AXONAL NA+/K+ ATPASE: LOCALIZATION, LOSS, AND LESSONS LEARNED by ELIZABETH ANN YOUNG Submitted in partial fulfillment of the requirements For the degree of Doctor of Philosophy Dissertation Adviser: Dr. Bruce D. Trapp Department of Neurosciences CASE WESTERN RESERVE UNIVERSITY August, 2010 ii TABLE OF CONTENTS Page LIST OF TABLES v LIST OF FIGURES vi ABSTRACT vii CHAPTER ONE: GENERAL INTRODUCTION 1 Statement of the Problem 2 The axon: Structure and Fuction 3 NaV channels 4 K channels 7 Neurofilaments 9 Mitochondria 10 Sodium/Potassium Adenosine Triphosphatase 11 Multiple Sclerosis 14 CHAPTER TWO: IMAGING CORRELATES OF DECREASED AXONAL 24 NA/K ATPASE IN CHRONIC MS LESIONS Introduction 25 Subjects and Methods 28 Tissue and Lesions 28 MRI and Image-guided Tissue Sampling 28 Immunocytochemistry 29 iii Antibodies 30 Confocal Microscopy 30 Quantification of Pathology 30 Results 32 NKA Subunits Located in Internodal Axolemma 32 Distribution of NKA subunits in MS Lesions 33 Imaging Correlates of Axonal NKA 35 Discussion 36 CHAPTER THREE: GENERAL DISCUSSION 51 Internodal Na/K ATPase: A new model… 53 Functions 54 Dysfunctions 55 Loss of Na/K ATPase: Lessons from other cell types 56 Why is the Na/K ATPase missing? 56 How is the Na/K ATPase removed? 57 Axonal Na/K ATPase: A PURED candidate? 58 Na/K ATPase: A new therapeutic target? 59 MRI/Pathology correlations 60 Summary 61 REFERENCES 64 iv List of Tables Page CHAPTER TWO: Table 1. Characteristics of Patients and Number of Lesions Studied v 40 List of Figures Page CHAPTER ONE: Figure 1. Structural and functional properties of central nervous system axons Figure 2. A graphic representation of disease progression and disability by disease subtype 20 22 CHAPTER TWO: Figure 1. 41 Na/K ATPase is enriched in the internodal axolemma of myelinated axons in the adult human brain. Figure 2. Demyelinated axons in some chronic multiple sclerosis (MS) lesions lack Na/K ATPase. 43 Figure 3. 45 Quantification of Na/K ATPase-positive axons in control human brain and multiple sclerosis (MS) lesions. Figure 4. Percentages of Na/K ATPase-positive axons are predicted by Magnetic Resonance Imaging (MRI). 47 Figure 5. Magnetization transfer ratios (MTRs) and T1 contrast ratios linearly correlate with the percentage of Na/K ATPase-positive axons in chronic MS lesions. 49 CHAPTER THREE: Figure 1. A new model for axonal function and dysfunction in MS. vi 62 Axonal Na+/K+ ATPase: Localization, Loss, and Lessons Learned Abstract by ELIZABETH ANN YOUNG Degeneration of chronically demyelinated axons is the leading causative factor in the progression of symptoms experienced by patients with multiple sclerosis (MS), despite the fact that MS has defied classification as a primary neurodegenerative disease. While there are many potential causes of neuronal damage immediately following demyelination, it is within the context of chronic demyelination that the fundamental and intrinsic mechanisms of axonal function can, themselves, become detrimental to axonal integrity. In the wake of demyelination, extensive submembranous cytoskeletal derangement occurs, allowing the once-nodal voltage-gated sodium channels (NaV) to diffuse along the denuded length of the axon. The immediate impact on the axon is twofold; first is a spatially unrestricted influx of sodium and an associated increase in axoplasmic sodium ([Na]i), second is abrogation of saltatory conduction, which relies on focal sodium influx. In response to a global increase in [Na]i, typically caused by an action potential, the sodium/potassium adenosine triphosphatase (Na/K ATPase), or the sodium pump, hydrolyzes ATP to power the active transport of three intracellular sodium ions for two extracellular potassium ions and, thereby, repolarization of the cell. The cell is driven into an energy debt, causing stress to mitochondria and, thereby, decreasing vii ATP production. Without sufficient axonal ATP, the Na/K ATPase cannot transport ions across the axolemma. With the Na/K ATPases unable to transport additional sodium across the axolemma, [Na]i increases and the sodium/calcium exchanger (NCX) is driven to reverse its function and exchange intracellular sodium for extracellular calcium. An unchecked rise in axoplasmic calcium can lead to the induction of many deleterious calcium-dependent degradative pathways and the eventual degeneration of the demyelinated axon. In these studies, the “secondary neurodegeneration” of MS is explored; specifically, how the energetic properties of the chronically demyelinated axon lead to a series of events, beginning, most notably, with the loss of the Na/K ATPase, that lead to a run-down of the axolemmal membrane potential and, eventually, axonal degeneration. viii CHAPTER 1. GENERAL INTRODUCTION 1 STATEMENT OF THE PROBLEM Degeneration of chronically demyelinated axons is the leading causative factor in the progression of symptoms experienced by patients with multiple sclerosis (MS), despite the fact that MS has defied classification as a primary neurodegenerative disease. While there are many potential causes of neuronal damage immediately following demyelination, it is within the context of chronic demyelination that the fundamental and intrinsic mechanisms of axonal function can, themselves, become detrimental to axonal integrity. In recent years, research has begun to explore the connection between the energetic status of the demyelinated axon and its functional and structural integrity. The myelinated axon is an example of an efficient electrical conduit; a well-insulated and energetically favorable “cable” that extends from the cell body to, up to meters away, its synapse. Should the cable’s insulation be removed, the cable is no longer capable of transmitting electricity efficiently. The same, then, is true of a demyelinated axon. In the wake of demyelination, extensive submembranous cytoskeletal derangement occurs, allowing the once-nodal voltage-gated sodium channels (NaV) to diffuse along the denuded length of the axon. The immediate impact on the axon is two-fold; first is a spatially unrestricted influx of sodium and an associated increase in axoplasmic sodium ([Na]i), second is abrogation of saltatory conduction, which relies on focal sodium influx. In response to a global increase in [Na]i, typically caused by an action potential, the sodium/potassium adenosine triphosphatase (Na/K ATPase), or the sodium pump, hydrolyzes ATP to power the active transport of three intracellular sodium ions for two extracellular potassium ions and, thereby, repolarization of the cell. The cell is driven 2 into an energy debt, causing stress to mitochondria and, thereby, decreasing ATP production. Without sufficient axonal ATP, the Na/K ATPase cannot transport ions across the axolemma. With the Na/K ATPases unable to transport additional sodium across the axolemma, [Na]i increases and the sodium/calcium exchanger (NCX) is driven to reverse its function and exchange intracellular sodium for extracellular calcium. An unchecked rise in axoplasmic calcium can lead to the induction of many deleterious calcium-dependent degradative pathways and the eventual degeneration of the demyelinated axon. In these studies, the “secondary neurodegeneration” of MS is explored; specifically, how the energetic properties of the chronically demyelinated axon lead to a series of events, beginning, most notably, with the loss of the Na/K ATPase, that lead to a run-down of the axolemmal membrane potential and, eventually, axonal degeneration. THE AXON: STRUCTURE AND FUNCTION The axon is a long cylinder of axoplasm surrounded by a magnificently organized plasma membrane, extending from soma to synapse. While it provides a physical connection between these two distant compartments allowing organelle and protein transport, the axon’s most critical role is as an electrically active, ionically privileged compartment facilitating the propagation of action potentials. The ionic gradient, which is generated by the disparity between charge across the axolemma, is set between -55mV and -80mV (Hodgkin and Katz, 1949) and serves as the key driving force behind the 3 action potential. The specialized domains of the axon are crucial for proper axonal function (Figure 1). In the central nervous system, these domains are generated by axoglial signaling between oligodendrocytes and axonal cytoskeletal elements during myelination. Produced by oligodendrocytes, central nervous system myelin wraps axons (Figure 1) and, in so doing, induces three major changes to the axon: 1. internodal resistance is decreased, 2. NaV channels are concentrated at nodes of Ranvier, and 3. neurofilaments become phosphorylated, increasing the diameter of the axon. Both of these membrane changes are critical for the onset of saltatory conduction; an increase of conduction velocity along myelinated internodes, allowing electrical currents to effectively “jump” from one active zone (node of Ranvier) to the next (Figure 1) (Huxley and Stampfli, 1949). The precise composition of axonal ion channels, cytoskeletal elements, and organelles in the axon are orchestrated by myelination and crucial for optimal action potential propagation. It follows, then, that demyelination would derange this meticulously organized system, perturbing saltatory conduction. Just how the axonal components behave following demyelination is paramount to understanding the damage that ensues. NaV channels Since Hodgkin and Huxley’s first experiments on squid giant axons (Hodgkin and Huxley, 1945; Hodgkin and Huxley, 1952), the role of the voltage-gated sodium channel (NaV) as the central mediator of action potential propagation has been well-appreciated. In normally myelinated axons, NaV channels are clustered both at the axon initial segment (AIS, or axon hillock) and at the node of Ranvier. This localization is of 4 paramount importance to the high-fidelity, high-frequency propagation of action potentials along the axon. It has been estimated that approximately 1000/µm2 (Waxman, 1977) to 12000/µm2 (Ritchie and Rogart, 1977) NaV channels are embedded in the nodal axolemma. Given the fact that there are no apparent diffusion barriers within the axoplasm (Arhem, 1976), it is reasonable to assume that the number of NaV channels clustered at any one node is tightly controlled to ensure the optimal influx of a precise number of sodium ions to effect immediate local depolarization without any off-target effects. The exact mechanism by which NaV channels are trafficked to and retained at the node is still unclear, but there is extensive evidence that the nodal architecture and, in particular, NaV clustering relies on interactions with Ankyrin G, a submembranous cytoskeletal component (Jenkins and Bennett, 2001; Bouzidi et al., 2002;Lemaillet et al., 2003; Pan et al., 2006). Ankryin G is thought to associate with the node via an interaction with betaIV spectrin (Berghs et al., 2000; Komada and Soriano, 2002). The exquisitely tuned action potential relies not only on the precise localization of NaV channels, but also on the correct isoform. Early in development, the AIS and nodes are comprised mainly of NaV1.2, a rapidly-inactivating subunit (Zhou and Goldin, 2004). Upon maturation, NaV1.6, a highfidelity (Zhou et al., 2004) and rapidly re-activating subunit (Herzog et al., 2003), replaces NaV1.2 in the majority of CNS nodes (Boiko et al., 2001; Kaplan et al., 2001). This subunit switch is thought to occur to ensure the continued high-fidelity, rapid propagation of action potentials along the axon (Waxman et al., 2004). In a subset of CNS nodes, NaV1.2 persists and is co-expressed with NaV1.8 (Arroyo et al., 2002), but the benefit to maintaining these slower, lower-fidelity nodes is unclear. 