Sandra Lavenex
Publications
August 2014
Books
EU Democracy Promotion by Functional Cooperation: The European Union and Its
Neighbourhood, London: Palgrave 2015 (with Frank Schimmelfennig, Tina Freyburg,
Tatiana Skripka and Anne Wetzel)
Democracy in the Age of Globalization and Mediatization, with Hanspeter Kriesi, Frank Esser,
Jörg Matthes and Mark Bühlmann, London: Palgrave 2013.
The Europeanisation of Refugee Policies: Between Human Rights and Internal Security,
Aldershot: Ashgate 2001.
Safe third countries. Extending EU asylum and immigration policies to Central and Eastern
Europe, Budapest and New York: Central European University Press 1999.
Journal Special Issues
Demoi-cracy in the European Union: Institutions and Policies, special issue of Journal of
European Public Policy, forthcoming 2014 (co-edited with Francis Cheneval and Frank
Schimmelfennig)
Democracy Promotion in the EU’s Neighbourhood: from Leverage to Governance?, special issue
of Democratization, 18 (4) 2011 (co-edited with Frank Schimmelfennig)
Switzerland’s flexible integration in the European Union, special issue of Swiss Political Science
Review, 15 (4), 2009 (co-edited with Dirk Lehmkuhl)
European Union External Governance, special issue of Journal of European Public Policy, 16 (6),
2009 (co-edited with Frank Schimmelfennig)
La Sécurité Européenne. Nouveaux Territoires, Nouveaux Enjeux. special issue of Politiques
Européennes, no. 22, 2007 („European Security: new territories, new threats ”. Co-edited
with Frédéric Mérand)
Edited Volumes
Democracy Promotion in the EU’s Neighbourhood: from Leverage to Governance?, London:
Routledge 2012 (co-edited with Frank Schimmelfennig, reprint of special issue of
Democratization)
Multilayered Migration Governance and the Promise of Partnerships, London: Routledge 2011
(co-edited with Rahel Kunz and Marion Panizzon)
EU External Governance. Projecting EU Rules Beyond Membership, London: Routledge 2010 (coedited with Frank Schimmelfennig, reprint of Journal of European Public Policy Special
Issue)
Migration and the Externalities of European Integration, Lanham: Lexington Books 2002 (coedited with Emek M. Uçarer)
Sandra Lavenex
Articles in journals
Multileveling EU external governance: The role of international organizations in the diffusion of
EU migration policies, Journal of Ethnic and Migration Studies, 2015 (1).
Institutional Interplay with International Organizations in the External Projection of EU Rules,
Politische Vierteljahresschrift forthcoming.
Demoi-cracy in the European Union. Principles, Institutions, Policies, Journal of European Public
Policy, in special issue on "Demoi-cracy in the European Union", 2014 (with Francis
Cheneval and Frank Schimmelfennig).
The Power of Functionalist Extension. How EU Rules Travel, Journal of European Public Policy, in
special issue of the "best papers" presented at the 2013 EUSA conference in Baltimore,
21(6) 2014, 885-903.
Trade Agreements as Venues for “Market Power Europe? The case of immigration policy, Journal
of Common Market Studies, 52 (2) 2014, 320-336 (with Flavia Jurje).
Concentric Circles of ‘EUropean’ integration: A Typology of EU External Governance Relations,
Comparative European Politics, 9 (3) 2011, 372-393.
EU Democracy Promotion in the Neighbourhood: From Leverage to Governance?,
Democratization, 18 (4) 2011, 885-909 (with Frank Schimmelfennig).
Democracy Promotion Through Functional Cooperation? The case of the European
Neighbourhood Policy, Democratization, 18 (4) 2011, 1026 - 1054 (with Tina Freyburg,
Frank Schimmelfennig, Tatiana Skripka and Anne Wetzel).
EU rules beyond EU borders: theorizing external governance in European politics, Journal of
European Public Policy, 16 (6), 2009, 791 – 812 (with Frank Schimmelfennig).
