIE SEGUROS HOLDING II CO.
CONNOLLY LLC
CONNOLLY LLC
CONSECO FINANCE SECURITIZATION
CONSOLIDATED CONTAINER CO LLC
CONSTELLIUM HOLDCO B V
CONTAINER STORE INC
CONTEC, LLC
CONTEC, LLC
CONTECH CONSTRUCTION PRODUCTS,
CONTIMORTGAGE HOME EQUITY LOAN
CONTIMORTGAGE HOME EQUITY LOAN
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
176,386
2,243,029
165,567
1,779,960
740,475
65,876
2,292,376
828,543
1,029,624
1,046,089
1,190,559
990,235
684,189
404,354
3,922
327,013
1,276,050
1,763,363
497,835
2,167,174
998,534
534,662
206,635
345,012
2,438,154
1,892,750
3,174,695
317
23,900
40,326
3,094,077
1,841,753
987,631
545,796
2,613,587
1,988,340
1,309,804
2,577,185
455,076
1,413,637
2,985,000
1,757,814
436,782
1,985,300
1,617,335
93,195
751,106
1,622,161
353,450
957,288
748,846
826,524
2,587,034
321,632
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
10 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ALTERNATIVE LOAN T
COUNTRYWIDE ASSET BACKED CERTI
COUNTRYWIDE ASSET BACKED CERTI
COUNTRYWIDE ASSET BACKED CERTI
COUNTRYWIDE ASSET BACKED CERTI
COUNTRYWIDE ASSET BACKED CERTI
COUNTRYWIDE ASSET BACKED CERTI
COUNTRYWIDE ASSET BACKED CERTI
COUNTRYWIDE HOME EQUITY LOAN T
COUNTRYWIDE HOME EQUITY LOAN T
COUNTRYWIDE HOME EQUITY LOAN T
COUNTRYWIDE HOME EQUITY LOAN T
COUNTRYWIDE HOME EQUITY LOAN T
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
421,900
973,647
1,979,492
597,252
198,479
1,341,002
621,451
12,011
821,883
214,466
617,220
246,611
240,554
2,346,035
3,294
15,531
3,248,112
453,740
480,502
250,868
192,429
449,148
246,069
235,274
1,080,353
766,485
2,816,477
299,235
2,092,841
433,932
51,580
1,033,109
509,245
1,867,926
406,798
1,591,061
4,652,796
2,433,344
3,038,730
430,122
1,560,749
465,520
215,901
278,102
1,411,165
687,524
708,134
4,746
471,324
2,047,621
351,935
253,260
46,557
318,625
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
11 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COUNTRYWIDE HOME LOANS
COVANTA ENERGY CORP
COVENTRY REAL ESTATE FUND LP
CREDIT BASED ASSET SERVICING A
CREDIT BASED ASSET SERVICING A
CREDIT SUISSE COMMERCIAL MORTG
CREDIT SUISSE COMMERCIAL MORTG
CREDIT SUISSE COMMERCIAL MORTG
CRICKET COMMUNICATIONS INC
CRICKET COMMUNICATIONS INC
CROWN CASTLE OPERATING CO
CS FIRST BOSTON COMMERCIAL MOR
CS FIRST BOSTON COMMERCIAL MOR
CS FIRST BOSTON COMMERCIAL MOR
CS FIRST BOSTON COMMERCIAL MOR
CS FIRST BOSTON COMMERCIAL MOR
CSC HLDGS INC
CSC HLDGS INC
CSFB STRATEGIC PARTNERS II
CURRUS I LIMITED
CURRUS II LIMITED
CZECH REPUBLIC
CZECH REPUBLIC
CZECH REPUBLIC
CZECH REPUBLIC
DAE AVIATION HLDGS INC
DAE AVIATION HOLDINGS, INC.
DAVIDS BRIDAL INC
DAVITA INC
DAVITA INC
DBRR TRUST
DEL MONTE FOODS CO
DELOS AIRCRAFT INC
DELTA 2 LUX SARL
DELUXE ENTERTAINMENT SVCS GR
DEMATIC S.A.
DEUTSCHE ALT A SECURITIES INC
DEUTSCHE ALT A SECURITIES INC
DEUTSCHE ALT A SECURITIES INC
DEUTSCHE ALT A SECURITIES INC
DEUTSCHE ALT A SECURITIES NIM
DEUTSCHE MORTGAGE SECURITIES,
DEUTSCHE MORTGAGE SECURITIES,
DEXTER AXLE COMPANY
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
1,343,815
715,397
132,924
591,491
405,300
341,760
702,560
266,731
382,583
564,174
906,508
1,527,760
5,983,613
1,677,679
840,660
608,162
959,474
876,342
1,529,159
1,801,340
3,019,481
44,846
413,902
115,676
30,142
1,450,903
317,750
3,379,612
5,451,857
2,312,400
2,312,400
963,588
645,221
1,499,783
1,617,954
2,261,015
1,024,993
5,372,830
200,085
1,040,688
4,406,931
5,756,180
403,000
2,591,242
4,434,215
3,943,172
953,744
990,406
1,838,795
388,382
21
895,122
99,699
1,373,630
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
LIMITED PARTNERSHIP
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
12 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DINEEQUITY INC
DOLE FOOD CO INC
DOLE FOOD CO INC
DONCASTERS (PROJECT STEEL)
DONCASTERS (PROJECT STEEL)
DSLA MORTGAGE LOAN TRUST
DSLA MORTGAGE LOAN TRUST
DSLA MORTGAGE LOAN TRUST
DSLA MORTGAGE LOAN TRUST
DSLA MORTGAGE LOAN TRUST
DSLA MORTGAGE LOAN TRUST
DUNKIN FIN CORP
DYNCORP INTL INC
EAGLE PARENT INC
EDUCATIONAL FUNDING OF THE SOU
EFS VOLUNTEER NO 3 LLC
EIRCOM FINCO S.A.R.L
EMC MORTGAGE LOAN TRUST
EMC MORTGAGE LOAN TRUST
EMERGENCY MED SVCS CORP
ENTERCOM RADIO LLC
EP ENERGY LLC
EP ENERGY LLC
EQUIPOWER RES HLDGS LLC
ESSENTIAL PWR LLC
EVERGREEN ACQCO 1 LP
EVERTEC INC
FAIRMOUNT MINERALS LTD
FAIRPOINT COMMUNICATIONS INC
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIE MAE
FANNIEMAE ACES
FANNIEMAE STRIP
FANNIEMAE STRIP
FANNIEMAE STRIP
FANNIEMAE STRIP
FANNIEMAE STRIP
FANNIEMAE STRIP
FANNIEMAE STRIP
FDIC STRUCTURED SALE GUARANTEE
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
1,965,445
512,835
917,707
3,774,891
1,921,761
253,954
556,413
375,416
69,922
330,204
659,910
4,114,724
2,542,613
5,930,921
6,641,085
3,433,700
1,052,255
154,269
568,933
5,301,265
422,214
2,847,318
1,513,374
3,085,944
4,876,653
2,672,487
3,056,166
2,763,228
920,065
1,456,584
100,322
1,290,049
323,269
656,204
339,209
873,196
1,084,850
30,980
15,170
51,027
19,732
363
64,720
23,036
21,594
7,111,474
1,386
351
40,324
2,407
17,495
31,930
53,141
1,161,747
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
13 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
FDIC STRUCTURED SALE GUARANTEE
FEDERAL MOGUL CORP
FEDERAL MOGUL CORP
FGI OPERATING CO LLC
FHA 221D4
FHA 236 NP REILLY
FHA 253 P11 02 PJ HUNT PG 87
FIDELITY NATL INFORMATION SV
FIFTH THIRD PROCESSING
FIRST ALLIANCE MORTGAGE LOAN T
FIRST ALLIANCE MORTGAGE LOAN T
FIRST DATA CORP
FIRST DATA CORP
FIRST DATA CORP
FIRST DATA CORP
FIRST DATA CORPORATION
FIRST DATA CORPORATION
