POLITICAL PARTIES AS MULTI-LEVEL ORGANIZATIONS Territorial Links within Norwegian Political Parties1 Elin Haugsgjerd Allern Postdoctoral fellow Department of Political Science, University of Oslo P.O. Box 1097 Blindern, 317 OSLO, Norway [email protected] Jo Saglie Senior researcher Institute for Social Research P.O. Box 3233 Elisenberg, 0208 OSLO, Norway [email protected] Paper draft. Please do not quote without permission. Abstract This paper looks at parties as multi-level organizations in a fairly decentralized unitary state – Norway. Concentrating on day-to-day policy-making within and outside public office, we ask what the territorial relationship between the national party and the sub-national branches looks like in a system where the separate levels of government enjoy some autonomy. The analysis includes the party organization as such, but also the local and national parliamentary ‘faces’ of the parties in question. Hence, we primarily explore possible vertical intra-party links, along the dimensions of vertical integration, over-all direction of government, centralization of power and local autonomy. By including data on actual behaviour – from a survey conducted among a sample of party officials and representatives in public office – in addition to organizational-level data, we are able to critically examine the actual importance of the formal party structure. Contrary to the widely purveyed expectations of the cartel party thesis we find that Norwegian parties are formally integrated and not uniformly governed from above. The survey reveals a considerable amount of intra-party contact, including attempts to influence policy from both above and below. In line with the formal party structure, the county branch is a key nexus for intra-party communication, but formal links are supplemented by ’internal lobbying’: the parliamentary party group, not the central party organization, is the local party officials’ main locus of contact at the national level. Finally, the analysis suggests that the variation across parties is limited. In conclusion, we speculate on whether the state structure outweighs other factors likely to impinge on intra-party relationships. Paper prepared for the panel ‘Democratic Governance in a Multilevel System – How Local Government Deals with National Policies’, Conference on ‘Democracy as Idea and Practice’, Oslo, 14–15 January 2010. 1 An earlier version of the paper was presented at the ECPR General Conference, Potsdam, 10–12 September 2009, and at seminars at the Institute for Social Research, Oslo, 9 October 2009 and the Norwegian University of Science and Technology, Trondheim, 11 December 2009. We would like to thank the conference and seminar participants for helpful comments. Introduction Although the literature on political parties has seen considerable progress in studying the formal organization of political parties, we still lack in-depth knowledge about the internal politics of political parties in established democracies. System-level theories often assume that parties can be treated as unitary collective actors, but factions frequently split real-life parties based on, for example, basic ideological disagreements (e.g. Boucek 2009). Parties’ formal structures might include both functional (sectoral/social) and territorial elements, and social (civic) as well as public (state) organizational units (cf. Katz and Mair 1993; Poguntke 2006). In this paper, we primarily address the vertical, territorial dimension of party politics and ask how we can best comprehend this potential complexity of modern party organizations: How do parties organize and function across levels of governance? We approach this issue by means of an in-depth study of party organizations – based on rich and original data – in a fairly decentralized unitary state consisting of three levels of government – Norway (cf. Lijphart 1999: 189). The paper proceeds as follows: First, we review existing literature addressing the territorial dimension of parties as organizations. Second, we consider different dimensions of the relationship between central and local levels of party organizations in multi-level systems. We discuss how parties may be linked internally across territory and how control and influence over policy-making may be allocated and distributed across party levels or ‘faces’. We acknowledge the national party’s need for cohesion by efficiently implementing statewide policies at lower levels, but also local parties’ possible interest in autonomy – and position as stakeholders in national policies. Hence, our starting point is the need for coordination – and potential for conflict – between different territorial levels of party organizations. Thereafter follows a section on the case of Norway and what we expect to characterize parties in a polity like the Norwegian one. We then present our data and methods. The empirical analysis begins with a discussion of formal party rules, continues with analyses of our survey data, and finally explores possible differences between the seven major Norwegian parties. In conclusion, we speculate on the relative importance of the state structure compared to other factors likely to impinge on intra-party relationships. Parties as Organizations in Multi-level Settings Most parties operate on several territorial levels of government: the national level, one or more sub-national levels and, within the European Union, the European level as well. Accordingly, they tend to keep organizational units at all these levels. But the competition for 2 votes and office at different levels of government may well create tensions as well as coordination problems within the party (cf. Thorlakson 2009: 157), and it is not given how parties choose to organize in political systems in which the separate levels enjoy significant, or some, autonomy. Nevertheless, the literature on party organizations focuses primarily on national parties and how they have changed over time. This said, the numerous analyses based on the seminal models of the cadre party, mass party, catch-all party or cartel party sometimes describe how parties organize locally (Katz and Mair 1995; Krouwel 2006), even if the relationship between ordinary party members, activists and leadership is at the centre of attention here (see, e.g., Eldersveld 1964; Carty 2004). Indeed, according to Katz and Mair’s (1995) much quoted cartel party thesis, simple hierarchical paradigms no longer represent the reality of contemporary party structures. Following in the wake of ‘cartelization’ of national party systems – i.e. distortion of competition for votes though selective institutional arrangements and constraints of ‘feasible’ policy options (Katz and Mair 1995) – most parties are likely to have incorporated a stratarchical dimension in their organization today, as stated by Peter Mair (1994: 17): a division of labour – mutual autonomy – between different ‘faces’ or levels of the party. Moreover, political parties in multi-layered systems have become a popular subject for research in recent years (see e.g. Deschouwer 2003, 2006; Carty 2004; Thorlakson 2009; van Houten 2009a, 2009b; Swenden and Maddens 2009a). There is a large literature – with long historical roots – arguing that party organization has important consequences for how federal political systems work (see Thorlakson 2009 for an overview). Others discuss electoral dynamics: to what extent do electoral competition and party systems vary across territorial levels (for an overview, see Swenden and Maddens 2009b: 4ff)? Yet another key issue is to what extent statewide parties ‘link’ the subsystems of a multi-level party system by contesting elections at multiple levels of governance (ibid: 9ff). But, most important for our purpose, scholars have addressed the state structure’s possible impact on parties’ organizational structure in terms of integration, autonomy and influence across levels of governance. The state structure seems – at least to some extent – to colour the organization of parties in several cases (see, e.g. Thorlakson 200; Swenden and Maddens 2009b), and it has been argued that a federal structure confines the development of strong national party organizations for numerous reasons. Due to the transfer of power to local levels, parties tend to allocate resources at the sub-national level, at the expense of national activities, in federal systems (Müller 2002: 253). However, the literature of parties and multi-level settings has concentrated on federal or regionalized states to date. So to which degree – and how – party 3 organizations in such systems actually differ from parties in unitary systems of power allocation is a somewhat moot point. Does decentralization favour the development of stratarchical parties, in line with the cartel party thesis – or is the effect of the state structure primarily dependent on whether the state is basically federal or unitary? Equally important, we have limited knowledge as to whether parties in more or less decentralized unitary systems diverge along similar, if not identical, lines. Therefore, focusing on the case of Norway empirically, this paper more specifically discusses how parties organize, and work as organizations, in multi-level unitary states: Do links exist and what is the power relationship between the national party and the sub-national party branches? In this way, we also aim to explore to what extent Norwegian parties work as integrative mechanisms across levels of government. To date the local level has received less attention than regional–statewide party links in the scholarly literature (Swenden and Maddens 2009a, but see Copus 2004, ch. 5), but we include the municipal party branches and their possible connections with the regional and national levels as well as the relationship between the county parties and the national party. Furthermore, contrary to the common focus in the party literature on election-oriented decisions (Laffin, Shaw and Taylor 2007; Thorlakson 2009), emphasis is put on policymaking in day-to-day politics. In other words, we study the numerous everyday policy decisions that are made by political parties within and outside public office, rather than the election-oriented and ‘cyclic’ party decision-making such as candidate selection and manifesto-making. Therefore, we do not only examine the party organization as such, but also the local and national parliamentary ‘face’ of the parties in question. Finally, by including data on actual behaviour – from a survey conducted among a sample of municipal and county party officials and party representatives in public office – in addition to organizational-level data, we are able to critically examine the actual importance of formal party structure. However, first, we need to clarify how the vertical intra-party dimension can be specified and studied empirically. The Vertical Intra-party Dimension The growing attention paid to ‘political parties and multi-level systems’ in recent years has intensified the debate on how we can best describe and analyze the internal – and not least the vertical – organization of (contemporary) political parties. The bottom-up or top-down hierarchical model – best know as Duverger’s (1954/72) mass party or Kirchheimer’s (1966) catch-all party – has been challenged by new party models, including various alternatives to 4 the hierarchical relationship traditionally associated with parties in established democracies (Harmel 2002; Krouwel 2006). When presenting their new cartel party model, Katz and Mair (1995: 18) above all refer to the following variables when specifying how parties may vertically differ – or converge – in this regard: First, the relationship between members and elites/leaders: Is the party leadership elected and controlled by lower levels (mass party), or is the degree of membership (local) control of the national leadership weak (catch-all party, cartel party)? Second, the structure across organizational levels: Is the party characterized by an indirect bottom-up structure (mass party), a top-down hierarchical one (catch-all party) or does the party work in line with a stratarchical model of significant mutual autonomy between the local and the national level (cartel party)? According to Mair (1994: 17), it may even be the case that ‘the local party will become essentially unconcerned about any real input into the national party (and vice versa), and will devote itself primarily to politics at the local level’. However, no doubt a slightly more refined conceptualization is needed if we are to study the vertical relationship in-depth empirically. A possible solution, Carty (2004: 10) suggests, is to compare parties to economic franchise systems: Typically, parties’ central organizations are responsible for providing the basic product line (policy and leadership), for devising and directing the major communication line (the national campaign) and for establishing standard organizational management, training and financing functions (...). Local units, however they are defined (geographically or otherwise), more often provide the basic organizational home of most party members, and are typically charged with delivering the product, i.e. creating organizations that can find and support candidates as well as mobilizing campaigns to deliver the vote on the ground (...). However, there are limits to the usefulness of this conceptualization for our purpose for two reasons: 1) The relationships between a central organization and its local franchises can, according to Carty (2004) vary enormously. Parties can, as ‘franchise systems’, be centralized, decentralized or federalized; there is no standard franchise party structure. Hence, this conceptualization is not of much help when the aim is to distinguish between different types of vertical party structures. 2) In line with Bolleyer (2009), we think the stratarchical model can be fruitfully contrasted with hierarchy, even if it is never easy to locate party power in a single place – and even though a completely decentralized party deserves a separate label; what Bolleyer names ‘party federation’, in line with Elderveld’s (1964) older version of ‘stratarchy’. 5 So what are the key analytical dimensions describing the relationship between the national – or state-wide – and subnational units of parties (state/regional and/or local)? To begin with, we assume that state-wide parties are non-flat organizational structures. What interests us here is the vertical relationship between the local and/or regional and national level of party organizations.2 First, we shall – like Thorlakson (2009) – argue that vertical integration is a separate and basic dimension. It refers to the very existence of organizational links, inter-dependence and co-operation between the national and sub-national party bodies across territorial levels – or whether parties are organizationally split in the sense that each layer of the organization is independent of every other layer. Given that the party exists at both/all levels (and is state-wide), an integrated party is characterized by party organizational levels sharing a common governance structure and a unitary membership structure (see Thorlakson 2009: 161). Indirect hierarchical links can extend ‘vertically’ upwards or downwards via multiple links in the same direction. Such parties can build strong and coherent party organizations, and offer mechanisms for brokering disagreements between constituent units. However, we also need to check to what extent communication exists at the individual level – in day-to-day politics. Even if a party’s organizational levels are formally separate, party officials are not necessarily disconnected in practice, not least as regards current political issues and decision-making. Unless a party is a pure stratarchy, the next major question is whether the party is, by and large, governed from below (‘bottom-up’), or whether the regional/local levels are so weak that the party resembles a top-down oligarchy? Put differently and more specifically: What characterizes the party in terms of the over-all direction of internal government, degree of centralization/ decentralization and local autonomy? As regards the party’s overall direction of government, the question is to what extent the elected party leadership is formally accountable to territorial units, and to what extent the local level may control national party leaders (cf. Katz and Mair 1995). One possible indicator would be the representation of local or regional party organizations in the executive bodies of national party: Is the executive chiefly composed of local/regional party representatives (high, ‘bottom-up’), or is such representation accompanied by representation of functional groups (medium, mixed), or finally, are local/regional representatives in minority or virtually non- 2 In the rest of this paper, we will frequently use ‘local’ as a common label for both sub-national levels for the sake of simplicty. 