Modes of external governance: a cross-national and cross-sectoral comparison, Journal of
European Public Policy, 16 (6), 2009, 813 - 833 (with Dirk Lehmkuhl and Nicole
Wichmann).
EU promotion of democratic governance in the neighbourhood, Journal of European Public
Policy, 16 (6), 2009, 916 - 934 (with Tina Freyburg, Frank Schimmelfennig, Tatiana
Skripka and Anne Wetzel).
Switzerland’s flexible integration in the EU: A conceptual framework, Swiss Political Science
Review, 15 (4), 547-575.
Switzerland in the European Research Area. Integration without Legislation, Swiss Political
Science Review, 15 (4), 629-651.
The External Governance of EU Internal Security, Journal of European Integration 31 (1) 2009,
83-102 (with Nicole Wichmann).
A Governance Perspective on the European Neighbourhood Policy: Integration Beyond
Conditionality?, Journal of European Public Policy 15(6) 2008, 938-955.
The Migration-Development Nexus in EU External Relations, Journal of European Integration, 30
(3) 2008, 439–457 (with Rahel Kunz).
Relations with the Wider Europe, Journal of Common Market Studies, Annual Review, 145-164
(with Frank Schimmelfennig).
Which European Public Order? Sources of Imbalance in the European Area of Freedom, Security
and Justice, European Security, 16 (3/4) 2007, 225-243 (with Wolfgang Wagner).
Die Externe Governance der Europäischen Union: neue Steuerungsmodi und differenzierte
Integration mit assoziierten Nachbarstaaten, Politische Vierteljahresschrift, Sonderheft
40/2007, 367-388 (with Dirk Lehmkuhl and Nicole Wichmann).
Sandra Lavenex
Mutual Recognition and the Monopoly of Force. Limits of the Single Market Analogy, Journal of
European Public Policy, 14 (5), 762-779, 2007.
Nouveaux enjeux sécuritaires et gouvernance externe de l’Union européenne, Politiques
Européennes, no. 22, 2007, 5-15 (with Frédéric Mérand).
Which European Asylum System? Security versus Human Rights Considerations in the
Europeanization Process, European View, Volume 5 2007, 63-70.
Relations with the Wider Europe, Journal of Common Market Studies, (Annual Review), (with
Frank Schimmelfennig) 2007.
Towards a Constitutionalization of Aliens’ Rights in the European Union?, Journal of European
Public Policy, 13 (8), 2006, 1284 - 1301.
Shifting Up and Out: the Foreign Policy of European Immigration Control, West European Politics,
29 (2), 329-350, 2006. (Awarded the Vincent Wright Prize by West European Politics)
EU Immigration Policies between Supranational Integration and Intergovernmental VenueShopping, EUSA Review, 19 (3), 2006.
Relations with the Wider Europe, Journal of Common Market Studies, 44 (Annual Review), 2006
(with Frank Schimmelfennig), 137–154.
The external dimension of Europeanisation, Cooperation & Conflict, 39(4), 417–443, 2004 (with
Emek M. Uçarer).
EU external governance in wider Europe, Journal of European Public Policy, 11(4), 680-700, 2004
.
Globalization, Global Governance and the Bonum Commune: a Conceptual Investigation,
European Journal of Law Reform, 6 (3/4), 371-396, 2004.
Whither the liberal democratic model? Immigration politics in Switzerland and Japan, Swiss
Political Science Review, special issue 10(3), 179-209, 2004.
The Impact of Organized Interests on Migration Processes from a Cross-National and CrossSectoral Perspective, IMIS, issue 25, 231-277, 2004 (with Philippe Koch, Eliane Kraft and
Andrew Geddes).
Towards an International Framework for Labour Mobility? the General Agreement on Trade in
Services (GATS), IMIS, issue 25, 23-46, 2004.
EU enlargement and the challenge of policy transfer, Journal of Ethnic and Migration Studies, 28
(4), 701-721, 2002.
The Europeanisation of Refugee Policies: Normative Challenges and Institutional Legacies,
Journal of Common Market Studies 39 (5), 851-874, 2001.
