Impact of Rainfall Variability, Land Use and Land Cover Change on Stream Flow for Hydropower Generation in the Black Volta Basin AKPOTI Komlavi MRP Climate Change and Energy Impact of Rainfall Variability, Land Use and Land Cover Change on Stream Flow for Hydropower Generation in the Black Volta Basin First Supervisor: Author: Dr. Eric Ofosu Antwi Komlavi AKPOTI Second Supervisor: Dr. Amos T. Kabo-bah November 30, 2015 Acknowledgement First of all, I thank the Almighty God for His grace and Benedictions upon my life through the master program and during my thesis work. I acknowledge with thanks the scholarship and financial support provided to me by BMBF, the Federal Ministry of Education and Research of Germany and the West African Science Service Centre on Climate Change and Adapted Land Use (WASCAL). There were numerous of people whose advice, criticism, and support have greatly helped during this project. I will thank my main supervisor Dr. Eric Ofosu Antwi, University of Energy and Natural Resources, Ghana, for all his useful instructions, comments and criticism. His help was determinant from the very beginning of the conception of this project. I will say a big thank to my co-supervisor, Dr. Amos Kabo-Bah, University of Energy and Natural Resources, for all his help and encouragements. My acknowledgements are also extended to Dr. Benjamin L. Lamptey, Deputy Director General, ACMAD for his advice and guidance through this project. I am grateful to my dear friend Collins Owusu from the KWAME NKRUMAH University of Science and Technology. In fact, he has explained to me the basic aspects of the Soil and Water Assessment Tool (SWAT). A big thank to Dr. Boubakar IBRAHIM, hydro climatologist at the WASCAL competence center for reviewing this thesis work. I will finally say thanks to all my colleagues in the Climate Change and Energy master program for their support. I will specially say thanks to my dear colleague Alima Dajuma for her useful suggestions and advice. I will also say thanks to my colleague Sawadogo Windmanagda for facilitating the acquisition of meteorological data for the Burkina Faso section of the Black Volta. i Abstract Potential implications of rainfall variability along with Land Use and Land Cover Change (LULC) in the Black Volta basin on the Bui hydropower plant have been assessed. The aridity index profile of the Black Volta catchment was first developed showing three climatic conditions in the basin: Semi-arid zone, dry sub-humid and humid zone. The spatio-temporal variability of rainfall over the Black Volta was assessed using the Mann-Kendall monotonic trend test and the Sen’s slope for the period 1976-2011. The statistics of the trend test showed that 61.4% of the rain gauges (8 stations out of a total of 13) presented an increased precipitation trend whereas the rest of the stations showed a decreased trend. However, the test performed at the 95% confidence interval level showed that the detected trends in the rainfall data were not statistically significant. Only rainfall data at Boura in dry sub-humid zone revealed a statistically significant increase (pvalue less than 0.05). LULC is an important factor controlling the hydrology of a basin. Three Landsat satellite images were collected including Landsat 5 Thematic Mapper for the year 1987, Landsat 7 SLC-on for the year 2000 and Landsat 8 OLI for the year 2013. Land use trends between the year 2000 and 2013 show that within thirteen years, land use classes like bare land, urban areas, water bodies, agricultural lands, forest deciduous and forest evergreen have increased respectively by 67.06%, 33.22%, 7.62%, 29.66%, 60.18%, and 38.38%. Only grass land has decreased by 44.54% within this period. To evaluate the combined effects of rainfall variability and land use change on the discharge at Bui, the hydrological model, SWAT has been selected. A first calibration was performed for the period 2000-2005 and validation for the period 2006-2010. During calibration, the model performance was qualified as very good with N S = 0.9 and R2 = 0.91. The strong correlation between measured and simulated flows showed that the physical processes implicated in the generation of the stream flow in the basin are well captured by the model. For the validation period, the model performance was good with N S = 0.7 and R2 = 0.8. However, the graphical representation of the observed and the simulated flows during validation revealed that there was a delay in peak flows starting from 2008. It was assumed this effect may be due to the Bui reservoir construction. To confirm the hypothesis, the model performance was tested for a period prior to the Bui dam construction.This second calibration was performed for the period 1990-1995 and validated for the period 1996-2000. The calibration was qualified as very good (N S = ii 0.9 and R2 = 0.82) and validation as good (N S = 0.7 and R2 = 0.85). The graphical representation of the observed and the simulated flows during calibration and validation do not show important delay in the peak flows proving that the construction of the Bui dam may effectively affect the dynamic of the river system. Changes in seasonal stream flow due to LULC was assessed by defining dry season (February, March and April) and wet season (August, September and October). The results showed that from year 2000 to year 2013, the dry season discharge has increased by 6% whereas the discharge of wet season has increased by 1%. The changes in stream flows components such us surface run-off (SURF Q), lateral flow (LAT Q) and ground water contribution to stream flow (GW Q) and also on evapotranspiration (ET) changes due to LULC was evaluated. The results showed that between the year 2000 and 2013, SURF Q and LAT Q have respectively increased by 27% and 19% while GW Q has decreased by 6%. At the same time, ET has increased by 4.59%. The resultant effects is that the water yield to stream flow has increased by 4%. We believe that the overall impacts of rainfall variability and LULC may benefit the Bui hydropower plant. iii Key Words Rainfall Varibility Aridity Index Land Use and Land Cover Change SWAT Model Black Volta Stream Flow iv Acronyms AI Aridity Index BPA Bui Power Authority CN Curve Number CO2 Carbon Dioxide CH4 Methane DEM Degital Elevation Model ESIA Environmental and Social Impact Assessment FAO Food and Agricultural Organization GHGs Green House Gases GIS Geographic Information System GMA Ghana Meteorological Agency GW Gigawatt HRUs Hydrological Response Units ICOLD International Commission on Large Dams IEA International Energy Agency IPCC Intergovernmental Panel on Climate Change K Kappa Coefficient LULC Land Use and Land Cover Change MW Megawatt NRCS National Resource Conservation Service NS Nash-Sutcliff Coefficient R2 Coefficient of Determination v SCS Soil Conservation Service SRTM Shuttle Radar Topography Mission SWAT Soil and Water Assessment Tool SWAT-CUP Soil and Water Assessment Tool-Calibration and Uncertainty Programs SUFI-2 Sequential Uncertainty Fitting TWh Tera Watt hour PET Potential Evapo-Transpiration UNEP United Nations Environment Programme WEC World Energy Council WGN Weather Generator vi Contents Acknowledgement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii Key Words . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv Acronyms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v List of Figures x List of Tables xii 1 INTRODUCTION 1 1.1 Background of the study . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Statement of the problem . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.3 Objective of the study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.4 Research questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.5 Significance of the study . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 1.6 Thesis structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 2 LITERATURE REVIEW 7 2.1 Rainfall variability, climate change and runoff influence on hydropower . . 2.2 Hydrological models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 2.3 The SWAT model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 2.3.1 Application of the SWAT model worldwide . . . . . . . . . . . . . . 15 2.3.2 Application of the SWAT model in the Volta Basin . . . . . . . . . 15 3 STUDY AREA 3.1 7 17 Study area presentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 3.1.1 The Black Volta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 vii 3.1.2 The Bui dam . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 4 MATERIALS AND METHODS 4.1 4.2 4.3 4.4 4.5 23 Rainfall variability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 4.1.1 Aridity Index map development . . . . . . . . . . . . . . . . . . . . 23 4.1.2 Rainfall data acquisition . . . . . . . . . . . . . . . . . . . . . . . . 24 4.1.3 Trend analysis through the Mann-Kendall statistics . . . . . . . . . 26 4.1.4 Sens slope estimator . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Hydrology of the Black Volta catchment . . . . . . . . . . . . . . . . . . . 30 4.2.1 Brief description of the SWAT Model . . . . . . . . . . . . . . . . . 30 4.2.2 Surface runoff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 SWAT input data collection and analysis . . . . . . . . . . . . . . . . . . . 34 4.3.1 Digital Elevation Model (DEM) . . . . . . . . . . . . . . . . . . . . 35 4.3.2 Soil Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 4.3.3 Landsat data acquisition for LULC analysis . . . . . . . . . . . . . 37 4.3.4 LULC classes definition 4.3.5 Accuracy assessment of the developed LULC Maps . . . . . . . . . 39 4.3.6 Hydrological data . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 . . . . . . . . . . . . . . . . . . . . . . . . 38 SWAT model setup . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 4.4.1 Watershed delineation . . . . . . . . . . . . . . . . . . . . . . . . . 40 4.4.2 HRUs analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 4.4.3 Weather generator . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 Sensitivity analysis, calibration and validation in the SWAT-CUP . . . . . 46 4.5.1 Sensitivity analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 4.5.2 Calibration and validation . . . . . . . . . . . . . . . . . . . . . . . 47 4.5.3 Model performance evaluation . . . . . . . . . . . . . . . . . . . . . 49 5 RESULTS AND DISCUSION 5.1 5.2 51 Aridity index and rainfall variability over the Black Volta . . . . . . . . . . 51 5.1.1 Aridity index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 5.1.2 Rainfall variability through trend analysis . . . . . . . . . . . . . . 52 LULC analysis in the Black Volta . . . . . . . . . . . . . . . . . . . . . . . 58 5.2.1 Accuracy assessments (confusion matrices and statistics on LULC) viii 58 5.3 5.2.2 LULC maps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 5.2.3 LULC 1987 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 5.2.4 LULC 2000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 5.2.5 LULC 2013 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 5.2.6 Land use trends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 Hydrology of the Black Volta catchment . . . . . . . . . . . . . . . . . . . 66 5.3.1 Sensitivity Analysis (to identify most sensitive parameters in the basin, for calibration of SWAT) . . . . . . . . . . . . . . . . . . . . 66 5.4 5.5 5.3.2 Calibration and validation . . . . . . . . . . . . . . . . . . . . . . . 68 5.3.3 Model uncertainties . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 LULC impacts on stream flow in the Black Volta catchments . . . . . . . 