Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Evidentiality and the Unprepared Mind Tyler Peterson Leiden University Centre for Linguistics June 18, 2012 The Nature of Evidentiality Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 1 You’re sitting in a restaurant. The waiter arrives at the table and asks if you’d like the halibut or the veal Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 1 You’re sitting in a restaurant. The waiter arrives at the table and asks if you’d like the halibut or the veal I What is you’re reaction? Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 1 You’re sitting in a restaurant. The waiter arrives at the table and asks if you’d like the halibut or the veal I What is you’re reaction? I You order the halibut Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 2 You’re sitting in a restaurant. The waiter arrives at the table and asks you if you’d like to sing along with him Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 2 You’re sitting in a restaurant. The waiter arrives at the table and asks you if you’d like to sing along with him I What is you’re reaction? Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 2 You’re sitting in a restaurant. The waiter arrives at the table and asks you if you’d like to sing along with him I What is you’re reaction? I Most likely surprise Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 2 You’re sitting in a restaurant. The waiter arrives at the table and asks you if you’d like to sing along with him I What is you’re reaction? I Most likely surprise I This event does not ‘fit’ with what we know about how restaurants normally work: the role of a waiter is to take meal orders and serve food Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Restaurant Context 2 You’re sitting in a restaurant. The waiter arrives at the table and asks you if you’d like to sing along with him I What is you’re reaction? I Most likely surprise I This event does not ‘fit’ with what we know about how restaurants normally work: the role of a waiter is to take meal orders and serve food I You are mentally unprepared for the waiter’s deviation from this role Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 1 You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. After an hour you look outside and see Alvin’s truck in the driveway Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 1 You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. After an hour you look outside and see Alvin’s truck in the driveway I What is you’re reaction? Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 1 You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. After an hour you look outside and see Alvin’s truck in the driveway I What is you’re reaction? I To say to Gwen and the others ‘Looks like Alvin’s home (let’s hide)’ Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 2 You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. However, in the middle of your preparations, Alvin walks through the door Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 2 I You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. However, in the middle of your preparations, Alvin walks through the door What is you’re reaction? Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 2 I You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. However, in the middle of your preparations, Alvin walks through the door What is you’re reaction? i. ii. iii. iv. ‘Alvin!’ ‘I’m surprised you’re home so early!’ ‘What are you doing here?!’ And a variety of other expressions, sentence types, or information structure marking that we interpret as surprise Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 2 I You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. However, in the middle of your preparations, Alvin walks through the door What is you’re reaction? i. ii. iii. iv. ‘Alvin!’ ‘I’m surprised you’re home so early!’ ‘What are you doing here?!’ And a variety of other expressions, sentence types, or information structure marking that we interpret as surprise I This event does not ‘fit’ with our expectations of the current situation I You are mentally unprepared for Alvin’s arrival Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 1 You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. After an hour you look outside and see Alvin’s truck in the driveway (1) Gitksan ’ nakw =hl witxw=s Alvin evid=cd arrive=pd Alvin evidential translation: ‘Looks like Alvin is here.’ I Gwen does not actually see Alvin arrive, but that she inferred that he is here because she has indirect sensory evidence for his presence (his truck in the driveway) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Alvin’s birthday party: Context 2 You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect him home for another hour. However, in the middle of your preparations, Alvin walks through the door (2) Gitksan ’ nakw =hl witxw=s Alvin evid=cd arrive=pd Alvin Mirative translation: ‘Looks like Alvin is here!’ I I ’ The indirect evidential meaning of nakw is ‘short-circuited’ in this context: Gwen actually sees that it is the case that Alvin is here ’ ’ This ‘misuse’ of nakw does not lead to infelicity, instead, nakw can have a mirative translation in addition to its evidential one Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline A cross-linguistic phenomenon I The use of an evidential to register the surprise of a speaker – mirativity – is a cross-linguistically robust phenomenon: (3) Turkish (Aksu-Koç & Slobin 1986: 159) Kemal gel-miş Kemal came-evid ‘Kemal came.’ (4) Hare (DeLancey 2001: 376) heee, gúhde daweda! ch’ifi dachı́da lõ hey, up.there sg.sit.3sg.imperf. guy sitting evid “Hey, he’s sitting up there! The guy is sitting up there!” Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline A cross-linguistic phenomenon (5) Tsafiki (Dickenson 2000: 411) moto jo-nu-e motorcycle be-evid-decl ‘It’s a motorcycle!’ (6) Qiang (LaPolla 2003) dýy de-ýge-ji-k door or-open-csm-infer “The door is open!” Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Surprise F Surprise is both a psychological-cognitive universal and a linguistic universal: I I It is fundamentally the same for all individuals, regardless of ethnic or cultural differences. Every language have some means to express surprise (mirativity) I There is an enormous amount of experimental research on surprise in psychology, the cognitive sciences, and even artificial intelligence I Cognitive science: surprise is an emotion that is elicited from the processing of new information I Very little of this research says anything about the language of surprise Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Mirativity I Surprise is the most prominent and salient feature of mirativity when it used as a linguistic label I There are many examples of mirativity in the descriptive literature, and many characterizations of what mirativity is supposed to be, but its definition remains ad hoc I Currently, there is no link between these two research streams Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Questions I Taking mirativity as a linguistic category at face value: I I I I I What are the ingredients that define mirativity? How can these ingredients be drawn together? What are the factors, contextual or otherwise, that license the mirative use of an evidential? Why are evidentials especially suited to expressing mirativity? Only by answering these can we ask the question: Is mirativity in fact a linguistic category? Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Goals I To draw a more coherent, restrictive, and consistent picture of mirativity 1. Account for the various surprise-like definitions of the category of mirativity 2. Focus on what licenses the mirative use of evidentials, and why they’re use for this purpose 3. Connect these two research streams I To look at how pragmatic properties of evidentials may shine a light on their static meanings I Underlying strategy: take a parsimonious approach, accounting for the baseline cases I A starting point: surprised meaning is not entailed by and evidential, so a non-semantic analysis is needed Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline The main claims I Mirativity is the linguistic reflex of the common cognitive process of processing new (environmental) information I Mirative evidentials are the functionally marked use of an evidential, as licensed by the witnessing heuristic Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline The main claims I I Mirativity is the linguistic reflex of the common cognitive process of processing new (environmental) information The mirative use of an evidential has two possible explanations: I I I A rhetorical device A gestural deictic device Mirative evidentials are the functionally marked use of an evidential, as licensed by the witnessing heuristic Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Surprise! The issues The goals and claims Outline Outline Intro Surprise! The issues The goals and claims Deconstructing Mirativity A history A functional definition Evidentials and the ‘witnessing heuristic’ Schema Theory and Surprise as a cognitive process Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Conclusion In sum Future directions Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ The characterizations of mirativity I If a speaker has indirect knowledge of Kemal’s arrival then the speaker uses a sentence is marked with the inferential evidential -miş. (7) Turkish (Aksu-Koç & Slobin 1986: 159) Kemal gel-miş Kemal came-evid ‘Kemal came.’ I If a speaker has direct knowledge of Kemal’s arrival, -miş can be still be used, but it expresses another meaning: it is an experience for which the speaker lacks ‘premonitory awareness’ Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ The characterizations of mirativity I DeLancey (1997; 2001) later picked up on these observations and connected them to similar phenomena he observed in two unrelated languages: Lhasa Tibetan and Hare: [Mirativity] marks both statements based on inference and statements based on direct experience for which the speaker had no psychological preparation... What these apparently disparate data sources have in common ... is that the proposition is one which is new to the speaker, not yet integrated into his overall picture of the world (DeLancey 1997: 35-36). Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ The characterizations of mirativity I Linguistic mirativity as a label is defined by a constellation of descriptors: I I I I ‘Non-expected’ information (Egerod 1974) ‘Surprise at unexpected new information based on immediate observation’ (Friedman 2003: 197, 200) ‘New knowledge’, and (DeLancey 2001: 369) ‘Immediate meaning’ (Nichols 1986) I The médiatif in French linguistics tradition (Lazard 1999), and the admirative is used in the Balkan linguistics tradition (cf. Friedman a.o.) I These descriptors seem related, and they all share surprise as a common characteristic Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Two construals of mirativity I In a mirative system, events and states that cannot be easily assimilated are coded differently than those that easily fall in with the speaker’s expectations (Dickinson 2000: 379) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Two construals of mirativity I In a mirative system, events and states that cannot be easily assimilated are coded differently than those that easily fall in with the speaker’s expectations (Dickinson 2000: 379) 1. The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Two construals of mirativity I In a mirative system, events and states that cannot be easily assimilated are coded differently than those that easily fall in with the speaker’s expectations (Dickinson 2000: 379) 1. The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms 2. The speaker’s immediate experience of an event or state Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Two construals of mirativity I In a mirative system, events and states that cannot be easily assimilated are coded differently than those that easily fall in with the speaker’s expectations (Dickinson 2000: 379) 1. The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms 2. The speaker’s immediate experience of an event or state I If the immediate situation does not correlate well with either 1. or 2. the proposition coding the event or state receives special marking Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Two construals of mirativity I In a mirative system, events and states that cannot be easily assimilated are coded differently than those that easily fall in with the speaker’s expectations (Dickinson 2000: 379) 1. The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms 2. The speaker’s immediate experience of an event or state I If the immediate situation does not correlate well with either 1. or 2. the proposition coding the event or state receives special marking F That ‘special marking’ is the functionally marked use of an evidential Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I A speaker uses a non-evidential sentence to talk about things they know are true (i.e. a declarative/assertion) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I A speaker uses a non-evidential sentence to talk about things they know are true (i.e. a declarative/assertion) I A speaker uses an indirect evidential to talk about states, events, or actions they did not personally witness: the speaker does not know whether the state, event, or action embedded under an evidential is true or not* Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge (8) p = Alvin arrived. a. Non-evidential: witxw=t Alvin arrive=pd Alvin ‘Alvin arrived.’ Belx (p) = x knows or believes p in c b. Evidential: ’ nakw =hl witxw=s Alvin evid=cd arrive=pd Alvin ‘Looks like Alvin arrived.’ Belx (p) ∨ Belx (¬p) = x does not know or believe p in c evid(p) = The speaker has sensory evidence for p in c Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge (9) ’ nakw =hl witxw=s Alvin evid=cd arrive=pd Alvin ‘Looks like Alvin arrived.’ p = Alvin arrived. a. Non-mirative (unmarked): (S)c = (9) Belx (p) ∨ Belx (¬p) = x does not know or believe p in c evid(p) = The speaker has sensory evidence for p in c b. Mirative (functionally marked): (S)c = (9) Belx (p) = x knows or believes p in c evid(p) = The speaker has sensory evidence for p in c Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I Functionally marked evidentials (miratives) are identical to declaratives wrt the speaker’s belief: (10) a. Declarative (non-evidential): witxw=t Alvin arrive=pd Alvin ‘Alvin arrived.’ Belx (p) = x knows or believes p in c b. Mirative (functionally marked evidential): ’ nakw =hl witxw=s Alvin evid=cd arrive=pd Alvin ‘Looks like Alvin arrived.’ Belx (p) = x knows or believes p in c evid(p) = The speaker has sensory evidence for p in c Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I What causes the change from Belx (p) ∨ Belx (¬p) to Belx (p)? Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I What causes the change from Belx (p) ∨ Belx (¬p) to Belx (p)? I The speaker (x) sees that p is true in c Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I Tsafiki (Barbacoan): the indirect evidential suffix -nu encodes ‘information inferred from physical evidence’ (Dickinson 2000: 407) I If we adjust the context such that the speaker actually witnesses the event of the motorcycle’s arrival, (11) expresses the speaker’s surprise (11) ‘[The] speaker heard what he thought was a car approaching. But when he saw it, he realized it was a motorcycle’ moto jo-nu-e motorcycle be-evid-decl ‘It’s a motorcycle!’ (2000: 411) I The speaker knows the proposition (it’s a motorcycle) embedded under the evidential is true Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I The evidential suffix -k in Qiang (LaPolla 2003): an inference may be based on evidence obtained visually or by some other sense I If we adjust the context such that the speaker actually witnesses the door in the state of being open, (12) expresses the speaker’s surprise. (12) ‘The speaker sees that the door is open, but doesn’t know who opened it’ dýy de-ýge-ji-k door or-open-csm-infer “The door is open!” I The speaker knows the proposition (the door is open) embedded under the evidential is true Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I The indirect evidential particle lõ in Hare (Athabascan) (DeLancey 1997: 38-40, 2001: 375-378) I If we adjust the context such that the speaker actually witnesses the guy sitting in the tree, (13) expresses the speaker’s surprise. (13) heee, gúhde daweda! ch’ifi dachı́da lõ hey, up.there sg.sit.3sg.imperf. guy sitting evid “Hey, he’s sitting up there! The guy is sitting up there!” (DeLancey 2001: 376) I The speaker knows the proposition (he’s sitting up there) embedded under the evidential is true Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ Evidentials and knowledge I Full circle: Turkish -miş I If we adjust the context such that the speaker actually witnesses Hakan’s, (14) expresses the speaker’s surprise. (14) Hakan gel-miş Hakan came-evid ‘Hakan came!’ I The speaker knows the proposition (Hakan came) embedded under the evidential is true Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ The witnessing heuristic I If a speaker uses an indirect evidential in a direct evidence context, then the evidential expresses surprise Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion A history A functional definition Evidentials and the ‘witnessing heuristic’ An analysis in two parts 1. A model for processing surprising information 2. Evidentials as rhetorical devices and gestural deixis Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The psychology of surprise I Surprise is Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The psychology of surprise I Surprise is I one of the core human emotions, along with happiness, sadness, anger, disgust, contempt, and fear (Ekman 1980; Ekman 1984; Izard:1987). Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The psychology of surprise I Surprise is I I one of the core human emotions, along with happiness, sadness, anger, disgust, contempt, and fear (Ekman 1980; Ekman 1984; Izard:1987). central to sensory processing, adaptation and learning, attention, and decision making Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The psychology of surprise I Surprise is I I I one of the core human emotions, along with happiness, sadness, anger, disgust, contempt, and fear (Ekman 1980; Ekman 1984; Izard:1987). central to sensory processing, adaptation and learning, attention, and decision making universal, both linguistically and as a property of human cognition Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The psychology of surprise I Surprise is one of the core human emotions, along with happiness, sadness, anger, disgust, contempt, and fear (Ekman 1980; Ekman 1984; Izard:1987). I central to sensory processing, adaptation and learning, attention, and decision making I universal, both linguistically and as a property of human cognition F the defining qualitative characteristic of mirativity (Peterson 2012) I Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The psychology of surprise I Surprise is one of the core human emotions, along with happiness, sadness, anger, disgust, contempt, and fear (Ekman 1980; Ekman 1984; Izard:1987). I central to sensory processing, adaptation and learning, attention, and decision making I universal, both linguistically and as a property of human cognition F the defining qualitative characteristic of mirativity (Peterson 2012) I I The cognition of surprise: The properties of the emotion of surprise have been effectively charted through the use of schema theory Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Schema Theory I Schemata: organized knowledge structures representing concepts such as situations, objects, events, and actions at various levels of abstractness (Mandler 1984; Rumelhart 1984) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Schema Theory I Schemata: organized knowledge structures representing concepts such as situations, objects, events, and actions at various levels of abstractness (Mandler 1984; Rumelhart 1984) I Categorical rules or scripts that we use to interpret the world Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Schema Theory I Schemata: organized knowledge structures representing concepts such as situations, objects, events, and actions at various levels of abstractness (Mandler 1984; Rumelhart 1984) I Categorical rules or scripts that we use to interpret the world I Information is processed according to how it fits into these schema, which are used to interpret our environment and to predict outcomes of events or situations occurring in our immediate environment Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Schema Theory I Schemata: organized knowledge structures representing concepts such as situations, objects, events, and actions at various levels of abstractness (Mandler 1984; Rumelhart 1984) I Categorical rules or scripts that we use to interpret the world I Information is processed according to how it fits into these schema, which are used to interpret our environment and to predict outcomes of events or situations occurring in our immediate environment I Activated cognitive schema: schemata that are immediately relevant and currently activated in the mind of the speaker Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Two construals of mirativity (cf. Dickenson 2000) 1. Schema: The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Two construals of mirativity (cf. Dickenson 2000) 1. Schema: The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms I Activated cognitive schema: The role of a waiter in a restaurant Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Two