Migration and the EU's new eastern border: between realism and liberalism, Journal of European
Public Policy 8 (1), 24-42, 2001.
The State, Sovereignty, and the Europeanization of Migration Policy, Swiss Political Science
Review, 7 (3), 113-120, 2001.
Debate: Immigration Policy, Swiss Political Science Review, 7 (1-3), 2001, (co-edited with Sandro
Cattacin).
Abschied vom Sonderfall. Die 90-Prozent-Mitgliedschaft der Schweiz in den Vereinten Nationen,
Vereinte Nationen 48 (3), 89-94, 2000 (with Thomas Bernauer).
Refugees in an 'Area of Freedom, Security and Justice', in Adrian Favell (ed.), Immigration
Politics in Europe, Special Feature, ECPR News 11(2), Spring 2000.
Passing the Buck: European Union Refugee Policies towards Central and Eastern Europe, Journal
of Refugee Studies 11(2), 126-145, 1998.
Sandra Lavenex
Asylum, Immigration, and Central-Eastern Europe: Challenges to EU Enlargement, European
Foreign Affairs Review 3 (2), 275-294, 1998.
Chapters in books
"The European Neighbourhood: Between European Integration and International Relations", in
Ben Tonra et al. (eds.), Handbook of European Foreign Policy, forthcoming (with
Federica Bicchi).
"A comparative view: understanding and explaining policy change in the Area of Freedom,
Security and Justice", in: Trauner, Florian and Ripoll Servent, Ariadna (eds.), Policy
change in the Area of Freedom, Security and Justice: How EU institutions matter
Routledge, London and New York. Forthcoming 2015 (with Florian Trauner)
"Justice and Home Affairs. Institutional Change and Policy Continuity", in Helen Wallace, Mark
Pollack and Alasdair Youngs (eds.) Policy-Making in the European Union, seventh
edition, Oxford: Oxford University Press, 2014
“Experimentalist governance in EU neighbourhood policies: functionalist versus political logics“,
in Jonathan Zeitlin (ed.), Extending EU experimentalist governance, Oxford: Oxford
University Press (forthcoming)
"Flexible Aussengrenzen Europäischer Integration", in Jürgen Neyer et al., Grenzen der
europäischen Integration? Herausforderungen an Recht und Politik, Baden-Baden:
Nomos 2014.
"Migrationspolitik", in Peter Knöpfel et al (eds.), Handbuch der Schweizer Politik, Zürich: NZZ
Verlag 2014 (with Anita Manatschal).
"Auf gutem Weg? Demokratie im Zeitalter der Globalisierung", in Hanspeter Kriesi (ed.),
Herausforderung Demokratie, Lars Müller Verlag 2013.
“International Migration“, in Walter Carlsnaes, Thomas Risse and Beth Simmons (eds.),
Handbook of International Relations, London: Sage 2013 (with Gallya Lahav).
“Globalization and the vertical transformation of democracy”, in HP Kriesi et al., Challenges to
Democracy in the 21st Century, London: Palgrave 2013.
“Globalization and the horizontal spread of democracy”, in HP Kriesi et al., Challenges to
Democracy in the 21st Century, London: Palgrave 2013.
“The EU as a Security Actor”, in Elisabeth Bomberg, Richard Corbett and John Peterson (eds.),
The EU: How Does it Work?, Oxford: Oxford University Press 2012, 185 – 202.
“Introduction. Governance through partnerships in international migration”, in: Rahel Kunz,
Sandra Lavenex and Marion Panizzon (eds.), Multilayered Migration Governance. The
Promise of Partnership, London: Routledge 2011, 1-20.
“’Partnering’ for Migration in EU External Relations”, in: Rahel Kunz, Sandra Lavenex and Marion
Panizzon (eds.), Multilayered Migration Governance. The Promise of Partnership,
London: Routledge 2011 (with Rachel Stucky), 116-142.
“Channels of externalisation of EU justice and home affairs“, in Jörg Monar, Marise Cremona and
Sara Poli (eds.) The external dimension of the EU’s area of freedom, security and justice,
Brussels: Peter Lang.