6 existent as the selection is only based on mixed individual characteristics (low; not ‘bottomup’ in the territorial sense).3 This said, a basically integrated (hierarchical) organization may well include elements of stratarchy as parties can virtually operate autonomously in specific fields, by for example giving the local parties and national elites mutual autonomy to specify the national party program in terms of concrete policy statements. Thus, a second key question is to what extent power in major issues – is centralized (concentrated) or decentralized (dispersed) (Laffin, Shaw and Taylor 2007). Paraphrasing Janda (1980), a centralized party is ‘one which features the concentration of effective decision-making authority in the national party organs, with a premium placed on a smaller number of individuals participating in the decision’. Hence, we need – above all – to ask how many fields of competence – or, more specifically, aspects of policy-formulation – are given to the national level by party statutes.4 Moreover, to see whether the actual behaviour correspond to the formal party structure, we must examine to what extent party officials at different levels actually communicate and to some extent interfere in each others’ affairs. Third, the vertical relationship of parties can be shaped by the degree of local autonomy. While non-integrated parties are autonomous by definition, integrated parties’ degree of local autonomy depends on the degree of national party control over local party organizations in various matters (cf. Thorlakson 2009: 162–63). In parties with low local autonomy, local parties only enjoy formal autonomy in purely local issues (cf. Bolleyer 2009: 9), and they are expected to loyally implement national policies at the regional and local level (Laffin, Shaw and Taylor 2007). A possible indicator would be whether the national level has any formal right to interfere in such decisions. However, the degree of autonomy will also depend on the sanctions available to national leaders (cf. ibid) – can the national party dissolve or expel a territorial unit or not, or are possible conflicts rather solved by negotiations? Moreover, the actual use of influence should be taken into consideration: To what extent do national party leaders actually try to influence or coordinate regional and local policy decisions? However, as our focus is on policy-making across levels of government, we find it of paramount importance to include the parliamentary ‘face’ of parties at all levels. Tensions between the levels might not least occur in regard to public policy decision-making. We 3 This indicator is inspired by Thorlakson’s assessment of bottom-up ‘influence’ of state parties in federal states (cf. Thorlakson 2009: 162 ). 4 The type of competence is not as important here as our focus is not on candidate selection and manifestomaking in particular (but see for example Bolleyer 2009). 7 generally expect there to be no formal links between the party in national, municipal and regional public offices – as the party organization is normally meant to perform ‘the linkage function’ across levels and as local parties need to relate to whatever party is in government (nationally). Hence, as far as this part of the party is concerned, we are mostly concerned with the extent of contact and interference between party officials and representatives at various levels. Yet we cannot take for granted that the party organization is the primary inter-linking mechanisms between elections in practice. In other words: To the extent that interaction exists across levels, do local party officials and representatives and national politicians communicate directly with each other – or do they mostly communicate through the mid-level party organization elites and/or the national party executive? Figure 1 illustrates possible formal and informal connections in a three-level system like the Norwegian one. Figure 1 The structure of parties across territorial levels. Possible formal and informal links in a three-level system. Party’s central office Party in national public office Party’s regional offices Party in regional public offices Party’s local offices (branches) Party in local public offices Note: Regular arrows indicate possible statutory links, while dotted arrows indicate links that exist independent of the formal party structure. To conclude, the relationship between the national, regional and local party level (in unitary states) may vary along the following dimensions: vertical integration, over-all direction of government, centralization of power in major issues, and finally, degree of local autonomy. In what follows, we shall use this framework as a basis for assessing the relationship between the local, regional and national level of Norwegian parties in relation to policy-making. The various indicators will, when needed, be specified to address policymaking in particular in due course. For example, exploration of the content of the contacts between party officials and representatives gives us valuable additional information as it 8 shows whether intra-party contact deals with more than purely organizational matters, and whether local office-holders are active within their own field of responsibility (jurisdiction) only. The Case of Norway What kind of vertical intra-party relationships can be expected in the Norwegian case? It has been argued that in general parties must today incorporate a stratarchical dimension in their organization (Mair 1994). But as explained above, we assume that the state structure will also colour the patterns of vertical integration and power of parties. Norway is a unitary state with three levels of government: the national (statewide) level, 19 counties (regions), and (at the time of writing) 430 municipalities. At all levels, decisions are made by a directly elected council (county councils and municipal councils). Initially , it could therefore be argued that entirely separate party levels – fully disintegrated stratarchy – is less likely in a Norway (than in federal or regionalized states like for instance Germany or Spain). Indeed, interdependence between levels might well bring about more interaction in unitary states than in loosely coupled federal states. However, Norway formally is a decentralized unitary state (Lijphart 1999: 189). First, municipalities and counties are governed by separately elected bodies enjoying the freedom to adapt national policies to local needs and to make decisions that to some extent undermine national policies (Smith 2002). Second, all Norwegian municipalities are ‘generalist municipalities’ with equal status and responsibilities (see, e.g., Rose 2004). They attend to a broad spectrum of tasks, including primary education, primary health care, care for the young and elderly, and a number of other social welfare programmes. Hence, the structure of local and national government may call for some decentralization of resources and decisionmaking, in addition to demands for a certain degree of local party autonomy. What the ‘party label’ means may well differ significantly across territory. The same argument also applies to the county level even though it should be noted that the position of the regional level – the county councils – in the Norwegian system has declined in recent years, and abolition of this political-administrative level is regularly discussed (Baldersheim and Fimreite 2007).5 This said, counties and not least municipalities do serve as tools for implementation of national welfare state services. National politicians depend on municipalities to fulfil their election pledges on, for instance, education and services for the elderly. The comprehensive 5 In 2002, its most important task – hospitals – was taken over by the state. Its remaining main tasks are local transport and upper secondary education. 