5 Upon demyelination, there is an immediate interruption of action potential propagation, likely due to the decreased resistance of the internodal axolemma and the increased active distance between clusters of NaV channels. This phenomenon, known as conduction block, can cause clinical symptoms which present as MS exacerbations (Waxman, 1998). The effects of conduction block can be severe but are, most often, temporary; typically lasting from two weeks to two months. As the nodal and paranodal cytoskeletons are so closely aligned with the paranodal loops, demyelination effectively abolishes myelin’s instructive effect on axonal organization (Scherer and Arroyo, 2002). Derangement of the submembranous scaffolding allows for NaV channel diffusion away from the quondam nodes, redistributing NaV channels along the length of the denuded axon. It is unclear whether the redistribution is caused entirely by the lateral diffusion of nodal NaV or an increased expression and membrane insertion. This phenomenon, described originally by electrophysiological phenomena (Bostock et al., 1983; Schwarz et al., 1991) and subsequently confirmed with immunohistochemical techniques (England et al., 1990;Moll et al., 1991), is responsible for recovery from conduction block, albeit with slower and less-efficient action potential propagation. In some demyelinated axons, small clusters of NaV channels have been described (Coman et al., 2006), perhaps representing the last vestiges of former nodes tethered together by rogue Ankryin G, or serving as the nidus for remyelination. Axons with these remaining clusters may have improved conduction as compared to those with completely redistributed NaV channels. Further, it is of note that the redistributed channels are not the developmental subtype NaV1.2, but the mature subtype NaV1.6, which has a persistant sodium current (Craner et al., 2004). While this redistribution serves to restore action potential propagation, there 6 are consequences – specifically, the unchecked global influx of sodium along the entire demyelinated length of the axon. K channels The great diversity in potassium channel subtype and function allows for fine tuning of axonal properties such as resting membrane potential, action potential threshold, and hyperpolarization. Not unlike NaV channels (see above), the precise location of the potassium channels is critical for action potential firing and maintenance, and this precise location is controlled by the potassium channels’ interaction with Ankyrin G (Pan et al., 2006). Two main subtypes of potassium channels segregate into discrete domains along the axon and exert their influence on the active properties of the axon. A subset of the channels reside nodally, whereas a second population reside juxtaparanodally. Despite all being considered “fast voltage-gated potassium channels” (fast KV), due to their location, they have varied modulatory effects on action potentials (Burke et al., 2001). The role of nodal KV channels, such as KV3.1 (Devaux et al., 2003) and KCNQ2 (Binah and Palti, 1981; Devaux et al., 2004), in action potential modulation has been debated. While some studies suggest that nodal KV channels have only a negligible impact on the action potential (Schwarz et al., 1995), many other studies have pointed to dramatic modulatory roles for KV3.1 and KCNQ2. For instance, when KV3.1 channels are blocked with tetraethylammonium (TEA), the action potential is lengthened, which leads to increased neurotransmitter release (Wang et al., 1998; Ishikawa et al., 2003). KCNQ2 channels are responsible for the M-current; so named because it is 7 antagonized by muscarinic acetylcholine receptor agonists (Brown and Adams, 1980). The M-current can affect action potentials by decreasing NaV inactivation, thereby strengthening and increasing action potential propagation (Vervaeke et al., 2006). The juxtaparanodal KV channels include KV1.1 and KV1.2 (Wang et al., 1998; Rasband et al., 1998; Trimmer and Rhodes, 2004). KV3.1b channels are, while of primary importance in the node, also found in the juxtaparanode (Lai and Jan, 2006). KV1.1 and KV1.2 are the canonical potassium channels responsible for ensuring high-fidelity firing by hyperpolarizing the membrane after depolarization (Wu and Barish, 1992). Both nodal and juxtaparanodal KV channels are responsible for shaping the action potential and ensuring continued propagation. Upon demyelination, KV channels diffuse away from the erstwhile juxtaparanode (Rasband et al., 1998; Arroyo et al., 2004; Coman et al., 2006), likely due to a similar Ankyrin G disruption mechanism as NaV channels. While redistribution of nodal and paranodal KV channels certainly disrupts membrane potential, it is the sudden uncloaking of the scores of internodal (Chiu and Ritchie, 1980; Chiu and Schwarz, 1987), juxtaparanodal (Wang et al., 1993), and paranodal (Chiu and Ritchie, 1981) potassium channels that is of the greatest concern. The fast outward potassium current carried by the juxtaparanodal KV1.1, KV1.2, and KV3.1b channels (Lai et al., 2006), no longer obscured by the myelin sheath, begins to impact the axon’s resting potential – drawing it closer to the reversal potential for potassium – thereby dampening all attempts at depolarization. 8 Neurofilaments Directly underneath the axolemma is an intricate network of interconnecting cytoskeletal elements called the cytoskeletal cortex (Ichimura and Ellisman, 1991). Historically, the submembranous cytoskeleton of the axon was thought to be a dense protoplasm of cross-linked proteins and scaffolding, then called the microtrabecular matrix (Ellisman and Porter, 1980). Early high voltage electron micrographs (HVEM) suggested that the axoplasm directly apposed to the axolemma was a nearly-crystalline mesh of proteins. These results, however, have been called into question as more recent studies (Heuser, 2002;Sardet, 2002) have demonstrated that some, if not all, of the HVEM-visible microtrabeculae are artifacts of fixation and cell permeablization. It has been suggested that the microtrabecular matrix first described by Porter (Ellisman et al., 1980) is, in fact, the crystallization of soluble, cytoskeleton-associated proteins (Heuser, 2002). Regardless of the technical constraints of the early work, Porter’s theory of the microtrabecular matrix has led to an appreciation for the complexity of the submembranous cytoskeleton. The main structural cytoskeletal components of the axon are microtubules and neurofilaments. Axonal transport relies on the microtubule network and a vast array of molecular motors that carry cargo. For the purposes of this document, however, we will focus on the role of neurofilaments in axons. Neurofilament, a Type IV intermediate filament, provides structural and tensile support to the axon. The three isoforms of neurofilament are named for their molecular weight (Neurofilament light chain, NF-L, ~70kD; Neurofilament medium chain, NF-M, ~160kD; Neurofilament heavy chain, NFH, 200kD). These subunits co-assemble to form stable polymers. The light chain (NF-L) 9 is the obligate isoform which is required for polymerization, acting as the core of the nascent neurofilament polymer. NF-M or NF-H then binds to the central NF-L. Protein cross-bridges formed by the c-terminal domain of either NF-M or NF-H connect adjacent neurofilament polymers and f-actin (Hirokawa, 1982). The number and phosphorylation state of neurofilaments directly impacts axonal diameter which is, in turn, critical for rapid axonal conduction. Myelination is responsible for the initiation and maintenance of neurofilament phosphorylation and, by extension, an increase in axonal diameter(Sanchez et al., 1996; Yin et al., 1998). Upon demyelination, the axo-glial signaling responsible for maintenance of neurofilament phosphorylation is disrupted. Myelin-associated glycoprotein (MAG) has been identified as the myelin protein responsible for modulation of neurofilament phosphorylation. In MAG knockout mice, axons that were myelinated were thinner and had significantly less phosphorylated neurofilament than did wild-type animals(Yin et al., 1998). While still functional, axons composed of dephosphorylated neurofilament are unable to conduct action potentials at rapid velocities. Additionally, following demyelination and NCX reversal, calcium-mediated degradative processes (such as calpains) begin to depolymerize and destabilize the neurofilament bundles, leading to axons that are weaker and more prone to damage. Mitochondria The mitochondrion plays many essential roles in the axon: adenosine triphosphate (ATP) production, calcium buffering, and reactive oxygen species production. The mitochondrion generates ATP during cellular respiration, during which acetyl coA is 10 oxidized to carbon dioxide. The process by which this is accomplished is known as the citric acid cycle, or Krebs cycle, and requires the mitochondrion’s electron transport chain. While physically