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Authors requiring further information regarding Elsevier’s archiving and manuscript policies are encouraged to visit: http://www.elsevier.com/copyright Author's personal copy Journal of Geochemical Exploration 104 (2010) 69–86 Contents lists available at ScienceDirect Journal of Geochemical Exploration j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / j g e o ex p Discrimination of lithogenic and anthropogenic sources of metals and sulphur in soils of the central-northern part of the Zambian Copperbelt Mining District: A topsoil vs. subsurface soil concept Bohdan Kříbek a,⁎, Vladimír Majer a, František Veselovský a, Imasiku Nyambe b a b Czech Geological Survey, Klárov 3, CZ-11821 Prague 1, Czech Republic University of Zambia, School of Mines, Geology Department, P. O. Box 32 379, Lusaka, Zambia a r t i c l e i n f o Article history: Received 20 February 2009 Accepted 17 December 2009 Available online 6 January 2010 Keywords: Heavy metals Smelters Soil contamination Copperbelt Zambia a b s t r a c t Samples of topsoil together with reference samples of subsurface soil from a depth of 80–90 cm were collected in the central-northern part of the Zambian Copperbelt to distinguish lithogenic sources of metals from anthropogenic contamination of soils caused by fallout of dust from mining operations, flotation ore treatment plants, tailings dams, smelters and slag dumping grounds. The total sulphur, Cu and Co contents were found to be significantly higher in topsoil relative to subsurface soil over a large part of the surveyed area, and Zn, Pb, As and Hg contents showed a definite increase in the close neighbourhood of smelters and in the direction of prevailing winds. This indicates that the increase of these elements in the topsoil is due to anthropogenic activities. The areal extent and degree of anthropogenic contamination of topsoil can be expressed by an enrichment index (EI) based on the average ratio of the actual and median concentrations of the given contaminants. Although the contamination of soil by dust fallout decreases progressively with depth in the soil profile, in areas strongly affected by mining and mineral processing the anthropogenic contamination by sulphur and copper can be traced to a depth of 80–90 cm. In contrast, the concentration of elements such as Cr, Ni, and V, that show a direct correlation with the content of iron in the soils, increases in the subsurface soil relative to the topsoil. This is particularly evident in areas underlain by rocks of the Katanga Supergroup. Lithogenic and anthropogenic sources of metals and sulphur can also be distinguished by using factor analysis. This analysis of data acquired from the topsoil revealed five factors governing the source and nature of individual elements or their groups: the “slag specific” grouping of Cr, Zn, Pb and As, the “bedrock specific” grouping of V, Cr, Ni and Fe, the “smelter specific” grouping of Stot, Co, Cu and Hg, the “tailings specific” grouping of pH, Ccarb, Co and Ni, and finally the “organic carbon specific” grouping of Corg and Hg. These five factors account for 69.4% of the total variance in the data structure of the system. The interpretation of factors is based on the geographical inspection of factor score distribution, the knowledge of the chemical character of the sources of contamination, the local geology and the agrochemical properties of the soils. The factor analysis of data obtained from subsurface soils showed that only the bedrock specific factors had an influence. © 2010 Elsevier B.V. All rights reserved. 1. Introduction The issue of anthropogenic contamination of soils in mining districts has been discussed in numerous reports and publications (e.g., Dudka and Adriano, 1997; Barcan and Kovnatsky, 1998; Farago et al., 1999; Lee et al., 2001; Goodarzi et al., 2002; Liu et al., 2003; Krzaklewski et al., 2004; Beavington et al., 2004; Ashey et al., 2004; Lin ⁎ Corresponding author. Czech Geological Survey, Klárov 3, CZ-11821 Prague 1, Czech Republic. Tel.: +420 25108518; fax: +420 543 212 370. E-mail addresses: [email protected] (B. Kříbek), [email protected] (V. Majer), [email protected] (F. Veselovský), [email protected] (I. Nyambe). 0375-6742/$ – see front matter © 2010 Elsevier B.V. All rights reserved. doi:10.1016/j.gexplo.2009.12.005 et al., 2005; Voegelin et al., 2008; Ruan et al., 2008). There have been also many investigations of the mineralogy and chemical composition of dust fallout (Khan et al., 2004; Castellano et al., 2004; Beavington et al., 2004), the chemistry of flotation tailings and waste rock dumps (Levy et al., 1997; Johnson et al., 2000; Kim et al., 2002; CourtinNormade et al., 2002; Carlsson et al., 2003; Zhang et al., 2004; Šráček et al., 2004; Walker et al., 2005; Liu et al., 2005; Romero et al., 2006) and slags (Orescanin et al., 2006; Ganne et al., 2006; Ettler et al., 2009). Much attention in contaminated soil studies has been paid to the origin of individual metals, and the factors governing their migration, e.g., the bonding of metals to individual components in the soil substrate, and to factors governing the mobility of elements in soil solutions (Maiz et al., 1997; Li and Thornton, 2001; Lee et al., 2001; Author's personal copy 70 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Kabala and Singh, 2001; Liu et al., 2003; Chatain et al., 2005; Luo et al., 2006). However, these studies were mostly undertaken on rather small areas with simple geological structure. In large mining districts it is generally difficult to determine the relative contributions to the geochemistry of soil samples based solely on the concentration of major or trace elements in the soils themselves, especially in areas with varied lithology and where both lithogenic and anthropogenic sources of contamination are present (Reimann et al., 2005; Reimann and Garrett, 2005). In the case when the geochemical composition of uncontaminated soil or bedrock is known and relatively simple, the anthropogenic contamination can be expressed in the form of an enrichment factor, i.e. by the normalization of element concentrations in contaminated soils by their contents in uncontaminated soils (Reimann and Garrett, 2005). Alternatively, the content of metals in contaminated soil can be normalized relative to local or worldwide geochemical soil standards (Kabata-Pendias and Pendias, 1984; Reimann and de Caritat, 1998). A variety of statistical methods has been developed that significantly improve the chances of successfully differentiating the relative contributions from multiple sources (Facchinelli et al., 2001; Romic and Romic, 2003; Perez and Valiente, 2005; Simenov et al., 2005; Glavin and Hooda, 2005; Chen et al., 2008; Lima, 2008; Lopéz et al., 2008). The environmental degradation of the Zambian part of the Copperbelt is poorly quantified in spatial terms because the availability of high precision and up-to-date regional geochemical data for both unpolluted and polluted areas is limited. Moreover, a high natural background of heavy metals in soils and the varied lithology of the surveyed terrain make the evaluation of the degree of industrial pollution difficult. Therefore, in order to distinguish natural concentrations of metals from those ascribed to contamination by dust fallout, the soil sampling was undertaken at two depth horizons: firstly the topsoil, which is most affected by dust fallout, and secondly a reference soil horizon at a depth of 80–90 cm. Here, the subsurface soil is believed to be little or not at all contaminated by dust fallout, so that the values established are considered to represent the natural geochemical background. The authors of this study are of course aware of the danger arising from different physical and chemical properties of separate soil horizons and their effect on the distribution of relevant metals. As a consequence, the study of the distribution of metals was complemented by the determination of soil pH, the contents of organic and carbonate carbon, and total sulphur as well as by the analysis of total iron, both in topsoil and subsurface soils. The present study was carried out as a part of the larger research programme dealing with the pollution of soils in the Copperbelt area. To establish the extent of industrial contamination an environmental–geochemical survey of soils was carried out within the framework of the Development Cooperation Programme of the Czech Republic during the years 2002 to 2006 (Kříbek and Nyambe, 2002, 2004, 2005, 2006) and Kříbek et al. (2003, 2004, 2007). The main objectives of the investigation were: (1) to evaluate the concentrations of metals (As, Hg, Co, Cr, Cu, Ni, V, Pb, and Zn) and total sulphur, and to map their distribution in topsoil and subsurface soils in order to determine the pattern of dispersion in relation to the distance from the sources of contamination, (2) to discriminate between lithogenic (geological) and anthropogenic sources of metals in this mineralized and polluted area, and (3) to provide some initial data on the identification of lithogenic and anthropogenic sources using statistical correlation and factor analysis. 