This Report is published by the Tertiary Education Quality and Standards Agency (TEQSA) under the Tertiary Education Quality and Standards Agency Act 2011, in order to complete the cycle of quality audits initiated by the former Australian Universities Quality Agency (AUQA). This Report is not to be taken as an assessment under the Higher Education Standards Framework as defined in the TEQSA legislation. REPORT OF AN AUDIT OF JAMES COOK UNIVERSITY OCTOBER 2011 Audit Report Number 2 ISBN 978-1-921561-72-6 © Commonwealth of Australia 2011 With the exception of the Commonwealth Coat of Arms, TEQSA’s logo, any material protected by a trademark and where otherwise noted, all material presented in this document is provided under a Creative Commons Attribution 3.0 Australia (http://creativecommons.org/licenses/by/3.0/au) licence. The details of the relevant licence conditions are available on the Creative Commons website (accessible using the links provided) as is the full legal code for the CC BY 3.0 AU licence (http://creativecommons.org/licenses/by/3.0/au/legalcode). The document must be attributed as: Report of an Audit of James Cook University (October 2011). Tertiary Education Quality and Standards Agency Level 6, 595 Collins Street Melbourne, Victoria 3000 T: 1300 739 585 F: 1300 739 586 E: [email protected] W: http://www.teqsa.gov.au JAMES COOK UNIVERSITY CONTENTS OVERVIEW OF THE AUDIT ................................................................................................................... 1 BACKGROUND...................................................................................................................................................................... 1 THE AUDIT PROCESS .......................................................................................................................................................... 1 1 EXECUTIVE SUMMARY .................................................................................................................... 3 1.1 AUDIT FINDINGS .................................................................................................................................................... 3 1.1.1 Main Points............................................................................................................................................. 3 1.1.2 Matters from Cycle 1 Audit ............................................................................................................... 4 1.1.3 Theme 1: Addressing the Needs of Under-served Populations in Health and Education ................................................................................................................................................ 4 1.1.4 Theme 2: Internationalisation ......................................................................................................... 5 1.1.5 National Protocols for Higher Education Approval Processes............................................. 5 1.1.6 Other External Reference Points .................................................................................................... 6 1.2 INSTITUTIONAL CONTEXT .................................................................................................................................. 6 1.2.1 Institutional Profile .............................................................................................................................. 6 1.2.2 Strategic Context ................................................................................................................................. 6 1.3 COMMENDATIONS, AFFIRMATIONS AND RECOMMENDATIONS......................................................... 7 COMMENDATIONS ............................................................................................................................................................. 7 AFFIRMATIONS..................................................................................................................................................................... 8 RECOMMENDATIONS ........................................................................................................................................................ 8 2 MATTERS FROM CYCLE 1 AUDIT ................................................................................................ 10 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 AFFIRMATION 2 AND RECOMMENDATION 5: EXTERNAL REVIEW OF COURSES .......................... 10 AFFIRMATION 9: PERFORMANCE MANAGEMENT.................................................................................... 11 RECOMMENDATION 12: POLICY FRAMEWORK FOR COMMUNITY ENGAGEMENT ...................... 12 RECOMMENDATION 14: STAFF DEVELOPMENT ....................................................................................... 12 CORPORATE AND ACADEMIC GOVERNANCE............................................................................................ 13 2.5.1 Council ................................................................................................................................................... 13 2.5.2 Risk Management .............................................................................................................................. 13 2.5.3 Academic Governance ..................................................................................................................... 13 MANAGEMENT, LEADERSHIP AND ACCOUNTABILITY ........................................................................... 14 PLANNING FRAMEWORK .................................................................................................................................. 16 QUALITY ASSURANCE AND ENHANCEMENT ............................................................................................. 17 2.8.1 Quality Enhancement Framework ............................................................................................... 17 2.8.2 Benchmarking ..................................................................................................................................... 17 2.8.3 Data and Information Use............................................................................................................... 18 3 THEME: ADDRESSING THE NEEDS OF UNDER-SERVED POPULATIONS IN HEALTH AND EDUCATION ........................................................................................................................... 19 3.1 3.2 STRATEGY AND PLANNING FOR UNDER-SERVED POPULATIONS ...................................................... 19 STUDENT OUTCOMES IN RESPECT OF PARTICIPATION, RETENTION AND SUCCESS................... 20 3.2.1 Access and Participation ................................................................................................................. 20 3.2.2 Retention and Success ..................................................................................................................... 21 AUDIT REPORT iii JAMES COOK UNIVERSITY 3.3 3.4 3.5 3.6 3.7 3.8 3.2.3 Graduate Satisfaction .......................................................................................................................21 3.2.4 Employability of Graduates into Under-served Communities...........................................22 MEETING THE NEEDS OF INDIGENOUS PEOPLE........................................................................................23 3.3.1 Reconciliation Statement ................................................................................................................23 3.3.2 School of Indigenous Australian Studies and Other Indigenous Support Services ..................................................................................................................................................23 3.3.3 Indigenous Curricula and Indigenous Cultural Competence ............................................23 3.3.4 Indigenous Employment .................................................................................................................24 3.3.5 Overview and Next Steps ................................................................................................................24 PARTNERSHIPS AND PROGRAMS TO INCREASE PARTICIPATION AND ACCESS ............................24 CURRICULUM AND STUDENT LEARNING ....................................................................................................25 3.5.1 Curriculum Refresh Project .............................................................................................................25 3.5.2 Learning and Teaching Policies and Roles ................................................................................26 3.5.3 Flexible Learning ................................................................................................................................26 IMPROVING RETENTION ....................................................................................................................................27 STUDENT EXPERIENCE .......................................................................................................................................28 3.7.1 Features of the Student Experience ............................................................................................28 3.7.2 Student Feedback on Subjects and Teaching .........................................................................29 3.7.3 Student Voice ......................................................................................................................................30 RESEARCH TO ADDRESS THE NEEDS OF UNDER-SERVED POPULATIONS IN HEALTH AND EDUCATION .................................................................................................................................................30 4 THEME: INTERNATIONALISATION .............................................................................................. 32 4.1 4.2 4.3 4.4 4.5 4.6 4.7 STRATEGIC DIRECTIONS AND PLANNING ...................................................................................................32 MANAGEMENT AND COMMITTEE RESPONSIBILITIES FOR INTERNATIONALISATION .................33 4.2.1 International Advisory Committee ..............................................................................................33 4.2.2 James Cook International................................................................................................................33 4.2.3 Promotional and Marketing Information and Management of Agents .........................34 INTERNATIONALISATION AT TOWNSVILLE AND CAIRNS CAMPUSES ...............................................35 4.3.1 International Student Profile .........................................................................................................35 4.3.2 International Student Experience ................................................................................................35 4.3.3 English Language Proficiency and Pathways ..........................................................................36 4.3.4 International Student Alumni ........................................................................................................36 INTERNATIONALISATION OF THE CURRICULUM ......................................................................................37 STUDENT MOBILITY ............................................................................................................................................37 TRANSNATIONAL OPERATIONS AND EDUCATIONAL PARTNERSHIPS .............................................37 4.6.1 Overview ...............................................................................................................................................37 4.6.2 JCU Singapore .....................................................................................................................................38 4.6.3 Beijing University of Technology .................................................................................................39 4.6.4 JCU Brisbane ........................................................................................................................................40 INTERNATIONALISED RESEARCH AND RESEARCH TRAINING ..............................................................41 5 DATA ................................................................................................................................................. 43 APPENDICES ......................................................................................................................................... 48 APPENDIX A: THE AUDIT PANEL ..................................................................................................................................48 APPENDIX B: ABBREVIATIONS AND DEFINITIONS .................................................................................................49 iv AUDIT REPORT JAMES COOK UNIVERSITY OVERVIEW OF THE AUDIT BACKGROUND The Tertiary Education Quality and Standards Agency (TEQSA) is Australia’s higher education regulatory and quality assurance agency. This Report is published by TEQSA under the Tertiary Education Quality and Standards Agency Act 2011, in order to complete the cycle of quality audits initiated by the former Australian Universities Quality Agency (AUQA). This Report is not to be taken as an assessment under the Higher Education Standards Framework as defined in the TEQSA legislation. These audits adopt the audit process as previously advised by AUQA. They are concerned with the existence and effectiveness of the quality processes that the organisation has in place to achieve its stated objectives, produce the desired outcomes and meet the needs of the institution’s identified constituencies. ‘Effectiveness’ is judged by the results and standards achieved. The audit also addresses actions taken by the organisation to improve its effectiveness. Quotations taken from the Performance Portfolio are identified in the Report as (PF p). The membership of the Audit Panel is provided in Appendix A, and Appendix B defines abbreviations and technical terms used in this Report. THE AUDIT PROCESS In 2010, an Audit Panel was appointed (Appendix A). AUQA preselected the theme ‘Internationalisation’ for the audit of James Cook University (JCU), taking into account: the University’s strategic directions and its tropical agenda; the presence of an offshore campus; and recommendations from the Cycle 1 audit. The theme ‘Addressing the needs of under-served populations in education and health', one of two themes proposed by JCU, was selected by AUQA in view of its significance for the University’s mission and strategic directions. The Audit Panel selected two affirmations and three recommendations from the 2004 AUQA Audit Report for follow-up. On 15 March 2011, JCU presented its submission (Performance Portfolio) to AUQA, including 18 supporting materials. The Audit Panel met on 12 April 2011 to consider these materials. The Audit Panel Chairperson and Audit Director undertook a Preparatory Visit to JCU on 5 May 2011. During that visit, the answers to questions and additional information requested by the Panel were discussed, as well as the Audit Visit program. A visit to one educational partner of JCU in the delivery of offshore programs and to JCU Singapore was conducted from 15 to 19 May 2011. A written report of these activities was circulated to the full Audit Panel prior to the main Audit Visit. A visit to JCU’s Australian-based educational collaboration, the JCU Brisbane campus operated by Russo Higher Education, was held on 26 May. The main Audit Visit to the University’s Townsville and Cairns campuses took place between 6 and 10 June 2011. In all, the Audit Panel spoke with over 250 people in the course of the audit, including the ViceChancellor, the Chancellor, senior management, academic and general staff, external stakeholders, undergraduate and postgraduate students (including external, Indigenous and international AUDIT REPORT 1 JAMES COOK UNIVERSITY students), and offshore partners. Open sessions were available for any member of the University community to meet the Audit Panel but no one took advantage of this opportunity. The Audit Panel expresses its appreciation to Ms Kari Arbouin, Ms Jill O’Keefe, Ms Julia Neilsen and others at JCU for their assistance throughout the audit process. The University is thanked for supplying a considerable amount of additional information and for granting the Audit Panel secure access to its intranet for the period of the audit. This Report relates to the situation current at the time of the Audit Visit, which ended on 10 June 2011, and does not take account of any changes that may have occurred subsequently. The Report records the conclusions reached by the Audit Panel based on the documentation provided by JCU as well as information gained through interviews, discussion and observation. While every attempt has been made to reach a comprehensive understanding of the University’s activities within the scope of the audit, the Report does not identify every aspect of quality assurance and its effectiveness or shortcomings. To keep the audit within reasonable bounds, the Panel did not visit JCU’s Mackay campus or other teaching locations (eg Mt Isa and Thursday Island), although it spoke with students and staff from the latter two locations. 2 AUDIT REPORT JAMES COOK UNIVERSITY 1 EXECUTIVE SUMMARY 1.1 AUDIT FINDINGS The scope for the 2011 audit of James Cook University (JCU or the University) is the two themes, ‘Addressing the needs of under-served populations in health and education’ and ‘Internationalisation’, together with the follow-up of selected recommendations from the 2004 Australian Universities Quality Agency (AUQA) Audit Report. In addition, this Report includes comments on the University’s compliance with the MCEETYA National Protocols for Higher Education Approval Processes (National Protocols), other external reference points, and on academic standards. The audit findings are contained in sections 2 to 4. A selection of data that supports the findings is provided in section 5. 