73 5.4.1 Changes in seasonal stream flows due to LULC . . . . . . . . . . . 74 5.4.2 Changes in stream flow components due to LULC . . . . . . . . . 75 Combined potential implications of rainfall variability and LULC for the Bui hydropwer plant . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 6 CONCLUSIONS AND RECOMMENDATIONS 77 6.1 CONCLUSIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 6.2 RECOMMENDATIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 A Additional tables 82 B Additional graphs 84 References 89 List of Figures 1.1 Flow Chart of Rainfall, Temperature and Land Use Land Cover Change effects on hydropower. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 3.1 Study area map . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 3.2 Digital elevation map of Black Volta . . . . . . . . . . . . . . . . . . . . . 19 3.3 Bui Resevoir Plan Trajectory (Jan 1st-June 30th 2014) . . . . . . . . . . . 22 4.1 Double Mass Curve . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 4.2 Schematic representation of the hydrologic cycle . . . . . . . . . . . . . . . 31 4.3 Flow chart of the steps in the SWAT model application for the Black Volta 35 4.4 Soil Map of the Black Volta . . . . . . . . . . . . . . . . . . . . . . . . . . 36 4.5 The fourteen scenes covering the entire Black Volta . . . . . . . . . . . . . 37 4.6 Bui monthly average flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 4.7 Black Volta watershed as defined in the SWAT model. The numbers represent each sub-basin (total of 17 sub-basins) . . . . . . . . . . . . . . . 42 5.1 Aridity Index and rainfall map of the Black Volta Basin . . . . . . . . . . . 52 5.2 Bui rainfall 1954-2005 5.3 Wa rainfall 1976-2011 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 5.4 Boura rainfall 1970-2013 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 5.5 Boromo rainfall 1970-2012 . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 5.6 Bobo-Dioulasso rainfall 1960-2012 . . . . . . . . . . . . . . . . . . . . . . . 56 5.7 LULC maps of the Black Volta . . . . . . . . . . . . . . . . . . . . . . . . 59 5.8 LULC occupied area in 1987 . . . . . . . . . . . . . . . . . . . . . . . . . . 61 5.9 percentage of each land use type in 1987 . . . . . . . . . . . . . . . . . . . 62 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 5.10 LULC occupied area in 2000 . . . . . . . . . . . . . . . . . . . . . . . . . . 62 x 5.11 percentage of each land use type in 2000 . . . . . . . . . . . . . . . . . . . 63 5.12 LULC occupied area in 2013 . . . . . . . . . . . . . . . . . . . . . . . . . . 64 5.13 percentage of each land use type in 2013 . . . . . . . . . . . . . . . . . . . 65 5.14 Monthly calibration and validation graphs for the Bui station (2000-2010) . 68 5.15 Average simulated monthly discharge vs average observed monthly discharge for the Bui station during calibration and validation (2000-2010) 70 5.16 Monthly calibration and validation graphs for the Bui station ((1990-2000) 71 5.17 Average simulated monthly discharge vs average observed monthly discharge for the Bui station during calibration and validation (1990-2000) B.1 Batie rainfall 1960-2013 72 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 B.2 Bomborokuy 1962-2001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 B.3 Dano rainfall 1970-2013 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 B.4 Bondoukuy rainfall 1970-2013 . . . . . . . . . . . . . . . . . . . . . . . . . 86 B.5 Diebougou rain fall 1970-2013 . . . . . . . . . . . . . . . . . . . . . . . . . 86 B.6 Bole rainfall 1976-2011 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 B.7 Sunyani rainfall 1976-2011 . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 B.8 Wenchi rainfall 1976-2011 . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 B.9 Flow in the first calibration with the 95PPU . . . . . . . . . . . . . . . . . 88 xi List of Tables 3.1 Some features of the Bui hydropower plant . . . . . . . . . . . . . . . . . . 21 4.1 Climate classes according to AI values . . . . . . . . . . . . . . . . . . . . 24 4.2 General Characteristics of Rainfall Stations included in the variability analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 4.3 General statistics of the Gauging stations in the basin . . . . . . . . . . . . 27 4.4 Weather generator for the Black Volta catchment . . . . . . . . . . . . . . 45 4.5 Most sensitive parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 4.6 General performance ratings for recommended statistics for a monthly time step . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 5.1 The Mann-Kendall trend statistics with the Sens Slope estimator . . . . . 57 5.2 Overall Accuracy and Kappa coefficient the LULC maps . . . . . . . . . . 58 5.3 LULC characteristics in the basin . . . . . . . . . . . . . . . . . . . . . . . 60 5.4 LULC trends in the catchment . . . . . . . . . . . . . . . . . . . . . . . . . 66 5.5 Final Parameter range and their sensitivity rank . . . . . . . . . . . . . . . 67 5.6 Summary results for SWAT model calibration and validation (2000-2010) . 69 5.7 Summary results for SWAT model calibration and validation (1990-2000) . 71 5.8 Intra-annual flow changes due to LULC . . . . . . . . . . . . . . . . . . . . 74 5.9 Stream flow Components and ET Changes due to LULC . . . . . . . . . . 75 A.1 Confusion matrix LULC 1987 . . . . . . . . . . . . . . . . . . . . . . . . . 82 A.2 Confusion matrix LULC 2000 . . . . . . . . . . . . . . . . . . . . . . . . . 82 A.3 Confusion matrix LULC 2013 . . . . . . . . . . . . . . . . . . . . . . . . . 82 A.4 General Statistics on LULC 1987 . . . . . . . . . . . . . . . . . . . . . . . 83 A.5 General Statistics on LULC 2000 . . . . . . . . . . . . . . . . . . . . . . . 83 xii A.6 General Statistics on LULC 2013 . . . . . . . . . . . . . . . . . . . . . . . 83 xiii Chapter 1 INTRODUCTION 1.1 Background of the study Hydropower, a mechanical power of falling water, is one of the most important sources of renewable energy worldwide (Kaunda et al., 2012). As clean energy, hydropower potential is estimated to be around 15000TWh/year in the world(Bartle, 2002). It is one of the most proven technology for electricity generation and has been used for long in the world. According to the International Energy Agency (IEA), it represents 16.3% of the world’s total electricity supply in 159 countries that is about 3500 TWh in 2010 (Technology Roadmap, 2011) with 24 countries depending on it for more than 90% of their supply according to World Commission on Dams (World Commission on Dams, 2000). Hence hydropower is the first renewable energy for electricity production as defined by The International Commission on Large Dams (ICOLD). Hydropower has been and is still occupying an important part of electricity production in Africa. Its technical hydropower potential is around 1 750 TWh which is about 12% of the global capacity with only 5% of this technically feasible potential exploited (Zealand, 2008). The challenge of low development of hydropower in Africa may be due to many factors including the lack of finance. Recently, hydropower development in Africa has involved foreign investors among which we have China according to the Word Energy Council (WEC, 2013). Despite the fact that Africa has a large amount of hydropower potential, the level of access to electricity that comes mainly from hydropower and fossil fuels is low. The access to electricity remains the main challenges for economic growth 1 1.1. BACKGROUND OF THE STUDY in Africa. In sub-Saharan Africa, access to energy is a big challenge, with an estimated 51% of urban population and only 8% of rural population having access to electricity (Boko et al., 2007) Hydropower will be able to play the greatest role in the future in economic development of Africa because a number of countries describe their hydro-potential as one of the most valuable resources, and the backbone to future social and economic development (Bartle, 2002). Africa’s electricity consumption is expected to grow at a rate of 3.4% per year over the period 1999 to 2020. Of the total 20.3 GW of hydropower currently installed in Africa, about 23% is located in North Africa, 25% in West Africa and the remaining 51% located in South/Central/Eastern Africa (Kalitsi, 2003). Hydropower promises enormous contribution to boosting the energy base of the continent (Kalitsi, 2003). At the African Ministerial Conference on Hydropower and Sustainable Development, held in Johannesburg in March 2006, there was general agreement on the need to accelerate the implementation of dam-building projects throughout Africa. Given this background, the key challenge is to determine how dams are best able to contribute to African countries growth when obtaining reliable and sustainable sources of water, food and energy security, whilst simultaneously avoiding and mitigating harmful impacts on the environment as far as possible (McCartney, 2007). Hydropower is the most important electricity source in Ghana and many other countries in West Africa. Ghana’s electricity supply is highly dependent on hydropower which accounts for about two-thirds of total electricity supply (Arndt et al., 2014). Ghana currently has three large hydroelectric dams including Akosombo, which was commissioned in 1965 and has a capacity of 1,012MW, and Kpong which was commissioned in 1982 and has a capacity of 160MW (Hensengerth, 2011).The Bui dam is its third dam to be constructed and second large hydroelectric dam with a maximum generation capacity of 400 MW, a net average energy production of 980 GWh.year-1 (ESIA, 2007). The latest is the focus of this research. Hydropower, due to its dependence on stream flow, is subjected to challenges including changes in precipitation, temperature, and land use. 2 Changes in water cycle have CHAPTER 1. INTRODUCTION therefore implications for hydropower generation. The complexity of the combined effects of all these changes might sometimes be difficult to identify. It is therefore interesting, at a basin level to study carefully each element’s susceptibility to change, in order to identify their degree of change in a certain time bound and their possible implications for the hydropower plant. Figure 1.1: Flow Chart of Rainfall, Temperature and Land Use Land Cover Change effects on hydropower. Blue colour indicates effects that may have negative impacts on hydropower productions while green colour indicates potential positive impacts for hydropower production. The Flow chart has been adapted from an existing one on the website https://sites.google.com/a/marence.at/climate-change-and-hydropower/ The approach to understand the impacts of precipitation, temperature, land use and 3 1.2. STATEMENT OF THE PROBLEM land cover change (LULC) on hydropower production can be summarized as in figure 1.1. Land use practices in a river basin may have important implications for hydrology and therefore affect water availability. For instance, LULC may induce a decrease in evaporation over the basin as well as produce the reverse effect. This may directly and/or indirectly affect river flow and consequently the hydropower. It is therefore meaningful to have a well managed watershed in term of land use. Although the causes of rainfall and temperature variability may come from more global phenomena, its important to know and understand their historical patterns or trends for better decision making. Changes in temperature and/or precipitation may affect positively or negatively evaporation over the basin with the corresponding effect on stream flow. Rainfall changes may also affect directly river flow. The variability as used in the present work should be considered as temporal (in terms of years, seasons or simply time) but also spatial (in term of location). This is justify by the fact that the Black Volta is a trans-boundary watershed extending from Mali, Burkina Faso to Ivory Coast and Ghana (see figure 3.1) with different climate conditions. The present project is a multidisciplinary approach with combination of statistics, geographical information systems (GIS) and hydrological modelling. In ideal conditions, it may imply collaboration among land users (farmers for examples), soil and crop scientists, as well as hydrologists. 