separated from the acute disruption of demyelination, the axoplasmic mitochondrion, nonetheless, undergoes dramatic changes. To begin, the loss of axoplasmic ion homeostasis that occurs following demyelination impacts the ionic gradient of the inner and outer mitochondrial membranes. The increased axoplasmic Na induces Ca release from mitochondrial stores. Additionally, gene expression studies of mitochondrial electron transport chain complex I, III (Dutta et al., 2006), and IV (Mahad et al., 2009) indicate decreased mRNA levels of these critical components of the ATP production machinery. Finally, the generation of nitric oxide (NO), which occurs during acute inflammation, can further inhibit the mitochondrial electron transport chain – effectively reducing ATP production to zero. Given the delicate balance between mitochondrial ATP production and axonal energy consumption, it is of considerable importance to look to the one molecule responsible for hydrolyzing more ATP than any other in the CNS: the Na/K ATPase (Ames, III, 2000). SODIUM/POTASSIUM ADENOSINE TRIPHOSPHATASE The sodium/potassium adenosine triphosphatase (Na/K ATPase), or sodium pump, is a ubiquitous, electrogenic ion pump that resides in the plasma membranes of cells in virtually all members of the kingdom Animalia. The Na/K ATPase is absolutely essential for cellular function. The Na/K ATPase is critical for maintaining the relative negative charge carried by cells’ membranes. It does this by exchanging 3 intracellular 11 Na ions for 2 extracellular K ions, which requires the hydrolysis of one molecule of ATP. The pump exists as a heterodimer of one α subunit and one β subunit, which exist in the cell in equimolar amounts. The α subunit is the catalytic subunit of the holoenzyme. It binds both the ions and the ATP. To date, there are four α subunits known: α1, α2, α3, and α4 (Shull et al., 1986; Herrera et al., 1987; Takeyasu et al., 1990; Woo et al., 2000). Expression of the four α subunits varies widely, from the α1 subunit which is the most common to the α4 subunit which is expressed only on the flagella of sperm (Woo et al., 2000; Blanco et al., 2000). The protein is large; spanning the membrane ten times – both the amino and carboxy tails of the protein are intracellular (Antolovic et al., 1991). All four α subunits are the products of different genes (Shull and Lingrel, 1987; Sverdlov et al., 1987; Woo et al., 2000). Displaying an impressive degree of structural conservation of the 23 exons, each α subunit gene is thought to be the result of genetic duplication from a common ancestor (Levenson, 1994). The β subunit is responsible for escorting the catalytic subunit into the membrane (Geering et al., 1985) and hydrolyzing ATP. The β subunit is the binding site for many pump inhibitors, so it also exerts a regulatory effect on the catalytic subunit. While the catalytic subunit remains embedded in the membrane, the β subunit is constantly turned over through its internalization and degradation (Yoshimura et al., 2008). There are four β subunits currently known: β1, β2, β3, and β4 (Mercer et al., 1986; Martin-Vasallo et al., 1989; Malik et al., 1996; Zhao et al., 2004). Beta-4, the most recently described subunit, is developmentally regulated and is only expressed in the sarcoplasmic reticula and nuclear envelopes of skeletal muscles in adult animals (Zhao et al., 2004). The β 12 subunit is a single-pass integral membrane protein that is highly glycosylated – leading many to speculate that it may serve additional functions, such as adhesion (Gloor et al., 1990). Like the α subunits, the β subunits are encoded by 4 separate genes (Lane et al., 1989; Shyjan et al., 1991; Malik et al., 1996; Zhao et al., 2004). Ionic homeostasis is essential for the optimal function of every cell and is absolutely of the utmost importance in electrochemically active cells, such as neurons. The human central nervous system contains α1, α2, α3, β1, and β3 (Sweadner, 1979; Cameron et al., 1994; Moseley et al., 2003) Na/K ATPase subunits. Neurons, in particular, have been shown to possess isoforms of both α1/ β1 and α3/ β1 varieties. Considering the continued need for a neuron to maintain its membrane potential, coexpression of both α1/ β1 and α3/ β1 isoforms is the perfect way to manage the task. The α1 isoform is known as the “housekeeping” isoform because its affinity for Na is high, while its affinity for ATP is low. This means that the α1 isoform will continue pumping excess intracellular Na just as long as there is sufficient cellular ATP. The α3 isoform, on the other hand, has low affinity for Na, but a high affinity for ATP. The α3-containing isoforms have such a high affinity for ATP that they will “steal” ATP from other cellular functions (Castro et al., 2006) in order to pump. Both of these functions are essential to the proper function of a neuron, but they must be properly balanced. To best understand the role of the Na/K ATPase in the axon, we must first understand where it is located along the axon. Many studies have attempted to address the issue of axonal localization of the Na/K ATPase, but the results have been mixed. A large cohort of researchers has claimed to have identified Na/K ATPase in the node of Ranvier (Wood et al., 1977; Ariyasu et al., 1985;Waxman and Ritchie, 1993;Kordeli et 13 al., 1995;Kanoh and Sakagami, 1996), where it would be spatially coupled with Na influx. One group has described finding the Na/K ATPase on the internodal axolemma (Mata et al., 1991), where the evolutionary benefit is unclear. Answering the question of axonal localization is critical to deciphering the role of the Na/K ATPase during normal function, such as action potential propagation and repolarization, and during axonal degeneration, such as occurs following chronic demyelination. MULTIPLE SCLEROSIS Multiple sclerosis (MS), a chronic demyelinating disease of the central nervous system, is the leading cause of non-traumatic neurological disability in young adults (20to 30-years old) in North America and Europe where, current estimates suggest, upwards of 2.5 million people are living with the disease (Noseworthy et al., 2000; Hauser and Oksenberg, 2006). Despite disease onset that occurs relatively early in life, a patient’s lifespan is only modestly shortened; on average, seven to eight years. Thus, patients suffer for decades with this debilitating disease. Attempts at better understanding the etiology and progression of MS are imperative to improving these patients’ quality of life. For decades, MS was thought to be a strictly immune-mediated disease arising from auto-immunity to components of central nervous system myelin. While the immune component of the disease is the primary mechanism of demyelination, research has now begun to focus on the sequelae of demyelination that are believed to contribute to the permanent and progressive symptoms of MS. This “secondary neurodegeneration” involves neuronal loss due to lack of trophic support from myelin and the damage to and 14 degeneration of demyelinated axons. Specifically, the loss of chronically demyelinated axons is the largest contributor to the cognitive decline experienced by MS patients (Trapp and Nave, 2008). Multiple sclerosis, as a disease, typically takes one of two trajectories (Figure 2). The first disease course, experienced by up to 85% of patients, is one characterized by acute exacerbations (lasting days to weeks) followed by abrogation of symptoms (lasting weeks to decades). This disease course is known as Relapsing-Remitting Multiple Sclerosis (RRMS) for obvious reasons. The exacerbations, which are symptomatic of conduction block (see below), can manifest as any of a number of deficits, including: limb weakness, gait disturbance, ataxia, double-vision, or vision loss. Upon resolution of early symptoms, the patients typically return to their original neurological baseline. With time and repeated relapses, a patient’s neurological status, as measured by EDSS, begins to worsen between relapses. Approximately 8-20 years after symptom onset, RRMS patients transition into a second phase of the disease: Secondary Progressive Multiple Sclerosis (SPMS). In this phase, symptoms continue to progress without abating. This transition, from RRMS to SPMS, represents a major gap in our understanding of MS. The other 15% of patients present with an even less-well-understood form of MS, known as Primary Progressive Multiple Sclerosis (PPMS). PPMS, as its name implies, has as its hallmark a worsening symptom profile without relapses (Hauser et al., 2006). At present, none of the therapeutic agents used to treat MS are approved for use in SPMS or PPMS patients (Ebers et al., 2008). One of the best tools for evaluating the progression of MS is magnetic resonance imaging (MRI), which allows for prospective study of lesion development and resolution. 