9 responsibilities of local government therefore give national politicians an incentive to control their counterparts at the local level (Tranvik and Fimreite 2006). Accordingly, municipal freedom of action is limited by national regulations and nationally mandated programmes, and the local tax rates are in practice set by national authorities. As a consequence, despite a significant degree of decentralization, national party elites do certainly also face incentives to govern the party top-down in day-to-day politics. Thus, specification of national policies is likely to be decentralized, beyond policy formulation on purely local matters. However, a significant pressure for standardization of party policies across the state territory probably exists in practice, hereby limiting the room for local party autonomy in issues of national relevance, in line with the cartel party thesis. As far as the election and party system goes, we may note that proportional electoral systems are used at all levels, promoting multi-party structures. When our study was carried out, Norway was governed by a governed by a centre-left coalition, comprising the Labour Party (DnA), the Socialist Left Party (SV) and the Centre Party (Sp). The centre-right opposition consisted of the Conservative Party (H), the Christian People’s Party (KrF), the Liberal Party (V) and the Progress Party (FrP). These are the seven parties persistently represented in the Norwegian Parliament – the Storting – after the Second World War. Deeply rooted conflicts between the centre and the periphery (see, e.g., Rokkan 1967) have not led to different party systems in different regions – only regional differences in support for individual parties. Local lists compete with national parties in a number of municipalities (Aars and Ringkjøb 2005), but received only 3 per cent of the votes at the 2007 municipal elections. So the party alternatives are generally the same at all three levels of government, and the need for coordination between levels arises in all Norwegian parties. By and large, all major Norwegian parties have adapted a general organizational structure that corresponds to the administrative structure of the state (Heidar and Saglie 2003): they all include municipal and county party branches below the central level, even if large parties may have several local branches within the largest municipalities, while smaller parties tend not to have branches in the smallest municipalities. But as parliamentary candidates are, in all seven parties, selected at the county level, and MPs thus generally need support from their regional party branch to be reselected, we expect the county branches to be more influential within the parties than the weak role of the county council would indicate. Historically, the mass party type became – and has to a large extent remained – an organizational ideal for all Norwegian parties (Heidar and Saglie 2003). However, as argued above, the question is if the relationship between local, regional and national party branches 10 in day-to-day politics actually mirrors this hierachical, ‘bottom-up’ party model – or whether parties rather approach the cartel party model. Moreover, despite organizational standardization, Norwegian parties have – to some extent – different organizational origins and traditions that might colour how parties respond to the current incentive structures of their environment (cf. e.g. Panebianco 1988: 58). The Conservatives and the Liberals traditionally put less emphasis on the extra-parliamentary membership organizations than the other old (centre or left) parties in Norway. More recently, the Progress Party has developed a particularly streamlined state-wide organization, which appears to be somewhat more centralized than the other parties’ organization today (Heidar and Saglie 2002). Hence, a secondary question to be discussed is then whether possible variation in patterns of integration, influence and autonomy across Norwegian parties follows differences in organizational traditions. Data and Methods In line with the framework developed above, we first assess the intra-party relationships by studying formal rules (i.e. statutes) and other institutional arrangements by means of party documents and interviews with national party officials and 16 county secretaries. However, due to space and capacity constraints, our main focus in this paper is on the behaviour and the perceptions of municipal and county party officials.6 These survey data are generated from a web-based survey of municipal and county party office-holders, representing the seven largest parties in the Norwegian party system. The survey was conducted by means of a selfadministered electronic set of questions on the Internet. Each respondent received an e-mail with a link to a closed website.7 At the county level, our sample of party officials comprises two categories: all leaders of county party branches and all county party secretaries.8 The position as county branch leader is an elected office, but the county secretaries are full-time party employees. As there are 19 counties in Norway, each party has 19 county branch leaders. Some county branches of the Labour Party have two secretaries, while some of the smaller parties do not have secretaries in all counties. The Progress Party has regional offices, where one or more 6 This means that certain reservations have to be made as regards the organizational data in this version of the paper. A more accurate description of party rules and institutional arrangements will be provided in the next version. 7 We used software offered by QuestBack (www.questback.com). 8 Party-affiliated members of the National Council of the Norwegian Association of Local and Regional Authorities were also included in the survey, but the questions analysed in this paper were not asked to this group. 11 secretaries cover a group of adjacent counties. At the municipal level, our sample comprises two categories: leaders of municipal party branches and leaders of party groups in municipal council. Most parties do not have branches in all 430 municipalities. Two random samples – 100 branch leaders and 100 party group leaders – were drawn from each of the seven parties’ register of local office-holders. Some parties chose to draw the samples themselves, while others gave us access to the register and let us draw the samples ourselves.9 The major reason why we did not invite leaders of party groups in county councils to participate in the survey is that our main focus here is the municipal-national axis, not the regional-national axis and the regional-municipal axis per se.10 The electronic questionnaire was distributed to the respondents in late May 2008. After three reminders, the final response rate was 49 per cent at the municipal level and 64 per cent at the county level. At the municipal level, the variation between parties was negligible; the response rate varied between 44 (Conservatives) and 51 (Progress Party) per cent. But party differences were considerable at the county level, where response rates varied between 48 (Progress) and 80 (Labour) per cent. However, by and large, we consider the response rates to be generally acceptable. Finally, it should be noted that the survey analysis presented below represents a first presentation of the survey material. It does not include tests of significance, but such will be included in the next version of the paper. Moreover, we will in some cases consider applying more sophisticated measures than simple cross-tables. Empirical Analysis We start our empirical analysis by mapping the formal rules – and other institutional arrangements of relevance – for day-to-day policy-making, in light of the analytical dimensions discussed above. We then move on to the actual behaviour and perceptions of party officials, with regard to vertical integration as well as the question of top-down versus 9 Two parties posed special challenges. When we first approached the Socialist Left Party headquarters, we discovered that the party did not keep any register of its municipal council group leaders. Direct contact from the central office to municipal county groups was evidently limited: the central office addressed the municipal branch, not party representatives in local public office. As a result of our request, the party started gathering names and addresses. By the time we drew our sample, the party had collected names and e-mail addresses from 18 of the 19 counties. As a matter of principle, the Progress Party would not hand out any addresses of local officials. The party has an updated and informative website, however, where names and contact information for all its national and local office-holders are published. The party did not refuse to send us a list of its municipal branches and municipal council groups. We then drew samples of municipalities, and filled in the e-mail addresses from the party website. 10 Moreover, the same person fairly frequently occupies both the office as municipal branch leader and leader of municipal council group. Thus, in some cases, the same person appeared in both samples. We then replaced these individuals with reserves in one of the two samples. Others held office at both the county and municipal level. We kept these people in the county sample, and used reserves for the municipal sample. 