1.1.1 Main Points JCU is at an important juncture for its future development as a multi-campus university and has an impressive array of activities under way reflecting its goal to be a university for the tropics. The University is commended for the strong understanding by staff and students of its Statement of Strategic Intent, which emphasises the University’s mission to improve the lives of people in the tropics, and for research which is both aligned to this agenda and strongly internationalised. The University is commended for a range of programs and activities in education and health that reflect this mission, including effective support of Indigenous students and other strategies to acknowledge and empower Indigenous people. To achieve its goals, and to implement changes that it knows are needed, the University must provide stronger academic leadership and accountability at senior levels. Also it must clarify the roles and responsibilities of staff with academic management and coordination roles. In this context, the University is encouraged to place less emphasis on the work of committees and more on executive action to ensure the implementation of recommendations from reviews and the achievement of new strategies. In Townsville and Cairns, the University would benefit from more coordination and oversight of its strategies to improve its low domestic undergraduate retention rates and graduate satisfaction. JCU needs a stronger policy framework for learning and teaching and an immediate and sustained focus on improving assessment practice across all teaching locations. In this regard, some specific improvements are needed at JCU Singapore, including more active and dedicated academic leadership and more consistent quality in teaching. While JCU is commended for the overall positive experience of international students in Townsville and Cairns, it must act to improve specific transport options and develop its understanding of requirements in respect of students’ English language proficiency. AUDIT REPORT 3 JAMES COOK UNIVERSITY 1.1.2 Matters from Cycle 1 Audit The Audit Panel reviewed the affirmations and recommendations from the 2004 AUQA Audit Report and investigated a selection of these. Regarding course reviews, and although JCU’s processes for the review of courses encourage self-reflection, there is a need for the University to ensure more significant external input for course development, including systematic external review of courses not subject to professional accreditation. On staff performance management, the University’s intention to improve the monitoring of performance reviews is affirmed, but the training of supervisors and the management of unsatisfactory performance need to be given much greater attention. On community engagement and participation, the University has begun to re-engage with its alumni, although it needs to clarify further its approach to engagement. JCU is commended for the high regard in which it is held by local communities. On other matters, JCU is commended for the strong understanding by staff and students of its Statement of Strategic Intent. For the University to achieve its goals, governance, management and internal processes need to be sound. The University is commended for the commitment and engagement of its University Council. In contrast, there is a significant number of issues for the Academic Board to better understand and effectively address. One of these issues concerns the respective roles of the Academic Board and of senior management in providing academic leadership. Another area in need of attention is the implementation of the University’s distributive leadership model. There is much variability in the understanding of roles among staff with academic management and coordination responsibilities. JCU is urged to clarify roles and accountabilities and, echoing a recommendation from the 2004 AUQA Audit Report, to provide appropriate professional development for staff in these roles. More generally, although JCU has reviewed many of its activities, follow-through on the recommendations of those reviews is often lacking. A stronger culture of accountability would assist the University to demonstrate the completion of some initiatives and thus clear the way to pursue other improvements. Such a culture may require an increased focus on executive action over committee roles. A greater emphasis on the use of data and evidence would assist as well. While data is gathered, it is not always effectively analysed or used in decision-making. 1.1.3 Theme 1: Addressing the Needs of Under-served Populations in Health and Education JCU is commended for the leadership it demonstrates in addressing significant social, educational and welfare issues for people in the tropics, for some valuable partnered activities in remote locations, and for the strong alignment of its research to the Statement of Strategic Intent and the needs of people in the tropics. The University is commended for its initiatives to support Indigenous students, its Indigenous employment targets and the inclusion of Indigenous perspectives in curricula. However, the University needs to clarify the ways in which it understands the term ‘under-served’ to assist it in setting priorities. While JCU graduates in health and education are readily employed and the evidence indicates they are well prepared for employment in JCU’s region, the University faces a substantial 4 AUDIT REPORT JAMES COOK UNIVERSITY challenge to improve undergraduate student retention rates and graduate satisfaction. Although JCU has some strategies to address retention, a more general and more systematic understanding of the factors specific to retention of the University’s commencing students is required, as is a more integrated strategy with specific responsibility and accountability for outcomes. It is recommended as well that JCU improve the focus and coordination of its strategies to improve the student experience. The University’s policy framework for learning and teaching is under-developed. The assessment of student work is an area in specific need of attention by JCU across all its teaching locations, especially in locations beyond Townsville and Cairns. The University needs to ensure that all academics are aware of, and meet, their responsibilities to provide effective formative feedback to students. 1.1.4 Theme 2: Internationalisation The University’s objectives for internationalisation are consistent with its Statement of Strategic Intent, while the idea of internationalisation is manifest through widespread knowledge among staff of the University’s ‘tropical agenda’. However, to achieve its goals, the University needs to increase the amount of attention and expertise that senior management give to internationalisation, especially in regard to student learning and the student experience. JCU is commended for the overall positive experience of international students in Townsville and Cairns, although there is an urgent need for the University to improve transport to and from the Townsville campus for students living off-campus and needing to travel outside standard business hours. It is recommended that the University develop its understanding, practices and resources for ensuring that all students acquire an appropriate level of English language proficiency. The University’s recent full acquisition of the Singapore campus will assist the implementation of many of the improvements that are needed. These improvements include an immediate need for more focused and more active academic leadership at the Singapore campus, as well as greater accountability for the quality of teaching by all academic staff associated with this campus. JCU needs to better support its teaching partnership with Beijing University of Technology (BJUT), a strong partner but one where professional English language support is needed, and with Russo Higher Education (RHE) in respect of JCU Brisbane. The University is encouraged to clarify its strategic intent with respect to the BJUT partnership and to improve student social and welfare support at JCU Brisbane. The University is commended for its strongly internationalised research profile and for the operation of its Graduate Research School. 1.1.5 National Protocols for Higher Education Approval Processes The National Protocols for Higher Education Approval Processes require all universities to meet a range of criteria, in particular nationally prescribed criteria A1 to A10 and D1 to D5. JCU provided a self-assessment against the National Protocols prior to the audit. On the evidence considered by the Audit Panel, James Cook University complies with the National Protocols. The University is aware of the new Australian Qualifications Framework and is encouraged to consider further the implications for its courses (programs). A note on the role of the Academic Board in monitoring policy implementation appears in section 2.5.3. AUDIT REPORT 5 JAMES COOK UNIVERSITY 1.1.6 Other External Reference Points The University has also made use of a number of other external reference points to ensure the compliance and quality of its provision, including: Australian Qualifications Framework AVCC (now Universities Australia) 2005, Universities and their Students: Principles for the Provision of Education by Australian Universities DEST 2007, National Code of Practice for Registration Authorities and Providers of Education and Training to Overseas Students (the National Code 2007) Education Services for Overseas Students Act 2000 (Cwlth) and associated and subordinate legislation and regulations, including the National Code 2007. The audit did not identify any matters of concern regarding the University’s compliance with these external reference points. 1.2 INSTITUTIONAL CONTEXT 1.2.1 Institutional Profile JCU was originally established under legislation in 1960 as a University College of the University of Queensland, becoming James Cook University of North Queensland in 1970, and subsequently renamed James Cook University in 1997. The University’s first campus was in Townsville and its Cairns campus was established in 1995. In addition, JCU currently has study centres in Mackay, Mt Isa and Thursday Island, a campus in Singapore and a presence in Brisbane that is operated by Russo Higher Education. The University offers a comprehensive range of academic disciplines and has a well-developed research profile. JCU Key Statistics Student body 2010 18,946 Staff (full-time equivalent) 1430 Students graduating 3687 Undergraduate students graduating 1884 Postgraduate students graduating 1183 Alumni 32,240 Revenue $326.6 m Operating expenses $308.2 m Capital expenditure $48.3 m Assets $772.1 m Source: JCU Performance Portfolio 2010, p vi. 1.2.2 Strategic Context JCU has always been a university for North Queensland, but over the past few years has renewed its focus on ‘place’ within a global context through its Statement of Strategic Intent (SSI), which states the University’s intent and purpose as being ‘A brighter future for life in the tropics worldwide … through graduates and discoveries that make a difference’, with a 6 AUDIT REPORT JAMES COOK UNIVERSITY particular focus on advancing northern Queensland, northern Australia and the tropical Asia Pacific region. This Statement is shaping the University’s teaching and research through alignment of activities under four major themes: Tropical ecosystems, conservation and climate change Industries and economies in the tropics Peoples and societies in the tropics Tropical health, medicine and biosecurity. At the time of the audit several important developments were in train, including: planning for the revitalisation of the Townsville campus through the Discovery Rise project, an integrated academic, scientific, residential and commercial community near this campus the opening of a new Dentistry School building on the Cairns campus, with other developments planned the full acquisition by the University of the Singapore campus. The University envisages significant growth at the Cairns campus, where participation rates are lower than those at the Townsville campus and in Singapore. 1.3 COMMENDATIONS, AFFIRMATIONS AND RECOMMENDATIONS This Report contains commendations, affirmations and recommendations. A commendation refers to the achievement of a stated goal, or to some plan or activity that has led to, or appears likely to lead to, the achievement of a stated goal, which is particularly significant. A recommendation refers to an area in need of attention, whether in respect of approach, deployment or results, which is particularly significant. Where such matters have already been identified by the University, with evidence, they are termed affirmations. It is acknowledged that recommendations in this Report may have resource implications. COMMENDATIONS 1. James Cook University is commended for the high regard in which it is held by local communities. .................................................................................................................................................................... 12 2. James Cook University is commended for the commitment and engagement of the University Council in discharging its governance responsibilities. ............................................................... 13 3. James Cook University is commended for the strong understanding by staff and students of its Statement of Strategic Intent (the ‘tropical agenda’) and for the development of its Planning Package, which provides effective guidance for reviewing and updating faculty and divisional plans. ....................................................................................................................................................... 16 4. James Cook University is commended for the leadership it demonstrates in addressing significant social, educational and welfare isssues for people in the tropics. ........................................... 20 5. James Cook University is commended for its attention to preparing students in the fields of education and health for employment in regional, rural and remote locations. ............................... 22 6. James Cook University is commended for its actions to support Indigenous students, its Indigenous employment targets and its inclusion of Indigenous perspectives in curricula in education and health. ............................................................................................................................................... 24 AUDIT REPORT 7 JAMES COOK UNIVERSITY 7. James Cook University is commended for its commitment to specific remote area programs and for the dedication of staff who implement these initiatives. .............................................25 8. James Cook University is commended for the strong alignment between its research activities and the four tropical themes under its Statement of Strategic Intent, noting particularly its strength in health-related research. ............................................................................................31 9. James Cook University is commended for the friendly environment it provides for international students, for the integration of international students into campus life and for the support provided by the International Office.........................................................................................35 10. James Cook University is commended for its strongly internationalised research profile. ..................42 11. James Cook University is commended for its Skills for International Postgraduates (SKIP) program and for the operation of its Graduate Research School. .................................................................42 AFFIRMATIONS 1. The intention of James Cook University to improve its monitoring of performance management reviews across the University is affirmed, and greater attention to the training of supervisors and procedures for managing unsatisfactory performance is encouraged. ......................................................................................................................................................................11 2. The findings of James Cook University’s 2010 internal audit of academic governance compliance are affirmed, and the University is encouraged to update its Academic Board charter and clarify responsibilities for the exercise of academic leadership. ............................................14 3. The development by James Cook University of a strategic plan for research and innovation is affirmed. ...................................................................................................................................................31 4. The attention being given by James Cook University to improving accommodation for international students and catering on campus is affirmed, and the University is encouraged to work more actively to improve social and welfare support for international students. ..................................................................................................................................................36 RECOMMENDATIONS 1. It is recommended that James Cook University ensure there is significant external input into the development of all curricula, including systematic, external review of all courses not subject to professional accreditation. ..............................................................................................................11 2. It is recommended that James Cook University clarify the responsibilities and accountabilities for all positions under its distributive leadership model and in its Charter of Responsibilities for Academic Quality. ...............................................................................................................16 3. It is recommended that James Cook University further analyse the reasons behind its low retention rates and analyse Course Experience Questionnaire information more closely in an effort to identify and address the reasons for relatively low graduate satisfaction. .........................22 4. It is recommended that James Cook University further develop its Learning, Teaching and Assessment Policy, and establish an implementation plan, to ensure all teaching staff are fully aware of their responsibilities to students at all teaching locations............................................26 8 AUDIT REPORT JAMES COOK UNIVERSITY 5. It is recommended that James Cook University develop a more integrated strategy to increase student retention, including further efforts to ensure appropriate social and academic preparation of students. ........................................................................................................................... 28 6. It is recommended that James Cook University better focus its strategies for improving the student experience, through stronger direction by the Student Experience Advisory Committee to faculties and schools and improved coordination of student social and welfare support. ............................................................................................................................................................... 29 7. It is recommended that James Cook University increase the amount of senior executive time and give attention to internationalisation, particularly in respect of student learning, teaching and the student experience at all locations. ....................................................................................... 33 8. It is recommended that James Cook University review its Australian and Singaporean recruitment arrangements for international students, to ensure these services are provided in the most cost-efficient and effective manner............................................................................... 34 9. It is recommended that James Cook University explore additional options for students living off-campus in Townsville to have access to reliable and safe transport to and from its campuses at times when public transport services are not provided.................................................... 