15 While a patient may only experience one or two exacerbations per year, an MRI is able to detect, on average, as many as 20 inflammatory events per year; a 10:1 ratio of demyelinating episodes to symptom exacerbation episodes (Barkhof et al., 2000;Filippi and Rocca, 2006). This disparity between plainly discernable relapses and discrete, “imaging-only” discernable lesions is why the majority of MS disease progression is considered to be “clinically silent”(Trapp et al., 2008). The progression of symptoms during the later stages of disease (following the RRMS to SPMS transition) is likely due to degeneration of chronically demyelinated axons. A tool that would allow clinicians to examine the progression of axonal degeneration would provide valuable insight into the disease process. Further, it would allow clinicians to identify which brain regions are still functional and, therefore, still treatable. Recently, MRI was used to identify certain types of demyelinated-associated pathology within human MS brains (Fisher et al., 2007). Using different imaging modalities (see below), MRI was able to predict which demyelinated lesions would contain swollen and dystrophic axons. Another important finding in the study was that a large percentage (~55%) of MRI-predicted regions (using standard MRI protocols) were not demyelinated. This further highlights the need for improved correlation between MRI outcomes and MS pathology. Without the use of MRI, much of the natural history of the progression of MS would still be a mystery. Briefly, MRI uses powerful magnets to align the protons of the water molecules in the body. When the magnet is turned off, the protons return to their original orientations. It is this “relaxation” that is measured by the MRI and processed as an image. The basic measurements of proton relaxation are T1 and T2, which are time constants. Clinically, dark spots on T1 scans have earned the sobriquet “black holes” because they are an 16 indicator of tissue damage and loss. Bright spots on T2 scans are regions of inflammation and edema. The typical progression of a chronic MS lesion might be a brightly enhancing T2 region for 3-6 weeks, followed in the same location by a persistant “black hole” on a T1 scan. Using the standard MRI protocols can provide a glimpse into the progression of the disease, but specialized scanning protocols can help to characterize disease activity further. For instance, magnetization transfer ratio (MTR) studies how much energy is transferred from protons bound to myelin to their surrounding water molecules and pathologically correlated with severe tissue damage (Fisher et al., 2007). Beyond the acute exacerbations experienced early in disease, the major cause of progressive disability in MS is axonal degeneration. In this setting, axons are susceptible to being injured in two distinct ways: axonal transection during inflammation and degeneration following chronic demyelination. In the setting of acute inflammatory demyelination, axons are transected, but the exact mechanism by which this transection occurs is unknown. That the amount of inflammatory activity within a lesion is directly correlated with the number of transected axons (Hohlfeld, 1997) does suggest that the mediators of the inflammatory response (ie. macrophages, activated microglia) may be involved. Also telling is the effect of NBQX, an AMPA/kainate receptor antagonist, in an animal model of MS – experimental autoimmune encephalitis (EAE). In these animals, NBQX treatment improved oligodendrocyte survival and minimized the number of transected axons (Pitt et al., 2000), implicating a role for glutamate in axonal transection. Striking numbers of axons are transected – up to 11,000/mm3 (Trapp et al., 1998) – during acute inflammatory demyelination, likely as a bystander effect(Trapp and Stys, 2009). Despite the massive loss of axons, much of this transection can be clinically 17 silent, depending on the location of the lesion. While extensive axonal transection may occur during RRMS, it is the setting of chronic demyelination, more commonly found in SPMS, that is permissive for axonal degeneration. Axonal degeneration, as distinct from axonal transection, is temporally removed from the acute phase of the disease. A chronically demyelinated axon, for reasons already discussed (see above), is functionally impaired. Following demyelination, extensive submembranous cytoskeletal remodeling occurs, allowing the lateral diffusion of the previously-tethered NaV and KV channels along the entire demyelinated length of the axon. The extensive remodeling of the demyelinated axolemma perturbs the ionic gradient that allows for rapid and repeated action potential conduction. In the absence of the myelin sheath, the axon is fully exposed to the extracellular compartment, including the production of nitric oxide (NO) by nearby microglia and astrocytes. NO, a highly soluble gas, diffuses into the axon and disrupts adenosine triphosphate (ATP) production by mitochondria. Without ATP, the Na/K ATPase cannot maintain efforts to repolarize the axolemma – by pumping 3 Na ions out of the cell in exchange for pumping 2 K ions in, while hydrolyzing one molecule of ATP to ADP. Failure of the Na/K ATPase, perhaps the final straw, leads to an unchecked rise in intracellular Na, causing the reversal of the sodium-calcium exchanger (NCX) which, in turn, ushers in Ca ions to replace the Na ions that it extrudes. This increase in Ca leads to the activation of destructive processes, including the activation of calpains (for Review, see (Trapp et al., 2009)). The failure of the Na/K ATPase is one of the final steps that lead to axonal degeneration. A better understanding of the pump and its role in disease would help to give insight into whether or not the sodium pump is a viable target for therapeutic 18 intervention. In an effort to address these issues, this dissertation describes the normal location of the Na/K ATPase in myelinated human CNS axons and the distribution of Na/K ATPase after both acute and chronic demyelination. Further, MRI techniques have been used to identify MS lesions based on their Na/K ATPase content. These findings represent a significant advance in understanding the degeneration of chronically demyelinated axons. 19 FIG1 20 Figure 1. Structural and functional properties of central nervous system axons. Central nervous system (CNS) axons are periodically wrapped by myelin, a high-resistance multi-lamellar membrane outgrowth from oligodendrocytes (left). Nodes of Ranvier are formed as gaps are left between myelin sheaths (left & lower right). These nodes are essential for the rapid and repetitive conduction of action potentials along the axon, by a property known as saltatory conduction (upper right). The internode is the highresistance, low-capacitance region, limited on both ends by nodes, along which action potentials may travel without attenuation between the low-resistance, high-capacitance Nodes of Ranvier. This specialization allows the action potential to appear, electrophysiologically, as though it is hopping from node to node. Where the myelin contacts the axon, there are other regional specializations – namely, the paranode and the juxtaparanode (JXP, lower right). These regions, so named for their proximity to the nodes, have unique membrane properties and are critical to the maintenance of axo-glial signaling. Finally, the periaxonal space (lower right, pink) is a 12-20nm space that is formed by the periaxonal membrane of the inner tongue process of the myelin sheath and the axolemma. It is limited on both ends by the paranodal loops. 21 FIG 2 22 Figure 2. A graphic representation of disease progression and disability by disease subtype. Relapsing-Remitting Multiple Sclerosis (RRMS, green) presents as a disease course with occasional clinical exacerbations followed by remissions. Each remission, however, is scored progressively higher on the Expanded Disability Status Scale (EDSS), an indicator of neurological disability. For each clinical exacerbation, up to ten inflammatory events may be identified by magnetic resonance imaging (MRI, arrows). The remissions of RRMS eventually cross an imaginary line (Clinical Threshold, red) at which point the disease converts from RRMS to Secondary Progressive Multiple Sclerosis (SPMS, yellow). After the conversion to SPMS, clinical exacerbations are fewer, as are MRI-events, however symptom progression continues – as denoted by a steady increase in EDSS. Primary Progressive Multiple Sclerosis (PPMS, blue) is a less common variant of MS. Presenting in healthy patients, PPMS has as its hallmark a steady progression of symptoms without acute exacerbations. The X-axis, denoting time, provides the average number of years that one disease state may persist. 23 CHAPTER 2. IMAGING CORRELATES OF DECREASED AXONAL NA/K ATPASE IN CHRONIC MULTIPLE SCLEROSIS LESIONS (Young, et al., 2008) 24 INTRODUCTION Multiple sclerosis (MS) is a demyelinating disease of the central nervous system (CNS) that leads to irreversible neurological decline. MS afflicts more than 1.5 million people in North America and Europe, where it is the leading cause of non-traumatic neurological disability in young adults (Noseworthy et al., 2000). Degeneration of chronically demyelinated axons is now considered to be a major contributor to the permanent neurological disability that most MS patients endure (Bjartmar et al., 2000; Waxman, 2006). The preservation of axons within chronic lesions of MS presents a unique therapeutic challenge. Although we are beginning to elucidate potential mechanisms for this axonal degeneration (Trapp et al., 1998), we have no means by which to measure this axonal pathology in a clinical setting. Myelin is a tightly compacted membrane spiral that surrounds axons in the central and peripheral nervous systems. During formation of the myelin sheath, voltage-gated sodium (Nav) channels are concentrated at the nodes of Ranvier; small, unmyelinated axonal segments that separate adjacent myelin internodes. Because axonal membrane depolarization only occurs at the nodes, conduction velocities of myelinated axons are approximately 100 times faster than those of unmyelinated axons where Nav channels are diffusely distributed(Waxman, 1977). After each depolarization, the Na/K ATPase rapidly exchanges axonal Na for extracellular K in an energy-dependent manner. Rapid repolarization permits rapid and repetitive axonal firing, a necessary condition for proper 25 neuronal function. When axons are demyelinated, the Nav channels diffuse away from the nodes(Bostock et al., 1983;Waxman et al., 2004). This Nav channel redistribution increases both Na influx during impulse conduction and the demand for ATP during repolarization of the axolemma. Reduced ATP production and Na/K ATPase dysfunction are thought to initiate a cascade of ionic imbalances that lead to degeneration of chronically demyelinated axons(Dutta and Trapp, 2007). Specifically, as axonal Na levels increase, the Na/Ca exchanger operates in reverse and exchanges axoplasmic Na for extracellular Ca(Baker and McNaughton, 1976;Stys et al., 1992;Stys et al., 1993). Increased axonal Ca will activate proteolytic enzymes and eventually lead to degeneration of chronically demyelinated axons, and by extension, to progressive neurological decline during the latter stages of MS. Despite the potentially important role of axonal Na/K ATPase during axonal degeneration in MS, and a report detailing a loss of Na/K ATPase enzymatic activity in chronic MS lesions(Hirsch and Parks, 1983), axonal Na/K ATPase distribution has not been compared in myelinated and demyelinated axons. Currently, magnetic resonance imaging (MRI) is the most commonly used tool for diagnosis and monitoring of MS. Because of its high