JOURNAL OF GEOPHYSICAL RESEARCH: ATMOSPHERES, VOL. 118, 5770–5780, doi:10.1002/jgrd.50342, 2013 Atmospheric oxidation chemistry and ozone production: Results from SHARP 2009 in Houston, Texas Xinrong Ren,1,2 Diana van Duin,3 Maria Cazorla,3,4 Shuang Chen,3 Jingqiu Mao,5 Li Zhang,3 William H. Brune,3 James H. Flynn,6 Nicole Grossberg,6 Barry L. Lefer,6 Bernhard Rappenglück,6 Kam W. Wong,7,8 Catalina Tsai,7 Jochen Stutz,7 Jack E. Dibb,9 B. Thomas Jobson,10 Winston T. Luke,2 and Paul Kelley2 Received 13 November 2012; revised 5 March 2013; accepted 17 March 2013; published 7 June 2013. [1] Ozone (O3) and secondary fine particles come from the atmospheric oxidation chemistry that involves the hydroxyl radical (OH) and hydroperoxyl radical (HO2), which are together called HOx. Radical precursors such as nitrous acid (HONO) and formaldehyde (HCHO) significantly affect the HOx budget in urban environments. These chemical processes connect surface anthropogenic and natural emissions to local and regional air pollution. Using the data collected during the Study of Houston Atmospheric Radical Precursors (SHARP) in spring 2009, we examine atmospheric oxidation chemistry and O3 production in this polluted urban environment. A numerical box model with five different chemical mechanisms was used to simulate the oxidation processes and thus OH and HO2 in this study. In general, the model reproduced the measured OH and HO2 with all five chemical mechanisms producing similar levels of OH and HO2, although midday OH was overpredicted and nighttime OH and HO2 were underpredicted. The calculated HOx production was dominated by HONO photolysis in the early morning and by the photolysis of O3 and oxygenated volatile organic compounds (OVOCs) in the midday. On average, the daily HOx production rate was 24.6 ppbv d1, of which 30% was from O3 photolysis, 22% from HONO photolysis, 15% from the photolysis of OVOCs (other than HCHO), 14% from HCHO photolysis, and 13% from O3 reactions with alkenes. The O3 production was sensitive to volatile organic compounds (VOCs) in the early morning but was sensitive to NOx for most of afternoon. This is similar to the behavior observed in two previous summertime studies in Houston: the Texas Air Quality Study in 2000 (TexAQS 2000) and the TexAQS II Radical and Aerosol Measurement Project in 2006 (TRAMP 2006). Ozone production in SHARP exhibits a longer NOx-sensitive period than TexAQS 2000 and TRAMP 2006, indicating that NOx control may be an efficient approach for the O3 control in springtime for Houston. Results from this study provide additional support for regulatory actions to reduce NOx and reactive VOCs in Houston in order to reduce O3 and other secondary pollutants. Citation: Ren, X., et al. (2013), Atmospheric oxidation chemistry and ozone production: Results from SHARP 2009 in Houston, Texas, J. Geophys. Res. Atmos., 118, 5770–5780, doi:10.1002/jgrd.50342. 1 Rosenstiel School of Marine and Atmospheric Science, University of Miami, Miami, Florida, USA. 2 Air Resources Laboratory, National Oceanic and Atmospheric Administration, College Park, Maryland, USA. 3 Department of Meteorology, Pennsylvania State University, University Park, Pennsylvania, USA. Corresponding author: X. Ren, Air Resources Laboratory, National Oceanic and Atmospheric Administration, College Park, MD, USA. ([email protected]) ©2013. American Geophysical Union. All Rights Reserved. 2169-897X/13/10.1002/jgrd.50342. 4 Atmospheric Chemistry and Dynamics Laboratory, NASA Goddard Space Flight Center, Greenbelt, Maryland, USA. 5 Geophysical Fluid Dynamics Laboratory, National Oceanic and Atmospheric Administration, Princeton, New Jersey, USA. 6 Department of Earth and Atmospheric Sciences, University of Houston, Houston, Texas, USA. 7 Department of Atmospheric and Oceanic Sciences, University of California at Los Angeles, Los Angeles, California, USA. 8 Jet Propulsion Laboratory, National Aeronautics and Space Administration Pasadena, California, USA. 9 Climate Change Research Center, Institute for the Study of Earth, Oceans and Space, University of New Hampshire, Durham, New Hampshire, USA. 10 Department of Civil and Environmental Engineering, Washington State University, Seattle, Washington, USA. 5770 REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON Figure 1. A simplified schematic diagram showing atmospheric oxidation chemistry in which OH and HO2 play central roles in the processes producing secondary pollutants such as ozone and fine particles. 1. Introduction [2] The chemistry of atmospheric radicals, especially the hydroxyl radical (OH) and hydroperoxyl radical (HO2), collectively called HOx, is deeply involved in the formation of secondary pollutants such as ozone (O3) and fine particles (Figure 1). The photolysis of O3, nitrous acid (HONO), formaldehyde (HCHO), hydrogen peroxide (H2O2), and some oxygenated volatile organic compounds (OVOCs) is the initial source for OH and HO2 radicals. OH initiates most reaction sequences that cycle surface emissions through the atmosphere and react with carbon monoxide (CO) and formaldehyde to produce HO2. In turn, HO2 reacts with nitric oxide (NO) to reproduce OH, thus creating a HOx cycle. OH also oxidizes nitrogen dioxide (NO2) and sulfur dioxide (SO2) to produce nitrate and sulfate, two main components of aerosols, and volatile organic compounds (VOCs) to produce organic peroxy radicals, RO2. Both HO2 and RO2 oxidize NO to produce