2. Study area The research covered 4700 km2 of soils in the urban and rural areas of the central-northern part of the Copperbelt Province of Zambia. The surveyed area covers 63% of the total area of the Zambian Copperbelt amounting to 7500 km2. The majority of the mining and mineral processing facilities and grounds of the Copperbelt (ca 92%) are located in the mapped area. Within the studied area, the largest center of population is the city of Kitwe with a total population of 866,646, then Chingola (177,445), and Mufulira (152,664). Other important towns are Chililabombwe (84,866), Kalulushi, and Chambishi. Mining activities (open pits and underground mines) are located in the vicinity of the individual towns. Smelters are located at Mufulira, Kitwe (the Nkana smelter) and at Chambishi (Fig. 1). 2.1. Soils The typical section of freely drained soils sampled within this project consists of A1, A2, B1, B2 and C horizons (Kříbek and Nyambe, 2005): A1 horizon (0–5 cm), topsoil. Dark greyish brown silt; moderate medium granular structure; slightly hard, friable, slightly plastic; roots abundant; smooth and gradual boundary. A2 horizon (5–30 cm). Dark reddish brown silt or clay; weak medium granular structure; soft, friable, slightly plastic, sticky; few roots; smooth and diffuse boundary; a few ferromanganese nodules. B1 horizon (30–50 cm). Dark reddish brown silty clay; weak medium subangular breaking down into weak fine granular structure; friable, slightly plastic, slightly sticky; a few roots; smooth and gradual boundary; abundant ferromanganese nodules. B2 horizon (50–120 cm). Dark red clay; massive porous breaking down into weak granular structure; soft, very friable, slightly plastic, slightly sticky; no roots; clear, undulating boundary; abundant ferromanganese nodules. C horizon (120–140±). Clay loam; horizon comprising weathered rock fragments and material of B2 horizon. According to the FAO classification of soils (FAO-UNESCO, 1997) freely drained soils of the Copperbelt region can be assigned to the ferrasoil group (acric, orthic or rhodic ferrasoils). Ferrasoils in the surveyed area are usually acidic, poor in organic carbon and nitrogen, and display low values of cation exchange capacity (Table 1). Compared with the subsurface soil horizon (B2 horizon, depth 80–90 cm), the topsoil (A1 horizon, depth 0–5 cm) has higher contents of organic carbon (Corg), higher values of pH, higher amounts of exchangeable cations (except for K+), and a lower amount of clay and silt fractions (Table 1). The soils of the dambo-type (poorly drained soils, cambisoils) according to the FAO-UNESCO (1997) classification that occur locally along the riverbanks were not sampled. 2.2. Climate Three climatic seasons are defined: (i) a rainy season, (ii) a cool dry season, and (iii) a hot season. The rainy season lasts roughly from the beginning of November until the end of April and is characterized by tropical thunderstorms. The cool dry season lasts from the first half of May until the end of August and is characterized by light winds. Precipitation during this season is negligible. Daily temperatures in June and July range from 6° to 24° and fall to 5 °C at night. The hot season lasts from September until the end of January. The average temperatures are over 30 °C during the day and range between 21 °C and 26 °C at night. The annual rainfall averages are 1320 mm in Kitwe and 1270 mm in Mufulira. The wind flow is dominated by strong winds from the south-easterly quadrant from March until October. During January, February, November and December, wind flow is dominated by light north-easterly winds. 2.3. Geology and mineralization In the Zambian Copperbelt, the oldest Pre-Katanga Basement Complex consists of a Paleoproterozoic magmatic arc sequence, comprising schists and intrusive granitoids dated at about 1980±8 Ma Author's personal copy B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 71 Fig. 1. Geological sketch map of the surveyed part of the Copperbelt Province in Zambia. Compiled, simplified and taken from Garrard (1994), Marjonen (2002) and Mukwila (2002) with markings of major sources of contamination and location of the studied soil profiles. (Rainauld et al., 2005; Fig. 1). This Basement Complex is overlain uconformably by quartzites and metapelites of the Muva Supergroup. The Basement Complex as well as the Muva Supergroup are penetrated by the pink microcline granite and adamellite that is assumed to be of Pre-Katangan age. Overlying metasediments of the Katanga Supergroup are traditionally divided into the ore-bearing Mine Series and the Kundelungu Groups. The deposition of the Katanga Supergroup sediments started at some time after 880 Ma (Armstrong et al., 1999). Structurally, the Copperbelt region belongs to the Lufilian Arc Terrane. The Neoproterozoic sedimentation in this terrane began in a continental rift environment (Binda, 1994; Porada and Berhorst, 2000). New geochronological data indicate that metasedimentary rocks of the Katanga Supergroup were deformed and partly metamorphosed during the Pan-African Lufilian Orogeny between ca 600–480 Ma. Regional uplift and cooling that affected the whole Katangan Basin is dated at between 495–480 Ma (Rainauld et al., 2002, 2005). The uplift was accompanied by the formation of ENE-directed thrusting and later by strike-slip faulting. A number of N-trending basic dykes cut the Pre-Katanga basement as well as the Katanga Supergroup. Spatially associated with the dykes are a number of irregularly shaped dolerite stocks (Key et al., 2001). The Zambian Copperbelt is one of the world's largest copper and cobalt ore districts. The Cu–Co mineralizion in the Copperbelt is confined to the lower section of the Katanga Supergroup (Mine Series) close to its contact with the underlying Pre-Katanga units. The Copperbelt ores form sediment-hosted deposits of strata-bound and/or stratiform type characterized by finely disseminated copper–(cobalt)–iron sulfides consisting mostly of chalcopyrite, cobalt-rich pyrite and bornite ± carrolite. The host rocks include quartzite (arkose), shale and dolomite that are believed to have deposited in a continental rift environment. The ore grades average 3 wt.% Cu and 0.18% Co in deposits from which Author's personal copy 72 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Table 1 Agrochemical properties and grain size distribution of topsoil and subsurface soils in the surveyed area of the Zambian Copperbelt. Number of samples: 11 (After Kříbek and Nyambe, 2005). Topsoil (0–5 cm depth) pHKCl Exchangeable H+ (mmol/100 g) Exchangeable Ca2+ (mmol/100 g) Exchangeable Mg2+ (mmol/100 g) Exchangeable K+ (mmol/100 g) Exchangeable Al3+ (mmol/100 g) CEC (mmol/100 g) Ntot (wt.%) Corg (wt.%) Size fraction Subsurface soil (70–90 cm depth) Min. Median Max Min. Median Max 4.18 2.0 0.1 0.01 0.04 0.0 0.9 b0.05 0.20 4.75 4.42 1.48 0.49 0.21 0.22 6.00 0.11 0.81 5.37 8.5 4.26 1.01 0.41 0.6 12.6 0.33 1.49 4.03 1.5 0.07 0.03 0.05 0.0 2.4 b0.05 0.12 4.25 3.75 0.13 0.17 0.30 0.0 2.92 0.05 0.13 4.47 5.5 0.19 0.24 1.18 0.0 4.0 0.06 0.24 Grain size distribution (in %) Topsoil b 0.001 mm b 0.002 mm b 0.01 mm b 0.05 mm 0.01–0.05 mm 0.05–0.25 mm 0.25–2.0 mm Subsurface soil Min. Average Max. Min. Average Max. 6.4 7.4 7.4 10.1 2.7 42.1 7.4 11.8 14.2 15.2 23.4 11.6 50.3 17.2 18.6 23.5 25.3 47.8 22.5 68.6 23.5 24.1 26.0 26.2 36.1 5.7 33.2 8.5 28.9 32.2 33.4 40.4 7.9 40.6 11.2 39.3 41.6 46.9 52.8 10.9 50.0 18.7 CEC = Cation exchange capacity, Ntot = total nitrogen, Corg = total organic carbon. both metals are extracted. Trace amounts of Au, Pt and Ag were recovered from the copper slimes during the smelting process. Ca 30 million metric tons of copper metal were produced since the largescale mining operations began in 1930 (Kamona and Nyambe, 2002). 2.4. Copper and cobalt industry Significant mineral exploration in the Copperbelt started during the 1920s and resulted in the discovery and the development of several mines. During the 1960s, the annual Zambian copper production peaked at over 755,000 metric tonnes. In 1969, the Zambian government nationalized the industry and reorganized all mining utilities into the Nchanga Consolidated Copper Mines Limited and Roan Copper Mines Limited. In 1982, both companies were merged into the Zambia Consolidated Copper Mines Limited. When the world price of copper fell, the Zambian government was unable to adjust social services provided by the mines to accommodate this drop in income and thus the capital available to maintain and update mining technology declined and production deteriorated. In response, Zambia began to consider the options for privatization in the early 1990s. The Nkana and Mufulira mines were purchased by Mopani Copper Mines, Chambishi mine was taken over by the China NonFerrous Metal Corporation, the Nchanga and Konkola Mines were transferred to Vedanta Resources (India) and the Chibuluma-West and Chibuluma-South underground mines to the Chibuluma Mines PLC. In 2008, the annual production of copper in the whole of the Copperbelt Mining District amounted to ca 569,891 metric tons and that of cobalt was ca 5275 metric tons. Significant volumes of selenium (17 t) and silver (8 t) together with minor gold and platinum group elements were produced in the above year (BMI, 2009). Ores are processed by flotation at Kitwe (Nkana processing plant), Chingola, Chililabombwe, Chambishi, Chibuluma and Mufulira ore treatment plants, and smelted and refined at the Mufulira and Kitwe (Nkana) smelters. The Chambishi smelter re-processes old slags from the Kitwe (Nkana) smelter, which are rich in copper and cobalt. 