PER S P E C T I V ES VOL 2 ISSUE 3 APPLIED PRACTICE OCTOBER 2010 IN THIS ISSUE Starting or Leaving a Practice? Guided Reflection Scenario - Starting a Practice Physiotherapist Support Personnel Learning Through the Experience of Others - Professional Conduct Case Study Practice Assessments - How Random is Random? My Title, Your Protection Help Us Help You Boundaries: E-Learning Module & Podcast Trends and Tips to Protect Your Patients COLLEGE OF PHYS I OTH E RA P I STS O F O NTA R I O 375 U N IVERSITY AVE N U E S U ITE 9 0 1 TORONTO, ONTAR I O M 5 G 2 J 5 TE L 4 1 6 . 5 9 1 . 3 8 2 8 1 . 8 0 0. 5 8 3 . 5 8 8 5 FA X 4 1 6 . 5 9 1 . 3 8 3 4 W E B S ITE www.collegept.org [email protected] E MA I L 2 College of Physiotherapists of Ontario The applied practice stream of Perspectives is a challenging one for the College. The aim is to be current, to be relevant to practice and to be awareness-oriented. Sometimes this is about new issues, yet surprisingly, many themes repeat themselves either with new twists or just information that bears repeating. This issue, when you boil it down, is about supports and resources that facilitate sound practice, safe practice, quality practice, ethical practice. The themes you’ll find inside are particularly relevant to the professions’ relationships – relationships with support workers (supervision) and separately, relationships with patients (boundaries). As an evidence-based and practical profession, the College attempts to frame our data in “real” practice scenarios based on physiotherapy practice from actual practice advice questions and from cases from the complaints process. So, how can you use them in your practice? Take this opportunity to use the tools provided to seek feedback, ask questions and discuss your perspectives with other colleagues. Applied practice learnings – they exist and are always one source and one step at a time. Here’s to quality care! Starting or Leaving a Practice? – New tools to help you in your transition We are often asked questions about the business of starting or leaving a practice and so, the College is pleased to announce it has developed two new practice tools that will help physiotherapists meet their professional obligations in this regard. These resources have taken some time to develop but we believe they are worth the wait. These documents can also be found in the Registrants’ Guide under the heading, ‘Practice Tools’. Please contact the Practice Advisor if you have any additional questions related to these resources. [email protected] 416-591-3828 Ext. 241 1-800-583-5885 Ext. 241 Guided Reflection Scenario – Starting a Practice There are many considerations when starting or leaving a practice and the College recognizes that physiotherapists want to make thoughtful, informed decisions. Our main goal in developing these resources has been to highlight these areas to assist you. While we are not the expert in all areas of business practise, we do have a good idea of the resources physiotherapists may find helpful at these points of transition. Carol decided to start her own practice after working many years within an acute care setting. She had great contacts in the community and she thought the transition from a public to a private environment would be fairly smooth. In preparation for this change, Carol planned to invest some time to research how she would go about starting her new business. Each practice tool contains links to College and other resources. Please recognize that while many links are embedded within these two documents, not all will be necessary to review. Consider your practice setting to determine what information may be relevant. Carol wondered how her knowledge compared to other physiotherapists with more years of experience in private practice. Rather than guess, she decided to seek out feedback from reliable and trusted peers. Carol chose peers that understood her area of practice and the context in which she planned to worked. To view ‘Considerations When Starting a Practice’ visit: tinyurl.com/startingpractice To view ‘Leaving a Practice’ visit: tinyurl.com/ leavingpractice As part of her preparation she also sought out additional resources and found the College had several resources including a checklist called: ‘Considerations When Starting College of Physiotherapists of Ontario Myth: If a physiotherapist hires someone to run their business, this absolves them of direct responsibility for any errors or omissions related to their business practices. Truth: In reality, physiotherapists are accountable for their business and are expected to ensure that the standards of practice of the profession are being met. For example, physiotherapists need to ensure that invoicing completed by an office administrator is periodically reviewed and any errors are corrected. a Practice’. She provided her peers with this checklist as well to begin discussions and to gather any additional knowledge they could share. Information gathered suggested that overall she would manage the transition to private practice very well, but there were areas needing greater attention. Having worked in a hospital for so long, Carol realized that she took for granted the daily operations that were completed on behalf of the physiotherapy team. Carol made a special effort to take the feedback seriously while developing her practice. Carol found this exercise to be helpful in preparation for the opening of her business and creating relationships with her peers. Some of the questions Carol needed to consider when setting up her practice included: 1. How would she ensure ongoing care for her patients if she became sick or needed to be away suddenly? 