FIRST DATA CORPORATION
FIRST FRANKLIN MTG LOAN ASSET
FIRST FRANKLIN MTG LOAN ASSET
FIRST FRANKLIN MTG LOAN ASSET
FIRST HORIZON ALTERNATIVE MORT
FIRST HORIZON MORTGAGE PASS TH
FIRST HORIZON MORTGAGE PASS TH
FIRSTFED CORP MANUFACTURED HOU
FIRSTFED CORP MANUFACTURED HOU
FLEETPRIDE CORPORATION
FNMA CONV 15YR TBA
FNMA CONV 15YR TBA
FNMA CONV 15YR TBA
FNMA CONV 15YR TBA
FNMA TBA 15 YR
FNMA TBA 15 YR
FNMA TBA 3PCT JAN 30 SINGLE FA
FNMA TBA 3PCT JAN 30 SINGLE FA
FNMA TBA 3PCT JAN 30 SINGLE FA
FNMA TBA 3PCT JAN 30 SINGLE FA
FNMA TBA SINGLE FAMILY MORTGAG
FNMA TBA SINGLE FAMILY MORTGAG
FOCUS BRANDS INC
FOCUS BRANDS INC
FOODVEST LIMITED
FOODVEST LIMITED
FORCAP MINERALS, LP
FORD CREDIT AUTO OWNER TRUST
FORD CREDIT AUTO OWNER TRUST
FORD CREDIT FLOORPLAN MASTER O
FORD CREDIT FLOORPLAN MASTER O
FORTESCUE METALS GROUP LTD
FOXCO ACQUISITION SUB LLC
FOXCO ACQUISITION SUB LLC
FRAM GROUP HLDGS INC
FRAM GROUP HLDGS INC
FRANCE (GOVT OF)
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
TBA
TBA
FNMA
FNMA
TBA
FNMA
TBA
TBA
FNMA
FNMA
TBA
FNMA
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
2,979,476
2,911,026
1,805,449
927,051
352,085
355,681
116,310
1,021,709
272,596
99,031
302,330
4,086,530
5,117,487
90,350
24,714
5,575,213
178,789
1,623,618
1,451,126
880,214
76,151
825,774
391,955
633,695
145,851
659,524
1,549,112
(6,265,313)
(4,490,141)
6,273,750
4,496,188
(2,439,797)
2,439,797
(6,302,813)
(945,703)
6,286,875
943,031
(642,844)
643,125
434,683
533,290
310,274
1,029,444
579,625
3,172,635
2,056,634
1,890,650
1,306,699
12,059,775
4,484,684
684,043
3,046,721
1,055,600
2,192,447
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
14 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
FRANCE (GOVT OF)
FRANCE (GOVT OF)
FRAZIER HEALTHCARE V1
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIE MAC
FREDDIEMAC STRIP
FREDDIEMAC STRIP
FREESCALE ACQUISITION CORP
FREESCALE ACQUISITION CORP
FREIF NORTH AMERN PWR I LLC
FREIF NORTH AMERN PWR I LLCTER
FTSE JSE TOP 40 INDEX FUTURES
GALA GROUP LTD
GCA SVCS GROUP INC
GCCFC COMMERCIAL MORTGAGE TRUS
GCCFC COMMERCIAL MORTGAGE TRUS
GCCFC COMMERCIAL MORTGAGE TRUS
GCCFC COMMERCIAL MORTGAGE TRUS
GE BUSINESS LOAN TRUST
GE BUSINESS LOAN TRUST
GE CAPITAL CREDIT CARD MASTER
GE CAPITAL CREDIT CARD MASTER
GE COMMERCIAL MORTGAGE CORPORA
GE COMMERCIAL MORTGAGE CORPORA
GE EQUIPMENT TRANSPORTATION LL
GENOA HEALTHCARE GROUP LLC
GENOA HEALTHCARE GROUP LLC
GENTIVA HEALTH SVCS INC
GEO GROUP
GEO GROUP, INC. (THE)
GETTY IMAGES INC
GETTY IMAGES INC
GLOBAL GOOD FUND I
GLOBAL TIMBER INV LTD
GLOBAL TIMBER INVESTORS 7
GMAC MORTGAGE CORPORATION LOAN
GMAC MORTGAGE CORPORATION LOAN
GNMA I TBA JAN 30 SINGLE FAM
GNMA I TBA JAN 30 SINGLE FAM
GNMA II JUMBOS 3.5 30 YRS
GNMA II TBA JAN 30 JUMBOS
GNMA II TBA JAN 30 JUMBOS
GOLDEN LIVING
GOLDEN NUGGET INC
GOLDEN NUGGET INC
GOLDEN NUGGET INC
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
LIMITED PARTNERSHIP
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
FUTURES CONTRACT
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
PRIVATE EQUITY
PRIVATE EQUITY
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
TBA
GNMA I
GNMA II
TBA
GNMA II
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
1,684,897
8,185,135
5,860,637
806,812
1,093,885
817,790
2,404,819
22,590
10,484
10,437
36,489
30,758
322,828
5,532
64,657
6,658,304
983,349
2,801,970
442,565
(4,180,289)
3,886,410
2,504,874
1,882,550
41,759
1,038,252
763,693
61,690
85,057
1,991,280
1,010,333
778,210
576,006
1,315,159
246,039
182,232
4,402,438
1,511,337
650,000
8,000,000
1,357,118
(2,344,961)
5,061,221
39,156,714
2,570,941
894,332
(650,625)
651,797
1,195,133
(1,530,813)
1,532,781
5,528,643
3,763,174
822,208
2,338,153
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
15 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
GOODYEAR TIRE + RUBBER
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GOVERNMENT NATIONAL MORTGAGE A
GREEKTOWN CASINO LLC
GREEN TREE FINANCIAL CORPORATI
GREEN TREE FINANCIAL CORPORATI
GREEN TREE FINANCIAL CORPORATI
GREEN TREE FINANCIAL CORPORATI
GREEN TREE FINANCIAL CORPORATI
GREEN TREE FINANCIAL CORPORATI
GREEN TREE HOME IMPROVEMENT LO
GREEN TREE RECREATIONAL,EQUIPM
GREENBRIAR CO
GREENBRIAR EQUITY FUND II A
GREENBRIAR EQUITY FUND II A LP
GREENBRIAR EQUITY FUND II AIV
GREENBRIAR EQUITY FUND II AIV
GREENBRIAR EQUITY FUND II LP
GREENBRIAR EQUITY FUND LP
GREENEDEN US HLDGS I LLC
GREENEDEN US HLDGS I LLC
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MANUFACTURED HOUSIN
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
GREENPOINT MORTGAGE FUNDING TR
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
LIMITED PARTNERSHIP
LIMITED PARTNERSHIP
LIMITED PARTNERSHIP
LIMITED PARTNERSHIP
LIMITED PARTNERSHIP
LIMITED PARTNERSHIP
LIMITED PARTNERSHIP
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
1,919,432
5,514,266
1,686,268
8,678,049
726,280
718,438
60,350
50,401
23,676
2,092,901
600,520
413,654
524,558
525,061
7,443
1,030,605
1,846,152
47,646
151,232
1,163,944
4,469
62,041
399,901
11,028
9,597
1,054,312
2,773,834
140,657,870
782,361
881,942
84,395,968
4,074,114
1,244,491
500,285
383,342
565,782
549,938
355,200
352,044
383,342
565,782
549,938
1,297,577
310,800
330,041
308,478
3,296,505
446,396
208,939
369,067
289,538
318,513
215,245
1,726,622
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
16 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
GRIFOLS INC
GRMT MORTGAGE LOAN TRUST
GROHE HOLDING GMBH
GROUSE PEAK LLC
GS MORTGAGE SECURITIES CORP.
