FIFTH FRAMEWORK RESEARCH PROGRAMME (1998-2002) Democratic Participation and Political Communication in Systems of Multi-level Governance Turnout and abstention at multi-level elections in Great Britain Colin Rallings and Michael Thrasher Department of Politics and International Relations University of Plymouth Work in Progress March 2003 Draft text not to be quoted without permission of the author(s). Introduction The principal objective is to examine differences of turnout and, by implication, abstention at multi-level elections within Great Britain. We develop four basic approaches to the study of democratic participation at parliamentary, local and European elections, and, for Scotland and Wales, elections to the devolved assemblies. First, we describe for the period 1979 onwards, some general patterns and trends in turnout at four levels of governance are outlined. Regression models covering three types of aggregate electoral data (parliamentary, European and local) are constructed using percentage turnout as the dependent variable. Second, continuing the analysis of aggregate voting data, the analysis utilises a method of ecological inference to determine both the pattern of electoral movement between different elections and how different social groups may be responding to the decision to vote or not at these elections. Third, the focus moves away from aggregate towards survey data, initially examining the findings of Eurobarometer 52, which sought to highlight factors that may have impinged upon electors decision to participate at the 1999 European elections. Fourth, remaining with survey data, we examine the data for Great Britain produced by the Asia-Europe survey, conducted in early 2001. This survey probed further behind the decision to vote, not just at European elections but also at parliamentary and local elections. It offers a rare opportunity to compare how people respond to the different circumstances of democratic participation in multi-level governance. Before moving to the examination of these themes, however, we provide a fuller description of the data to be used in the analysis and a brief overview of electoral procedures and practices in that might have a bearing upon levels of electoral turnout. 1 Data A range of aggregate and survey data is used to explore the determinants of turnout across different types of elections. These data are general election results between 1979-2001; results from European elections 19791999; election results for English local authorities 1979-1999; elections to the newly devolved assemblies in Scotland and Wales. Where appropriate, these data are augmented by national census information drawn from surveys in 1981 and 1991. Although parliamentary and European constituencies are constructed from local electoral wards neither the support for parties nor percentage turnout are normally provided at levels lower than the constituency. In most cases, therefore, comparisons of turnout are provided at the constituency or higher (e.g. regional) levels. However, it is possible, for the 1999 European Parliament elections only, to have electoral and turnout data at the parliamentary constituency level. In contrast with other countries of the EU analysis of aggregate electoral data for Great Britain has to contend with difficulties that arise following periodic and large-scale adjustments to electoral boundaries. In the period under consideration parliamentary constituency boundaries, for example, experienced two major and one minor boundary reviews. In effect, this means that it is difficult to provide uninterrupted constituency level data across a twenty year period. Similar effects also operate for European and local elections. Such alterations do not simply provide problems for the analysis of election results and turnout. Additional problems are created when trying to produce socio-economic data from the national census at the local ward level. Two censuses were conducted in 1981 and 1991 but it has not always been possible to combine these data with local wards. This is because either the census has been conducted in a new ward when elections are still being conducted using old wards or while the census has been taken in existing wards a new ward has immediately been used for electoral purposes. Despite such problems there remain a sufficient number of cases that aggregate data analysis has proved possible. Augmenting the analysis of aggregate data are two opinion surveys that are used to shed light on individual level characteristics and motivations for voting. First, Eurobarometer 52, which surveyed electors shortly after the June 1999 European elections and sought to identify differences in characteristics of voters and non-voters as well as the impact on the voting decision of the European election campaign and media coverage. The second survey, conducted in February 2001, comprised a multinational study covering 18 countries, including Great Britain. This survey was broader in its coverage of voting than Eurobarometer 52 in that respondents were asked questions regarding the frequency of voting at general, European and local elections. 2 Institutional facilitation and electoral procedures Simple plurality, single ballot voting is used for local and general elections, a feature shared until very recently with elections to the European parliament. Prior to the 1999 elections, however, PR-List voting was introduced for the European contests. Instead of comprising some 84 single-member constituencies Britain was now divided into nine separate regions with varying district magnitudes. Scotland and Wales each formed separate regions with England divided into nine regions. The smallest English region was the North East (4 seats) while London, North West (10) and the South East regions (11) formed the largest electoral areas. Despite pressure, the Home Office opted for a closed list system. Northern Ireland’s three seats in the European parliament continue to be elected by the Single Transferable Vote system. Elections in 1999 to the newly established Scottish Parliament and Welsh Assembly were held using the Additional Member System (AMS). Voting for all elections is held on a Thursday, although the count for the European elections is held on the Sunday following when polling has ceased across all member states. For general, European and devolved assembly elections polling takes place between 0700-22.00 hours but for local elections polling stations open at 0800 and close at 21.00. The number of voters using a postal ballot for general elections was consistent between 1979-1997, ranging from between 2-2.4% of all votes cast. Following the 1997 general election, however, the government introduced legislation, which relaxed the previous restrictions for obtaining a postal vote and in effect now permitted a postal vote on demand. Unsurprisingly, this had the effect that in 2001 no fewer than 5.2%, or one in twenty voters, used this method to cast a ballot. Those that seek and obtain a postal vote are more likely to vote than those that rely upon a visit to a polling station. Indeed, for general elections the turnout amongst those with a postal vote has been consistently above 80% since the end of the Second World War. Although comprehensive data for postal votes are unavailable for local elections they are published for European elections. These show that, for the first direct elections in 1979, postal ballots accounted for 4% of the total vote but since then the percentage has fallen, accounting for 2.1% in 1994 and 1.7% in 1999. Of course, for the 2004 European elections there will be postal voting on demand so we should expect to see an increase in the proportion of voters casting a ballot by post. In order to boost electoral turnout further the government has determined that the local elections, normally due in May, will be postponed for a month and held simultaneous with the European elections. There are significant differences between parliamentary and European elections both in the proportion of electors seeking a postal vote and in the subsequent turnout amongst these electors. Putting aside the recent and unusual case of the 2001 election it is generally the case that 2% of the electorate apply for a postal ballot prior to a general election but with the single exception of 1979 the percentage for European elections barely rises above 1%. Moreover, while more than eight in ten applicants for a general election postal ballot do then vote the percentage for European elections falls from a high of 66.3% in 1979 to a low at the most recent election in 1999 of 57%. In short, as a proxy measure of interest in the election, the evidence from postal voting suggests that a priori interest in European elections is substantially lower even before the official campaign has properly got under way and that interest amongst the normally committed postal voters is correspondingly less since they 3 turn out to vote in lower proportions. Nevertheless, results from recent experiments conducted in 2000 and 2002 for local elections suggest that a greater use and flexibility in the use of all-postal ballots would significantly and positively influence