2. How would she ensure the accuracy of her billing? 3. What safety hazards should she consider? 4. What responsibilities does she have as the Health Information Custodian (HIC)? In addition to opening a new practice, Carol learned that seeking out reliable peer feedback and using tools 3 from external sources such as the ‘Considerations When Starting a Practice’ checklist to assist her in the process of self assessing her own knowledge and abilities had been a useful and a productive exercise. She decided she would repeat this exercise periodically in future. It had not only provided her with the confidence to start her practice but to improve in identified areas. Tips: 1. Identify peers or a mentor to assist you when making changes in your practice. 2. Identify and research possible resources available through other organizations such as the Information and Privacy Commission. 3. Take the time to periodically review the College’s website home page to find out what new resources are available. www.collegept.org 4. Contact the Practice Advisor if you need assistance identifying appropriate resources [email protected] 5. Access the new ‘Considerations for Starting a Practice’ checklist and the ‘Leaving a Practice’ resources: tinyurl.com/startingpractice tinyurl.com/leavingpractice 6. Visit the ‘Professional Portfolio Guide and Forms’ section of Quality Management webpages: tinyurl.com/proportfolio. Select a professional development activity sheet relevant to your learning style. For example, the Learning Plan is an activity to identify first a learning need, then who, what, when, and how the need will be addressed. This activity will allow self-monitoring of the progress of new learning in practice. 4 College of Physiotherapists of Ontario Physiotherapist Support Personnel Frequently Asked Questions Physiotherapists often work in treatment settings as part of a larger team that can include physiotherapist support personnel. Physiotherapist support personnel come from various educational backgrounds or job specific training experiences, and like physiotherapists, will contact the Practice Advisor with questions related to the appropriate assignment and supervision of tasks. This article highlights a few questions that are commonly posed to the Practice Advisor: Q. How much supervision is required when treatment is assigned to a support person? A. Most physiotherapists who ask this question are looking for a definitive answer. Unfortunately, there is no clear cut answer that can be applied to every setting. The amount of supervision will depend on a number of factors. The good news is that the College has updated the resources to assist physiotherapists in answering this question. In fact, the new ‘Guide to the Standard of Professional Practice: Physiotherapists Working with Physiotherapist Support Personnel' includes a similar question. The Guide also includes a list of ‘Factors to Consider when Assigning and Supervising Care to Physiotherapist Support Personnel’ which is located in Appendix A. These considerations include factors related to the: patient, support person, environment, physiotherapy treatment and the physiotherapist. For example, when deciding how much supervision is necessary, the following should be considered: • The acuity of the patient’s condition (a patient factor) • The experience of the support person (a support personnel factor) • The support person’s current workload demands (an environmental factor) • The risk associated with the treatment (a physiotherapy treatment factor) • The sphere of competence of the physiotherapist (a physiotherapist factor) While this demonstrates a few of the factors to be considered, this is not an exhaustive list. Again, refer to Appendix A in the Guide for other considerations in addition to factors you may identify which are specific to your setting. Ultimately, each individual physiotherapist must make a decision about the amount of supervision required to ensure safe, quality care in the best interest of the patient, as the physiotherapist is accountable for his/her choices. Q. A long term care facility would like the support person to also run a daily, 30 minute, general exercise program. Residents do not need to be assessed by a physiotherapist to participate in this class. If a resident is injured during the class, will the physiotherapist be accountable? A. While the setting and the details of the scenario may vary, accountability is often a concern for physiotherapists. It is important for physiotherapists to understand that they are accountable for the treatment that they assign to a support person as part of a physiotherapy treatment program and for appropriately supervising the support person. In this scenario, the support person has multiple roles within the facility, including acting as a physiotherapist support person (when carrying out treatment activities that have been assigned by the physiotherapist) and also as an exercise class leader (that is separate from physiotherapy treatment). In other words, because the physiotherapist is not assigning the exercise class to the support person, he/she would likely not be accountable for the support person’s actions during the exercise class. However, it is important that the physiotherapist, support person, other team members and residents understand the various roles