NO2, without destroying O3, and the subsequent photolysis of NO2 produces O3 (Figure 1). [3] Understanding these chemical processes is important in determining the extent and types of emission reductions that are most effective in reducing O3. Predictive capability for O3 and its response to regulatory action also requires a firm understanding of HOx sources, sinks, and interactions with anthropogenic hydrocarbons and nitrogen oxides. In urban environments like Houston, radical precursors such as nitrous acid (HONO) and formaldehyde (HCHO) can significantly affect the HOx budget [Olaguer et al., 2009; Mao et al., 2010]. These chemical processes connect surface emissions, both human and natural, to local and regional pollution. [4] Although portions of the chemistry that lead to the formation of O3 have been understood for decades, new discoveries have revealed the need to improve scientific understanding and detailed mechanisms of O3 formation chemistry [Volz-Thomas et al., 2003; Texas Air Quality Research Program, 2010]. Radical production in Houston and some other urban areas appears to be underestimated by chemical mechanisms [Olaguer et al., 2009]. Some gasphase and heterogeneous chemical reactions seem to be missing from the mechanisms, e.g., a missing heterogeneous source of HONO which in turn could be an important OH source. Further, the roles of some radical precursors such as HONO and HCHO in O3 formation in urban environments have not been well quantified [Texas Air Quality Research Program, 2010]. [5] In summer 2000, the Texas Air Quality Study campaign (TexAQS 2000) was conducted in Eastern Texas. The study revealed that the Greater Houston Area often encountered critical loadings of a variety of species and the rapid O3 formation processes appeared to be associated with releases of highly reactive VOCs from industrial facilities [Lefer and Rappengluck, 2010]. The meteorological conditions in Houston were also found to promote O3 formation [Berkowitz et al., 2004]. In summer 2006 within the TexAQS-II efforts, the TexAQS-II Radical and Aerosol Measurement Project (TRAMP 2006) was conducted at the Moody Tower site on the campus of the University of Houston. TRAMP 2006 found that nitrous acid (HONO) exceeded 2 ppbv close to sunrise and remained at hundreds of pptv during the day and strong vertical gradients indicate ground-level source of HONO [Stutz et al., 2010a]. Photolysis of HONO and HCHO was an important HOx source [Mao et al., 2010]. Ozone production rates were often greater than 40 ppbv h1, and a high OH chain length (10–20) was associated with high VOC abundances in Houston [Mao et al., 2010]. [6] Following TexAQS 2000 and TRAMP 2006, the Study of Houston Atmospheric Radical Precursors (SHARP) in spring 2009 aimed to investigate sources of important radical precursors like HONO and HCHO and to reduce uncertainties in photochemical processes and thus to improve our ability to model radicals and ozone formation. In this study, the instrument suite measured the most important contributions to O3 and particle formation and thus enabled a thorough analysis of the atmospheric chemistry and O3 formation in Houston. This analysis has the potential to improve the understanding of atmospheric oxidation in Houston and perhaps other urban areas. Such an improved understanding could aid the development of the State Implementation Plan (SIP) for Houston, which is essential for the future primary and secondary National Ambient Air Quality Standards for O3 proposed by U.S. Environmental Protection Agency (EPA) to be met there. 2. Measurement and Model Description 2.1. Site [7] The SHARP campaign (15 April to 31 May 2009) was designed to examine the processes involved in the springtime O3 peak observed in southeast Texas. Chemical and meteorological measurements were made from a height of 70 m above ground level at the top of a 10 m tower on a roof balcony of the north Moody Tower, an 18-story dormitory on the campus of the University of Houston. The campus is located 35 km west of Galveston Bay, 70 km northwest of Galveston, Texas, and the Gulf of Mexico. The north Moody Tower (29.7176 N, 95.3413 W) is located in a partially wooded and grass covered land surface approximately 5 km southeast of tall buildings in downtown Houston, 1 km southwest of Interstate 45, and 3.5 km north of the South Interstate 610 Loop. The measurement site is 6 km southwest of the Buffalo Bayou Turning Basin and 25 km 5771 REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON Table 1. Meteorological Parameters and Gas-Phase Chemical Species Measured During SHARP Analyte* Instrument Uncertainty (1s) Interval Campbell research meteorological system ~ 5% 60 s Scanning actinic flux spectrometer Thermo 49c, 48c-TLE, 42c-TL with NOxy inlet (Blue Light and Mo converters) Perkin-Elmer GC-FID ~ 10% ~ 5–10% 60 s 60 s, 5 min ~ 5–10% 1h HNO3, HONO, HCl HONO OH, HO2, OH reactivity Mist Chamber/IC Liquid coil scrubbing/UV-VIS absorption Laser-induced fluorescence 5% 8% 20% 5 min 2 min 2 min Ozone production rate O3, NO2, SO2, HCHO, HONO, NO3 OVOCs, HCHO, isoprene, aromatics Measurement of ozone production sensor Long-path DOAS PTR-MS ~ 15% 3–5% 5% 10 min Variable 60 s Meteorology (T, P, RH, wind, rain, cloud camera) Photolysis rate coefficients Basic trace gases (O3, CO, SO2, NO, NO2, NOy) VOCs (C2-C10 NMHCs) Reference Lefer et al. [2010] Lefer et al. [2010] Lefer et al. [2010] Luke et al. [2010] Leuchner and Rappenglück [2010] Stutz et al. [2010a] Ren et al. [2010] Faloona et al. [2004] Mao et al. [2009] Cazorla et al. [2012] Stutz et al. [2010b] Jobson et al. [2005] *Only the measurements used in this work are listed here. west-southwest of the San Jacinto Battleground Monument, the western and eastern edges, respectively, of the petrochemical facilities in the Houston Ship Channel. The elevated location of the site is unique because other surface sampling sites are usually much more sensitive to the nearby (i.e., within 100 m) local activities such as traffic, parking lots, delivery trucks, railways, and nocturnal surface drainage. 