sensitivity, MRI is an invaluable method for following the subclinical progression of the disease. Unfortunately, conventional MRI is limited by its low pathological specificity. Postmortem imaging studies have shown that classification of MS lesions, based on multiple imaging modalities, can improve correlations between MRI and specific aspects of pathology(Bruck et al., 1997;Schmierer et al., 2004;Fisher et al., 2007). For example, hypointensity on T1-weighted images correlates with axonal loss(van Walderveen et al., 26 1998), and decreased magnetization transfer ratio (MTR) is correlated with demyelination(van Waesberghe et al., 1999). Recently, we have utilized a composite of T2, T1 contrast ratio, and MTR intensity characteristics to identify chronic lesions of MS with axonal loss and increased demyelinated axon diameter(Fisher et al., 2007). Techniques such as diffusion tensor imaging and magnetic resonance spectroscopy also provide valuable information on underlying pathology(Bammer et al., 2000), particularly for axonal pathology, but these studies are more difficult to perform in a typical clinical setting. As yet, there are no reliable MRI markers that are both specific for axonal pathology and feasible to measure on a routine basis. It is well established that much of the disease process in MS patients is clinically silent. As such, brain imaging has become the major surrogate marker of disease activity and the best predictor of disease progression. In this study, we determined the distribution of Na/K ATPase subunits in normal human brain and in demyelinated lesions from brains of patients with MS. Subunits α1, α3, and β1 were detected on the internodal axolemma and absent from the nodal axolemma of myelinated fibers. In acutely demyelinated brain tissue, all three subunits were retained on demyelinated axolemmas. In contrast, 58% of chronically demyelinated lesions of MS contained less than 50% Na/K ATPase-positive axons. We then compared Na/K ATPase measurements and postmortem MRI in a subset of chronic lesions, and found a linear correlation between the percentages of demyelinated axons without Na/K ATPase and decreased MTR and T1 contrast ratios. 27 SUBJECTS AND METHODS Tissue and Lesions Brains were obtained from 13 patients with MS (Table 1). Postmortem, in situ MRI was collected on 11 brains, as described previously(Fisher et al., 2007). Brains were removed and placed in fixative after an average postmortem interval of 5.9 hours. Left and right hemispheres were separated and processed differently. In brains with postmortem MRI, one hemisphere was fixed in 4% paraformaldehyde (PFA) for 4 weeks, and then rescanned and sliced to ensure coregistration of lesion location. Lesions with MRI data came from this hemisphere (n = 7 hemispheres). The remaining brains or hemispheres were cut into 1cm-thick slices and placed in either 4% PFA of rapidly frozen. Lesions without MRI data came from this hemisphere (n = 8 hemispheres). Lesions were identified macroscopically in fixed slices, blocked, cryoprotected, frozen, and sectioned (30µm thick) on a freezing-sliding microtome. Sections were stained for myelin proteins and major histocompatibility complex class II, and classified as acute, chronic active, or chronic inactive, as described previously. Three acute and 36 chronic lesions were identified. Control brains (n = 4) were collected and processed as described earlier, but no MRI was obtained. Magnetic Resonance Imaging and Image-Guided Tissue Sampling Details of the methods used for MRI-pathology correlations and image-to-tissue coregistration have been described previously(Fisher et al., 2007). In brief, MRIs were obtained postmortem, using a standardized protocol that included a T2-weighted fluid 28 attenuated inversion recovery image (FLAIR), a T1-weighted spin-echo image, a pair of images to calculate MTR, and a high resolution magnetization prepared rapid gradient echo (MPRAGE) image for coregistration purposes. The images were analyzed to segment T2 lesions (hyperintense on FLAIR), and each T2 lesion was further classified based on T1 and MTR characteristics. T1 and MTR contrast ratios were calculated for each region as the mean intensity within the region divided by the mean intensity of the normal-appearing (nonlesional) white matter (NAWM) in the same slice. Based on MTR and T1 contrast ratios, 20 demyelinated lesions from 7 brains were selected for Na/K ATPase immunostaining. Immunocytochemistry Fixed tissue was cryoprotected, frozen, and sectioned with a freezing-sliding microtome (30µm thick). Sections were rinsed in phosphate-buffered saline (PBS), microwaved in 10mM citric acid buffer (pH 6.0), and incubated in 3% hydrogen peroxide and 1% Triton X-100 (Sigma, St. Louis, MO) in PBS (pH 7.4) for 30 minutes. Doubleand triple-labeled sections were pretreated as described above (but without hydrogen peroxide), immunostained for 3-5 days at 4ºC, and then incubated with fluorescently conjugated secondary antibodies, as described previously(Chang et al., 2002). Sections were mounted and coverslipped with Vectashield (Vector Labs, Burlingame, CA). 29 Antibodies The antibodies used in this study are well-characterized and include rabbit antimyelin basic protein (1:500 dilution; Dako, Glostrup, Denmark); mouse anti-human major histocompatibility complex class II (1:250 dilution; Dako); mouse anti-chicken Na/K ATPase α1 (clone A6F; 1:50 dilution; Developmental Studies Hybridoma Bank, University of Iowa, Iowa City, IA); goat anti-Na/K ATPase α3 (clone C-16; 1:100 dilution; Santa Cruz Biotechnology, Santa Cruz, CA); mouse anti-Na/K ATPase β1 (clone M17-P5-F11; 1:100 dilution; Affinity BioReagents, Golden, CO); rabbit antineurofilament light, medium, and heavy chains (1:2000 dilution for light and medium and 1:1000 dilution for heavy; Serotec, Raleigh, NC); and rabbit anti-Caspr (1:250 dilution; generous gift from James S. Trimmer, University of California at Davis, Davis, CA). Confocal Microscopy Fluorescently labeled sections were scanned with a Leica SP5 confocal microscope (Leica, Heidelberg, Germany). Laser intensities were adjusted to eliminate channel cross talk. Single optical slices were used for quantitation (Figs. 1D-G, 2, and 4; Figs. 1A-C represent projected z-stacks of three to five slices covering 1-3µm in depth). Quantification of Pathology Percentages of Na/K ATPase-labeled neurofilament-positive axons were quantified in control brain, acute and chronic demyelinated lesions, and normal-appearing white matter (NAWM) from individuals with MS from images obtained by confocal microscopy. Six fields (one single optical section was obtained using a 100X NA 1.3 30 objective lens and 1.96X zoom, resulting in an area of 79.4µm2) were counted for each lesion or area of NAWM (an average of approximately 108 axons for each field), and data are presented as the mean of 6 fields. An axon was considered positive for Na/K ATPase if it had a neurofilament-positive core and a Na/K ATPase-positive region surrounding the core. An axon was considered negative if it had a neurofilament-positive core and no detectable (signal above background) Na/K ATPase labeling. Differences between groups were determined using a Kruskall-Wallis one-way analysis of variance with Dunn’s multiple-comparisons post-test. Standard deviation from mean was calculated for each lesion. Fields were scored by two individuals blind to the lesion stage and corresponding MRI characteristics. Images were taken from lesion core, an area equidistant from all myelinated borders. To assess the relation between Na/K ATPase and MTR or T1 contrast ratios, we used a linear mixed model. The model also accounted for correlated data, to allow for grouping of multiple regions of a single brain. 31 RESULTS Na/K ATPase Subunits alpha-1, alpha-3, and beta-1 are Located in Internodal Axolemma To determine the normal distribution of Na/K ATPases, we colocalized subunits alpha-1, alpha-3, and beta-1 with Caspr, a protein enriched in paranodal axolemma. As described previously(Einheber et al., 1997;Rios et al., 2000), Caspr antibodies intensely stained paranodal regions of central nervous system myelinated fibers (Figure 1, panels A-C, red). Both alpha-1 and alpha-3 subunit antibodies displayed specific and relatively uniform labeling of the internodal axolemma, with little or no detectable immunoreactivity at the nodal (arrows) or paranodal axolemma (Figure 1, panels A & B respectively, green). Na/K ATPase internodal immunoreactivity did not appear to differ between large or small axons. In sections double-labeled with alpha-1 or alpha-3 Na/K ATPase and myelin basic protein antibodies, Na/K ATPase immunoreactivity was associated with the internodal axolemma and did not appear to be present in the surrounding myelin sheath (Figure 1, panel D). When sections were double-labeled with alpha-1 and alpha-3 antibodies, most axons contained both alpha-1 and alpha-3 immunoreactivity, although the relative alpha-1 and alpha-3 axolemmal staining intensity appeared to vary between some axons (Figure 1, panels E & F respectively). The Na/K ATPase beta-1 subunit had similar distribution to alpha-1 and alpha-3 subunits, labeling the internodal but not the nodal or paranodal axolemma (Figure 1, panel G). 