35 10. It is recommended that James Cook University give greater attention to its understanding, practices and resources for ensuring that students develop appropriate levels of English language proficiency during their studies. ........................................................................... 36 11. It is recommended that James Cook University provide much greater English language development support, by appropriately qualified professionals, for teaching staff and students in its course offered through Beijing University of Technology. ................................................. 40 AUDIT REPORT 9 JAMES COOK UNIVERSITY 2 MATTERS FROM CYCLE 1 AUDIT Recognising the importance of quality enhancement and improvement, the audit considers whether the recommendations and affirmations in the 2004 Cycle 1 AUQA Audit Report have been implemented. A sample of recommendations and affirmations is selected and checked. As well, evidence is sought of the increasing effectiveness of the institution’s quality assurance and improvement system. In its Performance Portfolio, the University provided a summary of progress in implementing the nine affirmations and 16 recommendations from its 2004 AUQA Audit Report. Matters relevant to several of these affirmations and recommendations are addressed in sections 3 and 4 of this Report. The Audit Panel selected some other affirmations and recommendations for follow-up. An assessment undertaken by AUQA in the light of the progress report on Cycle 1 affirmations and recommendations indicated that several recommendations should be reviewed in the Cycle 2 audit. After considering the Performance Portfolio and the supporting documents, and progress against the previous affirmations and recommendations, the Panel selected affirmations 2 and 9 and recommendations 5, 12 and 14 for specific follow-up. 2.1 AFFIRMATION 2 AND RECOMMENDATION 5: EXTERNAL REVIEW OF COURSES Affirmation 2 from the 2004 AUQA Audit Report is: That in line with the University’s stated commitment to introduce systematic course reviews, the JCU Academic Board put in place appropriate mechanisms to ensure that the formal review of all JCU courses is completed within the first five-year cycle. This affirmation is considered together with a related recommendation, as both relate to external input for JCU curricula. The University’s Progress Report for the 2004 AUQA Audit Report stated that Academic Board had adopted a program of regular course reviews, which were conducted according to schedule in 2005 and 2006. In 2008, the University adopted a system of annual internal Course Performance Reports (CPRs) for all courses. The process is designed to encourage selfreflection at local level. The CPR process is prompting faculties and schools to monitor course performance against trend data and criteria, including embedding of the University’s goals for its Curriculum Refresh project (section 3.5.1), and to determine planned improvements in response to evidence. The Audit Panel formed the view that some schools may regard the CPRs as more of an administrative task than an opportunity for genuine self-reflection. Inconsistency in the structure of the CPRs is an issue for the University to consider. There is as yet little analysis at University level of the consolidated information in the CPRs. It is not clear that the Faculty Academic Program Reports, which identify issues from the CPRs, are being completed or used systematically in faculty planning. An internal audit of academic governance compliance suggests a review of the CPR process (section 2.5.3). Since 2009, professional and vocational courses with external accreditation requirements have been placed under the oversight of Academic Board and its Education Committee, which considers accreditation outcomes and action plans responding to these outcomes. For courses without external professional accreditation requirements there is no systematic external 10 AUDIT REPORT JAMES COOK UNIVERSITY review. JCU is urged to make arrangements for regular periodic external review of these courses to ensure comparability of academic standards. Recommendation 5 from the 2004 AUQA Audit Report is: That JCU ensure in areas not covered by external course accreditation or approval processes that ‘School Liaison’ advisory or review committees are established so there is external input across all areas of the curriculum. External advisory committees have been established for many courses and faculties, especially those subject to professional accreditation requirements. There is no external advisory group for the one continuing course of the School of Indigenous Australian Studies. The role of some other external advisory committees does not include advice on curriculum. Within the scope of the second theme for this audit, the roles of the Professional Experience Advisory Committee for Education and the Health Advisory Committee are to assist in the facilitation of student placements and recruitment. JCU needs to do more to ensure there is external input across all areas of the curriculum. Recommendation 1 It is recommended that James Cook University ensure there is significant external input into the development of all curricula, including systematic, external review of all courses not subject to professional accreditation. 2.2 AFFIRMATION 9: PERFORMANCE MANAGEMENT Affirmation 9 from the 2004 AUQA Audit Report is: AUQA acknowledges the progress achieved at JCU towards building a performance-based culture through the introduction of a Performance Management Program, but affirms that to be effective it needs to be rolled-out systematically across the University and its impact reviewed after full implementation, including the way that it is linked to other HR strategies designed to improve or reward performance. The framework for performance management and review at JCU is now well developed, and faculties and divisions are stated by JCU to report twice-yearly on its implementation. At present, the University is unable to advise the proportion of staff who have completed a formal performance management review in the past 12 months, as it does not have a system to collect this information. JCU advises that its Human Resources Directorate is considering systems that will support the gathering of this data. While performance management reviews are undertaken diligently by some managers, implementation is variable, and there appears to have been no recent training provided for those who conduct the reviews. Greater attention to procedures and training for the management of unsatisfactory performance would assist JCU to reinforce a culture of accountability (section 2.6). Affirmation 1 The intention of James Cook University to improve its monitoring of performance management reviews across the University is affirmed, and greater attention to the training of supervisors and procedures for managing unsatisfactory performance is encouraged. AUDIT REPORT 11 JAMES COOK UNIVERSITY 2.3 RECOMMENDATION 12: POLICY FRAMEWORK FOR COMMUNITY ENGAGEMENT Recommendation 12 from the 2004 AUQA Audit Report is: That JCU be more systematic in the consolidation of its Participation, Engagement, and Consolidation Priority Objectives, by developing a coherent policy framework, with allocated responsibilities, reporting on these regularly, and linking them more explicitly to the criteria for promotion. JCU provided a statement, entitled ‘Framework for Engagement’, which explains how the University is developing a systematic University-wide approach to engagement. Although this statement is not a formal approved framework, it shows the actions JCU has taken on this recommendation, including the recognition of community engagement in its academic promotion policy. An objective in the Triennium Plan, accompanied by strategies, is ‘to enhance the degree to which JCU is engaged with its communities’. Commentary in the Plan reviewing achievement against key performance indicators shows that the University is making progress. Various objectives relating to engagement are contained within faculty and division plans. The extent of resourcing devoted by JCU to engaging with its communities, and the nature of this engagement, is a topic of critical importance to the audit theme of ‘addressing the needs of under-served populations’ (section 3.1). The University needs to clarify its approach to these points. An Engagement Directorate was established in 2009 and a database has been developed to capture alumni and external community engagement. JCU acknowledges that it has not given enough attention to staying in contact with alumni in past years but is rectifying this. JCU and its graduates are well regarded by local communities in the Townsville and Cairns regions, and the University is a source of pride. Community stakeholders particularly appreciate the high degree of engagement of the Vice-Chancellor, and would welcome greater visibility of, and interaction with, other senior managers. Commendation 1 James Cook University is commended for the high regard in which it is held by local communities. 2.4 RECOMMENDATION 14: STAFF DEVELOPMENT Recommendation 14 from the 2004 AUQA Audit Report is: That JCU build on the success of tailored staff development programs such as the ESLP, by adopting a more systematic approach to staff development for all levels and categories of staff. The Teaching and Learning Development (TLD) Unit provides much of JCU’s academic staff development, including induction programs, professional development, and the Graduate Certificate in Education. In accordance with JCU’s Quality Enhancement Framework (section 2.8.1), a review of the TLD Unit was completed in June 2010. The review recommended strengthening the Unit and suggested strategies to enhance the staff development function. The University has begun to address these recommendations. In view of the finding that the roles and accountabilities of academic staff at many levels require greater definition (section 2.6), JCU should consider whether its annual senior staff conference provides adequate training for academic leadership and management roles. JCU should consider developing further structured professional development for academic staff with management or coordination responsibilities, including associate deans (learning and 12 AUDIT REPORT JAMES COOK UNIVERSITY teaching) or equivalent, heads of school, course coordinators, first year coordinators, and subject coordinators. 2.5 CORPORATE AND ACADEMIC GOVERNANCE 2.5.1 Council JCU’s governing body is the 22-member Council, which is responsible for ensuring appropriate structures, policies, processes and planning to enable the University to fulfil its mission. It is supported by an appropriate set of Council committees. A particular responsibility of Council is to ensure the financial health of JCU, a challenge for a comprehensive university in a regional location, especially in view of the ageing physical infrastructure in some locations. The Audit Panel observes that the Council members are engaged, well-informed and prudent in their oversight of the University’s affairs. Commendation 2 James Cook University is commended for the commitment and engagement of the University Council in discharging its governance responsibilities. 2.5.2 Risk Management A Risk Management Framework was approved in 2006 and an updated Risk Management Policy introduced in 2011. Both are understood by Council and senior University staff. In accordance with the new policy, risk champions have been appointed in faculties and divisions and have received training. Risk registers for each organisational unit were presented to the Audit and Compliance Committee of Council in June 2011. Risk information is to be incorporated into the annual planning process. At the time of the audit, review and moderation of the risk information had not been fully completed, as was evident from some risk registers. JCU is making sound progress towards the development of internal good practice in risk management. 2.5.3 Academic Governance In principle, the University’s Academic Board exercises significant authority at JCU. Following its review and reconstitution in 2007 and 2008, the Board has a full-time Chair, who has played an active role in supporting the Quality Enhancement Framework and in seeking to continually improve the operation of the Academic Board and its committees. As the University body responsible for academic governance, the duties of the Board are stated in its extensive Charter to include: developing, annually reviewing and recommending to the Council the approval of the University’s triennium-based Academic Plan consisting of a Teaching and Learning Plan and a Research and Innovation Plan biennial review and recommendation to Council on proposed amendments to the University’s Statement of its Strategic Intent as they relate to the academic mission of the University approval of all academic-related policies (in areas covering teaching and learning, research and research training, scholarship, and community service) except for those policies for which the Council has retained an authority to approve. AUDIT REPORT 13 JAMES COOK UNIVERSITY It is not clear that the Board understands or has fulfilled its responsibilities with respect to academic, research and international policies associated with the JCU Triennium Plan 2011−2013, within the context of the Academic Board Charter. There is little evidence of the Board knowing how to exercise these responsibilities for academic policies, other than to indicate that they are in the Charter. The Board established an Academic Policy subcommittee of the Education Committee to consider the status of academic policies with respect to regularity of review, identification of gaps and overlaps, and classifications within the policy library. While the Academic Board’s Charter provides for the development and implementation of academic policies, there is provision in the Charter only for facilitating policy compliance. The Audit Panel found examples of poor compliance with policies related to teaching and assessment and heard reported instances of little or no formative feedback being provided to students on assessed work (sections 3.5.2 and 4.6.1). An audit of academic governance compliance across the University was completed by JCU’s Audit and Assurance Office (AAO) in 2010, consistent with a decision to expand the role of the AAO to include value adding operational auditing. The AAO report, which provides background for further audits of academic processes, is a thorough and helpful document that will assist the Academic Board in its activities. Major findings in that audit report include confirmation that JCU’s academic governance structure is sound. However, the findings point to a need for much greater attention to vertical and horizontal communication, much better integrated corporate information systems and business processes (section 2.8.3), the review and consolidation of policies, and a review of the CPR process. Under the Guidelines to the National Protocols in respect of universities, an academic board is expected to play a key role in the development, dissemination and monitoring of academic policies related to academic standards. While this does not imply that the assessment or monitoring of policy implementation must be undertaken by the Academic Board itself, JCU is encouraged to clarify the Board’s role in monitoring policy compliance. In view of the comments in section 2.6, JCU needs to provide greater clarity about the respective roles of the Academic Board (including its Chair) and senior academic managers in providing academic leadership. The relocation of the Chair of the Academic Board to JCU Singapore for three months sends a positive signal to the University community about academic leadership and Academic Board’s responsibilities for academic quality. This message, however, needs to be reinforced through the exercise of academic leadership by senior academic managers. Affirmation 2 The findings of James Cook University’s 2010 internal audit of academic governance compliance are affirmed, and the University is encouraged to update its Academic Board charter and clarify responsibilities for the exercise of academic leadership. 2.6 MANAGEMENT, LEADERSHIP AND ACCOUNTABILITY The Vice-Chancellor of JCU is well-regarded internally and externally for her enthusiasm for the University’s distinctive mission and her consultative engagement with staff, students and other stakeholders. 14 AUDIT REPORT JAMES COOK UNIVERSITY It is evident that many improvements have been initiated at JCU over the past few years. However, the Audit Panel received enough evidence to indicate that many of these improvements start well only to remain ‘work in progress’, with no clear internal understanding of when they will be fully implemented and so allow the University to move on to other initiatives. Resource constraints may sometimes impede progress, but considers there is a need for a clearer and more public allocation of responsibilities and acceptance of accountabilities at JCU to ensure that action occurs. The Vice-Chancellor is supported by a Senior Deputy Vice-Chancellor (DVC), two deputy vicechancellors, an Executive Director of Finance and Resource Planning, and pro vice-chancellors (PVCs) for each of the University’s four faculties. The Senior DVC has responsibilities as well for teaching and learning development and JCU Brisbane, while the DVC (University Services) & Registrar has responsibilities in respect of internationalisation. These two positions, which are central to academic leadership at JCU, have very substantial portfolios. These roles, as currently structured, may not provide for sufficient time for the incumbents to drive improvements to academic processes and practices. The appointment of a new director to the senior position of head of the TLD Unit will provide additional capacity for academic leadership but the University may need to consider whether the scope of current senior roles is too broad to successfully oversee and implement some changes. The University has a 2010 Charter of Responsibilities for Academic Quality, which sets out in broad terms the roles of various positions, including the Senior DVC, the PVCs, heads of school and academic coordinators (course, subject and first-year). To empower staff through delegation of responsibility, the University has adopted a distributive leadership model that includes the positions of associate deans (teaching and learning), faculty scholars and curriculum scholars. While the intent of this Charter and the distributive leadership model are clear, and the new learning and teaching leadership positions appear to have been well-received, to effectively implement these models requires clear understanding of responsibilities and accountabilities at all levels. Implementation also needs development of appropriate knowledge and skill sets of those in the respective roles, and timely provision of appropriate information to allow those roles to be enacted. In this context, it is evident that there is very high variability in people’s understanding of their roles, of their capacity to undertake those roles, and of the information available to assist them in their roles. In particular, the role descriptions for the new positions of associate dean (teaching and learning) are broad and general, and may lead to a sense that the role is continually changing and growing. There does not appear to be a consistent approach to time release for staff who take on the roles of course, subject, or first-year coordination. If responsibilities are not clearly assigned under a distributive leadership model, then there is a danger of fragmentation or burnout. To ensure the success of the model, JCU needs to set clearer parameters, provide professional development and confirm that all staff have an understanding of responsibilities, authorities and accountabilities. Focused attention on these matters will help not only the leaders and managers, but also the University, to move more effectively from vision to action. AUDIT REPORT 15 JAMES COOK UNIVERSITY Recommendation 2 It is recommended that James Cook University clarify the responsibilities and accountabilities for all positions under its distributive leadership model and in its Charter of Responsibilities for Academic Quality. JCU has a very substantial number of internal committees at University, faculty and school level, including 13 advisory committees to the Vice-Chancellor, although not all of these meet often. There is some confusion across committees as to responsibilities and information flow, and the Panel observes that the establishment of a new committee may not be the most effective way to implement change. It is possible that the large number of committees at JCU could contribute to a diffusion of management responsibility rather than a commitment to achieving outcomes. The report of the Audit and Assurance Office indicates that despite these committees, internal communication on matters of academic governance remains a serious issue. It is suggested that JCU review the extent to which there is an appropriate balance in the allocation of staff time between committee activities and executive action. 