2.2. Measurements [8] The suite of measurements during SHARP 2009 was extensive and included measurements of meteorological parameters, actinic fluxes, inorganic trace gases, VOCs, radicals, and oxygenated species (Table 1). All measurements were recorded with synchronized timestamps and were matched with corresponding meteorological parameters. Some key measurements in this study include O3 production rate measured by the Measurement of Ozone Production Sensor (MOPS) [Cazorla and Brune, 2010] and OH and HO2 radicals measured with laser-induced fluorescence (LIF) spectroscopy at low pressure, often called Fluorescence Assay in a Gas Expansion (FAGE) [Hard et al., 1984; Faloona et al. 2004]. As described by Mao et al. [2012], two approaches were adopted for measuring OH with LIF during SHARP 2009: the traditional wavelength modulation method (called “OHwave”) and the chemical modulation method (called “OHchem”). Because OHwave likely contains certain interferences related to oxidation products of biogenic VOCs [Mao et al., 2012], OHchem was used as measured OH in this study. [9] Laboratory studies also found that the HO2 measurements in some FAGE-type instruments are susceptible to interference from RO2 species that come from alkenes and aromatics [Fuchs et al., 2011; Mao et al., 2012]. A laboratory study showed that our LIF instrument was also affected by the same interference. Compared to HO2, the relative sensitivities for RO2 are 1.20 for isoprene, 0.98 for ethene, 0.44 for limonene, 0.41 for cyclohexane, 0.40 for a-pinene, and 0.32 for b-pinene. With these measurements, the relative sensitivities for RO2 derived from other alkenes and aromatics were extrapolated using the model to simulate the conversion of RO2 to OH in our HO2 detection cell. The measured HO2 concentrations were corrected for this artifact by subtracting the product of each RO2 concentration calculated in the model and its relative sensitivity from the measured HO2 wave. The corrected measured HO2 is used in the following analysis. This correction reduces the HO2 measurements by 16% on average. [10] The absolute uncertainty of the GTHOS measurement of OH and HO2 determined from calibrations is 32% at the 2s confidence level [Faloona et al., 2004]. In addition, the uncertainty of the chemical removal method used to measure OHchem is estimated to be about 20 % (2s confidence), so the combined absolute uncertainty for OHchem is about 38% (2s confidence). The correction of alkene-based RO2 interference increases the HO2 measurement uncertainty. With a typical midday radical mixing ratio of 20 pptv for measured HO2 and 1.3 pptv for an interfering HO2 level from alkene-based RO2, the propagation uncertainty of real HO2 is 34% (2s confidence) for midday conditions. At night, the 2s uncertainty of real HO2 slightly increases to 36% with an averaged HO2 mixing ratio of 5.6 pptv and an interfering HO2 level of 0.46 pptv. 2.3. Model Description [11] A box model was constructed using existing mechanisms to calculate radical formation rates and radical concentrations. Both highly explicit and condensed chemical mechanisms were used in the box model to examine the consistency of these mechanisms with each other and of the mechanisms with measurements. The box model was run with the FACSIMILE software for Windows (MCPA Software), which has been successfully used in the modeling efforts for some previous research projects [e.g., Chen et al., 2010; Mao et al., 2010]. [12] Five photochemical mechanisms were used in this study: the Regional Atmospheric Chemical Mechanism Version 2 (RACM2) [Goliff et al., 2013], the Carbon Bond Mechanism Version 2005 (CB05) [Yarwood et al., 2005], the Statewide Air Pollution Research Center mechanism Version 2007 (SAPRC-07) [Carter, 2007], the NASA Langley Research Center mechanism (LaRC) [Crawford et al., 1999; Olson et al., 2004], and the Master Chemical Mechanism (MCM v3.1) [Jenkin et al., 2003; Saunders et al., 2003; Bloss et al., 2005]. These mechanisms are well known and have been actively in use in research and regulatory applications. The original mechanisms were used, while kinetic data were updated based on the most recent chemical kinetic data evaluations [e.g., Sander et al., 2011]. [13] In order to run the box model with different chemical mechanisms, measurements including measured long-lived 5772 REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON OH (pptv) 0.8 0.6 0.4 0.2 0 obs mod HO2 (pptv) 60 40 20 0 4/30 5/5 5/10 5/15 5/20 5/25 5/30 Day of year (CST) Figure 2. Time series of measured (red) and modeled (blue) OH (top) and HO2 (bottom) mixing ratios during SHARP. Data are averaged in 1 h intervals. The modeled OH and HO2 were the averaged simulations from the five mechanisms. inorganic and organic compounds and meteorological parameters (temperature, pressure, humidity, and photolysis frequencies) were averaged into 10 min values that became the model input. Nitric oxide (NO) was measured during SHARP 2009 and was treated as a long-lived inorganic species to constrain the model. Species like HONO and HCHO were measured both locally by individual instruments on Moody Tower and by Long-Path DOAS (LP-DOAS) along the path between the Moody Tower and Downtown Houston. Because most model input parameters were measured on the Moody Tower, the measurements on the Moody Tower were used in the model. The HONO measurements by the liquid coil scrubbing/UV-VIS instrument were mainly used in the model because of its better time resolution with some measurement gaps filled by the MC/IC HONO measurements. For each data point, the model was run for 24 h, long enough to allow most calculated reactive intermediates to reach steady state but short enough to prevent the buildup of secondary products. A deposition lifetime of two days was assumed for all calculated species to avoid unexpected accumulation of these species in the model. Model sensitivity runs show that by increasing or decreasing this deposition lifetime by a factor of 10, i.e., ~5 h and 20 days, the corresponding changes in the modeled OH and HO2 concentrations are less than 3%. At the end of 24 h, the model generated time series of OH, HO2, RO2, and other reactive intermediates. [14] It is worth noting that the zero-dimensional (box) model simulations did not include advection and emissions, although advection and emissions are certainly important factors for the air pollution formation. The primary goal of this study is to understand the radical behavior. Most radicals of interest have very short lifetimes of seconds or less, and all of the long-lived radical precursors and O3 precursors were measured and used to constrain the box model calculations. Thus, advection and emissions can be neglected for this study of radicals and their production and loss rates. [15] Uncertainties in the model calculations were estimated to be 52% for OH and 61% for HO2 both at the 2s confidence level based on Monte Carlo method by applying uncertainties of kinetic rate coefficients [e.g., Sander et al., 2011] and of measurements used to constrain the models [Chen et al., 2010]. 3. Results 3.1. Comparison of Modeled and Measured OH and HO2 [16] The measured and modeled OH and HO2 exhibit similar diurnal and day-to-day variations, with maxima in the midday and minima at night (Figures 2 and 3). Both the measured and modeled OH peaks occurred at around local solar noon, while the measured and modeled HO2 peaks appeared in the early afternoon (Figure 3). [17] In general, the model reproduced the measured OH and HO2. All five mechanisms produced similar levels of OH and HO2, although CB05 produced slightly more HOx than others. The differences among the five mechanisms are mainly due to different treatments of VOCs. Midday OH was overpredicted, while nighttime OH and HO2 were underpredicted. Comparing measured OH and HO2 to the averaged model values with the five mechanisms, the median daytime measured-to-modeled OH ratio is 0.90 and the median daytime measured-to-modeled HO2 ratio is 1.22. The model underpredicted nighttime HOx with a median measured-to-modeled OH ratio of 6.34 and a median measured-to-modeled HO2 ratio of 1.73, indicating that either HOx sources or sinks are incomplete or incorrect in the model mechanisms. [18] Using the composite diurnal values in 1 h bins, independent-sample t-tests (Student’s t-tests) were conducted to see if there are significant differences between the measurements and model calculations. A t-test result with a p-value (significance) greater than 0.05 is considered to be not significantly different between the two samples. 5773 REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON Interfering [OH] (pptv) OH (pptv) 0.6 0.4 0.2 0 obs 0.4 0.2 0 -0.2 RACM2 Interfering [HO2] (pptv) CB05 40 LaRC HO2 (pptv) SAPRC07 30 MCM 20 10 0 0:00 6:00 12:00 18:00 0:00 Time of day (CST) 10 5 0 -5 0:00 6:00 12:00 18:00 0:00 Time of day (CST) Figure 3. Median diurnal variations of measured and modeled OH (upper-left panel) and HO2 (bottomleft panel) mixing ratios and interfering OH (top-right panel) and HO2 (bottom-right) during SHARP. Modeled OH and HO2 were calculated from five different chemical mechanisms, including RACM2, CB05, LaRC, SAPRC-07, and MCM. Observed OH and HO2 data are limit to the periods when the modeled data are available. Error bars on the left panels represent the absolute uncertainties of the OH and HO2 measurements. Error bars on the right panels are the standard deviations of the interfering OH and HO2 in hourly bins. The t-test results for the measured and modeled OH show that the p-values are 0.80 for RACM2, 0.49 for CB05, 0.98 for LaRC, 0.91 for SAPRC-07, and 0.75 for MCM. The results for the measured and modeled HO2 show the p-values of 0.10 for RACM2, 0.83 for CB05, 0.12 for LaRC, 0.52 for SAPRC-07, and 0.09 for MCM. All these t-tests were conducted at a 95% confidence level and suggest no significant statistical difference between the measurements and model calculations. On the other hand, the nighttime differences for OH are significant. 