From www.bloodjournal.org by guest on June 17, 2017. For personal use only. Blood First Edition Paper, prepublished online March 9, 2004; DOI 10.1182/blood-2003-11-3857 Utilization of Ig Heavy-Chain Variable, Diversity and Joining Gene Segments in Children with B-lineage Acute Lymphoblastic Leukemia: Implications for the Mechanisms of VDJ Recombination and for Pathogenesis Aihong Li*, Montse Rue^, Jianbiao Zhou*, Hongjun Wang*, Meredith A Goldwasser^, Donna Neuberg^, Virginia Dalton+, David Zuckerman*, Cheryl Lyons+, Lewis B Silverman+, Stephen E Sallan+ and John G Gribben* From the Division of Medical Oncology*, Biostatistical Science^, and Pediatric Oncology+, Dana-Farber Cancer Institute, Department of Medicine, Brigham and Women’s Hospital* and Division Hematology/Oncology, Department of Medicine, The Children's Hospital+, Harvard Medical School, Boston, MA, for the Dana-Farber ALL Consortium Short title: VHDHJH gene usage in childhood ALL Key word: IgH, VHDHJH gene segments, B-cell, childhood acute lymphoblastic leukemia. Scientific heading: Immunobiology Supported by NIH grant CA68484 Copyright (c) 2004 American Society of Hematology From www.bloodjournal.org by guest on June 17, 2017. For personal use only. Corresponding author: John G Gribben, MD, DSc, Department of Medical Oncology, Dana-Farber Cancer Institute, 44 Binney Street, Boston, MA 02115; Phone: 617 632 3033; Fax: 617 632 3222; e-mail: [email protected] Word count: Abstract: 182 Total text: 3780 2 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. ABSTRACT Sequence analysis of the immunoglobulin heavy chain genes (IgH) has demonstrated preferential usage of specific variable (V), diversity (D) and joining (J) genes at different stages of B cell development and in B cell malignancies, and this has provided insight into B cell maturation and selection. Knowledge of the association between rearrangement patterns based on updated databases and clinical characteristics of pediatric acute lymphoblastic leukemia (ALL) is limited. We analyzed 381 IgH sequences identified at presentation in 317 children with B-lineage ALL and assessed the VHDHJH gene utilization profiles. The DHJH-proximal VH segments and the DH2 gene family were significantly over represented. Only 21% of VH-JH joinings were potentially productive, a finding associated with a trend towards an increased risk of relapse. These results suggest that physical location at the VH locus is involved in preferential usage of DHJH-proximal VH segments whereas DH and JH segments usage is governed by positionindependent molecular mechanisms. Molecular pathophysiology appears relevant to clinical outcome in patients who have only productive rearrangements and specific rearrangement patterns are associated with differences in the tumor biology of childhood ALL. Corresponding author’s e-mail: [email protected] 3 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. INTRODUCTION Immunoglobulin (Ig) genes are assembled from germline variable (V), diversity (D) and joining (J) gene segments during early B-cell differentiation by a site-directed DNA rearrangement mechanism known as VDJ recombination.1 Further recombination at the heavy chain (H) locus is prevented by a productive VHDHJH rearrangement which also triggers rearrangements at the light (L) chain loci, most often followed by .2,3 During these joining steps, antibody diversity is generated by the following mechanisms: (1) somatic recombination of multiple VH, DH, JH segments; (2) nucleotide deletions of 3’end VH segment; (3) non-germline-encoded (N) nucleotide insertions by terminal deoxynucleotidyl transferase (TdT); (4) germline-encoded (P, palindromic) nucleotide additions; (5) transcription of D regions in any of three potential open reading frames; (6) fusion and inversion of D regions; and (7) somatic mutation.4-8 A complete map of the human Ig VHDHJH loci has now been constructed on chromosome 14q32.2 in a telomeric-to-centromeric direction.9,10 The VH region contains 123 VH segments, of which 79 are pseudogenes and 44 have an open reading frame.10 The VH genes are grouped into seven VH families based on their high sequence homology and not by their location on chromosome 14q32. VH3 is the largest family followed by VH4 and VH1.9,10 VH6-1 is the most proximal to the DHJH loci. 9,10 The DH region contains 27 DH segments, of which 25 have been shown to be involved in creation of human antibody.11 Seven DH families are classified based on sequence homology. DH7-27 is closest to the JH locus. 