“Justice and Home Affairs. Communitarization with Hesitation”, in Helen Wallace, Mark Pollack
and Alasdair Youngs (eds.) Policy-Making in the European Union, sixth edition, Oxford:
Oxford University Press, 2010
Sandra Lavenex
“Intensive Transgovernmentalism in the European Area of Freedom, Security and Justice“, in
Ingeborg Tömmel/Amy Verdun (eds.) ‘Innovative Governance in the European Union:
The Politics of Multilevel Policymaking’, Lynne Rienner 2009.
“La governance externe de la sécurité intérieure”, in Frédéric Mérand / René Schwok (eds.),
Dimension extérieure de l’Union européen: synthèses et théories, Bruxelles/Genève,
Bruylant – IEUG, (with Nicole Wichmann) 2009.
“Asile et immigration: facteurs de crise ou catalyseurs pour l‘intégration européenne?“, in
Fondation Jean Monnet pour l’Europe, Construction européenne: Crises et Relances,
Lausanne 2009.
“EU rules beyond EU borders: theorizing external governance in European politics”, in
Lavenex/Schimmelfennig (eds.), EU External Governance, Routldege 2009 (reprint from
Journal of European Public Policy, with Frank Schimmelfennig).
“Modes of external governance: a cross-national and cross-sectoral comparison”, in
Lavenex/Schimmelfennig (eds.), EU External Governance, Routledge 2009 (reprint from
Journal of European Public Policy, with Dirk Lehmkuhl and Nicole Wichmann)
“EU promotion of democratic governance in the neighbourhood”, in Lavenex/Schimmelfennig
(eds.), EU External Governance, Routldege 2009 (reprint from Journal of European
Public Policy, with with Tina Freyburg, Frank Schimmelfennig, Tatiana Skripka and Anne
Wetzel)
“Neue Wege der externen Demokratieförderung: Demokratisches Regieren in der Europäischen
Nachbarschaftspolitik“, in Gero Erdmann/Marianne Kneuer (Hrsg.), Externe
Demokratieförderung, Baden-Baden: Nomos 2008, 169-193 (with Tina Freyburg, Frank
Schimmelfennig, Hanno Scholtz, Tatiana Skripka and Anne Wetzel).
“Flexible Integration von Drittstaaten im Vergleich. Ein Konzeptioneller Rahmen“, in Fritz
Breuss/Thomas Cottier/Peter-Christian Müller-Graff (Hrsg.) Die Schweiz im
Europäischen Integrationsprozess, 2007, 307-329 (with Dirk Lehmkuhl and Nicole
Wichmann).
“Connecting the Neighbourhood: Energy and Environment“, in Katja Weber/ Michael E. Smith
and Michael Baun (eds.), Governing the Neighbourhood. Partners or Periphery?,
Manchester University Press: Manchester, 2007, 134-155 (with Adam N. Stulberg).
“The External Face of Europeanization: Third Countries and International Organizations”, in
Andreas Ette and Thomas Faist (eds.), The Europeanization of Migration Policies,
London: Macmillan, 2007, 246-264.
“Towards a Constitutionalization of Aliens’ Rights in the European Union?”, in Frank
Schimmelfennig und Berthold Rittberger (eds.), The Constitutionalization of the
European Union: Parliamentarization and Human Rights. London: Routledge, 2007.
“Shifting Up and Out: the Foreign Policy of European Immigration Control,“ in Immigration
Policy in Europe, V. Guiraudon and G. Lahav, eds. New York: Routledge 2007.
“Die Rechte von Drittstaatsangehörigen im Europäischen Konstitutionalisierungsprozess”, in
Frank Schimmelfennig und Berthold Rittberger (Hrsg.), Die Europäische Union auf dem
Weg zum Verfassungsstaat. Frankfurt a.M.: Campus 2006 (Mannheimer Jahrbuch für
Europäische Sozialforschung 10).
“Switzerland: Between Intergovernmental Co-operation and Schengen Association”, in Marina
Caparini and Otwin Marenin (eds.), Borders and Security Governance. Managing Borders
in a Globalised World, 2006, 233-251.