3. Materials and methods of investigation Regional environmental–geochemical surveying of soils was carried out using the methodology recommended for regional geochemical mapping by the FOREGS Geochemistry Working Group (Salminen et al., 1998). The surveyed area was divided into a base grid of square cells 4 × 4 km in size. Each cell was characterized by at least one sampling point, from which, after removal of plant remains and the thin humus layer, a composite sample of topsoil was collected at a depth of 0–5 cm. A composite sample was prepared by blending soil samples taken on the edges and in the central point of a square 25 by 25 m in size. Weight of composite topsoil samples was 0.6 to 1.7 kg. In heavily contaminated areas, additional samples were taken in the neighbourhood of contamination “hot spots”. At selected sampling points, composite samples of the subsurface soil were taken from a depth of 80 to 90 cm using a soil probe. Weight of composite subsurface soil samples was 0.3 to 0.4 kg. Points for the subsurface soil sampling were selected on the basis of the different underlying bedrock lithologies so that soils formed on the different rock types of bedrock could be characterized. Site descriptions were made at the time of sampling to record the location of the sample in relation to land use and major environmental features. During the project, 719 composite samples of the topsoil, and 129 samples of the subsurface soil were collected and analysed to create a representative geochemical database for the central-northern part of the Copperbelt. To characterize dust fallout from overburden dumps and waste rocks dumps, from ore crushers, tailings ponds, ore concentrate depots, from smelters and slag dumps were collected using low volume personal total suspended particles (TPS) samplers (LVPs, type PV-1.7, Kubik, Czech Republic). The samplers are multi-functional equipment for sampling either the dust fallout in workplaces or outdoors. Other dust fallout samples were collected from the leaves of trees and from wind-blown tailings material. Soil samples were air-dried, and, after homogenization, half of each sample was passed through 0.2 mm mesh screen using a U.S. Geological Survey Standard Sieving Set and pulverized in an agate ball mill to less than 0.063 mm mesh. To determine the content of metals, soil and dust samples were digested with aqua regia in accordance with the ISO 11466 procedure (International Organization for Standardization, 1995). The choice of this method was dictated by international regulations, which set norms for soils according to this procedure. All reagents were declared pro analysi, and all solutions were prepared with double distilled water. Standard working solutions were prepared from original certified stock solutions (MERCK) concentration 1000 mg L− 1 in 1% Author's personal copy B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 super pure HNO3. Fe, Co, Cr, Cu, Ni, Pb, V and Zn were determined using Flame Atomic Absorption Spectroscopy (FAAS, Perkin Elmer 4000 Spectrometer). Arsenic was determined by a Hydride-Generation Atomic Absorption Spectrometry (HGAAS, Perkin Elmer 503 equipment), and Hg was determined mercurometrically, using an AMA 254 Mercury Analyser. All samples were analysed at the accredited Central Geochemical Laboratories of the Czech Geological Survey. The quality control procedure involved analysis of reagent blanks, duplicate samples and several referenced soils. Analytical precision was determined by the 10% analysis (in duplicate) of randomly chosen samples and reference samples as well, with a variation coefficient for all investigated elements b8%, with the exception of Pb and Ni (b22%). Reliability of analyses determined by reference materials (RMs) was ±5% for Cu, Co and Zn, ±12% for Fe, ±10% for As and Hg, and ±22% for Ni and Pb due to the large number of samples in which the concentrations of Ni and Pb were near the limits of analytical detection. The amount of total carbon (Ctot) was determined using an ELTRA CS 500 instrument. Samples were combusted at 1400 °C and the Ctot was measured as CO2 using an IR detector. The amount of carbonate carbon (C carb ) was determined using another ELTRA CS 500 instrument. Samples were digested in a saturated solution of H3PO4 and the amount of CO2 liberated was recalculated to that of carbonate carbon (Ccarb). The amount of organic carbon (Corg) was determined by subtraction of carbonate carbon from total carbon content Corg = Ctot − Ccarb. Total sulphur (Stot) was determined using the ELTRA CS 500 equipment. Samples were combusted at a temperature of 1400 °C and the Stot, measured as released SO2, was determined by an infrared detector. The variation coefficient for Ctot and Ccarb is b0.5%, for Stot it is b1%. Relative errors of Ctot, Ccarb and Stot determined using reference materials were ±2.5% for Ctot and Stot, and ±2% for Ccarb. To determine the pH value of soils, 2.5 g of material, sieved through sieve mesh 0.2 mm was leached in periodically shaken solution of 1 M KCl. The pH measurements were made with a precision of 0.01 pH unit using a pHC 2085 pH electrode connected to a PHM 201 pH-meter after 24-hour leaching. Differences in water temperature were automatically compensated using a T 201 temperature compensator. Calibrations were carried out using two standard IUPAC (Radiometer A/S Copenhagen, Denmark) buffers with pH values of 4.01 and 7.00, respectively. The measured pH value was recorded automatically, with a precision of 0.01 pH unit. Determination of the mineralogical identity and location of metals in the soils and dusts was attempted using a CamScan 3200 electron microprobe in SEM mode equipped with an energy-dispersive analyzer LINK-ISIS. Prior to analysis, the selected soil samples were separated according to density using polyvinylpyrrolidone and diiodomethane. Analyses were undertaken using an accelerating voltage of 15 keV, and a beam current of 3 × 10−9 A. The XRD characteristics of minerals and their relative proportions in dust from ore concentrates, crushers, dust fallout from smelters and tailings ponds were established using a Philips PW 7310 diffractometer with CuKα radiation and a Ni filter in standard configuration. 3.1. Processing of analytical data 3.1.1. Univariate statistics and data transformation Summary statistics of the data set were first calculated to evaluate the distributions. The frequency distribution for each of the elements analysed was examined using histograms, background normality tests were made and kurtosis and skewness calculated. Kurtosis and skewness were calculated using the S-Plus programme version 4.5 (MathSoft Inc., Seattle, Washington, U.S.A. 1997). Because the statistical distribution of most variables determined by chemical analyses was not normal, a non-parametric method was used to evaluate the main statistical characteristics of the individual data 73 populations using again the S-Plus programme version 4.5. For the purpose of statistical treatment, data from chemical analyses lower than the detection limit were replaced by values equal to 2/5 of the limit of detection. In order to construct contour maps, the data were transformed to a regular grid using the kriging method. The distance between grid nodes was 500 m. To calculate the grid node, generally up to 10 adjacent data points in the “search area” were taken into account. In addition, the search area within the 10 km radius was divided into 4 sectors, in each of these up to 4 adjacent data points were taken into account. A minimum condition for the retrieval of the grid node value was the presence of at least one sampling point in any sector of the search area. All data sets displayed statistical distributions close to lognormal; therefore, logarithmic values were used for construction of maps and were recalculated from logarithmic back to normal (geometric) values that appear on the maps. Categories of concentration for the contour maps of surface soils were selected at the 10%, 25%, 50% (median) 75% and 90% percentiles for the individual data sets. In cases in which a large number of values fall below the detection limit, the value of the limit was used as the lowest boundary. The final category represents extreme data (outliers). The same categories were used for maps of subsurface soils, irrespective of the range and distribution of the concentrations in subsurface soils. The grid was calculated and results were mapped using the program Surfer version 8 (Golden Software Inc., Golden, Colorado, USA 2002). 3.1.2. Factor analysis Logarithmic data were processed by means of R-mode factor analysis (FA), applying the varimax-raw rotational technique. As a multivariate method, it facilitates the reduction, transformation and organization of the original data by the use of intricate mathematical techniques, which eventually results in a simple form of factor model. Factor analysis using the same amount of information creates a new set of uncorrelated variables which are the linear combinations of the original ones. If the original variables have significant linear intercorrelations, when the FA is carried out the first few factors will include the largest part of the total variance. The interpretation of dominant factors was made by taking into account the highest factor loadings for each of the chemical elements. The theoretical details of FA are given by Johnson (1998). The statistical analysis was carried out using the program S-Plus version 4.5 (MathSoft Inc., Seattle, Washington, U.S.A. 1997). 