levels of turnout at European parliament elections. Those electors that choose to vote in person would not notice any difference in the location and relative density of polling stations for each type of election. In practice Electoral Administrators, located in each local authority, are responsible for determining where, and how many, polling places to use. There are no strict regulations regarding how many polling stations are required for a given population size. Polling station density is less for rural and suburban areas than is the case for more densely populated areas. These polling places are then used for general, European and local elections alike. The ease of voting, therefore, is not a factor that is significantly affected by changing patterns of polling station location and density. It was only recently for the 2001 general election that spending limits have been introduced for national electoral campaigns. Before then parties were free to spend as much as they liked but there are strict limits to the amount each candidate can spend fight his or her constituency. The candidates’ personal spending limit imposed for general elections is higher than the equivalent for European election, suggesting that institutional mobilisation is greater for the former than the latter. Moreover, although national campaign expenditures are always estimated, parties spend considerably more fighting general than European elections. Campaign coverage, and by implication, impact, is certain to be affected by this pattern of differential expenditure. Electoral participation and abstention across levels of governance Turnout in Great Britain generally lags behind the rest of Europe and even from a relatively lower base have been in decline over the period (see Figure 1). In 1979, for example, turnout at that year’s general election stood at 76.2%, peaking at 77.9% in 1992 but then falling very rapidly to just 59.1% at the most recent contest in 2001. That represents a 17-percentage point decline in just two decades. Local elections in England use a complex four-yearly cycle and to derive the underlying patterns of electoral turnout a number of adjustments have been made. First, unusually high local turnouts were recorded in both 1979 and 1997 because local elections were fought simultaneously with general elections held in those years. Omitting those exceptional cases from the analysis presents a clearer picture of the underlying trend. Second, each year local elections are held in different parts of the country and there are sharp distinctions in socioeconomic composition of these authorities. Generally, more prosperous local authorities enjoy higher levels of electoral participation than do poorer areas. A straightforward year on year comparison, therefore, suggests some sharp rises and falls in turnout when in reality such differences largely mask differences in socioeconomic composition. Accordingly, we have generally used a moving four-yearly average to calculate annual local electoral turnout, the exceptions being the two general election years when the average of the previous three years has been used instead. The result is a smoothed, though notably declining, trend in local electoral turnout. 4 Turnout at European Parliament elections has been lower in absolute terms than that found at local elections but the trend line corresponds with the declining pattern identified for the other election types. For first direct elections held in 1979 turnout across England measured just 31.8%, a figure repeated in 1984 before rising to a peak of 36.8% in 1989. A modest decline in 1994 was then followed in 1999 by a precipitous decline to just 22.7%. In short, turnout at European elections has fallen by almost a third since MEPs were first directly elected. In 1999 the first elections to the Scottish Parliament and Welsh Assembly took place. In Scotland, where the parliament has some limited primary legislative powers, turnout was 58.2%, thirteen percentage points lower than the turnout in that country for the 1997 general election but identical to that seen at the 2001 general election. Turnout for the Welsh Assembly elections at 46.4% was lower but its powers are considerably less than that of its counterpart in Scotland. Comparisons of Electoral Turnout Parliamentary, European, Local and Devolved Elections 90 80 70 Turnout % 60 58.2% S. 50 46.4% W. S. Scotland W. Wales 40 30 Local 20 European 10 1979 General 1983 1987 1991 1995 1999 Figure 1: Decline in turnout Figure 1 suggests a pattern of declining turnout at the national level affecting each of the different types of election. We can test further for this common pattern by looking at the relationship between turnout at lower levels of aggregation, namely regional and parliamentary constituency level. If common factors are at work in determining the level of turnout for different types of elections then we should expect to find positive and high correlation for turnout at general, European and local elections. If, however, there were particular factors that operated in some regions/constituencies but not in others and for different elections (for example, a relatively high turnout in some constituencies or regions for local and/or European elections) then weaker correlations might be expected. 5 Figure 2 shows turnout aggregated to nine Government Office English regions for the last two general elections, the 1999 local and European elections. No account is taken here of differences in the socio-economic compositions of these regions. Although the absolute level of turnout varies slightly between regions within regions there is a fairly consistent pattern for the different types of election. The South East of England, for example, normally has a turnout marginally higher than the national average, regardless of the nature of contest while the North East consistently has turnouts that are marginally below the national average. In aggregate terms, therefore, voting at the regional level reveals no significant differences in turnout according to the type of election, local, European or parliamentary, being fought. 80.00 ? ? ? ? ? ? ? > 60.00 > > > > > > > 50.00 40.00 K K K K K K K K K K 30.00 K K & & & West Midlands & South West & South East London Eastern East Midlands 20.00 North West & & North East & & & K & & GO region Figure 2: Voter turnout in English Regions 6 & Yorks&Humber Turnout > ge97 ge01 loc99 & euro99 ? ? 70.00 ? > K Error Bars show Mean +/- 1.0 SD These findings are supported by a comparison of turnouts at the parliamentary constituency level, i.e. European elections disaggregated, local elections aggregated). Figure 3 and Table 1 show turnout for different elections, although varying in absolute terms, are highly correlated, suggesting that electors within constituencies behave in consistent ways. Indeed, even for local elections, where sometimes the main parties may not present candidates, the correlation with these elections and those for the national European parliament is .6 or higher. That suggests that at least some of the factors influencing the decline in turnout at one type of election are also at work elsewhere. Moreover, the relatively high correlation (0.849) between the European elections in 1999 and that of the general election held two years later means that the difference in turnout between these two elections (some 35 percentage points) should be explained by factors of a broad, rather than constituency-based, nature. Scatterplot of LOGITs for 1997 G.E. and 2001 G.E. t t 1.00 Linear R egression Linear RIndividual egressionPrediction with ith 95.00% i 95.00% t l Individual Prediction Interval $ $ $ $ $ $ $$ $ $$ $ $$ $$ $ $ $$ $ $$$ $$ $ $$ $ $$ $ $$ $$ $ $ $ $ $ $$ $ $$ $ $ $ $ $$$$$$ $$$$ $$ $$$ $$ $ $$$ $ $$ $$$ $ $$ $ $ $ $ $ $ $ $$ $ $$ $$$$ $$$ $$$ $ $$$$ $ $$ $ $$ $$$$$$$$$ $ $ $ $ $$$ $$$ $$$$ $ $$$ $ $$ $ $$$$$ $ $$$ $ $ $ $$$ $$$$ $$$$ $ $ $$$$$$ $ $$$ $ $ $$$$$ $$$$ $ $ $$ $ $ $$$$$$$$$ $$ $ $ $ $$$$ $$$ $$$ $ $ $ $ $$$$$ $$ $$$ $$ $$ $$ $ $ $ $$$$$$$$$ $ $$$$ $ $ $ $$ $$ $$ $ $ $$ $ $ $ $ $ $$$$ $ $ $ $ $ $ $ $ $ $ $ $$$ $ $ $ $ $ $ $ $$ $$ $$$ $$$ $$ $$$ $ $ $ $$ $$$ $ $ $ $ $ $ $ $$$ $$ $ $ $ $ $$ $ $ $ $ $ $ $ $$$$ $ $$ $ $ $ $ $ $ $ $ $ $$ $$$ $ $ $ $ $ $ $$ $ $ $$ $$ $$$ $$ $ $$ $ $ $ $ $ $ $ $$ $ $$$$ $ $ $ $$ $ $$ $ $ $ $ $$ $ $ $$ $ $ $$ $ $ $ $ $$ $ $ $$ $ $ $ 0.75 0.50 log it0 1 0.25 $ 0.00 $ $ $ $ $$ $ $ $ -0.25 $ $ $ $$ $ $$ $ $ $ $ $ $ $ $ $ $$ $ $ $$ $$ $ $ Scatterplot of LOGITs for 1997 G.E. and 1999 Euro turnouts l ogit01 = -0.47 + 0.91 * logit97 $ $ -0.75 R-Square = 0.84 -1.00 log it99 -1.25 e $ -1.50 $ -1.75 $ $ -2.00 $ -0.50 $ $ $ $ $ $ $$ $ $$ $ $$$ $ $$$ $ $$ $ $ $$ $ $ $ $ $ $$$ $ $ $$$ $ $$ $$$ $ $ $ $ $ $$ $ $ $ $ $ $ $ $ $$$ $$$ $$$$ $$$$$$ $ $ $ $$ $$$$$$ $$ $$ $ $ $ $ $$ $ $ $$ $ $ $$$$$$$ $$$$$$ $$ $$ $$$$ $$ $ $$ $$$ $ $ $$$ $$ $ $ $$$$ $ $ $$$ $$ $ $ $$ $ $$$ $$ $$$$$$$ $$ $ $ $$$ $$$$ $$$$$$$$ $ $$$ $$ $ $ $$$ $$$ $$$$ $ $ $ $ $ $ $$ $$$$ $ $ $ $$$$ $ $ $ $ $ $ $ $$ $$ $ $ $$ $$$$ $ $ $ $ $ $ $ $ $$ $$ $$ $$$ $ $ $ $$ $ $$ $ $ $ $ $$ $ $ $$ $ $$ $ $ $$$$$$$ $ $ $$$$$$$ $$ $$$$$ $$ $ $ $$ $ $ $$ $ $$$ $$ $$$ $$$$ $ $ $ $ $ $ $ $ $ $ $$$ $$ $$$ $ $ $ $$$$$$ $ $ $$ $ $ $ $$$ $ $$$ $ $ $$$ $ $$ $ $ $ $ $$ $$$$ $ $ $ $ $ $ $ $$ $ $ $ $ $ $ $ $ $ $ $ $$$ $$ $ $$ $$ $ $$$ $ $$ $ $ $ $ $$ $$ $ $ $ $ $ $ $ $ $ $ $ $ $ $$$$$$ $ $ $$ $ $$$ $ $$ $ $ $ $ $ $ $$ $ $ $ $$ $ $ $ $ $ $ $ $ $$ $ $$ $ $$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ logit99e = -1.97 + 0.77 * logit97 R-Square = 0.53 $ $ $ $ $ -2.25 $ 0.25 0.50 0.75 1.00 1.25 0.25 logit97 1.00 $ $ $$ $ $ $$ $$ $ $ $ $ $ $ $ $ $ $ $ $ $$ $ $$$ $$ $ $ $ $ $$ $$$ $ $ $ $ $ $ $$ $$$$ $$$ $ $ $$ $ $$ $ $ $ $ $$ $$$ $$$ $$ $ $$$$ $$ $$$$$ $$ $ $ $ $$ $$ $$$ $ $$$$$$$$$$ $ $ $$$ $$$ $$$$$$ $ $$$$ $ $ $$$ $$$ $$$ $$ $ $$ $$$$ $$$$ $ $$$ $ $$ $ $ $$ $$$ $$ $ $ $ $$$$$$$$ $$ $$$$ $ $ $ $ $ $ $ $ $ $ $$ $$ $$$$ $$ $ $$ $$$ $$$$$$$$$$ $$ $$ $$$$ $$ $$$$$ $ $$ $$ $ $$ $ $ $$ $$$$$$$ $ $ $$ $ $ $$$$$$ $$ $ $$ $ $ $ $ $$ $$$ $ $ $ $$$ $ $ $ $$ $$$ $ $ $ $$$$$$$ $$ $$$$ $ $$ $ $$ $ $ $$ $$$$$ $$ $$ $ $ $$ $$$$$ $ $$ $$$ $$ $ $$ $ $ $ $$$ $ $ $$$ $ $ $ $ $ $$$$ $ $$ $ $ $ $$ $ $ $ $ $ $$ $ $ $ $ $ $$ $ $ $ $$ $ $ $$$$$ $ $ $ $ $ $ $$ $ $ $$ $$ $ $ $ $ $$ $ $ $ $$ $$ $ $ $ $ $$$ $ $ $ $$ $ $ $ $$ $$ $$ $ $ $ $ $ $$ $$ $$ $ $ $ $ $ $ $ $$ $ $ $ $ $ $ $ $ $ $ $$ $$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 0.75 0.50 0.25 0.00 $ -0.25 $ 0.50 0.75 1.00 1.25 logit97 Scatterplot of LOGIT s for 1999 Euro and 2001 G.E. turn log it01 Linear Regression with Linear Regression with 95.00% Individual Predic 95.00% Individual I t l Prediction Interval -0.50 $ Scatterplot of 1999 Local and European Election Turnou Linear R egression with Linear R egression 95.00% Individual Prediction ith Interval 95.00% Individual Pr I t l -0.25 logit01 = 1.37 + 0.80 * logit99e -0.50 Linear Regression 95.00% Individual Linear Regression with 95.00% Individual Prediction Interval R-Squ are = 0.72 -0.75 lo git 99 e -1.00 -1.25 -1.50 -1.75 $ $ -2.00 -0.50 $ $ $ $ $ $ $ $$ $$ $ $$ $ $$$ $ $ $ $ $ $ $ $ $$$ $ $ $$ $$ $$ $ $ $$ $$ $$$ $$$$$$$ $ $$$ $$$$$$$$$$$$$$$$$$ $ $$ $ $$ $ $$$ $$$$ $ $$$$$ $$ $$$$$$$$$$$$ $ $$ $ $ $$$$ $ $ $ $ $ $ $ $ $$ $ $ $$ $ $$ $ $ $ $$$$$$ $$$$$$ $ $ $$$$$$$$$$ $ $$ $$$$ $ $ $ $ $$ $$$$$$$$$$ $$$ $ $ $ $$$ $ $$$$$ $ $$ $ $$ $$ $$ $$ $ $ $ $$ $ $ $ $ $$ $$$$$$$ $$ $ $ $ $ $$ $$$$$$ $ $ $ $ $ $$$$ $$$$$$$$ $ $$$$$$ $$ $$$ $$$$ $$$ $$$ $ $ $$ $ $$$$$ $ $$$$ $ $ $$$ $$$$ $$$ $$$ $$ $ $ $$$$ $$ $ $ $ $ $$$$$$$$ $$ $ $ $ $$$$ $ $ $ $$ $ $$ $ $$$$$$ $ $$ $$ $ $ $$$ $ $ $ $$$ $ $ $ $$ $$$$ $ $ $ $$ $ $ $$$ $ $$ $$$ $ $$$ $$ $ $ $ $ $$ $ $$ $$$$$ $$ $ $ $ $$ $ $$$$ $$ $$$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $$ $ $$ $ $ $ $$ $ $$$ $ $ $$ $$ $ $ $ $$ $$ $ $ $$$$ $ $ $ $ $ logit99e = -0.68 + 0.78 * logit99l R-Square = 0.67 $ $ $ $ -2.25 -2.00 -1.75 -1.50 -1.25 -1.00 -0.75 -1.50 logit99e -1.25 -1.00 -0.75 -0.50 logit99l Figure 3: Scatterplots of electoral turnout (logits) for different types of election 7 -0.25 0.00 0.25 Table 1: Logits of Electoral turnout at General, European and Local Elections by Parliamentary Constituency (Pearson correlation coefficients) 1997 G.E. 2001 G.E. 1999 local 2001 G.E. Pearson Correlation .916 Sig (2-tailed) .000 N 529 Pearson Correlation .731 .849 Sig (2-tailed) .000 .000 N 529 529 Pearson Correlation .607 .743 .820 Sig (2-tailed) .000 .000 .000 N 529 529 529 1999 Euro 1999 local Next, we show in Table 2, regression models (relating to two general elections 1997, 2001; two European elections 1994 and 1999; local elections for 1999). Independent variables include socio-economic data on age, class and deprivation drawn from the national census, closeness of party competition as well as dummy variables for English regions with the South West as the reference category. The R2 values range between .83 for the 1999 European and 2001 general elections and a low of .67 for the local elections. Not all independent variables appear significant in each of the equations, however, suggesting that differing influences are at work in influencing the general level of participation at each election. For example, the abstention rate amongst younger people is statistically significant for parliamentary elections but that relationship does not hold for other types of election. By contrast, constituencies that have higher proportions of older voters (65+) are more likely to have higher turnout for local elections. However, relative levels of affluence or deprivation appear to have more consistent effects across the range of elections. Rural areas appear more associated with voting at European elections as do the London and South West regions. 8 Table 2: Electoral turnout at parliamentary, European and Local elections GE97 R2 79% (77% without gocode) (Constant) 73.2 GE01 LOC99 83% (80%) EURO99 67% (57%) EURO94 83% (76%) 73% .000 61.2 .000 21.3 .000 32.3 .000 35.8 .000 -.91 .000 -.89 .000 -.15 .251 -.53 .028 -.05 .953 -.11 .041 -.01 .877 .37 .000 .20 .005 .58 .035 V18_1 class1+class2 .05 .001 .12 .000 .19 .000 .20 .000 .15 .176 V11 -.26 .000 -.20 .000 -.08 .000 -.04 .097 -.24 .001 MAJ "majority" -.08 .000 -.12 .000 -.01 .500 -.11 .000 -.06 .110 RURAL -.42 .167 2.0 .000 2.8 .000 4.3 .000 2.1 .012 EMIDLAND 1.1 .029 .58 .278 .52 .184 1.5 .028 EASTERN -.24 .628 -1.0 .040 .60 .109 -.71 .300 LONDON -.99 .050 -.87 .095 2.3 .000 5.0 .000 NORTH_E 2.3 .000 2.4 .000 .32 .516 2.2 .013 NORTH_W 1.1 .017 -.99 .041 -1.2 .000 -.84 .191 SOUTH_E -1.1 .015 -1.4 .004 -.01 .978 -1.5 .015 SOUTH_W .57 .274 1.6 .002 2.4 .000 2.8 .000 YORK_HMB -.54 .270 .06 .906 -1.0 .005 .18 .781 V14 Age 18-24 V17_2 Age 65+ no car Note: We were unable to use the same regional codes for the 1994 European elections. Data are for England only. Electoral participation and abstention: Ecol Analysis We used data from four elections in order to compile voter transition matrices. These are two general elections, 1997 and 2001, the 1999 European Parliament elections with the fourth type referencing local elections. Because of the different patterns of party competition we exclude data for Scotland and Wales. Additionally, we use some socio-economic data to examine patterns of EU voting/abstention. The unit for analysis is the parliamentary constituency and obviously no modification (aggregation or disaggregation) of the data are required in the cases of the two general elections. There are a total of 529 parliamentary constituencies covering England for these years. Regarding the 1999 European election this was 9 the first occasion that PR-List voting was used. For this purpose England was divided into a total of nine electoral districts covering the various regions. A total of 71 seats were determined in this manner with district magnitude ranging from 4-11 seats. None of the European electoral districts cut across a parliamentary constituency boundary. However, we were able to obtain European voting data disaggregated to the constituency level. In the case of local elections the procedure for aggregating data into parliamentary constituencies proved somewhat more complex, largely because of the nature of the electoral cycle. Local elections are fought in wards but not all wards hold an election in any given year. Therefore, in order to obtain as comprehensive a set of results as possible, data from three elections years, 1998, 1999 and 2000 were used for the purposes of aggregation, with the majority of wards holding elections in May 1999, just one month before the EU elections. General Election Voting, 1997 and 2001 The first Ecol analysis compares voting/abstention at the two most recent general elections held in 1997 and 2001 respectively (see Table 3). Our purpose here is to examine the implied movement of voters between these two elections and eventually to compare those findings against evidence acquired from the British Election Study, 2001. We employ four party categories (Conservative, Labour, Liberal Democrat and ‘Other’) and abstention. The actual vote for minor parties grouped here into ‘Other’ was 4.8 per cent in 1997 and 4.0 per cent in 2001. We should recall that the turnout (England only) in 1997 was 71.4 per cent, falling to just 59.1 per cent in 2001. The first part of Table 3 presents row percentages and suggests that 82 per cent of Conservative 1997 voters remained loyal to the party at the 2001 general election, with fewer than one per cent defecting to Labour. Ecol calculates that one in eight of Conservative supporters in 1997 abstained at the 2001 general election. Labour’s support was less solid. Less than three-quarters of Labour voters in 1997 continued to support the party at the 2001 election (71.5%) with 27 per cent of its 1997 support choosing instead to abstain. The profile of the third placed party, the Liberal Democrats, lies somewhere between the two main parties with 76% of former Liberal Democrat voters continuing to support the party at the 2001 election and a further 17% instead abstaining. It is calculated that no fewer than 86% of those that abstained in 1997 did so again in 2001. Turning to examine the column percentages we find that the parties’ 2001 vote largely comprised voters that had been supporters at the previous general election. The Conservative party, for example, received slightly less than 95% of its 2001 vote from previous Conservative voters. The comparable figures for Labour and Liberal Democrat are 90.7% and 84.8% respectively. This suggests that the 2001 general election was fairly stable in terms of switching between parties and that no party was able to transform its support base. The column representing 2001 abstainers is interesting, showing as it does that six out of ten abstainers in 2001 had also not voted at the 1997 election whilst one in five had voted for Labour in 1997. Certainly, this is confirmed in some part by the aggregate voting figures. Turnout in 2001 was the lowest at any general election since 1918, falling most in Labour held constituencies. No major party received more votes in aggregate in 2001 than in 1997. 