1.2 Statement of the problem Rainfall variability has a large influence on a water resource project. Hydropower depends heavily on rainfall and runoff. The eco-hydrological processes that influence the evolution of the surface ecosystem, depend on the spatio-temporal patterns of the precipitation and evapotranspiration (Oguntunde et al., 2006). Furthermore, land use and cover are changing fast in the in basin due to population growth and economical activities development in the basin. The newly developed Bui hydropower plant, which is one of the major water resources project on the Black Volta, is very important for the economic growth of Ghana. The competition for water in the basin is expected 4 CHAPTER 1. INTRODUCTION to increase due to rapid population growth. According to (Green Cross International, 2001), the population growth rate in the basin is about 3% per year. There is also a concern about a global climate variability and changes that will put more pressure on water availability. Therefore, a strong need is identified for studying the rainfall variability, LULC and its potential impacts on the Bui hydropower plant. 1.3 Objective of the study The present study tries to evaluate the rainfall variability and LULC of the Black Volta and its potential impact on hydropower generation at the Bui power plant in Ghana. The specific objectives are as follow: 1. Assessment of the spatial and temporal variability of rainfall over the Black Volta 2. Assessment of LULC trends in Black Volta 3. Assessment of the potential rainfall variability and LULC on stream flow in the basin. 1.4 Research questions This study addresses the following questions: 1. What are the patterns of observed rainfall change and variability over the Black Volta? 2. How is the land use evolution in the basin? 3. How is the combined effect of potential rainfall variability and LULC influence discharge in the basin? 5 1.5. SIGNIFICANCE OF THE STUDY 1.5 Significance of the study The hydropower plays a major role in the economy of Ghana. With its two-third contribution to electricity generation in the country, hydropower remains the main source of electricity in Ghana. The overall challenge of the hydropower production is the availability of water for future energy production in the context of global climate variability and change coupled with increasing competing water uses due to population growth in the river basin. This study is motivated by the fact that rainfall is a key parameter in hydropower generation and understanding its patterns is necessary for planning. In addition, LULC implications on the basin hydrology neeed to be addressed. Since several studies have shown that the Volta Basin is climate sensitive (Oguntunde et al., 2006; Goulden et al., 2009; Van de Giesen et al., 2010), there is a need to pay a close attention to the rainfall regime over the Black Volta. This is for the benefit of the future planning of hydropower generation at the Bui dam, which was completed in earlier 2014 within the Black Volta of West Africa. 1.6 Thesis structure The thesis is structured in six chapters. The first chapter deals with a general introduction to this thesis including the background of the study, the problem statement, the objectives of the study, the research questions, the significance of the research, and the thesis structure. The literature review follows chapter one. The third chapter briefly presents the study area. The materials and the methods used are presented in chapter four. Results are presented and discussed in chapter five while chapter six is the conclusion of the thesis with some recommendations. 6 Chapter 2 LITERATURE REVIEW 2.1 Rainfall variability, climate change and runoff influence on hydropower Assessing temporal trends and their spatial distribution pattern of precipitation remains a difficult task owing to their complex and non-linear nature in different regions. It is an important step for water resource projects in a basin. Rainfall distribution in Ghana, and West Africa in general, is influenced by the moist south-west monsoon and the dry north-east trade wind. In West Africa, most of the electricity generation comes from hydropower that relies on rainfall. (Conway et al., 2009) studied rainfall and water resources variability in sub-Saharan Africa during the twentieth century. Their analysis of rainfall-runoff relationships reveals varying behavior including strong but non stationary relationships particularly in West Africa with rainfall accounting for around 60%-70% of river flow variability. (Mahe et al., 2001) assessed the trends and discontinuities in regional rainfall of West and Central Africa from 1951-1988. Their results showed that the whole of West Africa, West of the Atakora Mountains experiences the more severe drought that has been observed in the majority of the stations. In Ghana for instance, their analysis revealed that there was a significant decreasing trend in standardized annual rainfall over the period 1951-1989 (Mahe et al., 2001). Using gridded monthly precipitation data available at 0.5 deg intervals over the period 1951-2000, (Owusu & Waylen, 2009) showed 7 2.1. RAINFALL VARIABILITY, CLIMATE CHANGE AND RUNOFF INFLUENCE ON HYDROPOWER that West Africa has undergone a period of diminished rainfall with an apparent shift in the rainfall regime towards a longer dry season. (Logah et al., 2013) analysed rainfall pattern in Ghana showing high and low rainfall distribution in the country. Their results showed that between the period 1981-2010, there was a general decline in mean annual rainfall with high rainfalls shifting to the south-western corner of the country . Consequently, the agricultural production potential in the northern Ghana is diminished by high rainfall variability while the mean annual rainfall totals in all agro-ecological zones experienced a decline in precipitation (Owusu & Waylen, 2009). (Oguntunde et al., 2006) have used a Mann-Kendal statistics to assess trends and variability of hydro climatology of the Volta basin in West Africa from 1901 to 2002. The results showed that a 10% relative decrease in precipitation resulted in a 16% decrease in runoff between 1936 and 1998. A water balance study of the Volta basin by (Andreini et al., 2000) showed that runoff is extremely sensitive to rainfall therefore has significant impact on the hydropower generation. The Mann- Kendal test has also been used by (Lacombe et al., 2012) when assessing drying climate in Ghana over the period 1960-2005. The analysis showed that no significant changes in the annual rainfall were observed but reduction in the number of wet season days, a delay in the wet season onset at several locations throughout the country and lengthening of rainless periods during wet season have shown significant changes. Several studies have shown that hydropower is sensitive to the state of the environment, and climate change all over Africa (Bunyasi, 2012; Kaunda et al., 2012; Stanzel & Kling, 2014). It is important to know that the statistical significance of climate variability can allow climate change detection in the basin. As such, climate change refers to a change in the state of the climate that can be identified (e.g. using statistical tests) by changes in the mean and/or the variability of its properties, and that persists for extended period, typically decades or longer (Barker et al., 2007). Climate change is driven by greenhouse gases (GHGs) such as carbon dioxide (CO2), methane (CH4) and many others that dominate the radiation forcing of the climate system. Warming of the climate 8 CHAPTER 2. LITERATURE REVIEW system is univocal and most of the observed increase in global average temperature since the mid-20th century is very likely due to the increase in the anthropogenic GHG concentrations (Barker et al., 2007). According to Intergovernmental Panel on Climate Change (IPCC) Fifth Assessment Report (AR5), evidence of warming over land regions, consistent with anthropogenic climate change, has increased (Pachauri et al., 2014) including Africa. In addition, the AR5 estimated with high confidence that climate change will amplify existing stress on water availability in Africa. Hydropower resource potential is sensitive to climate change because of its dependence on run-off water, a resource which is dependent on climate driven hydrology (Kaunda et al., 2012). Runoff in a given river basin is a function of some meteorological parameters including precipitation and temperature. Changes in the quantity and timing of river runoff, together with increased reservoir evaporation will have a number of effects on the production of hydropower (Harrison, 1998). In the context of climate change and global warming, losses of water through evaporation will be significant. For instance (Stanzel & Kling, 2014) has reported changing climatic conditions might impair the benefits of hydropower development meaning warmer temperature will tend to decrease inflow due to higher land surface evapotranspiration and will increase reservoir evaporation. According to (Mukheibir, 2007), the change in temperature and rainfall has the potential to affect hydroelectric installations in four major ways: surface water evaporation, reduced run-off due to drought, increased run-off due to flooding, Siltation deposits. Clearly, climate change will impact hydropower as it strongly relies on river discharge. This reality may affect African countries and Ghana’s economy which rely on water resources and hydropower for electricity generation. In fact, it is widely acknowledged that developing countries will suffer some of the greatest impacts of climate change due to their greater reliance on climate-dependent natural resources (McSweeney et al., 2010). With high confidence, the Fourth Assessment Report of the IPCC (AR4) has shown that Africa is one of the most vulnerable continent to climate variability and change, a situation aggravated by the interaction of multiple stress occurring at various levels, and low adaptive capacity (Boko et al., 2007). Therefore, climate change and its variability have the potential to impose additional pressure on water availability and 9 2.1. RAINFALL VARIABILITY, CLIMATE CHANGE AND RUNOFF INFLUENCE ON HYDROPOWER demand in Africa. It is likely to experience increasing stress in the near future as a consequence of both greater water demand and climate change. According to (McCartney et al., 2012), up to the middle of the twenty-first century, the Volta basin wide average annual runoff and mean ground water recharge will all decline. Despite the planned diversification, hydropower is expected to remain a major energy source in Ghana over the coming decades and this raises concerns about the effect of climate on river flows and generation capacity(Arndt et al., 2014). Unfortunately, across much of sub-Saharan Africa, climate variability and change is given low priority. This means that in many countries, there has been no systematic evaluation of the possible implications of