4. Results 4.1. Sources of contamination The main sources of soil contamination in the surveyed area are dust fallout from open-pit operations and ore transport, waste rock and overburden dumps, from crushers, ore concentrate stockpiles and ore concentrate transport, smelters, slag dumps and the dry areas of tailings ponds. Dust collected in the vicinity of the Chingola (Nchanga) open pit revealed only a slightly increased copper content (Table 2, analysis 1). The concentration of individual elements in dust fallout sampled in the crusher areas is very variable and reflects the primary geochemical variability of ore from individual deposits being mined. For example, the cobalt content of dust collected at Kitwe (the Nkana processing plant) is high, corresponding to the high cobalt content of ores mined in this area (Table 2, analyses 2 and 3). In contrast, the dust collected in the crusher area at Mufulira has a low content of cobalt correlated with the low cobalt content of the local ores (Table 2, analysis 4). In dust fallout from crushers, XRD analyses revealed small amount of chalcopyrite in addition to the prevailing quartz and muscovite and small amount of K feldspar, plagioclase, calcite, dolomite, talc, chlorite and amphibole. The chemical variability of ore concentrates reflects both the geochemical variability of ores and variable flotation techniques used to separate copper- or cobalt-rich products (Table 2, analyses 5–7). The copper Author's personal copy 74 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Table 2 Concentrations of chemical elements in dust samples collected at the surroundings of mining operations, crushers, smelters, slag and tailings deposits. Sample no. Dust samples from As Cd Co Cr Cu Hg Mo Ni Pb Se V Zn 1 2 3 4 5 6 7 8 9 10 11 12 13 14 Nchanga Open Pit, Chingola Crushers' area, Kitwe 2005 Crushers' area, Kitwe 2005 Crushers' area, Mufulira 2002 Co concentrate, Kitwe Cu concentrate, Kitwe Cu concentrate, Chibuluma Kitwe smelter, dust fallout Kitwe slag1 Mufulira slag Mufulira tailings Chambishi tailings Kitwe tailings Chingola tailings2 1.9 15.9 28.4 0.77 236.9 2.41 9.76 28.24 12.56 24.91 0.35 160 2.86 2.3 b0.8 0.3 0.9 b0.8 0.3 3.7 0.3 b0.8 b0.8 b0.8 b0.8 b0.8 0.28 b0.8 13 917 1437 12 7790 3930 4160 1542 3170 3200 b5 2820 200 750 63 22 37 20 32 20 25 182 1107 629 10 10 23 72 169 15,340 21,830 39,100 58,130 248,000 203,000 20,170 6972 8810 1650 7600 1250 40,200 0.005 0.099 0.064 0.027 1.13 0.45 1.13 0.009 0.007 0.007 0.005 0.005 0.041 0.005 6 13 11 b5 25 10 25 20 41 127 b5 60 6 10 8 7 22 5 12 10 8 25 62 98 b5 38 15 25 4 21 12 20 35 39 35 102 15 79 b10 65 10 18 0.2 6.5 8.5 1.24 38 33 20 21.1 0.63 0.96 b 0.2 6.00 0.64 b 0.2 b15 b15 47 b15 55 42 b15 b15 70 75 b15 20 25 34 15 137 92 41 67 1440 67 288 123 1165 5 52 10 144 1 Old slag from the Kitwe (Nkana) smelter re-processed at the Chambishi Smelter, 2Old flotation tailings reprocessed at the Chemical Treatment Plant at Chingola. concentrate from the Kitwe and Chibuluma flotation plant is composed essentially of chalcopyrite and pyrite with minor amount of muscovite, quartz and talc. Cobalt concentrate from the Kitwe ore dressing plant is composed predominantly of minerals of the linnaeite group (linnaeite, Co3S4, siegenite, (Co,Ni)3S4 or carrolite, Co2S3) and minor amount of chalcopyrite, pyrite and arsenopyrite. Non-ore minerals are represented by orthoclase, muscovite and talc. The chemical composition of dust fallout from the smelter in Kitwe is enriched in “volatile elements”, as for example Pb, Zn, As and Se (Table 2, analysis 8). The investigation of the morphology and chemical composition of the dust particles from the Kitwe smelter captured by filters in the TDS samplers revealed sharp-edged or drop-like particles with significant concentrations of Ca, Mg, Fe, Si and Al and minor concentrations of Ti, Zn N Cu and S. These are most likely very fine particles of silicate slag (Fig. 2). Small amount of pyrite, chalcopyrite, unidentified Fe–Cu–S sulphate, quartz, barite and anhydrite were also identified. Metallic particles composed of Fe, Cr, and Ni with trace amount of Cu and Zn captured by filters probably formed by abrasion of the Kitwe smelter equipment. Using XRD, magnetite, fayalite and quartz were identified in dust fallout from the Kitwe smelter. In contrast to other materials studied, particles of slag dust are very rich in “refractory” chromium (Table 2, analyses 9 and 10) which is related to the occurrence of numerous chromite inclusions in the slag particles as revealed by micro-chemical analyses (Fig. 3). In addition to chromite, Fig. 2. Chemical composition of dust particles captured on the surface of the filter during the monitoring of dust fallout in the Kitwe (Nkana) smelter area. Length of the white bar (bottom part of the image) corresponds to 20 µm. tiny particles of sulphide melt with a chemical composition resembling that of bornite were also identified (Fig. 4). The wide variation in the chemical composition of dust from the dry areas of tailings dams reflects both the variation in the chemical composition of the ores and the progress in flotation technology over time. Old slimes enriched in copper and cobalt (Table 2, analyses 12 and 14) are currently re-processed by chemical leaching. The prevailing minerals in all flotation tailings are quartz, feldspars (plagioclase N K feldspar), dolomite, calcite, muscovite, chlorite and amphibole. Evidence of the weathering of the accessory sulphides in tailings is provided by the efflorescence of sulphates on the surface. XRD analyses revealed that gypsum (CaSO4·6 H2O) is the prevailing secondary mineral, together with hexahydrite (MgSO4·6 H2O), epsomite (MgSO4·7 H2O), syngenite (K2Ca(SO4)2·H2O), picromerite (K2Mg(SO4)2·6 H2O), blödite (Na2Mg(SO4)2·4 H2O), and mooreite (Mg9Zn4Mn2(SO4)2(OH)26·8 H2O). 4.2. Concentrations of metals, carbonate carbon, organic carbon, total sulphur, pH values and correlations among variables The principal statistical data, i.e. minimum, maximum and median analytical values, values of the 10%, 25%, 75% and 90% percentiles, kurtosis and skewness for the pH of soil leachate, total sulphur, carbonate carbon, organic carbon and metals in topsoils and subsurface soil data sets are given in Tables 3 and 4. The medians of pH, total sulphur (Stot), carbonate carbon (Ccarb), organic carbon (Corg), Co, Cu and Hg are higher in topsoil compared to subsurface soil. Maximum values of these metals and Stot in topsoil are characteristic of areas strongly affected by dust fallout from smelters and tailings ponds. In contrast, the medians of Fe, V, Cr and Ni are higher in Fig. 3. Inclusions of chromite (Chr) in dust particles of slag collected in the Mufulira smelter. Author's personal copy B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Fig. 4. Particles of sulphide melt (BN) with chemical composition close to bornite in slag particles. The Mufulira smelter. subsurface soils. The dispersion of values in subsurface soil is generally much lower as compared to that in the topsoil. The characteristic distribution of values for some elements in topsoil and in the subsurface soil in the area underlain by the Pre-Katanga units (Basement Complex and Muva Supergroup) and in the area formed by the Katanga Supergroup is shown in Fig. 5. Contents of Cu (Fig. 5a) were found to be mostly higher in topsoil than in the subsurface soil horizon overlying both geological formations. Extremely high contents of cobalt in topsoil covering all geological formations (Fig. 5b) are characteristic of strongly contaminated areas. In contrast, higher concentrations of the same element in the subsurface soil horizon are indicative of lithogenic (bedrock-related) source. Compared with Pre-Katanga geological units, contents of cobalt are generally higher in subsurface soils derived from the Katanga Supergroup. Zinc (Fig. 5c), arsenic (Fig. 5d), lead and mercury (not shown) show a pattern of distribution similar to that of cobalt. The contents of Cr (Fig. 5e), Ni (Fig. 5f) and V (not shown in the picture) are mostly higher in subsurface soil regardless of the bedrock 75 geology. The only exceptions are the enhanced contents of nickel detected in the close vicinity of smelters. Because the distributions of metals and sulphur were skewed (the skewness coefficient exceeds 1.0), tightness of the mutual relationships between variables, i.e. between the concentrations of metals, Corg, Ccarb, and Stot in soils in the surveyed area were investigated using non-parametric statistics. Tables 5 and 6 are the correlation matrix, listing Spearman's rank correlation coefficients. Significant correlations at the probability level p b 0.001 (99.9%) are printed in bold, at the probability level p b 0.01 (99%) in bold italics and at the level p b 0.05 (95%) in small italics. The significance was estimated using t-test. Insignificant correlations are printed in normal letters. In topsoils, all variables show significant correlations at the probability level p b 0.001. The high value of Spearman's coefficient of correlation (r N 0.5) with pH is shown only by Zn. For Stot, high values of coefficients (r N 0.5) are shown by Co, Cu, Zn, Pb and Hg, for Ccarb by Co, Cu, and Zn, and for Corg only by Hg. In contrast to the set of data for topsoil, the values of Spearman's coefficients of correlation between metals and Stot are generally not significant in the subsurface soil data set. The significant correlation between metals and pH was found only for V, Cr, Co, Cu and Fe. 4.3. Distribution of pH, Corg, Stot and metals in soil profiles Distribution of pH, Corg, Stot and relevant metals was studied in the profile not affected by contamination (Profile I), in the area of tailings dams (Profiles II and III), and in a heavily contaminated area located near the Kitwe (Nkana) smelter (Profile IV, Fig. 6). All the given profiles and the samples collected were from soils developed on bedrocks of the Katanga Supergroup. The position of the profiles is shown on Fig. 1. In all profiles, the moisture and the content of silt and clay fractions were found to increase gradually with depth. This matches the grain size distribution in topsoils and subsurface soils given in Table 1. The distribution of selected metals in all profiles Table 3 Statistical summary of parameters of topsoil (n = 719). Parameter pH Stot (wt.