12 bottom-up governance. In this way, we aim to both provide a ‘robustness test’ of formal relations and explore the uncharted territories of the organizational maps. The survey material distinguishes between the municipal and county level, and also includes items addressing the content of contacts and locus of lower levels attempts of political influence. Hereby, we aim to qualify our conclusions. Finally, we turn to the issue of potential differences between the seven Norwegian parties. Vertical integration and overall direction of government: Formal rules Norwegian party statutes clearly describe a high level of formal vertical integration. All parties have largely kept the formal structures of a hierarchical party model based on unitary mass membership. In all parties, members join the party as a whole, but are generally expected to belong to a local branch. Local branches are joined to the central organization by regional structures. The archetypal example of this ‘mass party model’ in Norway has been Labour, but eventually, all major Norwegian parties developed similar membership organizations (Svåsand 1994:327). Direct intra-party democracy has been discussed, but hardly used to date (Heidar and Saglie 2003). The integrative organizational structures of the mass party still enjoy high levels of legitimacy among party members and activists (Saglie and Heidar 2004). Parties have also established forums for interaction between politicians from different levels (in addition to the party congress), such as national conferences for local politicians (but it remains to be seen how extensive such arrangements are). To what extent are these integrated parties governed from above, according to party statutes? Starting with the overall direction of government – whether the elected party leadership is elected and controlled by territorial units – we note that the principle of representative democracy is a central feature of Norwegian party organizations. The national leadership – between the annual or biannual party congress – usually consists of a national council (landsstyre) and a national executive committee (sentralstyre). But are these bodies chiefly composed of local/regional party representatives, or is such representation accompanied by representation of functional groups, or finally, are local/regional representatives in minority or virtually non-existent? From the local units, delegates are elected to congresses at the county level. The 19 county branches elect most of the delegates to the national congress, and most of the members of the national council. Members of the national executive committee, on the other hand, are not representing county branches – and the executives also include members of collateral organizations as youth organizations. In short, Norwegian party statutes describe a large degree of bottom-up control, but give 13 municipal branches minimal direct say in national party affairs. Their potential influence is indirect, via the county branch. This makes the county a crucial nexus in the Norwegian political system. As mentioned above, parliamentary candidates are also selected at the county level; at nomination conventions in each constituency, which are identical to the 19 counties. These conventions are composed of delegates elected by the municipal branches (Valen et al. 2002). But, most important, we see that the national party executive is not based on formal territorial representation, while the less important national council is also made up by country party leaders. How centralized are major policy decisions? Do local parties have an efficient decision-making role according to party statutes, or are they simply implementing national policies (cf. Laffin, Shaw and Taylor 2007)? Put differently, how many aspects of policyformulation are given to the local and national level respectively by party statutes? First, we may note that the national party manifestos are fairly detailed in Norway (Green-Pedersen 2007) and that they are adopted by the national party congress – the supreme decisionmaking body of the party as whole – in all parties. Hence, the document is indeed regarded as ‘binding’ for party representatives in public office at all levels. However, the inclusiveness of the process – and the common use of ‘hearings’ among territorial units during the manifestomaking – limits the degree of centralization (see Allern, Bay and Saglie 2009). Moreover, the party manifestos do not contain guidelines for all kinds of decisions – and they may be deliberately vague in particular issues. This may cause further centralization as it gives the parliamentary party group greater leeway. But, by the same token, party representatives in local public office are given room of manoeuvre in local public decision-making. Hence, there is at least a significant element of formal decentralization of policy-making. Party statutes do, however, not draw a clear picture as regards the degree local autonomy. This aspect seems to be constrained by informal norms, rather than formal rules. Our interviews with party organizers at the national level suggest that top-down interference in local politics is seen as illegitimate in most Norwegian parties (to be confirmed). Coordination of election campaigning is widely seen as acceptable, and local politicians are certainly expected to adhere to the party manifesto, as well as the basic values and principles of the party. But besides this, central interference in local policy-making is generally seen as an infringement of the principles of intra-party democracy. Municipal and county parties usually produce their own manifestos for local elections, but as far as we can see, national party statutes do not say much how these should come about (to be confirmed). Neither do party statutes say much about potential sanctions against local units: party statutes usually 14 describe procedures for expulsion, but these are aimed at individual members (to be confirmed). Vertical integration: Behaviour and perceptions To what extent are Norwegian party officials at the local and national levels entwined in interactions – i.e. regular contact – about policy issues? We have, through the survey, tried to measure the level of vertical integration in Norwegian parties by asking local party officials about various aspects of their contact with higher levels of the party structure. First, we asked how frequently they are in direct contact with the national party level. Table 1 shows how often various local office-holders were in touch with the national organization and parliamentary group, concerning national, county and municipal policy-making decisions as well as party organizational matters, the last year. There is no clear-cut standard describing a ‘considerable’ or ‘insignificant’ contact frequency. But if a majority of local officials has at least monthly contact with a specific part of the national party organization, this can be regarded as a significant extent of frequent contact. Table 1. Municipal and county party officials’ contact with party central organization and parliamentary party group. Per cent. Never A few times Monthly Weekly Daily Total N Municipal party officials County party officials Contact concerning .... national county muniparty national county muniparty policypolicycipal organi- policypolicycipal organimaking making policy- zational making making policy- zational making matters making matters 37 40 27 39 4 6 10 3 53 47 53 50 27 32 32 22 9 12 14 8 40 40 34 35 2 2 6 2 28 21 23 35 0 0 1 0 2 1 2 4 101 101 101 99 101 100 101 99 665 668 670 679 147 145 148 147 Question: About how often did you have direct contact with the party central organization and/or the parliamentary party group (including staff) concerning national, county and municipal decision-making processes during the last year? About how often did you have direct contact with the party central organization and/or the parliamentary party group (including staff) on various party organizational matters during the last year? First, the table shows that local office holders do have contact with the party’s central organization and/or parliamentary group, but not necessarily extensively in the sense that a large part of the officials are in touch with the national party level monthly or more often. Within all four issue areas, a majority of the county level office-holders had contact with the 15 national party organs at least monthly. So the data confirm that the links between the national party and the county branches are strong. In contrast, most municipal party officials report to be involved in such on a fairly irregular basis – a few times a year – or not at all. Hence, the patterns of contact are mostly in line with the formal party structure. To some extent, direct contact between the municipal and national party levels exists, but integration primarily materializes through an