32 Distribution of Na/K ATPase Subunits in Multiple Sclerosis Lesions The distribution of Na/K ATPase alpha-1 and alpha3 subunits was determined in 39 MS lesions (3 acute and 36 chronic). Lesion stage was based on the distribution and density of major histocompatibility complex class II-positive cells, as described previously. Sections were stained with Na/K ATPase, myelin basic protein, and neurofilament antibodies, and the percentage of Na/K ATPase-positive demyelinated axons were quantified in sections double-labeled for Na/K ATPase (a cocktail of both alpha-1 and alpha-3 subunit-specific antibodies) and neurofilament. In the three acute and 15 of the 36 chronic lesions (42%), Na/K ATPase alpha-1 and alpha-3 antibodies stained demyelinated axolemmas with a similar distribution and intensity to that found in myelinated axons in brain sections from control and MS patients (Figure 2, panels A & B respectively). In contrast, axons in 21 of the 36 chronic MS lesions (58%) had less than 50% Na/K ATPase alpha-1 and alpha-3-positive axons (Figure 2, panel C). In lesions containing Na/K ATPase-negative axons, axonal Na/K ATPase staining was present in myelinated fibers at the lesion edge, and the transition between Na/K ATPase-positive and –negative staining correlated with the presence and absence of myelin (Figure 2, panel C). These patterns of labeling were consistent in both diaminobenzidine- and fluorescence-labeled sections. In one brain slice, one chronic lesion contained intense Na/K ATPase labeling, whereas another chronic lesion had little to no labeling (as demonstrated in Figure 5, panels A & B). Na/K ATPase immunoreactivity was either consistently present (Figure 2, panel D) or consistently absent (Figure 2, panel E) along 33 the length of demyelinated axons within the lesion core. The percentage of Na/K ATPase-positive axons was similar between control white matter, normal-appearing white matter from MS brains, and acute demyelinated lesions from MS brains (Figure 3). In contrast, in chronic MS lesions, the proportion of Na/K ATPase-positive axons ranged from 100% to 0% (Figure 3). Both control (p < 0.0001) and normal-appearing white matter (p < 0.001) groups were significantly different from the chronic group. The significance of the difference between acute and chronic groups could not be tested because of the small sample number of acute lesions. The average standard deviation (6 fields/lesion) for the 39 lesions studied was 4.8. The bimodal distribution of Na/K ATPase-positive axon percentage in chronic lesions did not correlate with their immunohistochemical classification (i.e., lesions with greater percent Na/K ATPasepositive axons were not necessarily chronic active, lesions with lower percent Na/K ATPase-positive axons were not necessarily chronic inactive). Concordance between measurements made by two observers was high (0.993), indicating excellent reproducibility. Lesions were also double-labeled with alpha-1 or alpha-3 Na/K ATPase and neurofilament antibodies to determine whether demyelinated axons preferentially express either subunit. Demyelinated axons expressed both or neither subunit (Figure 1, panels E-G), with rare exceptions (data not shown). In all stained sections included in this study, normal-appearing white matter served as an internal control for Na/K ATPase labeling. Thus, the differential pattern of Na/K ATPase labeling in lesion subtypes appears to be a valid observation and not due to staining artifact or tissue processing. Because only a small proportion of a brain’s total lesion load was studied, it was not 34 possible to correlate patient sex, duration of disease, or Expanded Disability Status Scale score with percentage of Na/K ATPase-negative demyelinated axons. Imaging Correlates of Axonal Na/K ATPase One possible explanation of the data described earlier is that chronic demyelination leads to loss of axonal Na/K ATPase. We recently correlated axonal loss and increased demyelinated axon diameter with reduced T1 contrast ratios and reduced MTR in postmortem MS brains. In this study, we investigated whether postmortem MRI measurements, selected to represent opposite ends of a scale of pathological severity, could identify MS lesions with (Figure 5, panel A) and without (Figure 5, panel B) axonal Na/K ATPase. Twenty of the 39 demyelinated lesions had postmortem MRI data available. We compared T1 and MTR contrast ratios with the percentage of axons without Na/K ATPase. As demonstrated in Figure 5, panel C, demyelinated lesions with MTR contrast ratios greater than 0.8 had normal Na/K ATPase distribution and lesions with ratios less than 0.7 had less than 20% of axons with Na/K ATPase. Likewise, demyelinated lesions with T1 contrast ratios greater than 0.85 had normal Na/K ATPase distribution and lesion with T1 contrast ratios less than 0.75 had less than 20% of axons with Na/K ATPase (Figure 5, panel D). To ensure that lesions were not clustered with other same-brain lesions, we identified lesions from each brain by a unique color symbol in Figure 5, panels C & D. There was a statistically significant linear relationship between percentage axons with Na/K ATPase and both MTR (p <0.0001) and T1 contrast 35 ratio (p < 0.0006). These observations are the first to correlate MRI characteristics with molecular properties of axons. DISCUSSION These data impact our understanding of the pathogenesis of permanent neurological disability during chronic stages of the disease process of MS in two ways. Most importantly, axons in 58% of the 36 chronically demyelinated lesions of MS examined in this study contained less than 50% Na/K ATPase-positive axons. Secondly, quantitative MRI of a subset of these lesions (20) was able to differentiate chronic lesions with axonal Na/K ATPase from those without. Axons lacking Na/K ATPase cannot efficiently transmit action potentials. Reduced exchange of axonal Na/ for extracellular K will also increase axonal Na concentrations, which will, in turn, reverse the Na/Ca exchanger. Although this will increase axonal Ca and contribute to Ca-mediated axonal degeneration, our data support the concept that many chronically demyelinated axons are nonfunctional before degeneration. We propose that loss of axonal Na/K ATPase is a contributor to the progressive neurological decline that most MS patients eventually face, and that quantitative MRI may provide a valuable predictor of this process in longitudinal studies of MS patients. We used well-characterized antibodies to localize the neuronal Na/K ATPase subunits to internodal axolemma. The internodal distribution of Na/K ATPase spatially uncouples Na influx at the nodes from Na efflux at internodes and identifies the periaxonal space as an important regulator of membrane potentials during nerve 36 conduction. The periaxonal space is a cloistered, 12- to 14nm-wide, extracellular space defined by the axolemma, periaxonal membrane of the myelin internode, and the septate junctions, which tether the paranodal loops to the axon(Rios et al., 2000). Na and K exchange through the periaxonal space implicates the myelin/oligodendrocyte unit as an active player in nerve conduction, rather than a passive insulating participant that renders the internodal axolemma inert to the dynamics of ion exchange and nerve transmission. Such a function, however, should require the presence of ion channels or pumps on both the axolemmal and myelin sides of the periaxonal space. To date, such ion channels or pumps have not been localized to the periaxonal membrane of the central nervous system myelin internode. If present, they would likely be enriched in the membranes of the inner tongue process, the small cytoplasm-containing tube that extends the length of the myelin internode and is contiguous with the cytoplasm of the paranodal loops. The inner tongue process occupies less than 20% of the periaxonal surface in mature central nervous system internodes; the remainder of the periaxonal membrane is “fused” with the cytoplasmic surface of the first compact myelin lamella. The percentage of axons without Na/K ATPase varied from lesion to lesion within and between postmortem brains (Figures 2 & 3). Most demyelinated axons in acute MS lesions contained Na/K ATPase distribution similar to myelinated areas, whereas a subset of chronic lesions contained a large percentage of axons without Na/K ATPase. Pathologically, chronic lesions are categorized as active or inactive based on the presence of absence of activated immune cells at the lesion border(Lassmann et al., 1998). In this study, the loss of Na/K ATPase was not preferentially associated with either chronic active or chronic inactive lesions. Based on postmortem MRI analysis, we recently 37 classified pathological characteristics of MS lesions(Fisher et al., 2007). Compared with T2-only demyelinated lesions, lesions that were abnormal by T2, T1, and MTR (“T2T1MTR lesions”) contained fewer axons, and these axons were swollen (increased axonal diameter). We show here that the percentage of Na/K ATPase-positive axons in demyelinated T2-only lesions (Figure 4) was similar to that of myelinated axons. In addition, quantitative MTR and T1 contrast ratios delineated chronic MS lesions with and without detectable axonal Na/K ATPase, and those axons without Na/K ATPase were swollen (compare axons in Figure 5, panels A & B). A decrease in the MTR or T1 contrast ratio characteristics, therefore, in indicative of the presence of swollen axons and a loss of axonal Na/K ATPase. Chronic loss of Na/K ATPase is, then, likely to contribute to a persistent ion imbalance across the axolemma, which eventually leads to water influx, axoplasmic swelling, and possibly, degeneration. Although the acute symptoms of MS are not likely to be directly correlated with a depletion of axonal Na/K ATPase, loss of the pump on chronically demyelinated axons will contribute to the continuous neurological decline experienced by most MS patients. Based on a dystrophic(Chang et al., 2002) and/or swollen(Yin et al., 2004) appearance and reduced NaV channels(Black et al., 2007), it has been proposed that many demyelinated axons in chronic MS lesions may be functionally compromised before degeneration. The loss of Na/K ATPase on chronically demyelinated and swollen axons described here provides additional support to this hypothesis. In addition, the ability of quantitative MTR and T1 contrast ratios to identify MS lesions with little or no axonal Na/K ATPase raises the possibility that noninvasive brain imaging techniques may 38 monitor and predict neurological decline and efficacy of neuroprotective therapies in patients with MS. 39 Table 1 40 Figure 1. 41 Figure 1. Na/K ATPase is enriched in the internodal axolemma of myelinated axons in the adult human brain. Na/K ATPase subunits α1 (A, green), α3 (B, green), and β1 (C, green) are located at the axolemma of myelinated axons. As demarcated by the paranodal marker Caspr (A-C, red), the Na/K ATPase is enriched in the internodal axon and not detected in paranodal regions or nodal axolemma (A-C, arrows). Na/K ATPase (D, green) was clearly expressed along the axolemma and below myelin sheaths stained with myelin basic protein antibodies (D, red). The α subunits displayed differential labeling in some axons (E, α1, green; F, α3, red). In the majority of axons, the α1 (red) and α3 (green) subunits colocalized (G). Scale bars = 5µm. 42 Figure 2. 