10 Incidentally, we repeated the Ecol analysis dividing the data by region but the findings suggest considerable homogeneity in voting behaviour (Tables not reported here). Survey data, drawn from the various British Election Studies support, in part, the ecological inference. The 2001 BES, for example, estimates a lower abstention rate amongst 1997 Labour voters (17.5%) which Ecol estimates at 26.9% but the figures for Conservative supporters (16.6% of 1997 Conservative voter abstained in 2001) and Liberal Democrat voters (13.2% abstained in 2001) are directly comparable to the inferences obtained from ecological data. Table 3: Voting and Abstention at 1997 and 2001 General Elections Voter General Con97 Lab97 LD97 Oth97 Abst97 Voter General Con97 Lab97 LD97 Oth97 Abst97 Mobility. England. Row General: Con01 Lab01 81.8 0.8 0.3 71.5 5.3 0.2 4.2 4.4 0.9 6.6 20.8 24.5 Pct. LD01 4.1 0.1 76 4.4 2 11.5 Mobility. England. Column Pct. General: Con01 Lab01 LD01 94.4 0.8 8.5 0.4 90.7 0.4 3.3 0.1 84.8 0.7 0.6 1.3 1.2 7.8 4.9 100 100 100 Oth01 1 1.2 1.5 9.1 4.2 2.3 Abst01 12.3 26.9 17.0 77.8 86.3 40.9 100 100 100 100 100 100 Oth01 10.5 15.8 8.5 13.4 51.7 100 Abst01 7.3 20.4 5.3 6.5 60.4 100 24.0 31.1 12.8 3.4 28.6 100 Voting at General and European elections The 1999 European elections fell at the mid-point between the 1997 and 2001 general elections. It is interesting, therefore, to perform two comparisons using the Ecol method. First, in Table 4, we use the 1997 general election as our base year and compare voting and turnout then with that at the 1999 European election. Second, in Table 5, the European election forms the base year, which is compared to the outcome of the 2001 general election. The 1999 election was good for the main opposition party, the Conservatives but Labour struggled to re-capture the momentum that had taken it forward to a landslide victory at the 1997 general election. Ecological inference of voting and abstention between these elections appears to support this impression. While just over half of Conservative supporters in 1997 chose to abstain two years later more than eight out ten Labour supporters did so. Liberal Democrat supporters, made aware by their own party that the electoral system would serve them better, abstained in relatively low numbers. Table 4 also appears to confirm that some electors have become serial abstainers with more than 90% of 1997 abstainers continuing in 1999 to 11 boycott the electoral process. Confirmation of this pattern is provided in Table 5 where the vast majority (93%) that had abstained from voting at the European election continued to do so at the subsequent general election. Table 4: Voting and abstention at the 1997 General and 1999 European Elections Voter General Con97 Lab97 LD97 Oth97 Abst97 Voter General Con97 Lab97 LD97 Oth97 Abst97 Mobility. England. Row EU99: Con99 Lab99 29.0 0.8 0.6 15.2 9.4 0.4 3.6 2.1 0.8 4.2 8.7 6.3 Pct. LD99 2.8 0.2 15.5 1.6 0.8 3 Mobility. England. Column Pct. EU99: Con99 Lab99 LD99 79.8 3.2 22.3 2.2 75.6 2.5 13.8 0.8 66 1.4 1.1 1.8 2.7 19.3 7.4 100 100 100 Oth99 9.2 0.8 12.3 5.3 1.4 4.6 Abst99 58.2 83.1 62.3 87.4 92.7 77.4 100 100 100 100 100 100 Oth99 47.7 5.2 34.3 3.9 8.9 100 Abst99 18.1 33.4 10.3 3.9 34.3 100 24 31.1 12.8 3.4 28.6 100 Oth01 0.5 1.1 1.1 2.9 2.6 2.3 Abst01 3.8 25.7 10.8 13.0 49.1 40.9 100 100 100 100 100 100 Oth01 1.7 3.1 1.5 5.8 87.9 100 Abst01 0.8 3.9 0.8 1.5 93.0 100 8.7 6.3 3 4.6 77.4 100 Table 5: Voting and abstention at the 1999 European and 2001 General Elections Voter EU99 Con99 Lab99 LD99 Oth99 Abst99 Voter EU99 Con99 Lab99 LD99 Oth99 Abst99 Mobility. England. Row General: Con01 Lab01 84.5 1.5 2.3 69.8 19.8 1.6 49.6 3.5 13.4 25.6 20.8 24.5 Pct. LD01 9.8 1.1 66.6 30.9 9.2 11.5 Mobility. England. Column Pct. General: Con01 Lab01 LD01 35.5 0.5 7.4 0.7 17.9 0.6 2.9 0.2 17.5 11.0 0.7 12.4 49.9 80.8 62 100 100 100 12 Voting at Local and European elections Comparisons between voting at the 1998-2000 local elections and the 1999 European Parliament elections. All cases (N=529) were included in this analysis and adjustments were made in those cases where a local ward was uncontested. In these cases it was assumed that if there had been an election, the turnout would have been relatively low because of the likely large majority of the incumbent party. We further assumed that the votes would massively favour the incumbent party. Turnout for such wards was estimated at the minimal level for contested wards in the relevant authority and estimated vote was awarded to the incumbent party. Examining the row percentages in Table 6 the analysis suggests that the main party of opposition, the Conservative party, performed best of all in persuading its supporters to vote in both local and EU elections. Only a third of those that had supported the party at the local elections decided to abstain for the EU contests. This stands in marked contrast with Labour, the party of government, and the Liberal Democrats. Differing explanations for these findings may be advanced. Table 6: Voting and abstention at 1999 Local (adjusted) and European Elections Voter Local Con99l Lab99l LD99l Oth99l Abst99l Voter Local Con99l Lab99l LD99l Oth99l Abst99l Mobility. England Row EU99: Con99e Lab99e 51.2 0.7 0.8 36.9 7.5 0.9 6.1 2.0 3.5 3.0 8.7 6.3 Pct. LD99e 2.2 0.3 18.4 3.2 1.8 3.0 Mobility. England Column Pct. EU99: Con99e Lab99e LD99e 63.6 1.2 7.9 1.0 64.1 1.0 6.6 1.1 46.7 2.1 0.9 3.1 26.7 32.6 41.3 100 100 100 Oth99e 11.7 0.9 8.9 11.6 3.3 4.6 Abst99e 34.2 61.0 64.2 77.1 88.4 77.4 100 100 100 100 100 100 Oth99e 27.5 2.2 14.9 7.5 47.8 100 Abst99e 4.8 8.6 6.4 2.9 77.3 100 10.9 10.9 7.7 3.0 67.6 100 In Table 7 we included only those constituencies where every local ward held an election sometime between 1998-2000 – if any ward was unopposed then the entire constituency was excluded from the analysis. This has the effect of reducing the number of constituencies available for analysis from 529 to 414. In our view this procedure does not materially affect the results of the analysis, particularly if one examines the column percentages for abstention at the European elections. 13 Table 7: Voting and abstention at 1999 Local (unadjusted) and European Elections (N=414) Voter Local Con99l Lab99l LD99l Oth99l Abst99l Voter Local Con99l Lab99l LD99l Oth99l Abst99l Mobility. England Row EU99: Con99e Lab99e 52.4 0.7 0.8 37.3 5.4 1.0 3.3 2.6 2.9 2.9 8.1 6.4 Pct. LD99e 1.8 0.3 18.6 2.0 1.7 2.9 Mobility. England Column Pct. EU99: Con99e Lab99e LD99e 68.5 1.1 6.6 1.1 66.3 1.2 5.1 1.2 49.6 0.8 0.8 1.4 24.5 30.6 41.2 100 100 100 Oth99e 13.5 1.4 7.4 6.7 3.0 4.3 Abst99e 31.6 60.2 67.6 85.4 89.5 78.3 100 100 100 100 100 100 Oth99e 33.0 3.6 13.1 3.1 47.2 100 Abst99e 4.3 8.8 6.6 2.2 78.2 100 10.6 11.5 7.6 2.0 68.3 100 Voting at European Elections and Socio-Economic characteristics Next, we conducted two analyses that examined voting at the 1999 European elections and, using data from the 1991 census, social class and age. Prior research on voter turnout had identified these as key independent variables and the Ecol procedure provides a simple but effective means for substantiating the findings obtained from survey data. This analysis would also help to inform the selection of variables used in the second part of this chapter. Social class, as defined here, is derived from the 10% sample in the 1991 census of occupational categories, normally referred to as the Registrar General's Social Class. This schema allows for six categories: I Professional etc occupations II Managerial and Technical occupations III Skilled occupations (N) non-manual (M) manual IV Partly-skilled occupations V Unskilled occupations Middle-class occupations are generally referred to as those falling in the categories I-IIIN, with the working class defined as groups IIIM-V. There is also a sixth category that includes armed services personnel and those for whom it was impossible correctly to classify occupation. Although there is considerable debate about the most appropriate method for describing social class, for our purpose, which is designed to present a broad 14 picture of which social groups are abstaining more than others, this classification is suitable. The result is shown in Table 8. Table 8: Voting and abstention at the 1999 European election by Social Class. Voter Mobility. euro99: Social Class class I class II class IIIN class IVM class IV class V No class Voter class I class II class IIIN class IVM class IV class V No class .. Con 23.5 14.8 9.0 5.2 3.0 2.0 3.4 8.7 Mobility. euro99: Row Lab 3.9 2.4 7.4 6.1 9.3 14.5 9.3 6.3 .. Con 16.5 46.6 11.2 15.1 4.2 0.9 5.5 100 Pct. LD 8.6 5.0 2.7 1.4 1.1 1.1 2.1 3.0 Column Lab 3.8 10.8 12.8 24.9 17.9 9.1 20.7 100 Oth 12.4 7.9 4.6 1.9 1.5 1.4 3.2 4.6 Abst 51.7 69.9 76.2 85.4 85.1 81.0 82.0 77.4 100 100 100 100 100 100 100 100 Oth 16.5 47.4 10.9 10.3 4.0 1.2 9.6 100 Abst 4.1 24.9 10.7 28.1 13.3 4.1 14.8 100 6.1 27.6 10.9 25.4 12.1 3.9 13.9 100 Pct. LD 17.4 45.8 9.8 11.6 4.4 1.5 9.5 100 The row percentages show that while just over a half of professional and managerial workers (class I) abstained from the European elections more than three-quarters of white-collar non-manual workers did so. For skilled manual workers, partly- and unskilled occupations, however, electoral turnout fell below 20% across all three categories. Similar analyses, conducted for general and local elections, controlling for class, produced virtually identical patterns, though of course the absolute levels of turnout and abstention were different. The analysis using a class variable, therefore, confirms findings from the research literature and from various British election Studies, that white-collar occupations participate more than do blue-collar workers and that those drawn from the professions and managerial occupations participate most of all. The second of our socio-economic categories is age (see Table 9). We made no adjustments for the fact that the census data were compiled in 1991 while the vote data refer to 1999, in the belief that relative positions between and among constituencies would not vary. The row percentages show that the 18-24 age group abstained to the largest degree while those in the 40-54 age group abstained least of all. Certainly, the former finding is regularly confirmed by survey data. The largest category amongst EU abstainers in 1999 were, according to the column percentages, the 25-39 age group, reflecting their larger numbers in the population as a whole. 15 Table 9: Voting and abstention at the 1999 European election by age Voter AGE age18_24 age25_39 age40_54 age55_64 age65_ Voter AGE age18_24 age25_39 age40_54 age55_64 age65_ Mobility. England Row EU99: Con99 Lab99 2.3 9.5 3.4 10.0 17.4 2.7 9.3 4.4 9.9 4.3 8.7 6.3 Pct. LD99 1.7 2.3 3.8 3.0 4.0 3.0 Mobility. England Column Pct. EU99: Con99 Lab99 LD99 3.4 20.2 7.5 11.0 45.8 21.5 48.3 10.5 30.7 14.2 9.5 13.1 23.1 13.9 27.2 100 100 100 Oth99 2.3 3.3 5.3 4.5 7.2 4.6 Abst99 84.2 81.0 70.8 78.9 74.5 77.4 100 100 100 100 100 100 Oth99 6.7 20.7 27.8 12.9 31.9 100 Abst99 14.6 30.0 22.2 13.6 19.6 100 13.4 28.6 24.3 13.4 20.4 100 Individual facilitation and mobilisation In this section we look first at the findings of Eurobarometer surveys and the pattern of voting/abstention at European Parliament elections. We then analyse evidence about mutli-level voting and abstention drawn from the Asia/Europe survey. Two Eurobarometers (numbers 41 and 52) are examined, although the primary interest is in the more recent survey that followed the previous election in June 1999. Eurobarometer 52 was conducted in autumn 1999, just months after the European elections when respondents were asked whether or not they had voted at the election. The responses showed that 30.1% claimed to have voted (actual turnout 24%), 64.7% abstained whilst the remaining 5.2% either could not recall or refused to answer (responses to a question from Eurobarometer 41 show a similar pattern, 31.5% voted, 63% did not vote, 5.1% could not remember or refused). It is common for self-reported turnout to exceed actual turnout and in this particular case the gap is sufficiently small that we can safely ignore the differences in reported and actual turnout. No responses and Don’t Knows were excluded from the analysis reducing the number of cases to 775 from Eurobarometer 52. Age and education repeatedly figure as key explanatory variables of electoral turnout. Our preliminary analysis of Eurobarometer data, therefore, focussed on the relationship between respondents’ demographic characteristics and their attitudes towards the European Parliament as an institution and voting. Table 10 shows responses about trust in the Parliament grouped by the respondent’s level of educational attainment and whether they voted at the 1999 election. Those who tend to trust the Parliament are much more likely to have voted than 16 are those tending not to trust the institution. Additionally, non-voters were more likely to be uncertain about trusting the parliament as evidenced by the larger proportion of ‘don’t knows’. The data also suggest a linear relationship between educational attainment and trust with the more highly educated placing more trust in the Parliament. A similar analysis, grouped according to age differences, however, shows that the youngest age group (18-24), regardless of whether they voted in 1999, placed most trust in the Parliament, compared with all other age groups. It is older people in Britain, aged 65 or over that tended to display higher levels of distrust in the Parliament. The chi square test was significant at the .05 level. Table 10: Education, Trust and Voting in European Elections 32 Tend not to trust 38 32.7% 38.8% 28.6% 28 40 13 34.6% 49.4% 16.0% 40 23 17 50.0% 28.8% 21.3% 100 101 58 38.6% 39.0% 22.4% 20 85 58 12.3% 52.1% 35.6% 52 108 81 21.6% 44.8% 33.6% 29 44 28 28.7% 43.6% 27.7% 101 237 167 20.0% 46.9% 33.1% Tend to trust Voted education d8>0 & d8<=15 Count % within education d8>=16 & d8<=17 Count % within education d8>=18 or d8=0 (still studying) Count % within education Total Count % within education Did not vote education d8>0 & d8<=15 Count % within education d8>=16 & d8<=17 Count % within education d8>=18 or d8=0 (still studying) Count % within education Total Count % within education DK 28 Turning to measures of mobilisation, Table 11 shows whether respondents noticed the most intense form of electoral campaigning, a personal visit from party campaign workers, and whether the respondent’s educational attainment had any bearing on the subsequent decision to participate in the election. The first point to note is that the responses suggest that overall the 1999 election campaign was not particularly visible with just 8% reporting a personal visit from party workers during the campaign. The second point is that, regardless of educational attainment, those that voted were more likely to report mobilisation than were those that abstained. However, a chi square test revealed these relationships to be insignificant (0.05 level). The campaign, as measured by a single indicator of party canvassing, therefore, did not appear to have persuaded more electors to participate. However, the questionnaire allowed for at least nine categories of campaigning and we cannot rule out the possibility that participation is related more to the degree of campaign exposure rather than the type of exposure. 17 Table 11 Campaign mobilisation, education and voting in European elections. Yes Voted education d8>0 & d8<=15 Count % within education d8>=16 & d8<=17 Count % within education d8>=18 or d8=0 (still studying) Count % within education Total Count % within education Did not vote education d8>0 & d8<=15 Count % within education d8>=16 & d8<=17 Count % within education d8>=18 or d8=0 (still studying) Count % within education Total Count % within education No DK 16 78 4 16.3% 79.6% 4.1% 18 62 1 22.2% 76.5% 1.2% 7 72 1 8.8% 90.0% 1.3% 41 212 6 15.8% 81.9% 2.3% 15 135 13 9.2% 82.8% 8.0% 19 203 19 7.9% 84.2% 7.9% 6 86 9 5.9% 85.1% 8.9% 40 424 41 7.9% 84.0% 8.1% Using logistic regression to help identify the characteristics of voter/non-voters in the 1999 European elections we hypothesised that voter turnout at European elections would be influenced both by levels of individual facilitation and mobilisation. Independent variables, therefore, included each respondent’s age and formal education as well as indicators relating to their general interest in politics and knowledge about the European Union. Social class variables were not used because of difficulties in arriving at a satisfactory definition using the data. We also hypothesised that those participating in the election would express a positive view regarding future expansion of the European parliament’s role within the Union. It was also important to measure the impact of the electoral campaign upon respondents, particularly as the low turnout subsequently aroused concern. The results of the logistic regression are shown in Table 12. Overall, the education variable was significant, with those receiving a longer formal education more likely to vote but respondents whose formal education concluded at the end of secondary school less likely to vote. Increased age too made voters more likely to participate in the European elections. The more respondents knew about the European Union the more likely they were to turn out to vote. Unsurprisingly, those that wanted to see the role of the European parliament increased were more likely to have voted at the 1999 election. It was certainly the case that respondents that had been canvassed during the campaign, or at least acknowledged the campaign’s impact in some other way were more likely to have voted than those for whom the campaign went unnoticed. The model correctly classified 75% of respondents. However, it appears that we are more successful at discovering why respondents did not vote (86% correctly classified) rather than explaining the characteristics of those that did vote (53% classified). 