Materials Transactions, Vol. 50, No. 2 (2009) pp. 381 to 387 #2009 The Japan Institute of Metals EXPRESS REGULAR ARTICLE Microstructural Characteristics and the Charge-Discharge Characteristics of Sn-Cu Thin Film Materials Chao-Han Wu1 , Fei-Yi Hung2; * , Truan-Sheng Lui1; * and Li-Hui Chen1 1 Department of Materials Science and Engineering, Center for Micro/Nano Science and Technology, National Cheng Kung University, Tainan, Taiwan 701, R.O. China 2 Institute of Nanotechnology and Microsystems Engineering, Center for Micro/Nano Science and Technology, National Cheng Kung University, Tainan, Taiwan 701, R.O. China In this study, radio frequency magnetron sputtering was used to prepare Cu6 Sn5 film anodes. The effects of the thickness of the film and its index of crystallinity (IOC) on the charge-discharge capacity characteristics are discussed. Increasing the thickness of the film anode from 500 to 1500 nm, not only raised the IOC, but also improved the migration of lithium ions and electrons because of the lower resistivity. So, the cyclability of the as-adopted film was enhanced with increasing the film thickness. After recrystallization, the IOC rose and the resistivity fell. However, cracks on the film induced by thermal strain increased the area of the passive film, resulting in reduced cyclability. Also, prolonging the duration of sputtering (5000 nm) led to a deterioration in the charge-discharge capacity. [doi:10.2320/matertrans.MER2008291] (Received August 25, 2008; Accepted November 14, 2008; Published January 25, 2009) Keywords: tin-copper, negative electrode material, crystallization 1. Introduction Many alloy systems are being developed to replace graphite as the anode in lithium rechargeable batteries due to their better capacity (Sn-Cu,1–4) Li-Sn,5) Cu-Sb,6) Mg-Si7) and Li-Si8)). Sn-based intermetallic compounds and their oxides9,10) possess higher capacity, and numerous relevant reports have investigated Sn-Cu,1–4) Sn-Mo,11) Sn-P,12) Sn-Ni,13–15) Sn-Ca,16) Sn-Sb,17) Sn-S,18) Li-Sn,5) Ce-Sn,7) and Sn-O.9,10) Notably, most of the above Sn-based anode materials were prepared by mechanical alloying (ball milling),4,13,19,20) sintering,4,14) and chemical reduction8,11,17,21,22) which tend to cause inhomogeneity and microsegregation. In this study, the Sn-Cu alloy was prepared by refining in a vacuum at a higher cooling rate. So the target for sputtering was a homo-Sn-Cu intermetallic compound. Avoiding the above mentioned problems, the Sn-Cu system has acceptable cost, simple process conditions (low m.p., larger solid solution limit, lower activity of elements and higher safety, the annealing temperature of Sn-Cu is about 250 C, while that of Sn-Ni is from 350 C to 600 C14,23)), environmental friendliness (does not contain P, S, Co) and excellent capacity, making it one of the best choices for an anode material. So, the present work not only investigates the microstrucural characteristics of Sn-Cu film anodes, but also discusses feasible applications. H. Each sputtering film was cut, after which charge-discharge testing was performed. The composition of the electrolyte was LiPF6 þ EC þ DEC (EC : DEC ¼ 1 : 1 vol). The micro-morphology and interface characteristics of the Sn-Cu film were investigated using a SEM and a Focused Ion Beam (FIB). The phases and IOC of the unheated films and heated films were analyzed by thin-film XRD. The two main diffraction peaks (30.35 and 43.45 ) were selected to analyze the index of crystalline (IOC). The IOC is defined as the function, X ¼ ðIC =ISTD Þ 100%, the IC is the sum of integrated values of the two peaks for measured samples, the ISTD is that of the standard sample and X is the IOC. The angle of incidence was 1 . The velocity of scanning was 4 /min and the range was from 20 to 100 . A constant current was used for electrochemical testing with 50 cycles of charge-discharge. The voltage was limited to the range 0:01 V1:5 V with a constant current of 0.1C at room temperature. In addition, the resistivity of the thin film was measured using a four-point probe and each datum was the average of at least 35 test results. For comparison test, a thicker film with a thickness of 5000 nm was prepared and defined as SC5000. Cyclic voltammetry (CV) was used to investigate the cycling efficacy. The electric potential was limited to the range 0:01 V1:5 V and the velocity of scanning was 0.5 mV s1 . 