WhyAreInterestGroupsPoliticallyActive? AnIncentiveTheoreticalFramework NicoleBolleyer(Exeter)&FlorianWeiler(Kent) DraftPaper,November2016–CommentsWelcome Politicalactivityisconventionallyconsideredasaconstitutiveordefiningfeatureofinterest groups (Truman 1951, Berry 1977), which sets them apart from inwards-oriented civil society groups that focus on their membership without becoming politically active or service-providing organizations that engage with the policy process, but in the output (implementation) rather than the input (agenda-setting or decision-making) stage. What motivatesmembershipgroupstobecomeinterestgroupsbyengaginginpoliticalactivityis rarely asked or examined: as interest group populations are defined by political activity ‘non-political’groupsare–atleastintheory-leftasidefromthestart.Incontrast,whether firms – whose primary function is making economic profit – become lobbyists or not constitutesapuzzleandisactivelydiscussed(Bouwen2002;DeFigueiredoetal.2004).Yet forinterestgroups,engagementinpoliticalactivityisconsideredcloselytiedtotheirraison d’être(Lowery2007;Wilko2015).This,inturn,putsanemphasisonthestrategiesthrough which groups try to exercise political influence, moving attention away from whether and howintenselygroupsdofocusonthistypeofactivityinthefirstplace. We look at political activity broadly conceived as ‘any attempt to influence the decisionsofanyinstitutionaleliteonbehalfofacollectiveinterest’(Jenkins1987:29),which notonlyincludeslobbyingofgovernmentofficialsorbureaucratsinthenarrowsensebut also covers public education and protest activities. This is important as organizations can consider themselves as politically active (e.g. engaged in awareness raising or education) withoutnecessarilyperceivingthisaslobbying(BloodgoodandTremblay-Boire2016:2). Empirically, boundaries between politically active and inactive groups are fluent as highlightedbytheliteratureonhybridorganizations(stressinghoworganizationsreconcile diverse and sometimes conflicting purposes) (e.g. Minkoff 2002; Hasenfeld and Gidron 2005).Interestgroupsmightperiodicallybepoliticallyinactive–andbestcharacterizedas 1 latent interest groups (Berkhout 2016: 10). These can still survive due to other activities generating support, as predominantly service-oriented charities that only periodically engageinlobbyingactivitydemonstrate-bethisduetothenatureoftheirmission,dueto legalconstraintsoramixturethereof.1AsAlmong-BarandSchmid(2014:15)pointoutina reviewonresearchonnon-profithumanserviceorganizations:“Participationinadvocacyis not limited to organizations that define themselves as “advocacy organizations” and thus shouldbestudiedasanactivity,andnotasanorganizationalclassification”[italicsadded]. Similarly,Halpinhasurgedinterestgroupscholarshiptogobeyondafunctionalspecification of interest groups and avoid the downplaying of other dimensions of group life as a consequenceofdefininggroupsasactorsformedforthepurposeofinfluencingpublicpolicy (2014:7; 28; see also Moe 1988: 1-2). Although the question which factors affect how intensely voluntary membership organizations engage in political activity – and thus how latent interest groups become active interest groups - is an important one, it is rarely discussedorexaminedexplicitlyintheinterestgroupliterature. Unlikefirmsorformalinstitutionssuchasgovernmentunitsthatlobbyindividually, voluntary membership organizations2 face the constant threat of member exit (whether membersareindividualsororganizationsthemselves).Thus,theyneedtomakeeffortsto sustain member support and loyalty (Olson 1976; Wilson 1973; Hirschman 1970; Gray und Lowery 1995). Lowery (2007) has stressed that all organizations – including those predominantly aiming for policy influence – need to survive to start with to pursue any other goal. Survival, in turn, depends on factors such as resources for organizational maintenance(e.g.members,finances),possiblymoresothanonthesuccessfulexerciseof policy influence. Thus, we consider political activity as possible instead of constitutive featureofmembershiporganizationsthathaveformedtopursueasharedinterest. Startingfromhere,followingLowery,whohighlightedthatinterestgroupbehaviour should be theorized “from the perspective of the organization” (2007: 46), we adopt an organization-centred-approachbuildingon‘incentivetheoreticalperspectives’ingroupand organizationresearchtoaccountfororganizations’propensitytoengageinpoliticalactivity. 1 Charitablestatusisoftenlinkedtorestrictionsontheextenttowhichanorganizationcanengageinovertly partisanorpoliticalactivitiessuchaslobbying(Salamon1997;O’Halloran2011). 2 We define voluntary organizations as organizations with a formalized infrastructure, that are private (separate from government), non-profit-distributing, self-governing and membership-based (Salamon and Anheier1998:216),membersbeingeitherindividualsororganizations(Jordanetal2004). 2 Specifically, we theorize how organizational elites sustain (rather than form) political organizations–suchasinterestgroups–throughdifferentstrategiesofincentiveprovision totheirmembers(e.g.ClarkandWilson1961;Salisbury1969;Wilson1973).Wearguethat these strategies are fundamentally shaped by the nature of its membership (individual or corporate) and its respective size constitutive for the organization and, more specifically, theinfluencememberscanexercisewithintheorganizationduetotheirpositionwithinit definedbyvoicemechanismsandtheirrelativecontributiontotheorganization’sresources. Thesetwofundamentalaspectsarecentralfortheextenttowhichelitesconsiderpolitical activityasinstrumentaltosustaintheirorganizationornot. After having developed our incentive-theoretical framework on political group activity,wetestourhypothesesusingdatafromtwointerestgroupsurveysinSwitzerland and Germany conducted in 2011 (Jentges et al. 2012, 2013). While organizations were included in the surveyed populations as ‘interest groups’ based on the expectation that, giventheirprofiles,theyarepotentiallypoliticallyactive,respondentsdidnotonlyvaryin theintensityofpoliticalactivity,butalsowhethertheyreportedthattheyarepoliticalactive at all. To us, this variation opens a window of opportunity to study - based on our theoretical framework - the determinants of the intensity of groups’ political activity and thereby move beyond treating political activity “as an organizational classification” as highlightedinrecentwork(Almong-BarandSchmid2014:15;seealsoHalpin2014). Our findings substantiate our theoretical framework and underline the importance of intra-organizational characteristics to understand how intensively organizations are politically active and support our hypotheses derived from classical incentive theory that highlight challenges of organizational maintenance (rather than theorizing interest aggregationandgroupformation).Weexpectedthatorganizationwithindividualmembers (compared to those with corporate members) to be less politically active. We further expected that this only holds as long as its membership size remains below a certain threshold. Above this threshold, so the argument, the balance of strategic incentive provision changes and a growing number of individuals should start to strengthen an organization’s propensity towards political activity, which is what we found. Importantly, our findings hold even though we control for a range of ‘external’ factors (policy field, external income sources, competition) that according to earlier works should affect organizations’choicesandbehaviour. 