2.7 PLANNING FRAMEWORK There is strong appreciation and understanding across the University of JCU’s strategic intent and the ‘tropical agenda’, even where there is some uncertainty among staff about how to express that intent in their own activities and responsibilities. The JCU Triennium Plan 2011–2013 is designed to give life to the Statement of Strategic Intent, and is intended to be closely aligned to faculty and divisional plans. It is overlaid by a small number of Vice-Chancellor’s annual priorities. A detailed Planning Package, which includes the SSI, gives past performance information, sets the scene for the next triennium, and provides good guidance for the review and revision of faculty and divisional plans. Commendation 3 James Cook University is commended for the strong understanding by staff and students of its Statement of Strategic Intent (the ‘tropical agenda’) and for the development of its Planning Package, which provides effective guidance for reviewing and updating faculty and divisional plans. JCU has a large number of performance measures, including: 23 KPIs monitored by Council, 39 key performance measures monitored by committees of Council, and 115 operational performance targets for faculties and divisions monitored by the Vice-Chancellor’s Advisory Committee. JCU is encouraged to reduce the number of measures in use and to ensure there is an appropriate balance of input and outcome indicators. The Triennium Plan 2011–2013 develops a range of objectives, broad strategies and measures of performance, but does not include targets or assign responsibilities, accountabilities or timelines. As a consequence, the link to operational performance targets in the faculties and divisions is not always evident, which makes it difficult to align organisational unit or individual performance to the Triennium Plan. This in turn may contribute to some fragmentation and overlap of responsibilities and duties across the University. 16 AUDIT REPORT JAMES COOK UNIVERSITY 2.8 QUALITY ASSURANCE AND ENHANCEMENT 2.8.1 Quality Enhancement Framework In 2008, the University established an Office of Quality Enhancement (OQE) and a new Quality Enhancement Framework, based on a continuous quality improvement cycle of: governance and planning; management and implementation; reporting and review; and improvement. The Framework emphasises self-reflection and enhancement, and was used in the selfassessment undertaken by the University for this audit. Regular quality reviews of University activities are implicit in the Framework’s principles and there have been a number of insightful reviews conducted over the past few years. These include the Indigenous Education and Support Review, the review of the Teaching and Learning Development Unit, a review of the University Services Division, and the internal audit of academic governance compliance. JCU appears to have substantially increased its capacity for self-review, but there is a need for more effective follow-up of recommendations from these reviews and for more effective monitoring of their implementation. A lack of follow-through on reviews, especially of academic activities, may be related to the structural location of the Office of Quality Enhancement. This Office, and the co-located Corporate Planning and Performance Office, fall under the responsibility of the Executive Director (Finance & Resource Planning), with no direct link to academic activities of the University. While OQE works closely with the Chair of Academic Board, its effectiveness in supporting change in academic practices may be hindered by its organisational distance from those responsible for academic management. The University might consider the most appropriate positioning of OQE to ensure a stronger focus on academic quality improvement. 2.8.2 Benchmarking The University lists under ‘benchmarking activities’ a wide range of external comparative data, including data provided by DEEWR and DIISR, and externally conducted student and graduate surveys. In common with many Australian universities, JCU participates in providing data for comparative reports provided by the Australian Universities International Directors’ Forum (AUIDF), the Council of Australian University Librarians, the Council of Australian University Directors of Information Technology, the Association for Academic Language and Learning, the Council of Australian Directors of Academic Development, and other groups. As a member of the Innovative Research Universities (IRU) group, the University also collaborates in the benchmarking activities of this group. Internally, JCU has comparative data across schools, faculties, divisions and campuses. On academic standards, JCU has had a policy in place since 2005 requiring regular external benchmarking of honours theses at least every three years. JCU, in its Performance Portfolio, addresses the availability of comparative data, rather than use of this information by managers to initiate improvements. While JCU has data from a range of student surveys, it is not evident that it has mechanisms in place to analyse or disseminate the results or to act upon them. The University recognises that it needs to consider how better to reflect on and apply the comparative information available within its own operations. As well, the University could give greater priority to using external comparative data, especially where these data indicate a widespread need to improve performance. AUDIT REPORT 17 JAMES COOK UNIVERSITY 2.8.3 Data and Information Use JCU has improved its capacity for effective data management and performance evaluation by establishing a Corporate Planning and Performance Office (CPPO) in 2008. Since that time, CPPO has progressively improved the utility of management information, including implementing ‘traffic light’ reporting on the University’s performance measures. The TLD Unit continues to administer student and graduate surveys, although CPPO provides the reports. The University should consider whether these surveys would not be more appropriately administered by CPPO, leaving the TLD Unit more time to focus on improvements to teaching and student learning. The University recognises a need to improve its management information systems in order to integrate data from different sources, analyse these data and provide timely and relevant reports to inform internal decision making. The internal audit of academic governance compliance confirmed this need, noting that faculties and schools, as the end users of data for operational decision making, should be better reflected in JCU’s business processes. There is evidence of limited analyses and poor data flows (eg a lack of access by first year coordinators to data on retention rates), and an inability of relevant staff to interrogate student feedback information (section 3.7.2) at faculty and school level. JCU now has committed to implement a data warehouse and business intelligence tools. A project scope document was nearly complete at the time of the Audit Visit. The University is urged to further improve the timely transmission of relevant and accurate data to the people and units that require them. The provision of data alone will not ensure good outcomes. Despite efforts to embed the Quality Enhancement Framework, the Audit Panel formed the view that there is not yet a robust ‘culture of evidence’ within the University. JCU needs to ensure that managers and staff who use data are able to interpret it accurately, understand its significance in the wider context of academic outcomes, and take appropriate actions for improvement. 18 AUDIT REPORT JAMES COOK UNIVERSITY 3 THEME: ADDRESSING THE NEEDS OF UNDERSERVED POPULATIONS IN HEALTH AND EDUCATION The first theme for this audit is ‘Addressing the needs of under-served populations in health and education’. It was proposed by the University and selected by AUQA after a consideration of issues relating to the theme, the noting of the recommendations from the 2004 AUQA Audit Report, and the significance of the theme to the University’s strategic priorities. The scope of this theme, which relates primarily to health and education disciplines, includes: planning and management of the ‘tropical agenda’ in respect of under-served populations access, participation, retention and success strategies for undergraduate and postgraduate study, and employability of graduates into the region’s under-served communities the student experience course content (including practical placement) and delivery tropical research and contribution to the regional community. 3.1 STRATEGY AND PLANNING FOR UNDER-SERVED POPULATIONS The University addresses this theme in the context of its Statement of Strategic Intent—and particularly its commitment to tropical regions—noting that many tropical communities are under-served in respect to health services and participation in education, especially higher education. The SSI is consistent with the James Cook University Act 1997, which requires the University, inter alia, to ‘encourage study and research generally and, in particular, in subjects of special importance to the people of the tropics’. The specific theme of ‘addressing the needs of under-served populations’ is linked to the University’s overall strategy through references in the SSI to ‘our communities’, although the connection is implicit rather than explicit. References to under-served populations appear explicitly in only two places in JCU’s Triennium Plan 2011–2013. Strategy A1 is to ‘strategically focus the University’s teaching and research ... on issues of particular relevance to sustainability in the tropics and particularly to rural, remote and Indigenous and under-served populations’. Strategy A5.1 in the Plan is to ‘enhance and develop access pathways and equity initiatives that minimize the impacts of disadvantage, whether geographic, cultural or financial’. The associated performance indicators refer to participation, retention, and completion rates for Indigenous students, students from low socio-economic status (SES) backgrounds, rural and remote students, and male students. There are specific performance targets for low SES enrolments and Indigenous student participation and retention but none for rural and remote students. The primary region served by JCU is defined by the University as ranging ‘from the Torres Strait Islands to the North, Mackay to the South and Mount Isa to the West, and internationally into Papua New Guinea (PNG) and the Asian Pacific Rim’ (PF p24). Within the Australian elements of the region, there are significant areas, including the Cairns region, where higher education participation rates are lower than the national average. AUDIT REPORT 19 JAMES COOK UNIVERSITY Other groups identified as ‘under-served populations’ were immediate school leavers and students who are the first in their family to attempt university studies. JCU has not fully explained its definition of ‘under-served’ populations. The extent to which various populations are understood to be ‘under-served’ with respect to location, to ethnicity, to access, to support for participation, or to support for retention once enrolled, needs to be clarified and would assist future strategic planning. A further question is the extent to which JCU has a clear strategic approach to addressing these needs, particularly in respect of students taking courses in education and health. By its presence in the region, the University offers immediate access opportunities to under-served populations, and an important indicator of success is how effectively JCU assists students from these populations to complete university studies. However, the University also has choices about the extent to which it engages in outreach activities and remote delivery to encourage greater participation in higher education, including participation by mature-age students, and to establish conditions under which potential students can achieve adequate entry scores. As the University acknowledges, the needs of JCU’s immediate region are large and cannot be met fully by JCU, either acting alone or in partnership with other organisations (section 3.4). In this situation, the University must make strategic choices about how best to allocate its resources between supporting students who have decided to study at JCU and activities to encourage greater participation. It would be helpful for JCU to outline and discuss these choices explicitly in its planning process. To do so, the University needs to make greater use of available demographic and other data in determining and prioritising its options. Notwithstanding these suggestions, the University can take pride in the actions it is taking to meet the needs of under-served populations consistent with its SSI, actions which are adding to the knowledge and wellbeing of its regions. These actions include its partnerships, its commitment to supporting Indigenous learners and its investment in new courses in health disciplines. JCU is demonstrating national and international leadership in addressing urgent social and welfare issues for people living in the tropics, within the constraints of a limited resource base. Commendation 4 James Cook University is commended for the leadership it demonstrates in addressing significant social, educational and welfare isssues for people in the tropics. 3.2 STUDENT OUTCOMES IN RESPECT OF PARTICIPATION, RETENTION AND SUCCESS The outcomes discussed in this section are for the equity groups mentioned in the Triennium Plan and for JCU students overall, as JCU is the major destination for undergraduate studies of school-leavers in the region. Information for the fields of health and education is provided where available. 3.2.1 Access and Participation The University’s access and participation rates for low SES, remote and Indigenous students overall are well above the averages for its comparator cohort (IRU institutions), Queensland and the sector (data item 5.1). Equity rankings for JCU are shown in data item 5.2. JCU’s median tertiary entrance scores are well above the average for other universities in the IRU cohort. 20 AUDIT REPORT JAMES COOK UNIVERSITY While the proportion of Indigenous students among all JCU students has been steadily rising, the proportions of low SES students and of remote students have fallen. For studies in health disciplines, the proportion of Indigenous students has risen from 2.9 per cent in 2006 to 3.7 per cent in 2010, while in education, this proportion has decreased from 5.4 per cent to 5.1 per cent over the period. In health disciplines, the proportion of low SES students has decreased from 23.5 per cent in 2006 to 21.2 per cent in 2010, but in education the proportion has increased from 23.1 per cent to 26.2 per cent (PF pp30–31). The University has a significantly greater proportion of Indigenous and regional higher degree by research (HDR) students than the IRU cohort and the sector. The University’s current access and participation rates of low SES students are 24.5 per cent and 25.5 per cent, respectively. The Audit Panel asked the University how it knew it was maximising access for under-served populations in its region. JCU advises that a demographic analysis in its 2009 Equity Report indicates that low SES individuals in the JCU catchment comprise 32 per cent of the population, and that ‘strategies and programs have been identified in the Portfolio to achieve the target of parity and increase low SES enrolments to 32 per cent’ (SM 2.12). JCU needs to conduct further analyses of this nature to generate a body of evidence on how well the University is succeeding in meeting Strategy 5.1 in the Triennium Plan. 3.2.2 Retention and Success Undergraduate domestic student retention, at first year and overall, is a major issue for JCU, as the University acknowledges (data items 5.3 and 5.4). Retention rates of international students are also of concern, but to a lesser extent (data item 5.5). For the field of health, attrition rates for domestic students have declined dramatically since 2002 and in 2009 were below the average for the rest of the IRU cohort. In education, however, domestic student attrition has risen sharply since 2006, after falling since 2002. At over 35 per cent (2009 data), attrition rates in education are well above those for the rest of the IRU cohort. The University’s retention rate for all Indigenous students is above or equal to the average for the IRU cohort, Queensland and the sector. The JCU retention rate for all low SES students is below the average for the IRU cohort, Queensland and the sector. Retention rates for low SES, regional and remote students in the field of health are above the overall JCU rate. Indigenous students are the exception to this. Retention rates for students in the field of education are below the overall JCU rate (data items 5.6 to 5.9). Given the University’s comparatively low overall retention rate, JCU has particular challenges to address in meeting the needs of under-served populations in education. The University’s success rate for domestic students, and for domestic first year students, is around the same as the rates for the IRU cohort, Queensland and the sector. The success rates for Indigenous and remote students are similar to those of the IRU cohort, Queensland and the sector, while the success rates for low SES and regional students are above those of the same comparator groups. 