climate change for water resources and it is given little consideration in the planning of future water development (McCartney et al., 2012). This might be the case of the Bui hydropower project, while it is serious oversight that the impact of global climate change was not taking into account when the plans for the construction of the Bui dam were evaluated and finalized (Laube et al., 2008). In the review of the Bui hydropower project Environmental and Social Impact Assessment (ESIA), (Raschid et al., 2007) have revealed that no drought flow analysis was undertaken to determine the impact of recurrent drought conditions on the operation of the dam. They considered that it is a serious issue for the future of the dam while looking at the fact that, extreme low flow in the past (including 2006) had put the Akosombo dam under severe stress and have been a major concern in the country; the omission of such analysis is rather serious. Also competing water needs for hydropower generation and agriculture will affect each other. It is therefore very important and should have been taken into consideration when the Bui dam was designed. However, at the second Ghana Dam forum, held in Accra on 26th-27th of February, 2008 the participants suggested the assessment of the impacts of changing climate on the Bui dam (Raschid Sally et al., 2008). This stage is important because dam construction and water development projects create complex wide ranging ecological and environmental effect while the design and characteristics of each reservoir to the climate change effects 10 CHAPTER 2. LITERATURE REVIEW are vital in determining reproach strategies (Bunyasi, 2012). Taking the whole Volta basin, several studies have shown the climate sensitivity of water resources, not only regarding the changing climate but also population growth in the basin. The Volta basin population is estimated a little over 14 million inhabitants with an annual growth rate estimated at almost 3% placing increased pressure on land and water resources (Green Cross International, 2001). This condition will put constraints on the quantity and the quality of water with time (Kasei, 2009). This means also that the availability of water for hydropower in the future is questionable regarding flow regimes. Changes in flow regimes in arid areas can have particularly adverse impacts, leading to the loss or degradation of many essential services provided by rivers and wetlands (Watson et al., 2005), since the Volta basin includes some arid and semi-arid zones. The Volta basin runoff exhibits higher temporal variability than the rainfall input due to non-linear response and threshold effects, making the extend to utilizable water resource in the basin highly sensitive to variation in precipitation and to alteration in land use and cover (Rodgers et al., 2006). Even though the per capita water availability of the basin may be perceived as normal, deforestation, land degradation, and high population growth coupled with global climate change promises to exacerbate the growing scarcity on water resource as water supplies are unreliable and insufficient to meet demand of the growing population (Kasei, 2009). Time series analysis demonstrates that small changes in precipitation lead to proportionately larger changes in runoff, which is an issue of great concern given the likelihood of alteration in rainfall pattern as consequence of changes in global circulation (Rodgers et al., 2006). For instance, (Kasei, 2009) has demonstrate that, various stations data from the Volta river system indicate that the months in which precipitation exceeds the evapotranspiration to generate runoff and direct recharge are usually June, July, August and September. The others months therefore experience no or little rainfall resulting in low flows. One prediction for the Volta basin on which various climate change scenarios agree, is the overall increase of seasonal river flow availability due to the change of rainfall pattern, with less water available in the dry season, while river flow will increase in the rainy 11 2.2. HYDROLOGICAL MODELS season (Laube et al., 2008). According to (Martin, 2006), the Volta river system annual recharge vary from 13% to 16% of the mean annual precipitation. Considering the Black Volta sub basin, little research has been conducted on climate variables and their implications for the Bui hydropower. However, (Kabo-bah et al., 2014) have used the remote sensing approach to estimate the evapotranspiration over the Black Volta. The satellite observation data has also been used by (Beck et al., 2012) to simulate runoff for the Black Volta. The impact of climate change on the Black Volta river flow for instance has been studied by (Sawai et al., 2014). 2.2 Hydrological models The need of assessing land use changes and rainfall variabilities effects on stream flow generation in the Black Volta implies also the review of the most well known hydrological models capable of doing this specific task with respect to the available data. Hydrological models have become increasingly an important tool for water resource management in a river basin. A hydrological model can be considered as a mathematical representation of a hydrological cycle of an entire river basin or a part of it (Lundin et al., 1998). According to (Cunderlik, 2003), hydrological models can be classified in to three main categories: i. Lumped models. Parameters of lumped hydrological models do not vary spatially within the basin and thus, basin response is evaluated only at the outlet, without explicitly accounting for the response of individual sub basins. Parameters of lumped models often do not represent physical features of hydrologic processes and usually involve certain degree of empiricism. The impact of spatial variability of model parameters is evaluated by using certain procedures for calculating effective values for the entire basin. IHACRES (Identification of Unit Hydrographs and Component flows from Rainfall, Evaporation and Stream flow data) can be considered as on of the lumped model developed by (Jakeman et al., 1990). The lumped hydrologic 12 CHAPTER 2. LITERATURE REVIEW modelling is based on a transfer function/hydrograph and the model is used to characterise the dynamic relationship between rainfall and stream flow. The model requires data such us rainfall, temperature, or potential evapo-transpiration (PET) to predict stream flow. the model can be used on minute, daily or monthly time step. The model can be used to assess impact of climate change and identify effects of land use changes. ii. Semi-distributed models. Parameters of semi-distributed (simplified distributed) models are partially allowed to vary in space by dividing the basin into a number of smaller sub basins. The main advantage of semi-distributed models is that their structure is more physically-based than the structure of lumped models, and that they are less demanding on input data than fully distributed models. As examples of semi-distributed models, we have HEC-HMS (William & Matthew, 2010), TOPMODEL and SWAT(J. G. Arnold et al., 1998). HEC-HMS (Hydrologic Engineering Center -Hydrlogic Modelling System) is a hydrological model developed by the U.S Army Corps of Engineering. It is a public domain model designed to simulate the precipitation-runoff processes of dentritic watershed systems. As semi-distributed physically based model, it is capable of modeling continuous processes and events. According to the HEC-HMS website (http://www.hec.usace.army.mil/software/hec-hms/), the model is able of representing physical features and the hydrologic elements (subbasin, reach, junction, reservoir, diversion, source, and sink) of the basin. The model meteorologic data analysis is based on short wave radiation, precipitation, evapotanspiration, and snowmelt. However, not all these data are requiered during simulation. Along with hydrologic simulation, the model can perform optimisation, forecast stream flow, assess model uncertainties as well as sediment and water quality analysis. Finally, the model has a GIS connection known as Geospatial Hydrologic Modelling Extension (HEC-GeoHMS). TOPMODEL (TOPographical based hydrological MODEL) is based on the use of the digital terrain data. It has been wideky used due to it simplicity based on th topographical index application and the possibility of visualising 13 2.3. THE SWAT MODEL the predictions of the model in the spatial context (Beven, 1997). The SWAT model as part of the tools used in the present project is fully discussed in the following sections. iii. Distributed models. Parameters of distributed models are fully allowed to vary in space at a resolution usually chosen by the user. Distributed modeling approach attempts to incorporate data concerning the spatial distribution of parameter variations together with computational algorithms to evaluate the influence of this distribution on simulated precipitation-runoff behavior. Distributed models generally require large amounts of (often unavailable) data for parameterization in each grid cell. However, the governing physical processes are modeled in detail, and if properly applied, they can provide the highest degree of accuracy. As an example of distributed model, we can cite HYDROTEL model. According to (Fortin et al., 2001), it is a spatially distributed hydrological model with physical bases specially developed to facilitate the use of remote sensing data and GIS data. HYDROTEL can be used to simulate stream flow, spatial distribution of hydrological variables. 2.3 The SWAT model Soil and Water Assessment Tool or SWAT (J. G. Arnold et al., 1998) is a comprehensive, semi-distributed river basin model that requires a large number of input parameters, which complicates model parameterization and calibration (J. G. Arnold et al., 2012). As semi-distributed physically based simulation model, SWAT can predict the impacts of LULC and management practices on hydrological regimes in watersheds with varying soils, land use and management conditions over long periods and primarily as a strategic planning tool (S. Neitsch et al., 2005). SWAT operates on a daily time step and is designed to predict the impact of land use and management on water, sediment, and agricultural chemical yields in ungauged watersheds (J. G. Arnold et al., 2012). All these characteristics of the model along with the fact that the data needed for setting up the model for this project in the study area are available, make the choice of the SWAT model very appropriate. 14 CHAPTER 2. LITERATURE REVIEW 2.3.1 Application of the SWAT model worldwide The SWAT model has gained reliability and consistency. It has been used worldwide because of its applicability in many aspects of water resource projects. Many models are being developed but physically based semi-distributed models such as SWAT are well established models for analyzing the impact of land management practices on water, sediment, agricultural chemical yields in large complex watershed (Setegn et al., 2008). For instance, in the case of watershed management program for conservation and development, runoff is one of the most important phenomena of hydrological cycle. SWAT Model has been used for the estimation of surface runoff in India (Malunjkar et al., 2015). In the case of multiple analysis, SWAT has performed runoff and sedimentation analysis in the Blue Nile in Ethiopia (Easton et al., 2010). It has also been applied to model a hydrological water balance (Setegn et al., 2008). Sensitivity analysis has been performed by using SWAT for daily stream computation (Spruill et al., 2000) in Kentucky watershed. SWAT was used to investigate the impact of climatic change on stream ow in western Kenya (Githui et al., 2009). Results showed that significant increase in stream flow may be expected in the coming decades as a consequence of increased rainfall amounts. Clearly, SWAT can handle a large number of phenomenon in watershed for planning and decision making. 