GS MORTGAGE SECURITIES TRUST
GS MORTGAGE SECURITIES TRUST
GS MORTGAGE SECURITIES TRUST
GSAA HOME EQUITY TRUST
GSAA HOME EQUITY TRUST
GSAA HOME EQUITY TRUST
GSAMP TRUST
GSAMP TRUST
GSMPS MORTGAGE LOAN TRUST
GSMPS MORTGAGE LOAN TRUST
GSR MORTGAGE LOAN TRUST
GSR MORTGAGE LOAN TRUST
GSR MORTGAGE LOAN TRUST
GSR MORTGAGE LOAN TRUST
GSR MORTGAGE LOAN TRUST
GSR MORTGAGE LOAN TRUST
GSR MORTGAGE LOAN TRUST
GTI 8 INSTITUTIONAL INVESTORS
GWF ENERGY HOLDINGS LLC
GWF ENERGY HOLDINGS LLC
GYMBOREE CORP
HAMILTON SUNDSTRAND INDUSTRIAL
HARBOR FREIGHT TOOLS USA INC
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HARBORVIEW MORTGAGE LOAN TRUST
HCA INC
HD SUPPLY INC
HEALTH MGMT ASSOCS INC
HEALTH MGMT ASSOCS INC
HEARTLAND DENTAL CARE INC.
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
LIMITED PARTNERSHIP
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
PRIVATE EQUITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
4,977,787
259,522
1,314,031
245,436
37,686
128,077
1,196,868
927,454
378,586
64,377
815,510
77,855
511,717
841,713
757,347
8,828
1,294,008
374,941
681,812
103,125
139,569
674,466
143,979,576
1,853,817
1,402,242
1,298,054
4,035,000
8,059,800
1,190,355
700,585
5
291,637
2
1,322,042
261,785
267,330
157,358
3,919,583
236,135
219,838
299,813
50,773
1,345,839
98,552
2,464,000
152,902
2,034,430
2,058,395
349,343
2,461,954
2,870,510
2,684,543
1,780,162
3,140,000
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
17 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
HELM FINL CORP
HENRY HUB NAT GAS SWAP FUTURES
HENRY HUB NAT GAS SWAP FUTURES
HENRY HUB NAT GAS SWAP FUTURES
HENRY HUB NAT GAS SWAP FUTURES
HERTZ CORP
HERTZ VEHICLE FINANCING LLC
HERTZ VEHICLE FINANCING LLC
HERTZ VEHICLE FINANCING LLC
HERTZ VEHICLE FINANCING LLC
HERTZ VEHICLE FINANCING LLC
HEXION SPECIALTY CHEMICALS INC
HHI HOLDINGS LLC
HMK INTERMEDIATE HLDGS LLC
HMSC HLDGS CORP
HMSC HLDGS CORP
HMSC HLDGS CORP
HOLOGIC INC
HOLOGIC INC
HOME EQUITY ASSET TRUST
HOME EQUITY ASSET TRUST
HOME EQUITY ASSET TRUST
HOME EQUITY MORTGAGE TRUST
HOMEBANC MORTGAGE TRUST
HOMEBANC MORTGAGE TRUST
HONDA AUTO RECEIVABLES OWNER T
HONDA AUTO RECEIVABLES OWNER T
HONDA AUTO RECEIVABLES OWNER T
HONY CAPITAL FUND III
HOUGHTON INTERNATIONAL, INC.
HOUGHTON INTERNATIONAL, INC.
HOUSEHOLD HOME EQUITY LOAN TRU
HOUSEHOLD HOME EQUITY LOAN TRU
HOUSEHOLD HOME EQUITY LOAN TRU
HOUSEHOLD HOME EQUITY LOAN TRU
HOUSEHOLD HOME EQUITY LOAN TRU
HOUSEHOLD HOME EQUITY LOAN TRU
HUB INTL LTD
HUB INTL LTD
HUBBARD RADIO LLC
HUBBARD RADIO LLC
HUNTINGTON AUTO TRUST
HUNTINGTON AUTO TRUST
HUNTSMAN INTL LLC
HUPAH FIN INC
HUSKY INJECTION MOLDING SYS
HYUNDAI AUTO RECEIVABLES TRUST
HYUNDAI AUTO RECEIVABLES TRUST
HYUNDAI AUTO RECEIVABLES TRUST
IASIS HEALTHCARE LLC
IMMUCOR INC
IMPAC CMB TRUST
IMPAC CMB TRUST
IMPAC CMB TRUST
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
BANK LOAN
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
FUTURES CONTRACT
BANK LOAN
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
PRIVATE EQUITY
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
BANK LOAN
BANK LOAN
BANK LOAN
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
403,025
(4,679,464)
(11,912,905)
(7,226,445)
(1,670,823)
6,451,749
1,553,595
783,121
894,951
4,536,072
1,207,311
5,182,270
1,320,659
3,472,432
1,815,877
366,631
320,400
364,651
518,592
1,491,075
6,658
773,659
942,437
327,475
654,177
581,760
335,172
2,184,065
88,205,704
889,009
1,851,538
1,538,754
342,974
442,011
996,344
1,427,628
2,581,521
7,802,923
1,751,370
1,399,156
568,766
3,108,905
5,280,634
413,633
2,280,228
5,715,057
1,300,159
4,321,149
494,880
2,926,841
2,183,490
80,474
112,700
53,275
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
18 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
IMPAC CMB TRUST
INC. RESEARCH
INDYMAC HOME EQUITY LOAN ASSET
INDYMAC INDA MORTGAGE LOAN TRU
INDYMAC INDA MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INDYMAC INDX MORTGAGE LOAN TRU
INEOS FIN PLC
INEOS US FIN LLC
INFOGROUP INC
INTELLIGRATED INC
INTELLIGRATED, INC.