"Immigration, Asylum and Foreigner Policy”, in Ulrich Klöti et al., Handbook of Swiss Politics,
Zürich: NZZ Verlag, 2006 (in English and German).
Sandra Lavenex
"The Competition State and the Multilateral Liberalization of Skilled Migration", in Adrian Favell
(ed.) The Human Face of Global Mobility, International Highly Skilled Migration in
Europe, North America and the Asia-Pacific, New Brunswick, NJ: Transaction Publishers
2006.
"The (Contentious) Human Face of Europeanization: Free Movement and Immigration", in Clive
Church (ed.), Switzerland and the European Union, London: Routledge 2006 (with
Philippe Koch), 148-165.
“Asylum Policy”, in Maarten Vink and Paolo Graziano (eds.), Europeanization. New Research
Agendas, Routledge 2006, 309-320
"Justice and Home Affairs. Towards a European Public Order?", in Helen Wallace, William
Wallace and Mark Pollack (eds.), Policy-Making in the European Union, Fifth Edition
2005, Oxford: Oxford University Press, with William Wallace 2005, 457-480 .
"Neue Ansätze des Regierens in der EU: Chancen und Risiken", in Francis Cheneval (ed.)
Legitimationsgrundlagen der Europäischen Union, Münster: Lit Verlag 2005.
"National Frames in Migration Research: the Tacit Political Agenda", in Michael Bommes and
Ewa Morawska (eds.), International Migration Research: Constructions Omissions and
the Promises of Interdisciplinary, Aldershot: Ashgate 2005, 243-264.
"Governance in an enlarging Area of Freedom, Security and Justice", in Amy Verdun and Osvaldo
Croci (eds.), The European Union in the Wake of Eastern Enlargement, Manchester
University Press 2005, 117-133.
"Politics of Exclusion and Inclusion in the Wider Europe", in Joan de Bardeleben (ed.), Soft or
Hard Borders? Managing the Divide in an Enlarged Europe, Ashgate 2005, 123-144.
"Justice and home affairs and the EU's new neighbours: governance beyond membership?", in
Karen Henderson (ed.), The Area of Freedom, Security and Justice in the Enlarged
Europe, London: Palgrave 2004, 89-109.
"On the Challenge of Rethinking the Bonum Commune in a Globalizing World", in J.-M. Bonvin, G.
Kohler, B. Sitter-Liver (eds), Bonum commune: ein kritisches Plädoyer, Fribourg,
Academic Press Fribourg and SAGW, 2004, 273-299.
"Accession Countries (EU)", in: Matthew J. Gibney and Randall Hansen (eds.), Global Migration in
the 20th Century: An Encyclopedia, Oxford: ABC-CLIO 2004.
"Switzerland", in Jan Niessen and Yongmi Shibel (eds.) EU and US Approaches to the
Management of Immigration, Brussels: Migration Policy Group 2003, with Denise Efionay
et al.
"Neither in nor out: The impact of EU asylum and immigration policies on Norway and
Switzerland", in Sandra Lavenex and Emek M. Uçarer (eds.) Migration and the
Externalities of European Integration 2002, 55-74, with Grete Brochman.
"EU trade policy and immigration control", in Sandra Lavenex and Emek M. Uçarer (eds.)
Migration and the Externalities of European Integration 2002, 161-178.
"Introduction: The Emergent EU Migration Regime and its External Effects", in Sandra Lavenex
and Emek M. Uçarer (eds.) Migration and the Externalities of European Integration 2002,
1-14, with Emek Uçarer.
"France: International norms, European integration and state discretion", in: Joanne van Selm
(ed.), Kosovo's Refugees in the EU, London: Pinter, 162-188, 2000.
"Transgressing Borders: The emergent European refugee regime and ‘safe third countries’", in:
Alan Cafruny and Patrick Peters (eds.), The Union and the World, The Hague: Kluwer
Law International, 113-132, 1998.
