Available online at www.sciencedirect.com Thin Solid Films 516 (2008) 5162 – 5167 www.elsevier.com/locate/tsf Evaluation of adhesion strength and toughness of fluoridated hydroxyapatite coatings S. Zhang a,⁎, Y.S. Wang a , X.T. Zeng b , K.A. Khor a , Wenjian Weng c , D.E. Sun a a School of Mechanical and Aerospace Engineering, Nanyang Technological University, 50 Nanyang Avenue, Singapore 639798 b Singapore Institute of Manufacturing Technology, 71 Nanyang Drive, Singapore 638075 c School of Materials Science and Engineering, Zhejiang University, Hangzhou 310027, PR China Available online 13 July 2007 Abstract Adhesion strength and fracture toughness are two crucial mechanical properties for bioceramic coatings on metal implants directly affecting successful implantation and long-term stability. In this study, the adhesion strength of sol–gel derived FHA coatings on Ti6Al4V substrates was measured by pull-out tensile test, and the toughness was assessed by energy release method. With increase of the degree of fluoridation, the adhesion strength increases up to about 40% and the fracture toughness increases about 200 to 300%. Contrary to the wide-spread belief, it is interesting to note that after soaking in the Tris-buffered physiological saline solution (for 21 days), the adhesion strength increases about 60% as compared with the as-deposited coating, instead of decreasing. The mechanism of the increase is discussed. © 2007 Elsevier B.V. All rights reserved. Keywords: Adhesion strength; Toughness; Fluoridated hydroxyapatite coating; Nanoindentation 1. Introduction Hydroxyapatite (HA)-coated metallic implant has long been recognized as the preferred hard tissue replacement/repair, especially as load-bearing implants in orthopaedics and dentistry [1,2]. The combination possesses the biological properties of HA and the excellent mechanical properties of metallic substrate thus delivers a reliable implant for patients. The HA coating also serves as protection against corrosion of the otherwise bare metal in biological environment [3]. It has been reported that the survival rate was initially high for HA-coated implants; however, the high degradation rate of HA coating in biological environment is a serious stability concern, which could cause detrimental effect on adhesion properties, resulting in undesirable debris and even delamination, which eventually leads to the failure of the implant [4–6]. Recently, fluoridated hydroxyapatite (FHA, Ca10(PO4)6 (OH)2−xFx) has attracted much attention in replacement of pure HA coating on metallic implants because it demonstrates significant resistance to biodegradation while maintains comparable biocompatibility [7,8]. Fluorine is an essential element ⁎ Corresponding author. Tel.: +65 6790 4400; fax: +65 6791 1859. E-mail address: [email protected] (S. Zhang). 0040-6090/$ - see front matter © 2007 Elsevier B.V. All rights reserved. doi:10.1016/j.tsf.2007.07.063 for the development of human bones and teeth as well as the prevention of dental caries [9,10]. Documented results indicate that partial substitution of fluoride ions for OH− groups reduces the solubility product of HA by ∼ 3.5 orders of magnitude [7]. Presence of fluoride ions also enhances the proliferation and differentiation of osteoblastic cells and promotes bone regeneration [11,12]. Coating of HA and FHA can be realized via thermal spraying [13], magnetron sputtering [14], pulsed laser deposition [15] and sol–gel dip coating, [16] etc. In comparison, sol–gel method has the advantages of composition homogeneity, low cost, ease in operation and doping of ions thus is used widely, which is also the choice of method in this study. Long-term stability of the bioactive ceramic-coated implants comes from at least two critical aspects: low solubility of the coating and high adhesion strength between coating and substrate [17]. Solubility of HA can be reduced by incorporation of fluoride ions into HA lattice structure. But very few reports are available on adhesion improvements, not to mention adhesion studies after in vitro dissolution test. The present study concentrates on the adhesion strength of sol–gel derived fluoridated hydroxyapatite coatings on Ti6Al4V before and after dissolution tests. Along with the adhesion measurement, coating toughness is also evaluated. S. Zhang et al. / Thin Solid Films 516 (2008) 5162–5167 5163 2. Experimental 2.1. Coating preparation and characterization The preparation of dipping-sols and deposition of FHA coatings were described in details in our previous work [16,18]. In brief, the selected precursors, i.e. calcium nitrate tetrahydrate (Ca(NO3)2·4H2O, Sigma-Aldrich, AR), phosphorous pentoxide (P2O5, Merk, GR) and hexafluorophosphoric acid (HPF6, Sigma-Aldrich, GR) were dissolved in absolute ethanol respectively