2.3.2 Application of the SWAT model in the Volta Basin The Volta Basin is one of the major river systems in Africa. Due to the importance of its contribution to the riparian countries economy, the use of hydrological model has become important in its water management. SWAT model has been applied for some case studies within the basin. For instance, (Awotwi, Kumi, et al., 2015; Awotwi, Yeboah, & Kumi, 2015) used the SWAT model to assess the impact of land cover and climate changes on water balance components of the White Volta. The results of this study suggested that change in rainfall leads to corresponding change in all the water balance components. The results also showed that land use plays a dominant role in changing basin hydrology and stream flow in the White Volta Basin. SWAT was used to estimate groundwater recharge in the White Volta river basin (Obuobie et al., 2008). The results of the study 15 2.3. THE SWAT MODEL showed that the White Volta water balance indicates an important increase in the mean annual discharge, surface runoff and shallow groundwater recharge. According to the same results, SWAT shows that about 11% of the annual precipitation in the White Volta Basin becomes discharge, which consists of 4% surface runoff and 7% base flow. On a larger scale, SWAT was used to address calibration and uncertainties in West Africa including the basins of river Niger, Senegal and Volta (Schuol & Abbaspour, 2006). The results showed that SWAT can be used for large-scale water investigations. 16 Chapter 3 STUDY AREA 3.1 3.1.1 Study area presentation The Black Volta The Black Volta river basin is a transnational river system that lies from Mali, through Burkina Faso, Ivory Coast and Ghana. The Black Volta basin, the largest in the catchments of the Volta basin, has a total area of 142056 km 2 of which 33.302 km 2 is located in Ghana representing 23.5% of the total (Barry et al., 2005). It contributes about 18% of the annual flows of the Lake Volta (Andreini et al., 2000). 17 3.1. STUDY AREA PRESENTATION Figure 3.1: Study area map Referring to the Figure 3.1, the Black Volta basin lies between latitude 7°00 000 N and 15°00 000 N and longitude 5°300 000 W and 1°300 000 W. The present study will focus more on the Ghana part of the Black Volta with a particular interest in the Bui hydropower plant. The Black Volta Basin within Ghana (Figure 3.2) is located in the north west of the country, between latitude 7°00 000 N and 11°00 000 N and longitude 2°00 000 W and 1°300 000 W. 18 CHAPTER 3. STUDY AREA The elevation varies from 61 m to 784 m. In the year 2000, the Black Volta was home to about 4.5 million people in Burkina Faso, Ghana, Ivory Coast and Mali. The population density in the basin ranges from 8 to 123 people/Km2 with Lawra district in Ghana having the highest density. This population is estimated to be about 8 million by the year 2025 (Allwaters Consult, 2012). According to (Green Cross International, 2001), the population growth rate in the basin is about 3% a year. Figure 3.2: Digital elevation map of Black Volta Figure 3.2 shows the Black Volta Basin location in West Africa. It stretches from Mali, Burkina Faso, Ivory Coast through Ghana. The elevations vary from 61m to 784 m. The Shuttle Radar Topography Mission (SRTM) 90m Digital Elevation Data (DEM), produced by NASA has been downloaded from http://srtm.csi.cgiar.org/ 19 3.1. STUDY AREA PRESENTATION In the Black Volta, the major land use is agriculture. The major farming system in the sub-basin is bush fallow which is extensive. In the north of the basin, particularly the Lawra district, lands are highly degraded both in terms of physical status and fertility levels and can therefore hardly support meangfull crop cultivation (Barry et al., 2005). Previous study showed that most of the land in Ghana is under tree cover and crop land whereas artificial surface and associated areas are few (see figure 5.7 for land cover map). This gives an opportunity for development of agricultural activitiesin the Ghana section. In contrast, most of the land in Burkina Faso seem to be developed for food production with very few tree cover in the southern part. In fact, the vegetation zones are oriented from north to south, from the sparsely vegetated Sahel, to savannah regions, and the Guinea forest zone or rainforest in the extreme South. In the Black volta basin, the rainfall is highly variable in time and space. According to (Shaibu et al., 2012), it ranges respectively from 400 mm/year in the North to 1500 mm/year in the South. Over 70% of the annual total rainfall occurs in the months of July, August and September, with a little or no rainfall in the months of November to March in most parts of the basin. Mean monthly potential evapotranspiration exceeds mean monthly rainfall for most of the year for the entire basin. 3.1.2 The Bui dam The Bui hydropower project is located on the Black Volta River (see figure 3.2) at the border of the Bole (Nothern Region), and Wenchi (Brong-Ahafo Region) districts in north weastern Ghana. As the Black Volta in Ghana is more of forest land, portion of the bui dam fall in the Bui national Park. According to the Bui Hydropower Authority (http://www.buipowerauthority.com/node/102), the the projet reservoir, which occupies 444 Km2 of the bui gorge at full supply level, represents 21% of the area of the Bui National Park. The Environmental and Social Impact Assessment of the Bui Hydropower Project (ESIA) report stated that the land occupied by the project represents 50% grassdland, 25% savannah woodland and 25% water and riverine gallery forest. The Bui hydrpower plant comprises the main dam, two saddle dams and the reservoir. 20 CHAPTER 3. STUDY AREA As reported by (ESIA, 2007), the main dam is a gravity dam made of roller compacted concrete, located at the Bui gorge, at 150 Km upstream of the Lake Volta. The dam’s height above ground level is 90 m. The first saddle dam is a rockfill dam, located approximatively 500 m from the main dam, at the right bank of the river. The second saddle dam, a zoned earth-fill, located at north of Bui Camp along right bank of river, approximatively 1 Km from the the main dam. It is at 7 m above ground level. The reservoir maximum operating level is 183 m. At full supply level, the reservoir has 440 km2 area, 40 km length with an average depth of 29 m. At minimum operating level (167.2 m), it represents 288 Km2 . The storage volume at full operating level is 12,350 million m3 while at minimum operational level, it represents 6,600 million m3 . The main characteristics of the dam is presented in the Table 3.1 below: Table 3.1: Some features of the Bui hydropower plant Project facility Description Installed capacity 400 MW Unit Type 3 Francis Turbines/Generators of 133MW each Guaranteed Peak Efficiency >94% Reservoir Area and Dimensions at Full Supply Level Area: 440 km2 (21% of Bui National Park) Length: 40 km Average depth: 29 m Minimum Operation Level 167.2 m Full Supply Level 183 m Storage at Minimum Operational Level Total: 6,600 million m3 Storage at Full Supply Level Total: 12,350 million m3 Active: 6,000 million m3 source:(ESIA, 2007) According to the BPA, the power production at Bui started in May 2013 when the reservoir water level had risen from about 100 meters above sea level to more than 168 meters above sea level. This level was below the maximum operation level. Even in october 2013, that is rainy season, the reservoir level had risen only up to 177.9 m. The PBA has therefore been forced to plan a draw down strategy of the Bui reservoir as shown on the figure 3.3 where the generation of power was therefore to be restricted to an average of about 1.44 million kWh/day . 21 3.1. STUDY AREA PRESENTATION Source: BPA Figure 3.3: Bui Resevoir Plan Trajectory (Jan 1st-June 30th 2014) 22 Chapter 4 MATERIALS AND METHODS 4.1 Rainfall variability Rainfall variability assessment is an important part of the present work. The first objective is to use the available rain gauge data in the Black Volta basin to check possible change in rainfall pattern at the basin level. The second is to use the rain gauge data to drive the SWAT hydrological model in order to quantify possible implications of these potential changes on stream flow for the benefit of the Bui hydropower plant. In order to achieve these specific objectives, we first establish an aridity index map of the Black Volta catchment using ArcMap sofware in order to define the climatic zones using the Global Aridity Index dataset collected from Global Aridity and Potential Evapotranspiration (PET) Database. Mann-Kendall trend test and the Sen’s slope estimator were then used for possible monotonic trend detection in the Black Volta rainfall data and the statistical significance of this trend. 4.1.1 Aridity Index map development The Aridity Index (AI) map was developed for this project using the Global Aridity Index dataset collected from Global Aridity and Potential Evapotranspiration (PET) Database (http://www.cgiar-csi.org/data/global-aridity-and-pet-database) developed by (Trabucco & Zomer, 2009). Precipitation availability over atmospheric water demand can be quantified using an Aridity index (UNEP, 1997). The data is a mean of AI from 1950-2000 period at 30 arc second (1 arc second equal 1/3600 degree) spatial resolution. 23 4.1. RAINFALL VARIABILITY The aridity is usually expressed as function of rainfall, temperature and PET. (Zomer et al., 2008) expressed AI as: (AI) = M AP M AE (4.1) Where M AP is the Mean Annual Precipitation and M AE is the Mean Annual PET. The FAO defined PET as the as the evapotranspiration of a reference crop in optimal conditions having the following characteristics: well watered grass with an assumed height of 12 cm, a fixed surface resistance of 70 s/m and an albedo of 0.23 (Allen et al., 1998). Note that FAO preferred the utilisation of the denomination Reference crop evapotranspiration (ETo) to PET. The map is classified based on the generalized classification scheme of (UNEP, 1997) for Global Aridity values (Table 4.1) Table 4.1: Climate classes according to AI values Value Climate Class <0.03 Hyper Arid 0.03-0.2 Arid 0.2-0.5 Semi-Arid 0.5-0.65 Dry Sub-Humid >0.65 Humid Source: (UNEP, 1997) 4.1.2 Rainfall data acquisition The rainfall data for thirteen stations was collected from the Ghana Meteorological Agency (GMA), the Direction General de la Meteorologie du Burkina Faso and Global Climate Data (http://en.tutiempo.net/climate). Table 4.2 shows the general characteristics of the study stations and their country locations since the Black Volta is a trans-boundary basin. 