3 More generally, our findings stress the usefulness to move away from political activity as defining criterion for interest groups and treat it or as a puzzle instead. This allows us to gain a more nuanced understanding of the factors that motivate voluntary membershipgroupstoactlikeinterestgroupsina‘functionalsense’bytakingmoreserious thepossibilitythatformanygroupspoliticalactivitymightbeoneofmanythingstheydo, withoutnecessarilybeingconstitutivefortheiridentity. AnIncentiveTheoreticalFrameworkonGroups’PoliticalActivity When theorizing the behaviour of interest groups as one type of voluntary membership organization, the nature of leader-member relationships is bound to be central for maintainingsuchorganizationsascollectiveactors.Indeed,casestudyresearchoninterest groups has stressed the importance of members and the resources they hold within the organization for the extent to which leaders can or want to prioritize political over other activitiesornot(Wilko2015:123-5;Halpin2014).Quantitativeresearch,incontrast,tends to ignore membership-related factors and thereby often bypasses the intra-organizational drivers of group activities (Jordan et al. 2002: 204; but see Binderkrantz 2009; Halpin and Herschel 2012). In contrast, ‘incentive theoretical approaches’ prominent in group and organization research deal with how organizations as collective actors sustain themselves (e.g.ClarkandWilson1961;Wilson1973)ratherthandealingwiththequestionsofgroup formationorinterestaggregation.Maloney(2015:99;seealsoJordanandMaloney1997) has prominently argued that leaders tailor organizational activities to their members’ preferences to provide an incentive mix able to assure the organization’s survival. If so, whetherinvestmentsinpoliticalactivitiesareworthwhileshouldbeassessedaccordingly. Buildingontheseworks,weessentiallyarguethatorganizationalleaders’strategies of incentive provision are fundamentally shaped by two aspects: the nature of its membership (individual or corporate) and its respective size; and the influence members canexercisewithintheorganizationduetotheirpositionwithintheasorganizationdefined byvoicemechanismsandtheirrelativecontributiontotheorganization’sresources. TheNatureofOrganizationalMembersandtheirConsequencesforIncentiveProvision Which incentives (or mix thereof) are most effective to achieve organizational stability dependsonthenatureofmembersaswellastheirnumber.Thedistinctionbetweengroups 4 with individual members and those with corporate actors (e.g. institutions, firms or other associations)iscrucialastheirmotivationfororganizationalmembershipareboundtodiffer between them. These motivational differences can be expected to be central for which incentive mix induces these members to stay and continue to support their organization, which pushes leaders to provide distinct combinations of incentives respectively. These combinations,inturn,caneithersupportorweakentheprioritizationofpoliticalactivityas onemodeofincentiveprovision. How do organizations composed of individuals differ from those composed of corporate members in the role political activity might play in sustaining organizational support? Considering different incentive types available, we can expect selective material incentives that are by definition exclusively available to members (e.g. access to specific services)(Wilson1973)tobeequallyrelevanttosustainmembershipirrespectiveofthetype ofmember.Thisisbecausebothtypesofmembershipgroupsuffer–ceterisparibus3-from the same free-rider problem regarding political activity generating policy influence, which constitutes a collective incentive instead: even if, for instance, a favourable policy change canbeachievedandtheorganizationcaneffectivelyclaimcreditforit,membershipinthe organization is no prerequisite to benefit from this change, i.e. non-members with similar interestscanequallyenjoyitsadvantages.Thisproblemofnon-exclusivitymakesselective incentives exclusively accessible to members crucial for the maintenance of membership organizationsgenerally(Olson1965).4 Weexpectthecentralimplicationofbeinganindividualmembershiporganizationto lieintheroleofanothertypeofselectiveincentivethatisnon-material:solidaryincentives thataregeneratedbythepersonalsatisfactionofmembersderivedfromassociatingwith others(e.g.throughjointactivitiesstrengtheningmembers’belongingtothegroup)(Clark and Wilson 1961: 134-5; see also Salisbury 1969). In contrast to individual members, to membersthatarethemselvesorganizationsorinstitutionstheseincentivescanbeexpected tobeoflittlerelevance.Thus,asfarasinternallyprovidedselectiveincentivesgo,corporate 3 ‘Ceteris paribus’ implies that we don’t associate one type of membership group necessarily with a higher numberofmembers(i.e.highercomplexity)whichisadifferentfactorwetalkaboutlater. 4 Note that the terminologies used for various incentive or benefit types vary to some extent in Wilson and Clark(1961),Wilson(1973)andOlson(1965).Asforourpurposesthespecificdistinctionsbetweenselective and collective incentives (whether material or not) and between solidary incentives (as one type of a nonmaterialselectiveincentive)andselectivematerialincentivesarethemostcrucial,westickwiththeseasthe maintermsforthesakeofsimplicityanddon’tdiscussanyotherincentivetypespresentedintheliterature. 5 members are bound to be prevented from free-riding by incentives exclusive to members otherthansolidaryones.5Thisisbecauseeithertheyhavenoindividualvoluntarymembers profiting from any activities strengthening feelings of group solidarity or because each memberorganizationprovidessolidaryincentiveswithinitsownboundariestostabilizeits own(individual)membershipbase(separatefromtheindividualmembershipsoftheother corporate members). Consequently, membership organizations with individual members face incentives to sustain support not only through the provision of selective material and collective incentives (as corporate membership organizations) but also through solidary incentivesgeneratinganon-instrumentalattachmentofmemberstotheorganization. Activities generating each incentive type relevant to sustain an organization generate their own costs (e.g. political activities generating (non-exclusive) collective incentivesintermsofinfluenceongovernmentpolicy,jointsocialactivitiesformembersto strengthen solidarity, service provision to generate selective material incentives for members).Thesecostsrisethemorediversifiedincentiveprovisionwithinanorganization are. As organizations generally have limited resources, we expect a trade-off between a more diversified intra-organizational incentive provision and externally oriented political activity (both of which generate organizational costs) (Wilko 2015: 125). Consequently, organizationswithindividualmemberswill–ceterisparibus-havefewerresourcesleftto investinpoliticalactivitythanthosewithoutindividualmembers,whicharenotexpectedto providesolidaryincentivestomembersaswell,leadingtoourfirsthypothesis. H1A (Individual Members Hypothesis) If an organization has individual members, it is less politicallyactivethananorganizationcomposedofcorporatemembers. This hypothesis, however, does not yet consider the role of membership size, which it assumesasconstant,andwhichconstitutesaseparatefactoraffectingwhichincentivemix is most cost-effective in building support from leaders’ point of view. So what happens whenmembershiporganizationswithindividualmembersgrowascomparedtothosewith corporatemembers? Returning to Wilson (1973) focused on organizational maintenance (rather than approachingtheengagementinpoliticalactivityasamobilisationoraggregationproblem, 5 These don’t have to be material in the narrow sense but could consist of status or special recognition as derivedfromexclusivegroupmembership. 