intermediate regional party level.11 Table 1 also provides some indications of the content of these contacts, which might give us additional information on whether the patterns vary according to the formal party structure. The office-holders at the municipal level were most active within their own field of responsibility (jurisdiction): municipal policy-making. Nevertheless, their contact also addressed decision-making at the national and county level, as well as party organizational matters. When we turn to the county office-holders, a different picture emerges. Their most frequent contacts concerned party organizational matters and national policy issues – not their own field of policy formulation. However, it should be noted that this could, at least partly, be caused by a methodological factor: at this level, we have not surveyed the behaviour of party group leaders in the elected assembly (county council), only officials in the party organization. Table 2. Municipal and county party officials’ contact with party central organization and parliamentary party group, by position. Per cent reporting contact monthly or more often. National policymaking County policy-making Municipal policymaking Party organizational matters Smallest N Municipal party officials Leader of Municipal Both party group party positions in branch municipal leader council 10 10 11 County party officials County County party secretary branch leader 65 74 12 18 14 21 17 25 55 51 72 67 7 13 11 57 93 235 283 145 77 68 Question: See Table 1. 11 Yet it should be noted that the difference migh partly be caused by the fact that some county branch leaders are also elected MPs. 16 Finally, we have tried to examine to what extent the contact patterns of branch leaders, party group leaders and secretaries vary according to the organizational map at each party level. Does the municipal party organization work (horizontally) as a channel ‘to the top’ for the municipal party group leaders? This distinction is presented in Table 2. However, we see that differences between branch leaders and party group leaders were quite small at the municipal level. Those who occupied both positions simultaneously were – not surprisingly – somewhat more active than the others. The difference between elected branch leaders and employed secretaries at the county level stands out more clearly. 93 per cent of the county secretaries contacted national party organs on party organizational matters at least monthly, compared to 57 per cent of the branch leaders. This reflects that organizational matters are of course a central part of the secretaries’ job as party professionals. However, secretaries were also more frequently in touch with the national party regarding policy issues – national, county and municipal decision-making. This may mirror that the county secretary is a full-time party official, but also confirms a recent qualitative study testifying to to the general importance of county secretaries in Norwegian party organizations (Aarebrot and Saglie 2009). Their activity does not, however, mean that the elected branch leaders are inactive. County branch leaders also contribute to the generally high frequency of contacts at this level. Top-down or bottom-up: behaviour and perceptions Next, we turn to questions of top-down versus bottom-up control. As our dimension ‘overall direction of government’ mostly applies to formal structure, we focus on centralization and autonomy. We first asked to what extent municipal and county party branches actually attempted to influence policy decisions at other administrative levels than their own. And if so, what body of the party did they mostly address? In this way, we tried to measure patterns of influence across levels of party-based government. Most of the questions presented in Table 3 deal with attempts to sway decisions at a higher party level. These results therefore mainly describe local attempts to colour formally centralized decision-making; in other words the extent of bottom-up influence. Table 3 shows how often municipal and county party branches tried to influence various decisions during the last year, according to the local officials. We see that both municipal and county office holders did try to influence the decisions of higher and other party organs, but not necessarily extensively in the sense that a majority of the officials made such attempts more than a few times. In Table 3, as in Table 1, the municipal branches stand 17 out as less active than their counterparts at the county level. But which party organs were mostly targeted? From the municipal point of view, the county executive committee is a nearer addressee than the national party organs – both geographically and in terms of the hierarchical party structure. This is reflected in our data: 80 per cent had tried to exert influence on the county executive during the last year, whereas 35 per cent had addressed the national council and 30 per cent the national executive committee.12 This does not mean that municipal branches ’keep their hands off’ of national policy decisions in general. We have already seen in Table 1 that municipal branches, to some extent, engage themselves in national policy-making, and table 3 shows that 64 per cent had attempted to influence the parliamentary group or individual MPs. The main addressee at the national level is in other words the party in public office – not the party in central office. Table 3. Municipal and county party branches’ attempts to influence other party organs during the last year. Per cent. No 1–4 times 5–10 times More than 10 times Total N Municipal party officials County party officials Attempts to influence decisions made by ... County National National Parlia- National National ParliaMuniexec. council exec. mentary council exec. mentary cipal commitcommitgroup/ commitgroup/ exec. tee tee MPs tee MPs committee 20 65 70 35 12 26 4 36 65 32 27 54 61 55 37 41 11 3 2 9 23 15 41 17 4 0 1 1 3 4 18 6 100 664 100 593 100 590 99 637 99 145 100 143 100 147 100 143 Question: Did your municipal/county party branch attempt to influence – directly or through intermediaries – political decisions to be made by the following party organs during the last year? The same pattern is found at the county level. Nearly all county branches had tried to influence the parliamentary group during the last year, and 59 per cent had done so five times or more. Most county branches also addressed the national party organization, but less frequently. Finally, the table also brings to light an element of top-down influence: a majority of the county party officials reported attempts to sway the municipal council party groups and 12 The response rate is lower for the questions on the national council and national executive committee than for the other two items. There is reason to believe that some respondents left questions unanswered, if they concerned activities in which they did not participate. No answer may mean ‘no’. In that case, Table 3 understates the difference between the national council and national executive committee on the one hand, and the county executive committee and parliamentary group on the other. 18 Municipal council party groups 40 38 15 8 101 144 the municipal executive committee. The counties were nevertheless more active ‘upwards’ than ‘downwards’. Table 4. Municipal and county party officials who experienced national party attempts to coordinate municipal and county council party work during the last year. Per cent. No 1–4 times 5–10 times More than 10 times Total N Municipal level 57 36 6 2 101 603 County level 58 33 8 2 101 134 ’Don’t know’ are excluded from the calculations. Question to municipal party officials: Did you experience that the national party attempted to coordinate specific priorities and decisions in the different municipal council groups of the party – directly or through intermediaries – during the last year? Question to county party officials: Did you experience that the national party attempted to coordinate specific priorities and decisions in the different county council groups of the party – directly or through intermediaries – during the last year? In Table 4 we change our focus to the question of local autonomy: the national leadership’s attempts to influence decisions made by representatives in local – municipal and county – public office. For sure, it is far from easy to formulate a survey item aimed at measuring these kind of activities. Because ‘top-down interference’ might well be seen as illegitimate in parties that are governed formally ‘bottom-up’ over-all, we asked our question cautiously