construals of mirativity (cf. Dickenson 2000) 1. Schema: The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms I Activated cognitive schema: The role of a waiter in a restaurant F Unexpected events involve a deviation to some degree from an activated cognitive schema: schema discrepancy Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Two construals of mirativity (cf. Dickenson 2000) 1. Schema: The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms I Activated cognitive schema: The role of a waiter in a restaurant F Unexpected events involve a deviation to some degree from an activated cognitive schema: schema discrepancy 2. The speaker’s immediate experience of an event or state Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Two construals of mirativity (cf. Dickenson 2000) 1. Schema: The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms I Activated cognitive schema: The role of a waiter in a restaurant F Unexpected events involve a deviation to some degree from an activated cognitive schema: schema discrepancy 2. The speaker’s immediate experience of an event or state I Schema discrepancy check → revision: The waiter asking you to sing along with him → (Oh, this must be that opera-themed restaurant where the waiters sing O sole mio...) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Two construals of mirativity (cf. Dickenson 2000) 1. Schema: The speaker’s past experiences of similar situations and his general knowledge. This set of assumptions can range from knowledge about purely physical interactions to assumptions based on cultural and social norms I Activated cognitive schema: The role of a waiter in a restaurant F Unexpected events involve a deviation to some degree from an activated cognitive schema: schema discrepancy 2. The speaker’s immediate experience of an event or state I Schema discrepancy check → revision: The waiter asking you to sing along with him → (Oh, this must be that opera-themed restaurant where the waiters sing O sole mio...) F ‘Surprise’ is simply a label for schema discrepancy Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Schema Theory Figure: A Cognitive Model of the Mental Processes Elicited by Surprising Events (Reisenzein 2000: 265) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The linguistic reflex of schema discrepancy (15) The syndrome of surprise (Reisenzein et al 1996; Meyer 1997; Schutzwohl 1998; Reisenzein 2000) 1. The physiological level: different cortical response wave patterns; changes in heart and respiration rates; increased neural activation; etc. 2. The behavioural level: subsequent curiosity/exploratory behaviour; specific facial expression; interruption of ongoing activities; etc. 3. The subjective level: the subjective feeling of surprise; verbal exclamation of surprise. I The subjective level involves the volitional linguistic responses to a surprising event (schema discrepancy) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy The linguistic reflex of schema discrepancy Context: You and Gwen are preparing a surprise birthday party for Alvin. You don’t expect home for another hour. However, in the middle of your preparations, Alvin walks through the door I Schema: surprise birthday parties are only surprising if the birthday boy or girl doesn’t know you’re planning it I Active cognitive schema: the party is for Alvin, the birthday boy; the party preparations are underway while Alvin is not there I Schema discrepancy: Alvin is there (16) You made it! (Surprised intonation marked by ‘!’) I don’t believe you made it! (Referencing the schema-discrepency) Looks like you made it! (Evidential verb, with/without ‘!’ intonation) Wow, you’re here! (Surprise vocalization, plus ‘!’ intonation) I’m amazed you made it! (Verb of surprise) What a surprise (you’re here)! (Wh-exclamative, verb of surprise) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Outcomes I A schema-theoretic analysis of surprise I corresponds directly to Dickenson’s construals of mirativity Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Outcomes I A schema-theoretic analysis of surprise I I corresponds directly to Dickenson’s construals of mirativity provides a theoretical point of contact between surprise as a cognitive process, and the linguistic reflex of this process: mirativity Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Outcomes I A schema-theoretic analysis of surprise I I I corresponds directly to Dickenson’s construals of mirativity provides a theoretical point of contact between surprise as a cognitive process, and the linguistic reflex of this process: mirativity shows that the many different possible intra- and cross-linguistic expressions are derived in a single mental event: schema discrepancy Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Outcomes I A schema-theoretic analysis of surprise I I I I corresponds directly to Dickenson’s construals of mirativity provides a theoretical point of contact between surprise as a cognitive process, and the linguistic reflex of this process: mirativity shows that the many different possible intra- and cross-linguistic expressions are derived in a single mental event: schema discrepancy shows that the many related characterizations of mirativity (surprise, unpreparedness, countered expectations, unexpectedness etc) also reduce to schema discrepancy Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Outcomes I A schema-theoretic analysis of surprise I I I