24 CHAPTER 4. MATERIALS AND METHODS Table 4.2: General Characteristics of Rainfall Stations included in the variability analysis Country Gauging Station Lat (N) Lon (W) Elevation (m) Ghana Sunyani 7.3328 -2.3281 296 Ghana Wenchi 7.75 -2.1 322 Ghana Bui 8.2361 -2.2772 176 Ghana Bole 9.0319 -2.4762 295 Ghana Wa 10.0667 -2.5 262 Burkina Faso Batie 9.8739 -2.9213 298 Burkina Faso Diebougou 10.9667 -3.25 298 Burkina Faso Boura 11.0333 -2.5306 Burkina Faso Dano 11.1490 -3.2931 304 11.75 -2.9333 260 Burkina Faso Bondoukuy 11.8450 -3.7639326 Burkina Faso Bobo-Dioulasso 11.1605 -4.3298 374 Burkina Faso Bomborokuy 12.9972 -3.9496 344 Burkina Faso Boromo In climate data analysis, several methods have been developed for continuity and consistency checking (Peterson et al., 1998; Reeves et al., 2007). For this study, the double mass curve method has been applied to the in-situ rainfall data. The double mass curve is used to check the consistency of rainfall data by comparing data for a single station with that of a pattern composed of several other stations in the study area (Searcy & Hardison, 1960). The point plotted in the double mass curve were fitted closely in a straight line showing that there was no or was minimum error in data processing, and there was no change in data collection method (see figure 4.1 as an example. In this example, the Bui data was set as the reference data). In general, one can say that the data is good enough for the investigations that were undertaken in this project. 25 4.1. RAINFALL VARIABILITY Figure 4.1: Double Mass Curve Basic statistics including average, standard deviation and coefficient of variation were applied to the data used in this study in order to capture the general behaviour of rainfall pattern over the respective period considered in the basin. The results are presented in Table 4.3. 4.1.3 Trend analysis through the Mann-Kendall statistics In hydrology and climatology, the tests for trend detection in time series data can be considered as parametric test and non-parametric test. The parametric test requires the data to be normally distributed and independent while the data is required to be only independent for non-parametric test. For this project, two ranked non-parametric tests have been used for detecting monotonic trends in the rainfall time series data. They are namely Mann-Kendall trend test and Sens slope estimator. The Mann-Kendall test has been widely used in hydrology and climatology for trend detection (Westmacott & Burn, 1997; Cannarozzo et al., 2006; Oguntunde et al., 2006; Liu et al., 2008; Zhang et 26 CHAPTER 4. MATERIALS AND METHODS Table 4.3: General statistics of the Gauging stations in the basin Gauging Station Period for rainfall Average of Average of Coefficient of variability annual total annual monthly mean SD Variation (CV) analysis rainfall (mm) rainfall (mm) based on annual total Sunyani 1976-2011 1179.8 98.714.9 16% Wenchi 1976-2011 1231.0 102.814.8 14% Bui 1954-2005 1141.1 95.1 19.7 21% Bole 1976-2011 1090.2 90.814.0 15% Wa 1976-2011 1020.4 86.414.7 18% Batie 1970-2013 1095.6 91.316.8 18% Diebougou 1970-2013 1030.6 85.914.6 17% Dano 1970-2013 902.7 75.210.4 14% Boromo 1970-2012 872.3 72.611.3 16% Boura 1970-2013 893.5 74.510.8 15% Bondoukuy 1970-2013 850.9 70.911.5 16% Bobo-Dioulasso 1960-2012 1034.7 86.213.8 16% Bomborokuy 1962-2001 724.7 60.410.1 17% al., 2011; Gocic & Trajkovic, 2013). There are some advantages using this test. It does not required data to be normally distributed. The results of the test are not affected by the existence of outliers in the data (Lanzante, 1996) or inhomogeneous time series. The test was originally used by (Mann, 1945) and the test statistic distribution was derived by (Kendall. . . , 1962). In the trend, the null hypothesis H0 assumes that there is no trend in the rainfall time series data over a given period and it is tested against the alternative hypothesis H1 which considers that there is increasing or decreasing trend (Ahmad et al., 2015). The theoretical calculation of the Mann-Kendall statistic S is given by: S= n−1 X n X Sgn(xj − xi ) (4.2) i=1 j=i+1 Where n is the number of data points, xi and xj are the data values in time series i and j (j > i). Sgn(xj − xi ) is the sign function defined as: 27 4.1. RAINFALL VARIABILITY −1, if xj − xi < 0 Sgn(Xj − Xi ) = 0, if xj − xi = 0 +1, if xj − xi > 0 (4.3) The variance of the statistic S,V(S) is defined as: n(n − 1)(2n + 5) − q P ti (ti − 1)(2ti + 5) i=1 V (S) = 18 (4.4) Again n is the number of data points, ti is the number of the tied groups and q the group of extent. Tied group can be defined as group of sample data which have the same value. When n > 10, a standardized statistic Zs is calculated as below: √S−1 , if S > 0 V (S) Zs = 0, if S = 0 √S+1 , if S < 0 (4.5) V (S) Positive value of Zs indicates upward trend and negative value of Zs indicates downward trend. The testing trend is done at a specific α level. The alpha level considered in this study is α = 0.05 which corresponds to 95% confidence interval level. The null hypothesis H0 is rejected when | Zs | > Z1−α/2 implying significant trend in the time series data (Either increase when Zs > Z1−α/2 or decrease when Zs < −Z1−α/2 ); H0 is accepted which implies there is no trend in the rainfall time series data (Mann, 1945; Kendall. . . , 1962). Z1−α/2 can be found in the standard normal distribution table. However, α = 0.05 is considered in this study with its corresponding value Z1−α/2 =1.96. Another parameter considered in the Mann-Kendall test is the is Kendalls tau. The tau value is considered as the slope and varies between -1 and +1. A negative value of tau indicates decreasing trend and positive value indicates increasing trend (A. McLeod & McLeod, 2011). Before the application of Mann-Kendall test for trend detection in the rainfall time series data at annual level, it is important to investigate if the data is serial correlated. For this 28 CHAPTER 4. MATERIALS AND METHODS study, the serial correlation of the data was investigated using the acf (autocorrelation) and pacf (partial autocorrelation) function is R (A. I. McLeod, 2005). 4.1.4 Sens slope estimator The Sens slope estimator has been widely used in hydro-climatology to estimate the true slope in time series data wherever it exists (Hirsch et al., 1991; Bayazit et al., 2004; Tabari et al., 2011). Assuming that the existing trend is linear, the Sen’s slope can be used. The trend in the data can theregore be represented by the equation 4.6: g(t) = Qt + B (4.6) where Q is the slope and B a constant. The true slope, which is the change per unit time can be computed based on the non-parametric method developed by (Sen, 1968). For N pair of data in the sample, the slope is: Qi = xj − xk j−i f or i = 1, ...N (4.7) Where xi and xj are data values at time j and k (j > k) respectively. The median Qmed of N values of Qi is the Sens slope estimator. The median is calculated as the equation 4.8: Qmed = Q(n + 1)/2 if N is odd 1 (QN/2 + Q(N + 2)/2 ) if N is even 2 (4.8) The two tailed test is used to test the significance of the median Qmed at a specific alpha level. In this study, α = 0.05 is used. The value and sign of Qmed represent the steepness and the trend of the data. The confidence interval for this value is computed as: Cα = Z1−α/2 p V (S) (4.9) With V (S) the variance of the Mann-Kendall statistic defined in the equation 4.4 while Z1−α/2 is obtained from the standard normal distribution table. 29 4.2. HYDROLOGY OF THE BLACK VOLTA CATCHMENT Furthermore, M1 = N −α 2 and M2 = N +α 2 are computed. The lower and upper limits of the confidence interval, Qmin and Qmax , are the M1 th largest and M2 th largest of the N ordered slope estimates (Hollander et al., 2013). For this work, the Sens slope estimator was computed in R software using the Package wq (Jassby & Cloern, 2015). To estimate the value of B, the difference xi − Qti is calculated from the equation 4.6 for the n values. The value of B is then considered as the median of the values obtained from the differences. 4.2 Hydrology of the Black Volta catchment In order to evaluate how rainfall variability over the Black Volta could impact the hydropower production at the Bui dam, a hydrological model was used to evaluate the stream flow. The stream flow consists of surface run-off, lateral flow and return flow. Therefore, the soil type, the land cover and land use (LULC) changes as well as climate conditions in the basin are likely to impact the dynamics of the hydrology in the basin. For this project, Soil and Water Assessment Tool (SWAT), a comprehensive semi- distributed model was chosen to assess the steam flow of the basin. The rationale behind this selection has been discussed in the section of literature review. 4.2.1 Brief description of the SWAT Model The SWAT is a semi-distributed physical based model. It was developed by USDA (U.S. Department of Agriculture) Agricultural research Service (ARS) to predict the impact of land use practices on water, sediment and agricultural chemical yields in large and complex watersheds with varying soils, land use and management conditions over long period (S. L. Neitsch et al., 2011). SWAT is a continuous time model, in other words long term yields model where the model is not designed to simulate detailed, single-event flood routing. The model simulation is daily time step based. 30 CHAPTER 4. MATERIALS AND METHODS Figure 4.2: Schematic representation of the hydrologic cycle The values given in the figure 4.2 are real figures for the Black Volta for this project according to the input data used in the SWAT model. All the values are in millimeters (mm). The Sun has been manually added. The spatial complexity of the watershed is taken into account in the model by combining the information from DEM, soil and land use. The SWAT model divides the watershed into sub-basins. The sub-basins are further subdivided into hydrological response units based on the land used and soil distribution. The model is divided into eight major components including hydrology, weather, sedimentation, soil, temperature, crop growth, nutrients, pesticides and agricultural managements. Water balance is the driving force behind everything that happens in the watershed. According to (S. L. Neitsch et al., 2011), the hydrology of the watershed can be separated 31 4.2. HYDROLOGY OF THE BLACK VOLTA CATCHMENT into two major divisions: the first division is the land phase of the hydrologic cycle and the second division is the water or routing of the hydrologic cycle. The land phase of the hydrologic cycle is shown in figure 4.2 which is the schematic representation of the hydrologic cycle in the Black Volta basin. It controls the amount of water, sediments, nutrients and pesticides loading to the main channel in each sub-basin. The movement of water, sediments, nutrients and pesticides through the channel network to the watershed outlet is considered as the routing phase. The SWATs simulation of the hydrologic cycle is based on the following water balance equation (S. L. Neitsch et al., 2011): SWt = SWo + t X (Rday − Qsurf − Ea − Wseep − Qgw ) (4.10) i=1 Where: SWt is the final soil water content (mmH2 O) SWo is the initial soil water content (mmH2 O) t is the time (days) Rday is the amount of precipitation on day i (mmH2 O) Qsurf is the amount of surface runoff on day i (mmH2O) Ea is the amount of tevaporation on day i (mmH2O) W seep is the amount of water entering in the vadose zone from the soil profil on day i (mmH2O) Qgw is the amount of return flow on day i (mmH2O) 32 CHAPTER 4. MATERIALS AND METHODS 4.2.2 Surface runoff Overland flow or surface runoff consists of flow along sloping surface. SWAT provides two methods for modeling surface runoff: The Soil Conservation Service (SCS) curve number method (SCS, 1972) and the Green and Ampt infiltration method (Green & Ampt, 1911). SWAT simulates surface runoff volume and peak rates for each HRU based on these two methods. The curve number method is daily based time step when used for computing surface runoff in the SWAT and it is unable to compute directly infiltration. Rather, the amount of water seeping into the soil is computed as the difference between the amount of rainfall and the amount of surface runoff. In the other