3RD INTERNATIONAL CONFERENCE ON MODERN POWER SYSTEMS MPS 2010, 18-21 MAY 2010, CLUJ-NAPOCA, ROMANIA Optimal Design of the Deposited Layer Thickness during the Electroplating Process M. Purcar, F. Muntean, N. Maxim, C. Pacurar, O. Garvasuc, L. Grindei, V. Topa and C. Munteanu Abstract--This paper investigates a practical method proposed by the authors in order to optimize the layer deposition thickness during an electroplating process. The study case consists in a hydraulic component protected by a thin Chromium layer. An optimized current robbers system that is short circuited to the work piece is used. The numerical simulations are done using a 3D FEM code. The obtained results with this approach are compared with the numerical results for an electrodepositing process without any addition “thief current systems”. An excellent improvement of the layer deposition thickness on the hydraulic component is obtained. Index Terms--Electroplating Tool, 3D FEM, Electrochemical Reactors, Current Robbers, Optimal Design I. INTRODUCTION LECTROPLATING process energy and material costs are very important considerations in the product manufacturing. The most important plating criteria, however, are quality and plated uniformity of the deposited metals. An accurate analysis is required to determine the distribution of deposited thickness, current densities and electrode potentials. The design of an electroplating rack requires many preliminary steps such as: the choice of the electrolyte, and the location, shape and number of electrodes, masks and current thieves. These parameters affect deposit thickness and plating distribution. Preliminary steps taken to optimize a plating process might be very time consuming if they are performed in a trial-and-error fashion, i.e. plating parts, measuring thickness, plating again etc. If those trial-and-error steps can be simulated accurately, large gains can be made in overall plating cost reduction and the time-to-market of new part designs. The primary difficulty is in obtaining uniform deposits on each part, in order to satisfy the thickness tolerances assigned by the plating performance specifications. We must often deposit more metal on a given area to achieve the necessary minimum plating thickness in another area. This not only increases overall cost but may also require additional remedies in areas where there is an excess of plated E This work was supported by CNCSIS - UEFISCSU under research IDEI program, grant number ID_2538/2008 with the title “Development of a Mathematical Analysis Technique for Modeling Electrode Shape Changes in Electrochemical Process, a New Virtual Design Tool”. M. Purcar, F. Muntean, N. Maxim, C. Pacurar, O. Garvasuc, L. Grindei, V. Topa and C. Munteanu, are with the Faculty of Electrical Engineering, G. Baritiu 26-28, 400027, Romania. (e-mail: [email protected]) metal. Therefore, effective electrolytic plating thickness simulation helps plating industries to design the most appropriate rack and tools to produce the best deposit uniformity on each part. II. ELECTROCHEMICAL MODELS The nature of the involved electrochemical processes is generally very complex. However, several assumptions and simplifications of limited validity can be made in order to tackle the main aspects of the problem. For example if the electrode reactions take place at low rates, such that the concentration gradients are neglected, the potential distribution may be found using Laplace’s equation. As a consequence, the resulting model describes the ohmic effects in the electrolyte [1]. This model is referred to as the Potential Model (PM). An early interest for modeling this kind of topics has been shown in a number of works. Several authors applied the PM to compute the current density distribution for electroplating applications. Bergh and Alkire [2] applied the Finite Element Method (FEM) to solve the resulting Laplace equation, with nonlinear boundary conditions to account for the electrode charge transfer reactions. Deconinck et. al. [3] discretized the equations of the PM using the Boundary Element Method (BEM) in order to compute the changes of the electrode profile for nonlinear boundary conditions. They also presented a complete study of the electrode shape change as a function of electrode reactor dimension for different angles between the electrode and an adjacent insulator. Using the Finite Difference Method (FDM), Bozzini and Cavallotti [3] presented numerical simulations for the Chromium plating process on corner-shaped cathodes. They incorporated effects of mass-transport in the boundary conditions of the potential model. Georgiadou et. al. [4] studied copper deposition in a particular trench geometry. The simulation of the shape evolution is coupled with a FDM for solving diffusion governed transport in the trench. Qiu and Power [5] developed a boundary element scheme in order to solve the problem of electrode shape change in an electrochemical process involving convection, diffusion and migration. They paid particular attention to the role of each mechanism in determining the pattern of deposition by implying a B-spline function that represents the electrode at each time step. Most of the above mentioned papers deal with the mathematical and numerical formulation of the electrochemical models but do not treat the aspects of 311 3RD INTERNATIONAL CONFERENCE ON MODERN POWER