entropy Technical Note Entropy Analysis of Solar Two-Step Thermochemical Cycles for Water and Carbon Dioxide Splitting Matthias Lange *, Martin Roeb, Christian Sattler and Robert Pitz-Paal Received: 3 November 2015; Accepted: 7 January 2016; Published: 11 January 2016 Academic Editors: Michel Feidt, Daniel Tondeur, Jean-Noël Jaubert and Romain Privat German Aerospace Center (DLR), Institute of Solar Research, Linder Höhe, 51170 Köln, Germany; [email protected] (M.R.); [email protected] (C.S.); [email protected] (R.P.-P.) * Correspondence: [email protected]; Tel.: +49-2203-601-4758; Fax: +49-2203-601-4141 Abstract: The present study provides a thermodynamic analysis of solar thermochemical cycles for splitting of H2 O or CO2 . Such cycles, powered by concentrated solar energy, have the potential to produce fuels in a sustainable way. We extend a previous study on the thermodynamics of water splitting by also taking into account CO2 splitting and the influence of the solar absorption efficiency. Based on this purely thermodynamic approach, efficiency trends are discussed. The comprehensive and vivid representation in T-S diagrams provides researchers in this field with the required theoretical background to improve process development. Furthermore, results about the required entropy change in the used redox materials can be used as a guideline for material developers. The results show that CO2 splitting is advantageous at higher temperature levels, while water splitting is more feasible at lower temperature levels, as it benefits from a great entropy change during the splitting step. Keywords: solar; thermochemical cycle; CSP; water splitting; CO2 splitting; T-S diagram; efficiency; entropy 1. Introduction Fossil fuel depletion and the ongoing climate change lead to the need for a sustainable energy system. One important pillar of an energy system is the availability of fuels. Today, almost all fuels consumed worldwide are based on petroleum or natural gas, i.e., our mobility relies on unsustainable raw materials. In order to improve this situation in the future, great research effort is put into the production of sustainable fuels, mainly hydrogen and synthetic hydrocarbons. One possible way to produce hydrogen and carbon monoxide is to apply solar-driven thermochemical cycles for water splitting or CO2 splitting. The obtained gases can be either used directly as a fuel or further processed in a Fischer–Tropsch plant to generate synthetic hydrocarbons. Many thermochemical cycles have been investigated and evaluated in the past [1–4]. The cycle which is subject to most research activities in this area today is the two-step cycle based on a redox reaction as follows [5]: 1. 2. Endothermic reduction of a metal oxide (MO): MOx Ñ MOx´δ ` δ{2 O2 (1) MOx´δ ` CO2 Ñ MOx ` δ CO (2) MOx´δ ` H2 O Ñ MOx ` δ H2 (3) Splitting step (for H2 O or CO2 ) Entropy 2016, 18, 24; doi:10.3390/e18010024 www.mdpi.com/journal/entropy Entropy 2016, 18, 24 Entropy 2016, 18, 24 2 of 12 Several thermodynamic evaluations evaluationsofofthese these cycles, especially water-splitting Several thermodynamic cycles, especially the the water-splitting cyclecycle havehave been been conducted In our group, we intend to revive thermodynamic analysis of these cycles conducted [6–9].[6–9]. In our group, we intend to revive the the thermodynamic analysis of these cycles in in a different way, based on vivid graphical representation. Further, we extend the existing work by a different way, based on vivid graphical representation. Further, we extend work by analyzing analyzing the the thermodynamic thermodynamic exigencies exigenciesfor fordifferent differentprocess processparameters parameters(temperatures, (temperatures,pressures). pressures). This way,we weobtain obtainthethe maximum efficiency as well the required entropy which the This way, maximum efficiency as well as theasrequired entropy change change which the material material to undergo. In a previous publication we presented the methodology of the needs to needs undergo. In a previous publication [10], we [10], presented the methodology of the analysis analysis on T-S diagram representation. The work was to limited to the water-splitting based onbased T-S diagram representation. The work was limited the water-splitting process process and the and the influence of the solar efficiency not taken into account. The paper present paper the extends the influence of the solar efficiency was not was taken into account. The present extends analysis analysis by considering CO2 and splitting and comparing to waterFurther, splitting. the solar by considering also CO2 also splitting comparing it to wateritsplitting. theFurther, solar efficiency is efficiency discussed and its on theprocess theoretical process efficiency is presented. discussed is and its influence oninfluence the theoretical efficiency is presented. 2. One-Step One-StepCycle Cycleand andSolar SolarEfficiency Efficiency 2. 2.1. Direct Direct Gas Gas Splitting—Thermolysis Splitting—Thermolysis 2.1. In reality, reality, direct direct splitting splitting of of water water and and CO CO22 isis not not as as trivial trivial as as presented presented in in this this paragraph. paragraph. In However, for the relevant temperature range this representation is sufficient, especially because the However, for the relevant temperature range this representation is sufficient, especially because the present section purpose only. In order to completely split water at 1 baratinto oxygen present sectionhas hasan anexplanatory explanatory purpose only. In order to completely split water 1 bar into and hydrogen, a temperature of about 4315 K is necessary. This high temperature is a result of the large oxygen and hydrogen, a temperature of about 4315 K is necessary. This high temperature is a result enthalpy of formation and the low entropy change between change H2 O and the product H2 of the large enthalpy of of water formation of water and the low entropy between H2O gases and the and O2 . The T-SHrepresentation of one-step water splitting and subsequent recombination at ambient product gases 2 and O2. The T-S representation of one-step water splitting and subsequent temperature is shown in Figure 1. The andvalues in all subsequent recombination at ambient temperature is entropy shown invalues Figureshown 1. The here entropy shown here figures and in in this paper are temperature-dependent and were generated with the thermochemistry software all subsequent figures in this paper are temperature-dependent and were generated with the FactSage [11,12]. thermochemistry software FactSage [11,12]. Figure 1. T-S diagram of one step splitting of 1 mol H2O/CO2 at 1 bar and 100% conversion. Figure 1. T-S diagram of one step splitting of 1 mol H2 O/CO2 at 1 bar and 100% conversion. The water-splitting curve in Figure 1 encloses an area which represents the energy of formation The (237 water-splitting in Figure 1 encloses an areafrom which the energy of for formation of of water kJ/molH2O).curve This energy could be extracted allrepresents water-splitting cycles, example water (237 kJ/mol ). This energy could be extracted from all water-splitting cycles, for example H O 2 by recombining hydrogen and oxygen in an ideal fuel cell. In addition to the water-splitting cycle, by recombining hydrogen and oxygen an ideal fuel of cell. In addition to the water-splitting