Sandra Lavenex
Book Chapters and Articles in the Pipeline
"The Migration-Trade Nexus: Migration Provisions in Trade Agreements", in Leila Simona Talani
and Simon McMahon (eds.), The International Political Economy of Migration, Edgar
Elgar (forthcoming)
Institutional interplay with international organizations in the external projection of EU rules, in
Eugena da Conçeicao-Heldt, Martin Koch and Andrea Liese (eds.), Internationale
Organisationen: Autonomie, Politisierung, interorganisationale Beziehungen und
Wandel, PVS Sonderheft 49, 2014.
The external face of differentiated integration: Third country participation in EU sectoral bodies,
under review
Commissioned Research and Working Papers
Rising Powers Venue-Shopping on International Mobility, Working Paper of the National Center
for Competence in Research Trade Regulation 2014/3, Bern 2014 (with Flavia Jurje)
Bilateral Agreements: The Way Forward for International Migration Governance?, Policy Brief,
Migration Policy Institute (MPI), Washington, 2011 (with Marion Panizzon)
Opening to the World: International Cooperation in Science and Technology. Report of the ERA
Working Group, European Commission, Directorate General for Research, 2008 (as one of
12 contributing experts).
http://ec.europa.eu/research/era/pdf/eg6-international-cooperation_en.pdf
The External Dimension of the Area of Freedom, Security and Justice in Relations to Countries
Covered by the European Neighbourhood Policy, Research Paper written for the
European Parliament, Directorate General for the External Activities of the European
Union, 2006 (with Nicole Wichmann).
The Potential and Limits of Flexible Integration in the European Neighbourhood, Bertelsmann
Stiftung, 2006 (with Frank Schimmelfennig).
Labour Mobility in the General Agreement on Trade in Services (GATS), PEMINT working paper
1/2002.
Security Threat or Human Right? Conflicting Frames in the Eastern Enlargement of EU Asylum
and Immigration Policies, Working Paper, Florence: Robert Schuman Centre, RSC 2000/7.
Migration and Asylum in Central and Eastern Europe, The European Parliament, Directorate
General for Research: Working Paper of the Civil Liberties Series, no. LIBE-104 EN,
Brussels, with Andrea Subhan, 1999.
Ironic Integration. The Europeanization of refugee policies in France and Germany, European
Forum of the Robert Schuman Center/European University Institute on "International
Migrations: Geography, Politics and Culture in Europe and Beyond", paper MIG/9,
Florence 29.1.1998.
"Hidden" Governance in Europe: The Impact of Intergovernmental Negotiations on the
Transformation of Asylum Policies in France and Germany, Occasional Paper of the
Human Capital and Mobility Network, The European Policy Process, no. 29, 1997.
Ethical challenges in a time of change - Germany, OECD - PUMA Occasional Paper ETH (97) 4,
Symposium on Ethics in the Public Sector: Challenges and Opportunities in the OECD
Countries, with Wolfgang Seibel, 1997.
Sandra Lavenex
Other Publications
Interdependenz und Kooperation in der Schweizer Aussenpolitik, UNIVOX IV D Aussenpolitik
1999, Zürich: GfS Forschungsinstitut, 1999.
'Offen und Kooperativ'? Aussenpolitische Leitbilder der Schweiz in der Volksbefragung, UNIVOX
IV D Aussenpolitik 2000, Trendbericht und Vertiefungsbericht, Zürich: GfS
Forschungsinstitut, 2000.
Internationale Politik und Handlungsspielräume der Schweiz aus dem Blickwinkel der
Entwicklungspolitik. Eine politikwissenschaftliche Analyse, Bern: Deza, Arbeitsdokument
7/2000, with Dieter Ruloff and Manfred Elsig, 2000.
An Inventory of Preventive Multilateral Activities in the Field of Migration in Europe,
Background Paper for the Comprehensive Risk Analysis and Management Network
(CRN), Zürich: Center for International Studies, 2001.
Migration Profile: European Union, online documentation „Focus Migration” of the Hamburg
Institute of International Economics (HWWI), online at http://www.focusmigration.de/index.php?id=1349&L=1, 2009.