3.2.3 Graduate Satisfaction Course Experience Questionnaire (CEQ) data for 2009 shows the University ranks among the lowest performing institutions for graduates’ overall satisfaction. JCU’s performance over time on overall satisfaction and on graduates’ satisfaction with the acquisition of generic skills shows a downwards trend. It is currently around the sector average for the Good Teaching and AUDIT REPORT 21 JAMES COOK UNIVERSITY Generic Skills scales, but has previously been well above the sector on these scales. JCU scored well below the IRU cohort and the sector on the Student Support scale in 2009. In the field of health, JCU performs well on the Good Teaching and Generic Skills scales and on the Overall Satisfaction scale. For education, JCU’s rating on many measures has been lower than the sector average and there was a dramatic decline in the University’s scores across all measures in 2009. JCU has indicated that it hopes for improvement in these measures for the field of education following its introduction of new appointments, a new building and facilities, and a revised curriculum. The University is encouraged to further analyse the reasons behind its low retention rates (section 3.2.2), for example through cohort analyses. As well, JCU needs to analyse and consider CEQ information more closely in an effort to identify and address the reasons for low graduate satisfaction, particularly in view of comparatively strong indicators of student engagement and satisfaction (section 3.7.1). Recommendation 3 It is recommended that James Cook University further analyse the reasons behind its low retention rates and analyse Course Experience Questionnaire information more closely in an effort to identify and address the reasons for relatively low graduate satisfaction. 3.2.4 Employability of Graduates into Under-served Communities From Graduate Destination Survey data, the University’s rate of bachelor graduates in full-time employment is above the average for the IRU cohort, Queensland and the sector. JCU is ranked fifth in Australia on this measure. The University’s rate of graduates in further full-time study is noticeably lower than the rates for these comparator groups in the fields of education and health. Employers speak highly of JCU graduates in health and education, regarding them as wellprepared, although there is some suggestion that the University could give even greater attention to the cultural proficiency of graduates. JCU advises that the Queensland College of Teachers commended it for the preparation of graduates for the local environment. The University surveyed all its contactable medical graduates in 2009, and found that around 60 per cent of those contacted were practising in regional, rural and remote locations. Of the University’s first cohort of physiotherapy graduates in 2008, 39 of 44 accepted rural or remote positions (PF p47). Overall, JCU is considered to be preparing graduates appropriately for employment in its regions and the University is encouraged to conduct further analyses of its success in this respect. Commendation 5 James Cook University is commended for its attention to preparing students in the fields of education and health for employment in regional, rural and remote locations. 22 AUDIT REPORT JAMES COOK UNIVERSITY 3.3 MEETING THE NEEDS OF INDIGENOUS PEOPLE 3.3.1 Reconciliation Statement JCU launched a Reconciliation Statement in 2008, appointed an Advisor on Indigenous Affairs and established a Reference Group to assist with the reconciliation process. Having heard the views of Indigenous people within and external to the University, the Audit Panel suggests the University consider developing an agreed Reconciliation Action Plan. 3.3.2 School of Indigenous Australian Studies and Other Indigenous Support Services Meeting the needs of Indigenous communities, especially in respect of participation and success in higher education, is an important element of JCU’s support for under-served populations. The School of Indigenous Australian Studies (SIAS) was established in 1998 and provides many services, including: support for Indigenous students; teaching and research programs at the undergraduate and postgraduate levels; cultural awareness programs; and partnerships with Indigenous communities and stakeholders. A new Indigenous Head of School will commence this year. SIAS also undertakes outreach activities, using a range of strategies to raise tertiary awareness and aspirations for Indigenous students at secondary schools, such as the ‘True Story’ kit. In addition, the Indigenous Health Unit in the Faculty of Medicine, Health and Molecular Science provides dedicated support for enrolled Indigenous students, helps build research capacity, and develops relevant health curricula for health-related courses. Other support for Indigenous students is provided by the Indigenous Student Support Officers in the faculties. Students and external stakeholders expressed highly positive views of all these support services and the key role played by the Indigenous Student Support Officers is evident. In 2008, JCU commissioned a review of Indigenous education and support. Although some recommendations of this report, such as the establishment of ISSO positions, were adopted, full implementation appears to have stalled. JCU needs to make a clear statement on the recommendations it now intends to implement through the development of an action plan. In regard to levels of student support, the University must ensure that external funding allocated to support Indigenous students is used transparently by the University for the support of those students in accordance with the requirements of the funding body. 3.3.3 Indigenous Curricula and Indigenous Cultural Competence JCU can point to a range of good practices in fostering curricula in education and health to support Indigenous learners or to include Indigenous knowledge and perspectives. Commitment to the support of remote Indigenous students in education is longstanding and will have helped inform Indigenous perspectives now incorporated into JCU’s Bachelor of Education. Two JCU academics have received a national award from the Australian Learning and Teaching Council for their work on Indigenous postgraduate education and their program has been adopted by Batchelor Institute of Indigenous Tertiary Education. JCU has played a substantial role in national efforts to foster and develop Indigenous cultural competence across various health and education workforce professions, including: development of the National Indigenous Medical Curriculum Framework AUDIT REPORT 23 JAMES COOK UNIVERSITY 3.3.4 the Indigenous Staff Network for the Australian Rural Health Education Network (ARHEN), and the development and auspicing of the International Network for Indigenous Health Knowledge and Development. Indigenous Employment In 2008, the University appointed an Indigenous Employment Coordinator and, in 2009, Council approved JCU’s first Indigenous Employment Strategy. The strategy provides a target of five per cent of JCU’s workforce being Aboriginal or Torres Strait Islander by 2012, with proportionate representation in continuing positions across the University. In 2009, 2.36 per cent of all JCU staff identified as Indigenous, below JCU’s 2012 target but well above the average for the IRU cohort, Queensland and the sector. 3.3.5 Overview and Next Steps The University demonstrates a strong recognition of Indigenous peoples and the connection between place and identity for Indigenous communities in the regions primarily served by it. Through its teaching, research and outreach activities JCU is taking action to address a national need to support improvements to the lives of Indigenous peoples. Commendation 6 James Cook University is commended for its actions to support Indigenous students, its Indigenous employment targets and its inclusion of Indigenous perspectives in curricula in education and health. From interviews and other evidence, it is considered that senior leaders at JCU, in addition to the Vice-Chancellor, now need to make a greater effort for sustained, meaningful and practical engagement with Indigenous communities. There is also a need to broaden Indigenous involvement across JCU and to improve cultural awareness and competency for the nonIndigenous staff of the University. 3.4 PARTNERSHIPS AND PROGRAMS TO INCREASE PARTICIPATION AND ACCESS The University has embraced a number of significant opportunities to partner with other organisations to improve participation and access in health and education. It has successfully sought funding and support for new courses and facilities to address areas of immediate need for communities in its region, such as the new dental school building on the Cairns campus. Two programs that provide intensive and culturally relevant support for Indigenous and remote students are the Indigenous Health Careers Access Program (IHCAP) and the Remote Area Teacher Education Program (RATEP). IHCAP has been in operation since 2006 and 11 of 31 students enrolled have moved into mainstream health courses, including highly selective courses such as dentistry. A comparable program has been developed for non-Indigenous students. RATEP, which is conducted in partnership with the Queensland Department of Education and Training and Tropical North Queensland TAFE, has been a flagship program that has benefited from the Curriculum Refresh process (section 3.5.1). Delivery of the program on Thursday Island is being restructured as a result of a review in 2010 commissioned by the Torres Strait Islands Regional Council on how the program might better meet local needs. These resource-intensive partnered programs are valuable initiatives. The staff who support these programs are highly dedicated and supportive of students who participate in them. While the programs’ sustainability is potentially fragile, given a heavy reliance on external 24 AUDIT REPORT JAMES COOK UNIVERSITY funding, they symbolise a direct and sustained commitment by the University that is significant for the region. Commendation 7 James Cook University is commended for its commitment to specific remote area programs and for the dedication of staff who implement these initiatives. Opportunities to leverage federal and state funding to improve access have been taken up by JCU, as in its use of funds from the Higher Education Participation and Partnership Program to redevelop its former ASPIRE program to raise aspirations and achievement of students in over 50 low SES secondary schools and colleges identified by the Queensland Department of Education. The University’s outreach and access initiatives, which include equity scholarships, are driven from various points in the university and not visibly coordinated or supported by a clear, common action plan or set of goals. Another access program, UniPrep, is reported to have good conversion rates but has not undergone an evaluation. Reports on its delivery at various locations indicate considerable variation in approach and outcomes. JCU needs to consider how best to maximise external funding and coordinate and evaluate activities to promote access. 3.5 CURRICULUM AND STUDENT LEARNING 3.5.1 Curriculum Refresh Project The University is completing a major Curriculum Refresh project, supported by DEEWR funding, to better align its course with the SSI and the four tropical themes, and to emphasise its focus within the curriculum on under-served populations. All courses are now required to show how Indigenous knowledge, perspectives and experience are integrated into curricula. Other perspectives to be integrated include internationalisation, diversity and regionality. Market research to further inform course development has been undertaken in respect of four areas: the tropics; pathways; flexibility and work integrated learning; and professional development. Implementation of the project is planned to be monitored through specific comments in the annual Course Performance Reports, although the University has not yet been able to undertake detailed analyses of the extent to which the project’s goals have been met in refreshed curricula. On the evidence available to the Audit Panel, the intention to drive Indigenous perspectives and embed Indigenous knowledge across faculties and courses has not yet been consistently implemented. The Senior DVC, the PVCs, and Academic Board could pay closer attention to ensuring the achievement of the project’s aims, as there is uneven engagement with the process across the faculties. As part of this process, and given the University’s CEQ ratings for Generic Skills, JCU should monitor the embedding of graduate attributes in courses. Most of the University’s courses in health and education require external professional accreditation for graduates to be approved to practise. Several courses in health disciplines are relatively new and thus likely to reflect current good practice. The Curriculum Refresh project has allowed a stronger focus on under-served populations, and particularly Indigenous perspectives, in the Bachelor of Education. The University advises that AUDIT REPORT 25 JAMES COOK UNIVERSITY the process involved interactive workshops with Indigenous experts on country, consultative meetings with Indigenous community educators and the employment of an Indigenous Project Officer (PF p35). From interviews with students, staff and external stakeholders, it is found that student placements are generally well handled by programs in education and health, with good levels of oversight and coordination in remote areas. 3.5.2 Learning and Teaching Policies and Roles The University’s policy framework for learning and teaching is under-developed. This view is consistent with findings in the 2010 internal audit of academic governance compliance (section 2.5.3), which recommended the priority review of several policies and clarification of the status of some faculty policies. These policy reviews have now been completed. Gaps in the availability of current and accessible policies have led to sometimes inappropriate practice at course level and implementation of existing policy appears inconsistent, notwithstanding the evident intent of teaching staff to act appropriately. As the audit of academic governance compliance (section 2.5.3) indicated, committee processes such as those for the verification of examination results are basically sound. Assessment is a particular area in need of attention by JCU, for the benefit of students at all teaching locations (section 4.6). Although there is evidence of appropriate feedback being given to students on their assignments in some courses, there are strong and consistent reports in other areas of minimal formative feedback being given to students and of students having to seek out teaching staff to obtain such feedback. Moderation practices are variable, as are practices in respect of the use of software to educate students about plagiarism, and to detect plagiarism, because there are no mandatory requirements. JCU has recently developed a Learning, Teaching and Assessment Policy. This could be a valuable document, but in its current form it is too general for the University to expect that it will be consistently implemented or that it will ensure appropriate conduct in student learning, teaching and assessment. The University needs to further develop this Policy, including more detailed guidance on assessment, to ensure a focused embrace by all staff of their teaching responsibilities. Recommendation 4 It is recommended that James Cook University further develop its Learning, Teaching and Assessment Policy, and establish an implementation plan, to ensure all teaching staff are fully aware of their responsibilities to students at all teaching locations. As noted in section 2.6, the University has introduced new academic coordination and teaching roles and is formalising others. Many of these roles have promise: the positions of associate deans teaching and learning and of first year coordinators, in particular, are likely to assist in improving teaching and learning. The associate deans are encouraged to give priority to ensuring systematic good practice in assessment and moderation. 3.5.3 Flexible Learning Most courses at JCU are delivered face to face. Although the University has determined that it will adopt a ‘blended delivery’ approach (SM 02.17), there is no policy direction on the use of blended delivery other than statements in the Academic Plan and the Curriculum Refresh 26 AUDIT REPORT JAMES COOK UNIVERSITY project. Moreover, many staff appear to define flexible delivery in terms of course scheduling and timetabling. On the matter of teaching schedules, while some schools are responding to contextual challenges, including those relating to remote and offshore delivery, with appropriate semester/trimester arrangements and scheduling, others appear to be locked into rigid timetabling processes which are in need of review. The University states that ‘students are at the heart of our University’ but it is difficult to accept that the University takes a studentcentred approach, if it is unable to address timetabling and scheduling issues that appear to be frustrating students and staff alike on the Townsville and Cairns campuses. JCU’s online platform for course delivery, based on Blackboard but known as Learn JCU, has been in operation for some years and all subjects are expected to have a web presence. Anecdotal evidence indicates about 80 per cent compliance, although it appears that this is minimal for a large number of subjects. Students report that they would like greater use to be made by academic staff of the full capacity of Learn JCU, including the ability to submit assignments online across all subjects. The University has significant experience in videoconferencing and has been successful in several initiatives to upgrade the IT capabilities and bandwidth available in its region. Senior managers at JCU recognise the risks of inaction on flexible delivery. Although some form of flexible delivery has been embedded in particular courses, there is no evidence of broadly based or systematic uptake or progress on implementing flexible delivery. It is important for the University to indicate to staff and students which senior manager is championing the use of flexible delivery. JCU needs soon to develop a strategy with clear responsibilities for implementation, taking into account the danger of overload if such responsibilities are simply added onto existing staff positions. 