hand the Green and Ampt infiltration method compute directly the infiltration in the model but is requires data in sub-daily increments (S. L. Neitsch et al., 2011). The method used for this work is the curve number method due to the daily based data that we have for the project. The curve number equation is given by (SCS, 1972) as: Qsurf = (Rday − Ia )2 (Rday − Ia + S) (4.11) Where: Qsurf is the accumulated runoff (rainfallexcess) in (mmH2O) Rday is the rainfall depth for the day (mmH2O) Ia is the initial abstraction which includes surface storage , interception and infiltration prior to runoff S is the retention parameter (mm H2O) and it is defined as: S = 25.4( 1000 − 10) CN (4.12) Where CN is the curve number for the day. Ia is commonly given as 0.2S. Hence equation 4.11 becomes: 33 4.3. SWAT INPUT DATA COLLECTION AND ANALYSIS Qsurf = (Rday − 0.2S)2 (Rday + 0.8S) (4.13) Runoff is generated only when Rday > Ia . Typical curve number for moisture conditions are classified into four hydrological groups such as: A for high infiltration, B for moderate infiltration, C for slow infiltration and D for very slow infiltration. According to the U.S National Resource Conservation Service (NRSC) Soil Survey Staff, a hydrologic group is defined as a group of soil having similar runoff potential under the similar storm and cover conditions (NRCS, 1986). The full description of the other components of the SWAT model can be found in the theoretical documentation of the SWAT model (S. L. Neitsch et al., 2011) 4.3 SWAT input data collection and analysis The methodology used in this project can be summarized as in the flow chart below figure 4.3. The details in the data collection and processing as well as model setup, model simulation, calibration and validation are discussed in the following sections. 34 CHAPTER 4. MATERIALS AND METHODS Figure 4.3: Flow chart of the steps in the SWAT model application for the Black Volta 4.3.1 The Digital Elevation Model (DEM) DEM data for this study was 90 m resolution (http://srtm.csi.cgiar.org/SELECTION/inputCoord.asp). from the SRTM The DEM was used for watershed delineation including stream definition, outlets and inlets definitions as well as calculation of the sub-basins parameters. The slopes definition in the basin were also based on the DEM. The DEM map of the study area can be seen in the figure 3.2. 4.3.2 The Soil Data soil data was collected from the FAO (http://www.fao.org/geonetwork/srv/en/metadata.show?id=14116) 35 soil (FAO, database 2003). 4.3. SWAT INPUT DATA COLLECTION AND ANALYSIS The importance of the soil data in the model is due to the fact that it allows the determination of the soil texture, available water content, hydraulic conductivity, bulk density and organic carbon content for different layer according to each soil type. For the Black Volta, the dominant soil types are illustrated in figure ?? according to the SWAT database code and the FAO soil unit classification. Figure 4.4: Soil Map of the Black Volta The data is the FAO soil data for Africa 2003. The legend presented in figure ?? is the labeling of the dominant soil types in the Basin. In bracket are different soil texture of each soil types as they were defined for the SWAT database. C= Clay, L=Loam, S= Sand, S-C-L = Sandy Loam Clay, S-L= Sandy Loam, C-L= Clay Loam, L-S= Loamy Sand. 36 CHAPTER 4. MATERIALS AND METHODS 4.3.3 Landsat data acquisition for LULC analysis In order to assess land use land cover change in the Black Volta catchment, three land cover maps where developed based on satellite image bands combination. The years 1987, 2000 and 2013 Landsat images were collected corresponding to 28 years period. The Landsat 5 thematic mapper (TM) sensor data was processed for the year 1987, the Landsat 7 SLC-on was processed for the year 2000 while the year 2013 data was collected from the Landsat 8 Operation Land Image (OLI). In order to minimize classification error and differences in the vegetation growth throughout the year, all the data were collected for the month of January and the cloud cover is set to zero. All Landsat data were at 30 meters resolution. These satellite data are produced by the United States Geological Survey (USGS) and freely available from the USGS Global Visualization Viewer (USGS GLOVIS) platform (http://glovis.usgs.gov/). For the Black Volta, 14 scenes were necessary to cover the entire basin which correspond to the following Path/Row: 194/54, 195/55, 195/54, 195/53, 195/52, 195/51, 196/54, 196/53, 196/52, 196/51, 196/0, 197/53, 197/52, 197/51 (Figure 4.5). Figure 4.5: The fourteen scenes covering the entire Black Volta Each square in the figure 4.5 represents one scene. We have the combination of Landsat 8 bands 7, 5, 4, 3, 2, and 1 in Red, Green and Blue bands. The bands were combined in to three bands (Red, Green Blue) for the image classification. 37 4.3. SWAT INPUT DATA COLLECTION AND ANALYSIS For this study, the supervised maximum likelihood classification method was used to develop the land use classes. The method is time consuming due to the training sample selections and the possibility to confuse some classes. The images were processed in ArcGIS software. The color balancing is also identified as main challenge are the mosaic of all combined bands. Indeed, due to the difference in climatic conditions in a big watershed like the Black Volta (14 scenes), the same type of land use can be represented by two difference colors. 4.3.4 LULC classes definition The classification of land use and land cover types in different classes was based on the SWAT 2012 global land use and crops databases. The classification was performed in comparison to previous land use classes identified in the basin (Allwaters Consult, 2012). The classification was also validated using Google Earth since it can give better visualization of the land cover types on the ground. For this work, seven classes of land use and land cover classes were selected or identified: a) Water bodies: This class represents the stream networks (Black Volta river and its tributaries), the reservoirs and any identifiable water bodies on the ground. b) Bare land: it represents all areas that lack vegetation throughout the year. The classification bare land in ArcGIS is a real challenge due to the fact the reflectance of some identified barren areas are being confused to some other urban areas. It was noticed that these areas are mainly in the extreme north of the basin. c) Urban Areas: Urban land use considered for the SWAT project are high populated areas in the basin. The urbanization rate due to population growth is very significant according to the result of the land use land cover change analysis. d) Forest Evergreen: It corresponds to a group of trees holding their leaves permanently all over the year. The decrease of such forest in the basin is also significant probably due to deforestation in the basin. 38 CHAPTER 4. MATERIALS AND METHODS e) Forest deciduous: this type of forest is not perennial all the year. f) Grass Land: it represents all grasses, shrubs and all types of small vegetation. g) Agricultural land: these types of lands are used for crop cultivation. The agricultural practices in the basin are mainly rain-fed agriculture. However, some irrigated areas are identified in the basin and are all grouped under agricultural land. 4.3.5 Accuracy assessment of the developed LULC Maps Classification map or thematic map is an efficient approach to derive information from an image However, it is also subjected to error which can be geometric errors, incorrectly training sample labelling before supervised classification, unidentified classes etc. A statistical approach to quantify these errors is the random selection of pixels from the classification map to be compared to the reference map which produces a confusion matrix. Confusion matrix has been widely used for accuracy assessment of the land use land cover maps (Stehman & Czaplewski, 1998; Foody, 2002; Zăvoianu et al., 2004; van Vliet et al., 2011). The main statistical information derived from the confusion matrix are: overall accuracy, commission error, omission error, the producers accuracy, the users accuracy and Kappa Coefficient K. The overall accuracy is the total accuracy of the classification. The producers accuracy is considered as the probability that a land use of an area is classified as such while users accuracy is the probability that a pixel labeled as a land cover class in the developed map is as such. Commission error results from the fact that pixels that belong to another class (the true class) are labeled as belonging to the class under consideration. The omission represents pixels that belong to the real class but failed to be classified into proper class. The Kappa coefficient is a discrete multivariate technique of use in accuracy assessment. K>0.8 usually considered as strong agreement and good accuracy (Carletta, 1996). The results in the case of thematic maps developed for this work are under the section of results and discussion. 39 4.4. SWAT MODEL SETUP 4.3.6 Hydrological data The stream flow data used in this work corresponds to a monthly stream flow data of the Black Volta measured at Bui from 1954 to 2010. The data was collected from the Bui Power Authority (BPA). The maximum flows are observed in the months of August, September and November. The annual average, maximum, minimum and coefficient of variation of flow for all the months of the period 1954-2010 are respectively 227.6m3 /s, 612.2m3 /s, 70.7m3 /s and 40%. Figure 4.6: Bui monthly average flow 4.4 SWAT model setup 4.4.1 Watershed delineation As a hydrological model, the starting point of the SWAT database creation is the watershed definition. The watershed definition consists of streams definition, outlets inlets definition and calculation of the sub-basins parameters. During the streams definition phase, flow direction is computed for each cell in the DEM raster to determine the water destination in it. For the Black Volta basin in this project, the model gives 451105.6 40 CHAPTER 4. MATERIALS AND METHODS Ha as threshold for calculating the sub-basins parameters. A total of 17 outlets and 17 sub-basins are defined for the Black Volta with total area of 130785.06 Km2 (figure 4.7). This area must only be considered as for the watershed with outlet defined at Bui. The real Black Volta area is bigger than the one stated above (155076.4 Km2 ). The slopes and elevations were also generated as a topographical parameter of the watershed using the DEM as an important factor for the basin. The slopes in combination with soil and land use control the surface runoff. In this work, five slopes classes were defined as follow: 0-2%, 2-4%, 4-10%, 10-15% and greater than 15%. The highest elevation of the basin is 784 and the smallest is 79 m above mean sea level. 4.4.2 HRUs analysis Each sub-basin in the watershed is divided into units called hydrological response units (HRUs). The HRU is the smallest unit in the SWAT model and it is used to simulate processes such as rainfall, infiltration, plant dynamics, erosion, nutrient cycling, leaching of pesticides etc.(S. L. Neitsch et al., 2011). HRUs are portions of the sub-basins having unique land use, management and soil attributes. For the Black Volta, 382 HRUs were created for the 17 sub-basins. In the SWAT model, there are three types of HRU definition options including dominant land use, soils, slope, dominant HRU and multiple HRU option. In this work, multiple HRUs option was chosen. Land use class percentage over sub-basin areas was set to 15%, soil class percentage over land use area was 5% and slope class percentage over soil area was 15%. 