6 see Olson (1965)) we can refine our initial hypothesis that rested on two arguments: all membershiporganizationswillusetosomeextentselectivematerialincentivesenhancing members’statusorgrantingmaterialbenefitstostabilizesupport;andindividualmembers are less instrumentally driven than corporate members and therefor receptive to solidary (internallydirected)activities.Ifthelatterargumentholds,individualmembersshouldalso be receptive to collective outside activities that strengthen the attachment to the organization’s cause tapping into individuals’ emotional attachments, targeting not only membersbutsympathisersinsocietymorebroadly.Aslongastheorganizationisrelatively small,wecanexpectsolidaryincentivestobemoreeffectiveasnon-memberscanbemore effectivelyexcludedfromthem(which,inturn,shouldenhancethevalueofmembership). Yet as individual membership grows, the following three simultaneous, interconnected shifts take place, changing the incentive mix most effective to sustain organizational support in such organizations: first, solidary incentives are more difficult to provideeffectivelyinbigorganizationthatbytheirverynaturearemoreanonymous.Asfar as investments in such activities are less effective in mass organizations, resources are better invested in other activities. Second, political activities can serve as (second best) ‘substitute’tosolidaryincentivesasmechanismtostrengthenagroup’sidentity.Especially the pursuit of political goals through outsider or public political strategies (e.g. media campaigns) that are highly visible to members, media and sympathisers in society alike (Beyers 2004: 213-14) can stress the importance of the organizations’ cause and thereby strengthen group attachments. Again, individual members can be expected to be more receptivetosuchactivitiesthanmoreinstrumentallydrivencorporatemembers.Third,the provision of selective material incentives (which need to be made available to each individual member) is bound to become increasingly costly the more members there are, making strategies to generate incentives alternatively comparatively more (cost)effective when attempting to sustain an organization, which again should release resources for politicalactivities.Thesethreeshiftssuggesta‘thresholdeffect’whentheorizingtheeffects ofindividualmembershiponpoliticalactivity.Wecanrefineourinitialhypothesisandadda secondoneconsideringtheimplicationsofgrowingsize: H1B(IndividualMembershipSizeHypothesis):Asindividualmembershiporganizationsgrow, the more politically active they become as compared to corporate membership organizationsofequivalentsizes. 7 The latter hypothesis contrasts with arguments made in the interest group literature expectingcorporatemembershiporganizationstobemoreactive,notless.Thesedifferent expectations,however,wherebasedontheobservationthatindividualmembershipgroups tend to be bigger and more complex than membership groups composed of corporate actors(e.g.firms,associations,governmentunits).This,inturn,underpinnedtheargument thatthenatureofinterestaggregationdiffersbetweenthesetwogrouptypes.Duetothe higher complexity, individual membership groups are assumed to represent more diffuse interestsascomparedtothemorespecificinterestsrepresentedbygroupscomposedofa smallernumberoforganizations(Berkhout2010:46,Thrall2006).Consequently,ithasbeen arguedthatindividualmembershiporganizations(astheyareusuallybigger)arelessactive than corporate ones, as the higher number of members in organizations as such is associated with lower political activity. This line of argument hypothesizes a combined effectlinkingmembershiptypewithgroupsize.Oncedisentanglingthetwo,therationaleof approachingtheabilityofanorganizationtoengageinpoliticalactivitiesasanaggregation problem allows us to make the following argument about organizations with corporate members. This argument draws on Olson (1965), who considered interest aggregation as an instrumentally driven process. Considering political activity as one purpose of such an aggregationprocess,eachmembercanbeexpectedtobekeeninseeinghisorherinterests consideredinwhateverpoliticalpositiontheorganizationfightsforandactualengagement in political activity becomes the more difficult and demanding the more numerous, heterogeneous and complex member preferences. Here it is important to consider that political activity not only requires the formation of a common line reconciling member preferencesassuch,butacommonlinewithwhichthemostormostimportantmembers are happy. Especially the latter challenge suggests that political activity (if evaluated by leadersintermsofwhetherithelpspursueindividualmembergoalsratherthanservingas identify-strengtheningactivity)mightbecontroversialasmembersdisagreeoverwhatline totake.Thismakesalternative,lesscontestedmodesofincentiveprovision(e.g.services) more attractive to organizational leaders that are concerned about the organization’s maintenance rather than driven by a particular political agenda themselves. As this 8 argumentpresupposesthatmembersareinstrumentallydrivenandassesspoliticalactivity accordingly,anassumption–asarguedearlier–thatappliesmoretocorporatemembers than individuals, we arrive at our last hypothesis on the implications of membership type andsize: H2(CorporateMembersHypothesis):Themorecorporatemembershiporganizationsgrow, thelesstheyarepoliticallyactive. TheVariableInfluenceofMembersanditsConsequencesforPoliticalActivity Although voluntary organizations are pressed to continuously maintain member support, sincemembers canexitatanypoint(Wilson1973),Jordanetalhavestressedthatonlya minorityofinterestgroupsareinterestedinorabletoenhancememberinvolvement(2004: 209). Indeed, group members might be perfectly happy to remain passive and not be interested in actively shaping their organization’s priorities as long as the latter don’t directly clash with their preferences, minding the costs of a more active involvement (Maloney2015:102).Atthesametime,leadersneedtoreconcilememberdemandswith externalpressures,whichcandisincentivizepoliticalactivitygenerallyorthesortdesiredby members. Dependency on government funding, for instance, is often associated with a moderatingeffectonpoliticalactivism–indirectlyifstringsattachedpushorganizationsto investinprofessionalizationordirectlyifgovernmentswithdrawfundingfromgovernmentcriticalorganizations(BloodgoodandTremblay-Boire2016:4-5).Beingexposedtointernal and external pressures often pulling in opposite directions, how responsive leaders are to (internal)memberpreferencesgenerallyandtothoseinfavourofpoliticalactivitydepends on the mechanisms within the organization that allow members to