INTELSAT JACKSON HOLDINGS LTD
INTERACTIVE DATA CORP
INTERNATIONAL ARCHITECTURAL P
INVENTIV HEALTH INC
INVENTIV HEALTH INC
IRISH TSY 4 1/2 2020
IRISH TSY 5 2020
IRISH TSY 5.4 2025
IRWIN HOME EQUITY
ISS HOLDINGS A/S
IXIS REAL ESTATE CAPITAL TRUST
J CREW GROUP INC
JACOBS ENTERTAINMENT, INC.
JAPAN 30 (30 YR ISSUE)
JAPAN 317 (10 YR ISSUE)
JAPAN 324(10 YR ISSUE)
JAPAN 87(5 YEAR ISSUE)
JAPAN 100(20 YEAR ISSUE)
JAPAN 130(20 YEAR ISSUE)
JAPAN 19 (30 YEAR ISSUE)
JAPAN 260(10 YEAR ISSUE)
JAPAN 292 (10 YR ISSUE)
JAPAN 298 (10 YR ISSUE)
JAPAN 299 (10 YR ISSUE)
JAPAN 36(30 YEAR ISSUE)
JAPAN 85 (5 YEAR ISSUE)
JAPAN FINANCE CORP
JIMMY SANDERS INCORPORATED
JO ANN STORES INC
JOBSON MEDICAL INFORMATION LLC
JOHN HENRY HOLDINGS INC.
JP MORGAN CHASE COMMERCIAL MOR
JP MORGAN CHASE COMMERCIAL MOR
JP MORGAN CHASE COMMERCIAL MOR
JP MORGAN CHASE COMMERCIAL MOR
JP MORGAN CHASE COMMERCIAL MOR
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
OTHER ASSET BACKED SECURITY
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
36,210
3,474,775
125,571
572,377
1,332,485
392,477
743,005
105,221
536,466
9,626
23,675
577,675
1,360,098
3,972,934
6,012,883
2,188,868
2,518,688
3,051,309
3,184,478
2,100,184
350,666
648,285
512,057
4,139,661
6,029,442
7,812,305
183,168
3,895,873
643,386
4,723,891
1,744,401
3,254,872
8,557,017
1,943,226
9,559,001
6,480,910
1,895,355
6,155,291
14,609,144
11,650,058
2,209,906
3,979,113
1,914,541
7,256,144
4,852,802
952,986
4,000,470
2,666,415
3,160,210
353,053
179,364
2,795,454
932,920
1,168,621
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
19 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
JP MORGAN CHASE COMMERCIAL MOR
JP MORGAN CHASE COMMERCIAL MOR
JP MORGAN CHASE COMMERCIAL MOR
JP MORGAN MORTGAGE ACQUISITION
JP MORGAN MORTGAGE TRUST
JP MORGAN MORTGAGE TRUST
JP MORGAN MORTGAGE TRUST
JP MORGAN MORTGAGE TRUST
JP MORGAN MORTGAGE TRUST
JP MORGAN MORTGAGE TRUST
KABEL DEUTSCHLAND GMBH
KAR AUCTION SVCS INC
KGB
KINGDOM OF DENMARK
KION GROUP GMBH
KION GROUP GMBH
KOMMUNALBANKEN AS
KRONOS INC
KURAMO AFRICA OPPORTUNITY OFFS
LAMAR MEDIA CORP
LANDMARK AVIATION
LANDMARK AVIATION
LAVENA HOLDINGS 4 GMBH
LAVENA HOLDINGS 4 GMBH
LAWSON SOFTWARE INC
LB UBS COMMERCIAL MORTGAGE TRU
LB UBS COMMERCIAL MORTGAGE TRU
LEGENDS GAMING LLC
LEGENDS GAMING LLC
LEHMAN BANKRUPTCY BLACKROCK
LEHMAN MORTGAGE TRUST
LEHMAN XS NET INTEREST MARGIN
LEHMAN XS TRUST
LEHMAN XS TRUST
LESLIE S POOLMART, INC.
LEVEL 3 FINANCING INC
LEVEL 3 FINANCING INC
LIN TELEVISION CORP
LIVE NATION ENTMT INC
LOCAL TV FIN LLC
LODGENET ENTMT CORP
LONG BEACH MORTGAGE LOAN TRUST
LORD + TAYLOR HLDGS LLC
LPL HLDGS INC
LPL HLDGS INC
LUMINENT MORTGAGE TRUST
LUMINENT MORTGAGE TRUST
LUMINENT MORTGAGE TRUST
LUMINENT MORTGAGE TRUST
LUMINENT MORTGAGE TRUST
MAGIC NEWCO LLC
MALAYSIAN GOVERNMENT
MALAYSIAN GOVERNMENT
MANITOWOC CO INC
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
2,854,925
2,213,343
1,921,705
33,594
445,212
248,341
345,127
51,729
489,212
2,168,464
6,553,126
3,075,825
788,283
1,264,993
3,988,162
4,034,856
4,205,640
709,563
3,787,342
54,297
3,409,917
362,065
1,265,216
1,271,808
3,398,396
335,497
301,436
145,655
1
1,396,519
1,915,355
1,344,125
390,836
3,720,017
249,993
978,527
3,894,479
1,584,881
233,773
887,330
455,903
1,080,615
301,810
626,790
3,860,050
51,728
213,077
3,521,798
509,802
1,315,614
81,430
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
BANK LOAN
PRIVATE EQUITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
PRIVATE EQUITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
20 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
MASTR ADJUSTABLE RATE MORTGAGE
MASTR ADJUSTABLE RATE MORTGAGE
MASTR ADJUSTABLE RATE MORTGAGE
MASTR ADJUSTABLE RATE MORTGAGE
MASTR ADJUSTABLE RATE MORTGAGE
MASTR ADJUSTABLE RATE MORTGAGE
MASTR ASSET BACKED SECURITIES
MASTR ASSET SECURITIZATION TRU
MASTR REPERFORMING LOAN TRUST
MASTR REPERFORMING LOAN TRUST
MCC IOWA LLC
MEDASSETS INC.
MEDASSETS INC.
MEDIAWHIZ HOLDING, INC.
MELLON RESIDENTIAL FUNDING COR
MELLON RESIDENTIAL FUNDING COR
MERCEDES BENZ AUTO RECEIVABLES
MERCEDES BENZ AUTO RECEIVABLES
MERCEDES BENZ AUTO RECEIVABLES
MERCEDES BENZ MASTER OWNER TRU
MERIWETHER MINERALS LP
MERRILL LYNCH MORTGAGE INVESTO
MERRILL LYNCH MORTGAGE INVESTO
MERRILL LYNCH MORTGAGE INVESTO
MERRILL LYNCH MORTGAGE INVESTO
MERRILL LYNCH MORTGAGE INVESTO
MERRILL LYNCH MORTGAGE INVESTO
MERRILL LYNCH MORTGAGE INVESTO
MERRILL LYNCH MORTGAGE INVESTO
METALS USA INC.