3.6 IMPROVING RETENTION JCU recognises that undergraduate student retention is a significant and continuing problem. In addition to efforts directed specifically to the support of under-served populations and remote students, the University is making an effort to address the needs of students transitioning into university through a first year experience program. There is shared awareness at school and faculty level that a more nuanced definition of ‘retention’ may be required to enable the University to capture the actual study patterns of students who are presently categorised as dropping out when, in fact, they may be shifting courses or ‘stopping out’ for a period before resuming study. The Audit Panel heard suggestions that attention to student ‘persistence’ was important, and there is concern among staff over the level of intrinsic motivation of some school-leaver students, particularly male students. Responsibility for the development of strategies to improve student retention at JCU has been given to the Student Experience Advisory Committee (SEAC), which was established in 2010 on the recommendation of a Retention Task Force and Retention Advisory Working Party of Academic Board. A First Year Experience Questionnaire conducted in 2006 and 2008 has helped to shape current strategies, especially those in JCU’s First Year Experience (FYE) project. AUDIT REPORT 27 JAMES COOK UNIVERSITY Among the specific initiatives introduced by the University to improve retention are: first year coordinators, who lead academic orientation and transition for commencing students as well as taking a role in curriculum development, and who are supported by a first year program coordinator the ‘On Track’ peer support program for students at risk of failing, enabled by student tracking and notification capabilities in JCU Learn LibGuides, web-based resources for students to improve their learning and information literacy skills the Litnum project, which has collected information on literacy and numeracy strategies across faculties and schools to inform ongoing curriculum development and integration of strategies to address students’ literacy and numeracy needs. The FYE project has been comparatively well staffed and benefits from a dedicated academic management position to coordinate activities. The project is believed by JCU to be increasing the progression into second semester of commencing students. Retention is a particular issue for one of the fields under this theme, education, and the School of Education has developed other specific actions. The implementation and impact of other University-wide initiatives are less apparent. The University’s Student Mentor Program, which has been operating for some years, relies heavily on the enthusiasm and dedication of a small number of volunteer students and is reported to be unevenly implemented across the faculties and schools. Mentors are supported by training and there are mentor coordinators, but it is time for the University to consider providing more resources to this program if it is to play a key role in retention strategies. The provision of information to commencing students appears to be largely concentrated in activities during orientation week, with little or no subsequent attention to students’ continuing need for information and support. Students suggest that a ‘drip feed’ model spread over the semester might be more helpful. There is a need for JCU to establish a more effective and integrated strategy to improve retention, including clear accountabilities. Greater efforts are needed to ensure adequate social and academic preparation of students and their families for university study, including the expectations that students must meet. In this respect, it may be that the intended JCU pathway college can play a role in preparatory studies for particular cohorts of students. Recommendation 5 It is recommended that James Cook University develop a more integrated strategy to increase student retention, including further efforts to ensure appropriate social and academic preparation of students. 3.7 STUDENT EXPERIENCE 3.7.1 Features of the Student Experience JCU participated in the Australasian Survey of Student Engagement in 2007 and 2009. Its performance on most scales improved in 2009 and its results are generally comparable across benchmark groups. Although JCU does not conduct its own student experience survey, divisional surveys are conducted, for example for the library and IT services. Domestic students are included in the International Student Barometer™ survey for JCU. Survey results for 2010 show that domestic students at JCU generally have high levels of 28 AUDIT REPORT JAMES COOK UNIVERSITY satisfaction with many aspects of their learning, but lower levels of satisfaction with technology and opportunities to gain work experience. Students in Townsville and Cairns appreciate knowing and being known by the academic staff and their approachability. On support services, domestic students report generally good levels of satisfaction with welfare and learning support, but lower satisfaction with social support, including activities on campus, and very low satisfaction with catering. It is not clear that the University has mechanisms systematically to analyse or disseminate the results of surveys, although there is evidence that SEAC considers ISB survey outcomes. The University would benefit from a consideration of how better to connect student needs and its activities for social engagement and support. Notwithstanding the ISB survey findings, it is a strong view of students that student activities and services are fragmented and poorly coordinated, leading to duplication and gaps in provision. Anecdotal evidence suggests that social and sporting activities are not widely provided or taken up on the Townsville campus (section 4.3.2). In the view of the Audit Panel, the resources devoted by JCU to academic learning and language support for students are not adequate to meet identified needs, especially on the Cairns campus. The review of the TLD Unit (section 2.4) recommended that JCU give further attention to appropriate staffing levels for student learning support, particularly for students from disadvantaged and non-English speaking backgrounds. SEAC has overall responsibility for initiatives to improve the student experience, including retention as noted above. The committee is new and has not yet held many meetings, but to date there is little evidence that it is providing a strategy for action to improve the student experience or that it has the ability to bring about change. It is preparing a statement of strategic intent on the student experience, and has developed a revised Student Charter and a Student Complaints Protocol. There is a priority and policy need that the University is not simply reactive in terms of its efforts to improve student engagement, support, and satisfaction. In this respect, SEAC would benefit from more direction and focus. Recommendation 6 It is recommended that James Cook University better focus its strategies for improving the student experience, through stronger direction by the Student Experience Advisory Committee to faculties and schools and improved coordination of student social and welfare support. Consistent with its commitment to students, strategies for improving the student experience should address all the University’s teaching locations. There is a clear need for measures to improve the student experience at JCU Brisbane (section 4.6.4). 3.7.2 Student Feedback on Subjects and Teaching Improvements to the University’s student feedback surveys received an affirmation and a recommendation in the 2004 Cycle 1 AUQA Audit Report. Since that time, JCU has undertaken successive activities to improve these surveys, including: aligning its Student Feedback on Subjects (SFS) survey questions with the CEQ in 2007 revising its Student Feedback on Teaching (SFT) survey questions, drawing on Curtin University’s eVALUate survey AUDIT REPORT 29 JAMES COOK UNIVERSITY extending the SFS to JCU Singapore and to JCU’s Brisbane campus, and making SFT available for staff in these locations provisions in its 2010 Enterprise Agreement for improvement in the effective feedback of SFS results to students and the use of SFT to improve teaching performance. SFS and SFT surveys are widely but not universally used and frequently have low student uptake. Students suggest that this may be related to the timing of the surveys and, in some instances, to the way in which they may be accessed. The low response rates are of particular concern as the results are used in staff performance reviews and promotion applications. The University advises that its Teaching and Learning Management Subcommittee is working with the TLD Unit to improve reporting and introduce protocols and processes. Continued attention by JCU to improving its student feedback surveys, including response rates, and their extension to other teaching locations, would be helpful. 3.7.3 Student Voice JCU has an active Student Association and associations for various international student groups. Students consider that their voice is heard at the level of university governance; a number of students to whom the Audit Panel spoke had met the Vice-Chancellor and praised her enthusiasm and approachability. On the evidence available, the student voice is less consistently heard on academic matters at school and faculty level. For the University to be able to demonstrate that students are at the heart of JCU, greater attention should be given to ensuring effective formal and informal student participation at all levels. 3.8 RESEARCH TO ADDRESS THE NEEDS OF UNDER-SERVED POPULATIONS IN HEALTH AND EDUCATION Nationally, the University‘s research performance is strong: JCU ranks in the top half of Australian universities for its weighted publications per research active staff member and for its active collaborative research projects. JCU’s research performance is recognised also in world university rankings. JCU has made substantial investments in research institutes and centres focusing on its distinctive locations and, more recently, in recruiting and retaining outstanding researchers to work as ‘tropical leaders’. Although the University acknowledges it is unable to quantify its tropical research as a proportion of total research effort, it is taking steps gradually to align much of its research with the four tropical themes (section 1.2.2). The University has adopted a deliberate strategy of developing collaborative partnerships to address key research areas and challenges consistent with its tropical themes. In health-related work, JCU has led collaborative efforts to establish a Queensland Tropical Health Alliance with the Queensland Institute of Medical Research, Queensland University of Technology and Griffith University. Other significant initiatives in health disciplines include the Tropical Medicine Mosquito Research Facility, a substantial group of researchers on public health issues, and leading research in substance abuse among Indigenous communities. JCU’s research activities are well aligned to its Statement of Strategic Intent and the four tropical themes, and much of its research aims to assist under-served populations in the tropics, especially health-related research. 30 AUDIT REPORT JAMES COOK UNIVERSITY Commendation 8 James Cook University is commended for the strong alignment between its research activities and the four tropical themes under its Statement of Strategic Intent, noting particularly its strength in health-related research. To continue to advance this alignment, JCU will need a strategic plan for research and innovation, to articulate and guide priorities and targets across the University, including targets for HDR students. At the time of the Audit Visit, the Deputy Vice-Chancellor (Research) advised that such a plan was in preparation. Affirmation 3 The development by James Cook University of a strategic plan for research and innovation is affirmed. Further commentary on research and research training at JCU is in section 4.7. AUDIT REPORT 31 JAMES COOK UNIVERSITY 4 THEME: INTERNATIONALISATION The second theme for this audit was chosen in recognition of the significance of internationalisation for the University’s Statement of Strategic Intent for ‘A brighter future for life in the tropics worldwide’, combined with its provision of education to a substantial number of international students, especially through the RHE operated Brisbane campus and JCU Singapore. The scope of this theme includes: strategy, planning and management internationalisation of the curriculum international students’ experience onshore (including teaching and learning at Townsville and Cairns campuses and at JCU Brisbane) international students’ experience offshore (including teaching and learning at JCU Singapore and offshore partners) student mobility (inbound and outbound) internationalisation of research. 4.1 STRATEGIC DIRECTIONS AND PLANNING The University’s objectives for internationalisation, as reflected in the JCU Triennium Plan 2011–2013 are to: increase the number of international students attending JCU, in particular, more students from the tropical regions of the world internationalise the curriculum, with special emphasis on [its]place as Australia’s national university for the tropics increase student and staff mobility, especially to locations in the tropics, with a particular emphasis on mobility between Australia and Singapore have strategic alliances with other universities, particularly in the tropics, and be seen throughout the world as a place where overseas students can gain a quality tropical educational experience increase opportunities for social integration of domestic and international students strengthen international collaborative research and collaboration in research training. Faculty plans reflect these objectives with varying emphases. The University should now consider how it will systematically aggregate and monitor information about the extent to which individual faculties are achieving these objectives, as data alone will not address all of them. Many staff at JCU exhibit an awareness of internationalisation through their understanding of the University’s ‘tropical agenda’, which is essentially international in focus and provides staff with a global outlook on education. The presence of JCU Singapore and the University’s strength in international research partnerships assist in this perception. The University’s objectives for internationalisation are consistent with the University’s Statement of Strategic Intent, although the rationale for engagement by JCU with institutions, academics and students from non-tropical regions would benefit from clarification. 32 AUDIT REPORT JAMES COOK UNIVERSITY 4.2 MANAGEMENT AND COMMITTEE RESPONSIBILITIES FOR INTERNATIONALISATION James Cook University has chosen not to appoint a senior academic manager for internationalisation. Responsibilities relating to internationalisation are exercised through faculties (the deans of which report to the Senior DVC) and through James Cook International (a directorate of the University Services Division, the head of which reports to the Deputy ViceChancellor (University Services) & Registrar). The Senior DVC is responsible also for oversight of JCU Brisbane, the campus operated by Russo Higher Education. 4.2.1 International Advisory Committee In 2010, the University reconstituted its International Advisory Committee (IAC) as an advisory committee to the Vice-Chancellor. The IAC is expected to fulfil the role of ‘peak strategic governance body within the University in respect of all aspects of the international student program, internationalisation and international relations’ (IAC Terms of Reference). A major task for the committee is the development of a Strategic Statement on International Engagement, which is under way. The IAC has been operating for only a short time in its current form. The committee, although engaged in sharing information and reporting on activities, is not effectively prioritising actions to progress internationalisation and is not able to provide adequate accountability for achieving or assuring the quality of specific activities. As a governance committee, IAC may require greater expertise among its membership and a better sense of good practice across the higher education sector. But, as an internal governance committee, IAC does not possess the executive authority to hold individuals to account. Greater accountability is required from executive managers, especially those at the most senior level, for the achievement of outcomes (section 2.6). This will require additional senior management time to attend to internationalisation, as the existing senior managers of the University already have very broadranging responsibilities. The findings in section 4.6 indicate that such attention should be given not only to strategic issues but also to ensuring accountability for effective student learning, teaching and the student experience at all of JCU’s teaching locations. Recommendation 7 It is recommended that James Cook University increase the amount of senior executive time and give attention to internationalisation, particularly in respect of student learning, teaching and the student experience at all locations. The University needs to consider carefully the best way to make use of the IAC and its future role as a governance committee for internationalisation. 4.2.2 James Cook International James Cook International (JCI), a directorate within the University Services Division, is responsible for international student recruitment for Townsville and Cairns campuses, international student support (section 4.3), student mobility (section 4.5), and transnational partnerships and compliance (section 4.6). Notwithstanding very positive views from international students in Townsville and Cairns about JCI (section 4.3.2), improvements are needed in several areas, some of which have been identified already by the University. The recent appointment of a new director at JCI may assist the University to strengthen the improvements in compliance for educational partnerships initiated before this Cycle 2 audit. AUDIT REPORT 33 JAMES COOK UNIVERSITY One of the improvements made by JCU since the 2004 AUQA Audit Report has been the establishment of a register of all international agreements and partnerships, including those negotiated by JCU Singapore and the University’s operations in Brisbane. The register, together with processes developed through the Transnational Partnerships and Compliance Unit, assists the University to manage and review these partnerships. A future challenge will be for the University to make decisive and strategic choices about the partnerships it wishes to support. 