11 Six JH segments are functional.12,13 The rearranged heavy chain consists of the 4 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. three high variable regions, complementarity determining regions (CDR1, CDR2, and CDR3), flanked by less variable framework regions (FR1, 2, 3 and 4).4 The CDRs, especially CDR3, are considered as the core portion responsible for antigen recognition.4 The CDR3 sequence is unique to each rearrangement and therefore identifies individual B cells or clonal B-cell expansion.4,14,15 The VHDHJH gene repertoires are restricted and developmentally regulated at early stages of differentiation.3,16 In the most immature B-cell precursors (pro-B cells), the IgH genes remain germline or there is only DH-JH joining.2,17 At the next stage, in early pre-B cells VH genes join to the joined DH-JH to complete the IgH rearrangement.2,18 Numerous studies in both murine and human, have shown stage-specific trends in usage of V, D and J genes, the degree of N nucleotide addition, and the rate of somatic mutation.8,16-20 In the murine system, a biased use of JH-proximal VH segments and a high frequency of absence of N sequences at DJH joining were demonstrated at fetal stages of development.19-21 In humans, a similar trend was found by a marked overrepresentation of some VH (VH3, VH5 and VH6), DH (DH7-27) and JH (JH3 and JH4) segments and by a short CDR3 length in fetal liver B cells and in immature B cells. 16-18 Previous studies have demonstrated a preferential usage of specific VH genes in B-cell malignancies.15,22,23 In mantle cell lymphoma, VH3-21, VH3-23, VH4-34, VH4-59 and VH5-51 segments have shown to be most widely used. 24,25 In B-cell chronic lymphocytic leukemia (CLL), patients with unmutated compared to somatically mutated VH genes have a worse prognosis.26,27 A biased utilization of VH1-69 combined with selected DH 5 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. gene segments and JH6 has been found in unmutated cases,28 and patients with mutated Ig VH3-21 genes had significantly shorter survival than other mutated patients.29 In Blineage acute lymphoblastic leukemia (B-ALL), a privileged usage of VH6 gene has been shown in both adult and childhood patients.30-32 Sequence analysis of the CDR region demonstrated that DH6 (DN1), JH4, and JH6 appeared to be over-represented compared with the expected frequency of use according to the size of each DH or JH gene family.14,33 Several studies have suggested that childhood B-ALL is derived from early fetal life or immature B cells.31-33 In one study, in frame and out of frame CDR3 joinings were observed in one-third and two thirds of the rearrangements in pre-B ALL similar to the frequency of occurrence in non-malignant early pre-B cells,33 whereas another study found that in frame CDR3 rearrangement occurred in 78% in children and 64% in adults, similar to that observed in healthy B-cells (75%).34 Most previous studies of V gene usage in B-ALL have been performed using databases with limitations for the newly identified germline genes and the completed gene map and in particular have focused on gene family usage rather than location on the chromosome. In particular, awareness of connections among the IgH rearrangement patterns and clinical characteristics has been relatively limited in ALL compared to the more recent studies in CLL. In order to derive clone specific oligonucleotides from IgH rearrangements for minimal residual disease (MRD) detection, we prospectively sequenced VHDHJH regions at presentation in 317 children with B cell lineage ALL treated sequentially in a single protocol. The aims of this study were to describe VHDHJH rearrangement profiles in children with B-lineage ALL; to evaluate biological and 6 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. structural features in clonal expanded B cells by comparison with previous findings of the human Ig VH repertoire9,10 and to investigate the association between rearrangement patterns and clinical characteristics. MATERIAL AND METHODS Patients and samples Bone marrow (BM) and/or peripheral blood (PB) samples were obtained at presentation and IgH rearrangements sequenced in 317 children with B-lineage ALL enrolled consecutively in DFCI/ALL Consortium Protocol 95-01. Institutional Review Board approval and informed consent were obtained for treatment and for procurement of the samples in all cases. DNA preparation Mononuclear cells were isolated by Ficoll gradient centrifugation (Pharmacia, Uppsala, Sweden), lysed and DNA extracted and purified according to the manufacturer’s instructions using the NucleoSpin kit (BD Biosciences, Palo Alto, CA) 7 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. PCR analysis of IgH gene rearrangements To identify patient leukemia-related IgH gene rearrangements, diagnostic BM and/or PB samples were PCR-amplified using a series of seven VH family FR1 consensus primers and a JH consensus primer in a modification of a method previously described.35 Primers were purchased from a commercial supplier (Invitrogen, Carlsbad, CA). The PCR conditions and methods used for detection of PCR products have been previously described. 