for preparation of the dipping-sols. The designed degree of substitution of OH− by F− was indicated by the x value in the general formula of FHA, (Ca10(PO4)6(OH)2−xFx), where x was selected as 0, 1 and 2, the subsequent coatings obtained were labeled as F0, F1 and F2 respectively. Titanium alloy (Ti6Al4V) slab of 20 × 30 × 1.2 mm polished to grade #1200 of SiC sandpaper were used as substrate. The dipping run was repeated 4 times for a final coating thickness of ∼ 1.5 μm. In order to investigate the influence of dissolution behavior on the adhesion strength, in vitro dissolution tests were carried out by soaking FHA coatings in a Tris-buffered physiological saline solution (TPS) (0.9%NaCl, pH7.4) at a constant temperature of 37 °C for 3 weeks. After that, the samples were taken out followed by washing with DI water for 3 times, and then were prepared for tensile tests as described in Section 2.2. Surface roughness (Rq) of FHA coatings before and after soaking in TPS solution was determined with a non-contact optical profiler (Wyko NT2000, Veecco Instruments Inc. USA). Results of X-ray diffraction analysis, coating surface morphology as well as composition analysis were reported in our previous work [18,19]. 2.2. Pull-out tensile test The adhesion strength of the FHA coating on the metallic substrate was measured using a Universal Instron mechanical testing system (Instron 5569). A clamping fixture was designed to avoid misalignment during the uniaxial tensile test: An eight- Fig. 1. Schematic illustration of the pull-out tensile test for the evaluation of adhesion strength. Fig. 2. Pull-out adhesion strength of FHA coating before and after soaking in TPS solutions. ⁎ indicates a significant increase of adhesion strength with respect to F0 (as prepared coatings); ⁎⁎ indicate a significant increase of adhesion strength with respect to F0 (after soaking in TPS for 21 days). millimeter diameter Al rod was glued onto the coating surface with epoxy resin (Epoxy Adhesives DP460, 3M, ScotchWeld™, USA) and cured at room temperature for 24 hours; the rod-sample combination then slide into a steel holder such that the rod stuck out of the top opening for clamping onto the Instron (Fig. 1). In this way, the lower top surface of the hollow holder provided intimate contact with the sample surface which transmitted the downward pulling force via a fixture attached to the lower housing of the holder. In testing, the rod was pulled at a cross-head speed of 1mm/min until the coating failure. The SEM was used to evaluate the failure mode at the fracture surface. A one-way ANOVA test was conducted to assess the statistical significance of the adhesion and toughness results. 2.3. Toughness measurement The toughness measurement of ceramic films and coatings is still an unresolved issue since there is no international standard or test procedure so far [20]. Since the nanoindentation-based energy release method looks more convincing, we adopt the energy method in this study. In the energy method, the energy difference is examined before and after the crack formation and propagation. This energy difference is considered responsible for the through-thickness cracking in the coating. The energy release is obtained from a “step” that is observed in the loaddisplacement curve during the indentation, thus the toughness of the coating is determined via [21,22]: DU E KIC ¼ d ð1Þ t 2pCR dð1 m2c Þ Where νc is the poisson's ration of the coating, 2πCR is the crack length in the coating plane, t and E are the coating thickness and elastic modulus respectively, ΔU is the strain energy difference before and after cracking. Nanoindentation was carried out using a NANO Indenter XP system (MTS Nano Instruments, USA) with a Berkovich 5164 S. Zhang et al. / Thin Solid Films 516 (2008) 5162–5167 Fig. 3. Typical adhesion failure surface of the FHA coatings without TPS soaking. indenter. This instrument monitors and records the dynamic load and displacement of the indenter during indentation process. Indentations and associated cracks were observed using SEM, and the length of cracks of the indentation was analyzed using Image-Pro Plus image measurement software. 