actively communicate with them to receive the relevant information in the first instance. At the same time, members with strong political views who desire specific policy changes are bound to care most about having such channels to receive information from elites, while being more inclinedtoactivelyusethemtocommunicatebacktoelites(ascomparedtomembersthat predominantly enjoy participation in group life, joined for gaining access to the services offered by the organisation and predominantly operate as ‘passive consumers’ or ‘check book supporters’). If so, the pressure on the organization to actively pursue members’ 9 politicalinterests–eveninfaceofcounterincentivesoutsidetheorganization-shouldgrow withthegrowthofavailablecommunicationchannels. Theresponsivenessofleaderstomembers’demands(ascomparedtothoseofother actors) can be further expected to vary depending on whether they are important contributors to an organization’s budget (Wilko 2015: 123). While not all members are necessarily active and interested in the organization being politically active, if as argued earliermemberswithstrongbeliefscanbeexpectedtobemorevocalaswellasbeingmore likely to leave when dissatisfied with the organization, financial dependency on member feesshouldreinforcetheincentivesfortheorganizationtostressitsabilitytovisiblypush for the members’ interests, including their political interests. This is why growing dependencyonmembershipfeescreatesincentivesforleaderstoinvestinpoliticalactivity asacollectiveincentiveasdemandedbypoliticallyactivemembers. Thisleadstoourfinaltwohypotheseseachtheorizingafactorenhancingtheintraorganizational influence that active members can exercise within an organization, in turn, pushingelitestoengageinpoliticalactivities: H3 Member Communication Hypothesis: The more numerous and the more actively used communication channels between leaders and members are in an organization, the more politicallyactiveitislikelytobe. H4 Membership Fees Hypothesis: The more dependent an organization is on membership fees,themorepoliticallypoliticalactiveitislikelytobe. DataandMeasurements Following the method suggested by Wonka et al. (2010), a list of interest groups for Germany and Switzerland was compiled using various sources. For Germany, two sources registeringlobbygroupswereused.Thefirstisthe‘TaschenbuchdesöffentlichenLebens– Deutschland 2010’ (Oeckl 2010), the second is the list of officially registered lobby organisations with the German Bundestag (the so called ‘Lobbyliste’). In Switzerland, data collection started with the ‚SchweizerJahrbuch des öffentlichenLebens’ (Schwabe 2009). SincenoofficialregistryforinterestgroupsexistsintheSwissparliament,theparliament’s ‘Gästeregister’ (guest registry) for relevant organisations was used as a second source of information.Finally,theSwisslistofinterestgroupswascompletedbycheckingthewebsite 10 www.verbaende.ch for potentially relevant organisations not yet included in the list. The differentlistsweremerged,andduplicateentriesweredeleted.Duringthiscodingprocess the postal, Internet, and email addresses of each group’s central office, and (where possible) the Internet and email addresses of the organisation’s communication departments were recorded. These email addresses were used as the email-database for theonlinequestionnaire.Datacollectionstartedinearly2011inSwitzerland,andinspring 2011inGermany.Theresponseratewas40%forSwitzerland(985of2475organisationsthe questionnairewasmailedto)and23%forGermany(1246of5422organisations).However, manyorganisationsleftinformationneededforthispaperblank.Forinstance,870interest groups did not reply to the questions about their annual budget and the sources of this budget – a much higher non-response rate than for any other question (only about 200 organisations did not reply to the questions about corporate/group membership – the second highest non-response rate in the survey). These organisations are therefore excludedfromtheanalysis,whichleavesuswith1034observations.However,becauseour definition of interest organisation includes only membership groups, we also excluded all groupswhodidreportedtohaveneitherindividualorgroupmembers.Thus,afurther95 groups were deleted from the dataset. Overall, we are left with 939 observations, and all variables used in this article, further described below, are derived from this dataset (with onenotableexception).484ofourobservationsarefromSwissinterestgroups,and455are from German organisations. However, since we have so many missing observations, we check all our findings presented in this paper using multiple imputation techniques. The resultsusingtheimputeddatacanbefoundintheAppendixandsubstantiateourfindings. OperationalizationoftheDependentVariable To capture political activity we employ a variables derived from a survey question on the frequency of political activity of interest organisations. In this question, respondent could chose how often they are politically active from the following options: ‘Never’, ‘Rarely’, ‘Sometimes’,‘Often’,‘Veryoften’.Thisvariablethusencapsulesboththelikelihoodofbeing politicallyactiveaswellastheintensityofthepoliticalactivityofinterestorganisations.We find that 76 groups in our dataset (8.1%) are never politically active, while 174 groups (18.5%) are rarely, 288 (30.7%) sometimes, 251 (26.8%) often, and 149 (15.9%) are very 11 often politically active. The variable is coded in a way that positive coefficients in the statisticalmodelsindicateahigherlikelihoodandahigherintensityofpoliticalactivity. Survey questions can be problematic, because respondents might understand the questions in various ways, or interpret the categories differently. As a check whether our political activity variable captures what we intend to measure, we constructed a second variablemakinguseofarangeofothersurveyitemscapturing(typesof)politicalactivity. Wealsoaskedsurveyparticipantshowoftentheyengageinpoliticalactivitiestargetedat specific audiences: the government, political parties, the media, and the general public. Thesefourquestionsarealsoonafive-pointscalefromrarely(1)toveryoften(5),andwe sumthesefourvariablesupasasecondmeasureofinterestgroupactivity.Usingboththese activity variables as numerical variables, they exhibit a highly significant correlation coefficient of 0.602. This is an indication that the general activity variable used as the dependentvariableinthisstudydoesindeedcapturewhatweintended. OperationalizationofExplanatoryVariables Individualmembership:Tocapturemembershipofindividuals,twovariablesareincludedin the statistical models below. First, we include a membership dummy which captures whetheragrouphasindividualmembers(1)oronlygroupmembers(0).Ofthe939interest organisationsinthedataset647doacceptindividualsasmembers(approximately69%).In addition, survey respondents had to specify how many individual members their organisations had. This variable is highly skewed, as many organisations have no or only very few individual members, while there are also a few very large organisations (the maximumis2.7millionmembersforalargeunion).Thisskewalsostronglyinfluencesthe meanandthemedian,theformerbeing13350,whilethelatteris101individualmembers. For this reason the natural logarithm is applied when this variable is used in the models