%) Ccarb (wt.%) Corg (wt.%) As (ppm) Co (ppm) Min. value 3.56 b0.010 b0.003 0.05 b 0.10 b5 Percentiles 10% 25% 50% (Median) 75% 90% Max. value Kurtosis Skewness 4.23 4.46 4.88 5.70 6.70 9.17 0.72 1.09 b0.010 0.011 0.018 0.029 0.051 1.423 286.26 14.56 0.008 0.013 0.019 0.033 0.055 2.828 96.53 9.09 0.77 1.26 1.91 3.11 4.37 12.84 4.01 1.55 b 0.10 0.16 0.46 1.04 2.70 254.90 631.60 24.45 b5 5.0 10.0 19.0 60.0 606.0 32.77 5.12 Cr (ppm) 1.6 Cu (ppm) 15.0 7.0 10.0 16.0 25.0 36.0 595.0 371.81 16.72 72.0 134.0 289.0 627.5 1885.6 41900.0 93.95 8.14 Cr (ppm) Cu (ppm) Fe (wt.%) Hg (ppm) 0.10 0.002 0.33 0.56 0.97 1.59 2.43 7.13 4.90 1.85 0.007 0.009 0.014 0.021 0.035 0.441 94.22 8.25 Ni (ppm) Pb (ppm) V (ppm) Zn (pm) b5 b10 b10 b5 b5 b5 b5 7.0 12.0 42.0 9.94 2.71 b10 b10 b10 11.0 21.0 503.0 185.72 12.40 b10 13.0 21.0 33.0 52.0 227.0 13.66 2.82 6.0 9.0 13.0 21.0 41.2 450.0 55.86 6.40 Ni (ppm) Pb (ppm) V (ppm) Zn (ppm) b10 b10 b10 b10 b10 11.0 18.2 67.0 15.99 3.63 22.4 33.0 56.0 102.0 159.2 330.0 3.40 1.66 Table 4 Statistical summary of parameters of subsurface soils (n = 129). Parameter Min. value Percentiles 10% 25% 50% (Median) 75% 90% Max. value Curtosity Skewness Stot (wt.%) Ccarb (wt.%) Corg (wt.%) As (ppm) Co (ppm) 3.91 b 0.010 b 0.003 0.14 b0.10 b5 4.04 4.12 4.27 4.50 4.84 7.12 11.30 2.87 b 0.010 b 0.010 0.011 0.016 0.021 0.038 59.68 6.69 0.005 0.007 0.010 0.016 0.023 0.095 27.20 4.52 0.17 0.22 0.29 0.42 0.60 3.26 59.36 6.66 b0.10 0.15 0.47 1.64 5.13 33.20 21.75 4.37 b5 b5 5.0 11.0 22.0 65.0 5.80 2.40 pH 20.0 29.8 37.0 54.0 85.0 120.6 256.0 3.42 1.63 6.0 17.0 24.0 34.0 54.0 100.2 1560.0 83.16 8.63 Fe (wt.%) Hg (ppm) 0.47 b0.005 1.2 1.69 2.58 4.50 6.7 13.10 2.48 1.47 0.006 0.007 0.009 0.012 0.015 0.072 56.19 6.33 b5 7.0 11.0 15.0 23.0 36.0 132.0 15.62 3.39 b5 7.0 9.0 13.0 27.0 54.0 185.0 14.18 3.26 Author's personal copy 76 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 shows that contents of Fe, Cr, V, and Ni generally increase with depth and the pH value and contents of Corg decrease. Contents of Stot, Cu, Co and Pb were found to be higher in the topsoil of only slightly contaminated profiles (Profiles II and III) but their concentrations in deeper parts of the soil horizon are similar to those in the uncontaminated profile. In the profile of highly contaminated soils sampled in the vicinity of the Kitwe smelter (Profile IV), very high amounts of sulphur and other elements, including vanadium, nickel and chromium, were detected in topsoil. At a depth of 10 to 20 cm in Profile IV, the concentrations of these elements decrease sharply. However, contents of sulphur and copper are still much higher in the lower part of soil Profile IV as compared to contents of the same elements in uncontaminated or slightly contaminated soils. 4.4. Distribution of sulphur and metals in soils on a regional scale Fig. 5. Correlation of (a) Cu, (b) Co, (c) Zn, (d) As, (e) Cr and (f) Ni in topsoil vs. subsurface soil derived from Pre-Katanga lithologies (the Muva Supergroup and Basement Complex) and from the Katanga Supergroup in surveyed area of the Zambia Copperbelt. Straight line corresponds to the Element(concentration in topsoil)/ Element(concentration in subsurface soil) ratio = 1. Circles = Katanga Supergroup, rhombuses = Pre-Katanga formations (the Muva Supergroup and Basement Complex). The distribution of sampling sites and the results of the environmental–geochemical surveying are presented in individual maps (Fig. 7). Several types of data presentation are used, including contour maps of topsoil, contour maps of subsurface soil, contour maps of the ratio of concentrations of the chemical elements in the topsoils and subsurface soils, and combined maps, in which the surface data are expressed in the form of contour maps and data from the subsurface soil horizon are shown in classed post maps. This type of graphic presentation enables the concentration of variables in both topsoil and subsurface soil layers at the same sampling site to be compared. Concentrations of Stot are higher in topsoil relative to subsurface soil (Fig. 7b,c). The high content of sulphur in topsoil is evidently a result of sulphur emissions from smelters and dust fallout from the dry beaches of tailings ponds, crushers and mining operations. Contamination by sulphur around the Chambishi smelter is relatively low because this smelter re-processes sulphur-poor slag from the Kitwe (Nkana) smelter. In the Chingola mining area and surroundings, high total sulphur contents in topsoil are explained as being due to dust fallout from mining operations and the ore processing plant (dust fallout from crushers, concentrate piles and tailings at the Chingola processing plant). Contents of copper in topsoil (Fig. 7d) at individual sampling sites are also higher than those in the subsurface soil (Fig. 7e). Therefore, the regional distribution of copper in topsoils is indicative of anthropogenic contamination. Taking into account the prevailing direction of winds from the south-east, the highest copper concentrations (N1800 ppm) are recorded around the smelters at Kitwe and Mufulira and downwind from them in the northwest direction. Other, less contaminated areas are located around tailings ponds and in the vicinity of active or abandoned open pits (the Chingola and Chililabombwe areas). The pattern of distribution of copper in topsoil and subsurface soils is not related to the lithology of the bedrock (see Fig. 1 for comparison). The map of the ratio of topsoil to subsurface soil cobalt contents (Fig. 7f) clearly demarcates areas with heavy contamination of topsoil (shown in red in the map) from those with naturally increased cobalt values in subsurface soils (shown in green). A narrow corridor of contamination between Chingola, Chambishi and Kitwe probably indicates topsoil contamination due to cobalt-rich concentrate transport from the Chingola flotation processing plant to the Kitwe (Nkana) smelter. The map of the ratio of topsoil to subsurface soil arsenic contents (Fig. 7g) indicates that the concentration of this element depends at least on two factors. In industrial districts, the content of arsenic in the topsoil layer is higher as compared to that in the subsurface soil and is indicative of anthropogenic contamination, especially around the Kitwe and Mufulira smelters (shown in red in the map). Mining areas without smelters (the Chingola and Chililabombwe areas) are less affected by arsenic contamination. In other parts of the surveyed area, Author's personal copy B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 77 Table 5 Matrix of Spearman's correlation coefficients for topsoil, upper triangle (n = 719). pH Stot Ccarb Corg V Cr Co Ni Cu Zn Pb Fe As Stot Ccarb Corg V Cr Co Ni Cu Zn Pb Fe As Hg 0.403 0.423 0.705 0.127 0.665 0.548 0.255 0.364 0.394 0.236 0.300 0.414 0.372 0.228 0.803 0.376 0.672 0.543 0.340 0.464 0.493 0.300 0.343 0.354 0.172 0.553 0.647 0.510 0.283 0.736 0.568 0.445 0.276 0.316 0.815 0.313 0.535 0.694 0.584 0.492 0.517 0.590 0.634 0.474 0.578 0.222 0.561 0.426 0.396 0.249 0.298 0.426 0.242 0.486 0.586 0.243 0.494 0.428 0.306 0.819 0.859 0.530 0.515 0.400 0.594 0.373 0.209 0.488 0.457 0.321 0.395 0.361 0.449 0.165 0.527 0.583 0.468 0.455 0.133 0.751 0.586 0.690 0.367 0.348 0.596 0.284 0.688 0.613 0.556 0.472 0.479 however, the ratio is close to zero or negative, thus indicating a lithogenic source of arsenic. These areas are shown in green on the map. The map of the ratio of mercury in topsoil and subsurface soils (Fig. 7h) indicates that the contamination by mercury is restricted to the vicinity of the Kitwe and Mufulira smelters. Concentrations of lead (Fig. 7i) are low in both topsoil and subsurface soils with the exception of a high lead concentration (N60 ppm) around the Kitwe and Mufulira smelters and in the area of the Chingola processing plant. Concentrations of zinc in topsoil (Fig. 7j) are also generally low, in some places higher, and in others lower than in the subsurface soils. Nevertheless, in the industrial regions of Kitwe, Mufulira and Chingola, the concentration of zinc in topsoil is higher than in subsurface soils and therefore can be related to industrial contamination. In other areas, for example, in the area east of Mufulira or north of Chililabombwe, higher concentrations of zinc in topsoil and subsurface soils probably reflect higher concentrations of this element in soils derived from the Katanga Supergroup. In contrast to total sulphur, cobalt, copper and many other elements that usually display higher contents in topsoil, contents of nickel (Fig. 7k), vanadium and chromium (not shown), are usually higher in subsurface soils. This suggests that vanadium, chromium, and to a great degree also nickel values do not indicate the extent of anthropogenic contamination. The higher contents of nickel, chromium and vanadium in topsoil and subsurface soils generally correspond to areas of rocks of the Katanga Supergroup (compare with Fig. 1). The EI is based on the average ratio of the actual and median concentrations of the given contaminants: EI = As mAs + Co mCo + Cu mCu + mHg + mPb + Hg Pb Zn mZn 6 where mMe is the median value of concentration for a given metal in