36 Direct sequencing of PCR product Clonal PCR products were excised and purified using QIAquick gel extraction kits (QIAGEN, Valencia, CA). Purified PCR fragments were sequenced directly by the DanaFarber/Harvard Cancer Center Core Sequencing Facility (Boston, MA). Sequence reactions were analyzed on an Applied Biosystem 3700 capillary sequencer using Big Dye Terminator Chemistry version 2 (Applied Biosystems, Foster City, CA). The relevant consensus forward and reverse primers were used as sequence primers to obtain the sequence of both strands. Nucleotide sequences were aligned using the DNAstar software (DNASTAR, Inc., Madison, WI). Interpretation of sequence data 8 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. VH, DH, and JH segments were identified with a closest matching known human germline genes using the Immunogenetics Database (http://imgt.cines.fr, IMGT, European Bioinformatics Institute, Montepellier, France), the IGBlast search (http://www.ncbi.nlm.nih.gov/igblast/, National Center for Biotechnology Information, Bethesda, MD) or V BASE directory using DNAPLOT (http://www.mrc- cpe.cam.ac.uk/DNAPLOT, Center for Protein Engineering, Cambridge, UK). The following criteria were used for DH gene determination: a minimal homology of six matches in a row or seven matches interrupted by one mismatch. The CDR3 length was calculated according to previously described criteria.6 Statistical analysis Descriptive statistics (percentages, medians and ranges) were used to describe VDJ gene utilization profiles. The Chi-square test was used to compare two categorical variables and for two by two tables we used the Fisher’s exact test.37 The Wilcoxon rank-sum and the Kruskal-Wallis tests were used to compare a continuous variable with a categorical variable with two or more categories, respectively.38 The exact binomial distribution was used to assess differences between a specific observed percentage and an expected percentage. The Kaplan-Meier method and the log-rank test were used to estimate and compare time to relapse according to productivity of the rearrangements.39,40 All tests were two-sided except the exact binomial, which was one-sided. 9 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. RESULTS 381 IgH sequences were identified at presentation from 317 children with B-lineage ALL enrolled in DFCI/ALL Consortium protocol 95-01. A high identity (>98%) to the human germline gene segments was found in 375 (98.4%) of the 381 sequences. We identified only six sequences (1.5%) with identity in a range of 86-96%. Of note four of these cases used V3-11, raising the possibility of polymorphisms at this locus. VH gene usage. The frequency of the usage of the specific VH segments is shown by their position on chromosome 14 in a telomeric-to-centromeric direction in Figure 1. 10 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. Figure 1. VH gene segment usage profile by physical location on chromosome 14 in 381 rearrangements from 317 children with B-lineage ALL showing a privileged use of the DHJH-proximal VH segments. (p) pseudogenes When this region was divided into four clusters each of approximately 200kb, we observed a privileged use of the DHJH-proximal VH segments in cluster D, with 47% versus expected 25% use (p<0.001 using the Binomial test). Fifty-two germline VH segments were used by the 381 IgH sequences. VH6-1 (35, 9.19%), VH3-13 (32, 8.4%) and VH4-34 (22, 5.77%) were the three most overused VH segments in pediatric B-ALL. Of the 52 VH segments used, 9 were pseudogenes used by 24 sequences. In the DHJHproximal VH segments, VH6-1 segment was used in 35 of the 177 sequences, followed by VH3-13 (n=32), VH3-11 (n=19), VH1-2 (n=18), VH2-5 (n=16), VH1-3 (n=12), VH3-9 (n=12) and VH3-15 (n=10) segment. The rest of these VH segments (VH1-14, VH5-a, VH210, VH1-8, VH2-5 VH3-7 and VH4-4) in this region were used by less than 10 sequences. Of the 381 IgH sequences, VH3 family gene segments were identified in 192 clones (50%), followed