METRO PCS
METROPS WIRELESS INC
MEX BONOS DESARR FIX RT
MEX BONOS DESARR FIX RT
MEX BONOS DESARR FIX RT
MEX BONOS DESARR FIX RT
MEX BONOS DESARR FIX RT
MEX BONOS DESARR FIX RT
MEX BONOS DESARR FIX RT
MEXICAN CETES
MEXICAN CETES
MEXICAN CETES
MEXICAN CETES
MEXICAN CETES
MGM RESORTS INTL
MGM RESORTS INTL
MID STATE TRUST
MIRION TECHNOLOGIES INC
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
LIMITED PARTNERSHIP
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
10,183,888
2,400,491
100,909
77,930
2,343,610
1,629,458
984,928
17,599
608,892
663,810
3,682,167
3,457,352
645,080
387,013
474,195
946,585
890,340
1,649,366
3,141,199
1,305,878
7,899,478
849,035
169,973
815,176
144,374
1,122,768
620,971
90
669,035
4,375,473
2,508,063
1,312,265
476,971
982,682
513,399
6,668,713
4,568,018
6,554,061
8,593,411
63,268,634
46,245,690
21,178,020
41,345,891
44,153,710
4,783,971
1,615,600
365,192
2,540,006
299,486
355,267
785,813
859,487
2,365,791
472,133
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
21 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
MLCC MORTGAGE INVESTORS INC
MMAF EQUIPMENT FINANCE LLC
MMH PARTNERS L P
MORGAN STANLEY BAML TRUST
MORGAN STANLEY CAPITAL I TRUST
MORGAN STANLEY CAPITAL INC
MORGAN STANLEY CAPITAL INC
MORGAN STANLEY CAPITAL INC
MORGAN STANLEY DEAN WITTER CAP
MORGAN STANLEY DEAN WITTER CAP
MORGAN STANLEY MORTGAGE LOAN T
MORGAN STANLEY MORTGAGE LOAN T
MORGAN STANLEY MORTGAGE LOAN T
MORGAN STANLEY MORTGAGE LOAN T
MORGAN STANLEY REREMIC TRUST
MORGAN STANLEY REREMIC TRUST
MORGAN STANLEY REREMIC TRUST
MORGAN STANLEY STRUCTURED TRUS
MORTGAGEIT TRUST
MORTGAGEIT TRUST
MORTGAGEIT TRUST
MORTGAGEIT TRUST
MORTGAGEIT TRUST
MTL PUBLISHING LLC
MULTICULTURAL RADIO BROADCASTI
MULTIPLAN INC DEL
NAB HLDGS LLC MICH
NATIONAL VISION INC
NATIONSBANC MTG CAP CORP
NCUA GUARANTEED NOTES
NCUA GUARANTEED NOTES
NCUA GUARANTEED NOTES
NEIMAN MARCUS GROUP INC
NEIMAN MARCUS GROUP INC
NELNET STUDENT LOAN CORPORATIO
NELNET STUDENT LOAN TRUST
NETHERLANDS GOVERNMENT
NEW CENTURY HOME EQUITY LOAN T
NEW CENTURY HOME EQUITY LOAN T
NEW CENTURY HOME EQUITY LOAN T
NEW SBARRO INTERMEDIATE HLDGS
NEW SBARRO INTERMEDIATE HLDGS
NEW ZEALAND GOVERNMENT
NEW ZEALAND GOVERNMENT
NEWARK GROUP INC THE
NEWCASTLE MORTGAGE SECURITIES
NEXSTAR BROADCASTING INC.
NEXSTAR BROADCASTING INC.
NGPL PIPECO LLC
NIELSEN FIN LLC
NIELSEN FIN LLC
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
264,421
88,297
53,789
2,043,355
1,064,127
1,279,039
509,860
176,930
78,850
533,405
304,833
5,190
1,025,291
323,185
1,336,938
1,185,759
493,883
1,146,896
774,884
967,389
212,319
284,522
97,191
513,675
684,727
1,383,516
270,432
5,388,147
1,959,750
3,242,569
400,336
1,702,204
5,230,706
3,592,841
5,110,391
858,936
1,722,097
5,233,407
2,203,765
209,971
873,902
45,774
950,000
1,352,545
7,314,629
5,472,200
5,180,916
353,863
1,743,872
737,247
1,280,210
426,548
371,575
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
FOREIGN GOVERNMENT ISSUES
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
22 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
NIELSEN FIN LLC
NIELSEN FIN LLC
NISSAN AUTO RECEIVABLES OWNER
NOMURA ASSET ACCEPTANCE CORPOR
NOMURA ASSET ACCEPTANCE CORPOR
NOMURA ASSET ACCEPTANCE CORPOR
NORTHERN TOOL + EQUIPMENT COMP
NORTHGATE INFORMATION SOLUTION
NORTHGATE INFORMATION SOLUTION
NORWEGIAN GOVERNMENT
NOVASTAR HOME EQUITY LOAN
NOVASTAR HOME EQUITY LOAN
NOVELIS INC
NRG ENERGY INC
NSG HOLDINGS LLC
NTELOS INC.
NUANCE COMMUNICATIONS INC
NUSIL TECHNOLOGY LLC
NUVEEN INVTS INC
NUVEEN INVTS INC
NUVEEN INVTS INC
NUVEEN INVTS INC
NXP B.V.
OAKWOOD MORTGAGE INVESTORS INC
OBSIDIAN NATURAL GAS TRUST
OCWEN FINL CORP
OCWEN RESIDENTIAL MBS CORPORAT
ONTARIO (PROVINCE OF)
ONTARIO (PROVINCE OF)
OPTION ONE MORTGAGE LOAN TRUST
OPTION ONE MORTGAGE LOAN TRUST
ORIGEN MANUFACTURED HOUSING
ORIGEN MANUFACTURED HOUSING
OSI RESTAURANT PARTNERS LLC
OWNIT MORTGAGE LOAN ASSET BACK
PARK PLACE SECURITIES INC
PARTY CITY HLDGS INC
PEAK TEN, INC.
PEGASUS AVIATION LEASE SECURIT
PENARTH MASTER ISSUER
PENN NATL GAMING INC
PENN NATL GAMING INC
PEP BOYS MANNY MOE + JACK
PERPETUAL SB
PERTUS SECHSZEHNTE GMBH
PERTUS SECHSZEHNTE GMBH
PHARMACEUTICAL PRODUCT DEVELOP
PHILLIPS VAN HEUSEN CORP
PHILLIPS VAN HEUSEN CORPORATIO
PHILLIPS VAN HEUSEN CORPORATIO
PHOENIX SERVICES LLC
PINAFORE LLC
PINNACLE ENTMT INC
PINNACLE FOODS FIN LLC
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
1,441,336
504,302
1,457,307
138,054
1,295,642
854,745
3,838,604
2,541,199
560,557
4,486,748
1,319,718
419,518
1,267,554
1,566,532
1,267,087
1,419,173
918,761
987,404
9,925,282
3,050,640
801,393
491,361
2,136,211
342,021
4,122,724
1,155,113
7,587,659
3,103,410
836,217
211,943
805,210
3,667,201
4,561,335
1,471,283
1,084,474
6,045,748
1,222,448
812,700
1,161,488
275,784
3,814,794
334,519
313,140
946,893
950,885
4,106,802
46,474
2,949,840
1,255,900
1,746,073
820,280
2,021,115
5,170,588
BANK LOAN
BANK LOAN
AUTO LOAN RECEIVABLE
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
23 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
PINNACLE HOLDCO SARL
PLAINS EXPLORATION + PRODUCTIO
POLAND GOVERNMENT BOND
POLAND GOVERNMENT BOND
POLAND GOVERNMENT BOND
PRA HOLDINGS, INC
PRA HOLDINGS, INC.