18 Table 12: Logistic regression of electoral participation at the 1999 European elections -2.87 (0.57) Constant Age Scale from 18 towards 0.03 (0.01)** * Formal education Younger than 15 -0.39 (0.27) Between 15 and 18 -0.71 (0.24)** Older than 18 or still studying X Discuss politics Scale from ‘often’ to ‘never’ -0.29 (0.15)* Knowledge about European Union Scale from ‘Know nothing at all’ to ‘Know a great deal’ 0.12 (0.05)* ** Future Role of the European Parliament More important 1.19 (0.27)** Less important 0.18 (0.27) The same 0.60 (0.29)* DK X Electoral campaign impact Scale from 0 towards 6 0.43 (0.05)** Final -2 Log Likelihood 754.9 2 Pseudo R (Cox&Snell) 0.25 Pseudo R2 (Nagelkerke) 0.35 219.3 (9)** Model Chi-square (d.f.) 75% (86, 53) % correctly classified 775 Number of observations * - p < 0.05; ** - p < 0.01; X - reference category for categorical independent variables; Table entries are estimated logistic regression coefficients, with standard errors in parentheses. We then replicated this analysis using data from Eurobarometer 41, which addresses the 1994 elections. We used variables that were either identical to those used in the previous analysis or, as in the cases of some attitudinal variables, close approximations. The results are shown in Table 13 and suggest that the same factors have influenced voter participation at the last two European elections. 19 Table 13: Logistic regression of electoral participation at the 1994 European elections -2.44 (0.36)** Constant ** Age Scale from 18 towards 0.02 (0.00) Education age Younger than 15 -0.08 (0.29) Between 15 and 18 -0.21 (0.20) Older than 18 or still studying X ** Interest in politics DK -3.8 (7.8) A great deal 1.5 (0.29)** To some extent 0.89 (0.22)** Not much 0.55 (0.22)* Not at all X * For or Against efforts being made to united European countries DKt 0.10 (0.29) For – very much or to some extent 0.40 (0.16)* Against - to some extent or very much X ** Electoral campaign impact Scale from 0 towards 6 0.22 (0.05) Final -2 Log Likelihood 1186.0 2 0.14 2 0.18 Pseudo R (Cox&Snell) Pseudo R (Nagelkerke) 142.8 (10)** Model Chi-square (d.f.) 64% (61, 67) % correctly classified 959 Number of observations * - p < 0.05; ** - p < 0.01; X - reference category for categorical independent variables; Table entries are estimated logistic regression coefficients, with standard errors in parentheses. Overall, therefore, the findings from Eurobarometer surveys confirm that age and education are important distinguishing characteristics that help set voters from non-voters apart. Once again, we are faced with the paradox of voter turnout in western liberal democracies – despite evidence that individuals with a higher education vote more than the average and the population becoming generally more educated, there has been a 20 secular decline in turnout. Additionally, European voters can be distinguished apart from non-voters by referencing the extent to which people discuss politics, take an interest in the workings of the European Union and believe that the institution for which they claimed to have voted should have its powers extended. Mobilisation factors also appear at work, with voters more likely to have noticed some direct connection with the electoral campaign. However, Eurobarometer 52 concentrated solely on voting/non-voting at one specific European parliament election. As such, it does not help us with the rather more complex question that emerged from our study of aggregate voting. Why is it that there are such large variations in the levels of electoral abstention in England? If we can identify differences of a more subtle nature, between voters at general elections and other types of voter who participate on a more regular basis at local and European elections, we would be nearer our goal of highlighting those factors important for democratic participation in systems of multi-level governance. The Asia-Europe survey The Asia-Europe survey (ASES) was conducted in 18 countries during 2001, half of which were in Europe, including the United Kingdom. Since our analysis covers only voters in England respondents from Scotland and Wales are excluded from the analysis. Using ASES data we first developed a multinomial model of electoral turnout at general, European and local elections. Questions 406, 407 and 408 asked respondents about their frequency of voting or not at general, local and European elections respectively. Possible responses fell into one of five categories ranging from, ‘Voted in almost all of them’ to ‘Never voted in...election’ and ‘I am not qualified to vote’. Those respondents that failed to answer at least one of the voting questions were excluded from the analysis. Therefore, only those respondents from England who answered all three questions about voting were included in the analysis, reducing the sample size to 845 from the original 1,014. The five category variables from the three questions about voting habits were recoded into binary variables - comprising individuals that stated that they voted at almost all elections of a particular type and individuals who only voted occasionally, rarely or never at all. Although this may appear at first as a rather strict definition of voting we found that the proportion of respondents now coded as ‘voting’ in European elections was 23% - virtually identical to the actual level of voter turnout at the 1999 European elections. Those responding that they voted ‘almost always’ at general elections was 62% (compared with 59% at the 2001 election) with the figure of 46% voting at local elections somewhat higher than the actual turnout. Since our purpose was to identify any distinct characteristics of voters/abstainers at European elections this restricted definition of voter offered the greatest purchase for this particular objective. Initially, we developed a multinomial model of voter turnout. Four categories of voter type were identified: • Three level voters – respondents who voted ‘almost always’ at general, European and local elections. (n=186) 21 • Two-level voters – including respondents who voted at general and local elections (n=194); respondents voting almost always at general and European elections (n=11); a respondent who voted at local and European elections only (n=1). • One-level voters – respondents who voted at only one type of election – general (n=134), local (n=7) and European (n=3). • Non-voters (n=309). Non-voters were used as the point of comparison. A range of independent variables, both social characteristics as well as attitudes and interests towards politics and participation, were included in the model. A small number of these were significant (p < 0.05) but overall the model did not provide sufficient information other than that a comparison of different groups of voters (voting almost always once, twice or three times according to the electoral level) with electoral abstainers shows that three time voters differ from abstainers more significantly than do one time voters from abstainers. We determined, therefore, to approach the problem in a different way, this time using binary logistic regression. As before our use of independent variables was directed by the existing research literature on voter turnout. The variables comprised the following: • Age – recoded as a five category variable • Pattern of residence – four categories • Education attainment – five categories • Gender, male or female • Employment status – full-time, retired, other • Interest in politics – four categories ranging from ‘very interested’ to ‘not at all interested’ • Party identification – those identifying with any political party were coded as ‘Yes’, with an additional two categories ‘None/Don’t Know’ and ‘No response’ • Ideological placement – four categories on a left-right continuum and a further category for ‘No response’ • Importance of ideology – three categories • Satisfaction with politics – three categories • Sense of belong – three categories • Citizen duty – three categories • Free-rider abstention –a variable constructed from a responses to a question that sought to discover whether an individual would abstain from an election if he/she felt others were certain to vote. Three categories ‘Agree’, ‘Neutral’, ‘Disagree’ were used. We viewed the issue of multilevel voting as a nested set of decisions or voting levels (see Figure 3). Voting level 1 divided respondents into one of two sets - the set of all respondents coded as ‘non-voters’ distinguished apart from the set that voted almost always in at least one type of election (usually general elections). Voting level 2 then distinguished between those voting at least at general and local elections and those that did not vote 22 in local elections. Finally, voting level 3 considered all those people that voted at general and local elections. These were divided into one of two sets – those that only voted at general and