by VH1 (62, 16%), VH4 (60, 16%), VH6 (35, 9%), VH2 (22, 6%) and VH5 (10, 3%). VH3 is the largest family in children with B-lineage ALL, with its usage occurring at frequency commensurate with its germline family size.10 We observed a privileged usage of VH6 (9%) in children with B-lineage ALL compared to PBL (0.8%, p=0.006 using the Chi-square test). Although murine data suggest that this gene segment is overused also in normal B cells in early life,30 there are no published human studies to 11 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. assess whetherVH6 use in ALL is different from what would be seen in fetal and childhood B cells. DH gene usage. Of the 381 IgH sequences, DH segments could be identified in 304 sequences. For 77 (20%) of the 381 sequences insufficient D segment sequence was available for definitive identification of the DH gene segment used, either because of aberrant VDJ recombinations or from exonuclease activity. A single DH gene was identified in 301 sequences and the unusual DH-DH joining sequences were found in only three sequences. For these three sequences using more than one DH genes, the JH-proximal DH segment was considered for gene usage analysis to assess DJ recombination. The DH2 gene family was used most frequently at 35% (105), followed by DH3 (32%, 97), DH6 (12%, 37), DH1 (8%, 23), DH5 (5%, 15), DH7 (4%, 12) and DH4 (4%, 12), respectively. The DH2 and DH7 genes were over-represented whereas DH4 and DH5 gene segments were underrepresented in B-lineage ALL CDR3 regions compared to usage in PBL12 (p<0.001 using Chi-square test) as shown in Figure 2. 12 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. Figure 2. DH gene family usage in 381 rearrangements in ALL compared to published results from peripheral B lymphocytes.12 Similar to the VH gene families, assignment to DH gene families is based upon sequence homology and not their chromosomal loci. The telomeric-to-centromeric position of these genes is shown in Figure 3 with the percentage of utilization of each gene. Four clusters were assigned, each of approximately 15kb. A privileged usage of JH-distal DH segments was observed in cluster A (37%) and in cluster B (37%) versus expected 25% (p<0.001 using the exact binomial test). Of 27 human germline DH gene segments, 26 were used by the B-ALL IgH sequences including two pseudogenes (DH1-14 and DH6-25). None of the sequences used DH4-4 segment. Seven DH segments (DH2-2, DH3-3, DH2-8, DH3-9, 13 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. DH3-10, DH2-15 and DH3-22) were over-represented in comparison to individual family size as shown in Figure 3 (p<0.001 using the exact binomial distribution). Figure 3. DH gene segment usage profile by physical location on chromosome 14 in 304 rearrangements from children with B-lineage ALL showing a privilege utilization of the JH-distal DH segments. The dotted line indicates statistical significance of D gene segment utilization compared to expected use by the exact binomial distribution (p<0.001). (p) pseudogenes. Joining gene usage Usage of the JH4 gene family was 39% (148), followed by JH6 (34%, 131), JH5 (20%, 78), JH2 (3%, 11), JH3 (2%, 7) and JH1 (2%, 6), respectively. The JH gene usage in 14 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. children with B-lineage ALL is significantly different from the JH usage found in normal PBL12 where JH4 is the most prominent JH gene used in 52.5% versus JH6 in 22.2% (p<0.001 using the Chi-square test, Figure 4). Figure 4 60 50 percent 40 This study PBL 30 20 10 0 JH1 JH2 JH3 JH4 JH5 JH6 Figure 4. JH gene family usage in 381 rearrangements in this study compared to published results from peripheral B lymphocytes.12 CDR3 length The CDR3 length was calculated in size of base pairs for 381 sequences showing a median of 30.0bp. Excessively long CDR3 length (>100bp) was found in 4 sequences and by Blast search aberrant VDJ recombination was identified, including incorporation of DH intron sequences in one case. For patients with multiple IgH sequences the average of the CDR3 lengths was considered. We observed a significant association between CDR3 length and the VH or DH family utilization but not by their JH genes (Table 1). A 15 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. short CDR3 was correlated with utilization of VH6 and DH7-27 segments (p<0.01 using the Kruskal-Wallis test). Table 1. Correlation of CDR3 length and VHDHJH utilization in childhood B-lineage ALL Gene family n Mean SD 62 22 192 60 10 35 29.7 31.9 36.8 32.1 33.4 22.3 15.9 12.0 37.7 16.3 15.2 11.9 CDR3 length (bp) Median p VH VH1 VH2 VH3 VH4 VH5 VH6 26.5 31.5 30.0 31.5 33.5 21.0 0.006 DH DH1 DH2 DH3 DH4 DH5 DH6 DH7 23 108 97 12 15 37 12 25.3 41.4 37.1 31.3 27.9 35.0 20.9 10.1 29.4 24.5 12.8 9.8 36.8 8.7 24.0 36.5 34.0 28.5 27.0 26.0 20.5 <0.0001 JH JH1 JH2 JH3 JH4 JH5 JH6 6 11 7 148 78 131 48.0 33.5 31.1 29.9 32.0 37.1 21.4 19.4 16.6 15.3 28.4 40.3 44.0 34.0 33.0 27.0 30.0 31.0 0.16 CDR, complementarity-determining region. bp, base pairs. SD, standard deviation. P values were obtained using the Kruskal-Wallis tests, two sided. 