PREFERRED PROPPANTS LLC SYN
PRESTIGE BRANDS INC DEL
PRIME MORTGAGE TRUST
PRIME MORTGAGE TRUST
PROGRESSIVE WASTE SOLUTIONS LT
PROPERTY DATA US I INC
PROTECTION ONE INC
PROVINCE OF QUEBEC
QUALITY HOME BRANDS HOLDINGS
QUALITY HOME BRANDS HOLDINGS,
QUEENSLAND TREASURY CORP
QUEENSLAND TREASURY CORP
QUEST TRUST
QUINTILES TRANSNATIONAL CORP.
R H DONNELLEY INC
RAAC SERIES
RAAC SERIES
RAAC SERIES
RAAC SERIES
RBS HLDG CO LLC
RBSSP RESECURITIZATION TRUST
REABLE THERAPEUTICS FIN LLC
REDPRARIE CORPORATION
REDPRARIE CORPORATION
RENAISSANCE HOME EQUITY LOAN T
REPUBLIC OF AUSTRIA
REPUBLIC OF AUSTRIA
REPUBLIC OF KOREA
REPUBLIC OF PERU
REPUBLIC OF POLAND
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ACCREDIT LOANS, IN
RESIDENTIAL ASSET MORTGAGE PRO
RESIDENTIAL ASSET MORTGAGE PRO
RESIDENTIAL ASSET MORTGAGE PRO
RESIDENTIAL ASSET MORTGAGE PRO
RESIDENTIAL ASSET MORTGAGE PRO
RESIDENTIAL ASSET SECURITIES C
RESIDENTIAL ASSET SECURITIES C
RESIDENTIAL ASSET SECURITIES C
RESIDENTIAL ASSET SECURITIES C
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
DESCRIPTION
2,017,500
1,162,186
9,162,122
1,270,663
9,000,946
1,601,478
3,092,080
3,517,428
70,821
171,432
52,224
854,068
1,529,100
5,012,128
3,189,923
1,296,866
1,382,485
2,128,184
1,990,522
314,013
5,944,525
541,375
1,976,704
903,072
1,777,518
1,610,656
884,250
422,535
3,459,096
3,995,000
880,188
74,893
3,583,407
3,320,363
1,135,463
2,348,722
1,011,759
374,586
234,664
1,846
927
2,556,656
218,462
1,653,202
1,261,154
245,973
165,456
315,352
46,021
2,738,842
2,683,070
71,845
928,572
335,517
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
24 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
RESIDENTIAL ASSET SECURITIZATI
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING MORTGAGE S
RESIDENTIAL FUNDING SECURITIES
RESPOND 2 COMMUNICATIONS INC
REXNORD LLC
REYNOLDS GROUP HLDGS INC
RFC BORROWER LLC
RIVERBED TECHNOLOGY, INC.
RMBS OPPORTUNITIES FUND L P
ROADLINK USA INC
ROADLINK USA INC
ROOFING SUPPLY GROUP LLC
SABRE INC
SABRE INC SYNDICATED LNS
SACO I TRUST
SACO I TRUST
SACO I TRUST
SACO I TRUST
SAGE PRODUCT INC.
SANTANDER DRIVE AUTO RECEIVABL
SANTANDER DRIVE AUTO RECEIVABL
SAXON ASSET SECURITIES TRUST
SAXON ASSET SECURITIES TRUST
SBA SR FIN II LLC
SBA SR FIN II LLC
SBARRO, INC.
SCHAEFFLER AG
SCHAEFFLER AG
SECURITIZED ASSET BACKED RECEI
SECURITIZED ASSET BACKED RECEI
SECURITIZED ASSET BACKED RECEI
SECURITIZED ASSET BACKED RECEI
SECURITIZED ASSET BACKED RECEI
SEDGWICK CMS HOLDINGS INC
SELECT MED CORP
SELECT MED CORP
SEQUOIA MORTGAGE TRUST
SEQUOIA MORTGAGE TRUST
SEQUOIA MORTGAGE TRUST
SEQUOIA MORTGAGE TRUST
SEQUOIA MORTGAGE TRUST
SEQUOIA MORTGAGE TRUST
SERTA SIMMONS HLDGS LLC
SERTA SIMMONS HLDGS LLC
SGS INTERNATIONAL, INC.
SHERIDAN HLDGS INC
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
663,746
49,105
827,817
213,164
106,605
459,227
553,460
1,319,932
280,431
360,709
240,857
532,331
571,883
3,326,514
475,741
802,682
78,299,166
44,972
9,466
2,306,561
5,007,791
3,026,794
595,331
1,453,741
197,960
662,162
1,414,374
340,832
198,167
1,011
1,419,023
1,955,987
115,064
2,925,594
1,075,684
3,762,138
321,581
136,737
29,890
227,710
241,152
1,922,315
3,971,678
1,093,971
172,804
691,241
299,418
112,329
2,499,874
1,373,630
6,502,809
275,271
4,316,524
2,653,048
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
25 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
SHERIDAN HLDGS INC
SILCHESTER INTL INVESTORS
SINGAPORE T BILLS
SINGAPORE T BILLS
SINGAPORE T BILLS
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLM STUDENT LOAN TRUST
SLOVAK REPUBLIC
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
SMART + FINAL STORES LLC
SMILE BRANDS GROUP INC
SOPHIA L P
SOUNDVIEW HOME EQUITY LOAN TRU
SOUNDVIEW HOME EQUITY LOAN TRU
SOUNDVIEW HOME EQUITY LOAN TRU
SOUTHERN PACIFIC SECURED ASSET
SOUTHOLD PROPERTIES INC
SPECIALTY UNDERWRITING + RESID
SPECIALTY UNDERWRITING + RESID
SPECIALTY UNDERWRITING + RESID
SPRINGLEAF FINL FDG CO
SPRINGS WINDOW FASHIONS LLC
SPS50EL68 CDS USD P V 03MEVENT
SPS50EL68 CDS USD R F 5.00000
SPY302MD CDS USD P F 1.52000
SPY302MD CDS USD R V 00MEVENT
SRAM LLC
SS C TECHNOLOGIES INC
SS C TECHNOLOGIES INC
SS C TECHNOLOGIES INC
SS C TECHNOLOGIES INC
STATE OF QATAR
STRUCTURED ADJUSTABLE RATE MOR
STRUCTURED ADJUSTABLE RATE MOR
STRUCTURED ADJUSTABLE RATE MOR
STRUCTURED ADJUSTABLE RATE MOR
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
BANK LOAN
LIMITED PARTNERSHIP
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
FOREIGN GOVERNMENT ISSUES
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
REIT
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
CREDIT DEFAULT SWAP
CREDIT DEFAULT SWAP
CREDIT DEFAULT SWAP
CREDIT DEFAULT SWAP
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
FOREIGN GOVERNMENT ISSUES
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
1,942,401
484,550,006
20,461,953
45,024,716
16,369,562
3,910,352
3,232,794
878,240
2,033,764
1,242,007
1,318,713
3,568,812
2,960,889
3,125,891
4,058,705
425,617
1,116,172
672,904
1,651,362
879,956
563,398
254,993
1,032,260
2,535,125
1,696,892
1,235,705
1,799,000
3,008,670
1,636,841
4,898,318
534,360
408,560
262,260
73,798
12,856,656
48,357
125,302
310,860
2,794,502
2,324,920
(44,570,000)
44,706,072
(1,385,000)
1,336,551
1,608,856
433,250
4,188,085
106,146
1,026,081
632,528
270,822
42,143
1,685,309
1,401,158
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
26 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
STRUCTURED ADJUSTABLE RATE MOR
STRUCTURED ADJUSTABLE RATE MOR
STRUCTURED ADJUSTABLE RATE MOR