topsoil. The enrichment index actually reflects a higher-than-median or lower-than-median average content for the six elements. Nevertheless, the EI values correlate well with the ratio of topsoil to subsurface soil metal contents (compare, for example, Fig. 7f and i with l). This indicates that the EI values to a large degree reflect the enrichment from anthropogenic sources. Boundaries between individual intervals of EI values were established based on the statistical distribution of data, and are expressed in percentiles. It is evident from the contour map of EI values, that medium to very strong contamination is restricted to the industrial areas of Kitwe, Mufulira and Chingola and downwind, in a north-westerly direction. The area east of Mufulira, close to the border with Democratic Republic of Congo, with N2 is interpreted as being affected by the former smelting operations at the abandoned Luanshya smelter, located south-east of the surveyed area. 4.6. Factor analysis Using factor analysis (FA), complex linear correlations between pH, and logarithmic values of the Ccarb, Corg and metal concentrations in topsoil and subsurface soils were estimated, which enabled the interpretation of correlations between elements in the surveyed area. Using the logarithmic data the influence of potential outliers is 4.5. Enrichment index for topsoil Generally, the extent of anthropogenic contamination can be expressed using the enrichment index (EI, Fig. 7l; Kříbek et al., 2004) Table 6 Matrix of Spearman's correlation coefficients for subsurface soils, upper triangle (correlation matrix for subsurface soils, upper triangle) (n = 129). pH Stot Ccarb Corg V Cr Co Ni Cu Zn Pb Fe As Stot Ccarb Corg V Cr Co Ni Cu Zn Pb Fe As Hg 0.134 0.518 0.274 0.179 0.212 0.307 0.429 0.063 0.540 0.319 0.399 −0.054 0.273 0.170 0.629 0.543 0.260 0.408 0.207 0.548 0.396 0.283 0.072 0.182 0.240 0.371 0.705 0.480 0.409 0.208 0.389 0.308 0.355 0.323 0.594 0.344 0.161 −0.180 0.143 0.121 0.134 0.170 0.043 −0.011 0.085 0.136 −0.102 0.342 0.083 0.259 0.282 0.118 0.113 0.109 0.335 0.526 0.104 0.531 0.261 0.885 0.755 0.494 0.391 0.348 0.255 0.294 0.198 −0.294 0.229 0.145 0.424 0.421 −0.044 0.121 −0.036 0.299 0.481 0.444 0.366 0.232 0.506 0.372 0.275 0.162 0.201 0.029 0.377 0.192 0.331 0.324 0.163 Author's personal copy 78 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Fig. 6. Distribution of pH, Corg, Stot and metals in soil profiles in the surveyed Copperbelt area. Profile I: Uncontaminated profile, II and III: Slightly contaminated profiles, IV: Heavily contaminated profile. Location of profiles is shown in Fig. 1. Fig. 7. Environmental–geochemical maps of the central-northern part of the Zambian Copperbelt. (a) Position of soil sampling points in the surveyed area of the Zambian Copperbelt. (b) Contour map of the total sulphur values in topsoil. (c) Contour map of the total sulphur values in the subsurface soil. (d) Contour map of the copper values in topsoil. (e) Contour map of the copper values in subsurface soil. (f) Contour map of the ratio of cobalt values in topsoil to subsurface soil. (g) Contour map of the ratio of arsenic values in topsoil to subsurface soil. (h) Contour map of the mercury values in topsoil to subsurface soil. (i) Contour map of lead values in topsoil and classed point map of lead values in subsurface soil. (j) Contour map of zinc values in topsoil and classed point map of zinc values in subsurface soil. (k) Contour map of nickel values in topsoil and classed point map of nickel values in subsurface soil. (l) Contour map of the enrichment index (EI) in topsoil in the surveyed area of the Zambian Copperbelt. Author's personal copy B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 79 Author's personal copy 80 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Fig. 7 (continued). Author's personal copy B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 eliminated or reduced substantially. Individual components of the system belonging to a given factor were defined by a factor matrix after varimax rotation, with those having strong correlation grouped into factors. The identification of factors is based on the dominant influence. Five main factors (with a sum of squares of loading N1) explain 69.4% of the total variance of the data set for topsoil (Table 7). The factor matrix after varimax rotation of the components in topsoils shows a grouping of Cr, Zn, Pb and As into the first component (F1; accounting for 17.7% of variance), V, Cr, Ni and Fe are grouped into the second component (F2; accounting for 16.5% of variance), Stot, Co, Cu and Hg are grouped into the third component (F3; accounting for 13.7% of variance), pH, Ccarb, Co and Ni in F4 (11.7% variance) and, Corg, Zn, Pb, and Hg in F5 (9.9% variance). The procedure of factor analysis enables a calculation of factor scores, which then replace the values of original variables. The factor scores determined by varimax rotation factor analysis can be plotted on maps. As an example, positive anomalies reaching factor scores N1 in the F1 to F4 score map for topsoil, are plotted in Fig. 8. By comparison with the results of the factor analysis of data from topsoil, the factor matrix of the components from subsurface soils reveals quite different groupings (Table 8). The first component (F1) groups V, Cr, Co, Fe and As (accounting for 16.6% of variance), F2 groups pH, Stot, Ccarb, Corg, Co and Hg (accounting for 14.9% of variance), F3 groups pH, Ccarb, Co and Cu (accounting for 14.2% of variance), F4 groups Cr and Ni (11.7% variance) and F5 group Cr, Pb, Fe, As (10.7% variance). 5. Discussion 5.1. Distribution of metals and sulphur in topsoil and subsurface soils Numerous investigators have shown that emissions from copper smelters are not only a source of copper, but also of other elements such as Pb, Zn, Cd, Cr, Ni, Se, Ag and Sb (Kabala and Singh, 2001; Adamo et al., 2001; Martley and Gulson, 2003; Beavington et al., 2004; Martley et al., 2004; Hu et al., 2007). The majority of these elements, although they occur only in small amounts in ore concentrates, accumulate during prolonged deposition in topsoil near copper smelters. It is also notable that even coal can be a source of contaminants such as As, Se and Hg, in particular during metallurgical processes in which it is used as a fuel or reducing agent (Dudka and Adriano, 1997; Mukherjee and Zevenhoven, 2006). As noted above, the medians of Cu, Co and Hg in topsoil of the surveyed part of the Copperbelt are considerably higher than the same 81 values in subsurface soils, and the highest values of correlation coefficients for these metals with total sulphur were identified in topsoil (Table 3). The dust fallout and gaseous emissions from smelters in particular, and dust fallout from the dried out parts of tailings dams, are believed to be the principal source of sulphur and the abovementioned metals. In 1999, Guerreiro (1999) reported SO2 concentrations between 0.005 and 0.984 µg m− 3 in air from the vicinity of the Kitwe smelter, and concentrations between 272.5 and 511.75 µg SO2. m− 3 in the environs of the Mufulira smelter. Now, due to the installation of efficient dust collectors and sulphur dioxide separators, the contents of SO2 in the environs of the smelter at Kitwe have decreased to 18.6–66.2 µg m− 3 (background value: b1.4 µg m− 3; Kříbek and Nyambe, 2005). Results summarized by Knight (2004) reveal that at the Mufulira smelter, the amount of dust emitted from the stack of electric furnace No. 2 ranged between 1.19 and 3.86 t h− 1, during the smelting of old slag the emissions from the stack of convertor No. 3 ranged betweeen 0.15 and 0.46 t h− 1, and during the smelting of Cu concentrate in the same convertor the range was 0.15 to 0.65 t h− 1 during the period from August 2003 to January 2004. The monitoring of solid particles on chimneys of the smelter at Mufulira revealed contents of arsenic in the range between 17.5 and 775 ppm, copper between 19,210 and 63,600 ppm, cobalt between 29 and 490 ppm, lead between 50 and 3619 ppm and mercury between 0.001 and 0.1 ppm (Knight, 2004). In addtion to these metals, Kříbek and Nyambe (2006) also found traces of Be, Cr, Mn, Ni, Zn, Mo and Cd in the dust fallout. The dust from dry parts of tailings dams also contains high concentrations of sulphur and metals. Sulphur in flotation tailings is in the form of sulphides as well as sulphates and the content of sulphates increases with the age of tailings in the tailings dam (Šráček et al., 2010). As the surface of tailings dams is often covered by efflorescent sulphates, mostly gypsum and hexahydrite, the dust particles can be expected to contain sulphur in the form of sulphates. Significant correlation between Cu, Co and other metals and Ccarb values can be explained by the presence of carbonates (calcite and dolomite) in the dust from extracted ores, and also by their use as fluxing agents in metallurgical processes and particularly because of their addition to flotation tailings. The dust collected in the neighbourhood of tailing dams at Mufulira contains, for example, 0.07% Ccarb, and that sampled in the environs of tailings dams at Chingola contains as much as 1.2% Ccarb (Kříbek and Nyambe, 2005). The values of correlation coefficients between metals and the pH of soil extract are much lower as compared to those between total sulphur and carbonate carbon. A relatively high correlation coefficient Table 7 Main factors (sum of squares of loadings N 1) factor loadings, communalities, explained variance and proportion of total variance for topsoil of the