below.ThesetwovariablesareusedtotestH1A(IndividualMembersHypothesis)andH1B (IndividualMembershipSizeHypothesis). Corporate membership: Similar to individual membership, survey respondents were also askedtoindicatethenumberofcorporatemembers(e.g.groupsandenterprises)arepart of their organisation (H2 Corporate Members Hypothesis). Again, this variable is highly skewed, with many groups having no group membership, while one interest group in the 12 datasethas293,000suchmembers.Themeanis1210,andthemedian20,whichisanother indication for the strong skew of this variable. To address this, we again use the natural logarithm. Internal communication with members: To operationalize H3 (Member Communication Hypothesis) we use a measure that captures the channels for and intensity of communicationbetweeninterestgroupsandtheirmembers.Toobtainsuchameasurewe rely on several variables in the dataset that record how often organisations communicate withtheirownmembersusingdifferenttypesofchannels.Forinstance,surveyrespondents where asked how regularly they send out newsletters, or have direct meetings with members.Intotal,thereareninesuchquestionsonmembercommunicationinthesurvey, all of which could be answered on a five-point scale indicating that the specific form of communicationhappened‘almostnever’(1),‘afewtimesayear’(2),‘afewtimesamonth’ (3),‘afewtimesaweek’(4),or‘daily’(5).Thenumericvaluesoftheseninevariableswere summedup.Thus,thehigherthevalueoftheresultingvariableis,themoreintensivethe communicationbetweeninterestgroupsandtheirmembers.Themaximumobservedvalue in the dataset is 33 (out of a possible maximum of 45), while four organisations reported that they almost never used any of the nine ways of communicating with their members. Themeanis12.97. Membership fees: Survey respondents were asked to provide the amount of money they received through membership fees (as they were for other income sources such as state subsidies),whichprovidesthebasistotestH4(MembershipFeesHypothesis).Asmentioned previously, 870 organisations refused to answer these questions regarding their finances, leading to a high number of lost observations. The mean value earned by the interest organisations in our dataset who did answer the questions through membership fees is 620,300, with many groups earning very little (or nothing) through this source of income, while the maximum is 56 million. The median for this variable is 71,100. In summary, this budgetaryvariableishighlyskewedaswell,withmanyrelativelysmallorganisationsearning onlylimitedamountsoffundsfrommembershipfees,whilefewlargeorganisationsreceive largeamountsofmoney.Consequently,themembershipfeesvariableislogged. 13 ControlVariables Weincludevariouscontrolvariablesinthemodelstoensurethattheestimatesofourmain explanatoryvariablesareunbiased. Competition: The level of competition interest groups face is often mentioned in the literatureasanimportantfactorinfluencinginterestgroupbehaviour(e.g.Baumgartnerand Leech 2001, Weiler 2016). As the general level of competition also clearly correlates with thecompetitionformembers(andmembershipfees),weneedtoincludethisvariableasan important control. To capture competition between interest groups we rely on a survey questiononthevisibilityofotherinterestgroupsinthefieldofactivityofanorganisation. Again, survey respondents had to indicate on a five-point scale how visible other interest groupsare,fromnotatallvisible(1)tohighlyvisible(5).Themeanvalueinthedatasetis 2.82, with 70 organisation selecting the lowest possible competition value, and 39 the highest. This variable is included in the models below as a categorical variable, with the lowestlevelofcompetitionactingasthebaselinecategory. Group type: The type of interest group is also an important indicator for how interest groups act and behave (e.g. Binderkrantz 2008, Klüver 2012, Weiler & Brändli 2015). The literature proposed various ways to classify interest organisations (see e.g. Binderkrantz 2008,Klüver2012).Inthispaperwedistinguishbetweenpublicinterestandspecificinterest groups.Theaimofpublicinterestgroupsistheadoptionofpolicieswhosebenefitsaccrue tonon-membersaswell(Salisbury1969),whilespecificinterestorganisationsmainlycater to the needs of a specified constituency. This definition of specific interest groups also includes organisations interested in policies that benefit disadvantaged groups (such as handicapped people or drug addicts), as they do represent a specific subset of society instead of the (perceived) advantage of the general public. No question in the survey allowed the identification of interest groups as being a cause groups or a specific interest group.Therefore,allorganisationsinthedatasetwerehand-coded,and282groups(about 30%)wherefoundtobecausegroups. State subsidies: State subsidies are another important form of income for interest organisations,whicharguablehasanimpactonboththepoliticalactivityofgroups(Becker 14 1983),andalsohowtheybehavetowardstheirmembers(being,forinstance,moreorless reliant on membership fees depending on the level of state subsidies they receive). Thus, wealsoincludeastatesubsidyvariableinourmodels.604ofthegroupsinourfinaldataset (about 64%) do not receive any state subsidies, while some organisation receive large contributionsfrompublicfunds.Thebiggeststatesubsidyreportedwas€112millionfrom aninternationalaidorganisation,yetisshouldbenotedthatmoneyallocatedtoaidproject doesnot(oronlyindirectly)contributetotheadvocacybudgetoforganisations.Duetothe skewednessofthisvariabletheloggedformisincludedinthemodels. Issue area: The issue area is also an important determinant for the political activity of interest organisations (Baumgartner and Leech 2001, Klüver 2011). Therefore, we also includethemainissueofactivityintothemodels,asidentifiedbytheinterestgroupsinthe surveys. Specifically, we identify the following six issues areas in our dataset: economics, education,socialissues,environment,religion,andothers. Age and country: In addition, we include two further variables in the statistical models. First, to capture potential differences in lobbying and political activity stemming from the length of time an interest organisation has already been part of the political system we include the organisation’s age (logged). Second, our observations come from two distinct political systems, Switzerland and Germany. To capture potential systematic differences betweeninterestgroupbehaviourinthesetwocountries,weincludeacountrydummy. EmpiricalAnalysis ModelChoice Inthissectionwepresenttheempiricalfindings.Giventhatthedependentvariable(interest groupactivity)iscategoricalinnatureandonafive-pointscalewithaclearordering,weopt fororderedlogitmodels.Table2presentsthemodels.Model1isthefullmodelincludingall observations with complete information from the survey. In Models 2 and 3 we present findings for Germany (Model 2) and Switzerland (Model 3) only, to check whether our results hold true in both political systems, or whether they are driven by interest group activity in one country only. In addition, to check if the big number of missing values is problematic,wealsousemultipleimputationtechniquesandrunthesamemodelsagainfor 15 allinterestorganisationsinthesurveythatindicatethattheyhaveeitherindividualorgroup members (excluding memberless organisations