16 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. Biclonality and oligoclonality A single IgH sequence was identified in 256 cases from diagnostic tumor samples, whereas two sequences were found in 58 cases and three sequences were found in three children. However, it should be noted that the technical approach we use identifies only major clonal rearrangements and does not detect small subclones. In this study we observed no correlation between bi-or oligo-clonality and clinical features except chromosome 9 deletions and in particular noted no association with relapse (Table 2). 17 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. Table 2. Clonality and clinical characteristics of Children with B - lineage ALL Overall Patients with one sequence Patients with more than one sequence 317 256 (81%) 61 (19%) 4.3 (0.01-17.9) 4.3 (0.01-17.9) 4.1 (0.9-16.5) 167 (53%) 150 (47%) 134 (52%) 122 (48%) 33 (54%) 28 (46%) n Age (years) Median (range) p-value 0.56* Sex 0.89 Male Female WBC (×109/L) 0-<20 20-<50 50<100 100 211 54 28 23 Relapse No Yes 275 (87%) 42 (13%) 225 (88%) 31 (12%) 50 (82%) 11 (18%) Cytogenetic analysis Hyperdiploid>50 <50 Diploid Pseudo Hypodiploid Structure abnormal 11q23 t(1;19) 6q9p12p Insufficient ND n 53 16 83 35 13 80 8 2 9 7 10 94 17 n 40 11 72 27 11 60 8 2 7 3 7 74 15 n 13 5 11 8 2 20 0 0 2 4 3 20 2 0.38 (67%) (17%) (9%) (7%) 174 40 21 20 (68%) (16%) (8%) (8%) 37 14 7 3 (60%) (23%) (11%) (5%) 0.21 (%) (17) (5) (26) (11) (4) (25) (3) (1) (3) (2) (3) (30) (5) (%) (16) (4) (28) (11) (4) (23) (3) (1) (3) (1) (3) (29) (6) (%) (21) (8) (18) (13) (3) (33) (0) (0) (3) (7) (5) (33) (3) 0.34 0.20 0.14 0.65 1.00 0.14 0.36 1.00 0.69 0.03 0.41 0.54 0.54 WBC, white blood cell count. ND, not done. *p value was obtained using the Wilcoxon rank-sum tests for age. The Fisher’s exact tests and the Chi-square test were used for categorical variables. 18 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. In 52 (85%) of the 61 patients with more than one sequence at presentation, the IgH sequences were unrelated. Only nine cases of the samples identified at presentation involved ongoing IgH rearrangement mechanisms, phenomena described previously to account for clonal evolution.41-44 Sequence analyses demonstrated two cases showing VHVH replacement (case 99 and 177), 6 cases showing VH to DHJH joining (case 190, 246, 266, 269, 392 and 400) and one case showing an “open-and-shut” mechanism (Table 3). Although any of these sequences identified at presentation could be used for MRD detection, no relapses have occurred in any of these nine children. Table 3. Sequence analysis showing ongoing rearrangement in 9 children with Blineage ALL Case 99 177 190 246 266 269 392 400 214 VHgene* CDR3 (n-DH-n) 5’-JH Molecular mechanisms VH1-69 VH3-52 gatcggcggTTGTACTAATGGTGTATGCT(DH2-8) gaggct----------------------(DH2-8) AAC (JH5) --- (JH5) VH-VH replacement VH3-11 VH4-39 agagaccctgaacggTATTTTGACTGGTTATTA(DH3-9) cggatg------------------------------(DH3-9) TTT (JH4) --- (JH4) VH-VH replacement VH3-13 VH1-3 gatcgggagaAT(AGC)3TGaGATATTGTAGTGGTGGTAGCTGCTAC(DH2-15) gatggccc------------------------(DH2-15) TAC (JH6) --- (JH6) VH-DJH joining VH3-74 VH1-2 gtcgattGGATATTGTAGTAGTACCAGCTGCTAT(DH2-2) tcacggacaacgcgacag-----------------------(DH2-2) TAC (JH6) --- (JH6) VH-DJH joining VH1-46 VH5-51 gaaactctaggctaactcggta(n=22bp) cgaaaaa----------------------(n=29bp) TGA (JH4) --- (JH4) VH-NJH joining VH3-48 VH4-34 GATATTGTAGTAGTACCAGCTGCTA(DH2-2) ggcggacc-------------------(DH2-2) AAC (JH5) --- (JH5) VH-DJH joining VH3-23 VH4-30 ggccgccctacgGTATTACTATGATAGTAGTGGTTATcgg(DH3-22) gcccct---------------------------(DH3-22) CTA (JH4) --- (JH4) VH-DJH joining VH4-28 VH3-13 aatttcttcCTATGATAGTAGTGGTTATTAaaaggggg(DH3-22) tggggggg--------------------------(DH3-22) TGG (JH5) --- (JH5) VH-DJH joining VH3-30 VH3-30 cTAGTAGTACCAGCTGCTATtttggtcggggtg(DH2-2) gagggtaggttt--------------------------------(DH2-2) ACT (JH6) --- (JH6) “Open-and-shut” *, Identity to VH germline genes was 