and accountabilities of physiotherapist and support person within the facility. Q. A kinesiology student was hired to work as a support person in a physiotherapist owned clinic. What title is he required to use? College of Physiotherapists of Ontario A. In Ontario, support personnel are not regulated and do not have a protected title. It is up to the facility to determine what job title the person may use. New Physiotherapist Support Personnel Tools Job titles are different from protected titles. If the individual is working as a physiotherapist support person under the supervision of a physiotherapist it is likely best to use a job title that accurately reflects this role. The fact that the individual is also a kinesiology student is likely not relevant to the role he will be playing. Recently, the College released a new ‘E-Learning Module – Support Personnel’, created in partnership with the College of Occupational Therapists of Ontario to promote and support working relationships between physiotherapists, occupational therapists and the support personnel on their teams. By encouraging and developing strong team relationships, patients will reap the benefits. Topics for Discussion: The feedback of the module to date has been very positive. Here are some comments from individuals that have already completed the chapters: The following questions have been created to facilitate discussion with your team: • How can physiotherapists ensure that support personnel demonstrate and maintain competency? • How can a team effectively communicate to ensure everyone understands the roles and responsibilities of each team member? • Why is it important for patients to understand the difference between each team member’s job title or role? “I think the Practice Scenarios will be quite valuable to review as a team.” “I really enjoyed doing the E-Learning Module. It had just the right amount of information to review key concepts when working with support personnel and the scenarios were thought-provoking. The length of time that it took to complete the whole module in one sitting was perfect - and it was great that it could be broken into smaller ‘chunks’ to fit in with busy schedules.” “Thank you for this E-Module. It generated a great deal of discussion.” “We wanted to do some sort of education/ communication with our support personnel and managers at our hospital and these chapters will be helpful.” Additionally, the College has created a section of the website specifically for physiotherapist support personnel to access relevant College resources and tools. We hope you will take time to share these new resources with the support personnel on your team and encourage them to visit tinyurl.com/ supportpersonnel. Please continue to watch for new resources from the College as part of the Support Personnel Program. 5 6 College of Physiotherapists of Ontario Learning Through the Experiences of Others The College learns of current physiotherapy practice and practice trends through different sources. This may include education sessions, practice advice, trends identified in the quality management program, and inquiries, complaints and reports concerning registrants that have been brought to the College’s attention for review and consideration. The College uses this information and data to assist in the development of standards and associated tools and resources which in turn, assist physiotherapists in meeting the standards of practice of the profession. In the past, the College published case studies in the newsletter, Communiqué, as a way in which to share this data. In an effort to continue to support ongoing learning, the College is re-introducing case studies in Perspectives. It is our hope that in reviewing these real life scenarios you will take the opportunity to discuss them with your peers, reflect on your own practice and make changes if necessary. Each case study will include a resource section that will highlight “lessons learned” and tips for consideration, supporting open dialogue and ongoing learning. Reported cases will highlight concerns that were reviewed by the Inquiries Complaints and Reports Committee (ICRC) and resulted in an outcome other than a referral to the Discipline Committee for a hearing. As a reminder, the College is obligated to post summaries of all discipline cases on its website. To review these summaries, visit tinyurl. com/disciplinedecisions. Case Study The College received information from a member of the public expressing concern regarding the use of, and billing for, services provided by support personnel at a particular facility. The information suggested that support personnel were conducting the initial assessments for patients, overseeing some, or all of the care being provided, and that this service was being invoiced to a third party payor as physiotherapy being provided by a physiotherapist. Investigation After an extensive investigation, ICRC reviewed this matter and found that support personnel were indeed conducting initial assessments and providing ongoing care to patients. A physiotherapist was onsite at the facility at all times in the event that something arose that needed to be addressed. Additionally, it was confirmed that third party payors were billed for the services provided by the support personnel under the name and registration number of the physiotherapist. Committee Review ICRC reviewing this matter expressed concern that support personnel were conducting the initial assessments and developing