3. 2. Results and Discussion Experimental Procedures A Sn-Cu target was prepared in a vacuum melting furnace. A film of Sn-Cu was sputtered on 10 mm Cu foil without any treatment. The film with a thickness of 500 nm is defined as SC500; the 1500 nm is defined as SC1500. Some SC1500 films were annealed at 200 C for 1 h in a vacuum (the cooling rate was approximately 0.1 C/s) and are designated SC1500*Corresponding author, E-mail: [email protected], fyhung@ mail.mse.ncku.edu.tw 3.1 Thickness effect Figure 1 shows the surface characteristics of SC500 and SC1500. Finer grains are observed on the SC500 film. However, the size of the grains on the SC1500 film had grown because of the longer sputtering duration. EDS analysis on the surface of the SC500 film and SC1500 film are shown in Table 1. The compositions (Sn/Cu) of the two films were close to that of Cu6 Sn5 . Thin-film XRD confirmed that the microstructures of the SC500 film and SC1500 film were both Cu6 Sn5 (Fig. 2). In other words, both the IOC and 382 C.-H. Wu, F.-Y. Hung, T.-S. Lui and L.-H. Chen Intensity Cu6Sn5 SC1500 (a) SC500 20 30 50 40 60 70 90 80 100 2θ Fig. 2 Table 2 Thin-film XRD analysis of specimens. Index of crtstallization (IOC) and sheet resistivity (SR). Thin film SC500 SC1500 IOC (%) 27.5 84.0 SC1500-H 100 SR (-cm) 1:87 104 6:66 105 2:92 106 (b) Fig. 1 SEM photographs of surfaces: (a) SC500 and (b) SC1500. Table 1 EDS analysis of thin film (at%). Element Sn Cu SC500 45.37 54.63 SC1500 44.96 55.04 SC1500-H 45.04 54.96 grain size of the Cu6 Sn5 film had increased with increasing the thickness of the film (Table 2). The cross-section characteristics were observed using an FIB (Fig. 3). The results show that the two films had laminated constructions and the number of deposited cracks increased as the thickness was raised. Notably, no cracks were observed using a general polishing process. Furthermore, the surface of the SC500 film was less rough than that of the SC1500 film (Fig. 3). This means that the SC500 film not only possessed finer grains (Fig. 1), but also had a larger surface area. Based on the above findings, charge-discharge testing was performed on the SC500 and SC1500 films to investigate the effects of film thickness, grain size, IOC and deposited cracks. The curves of the initial discharge capacities at 25 C are shown in Fig. 4. Based on a reference,24,25) there are two level zones at 0.4 V (equation: Cu6 Sn5 þ 10Li ! 5Li2 CuSn þ Cu) and 0.2 V (equation: Li2 CuSn þ 2.4Li ! Li4:4 Sn þ Cu). In Fig. 4, the curves also possess two level zones. For the 0.4 V zone, the longer SC1500 curve suggests that more Li2 CuSn was produced during the discharge reaction. Due to the effect of film thickness, the initial electric potential of the SC1500 film was higher than that of the SC500 film. Figure 5 shows the charge and discharge capacities as a function of cycle numbers for the SC500 film and SC1500 film at room temperature. The first charge capacity of the SC1500 film (560 mAh/g) was higher than that of the SC500 film (351 mAh/g). After 50 cycles, the SC1500 film still possessed a better charge-discharge cycling capacity. According to previous research and relevant references,26,27) a sputtering film with higher IOC not only causes resistivity to decrease, but also inhibits lattice deformation during cycling. In addition, the lithium ions encounter fewer obstacles during migration which improves the cycleability of the charge-discharge. In order to avoid the effects of film thickness, grain size and deposited cracks, the SC1500 film was subjected to recrystallization at 200 C for 1 h in a vacuum, then cooled to room temperature with a cooling rate of 0.5 C/min. In this way, a recrystallization film (named SC1500-H) with a higher IOC was obtained. 