Figure 1 also shows the simplified T-S in representation direct CO2 splitting. Comparing thecycle, two Figure 1 also shows the simplified T-S representation of direct CO splitting. Comparing the two 2 cycles, CO2 splitting seems to be more feasible, because the maximum process temperature is lower. cycles, CO splitting seems to be more feasible, because the maximum process temperature is lower. The larger 2entropy change in the case of CO2 splitting leads to an increased width of the enclosed The larger change in the case CO2Ksplitting to an to increased width This of the area. Thus, entropy the upper temperature beingof3346 is lowerleads compared H2O splitting. is enclosed the case, area. Thus, upper temperature being is lower compared tokJ/mol H2 O splitting. This is the case, although thethe Gibbs free energy change is 3346 largerKfor CO2 splitting (257 CO), resulting in a larger althougharea the Gibbs free 1. energy change is larger for CO2 splitting (257 kJ/molCO ), resulting in a larger enclosed in Figure enclosed inhigh Figure 1. Due area to the process temperatures, the theoretical efficiency of direct splitting processes is Due to the high process temperatures, theoretical direct splitting processes high. The splitting-cycle efficiency ηsc is the based on the efficiency net heat. of input assuming idealis high. heat The splitting-cycle is based net heat input Q NET assuming ideal heat recovery. recovery. This heatefficiency recovery ηissc the resultonofthe a pinch-point analysis with minimum temperature difference of 0 K. Such ideal heat recovery is assumed for all processes throughout this publication. 2 Entropy 2016, 18, 24 3 of 12 This heat recovery is the result of a pinch-point analysis with minimum temperature difference of 0 K. Entropy 2016, 18, 24 Such ideal heat recovery is assumed for all processes throughout this publication. In the case of water In the casethe of enumerator water splitting, theefficiency enumerator in the efficiency formulation is theofGibbs free energy of splitting, in the formulation is the Gibbs free energy formation of water formation water f,H2O. splitting, CO2 splitting, the ´ benefit is).(ΔG f,CO2 − ΔG ). general This leads to ∆Gf,H2 O . Inofthe caseΔG of CO theofbenefit is (∆Gf,CO This leads tof,CO the form: ∆Gf,CO 2 In the case 2 the general form: ∆G f ηsc “ . Δ (4) =Q (4) NET of direct direct CO CO22splitting splitting(η(ηscsc= = 90.6%) advantageous compared efficiency 90.6%) is is advantageous compared to to thethe efficiency of The efficiency of of direct water splitting = 82.8%). This advantage duetotothe thefact factthat thatthe the evaporation evaporation of of water direct water splitting (n(n sc = This advantage is isdue sc 82.8%). takes place at a low temperature. Such a low temperature input to a process process decreases decreases its its efficiency. efficiency. 2.2. Solar Solar Absorption Absorption Efficiency Efficiency 2.2. The solar describes to which extent the solar reachingreaching the receiver The solarabsorption absorptionefficiency efficiency describes to which extent the radiation solar radiation the can be used byused a coupled process as thermal energy. It is strongly receiver can be by a coupled process as thermal energy. It is stronglydependent dependenton onthe the receiver receiver temperature and and the the concentration ratio C C [13]. ratio describes the ratio temperature concentration ratio [13]. The The concentration concentration ratio describes the ratio between between the collector aperture area and the absorber aperture area. Rising the receiver temperature as well well as as the collector aperture area and the absorber aperture area. Rising the receiver temperature as lowering the ratio leads to increased thermal reradiation of the receiver. reradiation lowering theconcentration concentration ratio leads to increased thermal reradiation of theHigh receiver. High results in low solar absorption efficiencies. This relation is displayed in Figure 2. reradiation results in low solar absorption efficiencies. This relation is displayed in Figure 2. Figure 2. Maximum absorption efficiency of a black body at different temperatures and Figure 2. Maximum absorption efficiency of a black body at different temperatures and concentration ratios. concentration ratios. In the current analysis, whenever we take the solar absorption efficiency into account, we In the analysis, whenever wethe take the solartemperature, absorption efficiency account, we assume assume thecurrent receiver temperature to be reduction because into at this temperature the the receiver temperature to be the reduction temperature, because at this temperature the endothermic endothermic reaction takes place. Further, we set the concentration ratio to a constant value of reaction Further, we set but the for concentration ratio toprocesses a constantitvalue of be C =aimed 4000. at This is C = 4000.takes This place. is a quite high value, high temperature should such a quite high value, but for high temperature processes it should be aimed at such high values to avoid high values to avoid drastic thermal losses. Using solar towers together with secondary optics, such drastic thermal losses. Using solar towers[14]. together with secondary optics,efficiency such highηabs concentration high concentration ratios can be reached Considering the absorption , the overall ratios can be reached [14]. Considering the absorption efficiency η , the overall solar to useful work abs solar to useful work efficiency ηtot is defined as: efficiency η tot is defined as: (5) = ηabs × ηsc tot “ abs ˆ sc ηtot (5) During the reader reader should should keep keep in in mind mind that that this this efficiency efficiency formulation formulation During the the following following study, study, the represents an ideal thermodynamic description far from real applications. With a concentration represents an ideal thermodynamic description far from real applications. With a concentration ratio ratio of C= = 4000, the required required temperatures temperatures for for the the direct direct splitting splitting cannot cannot be be reached. reached. The The concentration concentration of C 4000, the ratios requiredtotoreach reachcomplete complete direct splitting to 8000 2 splitting) and 20,000 ratios required direct gasgas splitting are are closeclose to 8000 (CO2(CO splitting) and 20,000 (H2 O (H 2O splitting). Such high concentration ratios are technically not feasible. splitting). Such high concentration ratios are technically not feasible. 