3.2. Nighttime HOx [19] Studies have found that there are two oxidation pathways that can produce HOx at night: O3 reactions with alkenes and the nitrate radical (NO3) chemistry [FinlaysonPitts and Pitts, 2000; Monks, 2005]. The ozone-alkene chemistry involves the ozone addition to the double carbon bond to form a primary ozonide, which then rapidly decomposes to a vibrationally excited carbonyl oxide (Criegee intermediate) and carbonyl products. The produced Criegee intermediate then further decomposes to produce OH and RO2 [Monks, 2005]. The nitrate radical can react with a few VOCs such as HCHO, unsaturated aldehydes, methacrolein, and glyoxal to produce HOx and RO2. These processes become important for the nighttime HOx production due to lack of photolytic HOx sources at night. [20] Mean measured nighttime OH was 0.041 pptv or 1.0 106 molecules cm3, while the modeled nighttime OH concentration (the averaged value of the five mechanisms) was only 0.0071 pptv or 1.7 105 molecules cm3 (Figure 3). The estimated OH detection limit was about 0.01 pptv, and the measurement uncertainty was about 40% at the 2s confidence level. In our previous studies, OHwave was used, which is now known to have a possible interference in the presence of O3 and alkenes. In this study, we use OHchem, which appears to have no interference [Mao et al., 2012]. On average, OHchem is on average 0.70 of OHwave during the day and 0.50 at night during SHARP 2009. Further laboratory studies show that the interfering internal OH is made primarily near and in the OH detection cell [Mao et al., 2012]. [21] The mean measured nighttime HO2 was 6.7 pptv, while the mean modeled nighttime HO2 concentration (the averaged value of the five mechanisms) was 3.3 pptv (Figure 3). The model underpredicted nighttime OH significantly (Figure 3), indicating that the importance of OH in the nighttime oxidation chemistry may be underestimated. The median measured-to-modeled HO2 ratio at night was 1.73, which is marginally greater than the combined uncertainty of measured and modeled HO2 (70%, 2s). The median measured-to-modeled OH ratio at night was 6.3, which is significantly beyond the combined uncertainty of measured and modeled OH (64%, 2s). These differences indicate that all mechanisms fail to capture the processes that create nighttime OH and HO2 in this urban environment. [22] Possible reasons for the discrepancy between the observed and modeled night HOx include the missing mechanisms that can produce significant nighttime HOx. For example, a recent chamber study found significant OH production from the NO3-initiated oxidation of isoprene through RO2 + HO2 reactions and oxidation of nitrooxyhydroperoxide [Kwan et al., 2012]. A few recent studies also suggested that the photooxidation of isoprene can regenerate OH either through isomerization of isoprene peroxy radicals [Peeters 5774 REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON HO2 /OH ratio obs/mod HO2 obs/mod OH 10 1 0.1 10 1 0.1 1000 obs mod 100 10 1 0.1 1 10 20 [NO] obs (ppbv) Figure 4. The ratios of measured-to-modeled OH (top), HO2 (middle), and HO2/OH (bottom) as a function of NO mixing ratio. Dots are all 10 min average data with O3 photolysis frequency, J(O1D), greater than 1.0 105 s1. Linked symbols show the median values in the log(NO) bins. et al., 2009; Peeters and Müller, 2010] or the formation of epoxides [Paulot et al., 2009; Crounse et al., 2011]. Although this later mechanism is OH initiated and mainly proposed for daytime, it can also contribute to nighttime OH production if the oxidation of isoprene through its reaction with OH is significant at night. Apparently further investigation is needed in order to examine possible incomplete or incorrect understanding of atmospheric chemistry in the model that is responsible for the discrepancies. 3.3. Daytime NO Dependence [23] The measured-to-modeled OH and HO2 ratios and their NO dependence can test our understanding of HOx photochemistry. In polluted environments, the cycling between OH and HO2 is very fast because of existing high levels of NO which reacts with HO2 to produce OH and NO2 and thus determine the photochemical equilibrium between OH and HO2 (Figure 1). In order to avoid the confusion of two different effects—the poorly known and dominant O3 + alkene HOx source at night and the NO effect on HOx chemistry during the day—for the NO dependence analysis, we limit the data to daytime when O3 photolysis frequency, J(O1D), was greater than 1.0 105 s1 (corresponding to a period approximately from 8:00 to ~16:00, Central Standard Time) so that the photochemistry is dominant. [24] The model predicted OH generally well when NO is less than ~3 ppbv and slightly underpredicted OH when NO is greater than ~3 ppbv (Figure 4, top). This reasonably good agreement between observed and modeled OH at low NO levels is consistent with a few previous studies [Ehhalt, 1999; Kanaya et al., 2007] in polluted environments but different from some recent studies in VOC-rich and low NOx environments [e.g., Ren et al., 2008; Lelieveld et al., 2008; Hofzumahaus et al., 2009; Whalley et al., 2011; Lu et al., 2012, 2013], where biogenic emissions are dominant. This difference is most likely due to the unique chemical conditions in Houston, where VOCs are mainly from anthropogenic emissions. For HO2, the measured-to-modeled ratio is close to 1 and fairly constant when NO is below 1 ppbv, while the ratio then increases as NO increases (Figure 4, middle). This higher-than-expected HO2 at high NO levels in this study is consistent with results from some previous studies in urban and suburban environments [e.g., Konrad et al., 2003; Martinez et al., 2003; Ren et al., 2003a, 2003b; Ren et al., 2005; Kanaya et al., 2007; Ren et al., 2008; Dusanter et al., 2009; Lu et al., 2012, 2013]. [25] Both the measured and modeled HO2/OH ratios decrease with increasing NO level (Figure 4, bottom) because of the NO reaction with HO2 to shift HOx into OH by reacting with HO2. The agreement between measured and modeled HO2-to-OH ratios is good when NO mixing ratios are less than 1 ppbv, while the difference between measured and modeled HO2/OH increases as NO further increases. The slope of the measured HO2/OH as a function of NO is slightly less than the modeled slope. This difference is consistent with the measured HO2 being greater than the modeled HO2 at high NO. The NO dependence of the measured and modeled HO2/OH ratios is also consistent with results from several previous studies in urban environments [e.g., Ren et al., 2003a; Ren et al., 2005; Chen et al., 2010; Kanaya et al., 2012]. 4. Discussion 4.1. HOx Budget [26] A number of urban studies have found significant daytime HONO and OVOCs that can be photolyzed to produce OH and HO2 radicals [e.g., Ren et al., 2003a; Olaguer et al., 2009; Mao et al., 2010; Liu et al., 2012]. Other major processes of primary HOx production includes O3 photolysis, the reaction of O(1D) with H2O, and O3 reactions with alkenes. Major HOx loss processes includes the OH reaction with NO2 and the reactions among OH, HO2, and RO2. [27] During SHARP, the calculated HOx production was dominated by HONO photolysis in the early morning and by the photolysis of O3 and OVOC in the midday (Figure 5). At night, HOx production was mainly from O3 reactions with alkenes. On average, the daily HOx production rate was 24.6 ppbv d1, of which 30% was from O3 photolysis, 22% from HONO photolysis, 15% from the photolysis of OVOCs (other than HCHO), 14% from HCHO photolysis, and 13% from O3 reactions with alkenes. For HOx loss, the clearly dominant process was the OH reaction with NO2, while the self-reactions among OH, HO2, and RO2 became important in the afternoon when these radicals reached their highest values. [28] The importance of HONO and OVOC photolysis to HOx production is consistent with some recent studies in urban and suburban environments [Alicke et al., 2003; Dusanter et al., 2009; Volkamer et al., 2010; Liu et al., 2012]. For instance, Dusanter et al. [2009] found that HONO photolysis contributed 35% of daytime HOx production in Mexico City during MCMA 2006, while Alicke et al. [2003] found that HONO photolysis contributed 5775 REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON NO3 to produce OH and HO2. Overall O3 + alkene reactions contributed about 84 pptv h1 or 68% to the nighttime HOx production, while NO3 chemistry contributes about 39 pptv h1 or 32% (Figure 6). 1 0.1 4.2. O3 Production Rate and Its Sensitivity to NOx and VOCs [30] During the day, the photochemical O3 production rate is essentially the production rate of NO2 molecules from HO2 + NO and RO2 + NO reactions [Finlayson-Pitts and Pitts, 2000]. The net instantaneous O3 production rate, P(O3), can be written approximately as the following equation: 0.01 L(HOx) (ppbv h-1) 0.001 10 1 PðO3 Þ ¼ kHO2 þNO ½HO2 ½NO þ 0.1 0.001 0:00 X kRO2i þNO ½RO2i ½NO kOHþNO2 þM ½OH½NO2 ½M PðRONO2 Þ 0.01 6:00 12:00 18:00 Time of day (CST) kHO2 þO3 ½HO2 ½O3 kOHþO3 ½OH½O3 kOð1 D ÞþH 2 O O 1 D ½H 2 O LðO3 þ alkenesÞ 0:00 Figure 5. Diurnal median variations of HOx production (top) and HOx loss (bottom) in the model calculation. HOx production processes include O3 photolysis followed by the O(1D) + H2O reaction, the photolysis of OVOCs (other than HCHO), HONO photolysis, HCHO photolysis (the radical producing pathway), and O3 reactions with alkenes. HOx loss processes include OH reaction with NOx, HO2 self-reaction, and HO2 + RO2 reactions. up to 20% of the total OH formed in a 24 h period during BERLIOZ. Liu et al. [2012] found that the photolysis of OVOCs was the primary ROx (= OH + HO2 + RO2) source with comparable contribution from the HONO photolysis in Beijing during CAREBeijing-2007, while Volkamer et al. [2010] found that OVOCs contributed about half of the daytime radical production in Mexico City during MCMA 2003. [29] As discussed previously, two different pathways can contribute to nighttime HOx production: O3 reactions with alkenes and NO3 reactions with VOCs. Typical diurnal variations of HOx production from these two pathways show that HOx production from O3 + alkene reactions peaked in the midday when O3 concentrations were the highest, while HOx production from NO3 chemistry peaked at night because of low NO3 concentrations during the day due to its fast photolysis (Figure 6). Measurements made by the long-path Differential Optical Absorption Spectrometer (LP-DOAS) during SHARP confirm that there were significant nighttime NO3 levels away from the surface where low nighttime NO levels were observed. During SHARP, the average observed nighttime (from 6 P.M. to 6 A.M., Central Standard Time) NO3 mixing ratio was 2.8 1.1 pptv and the average modeled nighttime NO3 mixing ratio was 2.6 1.1 pptv, indicating good agreement between the observed and modeled NO3 mixing ratios. The average nighttime ozone mixing ratio was 36 19 ppbv. Using the RACM2 mechanism, HOx production rates from O3 + alkenes and NO3 chemistry were calculated based on both observed and calculated VOCs that can react with O3 and (1) where k terms are the reaction rate coefficients. The negative terms in equation (1) correspond to the reaction of OH and NO2 to form nitric acid, the formation of organic nitrates, P(RONO2), the reactions of OH and HO2 with O3, the photolysis of O3 followed by the reaction of O(1D) with H2O, and O3 reactions with alkenes. As shown in Figure 7, these negative terms are relatively small compared to the P (O3) from HO2 + NO and RO2 + NO reactions. Note that only photochemical production and loss terms are included and ozone deposition term is excluded in equation (1) in order to compare it with the measurement by MOPS, which does not account for ozone deposition. Because we mainly focus on photochemical O3 production, the advection and dry deposition terms are not included in equation (1), although they are important factors affecting ambient O3 levels but not the O3 production rate. The estimated uncertainty of P(O3) measured by MOPS is 30% at the 2s confidence level and 10 min integration time [Cazorla et al., 2012]. The overall uncertainty of calculated P(O3) is about 66% (2s). 0.25 0.2 P(HOx) (ppbv h-1) P(HOx) (ppbv h-1) 10 0.15 O3 + alkenes 0.1 NO3 chem 0.05 0 0:00 6:00 12:00 18:00 0:00 Time of day (CST) Figure 6. Median diurnal variations of HOx production in the model calculation from O3 + alkenes reactions and from NO3 chemistry. Modeled NO3 was used in the calculation due to low data coverage of the DOAS-measured NO3. Shaded areas indicate the nighttime periods. 5776 30 30 25 25 20 20 P(O3) (ppbv hr-1) P(O3) (ppbv hr-1), [NO] (ppbv) REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON 15 10 15 10 5 5 0 0 6:00 12:00 18:00 Time of day (CST) 6:00 12:00 18:00 Time of day (CST) Figure 7. Left: median diurnal variations of total O3 production rate in the model, P(O3)mod, O3 production rate calculated from the measured HO2, O3 production rate calculated from the modeled HO2, 2 PðO3 ÞHO mod , and O3 production rate measured by the Measurement of Ozone Production Sensor (MOPS), P(O3)MOPS, as well as NO mixing ratio. Right: median diurnal variation of the modeled P(O3) and the major contributions to P(O3) from terms in equation (1). [31] During SHARP, the modeled P(O3) peaked around noon with the average value of 18 ppbv h1 (Figure 7), although on a few individual days values as high as 100 ppbv h1 were observed. Based on the model calculations, the cumulative P(O3) was 126 ppbv d1, in which about 68 ppbv d1 was attributed to the P(O3) from the 2 modeled HO2 reaction with NO, designated as PðO3 ÞHO mod . The cumulative P(O3) from the measured HO2 alone, 1 2 designated as PðO3 ÞHO obs , was about 97 ppbv d . The differHO2 2 ence between PðO3 ÞHO obs and P ðO3 Þmod mainly appeared in the morning, when NO levels were high, while in the afterHO2 2 noon, PðO3 ÞHO obs and PðO3 Þmod agree pretty well (Figure 7). 2 [32] The cumulative difference between PðO3 ÞHO obs and HO2 PðO3 Þmod results in a difference of 29 ppbv O3 per day. Similar results were observed in a few previous studies in urban environments [e.g., Martinez et al., 2003; Ren et al., 2003a]. Studies also found that in the troposphere, the observed HO2-to-RO2 ratio is roughly constant under a certain environment and has been generally well reproduced by model calculations in various environments [e.g., Cantrell et al., 2003; Mihelcic et al., 2003; Ren et al., 2003b]. So in general, HO2 and RO2 both contribute significantly to ozone production through their reactions with NO. If we assume that 2 PðO3 ÞHO obs is 54% of total O3 production, as derived from the 2 model, then PðO3 ÞHO obs suggests that the actual total O3 production would be 179 ppbv d1, a factor of 1.4 higher than the cumulated P(O3) in the model. This difference is roughly consistent with the measured-to-modeled ratio (1.3) of the cumulative O3 production, where the O3 production rate was measured directly by the Measurement of Ozone Production Sensor (MOPS), independent of the OH and HO2 measurements [Cazorla et al., 2012]. [33] Ozone production depends directly on NO concentration and P(HOx) rate [Ren et al., 2003a]. In the model, 2 PðO3 ÞHO mod reaches the maximum when NO is around 1 ppbv and then decreases as NO further increases (Figure 8). However, because measured HO2 does not decrease as much 2 as expected at higher NO levels (Figure 4), PðO3 ÞHO obs does not decrease as much as the model predicted (Figure 8). As HO2 2 a result, the PðO3 ÞHO obs to PðO3 Þmod ratio increases as NO increases at high NO levels. This is roughly consistent with the NO dependence of the ratio of the MOPS measured P(O3) to the modeled P(O3), although with less NO dependence (Figure 8). [34] The dependence of O3 production on NOx and VOCs can be categorized into two typical scenarios: NOx sensitive and VOC sensitive. As in a previous study [Mao et al., 2010], we use the method proposed by Kleinman [2005] to evaluate the O3 production sensitivity using the ratio of LN/Q, where LN is the radical loss via the reactions with NOx and Q is the total primary radical production. Because the radical production rate is approximately equal to the radical loss rate, this LN/Q ratio represents the fraction of radical loss due to NOx. It was found that when LN/Q is significantly less than 0.5, the atmosphere is in a NOx-sensitive regime, and when LN/Q is significantly greater than 0.5, the atmosphere is in a VOC-sensitive regime [Kleinman et al., 2001; Kleinman, 2005]. Note that the