by means of a ‘soft’ formulation: Had the national party tried to coordinate priorities and decisions in the party’s county and municipal council groups during the last year? According to Table 4, a majority of local office-holders reported that no such coordination had taken place. However, a sizeable minority – about four of ten – had experienced some instances of central coordination. There are no differences between the municipal and county levels. Thus, despite decentralization of power, it seems as if the national parties do try to standardize the local party policies across the state territory to significant – if not large – extent. Table 5 represents another and final way to measure the aspects of autonomy and centralization. We asked how important the respondent thinks that various kinds of documents are as ‘guidelines’ for decision-making in municipal and county council groups. The list of documents included the national and local party manifestos, as well as other 19 documents from the national party organization and case documents from the local administration. Table 5. Municipal and county party officials’ evaluation of various documents as guidelines for party groups in municipal and county councils. Per cent rating the document as very important. Government white papers and circulars Your party’s national manifesto Your county/municipal party manifesto Documents from the parliamentary party group Documents from the party’s central office Case documents from the county/municipal administration Smallest N Municipal party officials 11 48 92 8 17 77 637 County party officials 10 73 91 15 29 44 138 ‘Not relevant’ and ‘Don’t know’ are included in the calculations. Question: How will you evaluate the actual importance of the following types of documents as a guideline for the political decisions that your party’s county/municipal council group has made the last year? The results in Table 5 are clear: at both the county and municipal level, the most important guideline is reported to be the local (county or municipal) party manifesto: their ‘contract with their voters’. This party document is seen as much more important than the national party manifesto. At the municipal level, 92 per cent of the officials considered the local party manifesto to be very important, while only 48 per cent found the national manifesto equally important. This relative importance of the local manifesto might indicate a significant element of local autonomy as local decisions are reported to be made somewhat independent of the national party programme. The table also reveals a clear difference between levels. According to a large majority of the county party officials, the national manifesto is nearly as important as the county manifesto for public decisions. In other words, the element of policy centralization seems stronger at the county level. At the municipal level administrative case documents is ranked second, just behind the municipal manifesto and much higher than the national manifesto. This might reflect that municipal politics often revolves around issues where national party ideology is less relevant. 20 Party differences? Despite the assumption that the state structure – and other institutional features – colours the way parties organize territorially, the question is whether party characteristics vary somewhat within political systems, according to organizational legacy. Above, we argued that the statutes of all seven parties by and large describe similar organizational structures. However, there are some nuances worth mentioning in wording. The Progress Party statutes underlines that the party is one organization, and describes the local organization as ‘subdivisions of the main organization’.13 Both the Liberal Party and Christian People’s Party, in contrast, state that ‘the party is composed of county and municipal branches’.14 Hence, we see that the generally strong degree of centralization in the case of the Progress Party is mirrored in how the statutes describe the general relationship between the territorial units. But first and foremost the question is whether we see any traces of this distinctive feature, and the fact that the Conservatives and the Liberals have traditionally put less emphasis on the extraparliamentary membership organizations than the other old (centre or left) parties in Norway, in the survey material. Are these differences reflected in the behaviour and perceptions of local party officials? Table 6. Municipal party officials’ contact with party central organization and parliamentary party group, by party. Per cent reporting contact monthly or more often. National policymaking County policymaking Municipal policymaking Party organizational matters Smallest N Socialist Left 11 Labour Centre Christian Liberal Conser- Progress vative 13 13 10 12 6 6 14 13 12 10 8 16 23 16 24 17 16 11 28 33 7 10 8 7 9 15 17 91 99 95 96 97 86 97 Question: See Table 1. Party differences in vertical integration are explored in Table 6, using the same survey item as in Table 1. We concentrate on the municipal party officials, owing to the small number of 13 Progress Party statutes, § 5,. www.frp.no (2.9.2009) Liberal Party statutes, § 3, www.venstre.no (2.9.2009). Christian People’s Party statutes, § 3, www.krf.no (2.9.2009). 14 21 county level respondents in some of the parties. According to Table 6, the differences between parties are not strong. Nevertheless, the Progress Party stands out as the most integrated in terms of contact, but the Conservative Party’s is ranked second. At the other end of the scale, the Liberal Party appears to be the least integrated, followed by the Christian People’s Party. Hence, we do not find strong support for the idea that party genus colours the contemporary patterns of behaviour here. The results for the Liberal Party might be attributed to a liberal ideology of non-interference. But it should also be noted that the Liberals’ organization is small. Hence, the party has fewer full-time county secretaries than the other parties. Does variation exist across parties according to party genus with regard to local attempts to influence decisions at higher level? Table 7 reveals some nuances, even though the same party organs are most frequently addressed in all parties. The municipal branches of the Christian People’s Party, Liberal Party and Progress Party (and to some extent the Socialist Left Party) tried to influence higher party organs somewhat less frequently than the other centre and left parties, but the differences are small. The results for the Christians and Liberals are presumably related to these two parties’ relatively low level of integration. On the other hand, the Progress Party combines a relatively high level of vertical integration with a relatively low level of bottom-up activity. Table 7. Municipal party branches’ attempts to influence other party organs during the last year, by party. Per cent ’yes’. County exec. committee National council National exec. committee Parliamentary group/MPs Smallest N Socialist Left 80 Labour Centre Christian Liberal Conser- Progress vative 88 75 89 85 68 77 39 28 38 37 40 33 22 16 27 27 49 41 31 29 60 79 73 52 57 70 62 83 84 85 83 86 75 91 Question: See Table 3. In Table 8, we see that the Progress Party branches reported the highest level of top-down coordination. The Conservatives and Liberals are found in the other end of the scale. 