treatment plans. Even though a physiotherapist was onsite and reviewed the treatment plans, the accountability and responsibility of the physiotherapist had been inappropriately assigned. While the Committee referred to the ‘Standards for Professional Practice – Record Keeping’, ‘Fees & Billing’ and ‘Physiotherapists Working with Support Personnel’ in their entirety, the Committee specifically referenced section 6 of the ‘Standard for Professional Practice: Physiotherapists Working with Support Personnel’ which states that physiotherapists cannot assign any physiotherapy intervention that has an evaluation component that immediately influences the treatment program. Decision At the conclusion of their deliberations, ICRC confirmed that the allegations were serious in nature in that the support personnel were not being used in a manner that was consistent with the Standard. As an extension of this, accounts were submitted to third party payors which were misleading. College of Physiotherapists of Ontario The Committee confirmed the seriousness of the allegations by issuing a decision which would focus on ensuring that the ‘Standards of Professional Practice’ are maintained to protect the public interest. Tips: 1. Ensure you understand your professional obligations related to the use of support personnel and introduce your support personnel to the new section of the website dedicated to support personnel. This will help all members of the team stay informed. Visit tinyurl.com/collegepsp. 2. Encourage your support persons and other team members to complete the new online ‘E-Learning Module: Support Personnel’ as a group. Visit tinyurl.com/elearningpsp. 3. Communicate regularly and often with your support person(s) to ensure the best interests of the patients are being met. Lessons Learned: Physiotherapists are responsible for ensuring that patients are appropriately assessed and treatment is assigned once consent is obtained from the patient. Additionally, ongoing reassessment by the physiotherapist must occur to determine if the role of the support person should change. These statements are supported by the ‘Standard for Professional Practice: Physiotherapists Working with Physiotherapist Support Personnel’ by the statement that physiotherapists cannot assign an evaluation component that immediately influences the treatment. Notwithstanding, physiotherapists have accountabilities beyond their patients and professional obligations. They are expected to meet the expectations of third party payors in regard to billing. How Random is Random? As a resolution to this matter, the physiotherapist agreed to participate in an extensive acknowledgement and undertaking (A&U) with the College. An A&U is a voluntary agreement with the College which uses a variety of tools and resources to assist physiotherapists in meeting the standards of professional practice. In this case, the physiotherapist was required to complete reflective papers, amend existing policies related to the use of support personnel, and host a staff education session facilitated by the College, focussing on the use of support personnel. In addition, the physiotherapist was required to review all relevant standards and participate in an onsite assessment. Lastly, the physiotherapist contributed some monies toward the cost of the investigation. After the remediation program was completed, the physiotherapist attended before the Committee to discuss the impact that the investigation and decision had on their practice. Assessment of Practice By now, you or someone you know may have completed the Practice Assessment, one of the components of the Quality Management Program. The current assessment method has been in existence since 2005 and since its launch, approximately 2000 physiotherapists have completed the assessment. The goal of the Practice Assessment is to provide an objective assessment and review of a physiotherapist’s practice in relation to the standards of practice of the profession and to ensure the quality of care provided to the public. It can also be a tool used to assist physiotherapists in the enhancement of their performance in the workplace. A report containing the assessment results is made public in aggregate format. Given that physiotherapists are eligible to participate once every five years, most will be eligible on more than one occasion and some may be chosen more than once. 7 8 College of Physiotherapists of Ontario How does this work? College staff is directed by Council each year to randomly select a fixed percentage or a ‘sample’ from the population of physiotherapists in Ontario who hold an Independent Practice Certificate, are involved in direct patient care and have practised for over three years. This year, approximately 300, or 5% of physiotherapists, must be randomly selected. Spread over the course of the year, physiotherapists ‘selected’ are chosen entirely by chance using a sophisticated computer-based algorithm by an external company to ensure randomness. Once a physiotherapist has completed an assessment, their name is taken out the pool of eligibility for a period of five years. After this period of ineligibility, their name is put back into the selection pool. Just like other chance happenings such as being selected for jury Random selection duty, being struck by lightening, or the more means each pleasant circumstance physiotherapist of winning the lottery, has an equal it could happen again opportunity of and the physiotherapist could be reselected