3. Results and discussion 3.1. Adhesion strength of the as-prepared FHA coatings The measured nominal adhesion strength between the coating and the Ti6Al4V substrate is shown in Fig. 2. By “nominal” we do not distinguish “adhesion failure” and “cohesion failure”. Without fluoridation (sample F0), the adhesion strength is about 19 MPa. With incorporation of fluoride ions (F1 and F2), the adhesion strength increases significantly (p b 0.05) to about 26–27 MPa. There is no significant difference between F1 and F2 (p N 0.05). The adhesion strength between the coating and substrate comes from two aspects, the mechanical interlocking and the chemical bonding. In current work, since the substrates had the same finish, the mechanical interlocking can be considered identical. Therefore, the increase in the adhesion strength is attributed to the stronger chemical bonds, which were developed at the coating-substrate interface during coating deposition process, especially at the firing stage. Our previous studies obtained by scratch testing show that increasing fluoride content accompanies increased scratch adhesion [18]. Meanwhile, formation of chemical bonds at the interfacial area promises higher shear strength [23]. We proposed a tow-step process to explain the formation of chemical bonds at the interface [18]. According to this model, the presence of fluorine ions not only modify the chemisorption and physisorption properties of interface during the dipping and drying process, but also attract more oxygen near to the interface to form complex compound, e.g. Ti–O–Ca–P–F etc., during the firing process. Incorporation of fluorine ions reduces the residual stress (tensile) as much as 50%, thus will also contribute to higher adhesion strength [23]. Weng et al. [24] also reported higher adhesion strength (20.6 MPa) of FHA coating as compared to pure HA coating (15 MPa). Lee et al.'s [25] results confirmed that the adhesion strength improved from ∼20 MPa to ∼ 40 MPa when HA was fluoridated. As fluoridation is up to the extent of x = 1 (sample F1), further increase in fluoridation has no significant effect on adhesion (Fig. 2). A typical adhesion failure topography of the coatings is shown in Fig. 3. There are 3 different failure modes: 1) the adhesion failure between the coating and substrate; 2) the S. Zhang et al. / Thin Solid Films 516 (2008) 5162–5167 5165 Fig. 4. Typical adhesion failure topography of the FHA coatings after soaking in TPS for 21 days. cohesion failure which happens inside the coating and 3) the “adhesive failure” that happens between the epoxy and the coating. Adhesion strength measurements the how strong the coating bonds with the substrate; cohesion strength measures how strong the coating itself holds together; the “adhesive failure” signals poor bonding between the epoxy and the top (i.e., the outer most) coating surface. A mixed failure is commonly observed, consisting of all the three failures. From Fig. 3, the total area fraction of adhesion and cohesion failure is only about 20%–30%, the rest being “adhesive failure” (due to insufficient bonding or adhesiveness between the coating surface and the epoxy). As such, the adhesion strength should be a lot higher than 19 MPa for HA and 27 MPa for FHA, thus the adhesion strength of the FHA coatings are a lot more than the minimum 15 MPa using the pullout tensile test as stipulated by ISO standards (ISO 13779) [26] for biomedical applications. As reference, the adhesion strength of plasma sprayed HA coatings are usually in the range of ∼20– 30 MPa [27], and that of sol–gel method is generally lower than 30 MPa [8]. show significant increase in adhesion strength.of 55%, 65% and 66% for F0, F1 and F2 respectively. Though the small improvement (∼ 43 MPa to ∼ 46 MPa) from different concentrations of F is not believed to be real (p N 0.05), the improvement from HA to FHA is statistically significant (p b 0.05). This is contrary to the published results. Usually it is believed that soaking in simulated body fluid results in degradation of adhesion. The reasons of our improvement will be discussed later. Fig. 4 depicts typical adhesion failure topography of FHA coatings after soaking in TPS for 21 days before the pull-out test 3.2. Adhesion strength of FHA coatings after soaking in TPS Fig. 2 also plots the adhesion strength of the coating after immersion in TPS for 21 days. Surprisingly, all the coatings Fig. 5. Schematic illustration of the contact between the coating and the epoxy resin. 5166 S. Zhang et al. / Thin Solid Films 516 (2008) 5162–5167 is conducted. Similar to that without soaking, a mixed failure is observed. However, the area fraction of the adhesive failure drastically drops to 30–40% (from 70–80% before soaking). In other words, the total area fraction of adhesion and cohesion failure increased from around 25% to around 65%. This increase contributes to the increase in the overall adhesion strength (c.f., Fig. 2, marked as TPS) to a value of around 45 MPa after soaking. The increase in area fraction of total adhesion and cohesion failures after TPS soaking attributes to the increase of surface roughness as a result of soaking: The surface roughness (Rq) was around 267 ± 7, 293 ± 9 and 315 ± 15 nm for as-prepared F0, F1 and F2 respectively; after immersion in TPS for 21 days, these values increased to 358 ± 10, 357 ± 12 and 370 ± 10 nm (or an increase of 34%, 22% and 