SYSTEMS MPS 2010, 18-21 MAY 2010, CLUJ-NAPOCA, ROMANIA optimization of the layer thickness and current density distribution in the electrochemical reactors. As these parameters are affected by the side effects, caused by the complicated 3D shapes of the cathodes, the main objective of this paper is to numerically investigate the effects of the current robbers to find the optimal configuration of such devices for a given system. III. THE POTENTIAL MODEL The electrolyte is modeled as an electric field problem without charge distributions inside the domain and nonlinear boundary conditions at the electrodes [4]. This problem is governed by Laplace’s equation: ∇ ⋅ (−σ ⋅ ∇U ) = 0 , IV. NUMERICAL SOLUTION A. Model definition and assumptions The numerical study case was applied for a hydraulic component, as in Figure 1. Being part of a complex mechanical system, this hydraulic part is usually under stress due to friction and/or other forces. For these reasons some parts of the surface must be protected and strengthened by a thin Chromium layer, of around 10-30 μ m . The dimensions of the studied part are of 20 cm height, with a diameter of 6 cm for the interest zone (Figure 1). The area which must be protected (the active zone) is composed from two zones and has a surface of 278,75 cm2 . (1) where: U represents the electric potential in [V] and σ the electric conductivity of the solution in [Ω-1 · m-1] . The current density J according Ohm’s law is given by: J = −σ ⋅ ∇U . (2) Note that the conductivity σ does not need to be constant. Indeed, it is possible to couple domains with a different conductivity, or systems with a local varying conductivity (e.g. function of the temperature T). The boundaries conditions of equation (1) can be essentially divided into insulating walls (insulators) and electrodes. The reactor’s walls, as well as the gaseous medium in contact with the electrolyte, can be seen as insulators. No current flows through them and therefore the normal current density at each point is zero: J n = J ⋅ l n = −σ ⋅ ∇U ⋅ l n = −σ ⋅ The active zone ∂U =0, ∂n Fig. 1 CAD model of the studied hydraulic component In realistic conditions, the electrochemical process takes place in large tanks with a lot of pieces (electrochemical reactors). Due to the fact that the purpose of our study was to optimize the Chromium distribution of a single component with a current thief, a small square tank is considered, as in the Fig. 2. (3) where: the subscript n refers the normal direction. The same boundary conditions can be applied to symmetry planes. Depending on the working conditions the current density distribution can be presented using different expressions. One option is to use a linear relation [4]: J n = A ⋅ (V − U − E0 ) + B, (4) with: A and B the polarization constants. This is often expected when large current densities are applied at oxygen evolving electrodes, due to the thin passivation layer. For single metal deposition processes the current density distribution is often quite accurately described by a ButlerVolmer type relation [4]: ⎛ α a ⋅F ⋅(η − E0 ) αRc⋅⋅TF ⋅(η − E0 ) ⎞ J n = J 0 ⋅ ⎜ e R⋅T −e ⎟, ⎝ ⎠ (5) where: J0 is the exchange current density, αa and αc the anodic and cathodic charge transfer coefficients for the deposition reaction, R the gas constant in [J ·mol-1·K-1] and T the temperature of the electrolyte in [K]. Fig. 2 Geometry of the electrochemical reactor In order to obtain a uniform layer, very small currents are used. The main disadvantage in this case is a very long process time. For this reason, in the real life, higher currents are used in order to increase the efficiency of the process, by decreasing the total process time. But this change came with some risk. If higher currents are used, side effects like hydrogen evolution, Chromium over burn and porous deposit may appear. In order to overcome these types of problems, additional technical solutions must be applied. In our case, a current robber system for the optimal design of the deposit layer thickness is used. The following phenomena are taken into account during the optimization process: • ohmic drop in the electrolyte solution; • anodic polarization; • cathode shape changes over different time steps; 312 3RD INTERNATIONAL CONFERENCE ON MODERN POWER SYSTEMS MPS 2010, 18-21 MAY 2010, CLUJ-NAPOCA, ROMANIA • reactor configuration including anode positioning, screens and current thieves; • work piece shape and dimensions; • selective insulation of work piece surfaces; • total current injected and anode work piece contacting method. This model (Figure 2) takes into account the complex geometry of the hydraulic component inside the electrochemical reactor. After numerical analysis and electroplating simulations the obtained results are compared with the optimized one using current robbers system. B. Dry run simulation The first simulation is the so called “dry” run simulation. The following parameters are used for simulations: major categories: current robbers, shields and auxiliary anodes. A current rubber can be a simple lead tape or a complex metal shape. There are two ways to connect these current thieves, on short circuit with cathode or to an auxiliary power source. The second method is more effective but also expensive. As the name say, the job of this structure is to steel current from the high current zones. These screens vary from very simple forms to very complicated ones. Auxiliary anodes are used for recessed areas of very complex shape parts in order to bust up the deposit that other wise shouldn’t be possible. For the “dry run simulation” in the Figure 5 is given the deposition thickness for the whole studied hydraulic component. The edge effects are obviously. 