3 Entropy 2016, 18, 24 4 of 12 18, 24 at Normal Pressure, Gas Phase Only 2.3. TwoEntropy Step 2016, Splitting 2.3. Two Step Splitting at Normal Pressure,before Gas Phase Only Direct splitting has been discussed and considered technically not feasible, even when aiming at lower conversion which would relax the temperature exigenciesnot butfeasible, at the same time require Direct splitting has been discussed before and considered technically even when high temperature gas conversion separationwhich [5]. Therefore, cycles which aiming at lower would relaxthermochemical the temperature exigencies but at increase the same the timeentropy require separation thermochemical cyclesintroduced. which increase theof many difference andhigh thustemperature widen thegas enclosed area[5]. inTherefore, the T-S diagram have been Out and thus widen the enclosed area in the T-S diagramcycling have been introduced. Out possibleentropy cycles difference with different numbers of intermediate steps, two-step based on redox reactions of many possible cycles with different numbers of intermediate steps, two-step cycling based on has drawn most attention of the solar fuels research community [15,16]. In our previous paper we redox reactions has drawn most attention of the solar fuels research community [15,16]. In our explainprevious the two-step processwater-splitting in detail [10]. Here,inwe directly compare it to the CO2 paper water-splitting we explain the two-step process detail [10]. Here, we directly splittingcompare process. At first, we introduce only the gas phase entropy change, as this is most generic and it to the CO2 splitting process. At first, we introduce only the gas phase entropy change, as generic independent and the basis ofofallthe processes independent of theThe redox material choice. The T-S3 shows the basisthis of isallmost processes redox material choice. T-S diagram in Figure diagram in Figure 3 CO shows the water-splitting andoxidation the CO2-splitting process. Theto oxidation the water-splitting and the -splitting process. The temperature is set 1600 K for both 2 temperature is set to 1600 K for both processes. In the following, the CO2-splitting cycle is explained processes. In the following, the CO2 -splitting cycle is explained in detail. in detail. Figure 3. T-S diagram for splitting of one mole of water/CO2. Oxidation temperature is set to 1600 K, Figure 3. T-S diagram for splitting of one mole of water/CO2 . Oxidation temperature is set to 1600 K, all pressures are 1 bar. all pressures are 1 bar. The cycle starts with heating CO2 from ambient to the oxidation temperature. Then each CO2 molecule loses one oxygen atom to the redox material resulting in the product gas carbon monoxide. The cycle starts with heating CO2 from ambient to the oxidation temperature. Then each CO2 In this step, the entropy decreases, because diatomic CO has lower degree of freedom than triatomic molecule loses one oxygen atom to the redox material resulting in the product gas carbon monoxide. CO2. In the next step, the redox material is heated to the reduction temperature. At this temperature, In this step, the entropy because diatomic CO has lower degree of isfreedom than triatomic oxygen evolves fromdecreases, the redox material leading to a strong entropy increase. This the endothermal CO2 . Inreduction the nextstep step, the redox material is heated to the reduction temperature. At this which requires solar energy input. As the oxygen and the CO evolve at differenttemperature, parts of the process, are kept separately so that mixing increase. is not regarded the oxygen evolves from they the redox material leading to aentropy strongofentropy This ishere. the In endothermal following step, oxygen and CO are cooled to ambient temperature. Then they are finally recombined reduction step which requires solar energy input. As the oxygen and the CO evolve at different parts to CO2. In this recombination step, useful work equivalent to the enclosed area in the diagram (Gibbs of the process, they are kept separately so that entropy of mixing is not regarded here. In the following free energy of formation) can be extracted. There are three options to draw the T-S diagrams above step, oxygen and CO are cooled to ambient temperature. Then they are finally recombined to CO2 . the oxidation temperature: In this recombination step, useful work equivalent to the enclosed area in the diagram (Gibbs free 1. In real processes, the product gases (CO and H2 respectively for CO2/water splitting) are not energy of formation) can be extracted. There are three options to draw the T-S diagrams above the heated above oxidation temperature. Therefore, one could exclude their contribution to the oxidation temperature: overall entropy in the graphs. Then, the entropy would actually drop to zero at the reduction 1. 2. to the entropy of oxygen at the reduction temperature. When cooling the In realtemperature processes,and therise product gases (CO and H2 respectively for CO2 /water splitting) are not oxygen down from the reduction temperature, the product gas entropy would need to be added heatedleading abovetooxidation temperature. Therefore, one could exclude their contribution to the a distorted graph, which would be difficult to capture for the reader. Therefore, we overalldid entropy in the not choose this graphs. option. Then, the entropy would actually drop to zero at the reduction temperature and contribution rise to the entropy of oxygen at thealso reduction temperature. Whenwhile cooling the 2. The entropy of the product gases could be considered to stay constant reduction place. In thetemperature, T-S representation, this option result in a straight oxygenthe down fromtakes the reduction the product gaswould entropy would need toline be added upwards after the oxidation reaction and in a slight change of slope at T ox in the curve leading to a distorted graph, which would be difficult to capture for the reader. Therefore, we did representing the cooling of all gases. This kind of representation is easy to grasp visually, but not choose this option. 4 The entropy contribution of the product gases could also be considered to stay constant while the reduction takes place. In the T-S representation, this option would result in a straight line upwards after the oxidation reaction and in a slight change of slope at Tox in the curve representing the cooling of all gases. This kind of representation is easy to grasp visually, but may be confusing, Entropy 2016, 18, 24 5 of 12 because entropy terms from gases at different temperatures would be added and represented by Tred . Therefore, we also did not consider this way of representation. In the T-S diagrams shown in this paper, the product gas is always heated to the reduction may be confusing, because entropy terms from gases at different temperatures would be added temperature to avoid the confusion which may come up with option 1 or 2. In real applications and represented by only one line at Tred. Therefore, we also did not consider this way this heating would not take place. As long as ideal heat recovery is assumed, which is the case in of representation. this study, the heating ofshown CO tointhe reduction temperature not influence efficiency. 