4.2.3 Promotional and Marketing Information and Management of Agents The University aims to increase the proportion of international students at Townsville and Cairns campuses to 17 per cent by 2013. JCU’s marketing for these campuses emphasises its research rankings, although the tropical agenda is attractive to many international students, especially postgraduate students. Marketing for JCU Singapore, managed from Singapore, also emphasises JCU’s research rankings but stresses price and cost factors as well and the ability to complete a degree more rapidly through the trimester system used at Singapore and at JCU Brisbane. While marketing and promotional material viewed by the Audit Panel is appropriate for recruitment of international students onshore and at JCU Singapore, it is not evident that JCI is diligently monitoring all the information provided by its educational partners, including their websites. Promotional material supplied in respect of the JCU course at Beijing University of Technology (BJUT) was inappropriate and outdated. The University must increase its active monitoring of marketing and promotional material for all teaching locations. JCI has made improvements to its management of recruitment agents, following a review conducted in 2009 against benchmark indicators in the AUIDF report, including improvements to agent selection, training, review and contract management, online resources and payment. In 2010, JCU demonstrated good practice in bringing 10 key agents to Australia under its first partner familiarisation program. JCU recruits international students through three separate marketing arms: JCI; JCU Singapore, which has improved its agent management significantly; and Russo Higher Education (RHE), which recruits for the JCU Brisbane Campus as well as for RHE’s own programs and which has an extensive network of in-country managers. An individual offshore agent may be recruiting simultaneously for all three operations, which from JCU’s perspective may not be an optimal situation, especially if differential commissions are offered by these three sources. JCI aims to coordinate matters such as commissions, but this may not always be possible. Added to this is the cost to the University of running and managing or paying for the three separate marketing operations. With the full acquisition of JCU Singapore (section 4.6.2), the University now has a good opportunity to review and possibly rationalise its marketing efforts. Recommendation 8 It is recommended that James Cook University review its Australian and Singaporean recruitment arrangements for international students, to ensure these services are provided in the most cost-efficient and effective manner. 34 AUDIT REPORT JAMES COOK UNIVERSITY 4.3 INTERNATIONALISATION AT TOWNSVILLE AND CAIRNS CAMPUSES 4.3.1 International Student Profile JCU has a distinctive mix of nationalities in its international student cohort in Townsville and Cairns. Compared with other Australian universities, JCU has proportionately more international students from Europe, North America and India, a similar proportion from SouthEast Asia and fewer from North-East Asia, although China is still a significant source country. 4.3.2 International Student Experience Many international students are very satisfied with their experience at JCU in Townsville and Cairns. As noted in section 3.7.1, the results for JCU in the 2010 ISB survey were strongly positive in many dimensions. In particular, international students rated JCU’s International Office and their arrival experience very highly. The University reports that the ratings given by international students in the ISB placed JCI second of 29 participating universities in Australia, and 11th of 130 worldwide for the support provided by the International Office, and number one in Australia for satisfaction with their overall arrival experience for the Townsville and Cairns campuses. International students feel welcome on JCU campuses in Townsville and Cairns and believe it is generally easy for them to integrate into campus life. Commendation 9 James Cook University is commended for the friendly environment it provides for international students, for the integration of international students into campus life and for the support provided by the International Office. International students, and also domestic students, nominate transport, catering, accommodation and living costs as areas most in need of improvement. Public transport to and from the Townsville campus, and to some extent to and from the Cairns campus, is an issue that the University has not been able to address satisfactorily despite ongoing discussions with local bus operators. While recognising the efforts of the University to date, the Audit Panel formed the view that there is a basis for concern and a need for the University to give further attention to the safety and security of students living off-campus in Townsville, especially those students who have to walk long distances at night if they cannot arrange transport home through friends. While new accommodation closer to the campus will eventually become available through the Discovery Rise project, this is several years away. The University advises students of the need to pay attention to their personal safety but such advice is not an alternative to the provision of secure transport when a public bus service is not available. In the view of the Audit Panel, there is an urgent need for JCU to take steps to ensure the provision of reliable and safe transport links for students in Townsville that match University timetables and the norms of campus life. Recommendation 9 It is recommended that James Cook University explore additional options for students living off-campus in Townsville to have access to reliable and safe transport to and from its campuses at times when public transport services are not provided. Other areas for improvement of the student experience may be easier for the University to address and, as noted, JCU has medium-term plans to increase student accommodation. In AUDIT REPORT 35 JAMES COOK UNIVERSITY response to feedback, the University has reviewed its on-campus catering services and plans to make changes. On the evidence considered by the Audit Panel, and notwithstanding indications of satisfaction from respondents in the ISB survey, the University needs as well to take a more proactive approach to the identification of improvements to social and welfare support for international students, particularly on the Townsville campus where campus life does not appear to be flourishing. There is a risk in thinking, as some staff at JCU appear to do, that if there are not persistent complaints from international students, then there are no problems. Affirmation 4 The attention being given by James Cook University to improving accommodation for international students and catering on campus is affirmed, and the University is encouraged to work more actively to improve social and welfare support for international students. 4.3.3 English Language Proficiency and Pathways The University’s International English Language Testing System (IELTS) entry requirement for international undergraduate students is a score of 6.0 generally and with higher requirements for some undergraduate and postgraduate coursework degrees, and a score of 6.5 for research students. As noted in section 3.7.1, the resources devoted by JCU to academic learning and language support for students are not adequate, especially on the Cairns campus. This in turn limits the advice that JCU in Australia can provide to support JCU Singapore and its other education partners, at least one of which has significant challenges in assuring appropriate English language proficiency for all graduates (section 4.6.3). Evidence considered by the Audit Panel indicates that the University is not aware of developments across the Australian higher education sector in the attention and support given to students’ English language proficiency during their university studies. Academic Board should address this topic as a matter of priority, as it has implications for the University’s ability to meet the needs of students from diverse backgrounds, not only international students, and to support its learning and teaching in other locations. Recommendation 10 It is recommended that James Cook University give greater attention to its understanding, practices and resources for ensuring that students develop appropriate levels of English language proficiency during their studies. The University is in the process of establishing an independently managed pathway college, to be based in both Townsville and Cairns. This college, which will provide foundation and bridging programs, incorporating English language training, may assist the University to improve the English language proficiency of students when they enter JCU. 4.3.4 International Student Alumni As noted in section 2.3, JCU’s Engagement Directorate is relatively new and has focused initially on establishing networks among domestic alumni. Attention is now being given to international alumni, with events having been held in Singapore, China and Malaysia. JCU Singapore has given greater attention to building its own alumni networks among international students, supported by a dedicated staff member. JCU should now start working across its main campuses to unite its efforts in alumni development. 36 AUDIT REPORT JAMES COOK UNIVERSITY 4.4 INTERNATIONALISATION OF THE CURRICULUM The University, like others in Australia, can point to specific instances where international perspectives are embedded into curricula across several disciplines and to opportunities for students to undertake overseas electives or placements within their course, particularly in health-related courses. A small number of dual and double degrees with international universities is available. The international perspectives of staff are enhanced by various collaborative teaching partnerships with universities in tropical regions, such as those in Fiji and Papua New Guinea. Internationalisation of the curriculum is a core topic in the University’s Curriculum Refresh project (section 3.5.1). Course performance reports (CPRs) are required to include a statement on progress in internationalisation of the curriculum and a preliminary analysis of the responses across all CPRs was provided to the Audit Panel. The responses indicated a significant degree of variability in the interpretation of the term ‘internationalisation of the curriculum’ and in the amount of substantive change that has occurred: some statements address only international student recruitment and some CPRs report only future intentions. While JCU intends to monitor changes due to the Curriculum Refresh project, it could develop a more structured and targeted approach to internationalising its curricula, possibly in the context of more regular external reviews of courses (section 2.1). 4.5 STUDENT MOBILITY Since the establishment of an Inbound Study Abroad Program in 2002, JCU has been a popular ‘study abroad’ destination for international students, especially those from the USA and Europe. In 2009, JCU established a Student Mobility Office to facilitate outbound and inbound mobility and, while there has been a doubling of outbound semester exchanges in 2010, the take-up has been slower than hoped (data item 5.10). One reason for this may be that the University, while making use of external funding for student mobility, provides no funding from its own resources apart from four small travel grants offered by the Faculty of Arts, Education and Social Sciences. The University has acknowledged that some aspects of its outbound student mobility program require improvement, examples being the compilation of data on all outbound student mobility, whether co-curricular or within a course and better promotion of opportunities to students. Management of partners and feedback from returning students are other areas needing attention. More significantly, the University needs to decide the degree of priority it wishes to give to student mobility, given the many other calls on its resources such as better supporting underrepresented students in its region. JCU needs as well to consider how best its tropical agenda can be supported by outbound student mobility in all its various forms, and from these decisions to determine the resources it will allocate to enhancing mobility. Without explicit setting of priorities, staff and students are likely to be confused and uncertain about this aspect of internationalisation. 4.6 TRANSNATIONAL OPERATIONS AND EDUCATIONAL PARTNERSHIPS 4.6.1 Overview Since the 2004 AUQA Audit Report, JCU has ended a range of offshore teaching partnerships, with appropriate teach-out arrangements having been put in place. Current transnational AUDIT REPORT 37 JAMES COOK UNIVERSITY activities involve courses in Fiji, China and JCU Singapore, with JCU Brisbane as a fourth teaching partnership. The policy framework for current activities, including JCU Singapore, is a 2004 policy on the Management of Off-Campus Operations, Ventures and Partnerships. It would be timely for the University to update this policy in the light of good practices identified in Australia and elsewhere. JCU has paid recent attention to quality assurance for international students in other locations, such as Beijing and Brisbane. Care will need to be taken, however, that various interactions and processes that have been put in place are not neglected and that adherence to the University’s policies is maintained. One issue for educational partnerships and JCU Singapore is a reported lack of formative feedback to students in many subjects. JCU will need to make significant efforts to ensure that all staff who teach on its courses, wherever they are offered, are aware of and meet the University’s expectations for the provision of helpful feedback to assist students to learn. At a strategic level, JCU needs to determine a clearer and stronger direction for its activities in Brisbane and Beijing, and ensure that this direction is widely understood, as the Audit Panel finds there are very mixed views about the fit of these relationships with the University’s strategic direction. A thorough internal review of the University Services Division, conducted in 2009, found a need for more effective communication and management structures in relation to transnational operations and onshore partners. The review recommended that the Division strive to ensure equivalence of the academic and student experience in all areas where it has shared responsibility for these matters with the University’s transnational and onshore partners. There is some evidence that this has started to occur with JCU Singapore and the recent full acquisition of that enterprise will assist further. 4.6.2 JCU Singapore JCU Singapore has been operating since 2003, most recently through a joint venture company in which JCU was the majority shareholder. This provider is Edutrust-approved by the Council for Private Higher Education in Singapore, and is aiming to achieve an Edutrust ‘star’ rating. JCU Singapore offers a wide range of courses in business disciplines, psychology courses and specialised courses such as a Masters of Guidance and Counselling, as well as offering English language preparatory courses and a foundation year. There are several full-time academics in psychology, a requirement for professional accreditation, and the psychology clinic and professional counselling for students are being appropriately managed. In business disciplines, there is presently a reliance on sessional staff. Just prior to the Audit Visit, JCU announced that it had acquired sole ownership of the joint venture company, which will enable the University to integrate JCU Singapore more fully into its strategies under the four tropical themes and clear the way for growth. Having commenced as a teaching-only campus, there is now active, and funded, research at JCU Singapore, including a research leader in psychology and significant research by a small number of other staff. There are opportunities for JCU to expand its courses and research in niche areas. 38 AUDIT REPORT JAMES COOK UNIVERSITY In the short term, JCU Singapore is in the process of establishing a second campus, which will alleviate some of problems in its current overcrowded location. There is a recognition that JCU Singapore has grown rapidly and must now consolidate its activities and scale up its administrative and operational support for academic activities, which will include improved administration systems at JCU Singapore. JCU Singapore undergoes a four-yearly academic review by JCU, coordinated by the Office of Quality Enhancement, with the first review being conducted in 2008. The review process has many elements of good practice, including an annual progress report to the Academic Board. Despite these efforts, there are noticeable gaps in the systematic assurance of the quality of teaching, learning and student support at JCU Singapore. There is an evident need for stronger and broader academic leadership as soon as possible on this campus. On academic matters, the quality of teaching is reported by students to be highly variable and examples were given of extremely poor teaching, as well as of very good teaching. Students report that they often do not receive feedback on their assignments, although this varies by teacher. Timeliness of feedback is also an issue. Academic orientation, mentoring and clarification of the University’s expectations for teaching of its courses are lacking, as is accountability for teaching performance. There is a perceived need for greater consistency in academic staff appointments in respect of the relationship between titles and salaries, as well as a need for greater opportunities for academic career progression. While relations between JCU subject coordinators and academics teaching at JCU Singapore are usually sound, they are not close, and moderation practices are inconsistent. Some JCU subject coordinators do review and moderate actual examples of student work, but this does not happen systematically. More two-way exchanges would be welcomed by academics at JCU Singapore. The Audit Panel formed the view that student exchanges from JCU Singapore to JCU in Australia are not encouraged, although they are possible, even given the trimester teaching structure in Singapore. There is an informal student association, which is looking to adopt a more formal structure and to receive an annual budget for student activities. Currently, if the association proposes an activity, they can seek funding for it. Funding is usually provided, but management does not take the initiative to develop these activities. In JCU Singapore, the University has an exciting opportunity, one that is welcomed by many JCU staff in Australia. For JCU to realise its vision in Singapore, however, much needs to change. In addition to changes in the academic staff profile and a very strong need for effective academic leadership, immediate attention needs to be given to the highly variable teaching quality and the lack of formative feedback to students in some disciplines. 