3.2 Recrystallized behavior and compound phases Figure 6 is the surface image of the SC1500-H film and there is no obvious difference compared with the SC1500 Microstructural Characteristics and the Charge-Discharge Characteristics of Sn-Cu Thin Film Materials 383 2 SC500 Carbon Cu6 Sn5 Voltage, V / V 1.6 SC1500 1.2 0.8 SC1500 0.4 Cu-foil SC500 0 0 200 400 600 Capacity, C / mAhg-1 (a) Fig. 4 Initial discharge curves of specimens with various thickness. 800 Discharge Capacity, Dc / mAhg-1 Carbon Cu6Sn5 Cu-foil SC500 SC1500 600 400 200 0 (b) Fig. 3 Cross-section characteristics: (a) SC500 and (b) SC1500. film (Fig. 1(b)). Comparing the XRD patterns of the SC1500-H film and SC1500 film (Fig. 7), the two peaks (32 and 45 ) disappeared after the heat treatment. Based on a reference,24,25) the main reason why peaks disappear is that some low-temperature Cu6 Sn5 phases (0 -Cu6 Sn5 ) transform into high-temperature Cu6 Sn5 phases (-Cu6 Sn5 ). -Cu6 Sn5 can enhance the cycleability of charge-discharge. The IOC of each film was calculated from the thin-film XRD pattern. The SC1500-H film was defined to be a standard (IOC: 100%) because it had the highest IOC of all the films (Fig. 8, shows the SC500 film). The results confirm that IOCs were raised by a recrystallization treatment, even though the film thickness increased. According to a reference,28,29) the IOC and resistivity have an inverse tendency. The IOC and resistivity of each film are shown in Table 2, which reveals that the SC1500-H film had a higher IOC and lower resistivity. In order to understand the 0 5 10 15 20 25 30 35 40 45 50 Cycles Fig. 5 Charge and discharge capacities as a function of cycle number for SC500 and SC1500. Fig. 6 SEM photographs of SC1500-H specimen. 384 C.-H. Wu, F.-Y. Hung, T.-S. Lui and L.-H. Chen 2 1.6 SC1500 Intensity Voltage, V / V Cu6Sn5 SC1500-H 1.2 0.8 0.4 SC1500-H 0 0 200 400 600 Capacity, C / mAhg -1 Fig. 9 Initial discharge curves of specimens. SC1500 20 40 60 80 100 2θ Fig. 7 GI-XRD diffraction patterns of SC1500-H and SC1500. Index of crystallization, IOC / % 100 STD 80 84.0 60 40 Discharge Capacity, Dc / mAhg-1 800 SC1500 SC1500-H 600 400 200 0 0 5 10 15 20 25 30 35 40 45 50 Cycles 20 27.5 Fig. 10 Charge and discharge capacities as a function of cycle number for SC1500 and SC1500-H. 0 SC500 SC1500 SC1500-H Fig. 8 Comparison in index of crystallization (IOC). relationship between IOC and the form of high-temperature Cu6 Sn5 phase (-Cu6 Sn5 ), the first charge capacity (Fig. 9) and the cycleability of charge-discharge (Fig. 10) of the SC1500-H film and the SC1500 film were compared. Notably, the first charge capacity and the cycleability of the SC1500-H film were lower than those of the SC1500 film. In fact, many cracks could be observed in the cross-section of the SC1500-H film using an FIB (Fig. 11). It is clear that the heat treatment (200 C-1 h) encouraged cracks to grow on the film (thermal expansion coefficient of Cu6 Sn5 film and Cu foil were different), resulting in a deterioration of the chargedischarge characteristics, even though this thermal effect raised the crystallization. Due to the thickness of the SC1500-H film being the same as that of the SC1500 film, there was no apparent difference in the first charge capacity (Fig. 9). The main reason is that the number of lithium ions inserted was similar. However, the area