3. In the T-S diagrams this paper, the product gasdoes is always heated tothe thecycle reduction Thus, this is just a question of display and has no effect on the outcome of the analysis. temperature to avoid the confusion which may come up with option 1 or 2. In real applications Entropy 2016,line 18, 24at only one 3. this heating would not take place. As long as ideal heat recovery is assumed, which is the case In theinprocesses shown in Figure 3, all are set to 1 bar. Thus, degree freedom this study, the heating of CO topressures the reduction temperature does the not only influence theofcycle to adjust efficiency. the area enclosed by the curves is the reduction temperature (the oxidation temperature Thus, this is just a question of display and has no effect on the outcome of the analysis. was set to a fixed value of 1600 K). Although the reduction temperatures still reach very high values In the processes shown in Figure 3, all pressures are set to 1 bar. Thus, the only degree of of above 2500 K, they could be radically reduced compared to the one-step process. Further, the freedom to adjust the area enclosed by the curves is the reduction temperature (the oxidation CO2 -splitting cycle has a slightly temperature than the water-splitting temperature wasstill set to a fixed valuelower of 1600reduction K). Although the reduction temperatures still reach cycle. very The the reduction temperature be lowered duetotothe theone-step two-step approach high extent values to of which above 2500 K, they could be radicallycan reduced compared process. is determined by the shaded areas Figure due to temperature second step.than These Further, the CO2-splitting cycleinstill has 3alabelled slightly extra lowerarea reduction theareas water-splitting cycle. between the one-step and the two-step splitting. It can be directly observed represent the difference The extent to which reduction temperature can lowered due to In thethe two-step approach is that the impact of the secondthe step is larger in the case ofbe water splitting. following paragraph, determined by the shaded areas in Figure 3 labelled extra area due to second step. These areas we give a possible explanation for this difference. However, for a thorough understanding, an ab initio represent the difference the one-step andof thethis two-step analysis is required, which between is not within the scope work.splitting. It can be directly observed that the impact of the second step is larger in the case of water splitting. In the following paragraph, Oxidizing the product gases CO and H2 to CO2 and H2 O respectively leads to an entropy decrease, we give a possible explanation for this difference. However, for a thorough understanding, an ab mainly because the number of moles in the gas is reduced. However, the extent of this entropy change initio analysis is required, which is not within the scope of this work. differs remarkably the two the H case of CO2 splitting, change Oxidizingbetween the product gasessplitting CO andprocesses. H2 to CO2Inand 2O respectively leadsthe to entropy an entropy is more than 80% larger than in the case of water splitting. This only applies for the temperature decrease, mainly because the number of moles in the gas is reduced. However, the extent of this rangeentropy at which water is gaseous (being the relevant temperature range A possible change differs remarkably between the two splitting processes. In in thethis casecontext). of CO2 splitting, the entropy change is more than 80%the larger in the case of water splitting. only applies for explanation for this discrepancy is that CO2than molecule is linear, while the H2This O molecule is nonlinear. the temperature rangerotational at which and waterfour is gaseous (beingdegrees the relevant temperature range thisthree Therefore, CO2 has two vibrational of freedom, while H2 Oinhas context). possible explanation for this of discrepancy thatthe theenergy CO2 molecule is linear, while therotational H2O rotational andA three vibrational degrees freedom.isAs spacing between the molecule is nonlinear. Therefore, CO2 has two rotational and four vibrational degrees of freedom, energy states is closer compared to vibrational energy states, molecules with more rotational freedom while H2O has three rotational and three vibrational degrees of freedom. As the energy spacing have more possibilities to distribute energy resulting in larger entropy [17]. Nevertheless, CO2 has between the rotational energy states is closer compared to vibrational energy states, molecules with higher absolute entropy than H O, because it is a larger, heavier molecule. But relative to its weight, more rotational freedom have2 more possibilities to distribute energy resulting in larger entropy [17]. waterNevertheless, has high entropy leads toentropy the low entropy decrease H2 with CO2 haswhich higher absolute than H2O, because it is when a larger,recombining heavier molecule. But O2 . As a straightforward consequence to the above, the reduction of water to hydrogen leads to a large relative to its weight, water has high entropy which leads to the low entropy decrease when entropy decrease H compared CO2 to CO. recombining 2 with O2. to Asreducing a straightforward consequence to the above, the reduction of water to hydrogen leads a large entropy in decrease compared to areducing CO2 to CO. gap between oxidation Resulting fromtothis difference entropy change, large temperature Resulting from this difference in entropy change, a large temperature gap between oxidation and reduction leads to an advantage of the water-splitting process in terms of potential to lower and reduction leads to an advantage of the water-splitting process in terms of potential to lower the the reduction temperature. An example of such a case is displayed in Figure 4. Here, the oxidation reduction temperature. An example of such a case is displayed in Figure 4. Here, the oxidation temperature is set to 800 K and all other conditions are the same as in Figure 3. temperature is set to 800 K and all other conditions are the same as in Figure 3. Figure 4. T-S diagram for splitting of one mole of water/CO2. Oxidation temperature is set to 800 K, Figure 4. T-S diagram for splitting of one mole of water/CO2 . Oxidation temperature is set to 800 K, all pressures are 1 bar. all pressures are 1 bar. 5 Entropy 2016, 18, 24 6 of 12 Entropy 2016, 18, 24 Entropy 2016, 18, 24 Figure 5. Reduction temperatures corresponding to oxidation temperature with all gases at 1 bar. At Figure 5. Reduction temperatures corresponding to oxidation temperature with all gases at 1 bar. oxidation temperatures below 1100 K, water splitting can be performed at lower reduction At oxidation temperatures below 1100 K, water splitting can be performed at lower reduction temperatures than CO2 splitting. temperatures than CO2 splitting. Figure 5. Reduction temperatures corresponding to oxidation temperature with all gases at 1 bar. At Concluding the above, it is instructive show can the be resulting reduction when oxidation from temperatures below 1100 K, water to splitting performed at lowertemperature reduction Concluding from theCO above, it is instructive to show is thedisplayed resulting in reduction temperature when temperatures than 2 splitting. changing the oxidation temperature. This dependency Figure 5. At an oxidation changing the of oxidation temperature. dependency is displayed in Figure 5. At an oxidation temperature about 1100 K, the twoThis processes have the same reduction temperature. At higher Concluding from theK, above, it is instructive to show thesame resulting reduction temperature when temperature of about 1100 the two processes have the reduction temperature. At higher oxidation temperatures, CO2 splitting leads to lower reduction temperatures, while water splitting is changing the oxidation Thisto dependency is displayed in Figurewhile 5. At water an oxidation oxidation temperatures, COtemperature. leads lower reduction temperatures, splitting is 2 splitting advantageous at lower oxidation temperatures. temperature of about 1100 K, the two processes have the same reduction temperature. At higher advantageous at lower temperatures. The impact of thisoxidation trend the efficiency is displayed Figure 6. Itwhile shows thesplitting ideal process oxidation temperatures, CO2on splitting leads to lower reduction in