surveyed area of the Copperbelt. Factor 1 Factor 2 Factor 3 Factor 4 Factor 5 Sum of squares of loadings 2.48 2.30 1.92 1.64 1.38 Rotated factor loadings Component pH Stot Ccarb Corg V Cr Co Ni Cu Zn Pb Fe As Hg Explained variance Proportion of total variance 0.066 0.056 0.004 0.070 0.046 0.870 0.238 0.275 0.266 0.481 0.603 0.114 0.939 0.121 17.7% 17.7% 0.120 0.139 0.058 0.219 0.973 0.454 0.150 0.550 0.114 0.111 0.006 0.839 0.042 0.102 16.5% 34.2% 0.102 0.716 0.086 0.098 −0.021 0.047 0.422 0.249 0.880 0.231 0.286 0.179 0.109 0.429 13.7% 47.9% 0.426 0.175 0.789 −0.067 0.036 0.088 0.779 0.310 0.185 0.150 0.032 0.072 0.086 0.121 11.7% 59.6% 0.070 0.245 −0.049 0.400 0.111 0.071 0.206 0.117 0.232 0.642 0.359 0.210 0.103 0.655 9.9% 69.4% Communalities 0.215 0.625 0.636 0.227 0.963 0.979 0.905 0.550 0.946 0.733 0.576 0.799 0.914 0.653 Author's personal copy 82 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Fig. 8. Contour maps of the distribution of factor scores N 1 for the four factors for topsoil of the surveyed Copperbelt area. (a) Factor 1,“ slag specific ”. (b) Factor 2, “bedrock (soil) specific”. (c) Factor 3, “smelter specific”. (d) Factor 4 “tailings specific”. between pH and zinc (r = 0.54) is an exception that is ascribed to the easy extractability of zinc and its ability to migrate in soil solutions. Similarly, with the exception of zinc, Hu et al. (2007) did not find any significant correlation between contents of metals in soils near the copper smelter in China and the pH of soil solutions. Relatively low values of correlation coefficients between the majority of metals and the content of organic carbon in topsoil are ascribed to generally low concentrations of organic matter and to the low degree of humification of the soil. Due to the rapid process of mineralization, the organic matter in topsoil consists mostly of the remains of dead plants so that the absorption capacity is evidently low. The forms and chemical bonding of copper and other metals in soils have been studied by numerous authors. For instance, Burt et al. (2003) report that copper and other metals in soils in the neighbourhood of a Cu smelter in Montana (USA) occur as both sulphate and sulphide forms. These authors also state that the amount of copper in the H2O-soluble fraction, the exchangeable fraction, the carbonate- bound fraction, the iron- and manganese oxides fraction, the organic matter and the sulphide fraction is greater than the contents of copper and other metals in the residual fraction. In strongly contaminated soils around the copper smelter in an industrial complex at Port Kembla in Australia the major part of the copper was preferentially bound to hydrous Fe–Mn oxides, crystalline oxides, sulphides, and organic matter (Martley et al., 2004). Similarly, Kabala and Singh (2001) provide evidence that copper in strongly contaminated soils is mostly present in the exchangeable fraction and a specifically adsorbed form, while in less contaminated soils the copper and other metals are distributed in the following order of abundance: residual fraction ≫ iron- and manganese oxides fraction N organic fraction N exchangeable fraction and specifically adsorbed form. Adamo et al. (2001) report that copper in the environs of a copper and nickel smelter in Sudbury (Canada) is almost uniformly distributed throughout all the fractions studied. Enhanced contents of copper (and sulphur) in subsurface soils of the surveyed area of the Copperbelt correspond directly with areas Author's personal copy B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 Table 8 Main factors (sum of squares of loadings N 1) factor loadings, communalities, explained variance and proportion of total variance for subsurface soils of the surveyed area of the Copperbelt. Sum of squares of loadings Factor 1 Factor 2 Factor 3 Factor 4 Factor 5 2.32 2.09 1.99 1.64 1.50 0.393 0.559 0.537 0.689 0.143 −0.077 0.310 0.077 0.157 0.122 0.111 0.071 −0.084 0.815 16.5% 0.515 0.098 0.710 0.293 0.034 0.007 0.389 0.016 0.961 0.137 0.013 0.025 0.003 0.189 13.7% 0.024 0.100 − 0.006 0.007 0.085 0.653 0.234 1.011 0.032 − 0.036 0.285 0.178 − 0.031 − 0.025 11.7% − 0.021 −0.169 0.172 0.049 0.235 0.355 − 0.149 0.028 − 0.039 0.119 0.584 0.307 0.866 0.188 9.9% 34.2% 47.9% 59.6% 69.4% Rotated factor loadings Component pH 0.269 0.008 Stot 0.159 Ccarb −0.045 Corg V 0.921 Cr 0.478 Co 0.499 Ni 0.087 Cu − 0.033 Zn 0.124 Pb 0.111 Fe 0.866 As 0.317 Hg − 0.078 Explained 17.7% variance Proportion of 17.7% total variance Communalities 0.492 0.360 0.847 0.564 0.933 0.788 0.574 1.037 0.951 0.064 0.447 0.882 0.859 0.742 where there are also high concentrations in topsoil (Fig. 7b–d). This indicates that a certain proportion of copper and sulphur is washed out of topsoil during the rainy season and transported down the soil profile. This explains the much higher contents of sulphur and copper in the deeper parts of the extremely contaminated soil Profile IV (Fig. 6) relative to less contaminated or uncontaminated soil profiles. The gradual migration of contaminants down the soil profile in strongly contaminated regions has been studied by a number of authors. For instance, Martley et al. (2004) report that strong contamination of soils by copper and other elements occurs in an industrial complex with a copper smelter at Port Kembla (NSW, Australia). This contamination can be traced down to a depth of 50 cm. Ruan et al. (2008) state that the average migration rate of Cu down the profile in forest soils near a source of industrial emissions is approximately 0.33 cm per year. As distinct from sulphur, copper, cobalt and mercury, the median contents of chromium, vanadium and nickel are higher in subsurface soil relative to topsoil (Tables 3 and 4, Fig. 5). Moreover, vanadium and chromium show high coefficients of correlation with iron (Table 6). Gradual increase in the contents of iron, chromium, vanadium and nickel with depth can be seen in individual soil profiles studied (Fig. 5). The nature of Cr, V and Ni in lateritic soils has been studied by a number of authors. It is well known that most of the Cr, V, Ni (and Co) in laterites is associated with goethite (Schwertmann and Pfab, 1994, 1996; de Oliveira et al., 2001). However, it is not yet properly understood how V, Ni, Cr and Co are incorporated in goethite — whether as ions adsorbed on crystal surfaces, as ions replacing Fe in the crystal lattice, or as hydroxides intimately intergrown with FeOOH. The structural incorporation of foreign ions into the goethite lattice has been demonstrated by a linear change in unit-cell parameters in synthetic and natural samples (Cornell, 1991; Schwertmann and Pfab, 1994, 1996). On the other hand, the adsorption of ions (Ni, Zn, Cd, Co, Cu) on the crystal surfaces of goethite is also a well-known phenomenon (Forbes et al., 1976; Cornel and Schwertmann, 1996). Moreover, at least a part of those metals can be bound to clay fractions (Singh and Cornelius, 2006). The highest contents of V, Cr and Ni were found in areas underlain by the Katanga Supergroup. This could be explained either (1) by the abundance of numerous intrusions of dolerite and related rocks 83 (Fig. 1) within this unit or (2) by the high initial contents of these elements in Katanga rocks or (3) by the higher rate of weathering (more intense lateritization) of unmetamorphosed or only slightly metamorphosed rocks of the Katanga Supergroup as compared to the more highly metamorphosed rocks of the Pre-Katanga Muva Supergroup and the Basement Complex. Because the contents of V, Cr and Ni in soils covering areas underlain by the Katanga Supergroup do not appear to be explained either by the distribution of dolerites or by the very varied lithology of this geological unit, we are of the opinion that a higher degree of weathering (i.e. the higher degree of lateritization) of the sediments of this formation is the main reason for the enhanced median concentrations of V, Cr, Ni (and Fe) in topsoil and subsurface soils derived from the Katanga Supergroup. 5.2. Evaluation of the enrichment index The enrichment index (EI) is used by numerous authors in order to establish the degree of contamination by metals (Nishida et al., 1982; Chon et al., 1995; Kim et al., 1998; Lee et al., 1998, 2001; da Silva et al., 2005). This index is usually computed by averaging the ratios of the concentrations of the measured element to the hazard criteria or to the soil quality guidelines for that element. It is notable that neither in Zambia nor in any country in sub-Saharan Africa have soil quality guidelines been established. The determination of permissible levels of element concentrations in soil and the application of such standards as developed and used by other countries is not easy in Zambia because of the high contents of copper and other metals in tropical soils of the Copperbelt. For example, the median value of copper in essentially uncontaminated subsurface soils in the Copperbelt is much higher (median = 34 ppm, Table 4) than the copper concentrations in the upper continental crust (14 ppm; Wedepohl, 1995) or in the average soil (25 ppm, median; Reimann and de Caritat, 1998). Moreover, permissible levels for copper in countries of the European Union, in Canada or Australia fluctuate within a wide range from 32 to 91 ppm depending on the method of determination and also on land use (EPT, 1999). For instance, if the Canadian soil quality guidelines for metals are applied (Table 9), it is evident that the majority of samples of topsoil collected in the Copperbelt exceed ecological norms for copper (Table 