of passive film for SC1500-H increased due to the growth of thermal cracks,28) which caused the insertion of lithium ions to be inhibited and the cycleability to deteriorate (Fig. 10). Previous studies have found that neither a decrease in the heat treatment temperature nor an increase in the heat treatment duration lead to an improvement in the IOC or an increase in the amount of high-temperature CuSn compounds. Thus, the charge-discharge characteristics are not enhanced, and this is why the aging mechanism of the coating film needs further research.21,22) It should be concluded from what has been said above that reducing the crystallizing strain in the thin film is a topic which deserves further discussion with regards to lithium anodes. Microstructural Characteristics and the Charge-Discharge Characteristics of Sn-Cu Thin Film Materials 385 Fig. 12 The surface image of SC5000 film. (a) Carbon Cu 6 Sn 5 Cu-foil (a) (b) Fig. 11 Cross-section observation of SC1500-H film using FIB. To increase the cycleability of the thin film, a thicker film (SC5000 nm) was prepared to investigate the film structure and capacity. Figure 12 shows the surface characteristics of SC5000, revealing dendritic crystals. The cross section observation is shown in Fig. 13(a). Notably, many deposited defects were found on the film and a few Cu3 Sn phases (Fig. 13(b), dark zones) formed in the Cu6 Sn5 film matrix (bright zones). In other words, the microstructure of the SC5000 thin film was composed of Cu6 Sn5 phases, Cu3 Sn phases and solidification defects distributed in the film matrix. To compare the capacities, the charge and discharge capacities as a function of cycle numbers for the SC500 film, SC1500 film and SC5000 film at 25 C are shown in Fig. 14, and we see that the SC1500 film had a better cycleability than the other films. In addition, cyclic voltammetry (CV) of the (b) Fig. 13 Cross-section observation of SC5000 film using FIB: (a) structural image (b) magnified image. 386 C.-H. Wu, F.-Y. Hung, T.-S. Lui and L.-H. Chen discharge capacities value Discharge Capacity, Dc / mAhg-1 800 SC500 SC1500 SC5000 600 400 annealed // 500 nm 200 5000nm 1500 nm Sn-Cu: thickness increase thin thick (a) 0 5 0 10 15 20 25 30 35 40 45 50 Cycles defects Cu6Sn5 Fig. 14 Charge and discharge capacities profiles. Cu3Sn 0.004 SC5000 Cu foil Current, I / Acm-2 0 (b) -0.004 1st 2nd 3rd 4th 5th Fig. 16 Charge and discharge capacities: (a) thick vs. annealed effects and (b) compound phases effect. -0.008 -0.012 0 0.4 0.8 1.2 1.6 Electric potential, E / V Fig. 15 CV curve of SC5000 film from 1st to 5th. 200 C-1 h, the Sn-Cu film had a higher IOC and lower resistivity. Due to the growth of deposited cracks and the area of passive film increasing, the -Cu6 Sn5 (high temperature phase) was not able to enhance the charge-discharge cycleability. A thicker Sn-Cu film possessed Cu6 Sn5 phases, Cu3 Sn phases and deposited defects that affected the oxidation reduction. Acknowledgements SC5000 film was performed to plot the migration of lithium ions (Fig. 15). Two peaks were found at 0.65 V (LiSn phases) and 0.2 V (Li4:4 Sn phases). Notably, the 0:4 V position had no peak: this is different from the results in Fig. 4 and Fig. 9. It should be concluded, from what has been said above, that the dendritic structure (microsegregation and defects) of the SC5000 film restrained the oxidation reduction. A schematic illustration of the charge and discharge capacity is shown in Fig. 16. It is noteworthy that increasing the thickness of the film or lengthening the duration of the annealing treatment (200 C-1 h) did not enhance the charge-discharge characteristics of the Sn-Cu thin film materials. 4. Conclusion The IOC and grain size of Cu6 Sn5 film increased with increasing the thickness of the film. 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