I I corresponds directly to Dickenson’s construals of mirativity provides a theoretical point of contact between surprise as a cognitive process, and the linguistic reflex of this process: mirativity shows that the many different possible intra- and cross-linguistic expressions are derived in a single mental event: schema discrepancy shows that the many related characterizations of mirativity (surprise, unpreparedness, countered expectations, unexpectedness etc) also reduce to schema discrepancy these characterizations may reflect the diversity found in the finer meanings of mirativity in a particular language (Peterson 2012) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Outcomes I A schema-theoretic analysis of surprise explains the fact that speaker’s of miratively-marked sentences are surprised at new information, and not the proposition denoted by a miratively-marked sentence (17) I You made it! (Surprised intonation marked by ‘!’) I don’t believe you made it! (Referencing the schema-discrepency) Looks like you made it! (Evidential verb, with/without ‘!’ intonation) Wow, you’re here! (Surprise vocalization, plus ‘!’ intonation) I’m amazed you made it! (Verb of surprise) What a surprise (you’re here)! (Wh-exclamative, verb of surprise) All of these expressions of mirativity are derived from a single mental event (schema discrepancy): Alvin’s arrival Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Back to evidentials F But why do many languages with indirect evidentials use them as a linguistic reflex of surprise? I Broadly, evidentials are about the evaluation of new information and communicating this information Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy An Analogy: Rhetorical Questions I Questions are requests for information – they help move discourse forward I Rhetorical questions differ in that the answer is known to the speaker and the addressee, rather, they implicate another meaning (example adapted from Caponigro 2007) (18) a. ‘John looks like an interesting syntactician.’ Ordinary question: ‘What does he know about semantics?’ [Possible answers: He knows a lot about semantics; He doesn’t know a lot about semantics; etc.] b. ‘I don’t think we should have John on our short list.’ Rhetorical question: ‘(After all,) what does he know about semantics?’ [Implicates he knows nothing about semantics.] Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy An Analogy: Rhetorical Questions I Plain evidential statements help move the discourse forward (19) A: ’ nakw =hl se-hon-(t)=s Bob evid=cd caus-fish-3=cd Bob “Bob must be smoking fish” (non-mirative) B: ixsta=hl hoxs jab-i=s Bob k’yoots tasty=cd smoked.fish make-tr=pd Bob yesterday “The fish Bob made yesterday was tasty.” (Let’s get some more now.) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy An Analogy: Rhetorical Questions I If we adjust the context such that the speaker actually witnesses the activity of Bob smoking fish, (20) expresses the speaker’s surprise. (20) Alvin and his friend drive by Bob’s place; they can smell and see smoke coming out of the smokehouse. They walk up to get a closer look and see Bob is indeed smoking fish ’ nakw =hl se-hon-(t)=s Bob evid=cd caus-fish-3=cd Bob “Bob’s smoking fish!” I But (20) does not really contribute anything to the conversation – other than to implicate the speaker’s surprise (Peterson 2010a,b) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion Schema theory and schema discrepancy The Linguistic Correlates of Schema Discrepancy Why evidentials are suited to signaling schema discrepancy Mirative evidentials as deixis I Evidentials, like other indexical expressions such as pronouns or demonstratives, have a semantic meaning that is fixed (at least of the lexical type, such as indirect, sensory, reported, etc) I Yet their meaning varies depending on time, place, the particular evidence in that context, and the person who uses the evidential (21) Look! A shooting star!’ ‘I see a shooting star!’ I Mirative evidentials take on a gestural deictic meaning, pointing out or drawing the addressee’s attention to a shooting star Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion In sum Future directions In sum I Mirativity can be viewed as the linguistic reflex of a general cognitive process: schema discrepancy I Mirative evidentials implicate surprise, or point to a surprising event I Many (if not all) of the various characterizations given by linguists of the mirative are entailed by using surprise as the central feature of mirativity (i.e. surprise entails new information) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion In sum Future directions Future directions I Extend this analysis to other ‘kinds’ of mirativity (congruent and noncongruent marking, non-lexical evdentials) I Why is the reportative used?? I A tighter explanation of why mirative evidentials have a short ‘shelf life’: how long can surprising information be surprising? I Discourse Situation vs. Evaluation Situation (Speas; Schnenner); New Environmental Information (Peterson 2012) Tyler Peterson Evidentiality and the Unprepared Mind Intro Deconstructing Mirativity Schema Theory and Surprise as a cognitive process Conclusion In sum Future directions Thank you! I Nature of Evidentiality Project at the LUCL (Leiden University). I The Endangered Languages Documentation Programme (SOAS) Tyler Peterson Evidentiality and the Unprepared Mind
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