9). Therefore, the enrichment index in this study was modified so that it is expressed as a ratio of the concentrations of the measured element to the hazard criteria but as a shared average of actual and median concentrations of potential contaminants (As, Co, Cu, Hg, Pb, and Zn) in topsoil. All areas with EI values N1 are suspected to have been affected by industrial activities. However, it should be pointed out that in cases where the EI value falls in the range 1–2, the contours may be significantly influenced by variations in the geochemical character of the soils in the surveyed area. For this reason, only areas with EI N2 are considered to have been seriously affected by contamination. Table 9 Canadian soil quality guidelines for protection of environmental and human health (mg kg− 1; CCME, 2007). Percent of samples exceeding permissible values for different land uses in the surveyed Copperbelt area is given in brackets. Chemical element Land use Agricultural Residential/parkland Commercial Industrial Arsenic Chromium Cobalt Copper Lead Mercury Nickel Vanadium Zinc Sulphur 12 (0.83%) 64 (1.11%) 40 (13.35%) 63 (91.23%) 70 (0.97%) 6.6 (0.00%) 50 (0.00%) 130 (0.56%) 200 (0.70%) 500 (8.34%) 12 64 50 63 140 6.6 50 130 200 12 (0.83%) 87 (0.42%) 300 (1.25%) 91 (85.26%) 260 (0.14%) 6.6 (0.00%) 50 (0.00%) 130 (0.56%) 360 (0.14%) 12 87 300 91 600 6.6 50 130 360 (0.83%) (1.11%) (11.3%) (91.23%) (0.56%) (0.00%) (0.00%) (0.56%) (0.70%) (0.83%) (0.42%) (1.25%) (85.26%) (0.00%) (0.00%) (0.00%) (0.56%) (0.14%) Author's personal copy 84 B. Kříbek et al. / Journal of Geochemical Exploration 104 (2010) 69–86 5.3. Interpretation of factor analysis in topsoil The interpretation of multielement factor loadings and factor scores is often difficult and also very subjective (Reimann and Garrett, 2005; Glavin and Hooda, 2005; Lima, 2008). Therefore, when interpreting the results of factor analysis for topsoil in the Copperbelt region, the areal distribution of sources of contamination, the chemical composition of emissions and the type of local geology were all taken into account because they, to a large extent, govern the geochemical properties of the soil profile. Multielement factors for topsoil can be divided into two groups: (1) factors indicating strong anthropogenic influence (Factors 1, 3 and 4) and, (2) factors indicative of predominantly natural processes (lithogenic and pedogenic, Factors 2 and 5). It should be noted that the first group of factors does not completely exclude the influence of natural processes. 5.3.1. Factors indicating strong anthropogenic influence in topsoils Score values of N1 for the Factor 1 grouping (Cr, Zn, Pb and As) demarcate a small area NW of the Nkana industrial complex in Kitwe (in the direction of the prevailing winds; Fig. 8a). In this complex comprising a flotation treatment plant for the ore and a smelter, old slags from the Kitwe smelter are also stockpiled for crushing and remelting in a smelter at Chambishi. These slags are highly enriched in chromium relative to the ore concentrate (Table 1, Analysis 8) because this metal is concentrated in the silicate melt during the smelting process. As a consequence, contents of chromium in the dust from the crushers are very high. Therefore, Factor 1 is designated “slag specific” and high values of the factor scores are interpreted as being due to fallout of dust from the slag treatment plant. Because of the low content of sulphur in the slag, the metals of the Factor 1 group are not linked with sulphur. Factor 3 which is the grouping Stot, Co, Cu and Hg also reflects anthropogenic influence. The highest values of this factor score (Fig. 8c) demarcate the environs of the smelters at Mufulira and Kitwe. On the other hand, the values of the scores for this factor in the neighbourhood of the smelter at Chambishi are low because old slags low in sulphur are remelted at this smelter. Consequently, Factor 3 is marked as “smelter specific” and high values of this factor score are ascribed to emissions from smelters processing sulphide concentrates. Areas with high factor scores for Factor 4 (the grouping pH, Ccarb, Co and Ni), occur in the close vicinity of large flotation tailings dams (Fig. 8d). The only exception is the tailings dam north of Mufulira where waste from the extraction of copper ores hosted in sandstones was stockpiled. These ores were very poor in carbonates. Therefore, Factor 4 is interpreted as a result of dust fallout from tailings dams containing flotation wastes with a higher content of carbonate or from tailings dams where flotation waste is stabilized by added carbonates. This factor is then designated as “tailings specific”. 5.3.2. Factors indicating predominantly natural processes in topsoils Areas with high scores for Factor 2, (the grouping V, Cr, Ni and Fe), are mostly confined to lithologies formed by the Katanga Supergroup (Fig. 8b). This factor is designated as “bedrock specific” and can be interpreted as resulting from the accumulation of these metals in soils formed by fast weathering of the slightly metamorphosed or nonmetamorphosed Katanga Supergroup rocks. Similarly, Factor 5 (the grouping Corg, Zn, Pb and Hg) is interpreted as being the result of natural processes that lead to the bonding of these metals to organic matter. The score values of N 1 for this factor that is designated as “organic carbon specific” are not presented as a map because they are scattered randomly over the whole of the mapped area. 5.3.3. Interpretation of factor analysis in subsurface soils The interpretation of individual factors in subsurface soils (Table 8) turned out to be problematic. We assume that all these factors reflect natural (lithogenic) processes that lead to the accumulation of metals in the subsurface soil environment, including their bonding with individual soil components, i.e. organic carbon, carbonates, Fe-hydroxides or the residual fraction. Moreover, because of very slight influence of anthropogenic pollution, the scores may possibly more reflect the geochemical character of the parent rocks. Although the factor analysis was unable to discriminate the nature of bonding with individual components, it is evident that the results of factor analysis for subsurface soils differ considerably from those obtained for topsoil. 6. Conclusions The results of this study show that sampling of the soils at two different levels, combined with statistical treatment of data and factor analysis, enables lithogenic and anthropogenic sources of metals and sulphur to be distinguished, especially in heavily contaminated areas. However, over a great part of the surveyed area, interpretation of the distribution of the other metals is more problematic. Difficulties arise because the contents of metals in the topsoil of slightly contaminated areas may be the product of both anthropogenic contamination and also naturally enhanced concentrations derived from the bedrock and transferred by weathering into the overlying soils. This can be true for the elements arsenic, zinc, lead, chromium and nickel, the contents of which are usually higher in topsoil and subsurface soils over areas underlain by the Katanga Supergroup. However, the same metals form a marked aureole of contamination around smelters. In addition, in strongly contaminated areas, some metals, in particular copper, are transported into deeper parts of the soil horizon. Manifestations of primary copper and cobalt mineralization in these heavily polluted areas may be overprinted to a depth of several centimetres by anthropogenic contamination. Despite of the difficulties discussed above, regional presentation of geochemical data combined with geostatistical methods, can prove effective in assessing the levels of anthropogenic contamination in soils, even in areas where the composition of the bedrocks shows significant differences. However, unambiguous interpretation of the results of environmental–geochemical surveys of large areas depends on a good knowledge of the local geology and particularly of the constituents of geological formations because, to a large extent, the lithology of the bedrock governs the rate and depth of lateritic weathering, and consequently the chemical and physical properties of the soil profile. The location and distribution of single sources of contamination and the chemical and mineralogical compositions of pollutants is another essential prerequisite for correct interpretation of the geochemical patterns that emerge as a result of mapping. Acknowledgements The authors are grateful to P. Bezusko, J. Godanyi, I. Knésl, J. Pašava, V. Pecina, P. Rambousek, E. Zítová (Czech Geological Survey) F. Chibesakunda, M. Mwale, K. Mwamba, A. Dokowe (Geological Department, Ministry of Mines and Mineral Development of the Republic of Zambia) and S. Simasiku (University of Zambia, School of Mines, Geology Department) and J. Adamovič (Geological Institute, Academy of Science, Czech Republic), for their participation and initiative in field operations and in the interpretation of the interim results produced during the years 2002–2006 by the Development Co-operation Programme of the Czech Republic in Zambia. The authors are also obliged to K. Liyungu, the Director of the Geological Department of the Zambian Ministry of Mines and Mineral Development for wide-ranging help in the organization of all aspects of the field programme and to T. Henderson, the Chief Executive of the Moppani Copper Mines Plc., for his efficient co-operation and sponsorship of the project. 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