temperatures, water is The impact of this trend on the efficiency is displayed insolar Figure 6. It shows theRegarding ideal process efficiency η sc as well as the total efficiency η tot which includes absorption losses. the advantageous at lower oxidation temperatures. efficiency η as well as the total efficiency η which includes solar absorption losses. Regarding the sc tot process efficiency ηscof , the 2-splitting process isisadvantageous in the6.complete range subject to this The impact thisCO trend on the efficiency displayed in Figure It shows the ideal process process efficiency ,be the -splitting is advantageous the range to this efficiency asη sc well asCO the2total efficiency ηtotthat which solarin absorption losses. Regarding the analysis. This ηissc can explained by theprocess fact theincludes extra area due tocomplete the second stepsubject (as shown in analysis. is caninbe by2the fact that thearea extra area to the second (astoshown process efficiency ηthe scexplained , the COof 2-splitting process is advantageous indue the complete range step subject this Figure 3) This is smaller case CO splitting. This itself has a poor efficiency, because heat atina Figure 3) is smaller in the case of CO splitting. This area itself has poor efficiency, because heat This islevel can be byThus, fact that the extra area due to a the second step shown 2the high analysis. temperature isexplained dumped. the process with the smaller extra area(ashas the in higher Figure 3) is smaller in the case of CO 2 splitting. This area itself has a poor efficiency, because heat at a at a high temperature level is dumped. Thus, the process with the smaller extra area has the higher efficiency ηsc. This trend is reversed when taking the solar absorption efficiency into account. A large high temperature level is dumped. Thus, the process with the smaller extra area hasaccount. the higher efficiency . This trend is reversed when taking the solar absorption efficiency extra areaη scwhich considerably reduces the upper process temperature is into rewarded byA large good efficiency η sc. This trend is reversed when taking the solar absorption efficiency into account. A large extra area which considerably reduces the upper process temperature is rewarded by good absorption absorption efficiencies. Thus, at low oxidation temperatures which typically lead to large extra areas, extra area which considerably reduces the upper process temperature is rewarded by good efficiencies. Thus, at low temperatures which typically large extra areas, the overall the overall efficiency ηtot oxidation ofThus, water splitting is higher compared tolead CO2 to splitting. absorption efficiencies. at low oxidation temperatures which typically lead to large extra areas, efficiency η tot of water splitting is higher compared to CO2 splitting. the overall efficiency ηtot of water splitting is higher compared to CO2 splitting. Figure 6. Comparison of efficienciesofofwater water splitting splitting and 2 splitting. Total efficiency is strongly Figure 6. Comparison Comparison of efficiencies efficiencies andCO CO 2 splitting. Total efficiency is strongly Figure 6. of of water splitting and CO 2 splitting. Total efficiency is strongly dependent on reduction temperature. dependent on reduction temperature. dependent on reduction temperature. 2.4. Two Step Splitting at Reduced Pressure, Gas Phase Only 2.4. Two Step Splitting at Reduced Pressure, Gas Phase Only 2.4. Two Step Splitting at Reduced Pressure, Gas Phase Only Up to now, the pressure of all gases was kept at 1 bar in order to introduce the concepts and Up to now, the pressure of all gasesreal was kept at 1 in barorder in order to introduce the concepts and show dependencies. However, applications with oxygen pressure in theshow Up to general now, the pressure of all gases was kept at 1 barwork toreduced introduce the concepts and showreduction general dependencies. However, real applications work with reduced oxygen pressure in the step. ThisHowever, is accomplished by either sweeping with inert gas reducing the oxygen general dependencies. real applications work with reduced oxygen pressure in thepartial reduction reduction step. This is accomplished by either sweeping with inert gas reducing the oxygen partial 6 6 Entropy 2016, 18, 24 7 of 12 step. This is accomplished by either sweeping with inert gas reducing the oxygen partial pressure or by reducing the total pressure with vacuum pumps. Thermodynamically, these two options are Entropy 2016, 18, 24 equivalent, so they will not be treated separately in the following. Entropy 2016, 18, 24 Typically, reduction is reduced about 10´4 –10´5 bar in two order to pressure orthe by oxygen reducingpressure the totalduring pressure with vacuum pumps.toThermodynamically, these options are equivalent, sotemperature. they will not be treated separatelyrepresentations in the following.of the two cycles with low further lower the reduction The T-S diagram pressure or by reducing the total pressure with vacuum pumps. Thermodynamically, these two Typically, the oxygen pressure during reduction is7.reduced to aboutthe 10−4–10−5 bar in order to oxygen pressure during reduction are shown in Figure Ininthe options are equivalent, so they will not be treated separately the figure, following. entropy of the products ´ 4 further lower the reduction temperature. The T-S diagram representations of the two with low the −4–10 −5 cycles with oxygen pressure 1 bar and 10 during bar is labelled the benefit Typically, theofoxygen pressure reductiontoisshow reduced to aboutof10lowering barthe in pressure: order to oxygen pressure during reduction are shown in Figure 7. In the figure, the entropy of the products further loweristhe reductionand temperature. The T-S diagram representations of the two cycles with lowin the oxygen entropy increased thus the enclosed area of the cycle increases, too. This results with oxygen pressure of 1 bar and 10−4 bar is labelled to show the benefit of lowering the pressure: oxygentopressure during decrease reductionthe are reduction shown in Figure 7. In the figure, the entropy of the products possibility considerably temperature. In the case of Figure 7, the reduction the oxygen entropy is increased and thus the enclosed area of the cycle increases, too. This results in −4 bar withplace oxygen pressure ofK,1 while bar andat10 is labelled tothe show the benefit of lowering the pressure: can take below ambient reduction temperature the possibility to 2000 considerably decrease the pressure reduction temperature. In the case of would Figure need 7, theto be the oxygen entropy is increased and thus the enclosed area of the cycle increases, too. This results in well above 2400 K.take place below 2000 K, while at ambient pressure the reduction temperature would reduction can the possibility to considerably decrease the reduction temperature. In the case of Figure 7, the The of this temperature reduction on the efficiency is shown in Figure 8, exemplarily for needeffect to be well above 2400 K. reduction can take place below 2000 K, while at ambient pressure the reduction temperature would Toxidation = 1000 K. The process efficiency η sc ison hardly affectedisby reducing the pressure, because The effect of this temperature reduction the efficiency shown in Figure 8, exemplarily for the need to be well above 2400 K. Toxidation =effect 1000 K. The process