being selected from five or more years the sample later. The College looks forward to adding new data gathered in the possible second generation of assessments as reselected registrants have the opportunity to confirm the consistency of the program outcomes which demonstrate commitment of the profession to quality care. My Title, Your Protection The Public Communications Campaign has been underway throughout the summer, but to be perfectly honest, hasn’t really generated the uptake we had expected. Following the initial wave of orders, we conducted a customer satisfaction survey for all of those who had ordered their free “starter kit” to determine key areas of success and opportunity in order to strengthen the campaign moving forward. Although we weren’t inundated with comments, we heard the good, the bad and the ugly, finding out what was working (or not). We feel it is important to share with you this information and what we’re doing to fix things, as well as how your colleagues are using the materials in their practice. College of Physiotherapists of Ontario Your Comments Our Response Materials (particularly posters) arrived crumpled We have spoken to our distribution partner and they have upgraded the packaging to prevent damage in shipment. If you find this is still occurring, please contact the College. Order processing time/delivery taking too long We have asked our distributor to batch-process the orders more frequently and to ship partial orders if some order items are on back-order. Not clear that “Starter Kits” are free Each registrant is entitled to a free “starter kit”, however you will need to enter the discount code (this was emailed to you in May – contact the College if you need it resent) in the check out process to ensure you receive the kit plus shipping and handling at no charge. Why did you use Purolator to ship rather than Canada Post? We have a great discount with Purolator which is significantly less expensive than Canada Post. To ensure timely delivery, please remember to provide a shipping address where packages can be sent during business hours. You’re preaching to the converted. Why isn’t this message going to non-patients? Our research shows that patients don’t understand the concept or value of regulation, they just assume you are “qualified” to do what you do – just as they would anyone performing “physiotherapy” services. The best place to educate patients is at point of care – they are already “sold” on physiotherapy and we can encourage them to seek out safe quality care in the event of future need, as well as educate those in their immediate circle of influence such as family, colleagues and friends. As for non-patients – our job is not to promote the profession of physiotherapy (this is a role of the Association), but again it’s to educate the public about the safe, ethical and quality care they can expect to receive when seeing a registered physiotherapist. This messaging is being communicated through a series of print ads in a variety of health and lifestyle magazines which are distributed through doctors’ offices and free in drug stores, as well as through selected public health tradeshows. Don’t like the graphics or key messages Communicating clearly with all audience members is a difficult task, but we ultimately had to choose graphics and key messaging that would best appeal to the average patient who doesn’t understand or necessarily care about regulation. 9 10 College of Physiotherapists of Ontario Other Comments Always a good idea to educate the public about title protection and ensuring they receive physiotherapy care from a qualified professional Absolutely! In many cases, patients will require treatment for a set duration and may not have need of a PT again for many years. By understanding the importance of regulation now, patients will be sure to seek out a qualified individual in the future. We can’t do enough to educate the public on the differences between ours and other professions - there is far too much confusion out there As much as this campaign is about educating the public, it is also about creating the dialogue between patient and PT – “What does regulation mean?” The poster is useful to me - I plaqued it and put it up in my waiting area and other areas of the clinic That’s a great idea! The posters are displayed in public areas - not just in the physiotherapy department The posters are on the wall; the button is on the skeleton; and pamphlets are on the counter If you have the opportunity and work in a healthcare setting where other patients might benefit from this information, feel free to share! Be creative! Generate even more public interest by stepping outside of the box with your display – in this case, don’t keep your skeleton in the closet – put a button or a t-shirt on him! In the end, we all support the same goal – making sure patients know and can rest assured that they are receiving safe, ethical, quality care from a registered physiotherapist. This message will be much easier to communicate if patients begin to see it in more and more places. It isn’t going to become common knowledge overnight, but if we work together to improve our communications and encourage dialogue, change will happen. If you have not yet ordered your free kit or would like to order additional items, I encourage you to do so. If you do not have your login or discount code information or have comments, suggestions, or questions about the program, feel free to contact me. Karin Micheelsen Director