only). Thus, we almost double the number ofobservationsfrom939to1780.However,theresultsarestablebothforthefullmodelas wellasthetwocountrymodels,whichindicatesthatourmissingvaluesareindeedmissing at random (see Appendix A for the imputed models). This increases our confidence in the modelspresentedinTable2. Table2:DeterminantsofpoliticalactivityofinterestgroupsinSwitzerlandandGermany Individualmembershipdummy Model2 Germany Ord.logit -0.77** Model3 Switzerland Ord.logit -1.00*** (0.25) (0.35) (0.36) 0.10*** 0.09** 0.13** (0.03) (0.04) (0.05) Corporatemembership -0.03 -0.02 -0.02 Sizeindividualmembership Membershipfees Membercommunication (0.03) (0.04) (0.04) 0.15*** 0.10** 0.22*** (0.03) (0.05) (0.05) 0.06*** 0.06*** 0.05*** (0.01) (0.02) (0.02) Competition(base=nocompetition) Lowcompetition 1.30*** 1.50*** 1.11*** (0.26) (0.41) (0.34) 1.63*** 1.81*** 1.54*** (0.26) (0.40) (0.34) 2.03*** 2.34*** 1.69*** (0.28) (0.44) (0.38) 2.50*** 2.69*** 2.45*** (0.40) (0.56) (0.60) 0.69*** 0.70*** 0.57** (0.15) (0.21) (0.22) Statesubsidies -0.01 0.02 -0.05*** (0.01) (0.02) (0.02) Ageofinterestgroup -0.14* -0.21** -0.07 Mediumcompetition Highcompetition Veryhighcompetition Grouptype(base=specificinterestgroup) Publicinterestgroup Countrydummy Issuearea(base=economicIGs) Education Model1 Fullmodel Ord.logit -0.84*** (0.07) (0.10) (0.10) 0.45*** (0.13) -0.67*** -0.76*** -0.64** (0.20) (0.30) (0.27) 16 Religion -1.21*** -1.24** -1.05 (0.45) (0.58) (0.75) Social -0.27 -0.25 -0.40) (0.19) (0.27) (0.27) Environment -0.28 -0.43 -0.13 (0.28) (0.41) (0.40) 0.11 -0.08 0.24 (0.17) (0.27) (0.23) 0.59 -0.2 1.05* (0.47) (0.70) (0.63) 2.23*** 1.26* 2.84*** (0.47) (0.70) (0.64) 3.83*** 2.78*** 4.57*** (0.48) (0.71) (0.65) 5.45*** 4.39*** 6.28*** (0.50) (0.72) (0.68) AIC 2636.15 1296.33 1354.66 BIC 2742.74 1382.86 1442.48 LogLikelihood -1296.07 -627.17 -656.33 939 455 484 OtherIGs Intercepts 1|2 2|3 3|4 4|5 Num.obs. ***p<0.01,**p<0.05,*p<0.1 Results To discuss whether our incentive theoretical approach to groups’ political activity is substantiated,westartwiththehypothesestheorizingtheimplicationsofmembershiptype and size as important drivers of which ‘incentive mix’ leaders are likely to provide to maintain organizational support. Following H1A (Individual Members Hypothesis), organisation with individual members should be less politically active because providing solidarity incentives through joint social activities, for instance, to individual members generates costs for interest groups. Groups with only corporate members do not have to bearsuchcosts,orforthemsuchincentivesareonlyoflimitedrelevance.Thesecosts,both staff time and/or financial resources, in turn, reduce the resources organisations have at theirdisposaltoinvestinpoliticalactivities.Indeed,botheffectsforourvariablescapturing individualmembershiparehighlysignificant.Forinstance,thenegativeandsignificanteffect of-0.84inModel1indicatesthatgroupswith(few)individualmembersaresignificantlyless likely to be in the higher political activity categories than groups without individual members. All else equal, the model predicts 47.7% of organisations without individual membership to be politically active often or very often (the two highest political activity 17 levels),whileonly28.1%oforganisationswithindividualmembersareexpectedtoexhibit suchhighlevelsofpoliticalactivity. Some authors have claimed that groups based on individual membership increasingly rely on ‘surrogate’ membership (see Hensby et al. 2011: 810), considering individual members are mostly seen as ‘checkbook members’ (Hayes 1986: 134) without themplayinganactiveroleintheorganization.Consequently,thereisnoneedformembers to participate in the group’s activities from the point of view of such groups (Jordan and Maloney 2007: 83). Yet there is also little demand for solidarity incentives from these checkbook members, who form less loyal bonds with the groups and have high dropout rates(JordanandMaloney1998:406-08).Ifthisviewiscorrectandholdsformostgroups with individual members, we should not see any decrease in the general political activity level of these groups, since no resources would have to be spent on solidarity incentive. Consequently, our results challenge ideas around the declining relevance of solidary incentives, echoing findings by Hensby et al. (2011: 816-19), who show that solidarity incentivesdoplayarole. As an organisation’s individual membership grows, our Individual Membership Size Hypothesis (H1B) expects the intensity of political activity to increase. Again, our findings support this expectation, as the positive and significant coefficients for the individual members variable across all models indicate. The predicted effects in the models are statistically significant and fairly strong. For instance, the coefficient of 0.10 in Model 1 translates,allelseequal,intoapredictedvalueof28.1%ofgroupswithveryfewindividual membersbeingoftenorveryoftenpoliticallyactive(asshouldbethecaseasthisisinline withthefindingspresentedinthepreviousparagraph).However,fromtherethepredicted activity levels increase quickly. When organisations grow to 1,000 members, 43.6% of organisations are expected to fall into the highest two activity categories. And when they have about 10,000 members, more than 50% of organisations fall into the two highest activitylevels.Thus,groupswiththatsizearepredictedtohaveovertakentheactivitylevel ofmemberlessorganisations.Forgroupswiththehighestnumberofindividualmembersin ourdatasetmorethan62%arepredictedtobeinthetwohighestactivitycategories.Thisis evidenceforourargumentthatpoliticalactivitiescanstrengthengroupattachmentandact asincentivesformembersof(particularlylarge)groupstostaywiththegroup.Additionally, Jordan and Maloney (1998: 391) argue that group size influences political participation 18 positively because an impressive number of supports increases the attention interest organisationsattain,andthusfacilitatesbothvoiceandaccessstrategies.Thisisinlinewith Thrall’s(2006)viewthatalargermembershipbaseisbasicallyanotherresourcewhichhelps groupstoincreasetheiractivitylevels,inparticularlywithregardstovoicestrategies. Figure1summarisesthefindingsofH1AandH1Bandbringsthemtogether.Onthe left hand side of the sub-plots we see the predicted values for organisations without any individual members for the two highest activity levels. When moving from such an organisation to one with only very few individual members, the figures show that the modelspredictamuchloweractivitylevelforsuchgroups.Inotherwords,groupswithfew individualmembersareexpectedtobemuchlessactiveandtendtobeintheloweractivity categories more often. However, as the number of individual members increases, groups become increasingly politically active. At around 3,000 individual members, their activity levelsarepredictedtobeonparagainwithorganisationswithoutindividualmembers.From thereonwards,politicalactivitylevelsincreasefurtherandlargergroupsareexpectedtobe moreactive,andmoreintenselyso,thangroupswithoutindividualmembers,althoughthis difference then only becomes significant when the membership size increases to over (approximately) 50,000 individual members. These findings are similar irrespective of whether the full sample is used, or whether the models for the two countries are run