43 Figure 2. Demyelinated axons in some chronic multiple sclerosis (MS) lesions lack Na/K ATPase. Myelin basic protein (MBP) immunoreactivity (white in A-C; blue in A”-C”) identifies myelinated axons and the lesion border. Neurofilament (NF) staining (red) labels myelinated and demyelinated axons. Na/K ATPase (green, A-E) distribution is continuous along demyelinated axons in acute lesions (A’, A”) and a subset of chronic lesions (B’, B”). In contrast, Na/K ATPase immunostaining is absent from other chronic lesions (C’, C”) but present along myelinated axons at the border of the lesion (C’, C”). Staining for Na/K ATPase was consistently present (D, from lesion in A) or absent (E, from lesion in C) along individual axons within the core of a demyelinated lesion. Scale bars = 40µm (A-C); 5µm (D, E). 44 Figure 3. 45 Figure 3. Quantification of Na/K ATPase-positive axons in control human brain and multiple sclerosis (MS) lesions. The percentages of Na/K ATPase-positive axons in control, normal-appearing white matter (NAWM), and acute MS lesions were closely grouped; all containing high percentages of Na/K ATPase-positive axons. In contrast, in chronic MS lesions, the percentage of Na/K ATPase-positive axons varied, with 58% (21 of 36) having Na/K ATPase-positive axon percentages of less than 50%. Statistical analysis (analysis of variance with Dunn’s multiple-comparisons posttest) confirmed a significant difference between both the control (p < 0.0001) and NAWM (p < 0.001) groups and the chronic lesion group. Statistical analysis of the difference between the acute lesion group and the chronic lesion group was impossible due to small group sizes. Horizontal lines indicate the mean value for each group. Control tissue, n = 4; NAWM, n = 7; acute lesion, n = 3; chronic lesion, n = 16. 46 Figure 4. 47 Figure 4. Percentages of Na/K ATPase-positive axons are predicted by Magnetic Resonance Imaging (MRI). Selected to represent opposite ends of a severity scale, demyelinated T2-Only lesions (n = 5) have a higher percentage of axons with Na/K ATPase, as compared to T2T1MTR lesions (n = 8) which have a low percentage of axons with Na/K ATPase. 48 Figure 5. 49 Fig 5. Magnetization transfer ratios (MTRs) and T1 contrast ratios linearly correlate with the percentage of Na/K ATPase-positive axons in chronic MS lesions. The percentage of Na/K ATPase-positive axons in chronically demyelinated MS lesions were correlated with quantitative postmortem MTR and T1 contrast ratios. (A, B) Chronically demyelinated lesions stained for Na/K ATPase (green) and neurofilament (red). The percentage of Na/K ATPase-positive axons varied from near 100 (A; MTR = 0.9) to 0% (B; MTR = 0.5). Many axons without Na/K ATPase had increased diameters (B). A comparison of the percentage of Na/K ATPase-positive axons in chronically demyelinated MS lesions were correlated with quantitative postmortem MTR (p < 0.0001; C) and T1 contrast ratios (p < 0.0006; D). Dashed lines denote a fit curve to the regression coefficient. Each data point is from a single lesion and each unique colorsymbol combination denotes one of the brains studied. Scales bars = 5µm. 50 CHAPTER 3. GENERAL DISCUSSION 51 This dissertation has made several seminal contributions to the field of Neuroscience and, specifically, neurodegeneration as it relates to multiple sclerosis. The first major finding is the identification of the Na/K ATPase as an internodal protein of the axolemma. Commonly thought to have been located in the node, the presence of the Na/K ATPase in the internode suggests a variety of new, non-pumping functions such as structural maintenance of the internode (Young et al., 2008) or as a barrier to lateral diffusion of nodal or paranodal structures (Doi, 2009). Being the first large (10-pass) transmembrane protein in the internodal axolemma, the Na/K ATPase also provides an excellent substrate for immunohistochemical detection of the axolemma. The second major finding of this dissertation is the loss of Na/K ATPase from a subset of chronically demyelinated axons. The Na/K ATPase is required for the optimal function of all cells. Without the Na/K ATPase, axonal ion homeostasis is lost – and, perhaps most importantly – a cascade of destructive processes is begun. The presence of axons lacking Na/K ATPase in chronically demyelinated axons suggests that the axonal degeneration that occurs does so after the axon is already functionally dead. Finally, the finding that MTR and T1 contrast ratio can be used to identify demyelinated lesions lacking Na/K ATPase highlights the power of MRI-pathology correlations as well as the immense value that such studies might have for the clinicians and pharmacologists. 52 Internodal Na/K ATPase: A new model of axonal function/dysfunction The decades-old assumption that the Na/K ATPase is located in the Node of Ranvier seemed to make sense; to spatially couple sodium influx through Na(v) channels during action potentials with sodium efflux through Na/K ATPase following action potentials. It made so much sense that, despite having only questionable evidence to support a nodal location, the Na/K ATPase has been drawn into countless figures (both in peer-reviewed articles and textbooks) as being a major component of the nodal axolemma. Using electron microscopy and immunocytochemistry, one group published evidence to contradict the nodal location (Mata et al., 1991), but the evidence was largely ignored owing to difficult-to-interpret electron microscopy images. The data presented in this dissertation (Young et al., 2008) provide the first substantive and reproducible evidence that the axonal Na/K ATPase is an integral internodal membrane protein in human CNS axons. Further, this study identified methods to locate lesions in MS brains by MRI that have lost Na/K ATPase from their axons. Taken together, these two findings represent a major advance towards understanding how demyelinated axons malfunction and degenerate and a potential method by which to identify chronic lesions in patients and provide a prognosis for treatment outcomes and disease progression. Additionally, the discovery of the Na/K ATPase as a major internodal membrane protein of the axolemma has provided a useful biochemical marker for the axonal membrane; a resource that will undoubtedly aid neuroscientists in the future. Given the internodal location of the axonal Na/K ATPase(Young et al., 2008), a new understanding of how the axon both functions and dysfunctions must be gleaned (Figure 1). 53 Functions Specifically, the spatial uncoupling of sodium influx and efflux raises many questions about the axoplasmic milieu during and after an action potential. Having already established the lack of diffusion barriers in the axoplasm(Arhem, 1976), the sodium influx that occurs at the node likely diffuses in both directions away from the node. The presence of Na/K ATPase along the entire length of the internode, in spite of the high ATP cost to the cell, must be required for axonal homeostasis. Either large quantities of sodium flow into the cell during action potential propagation, requiring hundreds to thousands of Na/K ATPases at the ready, or the internodal Na/K ATPase has additional functions. Perhaps, as mentioned in Chapter 2, the large, 10-transmembrane domain α-subunit protein provides stability to an otherwise structurally poor region of the axon. At present, no other large integral membrane proteins have been identified in the internodal axolemma. It has been suggested a large percentage of surface-expressed Na/K ATPase is, in fact, a non-pumping pool that is responsible for other cellular functions such as acting as receptors for endogenous cardiotonic steroids (Liang et al., 2007). It is also possible that the Na/K ATPase β-subunit is dynamically regulating cellular events, as certain signaling cascades rely on the intracellular domains of the β subunit and the β2 subunit has been identified as a cellular adhesion molecule on Schwann cells (Gloor et al., 1990). Additionally, it has been found that, while the αsubunit remains embedded in the membrane, the β-subunit is only required for membrane insertion and can be rapidly internalized and degraded (Yoshimura et al., 2008). The functional impact that this β-subunit degredation has on the catalytic α-subunit is unclear. 54 Dysfunctions In the face of demyelination, it isn’t the internodal location of the axonal Na/K ATPase that raises concern, but the fact that the Na/K ATPase will pump sodium and hydrolyze ATP until one or the other runs out – and in a denuded axon, the limiting factor is far more likely to be ATP than sodium. The diffusion of Na(v) channels from the nodes along the entire length of the demyelinated axon leads to a global increase in sodium influx and, therefore, intracellular sodium. Since most axons in the human CNS have comparable amounts of both α1 and α3 subunits, sodium is pumped from the cell no matter what the cellular ATP conditions are – if the cellular ATP is high and intracellular sodium is low, such as it is during times of relative cellular quietude, the α1 subunit is available to pump; if the cellular ATP is low but intracellular sodium is high, such as it is during times of cellular stress, the α3 subunit will utilize all of the ATP it can access. This high-efficiency, high-demand sodium extrusion system, the main function of which is to protect the axon by maintaining ionic homeostasis, can itself be one of the main factors contributing to ATP-debt and axonal degeneration. If presence of the Na/K ATPase can be destructive, then it stands to reason that absence of the sodium pump might be protective – and it is, in many cell types (see below). However, in an axon, where ionic fluxes are relentless, loss of the Na/K ATPase may be the final straw before the commencement of axonal degeneration. Almost as a built-in fail-safe, the sodium-calcium exchanger (NCX) is able to reverse its normal function (which is to import sodium ions and export calcium ions) to allow for the extrusion of excess sodium ions. Perhaps unintentionally deleterious, the importing of 55 calcium ions is almost certainly the second step in the march towards axonal degeneration. The accumulation of intracellular calcium, due to both NCX reversal and release from intracellular stores, begins a cascade that destroys the axon from the