17% respectively). Rougher surface provides more contact area for epoxy-coating interface, as illustrated in Fig. 5. Since the “adhesive failure” is a lot less after soaking, the “after soaking” adhesion results should be more representative of the real adhesion strength (still, the real adhesion strength should be higher than 43 MPa for our FHA coatings because the test still has some “adhesive failure”). In the case of thermal sprayed HA coatings where “after soaking” adhesion always tend to decrease (up to 75%). For instance, the strength dropped from 27 MPa as tested before soaking to 19 MPa after soaking in SBF for 2 weeks [28]. The reason behind the drop was the existence of coating cracks Fig. 7. Calculated fracture toughness of FHA coatings in relation to the degree of fluoridation: ⁎ indicates a significant increase of fracture toughness with respect to F0. intrinsic to thermal spray deposited HA coatings. The impurity phases (e.g. CaO, TCP etc.) may serve as the crack initiation source, and the transversal cracks across the coating thickness [13] will serve as the channels that lead the solution into the bulk of the coating and the coating/substrate interface. Chemical dissolution of the coatings inside the coating and at the interface weakens the cohesion in the coating and the adhesion at the interface, giving rise to decrease in overall adhesion strength after SBF soaking. In contrast, our coatings are completely dense, no surface cracks or through coating cracks exist (see Ref. [18] which has the surface and cross-section of the coatings used here), sipping of the solution into the coating or into the interface areas is not possible. However, chemical dissolution that takes place on the surface results in rougher surface, which effectively aids the epoxy/coating bonding which, in turn, helped reducing the area fraction of the “adhesive failure”. 3.3. Toughness of FHA coatings Fig. 6. Typical SEM micrograph of indentations (a) and load-displacement curve of indentation (b) on coating surface. A typical SEM micrograph and the corresponding indentation curve of a coating are shown in Fig. 6. The coating around the indenter bulges upwards (Fig. 6a), indicating delamination and buckling of the coating. In the load-displacement curve, a step is (Fig. 6b) caused by energy release corresponding to the coating delamination and buckling during nanoindentation process. Based on equation (1), the toughness of the coatings are calculated and summarized in Fig. 7. Obviously, the incorporation of fluorine has significant effect on the coating fracture toughness: ∼ 0.12 MPam 1/2 of HA increases to 0.26 MPam1/2 for F1 and to 0.31 MPam1/2 for F2. Though the difference between F1 and F2 is insignificant (p N 0.1), the increase from “without” to “with” fluorine is more than doubled and statistically significant (p b 0.01). The reasons of increase in toughness are mainly attributed to the following aspects caused by the incorporation of fluoride ions. Firstly, the incorporation of fluoride ions causes a higher elastic modulus (E) (c.f. ""Eq. (1)). The elastic moduli were measured as about 47, 54 and 74 GPa for F0, F1 and F2 S. Zhang et al. / Thin Solid Films 516 (2008) 5162–5167 respectively [23]. Similar trend is also reported regarding the enhancing effect of incorporated fluoride ions on Young's modulus of FHA in Ref. [29]. Secondly, high adhesion strength also benefits the fracture toughness. As discussed above, fluoride ions incorporated into HA lattice structure give rise to higher adhesion strength. From the scratch test results, the coating-substrate interface becomes more ductile with fluoridation [18]. As such, the crack propagation is more restricted, resulting in a smaller crack length (2πCR). Finally, residual stress also plays a role in toughness. The presence of tensile stress favors crack opening in indentation [30]. Therefore, reduction of tensile stress reduces crack-sensitivity, thus improves toughness. The decrease in tensile residual stress was indeed observed with increase of fluoridation degree [23]. Meanwhile, the reduction of residual stress also benefits the adhesion strength, which also indirectly contributes to the coating toughness. 4. Conclusions The nominal adhesion strength of sol–gel derived fluoridated hydroxyapatite (Ca10(PO4)6(OH)2−xFx) coatings on Ti6Al4V substrates is measured by pull-out tensile test. The strength ranges from ∼ 19 MPa for pure hydroxyapatite (x = 0) to ∼ 26 MPa for x = 1. After soaking in Tris-buffered physiological saline solution for 21 days, the adhesion strength increases to ∼ 30 MPa in the case of pure HA and to over 40 MPa in the case of FHA. With incorporation of fluorine (x = 1), the toughness of the coating doubles as compared with HA. 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