STRUCTURED ADJUSTABLE RATE MOR
STRUCTURED ASSET INVESTMENT LO
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET MORTGAGE INVE
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
STRUCTURED ASSET SECURITIES CO
SUNGARD DATA SYS INC
SUNGARD DATA SYS INC
SUNGARD DATA SYSTEMS
SUNGARD DATA SYSTEMS
SUPERMEDIA
SW AIRLINES 07 1 TRUST
SWEDISH GOVERNMENT
SWEDISH GOVERNMENT
SYNAGRO TECHNOLOGIES INC
SYNIVERSE HLDGS INC
SYNIVERSE HLDGS INC
TAKKO MODEMARKT
TALLGRASS ENERGY PARTNERS, LP
TBA FHLMC GOLD CONV
TBA FHLMC GOLD CONV
TBA FHLMC GOLD CONV INTER AGGR
TBA FHLMC GOLD CONV INTER AGGR
TBA WESTERN/LEHMAN RECEIVABLE
TEAM HEALTH INC
TELESAT CANADA
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
TBA
FHLMC
TBA
FHLMC
TBA
BANK LOAN
BANK LOAN
470,840
775,712
345,430
1,940,749
40,001
1,221,027
274,256
56,124
1,320,435
113,644
1,512,146
53,451
1,771,371
159,073
180,483
1,840,664
222,945
1,603,514
404,584
773,537
783,922
1,480,510
1,721,670
1,271,822
280,543
1,260,415
1,280,008
95,896
709,028
526,380
3,099,794
815,651
107,997
1,203,725
1,849,588
901,602
1,129,472
349,225
1,678,528
1,865,791
782,935
3,385,967
5,383,363
3,007,388
2,230,479
1,211,280
2,109,709
(4,188,125)
4,181,875
(1,456,656)
1,461,031
588,045
5,478,444
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
27 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
TELESAT CANADA
TEMPUR PEDIC INTL INC.
TERWIN MORTGAGE TRUST
TERWIN MORTGAGE TRUST
THORNBURG MORTGAGE SECURITIES
THORNBURG MORTGAGE SECURITIES
THORNBURG MORTGAGE SECURITIES
THORNBURG MORTGAGE SECURITIES
TOPIX INDEX FUTURES
TOWER SQUARE CAPITAL
TOWER SQUARE CAPITAL III
TOYOTA AUTO RECEIVABLES OWNER
TOYOTA AUTO RECEIVABLES OWNER
TPF GENERATION HLDGS LLC
TRANSDIGM INC
TRANSDIGM INC
TRICORBRAUN INC
TRIZETTO GROUP INC
TRIZETTO GROUP INC
TRONOX PIGMENTS (NETHERLANDS)
TRONOX PIGMENTS (NETHERLANDS)
TWCC HLDG CORP
TXU US HLDGS CO
TXU US HLDGS CO
TXU US HLDGS CO
U S I HLDGS CORP
U.S. SHIPPING PARTNERS LP
UCFC HOME EQUITY LOAN
UCFC MANUFACTURED HOUSING CONT
UK TSY 1 2017
UK TSY 4 1/2 2013
UK TSY 4 1/4 2040
UK TSY 4 3/4 2015
UK TSY 4 3/4 2038
ULTRA LONG US TREAS BOND FTRS
ULTRA LONG US TREAS BOND FTRS
UNITED MEXICAN STATES
UNITED MEXICAN STATES
UNITED MEXICAN STATES
UNITED MEXICAN STATES
UNITED MEXICAN STATES
UNITED SUBCONTRACTORS INC
UNITED SURGICAL PARTNERS INTL
UNITED SURGICAL PARTNERS INTL
UNIVAR INC
UNIVISION COMMUNICATIONS INC
UPC FINANCING PARTNERSHIP
UPC FING PARTNERSHIP
US SHIPPING PARTNERS LP WARRAN
USAA AUTO OWNER TRUST
USAA AUTO OWNER TRUST
USI HOLDINGS CORPORATION
USI HOLDINGS CORPORATION
VALLEYCREST HLDG CO
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
FUTURES CONTRACT
LIMITED PARTNERSHIP
LIMITED PARTNERSHIP
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FUTURES CONTRACT
FUTURES CONTRACT
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
FOREIGN GOVERNMENT ISSUES
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
AUTO LOAN RECEIVABLE
AUTO LOAN RECEIVABLE
BANK LOAN
BANK LOAN
BANK LOAN
1,278,887
700,441
167,860
519,720
2,778,258
1,139,816
1,779,502
1,795,472
16,531,984
12,112,685
74,606,648
931,121
984,107
189,730
1,528,122
1,123,351
2,023,731
6,562,875
804,332
670,751
182,932
393,947
2,829,826
624,126
11,459,850
408,635
437,073
350,678
1,636,879
1,801,461
7,117,034
506,689
3,598,157
56,313
2,097,774
213,440
1,032,783
120,640
254,790
795,520
153,046
3,764,619
965,074
4,966,330
5,673,225
8,001,440
2,622,615
780,303
1,700,660
4,876,009
2,392,008
6,126,885
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
28 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
VAN WAGNER COMMUNICATIONS LLC
VANGUARD HEALTH HLDG CO II LLC
VANTAGE SPECIALTIES INC
VERINT SYS INC
VERTAFORE INC
VFH PARENT LLC
VIETNAM AZALEA FUND LIMITED
VISANT CORP
VOLKSWAGEN AUTO LOAN ENHANCED
VUE ENTERTAINMENT
VUE ENTERTAINMENT
W3 CO
W3 CO SYNDICATED LNS
W3 CO SYNDICATED LNS
WACHOVIA BANK COMMERCIAL MORTG
WACHOVIA BANK COMMERCIAL MORTG
WADSWORTH CDO
WALL STREET SYSTEMS
WALL STREET SYSTEMS
WAMU ASSET BACKED CERTIFICATES
WAMU ASSET BACKED CERTIFICATES
WAMU ASSET BACKED CERTIFICATES
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
WAMU MORTGAGE PASS THROUGH CER
$
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DESCRIPTION
2,093,651
3,514,078
4,425,412
695,236
1,713,356
2,459,444
9,137,119
1,144,892
754,396
1,369,980
2,183,163
448,471
3,726,136
797,283
320,832
805,540
2,826,706
2,818,138
9,275
1,537,163
2,475,827
232,565
1,103,096
62,652
585,260
1,480,983
688,066
1,220,621
1,802,858
1,895,135
982,793
343,017
946,116
2,258,678
282,446
1,362,615
2,595,304
497,361
53,832
2,395,592
548,479
12,744
2,903,452
3,350,461
527,189
1,481,335
366,227
1,515,642
531,935
139,846
1,449,799
1,500,422
2,147,504
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
PRIVATE EQUITY
BANK LOAN
AUTO LOAN RECEIVABLE
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
29 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART II, LINE 13 - INVESTMENTS - OTHER
SECURITY NAME
BOOK VALUE*
DESCRIPTION
WAMU MORTGAGE PASS THROUGH CER
WARNACO INC
WARNER CHILCOTT CORP
WARNER CHILCOTT CORP
WARNER CHILCOTT CORP
WARNER CHILCOTT CORP
WASHINGTON MUTUAL MORTGAGE PAS
WASHINGTON MUTUAL MORTGAGE PAS
WASHINGTON MUTUAL MORTGAGE PAS
WASHINGTON MUTUAL MSC MORTGAGE
WASHINGTON MUTUAL MSC MORTGAGE
WEB SVC CO LLC
WEB.COM GROUP INC
WELLS FARGO ALTERNATIVE LOAN T
WELLS FARGO COMMERCIAL MORTGAG
WELLS FARGO HOME EQUITY TRUST
WELLS FARGO HOME EQUITY TRUST
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WELLS FARGO MORTGAGE BACKED SE
WENDYS INTL INC
WESCO DISTRIBUTION INC.