99-100%. CDR, complementarity-determining region. bp, base pairs. For case 99 and case 177, DHJH regions were conserved but VH segment was replaced by the other VH segment, demonstrating a VH-VH replacement mechanism. For case 190, one sequence used VH3-13, two DH (DH6-13 and DH2-15) and JH6 segment, but in the other 19 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. sequence VH1-3 is attached to the identical DH2-15-JH6 region. For case 246, two sequences shared the identical DH2-2-JH6 region but were attached to two different VH segments (VH3-34 and VH1-2). In case 266 22 nucleotides in the N region and the JH4 segment were preserved but attached to different VH segments (VH1-46 and VH5-51). For case 269, 392 and 400, an identical DHJH complex was conserved but attached to two different VH segments. Sequence analysis in these 6 cases demonstrate a VH-DHJH joining mechanism. Case 214 presented with two sequences that used the same V, D and J segment but introduced 12 nucleotides in V-D joining with one C nucleotide deletion indicating that an “open-and-shut” mechanism was involved in this case. Functional rearrangements in B cell childhood ALL. Among the 381 sequences, 302 (79%) were joined in a potentially non-productive rearrangement including out-of-frame joinings or in-frame joinings containing a stop codon. Only 21% of the IgH rearrangements could potentially result in production of heavy chain protein and these cases demonstrated an association with privileged usage of VH segments with 36% of these sequences utilizing VH4 (Table 4). Table 4. Association between potential productive rearrangement and VH segment utilization Gene family VH1 VH2 VH3 VH4 VH5 VH6 Total Potential productive 4 (5%) 5 (6%) 40 (51%) 22 (28%) 3 (4%) 5 (6%) 79 (21%) Potential non-productive 58 (19%) 17 (6%) 152 (50%) 38 (13%) 7 (2%) 30 (10%) 302 (79%) Percentage of productive within VH gene family 6% 23 % 21 % 37 % 30 % 14 % (4/62) (5/22) (40/192) (22/60) (3/10) (5/35) Association between VH family usage and potential productive rearrangements (p=0.002 by Chi-Square test and p=0.001 by Fisher exact test). 20 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. In-frame rearrangements only were detected in 59 patients, out-of frame rearrangements only in 239 and in 19 patients both in-frame and out-of-frame rearrangements were detected in the same patient (Table 5). We noted an association between the presence of more than one sequence and whether the rearrangements were in-frame or out of frame (Table 5). Table 5. Association between potential productive rearrangement and clonality in childhood ALL Clonality Number of cases One IgH sequence More than one IgH sequence Potential productive 59 57 (97%) 2 (3%) Potential non-productive 239 199 (83%) 40 (17%) Mixed with productive and nonproductive 19 19 (p=0.006 by Fisher’s exact test). Only 3% of patients with only in-frame rearrangements had more than one sequence detested, compared to 17% of the cases with only out-of-frame rearrangements (p=0.006 by Fisher exact test). A trend towards a higher probability of risk of relapse was observed in patients with only productive rearrangements (p=0.08 by the log-rank test), compared to children in whom at least one non-productive rearrangement was identified at presentation (Figure 5). 21 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. Figure 5. Kaplan-Meier analysis showing a trend towards a higher probability of risk of relapse in patients with only potential productive rearrangements compared to children in whom at least one non-productive rearrangement was identified at presentation (p=0.08 by the log-rank test, two sided). Five cases lost to follow up for relapse were excluded from this analysis. Figure 5 1.0 Patients with at least one non-productive rearrangement n=253, 30 relapses 0.8 Patients with potential productive rearrangement n=59, 12 relapses Probability 0.6 0.4 0.2 0 10 20 30 40 50 60 70 80 90 Months after diagnosis 22 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. DISCUSSION We assessed the VHDHJH gene usage profiles at presentation from 381 IgH sequences identified from 317 cases of B-lineage childhood ALL. This is the largest reported series of IgH sequences in childhood ALL and incorporates knowledge from the now complete map of the human IgH locus. When VH gene usage is analyzed by position on the chromosome rather than simply by VH gene family, we observed a preferential usage of the DHJH-proximal VH segments including not only VH6-1 segment, the closest segment to the DHJH locus, but also other VH family