200 180 TABLE 1 160 30 4000 deposit [um] 140 Plating time Average current [min] density [A/m2] Main current Main voltage Weight gain [A] source [V] [g] 110 4.50 3.33 dry run step 120 100 80 60 40 Using the parameters given in the Table no. 1, the following results are obtained, using the PM mathematical model and a 3D FEM solver. The thickness of the Cr deposition on the active zone is between 35 μ m and 9 μ m (Figure 3). For these values of the Cr deposition the current density is between 6.000 A/m2 and 2.300 A/m2 (Figure 4). 20 0 0 20 40 60 80 100 120 140 160 developed length [mm] Fig. 5 Deposit over the plating surface on “first” run C. Current robbers approach In order to optimize the layer thickness deposition, current robbers are used. Using such a tool, a uniform Cr deposit over the active surface of the work piece is possible. The rubbing system consists in (see the Figure 6): • one ring robber near the top of the work piece; • lead tape for the recessed area; • lead tape for the hole's edges of the part, mounted on a plastic support. . ring current robber Fig. 3 Chromium depositing thickness on the hydraulic component recessed area lead Fig. 6 The current robbers system Fig. 4 Current density distribution on the hydraulic component The figures above indicate the risk for the occurrence of chrome burn or other high current densities related defects. It may easily be seen that some zones are exposed to risks and a big grinding effort has to be made in order to obtain a smooth surface. Machining of this part involves spending time and money, aspect that can be avoided by means of electrodeposits process optimization. This process can be optimized by the aid of a conformal tooling structure, witch mounted on the active part assure a uniform deposit layer. These structures can be divided in three The current robbers system is short circuited to the mass, through the work pieces. The lead tape system is perfectly joined with the plating area providing a cylindrical flat surface. Optimization process consists in 3 steps in order to obtain the desired specification: 1. The distance between the ring current robber and the part of 20 mm width of the lead tape, 2 mm near each edge; 2. The distance between the ring current robber and the part of 15 mm width of the lead tape, 4 mm near each edge; 3. The distance between the ring current robber and the part of 8 mm width of the lead tape, 5 mm near each edge (in this case the tape is joining to the edges of the recessed area 10 mm width). 313 3RD INTERNATIONAL CONFERENCE ON MODERN POWER SYSTEMS MPS 2010, 18-21 MAY 2010, CLUJ-NAPOCA, ROMANIA Since the current robbers are part of the electrode system, during the optimization process the main power source must to be changed in order to keep the current density on the work piece on constant 4.000 A/m2 value. In the figures below, there are given the test hydraulic equipment component and the obtained results after the optimization process, applying the currents robber approach. It’s easy to observe that there are no more “red zones” to indicate problems for the Chromium deposit. J avg[A/m2] Current Density [A/m2] 45000 40000 35000 J min[A/m2] 30000 25000 J max[A/m2] 20000 15000 10000 5000 0 0 1 2 3 4 5 Simulation number Fig. 9 Current density evolution during the optimization steps 350.00 Deposit [um] 300.00 Fig. 7 Chromium depositing thickness on the hydraulic component with the current robbers d avg[um] 250.00 d min[um] 200.00 d max[um] 150.00 100.00 50.00 0.00 0 1 2 3 4 5 Simulation number Fig. 10 Chromium deposit evolution during the optimization steps Fig. 8 Current density distribution on the hydraulic component with the current robbers In the Figure 9 it is given the evolution of the Chromium deposition on the surface of the studied hydraulic component during the optimization process. The edge effects are significantly reduced and the thickness of the layer deposit is kept constant (15 μ m ) on the active zone. 150 130 deposit [um] 110 optimisation step 1 optimisation step 2 optimisation final step initial case 90 70 50 30 V. CONCLUSIONS A component from a hydraulic system was studied for the purpose of this paper. The chosen current robbers system guarantee an uniform Cr layer deposition over the active plating zone with 1,32% in term of standard deviation. The advantage of the proposed technical approach is the higher uniformity of the Cr thickness deposit, but with a higher average value of the used current and a higher consumption of the material from the electrolyte. The research will be extended with new optimization tools, but also with an extended finite element method, as numerical analysis tool. 10 -10 0 20 40 60 80 100 120 140 REFERENCES 160 developed length [mm] Fig. 9 The Cr deposit over the plating surface for each optimization step In the Table 2 are given the values of the current sources (min, max, average values) and the obtained thickness of the Cr depositions and current densities respectively, for each optimization step. 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