separately.Overall,bothH1AandH1Bfindsupport,substantiatingourincentivetheoretical approach. Figure 1: Predicted values for high and very high political activity levels depending on Prob. of very high activity level 0.10 0.15 0.20 0.25 0.30 With members Memberless 0 1 10 100 1000 10k Individual members 100k 1m ● With members Memberless 0.05 ● 0.20 Prob. of high activity level 0.25 0.30 0.35 0.40 0.35 individualmembershipsize(including95%confidenceintervals) 0 1 10 100 1000 10k Individual members 100k 1m 19 Next we turn to our Corporate Members Hypothesis (H2). Assuming that corporate members are more instrumentally driven than individual members, we expected this to affect their orientation towards organizational investments political activity as well. While individualmembersareinterestedinawiderrangeofincentives(e.g.solidaryactivities)and somemighthavelittleinterestintheorganization’spoliticalendeavours,corporatemember areexpectedtobe–onaverage-keeneronseeingtheirinterestsconsideredinthepolitical positiontheirorganizationfightsfor.Asthenumberofthosecorporatemembersincreases, interestgroupsbecomemoredifficulttosteerbythegroups’leaders.Asfarasthereisless consensus about the direction the interest group should take, finding agreement on a commoncoursegetsmorecostlyandinvestmentsinpoliticalactivityassuchmightbecome controversial, which results in less political activity. However, our models provide no evidence in support of this hypothesis. The coefficients in all three models of Table 2 are insignificant(althoughnegative,asexpected). Havingdiscussedtheconsequencesofanorganization’scompositionontheleaders’ incentiveprovisionanditsrepercussionforpoliticalactivity,wenowconsidertheposition thatmembershavewithintheirorganizationandhowthisincentivizesleaderstorespondto member demands for pursuing their political interests. Communication with members, according to the models in Table 2, is a strong predictor for the general level of political activity,whichisinlinewithH3.Thesefindingsarehighlysignificant,andthemagnitudeof theeffectifsubstantial.Organisationswiththelowestlevelofmembershipcommunication, accordingtoModel1ofTable2,onlyhavealikelihoodof21.7%ofbeingpoliticallyactive often or very often. This value increases to 65.9% for the organisations with the highest levelofcommunicationbetweenorganisationalelitesandgroupmembers.Atthemeanof thecommunicationvariable(12.97)approximately37.4%oforganisationsarepredictedto fall into the two highest activity categories. This substantiates our Membership Communication Hypothesis: when communication channels are available and used more regularly, organisational elites must react to these demands by members and actively pursuetheirinterestinordertomaintaintheirmembershipbase.Asmemberswithstrong politicalviewsaremorelikelytobemorevocal,higherpoliticalactivityoftheorganizationis enhanced (rather than more service provision to members). In addition, this finding is 20 evidenceinfavouroftheexchangetheoryofinterestgroupsproposedbySalisbury(1969). Membersmustreceivebenefitsfromtheircontinuedparticipationinthegroup,andwhen theymakedemandanddothennotseeactionbythegroup’sleaders,theyaremorelikely toleavethegroup.Assuch,politicalactivityisanincentiveprovidedbyorganisationalelites tosuchmemberstokeepthemintheorganisation. Concluding with our Membership Fees Hypothesis (H4), a growing dependency on membership fees indeed increases the political activity of groups. More reliance on membership fees means that organisations are expected to visibly demonstrate that they actively represent member interests and our findings suggest that the responsiveness of leaders to members’ demands (as compared to those of other actors) vary depending on whether they are important contributors to the organization’s budget (Wilko 2015: 123). Investments in political activities are one means of preventing members from leaving or switching to a competitor. As we can see in Table 2, the higher reliance on membership feesindeedincreasesanorganization’sdegreeofpoliticalactivity.Thisfindingisbothvalid inthepooledModel1includingalldata,andinthetwoseparatecountrymodels.Focussing on the full model, the organisations with the smallest revenue coming from membership feesinthedatasetarepredictedtofallintothetwohighestactivitylevels(‘often’and‘very often’)‘only’inabout24.0%ofthecases,whilefortherichestorganisationsthisvaluerises to over 62.5%. The effect for the full model including all 939 observations is graphically depicted in Figure 2. It can clearly be seen in the plot that organisation generating less revenue via membership fees are more likely to be never or only rarely politically active, whileorganisationswithhigherincomefromthissourceofrevenuearelessandlesslikely tofallintothesetwoactivitylevels,whiletheirpredictedvaluesofbeinginthetwohighest activitycategoriesincrease. 21 Figure 2: Effect of membership fees on the level of political activity of interest groups (including95%confidenceintervals) Rarely Sometimes Often very often prob.X5 prob.X4 prob.X3 0.0 0.1 0.2 prob.X2 0.3 0.4 P(Political Activity Level prob.X1| Membership fees) Never 1k 10k 100k 1m 10m 1k 10k 100k 1m 10m 1k 10k 100k 1m 10m 1k 10k 100k 1m 10m 1k 10k 100k 1m 10m Membership fees (total) Having discussed the main findings in this paper, we briefly turn the attention to some of the other effects in the models. These are in line with earlier work, enhancing confidence in our main findings. First, the level of political activity increases when competition among interest groups is higher. In other words, when interest groups are faced with tougher competition in their field of activity, they react by increasing their political activity levels. These findings corroborate the theoretical expectations from Gray undLowery(1995,1996),andrecentempiricalfindings(seeMahoney2008,Weiler2016). Group type as a predictor variable also influences the political activity of interest groups. Public interest groups, according to our models, tend to exhibit higher activity levels than specificinterestgroups.Thesecausegroups,accordingtoOlson(1965:126),areonlyable to supply very few selective incentives to their members, compared to other types of groups. As a consequence, in order to prevent members from switching to a similar – yet competing – interest organisation, public interest groups only have the option to increase their political activity levels to signal their utility to their members (also see Binderkrantz 2009,JordanandMaloney1998).Incontrast,thefindingsfortheothercontrolvariablesin thepaper–statesubsidies,interestgroupage,andissuearea-arenotverystrong. 