of Communications [email protected] 416-591-3828 or 1-800-583-5885 Ext. 234 College of Physiotherapists of Ontario Help Us Help You The College has a legal requirement under the RHPA to operate a Quality Management program. One side is the assessment or the “assurance” side, but on the flip side, the program exists to assist in the improvement of care physiotherapists deliver to patients and to promote ongoing quality improvement in practice. Physiotherapists use many different methods to improve their practice. Intuitively, we know this and we’ve seen evidence in portfolios. We don’t know however, what methods the profession finds most useful. The College wants to create resources, supports, and tools that are relevant and helpful. To do this, we want to understand what is working in practice right now. We’ve chosen a new and exciting way to gather this information – a Quality Management Blog. A blog is an online commentary whereby users can anonymously post their musings and others can read them. We will create a Quality Management Blog on our website at tinyurl.com/ QualityManagementBlog where we will regularly post questions and you will hopefully respond. Two Simple Rules of the Blog • Keep it topical – please restrict your comments to the current question only • We reserve the right to edit/remove posts based on issues of privacy, conflict of interest, profanity or any other issues of unsuitability 11 Question 1 Please share with us some of the ways you ensure continuous improvement in your practice. Be as descriptive or vague as you like – we’re eager to hear your ideas! Visit the blog here: tinyurl.com/QualityManagementBlog Look in the next Perspectives for Question 2, as well as some of your innovative ideas from Question 1. Boundaries E-Learning Module and PODCAST Now Available! When registrants suggested a resource specific to understanding and maintaining professional boundaries would be helpful to their practice, the College was happy to oblige. A new ‘E-Learning Module: Understanding and Maintaining Professional Boundaries’ is available on the College website and provides a practical, scenario-based tool to not only assist with understanding and preventing boundary-related issues, but to provide tips and tools on how to manage boundary situations should they occur. In addition to our usual formats; video and static PDF, this module is also available as an audio only podcast. This is an exciting new endeavour and we’re keen to hear what you think. A short evaluation survey is available at tinyurl.com/ boundariespodcast. Other resources related to ethics and maintaining professional relationships with patients are also available (i.e. the ‘Standard for Professional Practice: Establishing and Maintaining Therapeutic Relationships’, the ‘Guide to the Standard’, the ‘Code of Ethics’ and an ethical decision making tool). Visit our website at www.collegept.org to explore these valuable resources. 12 College of Physiotherapists of Ontario Trends and Tips to Protect Your Patients • Use administrative controls (e.g. security clearances, access restrictions, staff training and confidentiality agreements). Lately you may have heard a lot about USB drives (otherwise known as flash/thumb drives, or removable storage) containing patient files or other confidential materials being lost or stolen. While we are not aware of this happening within our profession, this problem has occurred fairly close to home, affecting patients and our colleagues in other healthcare professions in Ontario. • If a device is lost or stolen, inform the appropriate authorities and affected parties, (i.e. Police, your employer, the College, your affected patients, Privacy Commissioner, etc.). The College’s standards and regulations such as the ‘Standard for Professional Practice: Record Keeping’, the ‘Professional Misconduct Regulation’ and the ‘Privacy Code’, as well as Ontario Government legislation including PHIPA and PIPEDA, clearly outline the importance of maintaining patient confidentiality and protecting the privacy of patient health records. Failure to do so could result in harm to your patients, extreme embarrassment, media scrutiny, a professional conduct inquiry, or even legal action. • Whether saved electronically or in hard copy paper format, our regulation states that the patient’s health record should be retained for at least ten years after the date of the last entry in the record, or ten years after the day on which the patient reaches, or would have reached, the age of 18. Help Your Patients – Help Yourself! In light of the fact that the College supplies registrants with their Registrants’ Guide on USB, we want to take this opportunity to remind you: • Do not use your Registrants’ Guide on USB to store patient files! • But also, if you store patient files electronically (on USB, laptop, disk, or other data storage device), ensure that the storage device has technological security (e.g. password protection, encryption, virus protection, firewalls, etc.) and take the appropriate steps to ensure it is not lost or stolen. • Use physical security precautions (e.g. locked file cabinets, restricted office access, office alarm systems, etc.). COLLEGE OF PHYS I OTH E RA P I STS O F O NTA R I O 375 U N IVERSITY AVE N U E S U ITE 9 0 1 TORONTO, ONTAR I O M 5 G 2 J 5 TE L 4 1 6 . 5 9 1 . 3 8 2 8 1 . 8 0 0. 5 8 3 . 5 8 8 5 FA X 4 1 6 . 5 9 1 . 3 8 3 4 W E B S ITE www.collegept.org [email protected] E MA I L
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