segments near the DHJH locus including VH1-2, VH1-3, VH2-5, VH3-7, VH3-9, VH3-11, VH3-13 and VH3-15 segments. The finding of position-dependent VH gene utilization supports the hypothesis that chromosomal order might in part regulate the VH sequences rearrangement.45 VH3 represents the largest gene family and was the most utilized family in children with B-lineage ALL, in keeping with the size of this VH family in the germline.9,10 We observed a privileged usage of the VH6 segment, previously identified as a component of the quite restricted human fetal antibody repertoire.16,20 A privileged usage of VH6 has also been reported in immature B cells.30 Our observation is in line with previous reports from precursor B ALL suggesting that ALL transformation arises at the early stage of B cell development. 30,32,34 The DH2 and DH7 segments were over-represented and DH4 and DH5 segments underrepresented in childhood B-ALL compared to PBL.11 A privileged usage of DH7 segments has been observed in both murine and human fetal cells (liver, spleen and 23 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. marrow B cells).16,19,46-48 However, in the present study we observed a lower frequency (4%) of utilization of DH7 in cases of ALL, compared to those reported for use in nonmalignant B cells in fetal tissues by Sanz et al (14%)6 and by others (50%).16,48 We also observed that JH-distal DH segments were over represented. Therefore, it is unlikely that this can be explained by proximal locus regulation of the recombination machinery at the DHJH joining stage. In murine immature B cell lines, a secondary DH-JH rearrangement has been suggested by the finding that an initial DH-JH rearrangement can be deleted and replaced by a more 5’ DH gene.49 Recent studies have shown that the specific recombination signal sequences (RSS) and coding ends may play a role in the preferential joining of specific DH to JH genes,50-52 and the more closely an RSS sequence resembles the consensus (CACAGTG-spacer-ACAAAAACC), the more often it is recombined in extrachromosomal substrates.53 Therefore molecular mechanisms rather than location appear to govern the selection of DH gene segment during early B cell development. A characteristic JH gene usage pattern (JH4>JH6>JH5>>JH3/2/1) has been reported for fetal, neonatal, childhood and adult peripheral B lymphocyte CDR3 regions.12,46,54 The usage of the JH genes in this study is in line with this order. It is likely that molecular mechanisms also govern the JH gene usage with JH4 RSS more closely reassembling the consensus sequences followed by the RSS of JH6, JH5, JH3, JH2 and JH1.12,54 In normal B cells, previous studies have demonstrated shorter CDR3 in pre-term infants than in term infants and adults.55 In immature B cells, a recent study demonstrated that lack of expression of TdT was associated with the absence or shorter N sequences which 24 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. contributed to shorter CDR3 regions, especially at DHJH joining.56 TdT interacts with the DNA-dependent protein kinase (DNA-PK), particularly with the Ku proteins, suggesting that TdT expression may modulate gene segment recombination at the ligation step.57 The majority of cases of ALL presenting within the first 3 years of age have been suggested to arise from in utero transformation events by the finding of a high frequency (87.5%) of absence of N sequences at DHJH joining, similar to that found in human fetal life.31,33 This high frequency of absence of N sequences at DHJH joining was not observed in our study (data not shown). However, we observed that a short CDR3 was correlated with utilization of VH6 and DH7-27. This observation might be explained by developmental regulation of the recombination machinery with favored selection of JHproximal VH and DH gene segments and by influence of TdT expression at an earlier stage of B cell development.17,57 The overall incidence of cases with more than one IgH sequence in the present study was 19%. Although this is lower than in some reported studies (30-60%) using PCR fingerprinting or cloning strategies that may be better suited to find minor subclone(s)44,58,59 our findings are in keeping with previous studies using Southern Blot analysis.60-62 Some studies have shown an association between oligoclonality at presentation and poor prognosis in ALL patients.63,64 We did not observe an association between bi- or oligoclonality and relapse, or with any other clinical characteristic except for the presence of chromosome 9p deletion. The correlation