efficiency η is hardly affectedatbyoxidation reducing the pressure, because dominating the efficiency issc the dump temperature. Only the a slight The effect limiting of this temperature reduction onheat the efficiency is shown in Figure 8, exemplarily for dominating effect limiting the lowering efficiency the is the heat dump at oxidation temperature. Only a slight decrease can be observed when pressure, because the heat input takes place at Toxidation = 1000 K. The process efficiency ηsc is hardly affected by reducing the pressure, because thelower decrease can be observed when lowering the pressure, because the heat input takes place at lower temperatures. Ineffect strong contrast that, reducing the pressure quite a large benefit taking dominating limiting thetoefficiency is the heat dump at brings oxidation temperature. Only when a slight temperatures. In strong contrast to that, reducing the pressure brings quite a large benefit when ´ 5 decrease the can solar be observed whenefficiency. lowering the pressure, because the heat inputefficiency takes placecan at lower into account absorption From 1 bar to 10 bar, the total almost be taking into account the solar absorption efficiency. From 1 bar to 10−5 bar, the total efficiency can temperatures. In strong contrast to that, reducing the pressure brings doubled, because the reduction temperature is decreased by about 600 quite K. a large benefit when almost be doubled, because the reduction temperature is decreased by about 600 K. taking into account the solar absorption efficiency. From 1 bar to 10−5 bar, the total efficiency can almost be doubled, because the reduction temperature is decreased by about 600 K. Figure 7. T-S diagram of splitting one mole of H2O/CO2 with reduced pressure. Oxidation Figure 7. T-S diagram one molelines of Hof reduced pressure. temperature 2 O/CO 2 with temperature is set of tosplitting 1000 K. Entropy oxygen release at 1 bar and 10−4Oxidation bar are shown to Figure 7. T-S diagram of splitting one mole of H2O/CO2 ´4 with reduced pressure. Oxidation is set visualize to 1000 K. Entropy lines of oxygen release at 1 bar and 10 bar are shown to visualize the effect the effect of reduced pressure. temperature is set to 1000 K. Entropy lines of oxygen release at 1 bar and 10−4 bar are shown to of reduced pressure. visualize the effect of reduced pressure. Figure 8. Influence of reducing the pressure on the reduction temperature and the efficiency; Tox = 1000 K. Figure 8. Influence of reducing the pressure on the reduction temperature and the efficiency; Figure 8. Influence of reducing the pressure on the reduction temperature and the efficiency; Tox = 1000 K. Tox =However, 1000 K. when interpreting this increase of the total efficiency, one should consider that applying a vacuum as well as flushing with inert gas bring along large irreversibilities reducing the However, when interpreting this increase of the total efficiency, one should consider that efficiency [8,18,19]. Therefore, thethis pressure reduction should mainly be considered as aconsider technical However, when interpreting increase total efficiency, one should applying a vacuum as well as flushing with inert of gasthe bring along large irreversibilities reducing the that advantage rather than an efficiency boost. efficiency [8,18,19]. the pressure considered as a technical applying a vacuum as Therefore, well as flushing withreduction inert gasshould bring mainly along be large irreversibilities reducing advantage rather than an efficiency boost. 7 7 Entropy 2016, 18, 24 8 of 12 the efficiency [8,18,19]. Therefore, the pressure reduction should mainly be considered as a technical Entropy 2016, 18, 24 advantage rather than an efficiency boost. 2.5. Two Step Splitting at Reduced Pressure, Gas and Solid Phase 2.5. Two Step Splitting at Reduced Pressure, Gas and Solid Phase A possible approach in system design is to define the temperature limits which are technically A possible approach in system design is to define the temperature limits which are technically reasonable and then use a material which can work at these temperatures. A typical material reasonable and then use a material which can work at these temperatures. A typical material candidate candidate for such an approach is ceria. It can be reduced from CeO2 to CeO2-δ with values of δ for such an approach is ceria. It can be reduced from CeO2 to CeO2´δ with values of δ reaching from reaching from 0 to 0.5. In the relevant temperature range, ceria does not undergo a phase change, but 0 to 0.5. In the relevant temperature range, ceria does not undergo a phase change, but δ increases δ increases steadily with increasing temperature and decreasing oxygen pressure. The entropy steadily with increasing temperature and decreasing oxygen pressure. The entropy change in the change in the material per mole of oxygen released is considerably higher at low values of δ [20]. The material per mole of oxygen released is considerably higher at low values of δ [20]. The explanation for explanation for this effect is the higher configurational disorder caused by the first oxygen atoms this effect is the higher configurational disorder caused by the first oxygen atoms leaving the crystal leaving the crystal structure. The drawback of low values of δ is a high thermal mass which needs to structure. The drawback of low values of δ is a high thermal mass which needs to be cycled between be cycled between oxidation and reduction temperature at low fuel generation rates. Thus, the lower oxidation and reduction temperature at low fuel generation rates. Thus, the lower the δ, the more the δ, the more important becomes solid phase heat recovery [7,21]. important becomes solid phase heat recovery [7,21]. For a complete analysis of a specific redox material, it is important to also consider the enthalpy For a complete analysis of a specific redox material, it is important to also consider the enthalpy of reaction. Only then, it can be determined if a certain process can be accomplished at selected of reaction. Only then, it can be determined if a certain process can be accomplished at selected temperature levels. But in this analysis we want to point out the entropy requirement and discuss it temperature levels. But in this analysis we want to point out the entropy requirement and discuss it in a vivid way together with the efficiency. The enthalpy of reaction is assumed to be always of the in a vivid way together with the efficiency. The enthalpy of reaction is assumed to be always of the value which is necessary to make the reaction feasible. This idealization should be kept in mind value which is necessary to make the reaction feasible. This idealization should be kept in mind when when dealing with specific materials. Thus, in this paper we show the highest possible efficiency dealing with specific materials. Thus, in this paper we show the highest possible efficiency which which could be reached with materials perfectly matching the process conditions. could be reached with materials perfectly matching the process conditions. Figure 9 shows the T-S diagram with typical process parameters in the range of recent projects Figure 9 shows the T-S diagram with typical process parameters in the range of recent projects realizing solar thermochemical cycles [22]. The reduction takes place at 1700 K and a pressure of 10−5 realizing