local elections compared with those that voted in addition at European elections. A series of logistic regressions were used to identify characteristics of respondents that fell into the various sets and sub-sets. Two models are shown for purposes of comparison. Model 2 contains all variables listed above and identified in the research literature as compelling characteristics suitable for investigation. Model 2, however, contains a more complete range of variables based on prior analysis of voter turnout. Table 14 shows the results of the conditional logistic regressions. whole population where - people who voted at general election; - people who voted at local election; - people who voted at European election. Figure 4: Levels of voter participation 23 Table 14: Logistic regressions of voter turnout and abstention at general, European and local elections GB Model 1 Model 2 Voting level 1 Voting level 2 Voting level 3 Voting level 1 Voting level 2 Voting level 3 1.20 (0.90) Constant 2.05 (1.17) 0.01 (1.25) 0.04 (1.01) 2.46 (1.3) -0.49 (1.38) * -1.83 (0.57)* -0.44 (0.56) * * * -1.61 (0.52)* * * Individual facilitation ** ** ** ** Age 18-24 years old -3.11 (0.47) ** -1.29 (0.45)* -0.37 (0.45) -2.41 (0.57) * 25-39 years old -2.61 (0.45) ** -1.12(0.37)* -0.36 (0.36) -1.93 (0.55) * -0.40 (0.48) 40-54 years old -1.61 (0.45) ** -0.49 (0.36) -0.24 (0.31) -0.92 (0.55)) -0.88 (0.49) -0.22 (0.44) 55-64 years old -1.40 (0.46) ** -0.00 (0.39) -0.47 (0.32) -0.90 (0.51) -0.14 (0.43) -0.45 (0.39) X X X X 65+ years old X X Pattern of residence Alone -0.02 (0.55) -0.46 (0.75) -1.44 (0.89) -0.05 (0.56) -0.61 (0.76) -1.41 (0.91) With partner 0.35 (0.52) -0.08 (0.72) -1.06 (0.86) 0.40 (0.53) -0.21 (0.73) -1.00 (0.89) With other -0.03 (0.55) -0.20 (0.77) -1.75 (0.91) 0.01 (0.55) -0.34 (0.78) -1.66 (0.94) X X X X No response Educational attainment No qualification X * * -0.80 (0.33) * X * -0.85 (0.40)* -0.61 (0.34) -0.81 (0.34) * -0.93 (0.41)* -0.58 (0.35) Below A-level -0.35 (0.30) -0.84 (0.37)* -0.43 (0.32) -0.30 (0.31) -0.83 (0.37)* -0.41 (0.33) A-level -0.41 (0.40) -0.54 (0.50) 0.20 (0.49) -0.43 (0.40) -0.54 (0.51) 0.17 (0.50) Degree 0.10 (0.38) -0.04 (0.47) -0.30 (0.40) 0.08 (0.38) -0.01 (0.48) -0.38 (0.40) X X X X X 0.16 (0.18) 0.30 (0.23) 0.00 (0.23) X X X -0.11 (0.19) 0.03 (0.25) -0.16 (0.25) -0.44 (0.41) -0.13 (0.37) X X Higher degree X Gender Male Female Employment status Full time Retired 0.91 (0.44)* Other X Continued overleaf …/ 24 …/ Table 14 continued Individual mobilisation ** * ** ** * * Interest in politics Very interested 1.26 (0.38) ** 0.31 (0.44) 1.45 (0.43)** 1.21 (0.41)* 0.40 (0.47) 1.32 (0.46)** 0.36 (0.33) 0.52 (0.33) -0.43 (0.31) 0.20 (0.34) X X -0.31 (0.56) -0.30 (0.51) * Fairly interested 0.95 (0.23) ** 0.32 (0.31) 0.66 (0.32)* 0.90 (0.24)* * Not so interested 0.53 (0.22) Not at all interested * X -0.37 (0.30) 0.27 (0.33) X X ** 0.52 (0.22)* X ** Party identification Yes 0.97 (0.39) None/DK -0.11 (0.40) -0.35 (0.55) -0.20 (0.49) -0.60 (0.58) -0.30 (0.55) -0.09 (0.41) -0.55 (0.59) -0.22 (0.57) X X X X X Left -0.21 (0.35) 0.39 (0.45) 0.28 (0.45) Centre-Left -0.10 (0.27) 0.21 (0.34) 0.34 (0.36) Centre-Right -0.38 (0.29) -0.35 (0.36) 0.33 (0.38) Right -0.50 (0.41) -0.44 (0.46) 0.14 (0.47) X X X No response * X 0.95 (0.40)* Ideological placement No response Importance of ideology Important 0.74 (0.36)* -0.38 (0.49) 0.45 (0.54) Unimportant 0.60 (0.29)* 0.08 (0.42) 0.21 (0.48) X X X Satisfied 0.19 (0.28) 0.15 (0.33) 0.64 (0.30)* Neutral 0.08 (0.18) -0.17 (0.23) 0.40 (0.23) X X X DK Satisfaction with politics Dissatisfied * * Sense of belonging No sense of -0.44 (0.28) 0.62 (0.30)* 0.62 (0.33) -0.43 (0.28) 0.47 (0.35) 1.00 (0.38)** -0.69 (0.32) 0.61 (0.30)* 0.67 (0.34)* 0.60 (0.36) 1.01 (0.39)** belonging Sense of belonging -0.71 (0.32) No response * X X X * X X X Continued overleaf …/ 25 …/ Table 14 continued ** ** ** ** Citizen duty Agree 1.39 (0.30) ** 0.47 (0.49) 0.94 (0.59) 1.36 (0.31)* 0.59 (0.51) 0.81 (0.61) * Neutral/DK 0.21 (0.38) Disagree X -0.89 (0.60) 0.59 (0.79) 0.23 (0.38) -0.84 (0.62) 0.46 (0.80) X X X X X -0.11 (0.36) 0.04 (0.40) ** ** Free rider abstention Agree -0.85 (0.22 ** -0.06 (0.35) 0.01 (0.39) -0.87 (0.23)* * Neutral/DK Disagree Final -2 Log Likelihood Pseudo R2 (Cox&Snell) Pseudo R2 (Nagelkerke) Model Chi-square (d.f.) % correctly classified Number of observations 0.02 (0.26) X 0.27 (0.36) 0.14 (0.36) 0.01 (0.27) 0.21 (0.38) 0.13 (0.38) X X X X X 899.3 614.0 598.7 885.2 599.6 588.1 0.31 0.10 0.11 0.32 0.12 0.13 0.43 0.15 0.14 0.44 0.18 0.17 63.5 (22) ** 52.2 (22) ** 77.9 (33) ** 62.8 (33) ** 364.5 (22) ** 378.7 (33) ** 78 (61, 88) 77 (12, 97) 63 (59, 66) 79 (62, 88) 78 (17, 96) 65 (62, 68) 966 617 470 966 617 470 * - p < 0.05; ** - p < 0.01; X - reference category for categorical independent variables; Table entries are estimated logistic regression coefficients, with standard errors in parentheses. Model 1 consists of 8 predictors (explanatory variables) and Model 2 consists of 13 predictors. Voting level 1: a binary logistic regression is used to determine what factors are significant for distinguishing between people who do not vote at all and those who do vote at one elections at least. Voting level 2: considering people who do vote at general elections, a binary logistic regression is used to determine what factors are significant for distinguishing between people who do not vote at local elections and those who do vote. Voting level 3: considering people who do vote at general and local elections, a binary logistic regression is used to determine what factors are significant for distinguishing between people who do not vote at European elections and those who do vote at all three type of elections. 26 Voting level 1 Voting level 1 represents an attempt to identify those broad characteristics associated with voters compared to non-voters. The respondent’s age is clearly a significant factor in helping to identify whether someone is likely to be a voter or not. Compared with those aged 65 or over, all other categories are likely to abstain more, with the youngest age category abstaining the most. This is unsurprising given the strength of this characteristic in prior analyses of voter turnout. The signs on the coefficients for educational attainment, also identified by earlier research as a distinguishing feature of voters/non-voters, appeared to confirm such findings but none of the categories were statistically significant in our model, nor indeed was the variable itself. What did appear significant was the respondent’s stated interest in politics. Those ‘very interested’ and ‘fairly interested’ in politics were more likely to vote than were those that said that they were ‘not at all interested’. Similarly, those that confirmed a level of partisan identification were more likely to participate compared with those without a sense of attachment towards a political party. Unsurprisingly, those agreeing with the statement that, ‘Citizens have a duty to vote in elections’, were more likely than not to be those that voted almost always, at least at a general election. Equally, voters, unlike non-voters, generally disagreed with the statement, ‘Since so many other people vote in elections, it really doesn’t matter whether I vote or not’. The final logistic regression equation correctly classifies 78% of cases. Summarising, compared with non-voters, voters are likely to be older, interested in politics, have some sense of partisan attachment, possess a strong sense of citizen duty and do not take account of how others might behave when deciding to participate at an election. Voting level 2 Our analysis of aggregate voting data reveals a large and recurring gap in turnout between general and local elections. Within the broad category of voters, could we distinguish apart those that were likely to vote in both general and local elections and those likely to restrict their electoral participation to the parliamentary level? Once again, younger age groups are likely to be reluctant participants compared with their older voters. Similarly, respondents who possessed either no formal or the minimal educational qualification might turn out to vote in general but not local elections when compared with the most educated voters. However, other factors did not appear as statistically significant, suggesting that notions of civic duty and party identification although useful for helping to distinguish differences between voters and non-voters, could not contribute further towards a more fine-grained categorisation (according to type of election) of voters. Although overall the equation correctly classifies 75% of cases the model’s performance appears skewed. While 96% of cases in the category of ‘vote at general and also vote in local elections’ could be correctly classified, only 17% of those that voted at general but abstained from local elections could be correctly classified. Voting level 3 Perhaps the most intriguing question is whether there is anything distinctive about the group of voters that might be described as habitual voters to the extent that not only do they vote in general and local elections but also participate in those for the European parliament. In