between chromosome 9p deletion and more than one IgH sequence might be partly explained by the recent finding that illegitimate VDJ recombinations involved in chromosome 9p21 deletion in lymphoid 25 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. leukemia, are targeted at recombination signal sequence (RSS)-like sequences widely distributed in 9p21.65 Detailed sequence analysis showed that among the cases with more than one sequence, the majority of sequences were unrelated with ongoing rearrangements found in only 15% of cases. Similar to the findings previously reported for immature B cells,66 and in keeping with a previous study in ALL,33 only 21% of VH-JH rearrangements detected were potentially productive. Unlike normal B cells, this does not lead to loss of leukemic clone, demonstrating that ALL does not require signals mediated by Ig signaling for survival. Of note, a trend towards a higher probability of risk of relapse was found in patients with only productive rearrangements compared to children in whom at least one nonproductive rearrangement was identified at presentation. The reason why potentially productive rearrangement would be relevant to clinical outcome is unclear. We did note an association between detection of more than one sequence and functional IgH rearrangement. Whether this relates to the stage of differentiation of the B cell at which malignant transformation occurs, or to lack of allelic exclusion by non-functional VDJ recombination is currently unknown. In productive rearrangements we observed a privileged usage of VH4 segments. Of note, VH4-34 was found to be the third overused VH segments (22/381, 5.8%) and the most frequently over represented V4 family segment (22/60, 36.7%). The VH4-34 gene segment is located 500kb upstream of the D gene locus and is markedly over-represented in the normal B cell repertoire.67 A biased usage of the VH4-34 segment in rearranged VH4 family genes has been reported in immature B cells.17 Increased usage of this gene segment also occurred in pathologic states including 26 From www.bloodjournal.org by guest on June 17, 2017. For personal use only. autoimmune disease and B-cell malignancies associated with autoimmune phenomena.68,69 The relevance of these findings to ALL is not clear, since ALL is not thought to be an antigen driven process, although it is possible that this may be important in the subset of cases with potentially productive Ig gene rearrangements. In summary, this study describes the VHDHJH gene utilization profile from 317 children with B-lineage ALL. A biased usage of VH6, and a shift from JH4 to JH6 was observed, similar to the patterns of immature B cells, in keeping with the widely held views that leukemic transformation occurs at the early stage of B cell differentiation. The preferential usage of DHJH-proximal VH gene segments suggests that V to DJ recombination is somewhat dependent on physical location at the VH locus. However, DH and JH segments utilization is position-independent and more likely governed by molecular mechanisms. Moreover, patients with only productive rearrangement demonstrated a trend towards an increased risk of relapse suggesting that molecular pathophysiology might be relevant to clinical outcome. ACKNOWLEDGEMENT This study was supported by supported by P01 CA68484 from the National Cancer Institute, Bethesda, MD. 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Prepublished online March 9, 2004; doi:10.1182/blood-2003-11-3857 Utilization of Ig Heavy-Chain Variable, Diversity and Joining Gene Segments in Children with B-lineage Acute Lymphoblastic Leukemia: Implications for the Mechanisms of VDJ Recombination and for Pathogenesis Aihong Li, Montse Rue, Jianbiao Zhou, Hongjun Wang, Meredith A Goldwasser, Donna Neuberg, Virginia Dalton, David Zuckerman, Cheryl Lyons, Lewis B Silverman, Stephen E Sallan and John G Gribben Information about reproducing this article in parts or in its entirety may be found online at: http://www.bloodjournal.org/site/misc/rights.xhtml#repub_requests Information about ordering reprints may be found online at: http://www.bloodjournal.org/site/misc/rights.xhtml#reprints Information about subscriptions and ASH membership may be found online at: http://www.bloodjournal.org/site/subscriptions/index.xhtml Advance online articles have been peer reviewed and accepted for publication but have not yet appeared in the paper journal (edited, typeset versions may be posted when available prior to final publication). 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