solar thermochemical cycles [22]. The reduction takes place at 1700 K and a pressure of 10´5 bar. The oxidation temperature is set to 1300 K. In order to keep the representation of the T-S bar. The oxidation temperature is set to 1300 K. In order to keep the representation of the T-S diagrams diagrams consistent and generic, we do not include the absolute entropy value of a possible redox consistent and generic, we do not include the absolute entropy value of a possible redox material. material. Instead, we only include the entropy difference during oxidation and reduction. The Instead, we only include the entropy difference during oxidation and reduction. The dashed lines in dashed lines in Figure 9 represent the gas phase entropy only. The required extra entropy change Figure 9 represent the gas phase entropy only. The required extra entropy change which needs to be which needs to be undergone by the redox material in order to reach the necessary ΔG is also undergone by the redox material in order to reach the necessary ∆G is also marked in the figure. marked in the figure. Figure 9. T-S diagram of splitting one mole of H2O/CO2 at defined reaction temperatures. The Figure 9. T-S diagram of splitting one mole of H2 O/CO2 at defined reaction temperatures. The entropy entropy change required by the redox material is marked. change required by the redox material is marked. Analogous to the example in Figure 9, we determined the required entropy change in the redox Analogous to the process exampleconditions, in Figure 9,see weFigure determined the requiredtemperature entropy change in theon redox material for different 10. The oxidation is varied the material for different process conditions, see Figure 10. The oxidation temperature is varied on the x-axis, the reduction temperature is varied by setting the temperature difference between oxidation x-axis, the reduction is =varied setting the temperature and reduction to dT =temperature 200 K and dT 400 K.by The results are shown for adifference reductionbetween pressureoxidation of 0.1 bar and reduction to dT = 200 K and dT = 400 K. The results are shown for a reduction pressureexigencies of 0.1 bar and 10−5 bar. The graphs show that at oxidation temperatures above 1100 K, the entropy regarding the redox material are less demanding in the case of CO2. 8 Entropy 2016, 18, 24 9 of 12 and 10´5 bar. The graphs show that at oxidation temperatures above 1100 K, the entropy exigencies regarding the redox material are less demanding in the case of CO2 . Entropy 2016, 18, 24 Entropy 2016, 18, 24 Figure 10. Required entropy change in the redox material per mole of H2O/CO2. Figure 10. Required entropy change in the redox material per mole of H2 O/CO2 . Figure 10. Required entropy change in the redox material per mole of H2O/CO2. However, at oxidation temperatures below 1100 K, the opposite is the case: water-splitting does However, ataoxidation temperatures 1100 material. K, the opposite is thecan case: water-splitting does not require such high entropy change inbelow the redox This trend again be explained by However, at oxidation temperatures below 1100 K, the opposite is the case: water-splitting does not require such a high entropy change in the redox material. This trend can again be explained the area which the entropy second step generates in the material. T-S diagram Figure 3). If that area playsby a not extra require such a high change in the redox This(see trend can again be explained by the extra area whichisthe second step generates intemperatures—the the T-S diagram (see Figure 3). Ifprocess that area dominant role—which the case at low process water-splitting is the extra area which the second step generates in the T-S diagram (see Figure 3). If that area plays a plays a dominant role—which is the case at low temperatures—the water-splitting process is advantageous, because the entropy change in process the gas phase during oxidation is larger.process Further, dominant role—which is the case at low process temperatures—the water-splitting is advantageous, because the entropy change in the gas phase during oxidation is larger. Further, lower lower reductionbecause pressures lead tochange a decrease of the redox material change. advantageous, thealso entropy in the gasrequired phase during oxidationentropy is larger. Further, reduction pressures also lead tolead a decrease of the required redox material entropy change.set The total efficiency ofalso the process shown inthe Figure 11 for the material same parameter used in lower reduction pressures to a is decrease of required redox entropy change. The of the is 11 set in Figure 10.total The efficiency effect of the temperature onFigure the efficiency hassame been parameter discussed before [10]. The total efficiency of oxidation the process process is shown shown in in Figure 11 for for the the same parameter set used used in Figure 10. The effect of the oxidation temperature on the efficiency has been discussed before [10]. It can be10. summarized asthe follows: at low oxidation temperatures the heat loss accompanied with[10]. the Figure The effect of oxidation temperature on the efficiency has been discussed before It as at heat accompanied with the oxidation step is dominating the efficiency. If that temperatures heat loss takesthe place higher temperatures, It can can be be summarized summarized as follows: follows: at low low oxidation oxidation temperatures the heatatloss loss accompanied with the the oxidation step is dominating the efficiency. If that heat loss takes place at higher temperatures, the efficiency at the oneefficiency. point the If influence thattakes heat place loss isatoverruled by the positive oxidation drops. step is However, dominating that heatofloss higher temperatures, the efficiency drops. However, at one point the influence of that heat loss is overruled by the positive effect of rising heat input temperatures. Then, the efficiency rises again with rising temperatures. efficiency drops. However, at one point the influence of that heat loss is overruled by the positive effect effect of of rising rising heat heat input input temperatures. temperatures. Then, Then, the the efficiency efficiency rises rises again again with with rising risingtemperatures. temperatures. Figure 11. Total theoretical efficiency of solar water splitting at different process conditions. Figure 11. Total theoretical efficiency of solar water splitting at different process conditions. Figure 11. Total theoretical efficiency of solar water splitting at different process conditions. Further, lower reduction pressures are beneficial for the absorption efficiency, as discussed aboveFurther, when considering the gaspressures phase only. difference to dTas = 200 K, the lower reduction areReducing beneficialthe fortemperature the absorption efficiency, discussed Further, lower reduction pressures are beneficial for the absorption efficiency, as discussed efficiency drops remarkably. is again dueReducing to the large influence of thedifference heat loss during above when considering theThis gas phase only. the temperature to dT =oxidation. 