4.6.3 Beijing University of Technology JCU offers a Bachelor of Information Technology course through Beijing University of Technology (BJUT). The course is delivered through BJUT’s computer science department. This partnership has been in effect since 2004 and is approved by the Ministry of Education in China under the Chinese-Foreign Cooperation in Running Schools initiative. BJUT is a 211 university, under the control of the Beijing government rather than the national government, and is a strong partner for JCU. AUDIT REPORT 39 JAMES COOK UNIVERSITY There is a need for more senior level attention to this partnership by JCU, a development that BJUT would support, including closer monitoring of the provisions of the agreement between JCU and BJUT and continuation of the more frequent management meetings implemented prior to the audit. Management of arrangements appears to have been left to the faculty but not all requirements under JCU policy have been adhered to. Academics and students enjoy the course and their contact with JCU lecturers. Many of the students are highly motivated and keen to explore the new knowledge and approaches of an Australian-style education. There have been recent discussions on having BJUT academic staff visit JCU in Australia to become more familiar with the JCU style of teaching and its academic expectations. English language proficiency is a significant problem, as JCU acknowledges. Admission processes have used English language tests that are not IELTS but ‘IELTS equivalent’ (eg using questions that are drawn from past IELTS exams), and some students are taking private English classes to improve their skills. Of greater concern is the English language proficiency of some of the otherwise well-qualified academics who teach on the JCU course, as not all subjects are taught entirely in English. JCU appears content to continue this partnership largely as a faculty initiative, without strategic consideration of its future. However, the University needs to make a strategic choice about the continuation of this partnership with a well-regarded university in China, as it may present significant opportunities if supported further by JCU. Whatever the decision, at an operational level, JCU needs to ensure there is: stronger involvement by senior academic managers; close contract management and monitoring; greater transparency in the recruitment of students and assessment of their language proficiency; a stronger focus on providing good formative feedback; and much greater and more professional English language support for BJUT staff as well as for students. Recommendation 11 It is recommended that James Cook University provide much greater English language development support, by appropriately qualified professionals, for teaching staff and students in its course offered through Beijing University of Technology. 4.6.4 JCU Brisbane The campus in Brisbane, which offers courses in business and management from diploma to master level, is operated by Russo Higher Education (RHE) under an agreement that allows RHE the right to extend the term subject to satisfactory performance. RHE is responsible for appointing and managing staff and for all other operations, including student recruitment. JCU provides subject material, while delivery is by RHE-appointed academics whose engagement is approved by JCU. Of the approximately 1100 students at JCU Brisbane, all undergraduate students are international, but there is a small number of domestic postgraduate students. There appear to be strong relationships at senior levels between JCU and JCU Brisbane and the new positions of associate deans at JCU Brisbane will assist in managing any issues which arise in the delivery of a subject, as well as providing academic advice for students. 40 AUDIT REPORT JAMES COOK UNIVERSITY The relationships between RHE teaching staff and subject coordinators at JCU are variable, but often they are sound and some of the lecturers at JCU Brisbane have met their subject coordinators from JCU. The main issues at JCU Brisbane reflect those mentioned above. Of particular concern is the wide variability by subject and teacher in the amount of feedback students receive on their assignments. Moreover, as JCU Brisbane teaches in trimesters, there are timing issues in regard to the release of final marks for subjects: some students do not receive their final marks for a subject until two or three weeks into the next trimester. There is not strong evidence of action being taken in response to student feedback on subjects. Many international students to whom the Panel spoke could communicate reasonably in English but some first year students were not able to. Learning support for students is provided through the Learning Resource Centre or through English language course providers, but as noted elsewhere, JCU should be taking a stronger role in assuring English language proficiency of its students. The JCU Brisbane Library has extremely limited resources and students are advised to seek material from other libraries in Brisbane, as well as using online resources from Learn JCU. The Audit Panel notes that many of the computers for students’ use are said to have out-of-date software. RHE emphasises in its marketing the job placement services of the Russo Group and also the availability of internships for Bachelor of Business and masters students. There is a workintegrated learning coordinator who appears well-informed and eager, but the actual number of students who are able to take an internship is very small, due to very limited availability of placements and the requirement for students to achieve a certain grade point average in order to be accepted for a placement. JCU needs to ensure that marketing material does not convey a misleading view of the extent to which students are likely to be able to achieve the grades required to be offered an internship. Many undergraduate students are dissatisfied with the lack of social activities and events at JCU Brisbane. There is a volunteer student council, which has run some activities and which manages second-hand book sales. Funds for events have been provided when a case has been made to the Dean but there is no pro-active initiation by RHE of student social activities. Student welfare issues appear to be identified through students speaking with staff of the Learning Resource Centre, who may refer students to a professional counsellor. JCU should work with RHE to improve social and welfare support for students on its Brisbane campus. 4.7 INTERNATIONALISED RESEARCH AND RESEARCH TRAINING As noted in section 3.8, JCU has a range of well-established research centres and institutes, many of which concentrate on environmental research relevant to JCU’s location in Far North Queensland and to the tropics more broadly, such as the ARC Centre of Excellence for Coral Reef Studies and the Australian Tropical Forestry Institute. The Cairns campus houses some of these research centres and its research base is further enhanced by the Cairns Institute for advanced studies in the social sciences and humanities. JCU’s weighted publications and weighted publications per research-active academic staff member have increased substantially since 2005. Much of JCU’s research in tropical fields is highly internationalised already, including its research relating to climate change, which has received international recognition for its citation impact. The University reports significant numbers of research grants involving AUDIT REPORT 41 JAMES COOK UNIVERSITY international collaboration, as well as publications with international co-authors, placing it in the top half of Australian universities for international research projects with research organisations and projects with international industry partners (data item 5.11). Commendation 10 James Cook University is commended for its strongly internationalised research profile. The University aims to further increase its international collaborations in research and research training, especially with institutions in tropical regions. The development of research at JCU Singapore will assist in expanding the University’s networks and the University is exploring the establishment of an international leadership group for research in the tropics. JCU has over 300 international higher degree by research (HDR) students, many of whom are conducting their studies in the University’s areas of tropical research, especially in science, environment and health disciplines. The University is one of 12 international members of the consortium awarded funding for an Erasmus Mundus Joint Doctoral Program, ‘Forests and Nature for Society’. Research degree students reported that they are generally well supervised and supported. Both international and domestic research students expressed positive views about the support they receive from the Graduate Research School, which provides a general research skills program as well as a specific Skills for International Postgraduates (SKIP) program, which is compulsory for international research students in their first year of candidature and which provides a good grounding in academic language and literacy. Commendation 11 James Cook University is commended for its Skills for International Postgraduates (SKIP) program and for the operation of its Graduate Research School. Despite the presence of appropriate University policy, that further attention is needed to the actual level of resourcing available to research students across faculties, which appears from student reports to be highly variable. All research students should have some resources provided by the University, such as a computer, in addition to other funding appropriate to the nature of their research activities. International HDR students, unlike domestic HDR students, currently enrol through the International Student Office, which is part of JCI, due to particular requirements and systems capabilities. However, the University intends to address this point. 42 AUDIT REPORT JAMES COOK UNIVERSITY 5 DATA Note: The JCU cohort as defined in its draft 2010 Institution Performance Portfolio (IPP) consists of the Innovative Research Universities group: Charles Darwin University; Griffith University; Flinders University; La Trobe University; Murdoch University; and the University of Newcastle. ITEM 5.1: ACCESS AND PARTICIPATION RATES OF EQUITY GROUPS 2009 Indicator Access rate Participation rate Retention rate Success rate Attainment rate Low SES Regional Remote Indigenous % % % % JCU 24.5 18.9 4.3 4.6 Sector 16.0 19.0 1.3 1.6 JCU 25.5 20.2 4.4 3.8 Sector 15.3 18.0 1.1 1.4 JCU 74.2 75.4 72.7 62.5 Sector 80.7 77.7 69.1 66.3 JCU 85.9 90.6 84.3 69.4 Sector 84.8 87.5 81.6 69.6 JCU 26.2 23.4 3.6 2.5 Sector 13.7 16.7 0.8 0.8 Institution/s Source: JCU Performance Portfolio p30. ITEM 5.2: JCU ACCESS AND PARTICIPATION RATE EQUITY RANKINGS—ALL STUDENTS 2008 AND 2009 Rate Access Rate Rank Participation Rate Rank Equity group 2008 2009 Low SES students (under 25) 13 15 Low SES students (all ages) 15 15 Regional students 13 14 Remote students 4 4 Students with a disability 14 22 Indigenous students 3 4 Low SES students (under 25) 13 14 Low SES students (all ages) 15 15 Regional students 13 13 Remote students 4 4 Students with a disability 13 19 Indigenous students 3 3 Source: Draft 2010 Institutional Performance Portfolio for JCU. AUDIT REPORT 43 JAMES COOK UNIVERSITY ITEM 5.3: DOMESTIC FIRST YEAR RETENTION RATES Institution/s 2005 2006 2007 2008 % % % % JCU 74.08 71.87 74.71 75.23 IRU cohort 78.00 78.42 77.57 78.97 State – Queensland 76.93 76.73 76.55 78.67 Sector 80.73 81.12 80.73 81.90 Source: Draft 2010 Institutional Performance Portfolio for JCU. ITEM 5.4: DOMESTIC UNDERGRADUATE RETENTION RATES Institution/s 2005 2006 2007 2008 % % % % JCU 77.46 75.91 77.61 74.33 IRU cohort 80.67 80.73 80.57 80.75 State – Queensland 79.24 79.65 79.39 81.10 Sector 82.42 82.86 82.50 83.38 Source: Draft 2010 Institutional Performance Portfolio for JCU. ITEM 5.5: INTERNATIONAL UNDERGRADUATE RETENTION RATES Institution/s 2005 2006 2007 2008 % % % % JCU 73.84 79.25 81.73 80.51 IRU cohort 83.48 84.12 84.60 83.50 State – Queensland 77.04 76.45 79.98 81.97 Sector 83.01 83.10 84.23 84.68 Source: Draft 2010 Institutional Performance Portfolio for JCU. 44 AUDIT REPORT JAMES COOK UNIVERSITY ITEM 5.6: INDIGENOUS STUDENTS’ RETENTION RATES 100.0% 90.0% 80.0% All Indigenous % Retention 70.0% Education 60.0% Health 50.0% 40.0% 30.0% 20.0% 10.0% 0.0% 2006 2007 2008 2009 Source: JCU Performance Portfolio p33. ITEM 5.7: LOW SES STUDENTS’ RETENTION RATES 100.0% 90.0% 80.0% All Low SES % Retention 70.0% Education 60.0% Health 50.0% 40.0% 30.0% 20.0% 10.0% 0.0% 2006 2007 2008 2009 Source: JCU Performance Portfolio p33. AUDIT REPORT 45 JAMES COOK UNIVERSITY ITEM 5.8: REGIONAL STUDENTS’ RETENTION RATES 100.0% 90.0% 80.0% All Regional % Retention 70.0% Education 60.0% Health 50.0% 40.0% 30.0% 20.0% 10.0% 0.0% 2006 2007 2008 2009 Source: JCU Performance Portfolio p33. ITEM 5.9: REMOTE STUDENTS’ RETENTION RATES 100.0% 90.0% 80.0% All Remote % Retention 70.0% Education 60.0% Health 50.0% 40.0% 30.0% 20.0% 10.0% 0.0% 2006 2007 2008 2009 Source: JCU Performance Portfolio p34. 46 AUDIT REPORT JAMES COOK UNIVERSITY ITEM 5.10: JCU OUTBOUND AND INBOUND STUDENT MOBILITY Number of JCU Australian-based students having an international study experience 2008 2009 2010 Semester exchanges 19 23 51 Short programs 1 1 9 Short programs as part of subject 44 57 39 Other semester exchanges 1 5 3 Practical placements as part of degree 53 73 56 118 159 158 60 59 75 No figure available 24 49 60 83 124 Total Number of inbound students from exchange partners Semester exchanges Fee paying students from partners Total Source: JCU SM3.08. ITEM 5.11: JCU ACTIVE COLLABORATIVE RESEARCH PROJECTS RANK 2009 Type of project Number of projects Rank Other Australian universities and research organisations 143 17 International universities and research organisations 50 16 Industry and other partners in Australia 174 18 International industry and other international partners 29 14 Source: Draft 2010 Institutional Performance Portfolio for JCU. AUDIT REPORT 47 JAMES COOK UNIVERSITY APPENDICES APPENDIX A: THE AUDIT PANEL Dr Jeanette Baird, Executive Director, Australian Universities Quality Agency Dr Julie Jackson, Pro Vice-Chancellor (Quality Enhancement), La Trobe University Professor Kevin McConkey, Deputy Vice-Chancellor (Academic and Global Relations), The University of Newcastle (Chair) Dr Anne Martin, Higher Education Consultant Professor Jinghuan Shi, Executive Director, Institute of Education, Tsinghua University, People’s Republic of China Observer: Dr Claire Atkinson, Director, Quality Assurance Unit, Higher Education Group, Australian Government Department of Education, Employment and Workplace Relations 48 AUDIT REPORT JAMES COOK UNIVERSITY APPENDIX B: ABBREVIATIONS AND DEFINITIONS The following abbreviations and definitions are used in this Report. As necessary, they are explained in context. AAO .................................................... Audit and Assurance Office of JCU AUIDF................................................. Australian Universities International Directors’ Forum AUQA ................................................. Australian Universities Quality Agency AVCC .................................................. Australian Vice-Chancellors’ Committee (now Universities Australia) BJUT ................................................... Beijing University of Technology CAUDIT .............................................. Council of Australian University Directors of Information Technology CAUL .................................................. Council of Australian University Librarians CEQ ..................................................... Course Experience Questionnaire CPPO .................................................. Corporate Planning and Performance Office of JCU CPR ..................................................... Course Performance Report DEEWR ............................................... Australian Government Department of Education, Employment and Workplace Relations DEST ................................................... Australian Government Department of Education, Science and Technology DIISR ................................................... Department of Innovation, Industry, Science and Research DVC ..................................................... Deputy Vice-Chancellor HDR .................................................... higher degree by research IAC....................................................... International Advisory Committee IELTS ................................................... International English Language Testing System IHCAP ................................................. Indigenous Health Careers Access Program IRU....................................................... Innovative Research Universities ISB ....................................................... International Student Barometer™ survey by i-Graduate IT .......................................................... information technology JCI ........................................................ James Cook International JCU ...................................................... James Cook University KPI ....................................................... key performance indicator MCEECDYA ...................................... Ministerial Council on Education, Early Childhood Development and Youth Affairs (established on 1 July 2009) MCEETYA .......................................... Ministerial Council on Education, Employment, Training and Youth Affairs (now disbanded) National Protocols ........................ National Protocols for Higher Education Approval Processes OQE .................................................... Office of Quality Enhancement PF p ..................................................... Performance Portfolio page reference Portfolio ............................................ Performance Portfolio PVC ..................................................... Pro Vice-Chancellor RATEP................................................. Remote Area Teacher Education Program RHE ..................................................... Russo Higher Education (operator of the JCU Campus in Brisbane) AUDIT REPORT 49 JAMES COOK UNIVERSITY SEAC ...................................................Student Experience Advisory Committee SES.......................................................socio-economic status SIAS .....................................................School of Indigenous Australian Studies SFS.......................................................Student Feedback on Subjects SFT.......................................................Student Feedback on Teaching SM .......................................................supporting materials SSI ........................................................Statement of Strategic Intent TAFE....................................................Technical and Vocational Education TEQSA ................................................Tertiary Education Quality and Standards Agency TLD ......................................................Teaching and Learning 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