22 Conclusion In this paper, we examine the determinants of political activity of interest organisations. More specifically, we apply an incentive-theoretical approach to take a closer look at the politicalactivitylevelsofinterestgroups.Jordanetal(2004:202)havestressedthatgroup scholars rarely study how political activities of interest organisations are linked to membership-relatedandinternaldimensionofthesegroups.However,ouranalysisshows thatthesefactorsareofcentralimportancetounderstandorganizations’propensitytoget politicallyactiveandtheintensitywithwhichtheydoso. Relyingonincentivetheory(ClarkandWilson1961;Wilson1973),weexpectintraorganisationalcharacteristicssuchasmembershipanddependencyonmembershipfeesto playanimportantroleforgoverningthelevelofpoliticalactivityofinterestorganisations. Wefindstrongevidenceinfavourofthistheory.Specifically,whetherorganisationsdohave individual members, but also the number of such members, both influence the overall politicalactivitylevelofgroups.Thebudgetderivedviamembershipfees,andthelevelof communication between organisations and their members are also important factors influencingtheintensityandthedirectionofthesepoliticalactivities.Itisalsoimportantto note that organizational characteristics affected political activity while controlling for the ‘actortype’intermsofsubstantiveinterestrepresentedbygroups,echoingrecentfindings that actor type and organizational background characteristics such as resources are less stronglylinkedthancommonlyassumedbyexistinginterestgroupclassifications(Baroniet al2014:156),stressingtheneedtotheorizeandanalysethemseparately. Overall,ourfindingsstresstheusefulnessoftheincentive-theoreticalapproachto understand interest group activities used in this paper. 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Wonka,A.,F.R.Baumgartner,C.MahoneyandJ.Berkhout(2010).MeasuringtheSizeandScopeof theEUInterestGroupPopulation.EuropeanUnionPolitics11(3):463-476. 28 Annex 1: Results with Multiple Imputations Imputation 1 0.79⇤⇤⇤ (0.25) Size individual membership 0.08⇤⇤ (0.03) Size corporate membership 0.04 (0.03) Membership fees 0.06⇤ (0.03) Member communication 0.06⇤⇤⇤ (0.01) Competition (base = no competion) Low competition 1.23⇤⇤⇤ (0.28) Medium competition 1.70⇤⇤⇤ (0.27) High competition 2.12⇤⇤⇤ (0.29) Vey high competition 2.18⇤⇤⇤ (0.36) Group type (base = specific interest group) Public interest group 0.26⇤⇤ (0.13) State subsidies 0.03⇤⇤⇤ (0.01) Age of interest group 0.19⇤⇤⇤ (0.07) Issue area (base = economic interest group) Education 0.13 (0.18) Religion 0.50⇤⇤⇤ (0.19) Social 0.59⇤ (0.36) Environment 0.10 (0.17) Other 0.20 (0.28) Intercepts omitted AIC 2738.53 BIC 2841.21 Log Likelihood -1348.26 Num. obs. 982 Individ. membership dummy ⇤⇤⇤ p < 0.01, ⇤⇤ p Imputation 2 0.85⇤⇤⇤ (0.24) 0.07⇤⇤ (0.03) 0.03 (0.03) 0.08⇤⇤ (0.03) 0.06⇤⇤⇤ (0.01) Imputation 3 0.82⇤⇤⇤ (0.24) 0.07⇤⇤ (0.03) 0.03 (0.03) 0.08⇤⇤⇤ (0.03) 0.06⇤⇤⇤ (0.01) Imputation 4 0.87⇤⇤⇤ (0.25) 0.08⇤⇤⇤ (0.03) 0.04 (0.03) 0.09⇤⇤⇤ (0.03) 0.06⇤⇤⇤ (0.01) Imputation 5 0.84⇤⇤⇤ (0.25) 0.08⇤⇤⇤ (0.03) 0.05 (0.03) 0.06⇤⇤ (0.03) 0.06⇤⇤⇤ (0.01) 1.29⇤⇤⇤ (0.28) 1.75⇤⇤⇤ (0.27) 2.25⇤⇤⇤ (0.30) 2.26⇤⇤⇤ (0.36) 1.25⇤⇤⇤ (0.28) 1.73⇤⇤⇤ (0.27) 2.26⇤⇤⇤ (0.30) 2.26⇤⇤⇤ (0.36) 1.32⇤⇤⇤ (0.28) 1.83⇤⇤⇤ (0.27) 2.25⇤⇤⇤ (0.29) 2.23⇤⇤⇤ (0.36) 1.32⇤⇤⇤ (0.28) 1.69⇤⇤⇤ (0.27) 2.14⇤⇤⇤ (0.29) 2.11⇤⇤⇤ (0.36) 0.53⇤⇤⇤ (0.14) 0.02 (0.01) 0.11 (0.07) 0.09 (0.13) 0.02⇤ (0.01) 0.15⇤⇤ (0.07) 0.70⇤⇤⇤ (0.13) 0.01 (0.01) 0.17⇤⇤ (0.07) 0.59⇤⇤⇤ (0.13) 0.01 (0.01) 0.12⇤ (0.07) 0.12 (0.17) 0.60⇤⇤⇤ (0.19) 0.68⇤ (0.36) 0.21 (0.18) 0.39 (0.28) 0.22 (0.18) 0.47⇤⇤ (0.19) 0.58 (0.36) 0.02 (0.17) 0.13 (0.27) 0.14 (0.17) 0.54⇤⇤⇤ (0.19) 0.67⇤ (0.36) 0.27 (0.18) 0.34 (0.27) 0.24 (0.18) 0.46⇤⇤ (0.19) 0.57 (0.36) 0.07 (0.18) 0.26 (0.27) 2717.91 2820.59 -1337.95 982 2735.81 2838.49 -1346.91 982 2709.80 2812.48 -1333.90 982 2726.84 2829.52 -1342.42 982 < 0.05, ⇤ p < 0.1 Table 1: Five multiple imputations for Germany only 29 Imputation 1 1.23⇤⇤⇤ (0.28) Size individual membership 0.15⇤⇤⇤ (0.04) Size corporate membership 0.01 (0.03) Membership fees 0.19⇤⇤⇤ (0.04) Member communication 0.06⇤⇤⇤ (0.01) Competition (base = no competion) Low competition 1.35⇤⇤⇤ (0.26) Medium competition 1.68⇤⇤⇤ (0.26) High competition 1.84⇤⇤⇤ (0.29) Vey high competition 2.83⇤⇤⇤ (0.42) Group type (base = specific interest group) Public interest group 0.20 (0.15) State subsidies 0.03⇤⇤ (0.01) Age of interest group 0.13⇤ (0.08) Issue area (base = economic interest group) Education 0.26 (0.18) Religion 0.51⇤⇤ (0.20) Social 0.58 (0.53) Environment 0.02 (0.20) Other 0.17 (0.32) Intercepts omitted AIC 2211.78 BIC 2310.10 Log Likelihood -1084.89 Num. obs. 798 Individ. membership dummy ⇤⇤⇤ p < 0.01, ⇤⇤ p Imputation 2 1.37⇤⇤⇤ (0.29) 0.16⇤⇤⇤ (0.04) 0.01 (0.03) 0.16⇤⇤⇤ (0.04) 0.07⇤⇤⇤ (0.01) Imputation 3 1.30⇤⇤⇤ (0.28) 0.15⇤⇤⇤ (0.04) 0.02 (0.03) 0.18⇤⇤⇤ (0.04) 0.07⇤⇤⇤ (0.01) Imputation 4 1.36⇤⇤⇤ (0.28) 0.16⇤⇤⇤ (0.04) 0.00 (0.03) 0.14⇤⇤⇤ (0.04) 0.07⇤⇤⇤ (0.01) Imputation 5 1.36⇤⇤⇤ (0.29) 0.16⇤⇤⇤ (0.04) 0.01 (0.03) 0.12⇤⇤⇤ (0.04) 0.07⇤⇤⇤ (0.01) 1.36⇤⇤⇤ (0.25) 1.72⇤⇤⇤ (0.25) 1.84⇤⇤⇤ (0.28) 3.01⇤⇤⇤ (0.43) 1.28⇤⇤⇤ (0.26) 1.63⇤⇤⇤ (0.26) 1.76⇤⇤⇤ (0.29) 2.93⇤⇤⇤ (0.43) 1.29⇤⇤⇤ (0.26) 1.67⇤⇤⇤ (0.26) 1.92⇤⇤⇤ (0.29) 2.94⇤⇤⇤ (0.43) 1.18⇤⇤⇤ (0.26) 1.54⇤⇤⇤ (0.26) 1.75⇤⇤⇤ (0.29) 2.64⇤⇤⇤ (0.41) 0.61⇤⇤⇤ (0.16) 0.04⇤⇤⇤ (0.01) 0.12 (0.08) 0.22⇤ (0.15) 0.02⇤ (0.01) 0.16⇤⇤ (0.08) 0.33⇤⇤ (0.15) 0.02⇤ (0.01) 0.13⇤ (0.08) 0.75⇤⇤⇤ (0.15) 0.03⇤⇤⇤ (0.01) 0.06 (0.08) 0.24 (0.18) 0.60⇤⇤⇤ (0.21) 0.90⇤ (0.53) 0.16 (0.20) 0.03 (0.33) 0.20 (0.18) 0.48⇤⇤ (0.20) 0.57 (0.53) 0.02 (0.20) 0.20 (0.32) 0.17 (0.18) 0.55⇤⇤⇤ (0.20) 0.78 (0.53) 0.05 (0.20) 0.08 (0.32) 0.25 (0.18) 0.51⇤⇤ (0.20) 0.89⇤ (0.53) 0.09 (0.20) 0.00 (0.32) 2192.34 2290.67 -1075.17 798 2209.85 2308.18 -1083.93 798 2218.08 2316.40 -1088.04 798 2203.79 2302.11 -1080.89 798 < 0.05, ⇤ p < 0.1 Table 2: Five multiple imputations for Switzerland only 30 Iteration 1 Iteration 2 0.96⇤⇤⇤ 1.03⇤⇤⇤ (0.18) (0.18) Size individual membership 0.10⇤⇤⇤ 0.10⇤⇤⇤ (0.02) (0.02) Size corporate membership 0.01 0.01 (0.02) (0.02) Membership fees 0.12⇤⇤⇤ 0.12⇤⇤⇤ (0.02) (0.02) Member communication 0.06⇤⇤⇤ 0.06⇤⇤⇤ (0.01) (0.01) Competition (base = no competion) Low competition 1.30⇤⇤⇤ 1.32⇤⇤⇤ (0.19) (0.19) Medium competition 1.68⇤⇤⇤ 1.73⇤⇤⇤ (0.18) (0.18) High competition 2.02⇤⇤⇤ 2.08⇤⇤⇤ (0.20) (0.20) Vey high competition 2.44⇤⇤⇤ 2.50⇤⇤⇤ (0.27) (0.27) Group type (base = specific interest group) Public interest group 0.19⇤ 0.58⇤⇤⇤ (0.10) (0.10) State subsidies 0.00 0.01 (0.01) (0.01) Age of interest group 0.15⇤⇤⇤ 0.11⇤⇤ (0.05) (0.05) Country dummy 0.32⇤⇤⇤ 0.32⇤⇤⇤ (0.09) (0.09) Issue area (base = economic interest group) Education 0.20 0.18 (0.12) (0.12) Religion 0.48⇤⇤⇤ 0.59⇤⇤⇤ (0.14) (0.14) Social 0.62⇤⇤ 0.79⇤⇤⇤ (0.29) (0.29) Environment 0.01 0.17 (0.13) (0.13) Other 0.05 0.24 (0.21) (0.21) Intercepts omitted AIC 4946.81 4903.02 BIC 5067.47 5023.68 Log Likelihood -2451.41 -2429.51 Num. obs. 1780 1780 Individ. membership dummy ⇤⇤⇤ p < 0.01, ⇤⇤ p Iteration 3 0.97⇤⇤⇤ (0.18) 0.10⇤⇤⇤ (0.02) 0.01 (0.02) 0.12⇤⇤⇤ (0.02) 0.06⇤⇤⇤ (0.01) Iteration 4 1.02⇤⇤⇤ (0.18) 0.11⇤⇤⇤ (0.02) 0.02 (0.02) 0.12⇤⇤⇤ (0.02) 0.06⇤⇤⇤ (0.01) Iteration 5 1.02⇤⇤⇤ (0.18) 0.11⇤⇤⇤ (0.02) 0.03 (0.02) 0.09⇤⇤⇤ (0.02) 0.06⇤⇤⇤ (0.01) 1.26⇤⇤⇤ (0.19) 1.67⇤⇤⇤ (0.19) 2.05⇤⇤⇤ (0.21) 2.50⇤⇤⇤ (0.27) 1.29⇤⇤⇤ (0.19) 1.74⇤⇤⇤ (0.19) 2.10⇤⇤⇤ (0.20) 2.45⇤⇤⇤ (0.27) 1.26⇤⇤⇤ (0.19) 1.62⇤⇤⇤ (0.19) 1.97⇤⇤⇤ (0.21) 2.30⇤⇤⇤ (0.27) 0.16 (0.10) 0.00 (0.01) 0.14⇤⇤⇤ (0.05) 0.34⇤⇤⇤ (0.09) 0.55⇤⇤⇤ (0.10) 0.00 (0.01) 0.15⇤⇤⇤ (0.05) 0.32⇤⇤⇤ (0.09) 0.67⇤⇤⇤ (0.10) 0.01 (0.01) 0.09⇤ (0.05) 0.27⇤⇤⇤ (0.09) 0.22⇤ (0.13) 0.47⇤⇤⇤ (0.14) 0.64⇤⇤ (0.29) 0.02 (0.13) 0.00 (0.21) 0.16 (0.12) 0.54⇤⇤⇤ (0.14) 0.75⇤⇤ (0.30) 0.16 (0.13) 0.18 (0.21) 0.26⇤⇤ (0.13) 0.48⇤⇤⇤ (0.14) 0.69⇤⇤ (0.29) 0.04 (0.13) 0.16 (0.21) 4937.50 5058.16 -2446.75 1780 4916.67 5037.32 -2436.33 1780 4915.63 5036.29 -2435.82 1780 < 0.05, ⇤ p < 0.1 Table 3: Five multiple imputations of the full model (Germany and Switzerland) 31
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