contribution of organic nitrates impacts the cut-off value for LN/Q to determine the ozone production sensitivity to NOx or VOCs, and this value may vary slightly around 0.5 in different environments. [35] During the springtime SHARP campaign, the O3 production sensitivity to NOx or VOCs had a similar behavior as for two previous summertime studies in Houston, TexAQS 2000 and TRAMP 2006. P(O3) was VOC sensitive in the early morning but became more NOx sensitive throughout the afternoon (Figure 9). These results are independent of the differences between the measured and modeled OH and HO2. Note that in the afternoon, the O3 production sensitivity during SHARP experienced a longer NOx-sensitive period than TexAQS 2000 and TRAMP 2006, indicating that NOx control may be a more efficient approach than VOC control for the O3 control in the 5777 obs/mod P(O3)HO2 HO2 (ppb/hr) P(O3)mod HO2 (ppb/hr) P(O3)obs REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON 100 appeared in the late morning and early afternoon, about 3 h later than that for the days with O3 mixing ratios less than 50 ppbv (Figure 9). 10 1 5. 0.1 100 10 1 0.1 10 1 0.1 0.01 0.1 1 10 100 [NO] (ppbv) Figure 8. Ozone production rate calculated from measured 2 HO2, PðO3 ÞHO from obs (top), O3 production rate calculated 2 2 modeled HO2, PðO3 ÞHO (middle), and the PðO3 ÞHO -tomod obs HO2 PðO3 Þmod ratio (bottom) as a function of NO. Blue dots are all 10 min average data. Linked circles show the median values in the log(NO) bins. Also shown in the bottom panel is the ratio of the MOPS measured P(O3) to the model P(O3) as a function of NO (linked squares). springtime for Houston. This is confirmed by the cumulated O3 production from the MOPS measurements, in which 112 ppbv of O3 was produced in the NOx sensitive regime while only 53 ppbv of O3 was produced in the VOC sensitive regime. For the days with O3 mixing ratios greater than 70 ppbv, the transit from VOC sensitive to NOx sensitive 1 TexAQS2000 TRAMP2006 SHARP2009 0.6 VOC sensitive 0.4 NOx sensitive 8-hr O3<50 ppbv 0.6 0.4 0.2 0 6:00 8-hr O3>70 ppbv 0.8 LN/Q 0.8 LN/Q [36] The measurements performed during SHARP in spring of 2009 provided another excellent opportunity to test our understanding of photochemistry in this urban environment. A few highlights from this study are listed below. [37] First, the five photochemical mechanisms (RACM2, CB05, LaRC, SAPRC-07, and MCM) tested in this study exhibited similar diurnal variations of the modeled HOx as the measurements, with maxima in the midday and minima at night. Comparing the measured HOx to the averaged modeled HOx in the five mechanisms, the measured and modeled OH agree quite well with an overall median measured-to-modeled ratio of 1.13. For HO2, the measurements were consistently higher than that predicted by the box model with an overall median measured-to-modeled HO2 ratio of 1.45. The model underpredicted both nighttime OH and HO2, indicating incomplete HOx sources and/or sinks in the model. The NO dependence of measured-tomodeled OH and HO2 ratios suggests that the model predicted OH well during the day but underpredicted HO2 with NO levels greater than a few ppbv, indicating incorrect OH-HO2 cycling at high NO in the model. [38] Second, the photolysis of HONO was a major HOx source in the early morning. During the midday, O3 photolysis became a major HOx source, with significant contributions from the photolysis of HONO and OVOCs. Nighttime HOx production was mainly from O3 reactions with alkenes. OH reaction with NO2 was a dominant HOx loss process, while the self-reactions among OH, HO2, and RO2 became important HOx loss processes in the afternoon when these species reached their peak levels. [39] Third, because the modeled HO2 is less than the measured HO2 especially at high NO levels, the cumulative HO2 2 PðO3 ÞHO mod is less than the cumulative PðO3 Þobs by a factor of 1.4 on average. This is roughly consistent with the difference in the modeled P(O3) and the P(O3) measured by the LN/Q=0.5 1 Summary 0.2 9:00 12:00 15:00 18:00 0 6:00 9:00 12:00 15:00 18:00 Time of day (CST) Time of day (CST) Figure 9. Left: median diurnal profiles of LN/Q in TEXAQS 2000, TRAMP 2006, and SHARP 2009. The dashed line indicates a LN/Q value of 0.5, which separates the VOC-sensitive and NOx-sensitive regimes. Right: median diurnal profiles of LN/Q in SHARP 2009 for high ozone days with 8 h ozone mixing ratios greater than 70 ppbv and low ozone days with 8 h ozone mixing ratios less than 50 ppbv. 5778 REN ET AL.: ATMOSPHERIC PHOTOCHEMISTRY IN HOUSTON MOPS, which is completely independent of the OH and HO2 measurements. The difference indicates possible incomplete chemistry in the chemical mechanisms and thus has implications for the ability of air quality models to accurately predict O3 production rates. [40] Fourth, similar to the results during TexAQS 2000 and TRAMP 2006, two summertime studies in Houston, the springtime O3 production rates during SHARP were VOC sensitive in the morning and NOx sensitive in the afternoon, and experienced a longer NOx-sensitive period than TexAQS 2000 and TRAMP 2006. The MOPS measurements suggest that during SHARP, the amount of O3 produced in the NOx-sensitive regime was about twice of what was produced in the VOC-sensitive regime, indicating that NOx control may be an efficient approach for the O3 control in springtime for Houston. 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