WEST CORP
WESTWOOD GLOBAL INVESTMENTS SM
WF RBS COMMERCIAL MORTGAGE TRU
WILSONART INTERNATIONAL HOLDIN
WIND TELECOMUNICAZIONI SPA
WIS INTERNATIONAL
WMC MORTGAGE LOAN PASS THROUGH
WMG ACQUISITION CORP
WORLD FINANCIAL NETWORK CREDIT
WTI LIGHT SWEET CRUDE OIL FTRS
YANKEE CANDLE CO INC
$
$
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$
603,001
565,352
1,711,441
855,721
1,176,616
649,956
3,673,805
560,049
723,468
496,311
1,166,797
2,148,985
1,930,300
3,464,406
2,549,347
1,677,355
83,761
326,655
222,150
260,027
243,529
191,583
383,455
176,921
975,651
377,771
451,065
122,856
387,155
583,451
548,372
511,836
492,767
527,775
1,379,805
1,575,439
6,055,013
58,039,670
1,956,619
5,031,250
2,764,970
775,541
547,165
1,651,051
508,825
12,266,829
5,088,235
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
OTHER ASSET BACKED SECURITY
OTHER ASSET BACKED SECURITY
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
LIMITED PARTNERSHIP
COLLATERALIZED MORTGAGE OBLIGATION
BANK LOAN
BANK LOAN
BANK LOAN
OTHER ASSET BACKED SECURITY
BANK LOAN
COLLATERALIZED DEBT SECURITY (CREDIT CARD RECEIVABLE)
FUTURES CONTRACT
BANK LOAN
TOTAL:
$
5,007,619,245
* ALL INVESTMENT AMOUNTS ARE LISTED AT END-OF-YEAR MARKET VALUE.
30 of 30
FOR PUBLIC DISCLOSURE
ATTACHMENT E
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART I, LINE 6 - NET GAIN OR (LOSS) FROM SALE OF ASSETS NOT ON LINE 10
DESCRIPTION
EQUITIES
EQUITIES
FIXED INCOME
CASH EQUIVALENTS
OPTIONS
FUTURES
SHORT-TERM CAPITAL GAIN DISTRIBUTION
CURRENCY GAIN ON FX CONTRACTS
LP DISTRIBUTIONS IN EXCESS OF BASIS
CLASS ACTION INCOME
COST BASIS ADJUSTMENTS
TOTALS (PART I, COLUMN (a), LINE 6)
HOW ACQUIRED
PURCHASED
DONATED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
DATE
ACQUIRED DATE SOLD
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
GROSS SALES PRICE
(LINE 6b)
$2,810,888,307
1,884,095,474
12,774,595,086
4,282,753,990
2,187,762
145,331,279
278,925,429
4,095,997
2,856,465
368
$22,185,730,157
COST
$2,357,665,879
1,753,609,787
12,362,056,836
4,284,266,905
24,207,869
259,798,958
$21,041,606,234
CAPITAL GAIN
(LOSS) PER BOOKS
PART I, LINE 6a
$453,222,428
130,485,687
412,538,250
(1,512,915)
(22,020,107)
(259,798,958)
145,331,279
278,925,429
4,095,997
2,856,465
368
$1,144,123,923
ATTACHMENT F
FOR PUBLIC DISCLOSURE
BILL & MELINDA GATES FOUNDATION TRUST
EIN # 91-1663695
2012 FORM 990-PF
PART I, COLUMN (b), LINE 7 & PART IV - CAPITAL GAIN NET INCOME
DESCRIPTION
EQUITIES
EQUITIES
FIXED INCOME
CASH EQUIVALENTS
OPTIONS
SHORT-TERM CAPITAL GAIN DISTRIBUTION
IRC SEC. 1256 LOSS ON FUTURES
IRC SEC. 1256 GAIN ON FOREIGN CURRENCY CONTRACTS
LP DISTRIBUTIONS IN EXCESS OF BASIS
CLASS ACTION INCOME
COST BASIS ADJUSTMENTS
EQUITY PARTNERSHIP INVESTMENTS
HOW ACQUIRED
PURCHASED
DONATED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
PURCHASED
DATE
ACQUIRED DATE SOLD GROSS SALES PRICE
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
VARIOUS
TOTALS (PART I, COLUMN (b), LINE 7 & PART IV)
COST
$
2,810,888,307
1,884,095,474
12,774,595,086
4,282,753,990
2,187,762
145,331,279
619,629,155
4,095,997
2,856,465
368
94,929,027
$
2,357,665,879
977,580
12,362,056,836
4,284,266,905
24,207,869
150,699,478
-
$
22,621,362,910
$ 19,179,874,547
CAPITAL GAIN
(LOSS) TAXABLE
PART I, LINE 7
$
453,222,428
1,883,117,894
412,538,250
(1,512,915)
(22,020,107)
145,331,279
(150,699,478)
619,629,155
4,095,997
2,856,465
368
94,929,027
$ 3,441,488,363
ATTACHMENT G
FOR PUBLIC DISCLOSURE