200 above K, the when considering the gas phase only. Reducing the temperature difference to dT = 200 K, the efficiency Figure 12 shows an example suchdue a process with influence low dT. The strong influence the large efficiency drops remarkably. This isofagain to the large of the heat loss duringofoxidation. dropsassociated remarkably. Thissecond again dueof the large influence thedT. heat loss during oxidation. area to the step istoclearly In thisof case, the heat released duringofoxidation Figure 12 shows anis example such a visible. process with low The strong influence the large should be coupled to second a secondary Energetically, the thermochemical cycle could surely area associated to the step isprocess. clearly visible. In this case, the heat released during oxidation always with secondary process. processesEnergetically, using all waste and thus leading the Carnot should be be extended coupled to a secondary theheat thermochemical cycletocould surely efficiency between with the secondary reduction processes temperature ambient Technically and always be extended usingand all waste heattemperature. and thus leading to the Carnot economically however, such an approach is not always efficiency between the reduction temperature andfeasible. ambient temperature. Technically and economically however, such an approach is not always feasible. Entropy 2016, 18, 24 10 of 12 Figure 12 shows an example of such a process with low dT. The strong influence of the large area associated to the second step is clearly visible. In this case, the heat released during oxidation should be coupled to a secondary process. Energetically, the thermochemical cycle could surely always be extended with secondary processes using all waste heat and thus leading to the Carnot efficiency between the reduction temperature and ambient temperature. Technically and economically however, such an approach is not always feasible. Entropy 2016, 18, 24 Figure 12. T-S diagram of splitting one mole of H2O/CO2 at an oxidation temperature of 1300 K and a Figure 12. T-S diagram of splitting one mole of H2 O/CO2 at an oxidation temperature of 1300 K and reduction temperature of 1500 K. a reduction temperature of 1500 K. 3. Conclusions 3. Conclusions We have conducted a comprehensive study on the efficiency of solar thermochemical splitting We have conducted a comprehensive study on the efficiency of solar thermochemical splitting cycles. The study is based on an approach using mainly T-S diagrams, hence emphasizing graphical cycles. The study is based on an approach using mainly T-S diagrams, hence emphasizing explanations rather than the underlying equations. A previous study analyzing the purely graphical explanations rather than the underlying equations. A previous study analyzing the purely thermochemical process efficiency of water splitting was extended. On the one hand, CO2-splitting thermochemical process efficiency of water splitting was extended. On the one hand, CO2 -splitting cycles were analyzed and compared to the previous results. On the other hand, the solar absorption cycles were analyzed and compared to the previous results. On the other hand, the solar absorption efficiency was included in the overall efficiency calculation. efficiency was included in the overall efficiency calculation. CO2 splitting is in many cases advantageous compared to water splitting regarding the CO2 splitting is in many cases advantageous compared to water splitting regarding the efficiency. efficiency. This is due to the higher entropy change which occurs when recombining CO with This is due to the higher entropy change which occurs when recombining CO with oxygen compared to oxygen compared to H2. However, when splitting CO2, the low entropy change in the gas phase H2 . However, when splitting CO2 , the low entropy change in the gas phase during the oxidation step during the oxidation step can lead to higher demands regarding the redox material. The entropy can lead to higher demands regarding the redox material. The entropy difference in the solid between difference in the solid between the oxidized and the reduced state needs to be higher in some cases, the oxidized and the reduced state needs to be higher in some cases, especially when operating at especially when operating at low temperatures. low temperatures. The study has theoretical thermodynamic character only and should therefore only help The study has theoretical thermodynamic character only and should therefore only help understanding the general principles of the analyzed cycles. Real applications have to cope with understanding the general principles of the analyzed cycles. Real applications have to cope with many many other factors like heat recovery from solids, efficiency cutbacks due to means to create an other factors like heat recovery from solids, efficiency cutbacks due to means to create an oxygen oxygen deficient atmosphere and many more. This should be kept in mind when interpreting the deficient atmosphere and many more. This should be kept in mind when interpreting the efficiency efficiency values. Furthermore, the redox material entropy values shown here are only valid in values. Furthermore, the redox material entropy values shown here are only valid in combination combination with certain enthalpies of reaction. Therefore, no specific material analysis was with certain enthalpies of reaction. Therefore, no specific material analysis was conducted here. conducted here. Also especially at low temperatures, slow kinetics may impede the process to Also especially at low temperatures, slow kinetics may impede the process to practical infeasibility. practical infeasibility. Thus, this study does not intend to present real process efficiencies, but rather Thus, this study does not intend to present real process efficiencies, but rather to provide the relevant to provide the relevant thermodynamic background every process developer should have when thermodynamic background every process developer should have when trying to bring theory trying to bring theory into practice. into practice. Acknowledgments: The research leading to these results has received funding from the European Union's Acknowledgments: research(FP7/2007-2013) leading to theseforresults hasCells received funding from European Initiative Union’s Seventh Framework The Programme the Fuel and Hydrogen Jointthe Technology Seventh Framework Programme for theand Fuel Cells and Hydrogen Joint Technology Initiative under grant agreement n° 325361 (FP7/2007-2013) and from the Initiative Networking Fund of the Helmholtz Association of German Research Centers (Grant Identifier VH-VI-509). Author Contributions: Robert Pitz-Paal initiated the paper and did general consulting. Martin Roeb and Christian Sattler helped improving the manuscript and interpreting the results. Matthias Lange wrote the paper and conducted the numerical analysis. All authors have read and approved the final manuscript. Conflicts of Interest: The authors declare no conflict of interest. Entropy 2016, 18, 24 11 of 12 under grant agreement n˝ 325361 and from the Initiative and Networking Fund of the Helmholtz Association of German Research Centers (Grant Identifier VH-VI-509). Author Contributions: Robert Pitz-Paal initiated the paper and did general consulting. Martin Roeb and Christian Sattler helped improving the manuscript and interpreting the results. Matthias Lange wrote the paper and conducted the numerical analysis. All authors have read and approved the final manuscript. Conflicts of Interest: The authors declare no conflict of interest. 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