this third conditional logistic regression three variables 27 proved statistically significant. The first of these is pattern of residence. We had expected to find that those living alone would be less likely to be participants at European elections since there would be less peer pressure involved. However, our findings suggest that those respondents that lived with someone else other than a spouse or partner were least likely to vote in European elections. A bivariate analysis with frequency of voting showed that many respondents designated as ‘other’ were people living either with parents or with siblings. Further analysis of this category of respondents, in terms of education, income, sense of economic well-being, failed to identify a distinct social type. At the time of writing we are unable to put forward a suitable explanation for this finding. More easily explained is the apparent finding that European voters are likely to have a heightened interest in politics compared with their fellow citizens. Turnout might be low for European elections but at least that do vote regularly are likely to be the most informed and/or interested in politics! Perhaps the most intriguing finding relates to a respondent’s sense of belonging to a community, spatial, religious or ethnic. This categorisation specifically excludes ‘Europe’ as a category since that sense of identification is the focus of another question (and where most respondents chose not to think of themselves as European). Those that have, in addition to a sense of nationality, an identification with another community, do appear likely to vote more than others in European elections. Among such people, of course, there may be a stronger sense of social capital than is the case generally. Of the three voting levels considered here this particular level had the lowest percentage of respondents correctly classified overall, just 63%, but this is not entirely surprising given our target group was those that voted at all three levels. The multinomial approach gave us no greater purchase on the complex issue of multi-level voting other than stating the rather obvious conclusion that voters at three levels of election differ more significantly from abstainers than do those voters restricting themselves to just one level of voting. Examining multi-level voting as a series of conditional logistic regressions does appear to have shed more light on this issue, while not exactly bathing it in sunlight! Habitual abstainers tend to be younger, are educated less, have little or no interest in politics, possess an under-developed sense of civic duty and are at ease at letting others participate while they themselves do not. As the aggregate data show, however, such attitudes are becoming more widespread for all types of election. Those that restricted their participation to general and not local elections tended to be aged below 40 years of age and were more likely to have little or no formal educational qualifications. Other than those differences, however, there was little to separate one-level from two-level voters. The most committed electoral participants, three-level voters, did appear to differ from two-level voters in terms of their interest in politics and a sense of attachment to a community other than the nation state. Conclusions Examination of aggregate data reveals some fluctuation in turnout but over the long-term there has been a steady decline in electoral participation for all levels of governance. In fact, our data show a positive and high correlation amongst turnout for all three types of election. That suggests that there are some factors contributing towards this general decline as well as additional factors that are specific to each type of election. The gap between general, local and European election turnout has been remarkably stable over the twenty year period. 28 the general decline has occurred despite various public concerns being expressed about the problem of low turnout and despite legislation designed to facilitate the act of voting. Voter turnout at elections to the European parliament lags considerably behind that for general elections and is even lower than that encountered at local authority elections. This pattern persisted for the 1999 European election, when PR-List replaced FPTP voting, and it was widely anticipated that such a change might help stimulate turnout, particularly amongst supporters of minor parties. This was not the case as turnout reached a record low, although it is debatable how many electors knew of a change in voting procedures given the already low salience attached to the election. One useful measure of interest in an election is the proportion of electors applying for a postal vote and the figures show that applications at a general election are at twice the level recorded for European elections. Moreover, among those that apply for a postal vote a lower proportion then use that vote at European than at general elections. It is difficult not to conclude that generally electors are less interested in the election both before and during the campaign proper. The analysis using a method for ecological inference suggested many of those that abstain from voting at general elections do so for other types of election. The reverse is clearly not the case, however, because of the overall differences in turnout. The analysis also demonstrated that parties in government struggle most to mobilise their supporters at both local and, to a greater extent, European elections. Comparisons of voting and abstention between local and European elections showed a similar pattern to that between European and general elections. Incumbent parties find it difficult to mobilise supporters, particularly when in England European elections follow just a month after the local elections in early May. By contrast, a party that has been lifted by success at local elections does not appear to suffer from supporters reluctant to turn out again so soon after that initial victory. Once again, the aggregate data suggest that among those people that do not participate in local elections a very large proportion, almost nine in ten, continue not to participate at European elections. Survey data largely confirmed the picture emerging from the examination of aggregate data. Eurobarometer 52, which asked people whether they had voted at the 1999 election was conducted only a short time afterwards. There were some positive signs from this survey, which suggested that the election campaign, modest by the standards of a general election, had at least registered with voters. The logistic regression highlighted the importance of other variables, including age, education and the respondent’s interest in politics as important. However, European elections, fixed as they are in the calendar, are always going to suffer, to a greater or less extent, according to their position within the parliamentary electoral cycle. The 1999 election fell at the midpoint of the 1997-2001 parliament and some explanation for the dramatic collapse in turnout should be attributed to that fact. Local electoral turnout rises and falls according to the influence of parliamentary elections and there is no reason to suppose that their European counterparts are immune from that influence. The ASES data, which asked about the frequency of voting at all three types of election, facilitated our search for explanations for the differences in voter turnout. We used conditional logistic regressions in our effort to capture some of the subtle forces at work when electors make their decision to participate or not at a given election. However, the further we probed this conundrum the less evidence there was by way of that explanation. Notions of civic duty, interest in politics, partisan attachment and an unwillingness to free-ride on the decision to vote of others, were all characteristics that separated voters from non-voters. Amongst the set of 29 voters by far the largest group were those that restricted their visit to a polling station for a general election. It proved relatively straightforward to correctly identify the type of person that would vote at a general and a local election but more difficult to explain why someone who did engage in voting should then restrict that behaviour to just one type of election. These people might have made that decision on the basis of the relative functions exercised at different levels of governance, of a keen appraisal of the costs and benefits from voting. Or it might be that such people have not been mobilised to vote, either by political parties or of other agencies, such as the media. A smaller sub-set of respondents did assert that they were what might be called habitual voters, voting at general, local and European elections. This hard core of democratic participants have a great interest in politics, so there habit is not simply borne out of a sense of civic duty but is mediated by an awareness of what is taking place before them. Moreover, these are also people that possess a sense of community identity, separate from that with their national identity. 30
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