22 Table 8. Municipal party officials who experienced national party attempts to coordinate municipal council party work during the last year, by party. Per cent ’yes’. Yes N Socialist Left 44 83 Labour Centre Christian Liberal 41 47 41 39 84 85 83 86 Conser- Progress vative 36 55 75 91 ’Don’t know’ are excluded from the calculations. Question: See Table 4. However, again, the differences are not strong, and we cannot characterize the parties as examples of clearly different power-relationships. When we combine the results of Tables 6, 7 and 8, however, some noteworthy differences occur. The Progress Party approaches a topdown integrated party according to survey data – in line with its development of a highly centralized organization. The Liberal Party may be the closest approximation to a de facto disintegrated stratarchy in the Norwegian party system – which corresponds to its history as a party putting greater emphasis on parliamentary work than extra-parliamentary party organization. But, then again, the Conservatives are closer to a bottom-up integrated model as far as actual behaviour is concerned. Hence, the party differences do not unambiguously correspond to variation in party organizational legacies. Indeed, in sum, the variation across parties seems limited in Norway. Discussion and Concluding Remarks In this paper, we have addressed the vertical, territorial dimension of party politics and asked how we can best comprehend this complex aspect of modern party organizations. Specifically, we have explored how parties organize, and work as organizations, in more or less decentralized unitary states: Do links exist and what is the power relationship between the national party and the sub-national party branches? In this way, the paper has also aimed to explore to what extent parties work as integrative mechanisms across levels of government. According to the much discussed cartel-party thesis, major parties in established democracies will have incorporated a stratarchical dimension in their organization: a division of labour – mutual autonomy – between different ‘faces’ or levels of the party (Mair 1994), as a consequence of ‘cartelization’ of national party systems. There is thus reason to ask whether most parties today are disintegrated as territorial organizations. However, in line with recent literature on parties in multi-level settings, we assumed that the enduring political insitutions 23 like the state structure also constrain the patterns of vertical integration and power within state-wide parties, and asked if decentralization – or only federalization – favours the development of stratarchical parties. Examination of the impact of structural and institutional variables requires, of course, a cross-national survey, but we have in this paper thrown new light on the topic by means of an in-depth study of party organizations across three levels of government in a fairly decentralized unitary state. The internal party relations in Norway has been analysed along several vertical dimensions: vertical integration, over-all direction of government, centralization of power in major issues, and degree of local autonomy. As Norway is a unitary but fairly decentralized state, we suggested that the state structure makes a fairly high level of vertical integration and some, if not much, local power and autonomy in major policy issues likely within Norwegian political parties. Decentralization notwithstanding, the national parties need to control the production of welfare state services and hereby face incentives for national centralization through standardization. In contrast to traditional literature on party organizations, emphasis was put on policy decisions in day-to-day politics, not election-oriented and ‘cyclic’ party-decisions such as candidate selection and adoption of the electoral manifesto. Therefore, we have not only examined the party organization as such, but also include the local and national parliamentary ‘face’ of the parties in question. Finally, by including data on actual behaviour – from a survey conducted among a sample of municipal and county party officials and party representatives in public office – in addition to organizational-level data, we have been able to critically examine the importance of formal party structure. Formally, we found that Norwegian parties are not organizationally split in the sense that each layer of the organization is independent of every other layer. Norwegian party statutes do indeed describe the existence of integrated party organizations. Generally speaking, the party statutes moreover contain a considerable element of bottom-up control, although through indirect procedures where municipal branches have little direct influence. National party manifestos introduce a strong element of centralization in the parties, even though manifestos are adopted at national party congresses, after comprehensive hearing procedures. As far as autonomy is concerned, local party branches are expected to adhere to the national manifesto and party statutes, but otherwise there are no clearly fixed limits to their freedom of action. For example, party statutes tend to keep silent on procedures for adopting local manifestos. Moreover, our survey of the behaviour of party officials and representatives showed a considerable amount of contact and attempts to influence policy 24 from both above and below. Such communication also includes party groups in local public office – an organizational element of political parties which usually is neglected in party research. So we may conclude that, as hypothesized, the over-all patterns of integration, influence and autonomy do correspond to the state structure, and Norwegian local parties have not become ‘essentially unconcerned about any real input into the national party (and vice versa), and will devote itself primarily to politics at the local level’, as suggested by the cartel thesis regarding European parties in general (Mair 1994: 17). Norwegian parties are formally integrated and not uniformly governed from above. Moreover, the survey reveals a considerable amount of intra-party contact, including attempts to influence policy from both above and below. Thus, parties do still seem to work as integrative mechanisms across levels of government in Norway. Moreover, we have seen that important features of party behaviour correspond closely to the official organizational charts: above all, both party statutes and survey data point to the county branches as the key nexus for both upwards and downwards communication. This said, the formal territorial links are, to a significant extent, supplemented by ’internal lobbying’ – a significant informal web of intra-party links, bypassing the formal channels of the party organization: the parliamentary party group, not the central party organization, is the local party officials’ main locus of contact at the national level. Whether this particular finding provides some support to the cartel party thesis is open to debate: to some extent, this pattern of contact can be seen as an indication of local autonomy of the central party office. Also, the observed strong position of the county parties seem somewhat contrary to Norway’s administrative structure, where the county level is considered to be the weakest link. One possible endogenous explanation for this discrepancy may be that the municipal party branches generally depend on voluntary work, whereas the county parties have full-time employees. The same difference in capacities is not present in the government structure. In addition, county party branches are responsible for tasks far beyond the county government: the fact that the county level controls candidate selection for national elections increases its political weight considerably. Interestingly, we did not find clear support for the additional suggestion that possible differences in patterns of integration, influence and autonomy between Norwegian parties follows differences in organizational traditions. But does the general tendency revealed suggest that the state structure actually outweighs the other factors likely to impinge on intraparty relationships across levels of government? Has the institutional structure of the 25 Norwegian state standardized the way Norwegian party organizations work? As shown above, the findings do, to some extent, correspond to the expectations generated from literature emphasizing the importance of the state structure. However, the lack of major variation may also be due to diffusion between parties: As the basic organizational features mirrors the mass party model, it could be that Norwegian parties have partly learnt from each other by adopting what was originally the social democratic way of organizing across territory. That said, a definite answer needs to await future comparative research. No claims can, of course, be made as to whether the results are generalizable beyond Norway. To date, the literature on parties and multi-level settings has concentrated on federal or regionalized states, but to which degree – and how – party organizations in such systems actually differ from parties in unitary systems of power allocation is still a moot point. We cannot say exactly how high or low the Norwegian level of intra-party contact, coordination and control is – and how much the state structure matters – without comparison with other unitary states or federal states. Nevertheless, this study has added to our knowledge on political parties by drawing attention to how party organizations work in day-to-day politics. Parties have declined as membership organizations, but may survive well as channels for contact and coordination between party officials and representatives at different levels of government. 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