inside out (Figure 1 (Trapp et al., 2009)). Loss of Na/K ATPase: Lessons from other cell types Two major questions left unanswered by this study are: 1) Why is the Na/K ATPase missing from the axolemma of axons within approximately 50% of chronically demyelinated axons? and 2) How is the Na/K ATPase removed from the axolemma of these axons? To answer these two questions, it is best to look to other cell types in which similar phenomena have been described and then apply the lessons learned to demyelinated axons. Why is the Na/K ATPase missing? In lung and kidney cells, both osmotically and ionically active cells, there are descriptions of cell membrane Na/K ATPase being actively removed from the membrane during times of cellular stress. In the lung, Na/K ATPase enzymatic function is decreased in the alveolar epithelium under conditions of hypoxia (Campbell et al., 1999;Azzam et al., 2001;Dada et al., 2003;Chen et al., 2006;Dada et al., 2007). In the kidney, a similar phenomenon has been described in the proximal and distal tubules in the presence of dopamine (Done et al., 2002). It appears that Na/K ATPase removal from the membrane has evolved as a protective strategy to avoid over-taxing an alreadystressed cell. The ATP expenditure of pumping even a temporary surge in intracellular 56 sodium may be too great for some cells to bear, and so removing the Na/K ATPase from the membrane will prevent a cellular energy crisis. How is the Na/K ATPase removed from the membrane? In the aforementioned cell types (see above), Na/K ATPase is actively removed from the membrane to avoid leading to ATP-debt during times of cellular stress. In both alveolar epithelium and renal tubule endothelium, the Na/K ATPase is endocytosed using a stereotyped pathway. Nicknamed the PURED pathway(Lecuona et al., 2007), the pathway involves phosphorylation, ubiquitination, recognition, endocytosis, and (occasionally) degradation. Phosphorylation While the sequence of the catalytic α-subunit has many consensus phosphorylation sites (Beguin et al., 1994), both alveolar epithelial and kidney tubule epithelial Na/K ATPase has been demonstrated to require phosphorylation at Ser-18 for induction of the endocytic pathway (Done et al., 2002;Dada et al., 2003;Chen et al., 2006;Dada et al., 2007). Phosphorylation at this site does not impact Na/K ATPase activity, but it does lead to a conformational change in the N-terminus that is required for endocytosis (Chibalin et al., 1999). This conformational change is likely required to allow for the activation of a PI 3-kinase (Yudowski et al., 2000). Ubiquitination In lung alveolar epithelial cells (and not renal tubule epithelial cells), following Ser-18 phosphorylation, the Na/K ATPase is ubiquitinated (Comellas et al., 2006;Dada et al., 2007). In these cells, it appears that ubiquitination is a required secondstep in the sequential process of Na/K ATPase endocytosis. 57 Recognition & Endocytosis Na/K ATPase endocytosis is a clathrin-dependent mechanism in both lung alveolar epithelial cells and renal tubule epithelial cells. The activated PI 3-kinase and phosphorylated Ser-18 work in concert to recruit the adaptor molecule AP-2 (Done et al., 2002). Once bound to AP-2, the Na/K ATPase is endocytosed. Degradation Degradation of the Na/K ATPase is another cell-specific phenomenon. Only in lung alveolar epithelial cells do the endocytosed Na/K ATPase molecules get degraded – via a lysosomal pathway(Comellas et al., 2006). Renal tubule epithelial cells tend to recycle endocytosed Na/K ATPase to the membrane once the threat of cellular stress has passed(Efendiev et al., 2007). Axonal Na/K ATPase: a PURED candidate? While a precedent has been set for Na/K ATPase endocytosis in other osmotically and ionically active cells, the question remains: Could this sort of pathway exist in neurons? One group has begun to answer this question by studying the Na/K ATPase enzymatic activity on cultured cerebellar granule cells(Petrushanko et al., 2007). Under conditions of hypoxia, they report a decrease in the cell surface Na/K ATPase enzyme activity. While enzyme activity assays are a helpful first step, visualization of Na/K ATPase endocytosis in neurons will be critical to the confirmation of a PURED (or similar) pathway in neurons. Attempts at identifying the PURED pathway machinery in axons with and without Na/K ATPase have, thus far, proven unsuccessful (data not shown). One word of caution, however – this study, as well as the studies described above, focused on the modulation and endocytosis of only the α1 subunit. While it is 58 possible that appreciable changes may occur in neurons/axons during α1 endocytosis, the presence of the α 3 subunit may make biochemical discrimination exceedingly difficult. It is also important to remember that, at least in the case at hand – Na/K ATPase loss from chronically demyelinated axons – both α-subunits were lost from the membrane in apparently equal amounts and neither was preferentially spared. This democratized loss of both catalytic subunit isoforms suggests that, perhaps, there is a different, non-PURED pathway responsible for the removal of the Na/K ATPase from the membranes of chronically demyelinated axons. One remaining possibility is that the axonal Na/K ATPase is not proactively removed from the membrane to mitigate ATP losses, but rather it is removed because it has been damaged by a harsh intracellular milieu and is being targeted for degradation. Unfortunately, at present, the exact cause of axonal Na/K ATPase loss and the apparent 50/50 selectivity of axons with and without Na/K ATPase remains elusive. Na/K ATPase: A new therapeutic target? Targeted treatment options for the progressive phases of MS (SPMS and PPMS, see Chapter 1, Figure 2) are currently unavailable(Ebers et al., 2008). Given the chronic nature of the lesions from which Na/K ATPase is lost, it is reasonable to expect that an accumulation of Na/K ATPase-negative lesions might be a harbinger of the silent transition between RRMS and SPMS. In fact, all of the chronic lesions studied (both Na/K ATPase-positive and –negative) were from SPMS patients (see Chapter 1, Table 1). Absence of the Na/K ATPase from the axonal membrane may hasten the reversal of the NCX and deleterious calcium influx. If Na/K ATPase is endocytosed to prevent ATP 59 debt during times of cellular stress, perhaps early preventive modulation of the Na/K ATPase might keep ATP levels high. Recent evidence points to the ability of typically well-tolerated, orally-administered cardiotonic steroids, such as ouabain, to modulate the activity of neuronal Na/K ATPases – at low concentrations (sub-IC50 doses) of ouabain, Na/K ATPase pump efficiency is increased, while at higher concentrations (IC50), the Na/K ATPase is halted(Oselkin et al., 2009). Another potential therapeutic target might be the Ser-18 phosphorylation site that is required for Na/K ATPase endocytosis. An agent designed to block phosphorylation of Ser-18 would inhibit AP-2 binding and stop clathrin-dependent endocytosis. It is critical to the development of any therapeutic aimed at this patient population that it be well-tolerated with few, if any, side effects – digoxin, along with the other cardiotonic steroids, have been in clinical use for decades for the treatment of congestive heart failure and atrial fibrillation(Marcus, 1989). While there are risks for digoxin toxicity, treatment can be managed within a very safe and tolerable window. MRI/Pathology correlations The finding that MRI, using MTR and T1 contrast ratio sequences, can identify lesions with and without Na/K ATPase is a huge advance. Having the capability of identifying, in a living patient, these Na/K ATPase-negative lesions will certainly change the way that clinicians will be able to make diagnostic and prognostic decisions about patients. Being able to watch in real time the progression of the silent phases of the disease might allow doctors to predict the otherwise imperceptible shift from RRMS to SPMS. Treating patients with sodium channel blockers, a common front-line therapy, 60 may, in a patient with many Na/K ATPase-negative lesions, be ineffective. Finally, with a means to assess the silent progression of neurodegeneration, therapies can be assessed based a new endpoint: maintenance of Na/K ATPase in chronically demyelinated lesions. Summary The data presented in this dissertation irrefutably confirm an internodal localization for the axonal Na/K ATPase and selective loss of Na/K ATPase from a subset of chronically demyelinated MS lesions. Additionally, a statistically significant correlation between MRI measures and Na/K ATPase pathology has been identified. Each of these represent a substantial addition to the knowledge base and suggest new directions for both laboratory research into the degenerative cascade of chronically demyelinated axons and new therapeutic targets for treating SPMS and PPMS, a currently unmet need. 61 Figure 1. 62 Figure 1. A new model for axonal function and dysfunction in MS. 1.) In the myelinated axon, the Na/K ATPase is enriched in the internodal axolemma. Upon action potential conduction, sodium influx occurs at the Node of Ranvier. Intracellular sodium diffuses through the axoplasm to the Na/K ATPase, where it is pumped from the axoplasm into the periaxonal space. In exchange, potassium is pumped into the cell. The net reaction is: 3 Na ions out, 2 K ions in, 1ATP. The ATP is produced by the mitochondria. Calcium is removed from the cell by the sodium-calcium exchanger (NCX) which is, putatively, in the node. Additionally, the neurofilaments are phosphorylated and have extensive cross-bridging between them, thereby increasing axonal diameter. 2.) Upon demyelination, Na(V) channels diffuse away from the erstwhile node and redistribute along the denuded axon, causing an increased influx of sodium into the axoplasm. This increased sodium increases Na/K ATPase function, thereby utilizing a large proportion of the cell’s ATP stores, creating an ATP debt. Further, the once cloistered K(V) channels are now uncloaked and produce a large outward current. Finally, the neurofilaments, lacking the axo-glial signaling provided by myelin-associated glycoprotein (MAG), are dephosphorylated and cross-bridges are collapsed. 3.) 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