41 4.4. SWAT MODEL SETUP Figure 4.7: Black Volta watershed as defined in the SWAT model. The numbers represent each sub-basin (total of 17 sub-basins) 4.4.3 Weather generator SWAT input data are daily based. The Black Volta basin is a data scarce watershed where very few stations have all the climate data required by the SWAT model. Even when the data is available, some of the weather stations present gaps in the data recorded sometimes up to years. The SWAT model provides a useful approach to provide comprehensive representative data for the basin: a weather generator in the WGN file. It contains the statistical data needed to generate representative daily climate data for a sub-basin. If the measured data contains missing values (-99 represents missing data in 42 CHAPTER 4. MATERIALS AND METHODS the SWAT model), the weather generator is activated to produce data to replace missing values. Weather generator is also used when user specify that simulated weather should be used. For this project, only rainfall and temperature data for 13 stations (see figure 3.1) were provided as observed data. The remaining climate variables such as solar radiation, wind speed and relative humidity were all simulated based on the weather generator we built for the Black Volta. According to (J. Arnold et al., 2012), ideally, at least 20 years of records are used to calculate parameters in the WGN file. For the Black Volta, data from 5 climate stations such as Sunyani, Bole, Wa, Boromo and Bomborokuy were used to build the weather generator. Apart from the latitude, the longitude and elevation that are needed for each station, 15 other statistical parameters are needed to build an independent representative weather generator such as: • RAINYRS: the number of year of maximum monthly 0.5 h rainfall data used to defined values for RAINHHMX(month). • TMPMX (month): average daily maximum air temperature for a month (◦ C). • TMPMN (month): average daily minimum air temperature for a month (◦ C). • TMPSTDMX (month): standard deviation for daily maximum air temperature in month (◦ C). • TMPSTDMN (month): standard deviation for daily minimum air temperature in month (◦ C). • PCPMM (month): average precipitation for a month (mm H2O). • PCPSTD (month): standard deviation for daily precipitation in month (mm H2O/day). • PCPSKW (month): skew coefficient for daily precipitation in a month. • PRW (1, month): probability of wet day following a dry day in a month. • PRW (2, month): probability of wet day following a wet day in a month. 43 4.4. SWAT MODEL SETUP • PCPD (month): average number of precipitation in a month. • RAINHHMX (month): maximum 0.5 rainfall in entire period of record • SOLAR (month): average daily solar radiation for a month (MJ/m2/day). • DEWP (month): average daily dew point for each month (◦ C). • WNDAV (moth): average daily wind speed in month (m/s). Solar the radiation NASA and Prediction wind of speed data Worldwide of 22 Energy years Resource (http://power.larc.nasa.gov/cgi-bin/cgiwrap/solar/agro.cgi). were collected (POWER) from website It is a Climatology Resource for Agro climatology with a global coverage on a 1 latitude by 1 longitude grid resolution data. The rest of the parameters were computed based on station data of 36 years (1976-2011) except for RAINHHMX were the number of years varying according to the station. Stations such as Sunyani, Bole and Wa, 36 years of data were used to compute the RAINHHMX. For Boromo and Bomborokuy, 43 and 40 years of data respectively were used (see table 4.4). Most of the parameters were computed based on a program developed by (Liersch, 2003). The theoretical background of all the parameter can be found in the SWAT theoretical documentation (S. L. Neitsch et al., 2011). 44 CHAPTER 4. MATERIALS AND METHODS Table 4.4: Weather generator for the Black Volta catchment STATION TMPMX1 TMPMX2 TMPMX3 TMPMX4 TMPMX5 TMPMX6 TMPMX7 TMPMX8 TMPMX9 TMPMX10 TMPMX11 Sunyani 38.3 38.6 42.2 37 38 33.9 62 34.8 32.7 33 36.2 TMPMX12 35 Bole 39.6 41.2 41.5 41 38.5 36.1 34.4 33.8 33.8 35.5 38.1 39 Wa 40 42 41.5 29.4 28.3 27 25.6 25 24.9 31 25 26 Boromo 37.07 38.86 40.75 40.86 39.87 36.7 33.58 32.93 33.63 37.6 37.83 36.89 Bomborokuy 37.49 33.21 35.28 38.67 38.64 36.48 36.56 40.81 41.35 42.3 41.13 40.43 STATION TMPMN1 TMPMN2 TMPMN3 TMPMN4 TMPMN5 TMPMN6 TMPMN7 TMPMN8 TMPMN9 TMPMN10 TMPMN11 TMPMN12 Sunyani 11.1 15.6 16.1 2.7 18.9 Bole 11 13.5 15.6 19.2 18.7 18.5 18.7 18 17.3 18.5 17.3 16.5 13 18.7 18.4 17.2 15 9.5 10.1 15.5 Wa 14 17.2 17.9 17.5 17.4 18.4 17.9 18.5 18.3 19.1 16 Boromo 14.29 17.38 20.54 23.9 23.62 21.65 21.24 21.1 20.57 20.89 15.96 14.7 Bomborokuy 21.24 21.12 21.34 21.48 19.2 16.05 15.19 17.61 20.82 24.4 22.93 21.89 TMPSTDMX3 TMPSTDMX4 TMPSTDMX5 TMPSTDMX6 TMPSTDMX7 TMPSTDMX8 STATION TMPSTDMX9 TMPSTDMX10 Sunyani TMPSTDMX1 TMPSTDMX2 1.928754 1.59978 1.916871 1.690159 1.487787 1.489963 1.431596 1.528457 1.587358 1.347414 TMPSTDMX11 TMPSTDMX12 1.108275 1.389257 Bole 1.940902 1.784403 1.970821 2.493682 2.103159 1.828475 1.678322 1.644368 1.77286 1.816264 1.254957 1.447916 Wa 2.170333 2.054959 1.926866 2.068584 1.904353 1.61451 1.227699 1.082989 1.222844 1.159577 1.761242 1.822124 Boromo 1.50633848 1.11285359 0.92367809 1.001449 1.218718 1.072818 0.798733 0.794106 0.816292 1.023734 0.813436 1.17384362 1.73784151 1.08416778 1.66205534 2.363019 1.755186 1.418057 1.58357 1.809507 1.508802 1.723288 2.217413 2.52452632 TMPSTDMN3 TMPSTDMN4 TMPSTDMN5 TMPSTDMN6 TMPSTDMN7 TMPSTDMN8 TMPSTDMN9 TMPSTDMN10 Bomborokuy STATION TMPSTDMN1 TMPSTDMN2 TMPSTDMN11 TMPSTDMN12 Sunyani 2.648393 1.964232 1.404579 1.457291 1.113235 1.052576 0.847941 0.767028 0.858563 0.907864 1.093428 Bole 2.639039 2.740039 2.254144 1.618123 1.303127 1.195202 1.037339 0.985781 1.067948 0.987957 2.342245 2.429144 2.9333 Wa 2.19145 2.87758 1.918698 2.068584 1.883504 1.61451 1.218834 1.082989 1.222844 1.16021 1.761242 1.822124 1.12424139 Boromo 1.34943548 1.50838839 1.28934408 0.96789 0.937109 0.749007 0.530571 0.455992 0.584499 0.701879 1.275175 Bomborokuy 0.9062698 0.52444072 0.51729237 0.9225 1.056645 1.297663 1.705204 1.67778 1.409262 0.81425 1.277607 1.30318171 STATION PCPMM1 PCPMM2 PCPMM3 PCPMM4 PCPMM5 PCPMM6 PCPMM7 PCPMM8 PCPMM9 PCPMM10 PCPMM11 PCPMM12 Sunyani 10.18 45.74 101.12 142.88 141.9 183.36 95.55 73.48 159.76 170.47 45.03 15.64 Bole 2.36 14.03 51.11 102.66 133.44 144.61 147.65 164.87 212.8 94.08 17.08 5.46 Wa 8.26 7.4 23.3 82.49 119.7 135.75 152.4 210.33 192.44 87.76 9.9 5.33 Boromo 0.97 6.68 42.19 73.7 114.33 175.39 251.07 157.67 44.68 4.2 0.52 0.89 Bomborokuy 0.2 0.28 4.59 14.51 50.31 104.28 178.87 218.33 117.47 31.51 2.92 1.38 STATION PCPSTD1 PCPSTD2 PCPSTD3 PCPSTD4 PCPSTD5 PCPSTD6 PCPSTD7 PCPSTD8 PCPSTD9 PCPSTD10 PCPSTD11 PCPSTD12 Sunyani 2.95059 7.915 9.5076 11.5416 10.1674 12.8363 9.4473 7.8553 11.6175 10.741 4.9468 3.412 Bole 1.1403 4.8277 7.0725 9.8296 10.8699 10.1237 11.6467 12.3723 13.5479 8.2321 4.0034 1.8522 Wa 2.6508 2.4215 4.0202 8.9577 10.081 10.6446 10.3525 13.8381 11.3539 7.529 1.5185 1.5132 Boromo 0.5033 1.9854 6.6567 7.8165 8.4925 11.6435 14.0921 10.2366 5.4537 1.8095 0.4655 0.6815 Bomborokuy 0.1971 0.2002 1.5691 3.3629 6.4563 8.8255 12.8346 13.4358 9.0428 4.3881 1.2113 1.2954 STATION PCPSKW1 PCPSKW2 PCPSKW3 PCPSKW4 PCPSKW5 PCPSKW6 PCPSKW7 PCPSKW8 PCPSKW9 PCPSKW10 PCPSKW11 PCPSKW12 Sunyani 11.3749 8.0049 3.9529 3.5396 3.2534 3.446 4.914 7.0382 3.8516 3.4129 4.5907 9.9571 Bole 22.3037 15.2527 7.1082 4.1291 3.8288 2.9994 3.9575 3.7805 3.7778 4.4744 10.9512 14.434 Wa 15.1531 22.524 7.4912 4.7305 4.5455 4.1443 3.0779 3.3311 2.6075 4.1022 9.1012 19.0499 33.7808 Boromo 20.5001 16.8678 9.4888 5.4683 3.5642 2.9776 2.8112 3.5282 5.5908 19.3229 33.1014 Bomborokuy 34.6179 21.1973 14.1417 11.853 6.9585 3.4992 3.5945 2.8879 3.5346 6.6331 14.2431 33.9248 STATION PR W1 1 PR W1 2 PR W1 3 PR W1 4 PR W1 5 PR W1 6 PR W1 7 PR W1 8 PR W1 9 PR W1 10 PR W1 11 PR W1 12 Sunyani 0.0258 0.1085 0.2396 0.3462 0.3768 0.4657 0.2865 0.2874 0.4426 0.3997 0.1427 0.0415 Bole 0.0118 0.0421 0.1345 0.2594 0.32 0.3988 0.345 0.4111 0.5818 0.2375 0.0505 0.0174 Wa 0.0065 0.0239 0.0767 0.2335 0.3129 0.3708 0.3865 0.4856 0.501 0.219 0.0338 0.0084 0.0045 Boromo 0.0053 0.0355 0.1305 0.2574 0.3581 0.4814 0.5596 0.4047 0.1375 0.0092 0.0031 Bomborokuy 0.0016 0.0027 0.0139 0.0537 0.1571 0.2909 0.3916 0.4693 0.3193 0.0994 0.0059 0.0016 STATION PR W2 1 PR W2 2 PR W2 3 PR W2 4 PR W2 5 PR W2 6 PR W2 7 PR W2 8 PR W2 9 PR W2 10 PR W2 11 PR W2 12 Sunyani 0.0667 0.187 0.2563 0.2535 0.3848 0.4791 0.423 0.3804 0.5464 0.5451 0.3284 0.1607 Bole 0.0714 0.0682 0.172 0.2086 0.3115 0.3381 0.419 0.5038 0.4684 0.3513 0.1714 0.1852 Wa 0.8 0.5273 0.1919 0.2088 0.2951 0.34 0.4423 0.4964 0.5251 0.4049 0.6442 0.7234 0.4 Boromo 0.2222 0.2459 0.2094 0.2914 0.2789 0.441 0.5583 0.4837 0.2715 0.375 0 Bomborokuy 0.3333 0 0.1429 0.0462 0.1531 0.1688 0.2905 0.3813 0.3038 0.1888 0.1 0.6 STATION PCPD1 PCPD2 PCPD3 PCPD4 PCPD5 PCPD6 PCPD7 PCPD8 PCPD9 PCPD10 PCPD11 PCPD12 Sunyani 0.83 3.42 7.69 9.86 12.06 14.61 10.64 10.22 15.25 15.08 5.67 1.56 Bole 0.39 1.22 4.36 7.72 10.17 11.75 12 14.44 16.25 8.78 1.94 0.75 Wa 1.11 1.53 2.75 6.92 9.69 11.19 13.25 15.61 16.03 9.06 2.89 1.31 0.23 Boromo 0.21 1.42 4.44 8.14 10.67 14.35 17.74 14.28 5.14 0.56 0.12 Bomborokuy 0.08 0.08 0.52 1.63 4.9 8 11.27 13.9 9.88 3.58 0.25 0.13 STATION RAINHHMX1 RAINHHMX2 RAINHHMX3 RAINHHMX4 RAINHHMX5 RAINHHMX6 RAINHHMX7 RAINHHMX8 RAINHHMX9 RAINHHMX10 RAINHHMX11 RAINHHMX12 Sunyani 15.576 38.973 25.113 28.38 24.288 40.194 31.68 42.933 32.274 33.858 15.048 18.48 Bole 12.243 26.334 36.399 26.829 30.558 33.363 42.933 40.26 45.936 31.251 24.42 14.949 12.21 Wa 18.447 22.407 14.157 32.109 41.58 37.455 28.38 43.857 25.839 22.44 8.052 Boromo 5.148 19.272 30.624 64.119 67.056 95.799 154.869 99.297 43.032 15.015 5.346 9.141 Bomborokuy 2.508 1.485 18.447 25.311 45.573 75.867 103.092 125.169 97.548 29.865 12.078 15.048 STATION SOLARAV1 SOLARAV2 SOLARAV3 SOLARAV4 SOLARAV5 SOLARAV6 SOLARAV7 SOLARAV8 SOLARAV9 SOLARAV10 SOLARAV11 SOLARAV12 Sunyani 19.487 20.44 20.45 19.42 18.255 15.93 13.97 12.99 13.48 15.54 17.29 18.119 Bole 20.6461 21.69 22.3185 21.23 17.979 20.406 15.87 14.958 16.555 19.08 19.07 20.456 Wa 20.77 21.82 22.45 21.86 21.25 19.69 17.51 16.5 17.9975 20.248 20.28 20.65 Boromo 18.94355 18.10323 19.15516 20.80935 20.32645 20.04129 20.22774 21.75129 22.32806 22.36839 21.9929032 20.6087097 Bomborokuy 19.96806 19.00387 20.02484 20.9471 20.22968 19.2071 19.57968 21.8329 22.61903 22.70226 22.3683871 21.0664516 STATION DEWPT1 DEWPT2 DEWPT3 DEWPT4 DEWPT5 DEWPT6 DEWPT7 DEWPT8 DEWPT9 DEWPT10 DEWPT11 DEWPT12 Sunyani 17.4 22.08 25.66 25.4 25.14 24.32 23.41 23.12 23.75 23.8 23.3 20.23 Bole 9.08 13.47 21.06 24.89 24.85 24.27 23.7 23.39 23.36 22.51 18.38 11.44 Wa 5.82 9.29 17.07 23.73 24.53 24.54 24.19 23.78 23.36 21.89 15.94 8.42 Boromo 6.12 6.89 11.25 18.91 22.39 22.75 22.65 22.67 22.9 22.2 15.89 9.07 Bomborokuy 22.49 22.72 22.13 19.38 9.74 2.65 0.28 0.25 5.95 14.93 20.1 21.81 STATION WNDAV1 WNDAV2 WNDAV3 WNDAV4 WNDAV5 WNDAV6 WNDAV7 WNDAV8 WNDAV9 WNDAV10 WNDAV11 WNDAV12 Sunyani 1.81 1.96 2.167 2.335 2.08 2.069 2.285 2.189 1.7889 1.71 1.7 1.639 Bole 2.53 2.6057 2.53 2.7947 2.52 2.685 2.6667 2.43669 1.915 2.0822 2.013 2.234 45 Wa 2.895 2.88 2.65 2.9 2.91 2.69 2.74 2.39 1.95 2.216 2.011 2.44 Boromo 1.360408 1.448163 1.566735 1.802245 1.892449 1.689592 1.443265 1.154694 0.906939 0.967551 0.90877551 1.1344898 Bomborokuy 2.76871 2.350645 2.067419 2.092903 2.257419 3.15871 3.567097 3.602581 3.087419 2.906452 3.21322581 3.10322581 The table was built based on the available data but also we tried to make sure that it 4.5. SENSITIVITY ANALYSIS, CALIBRATION AND VALIDATION IN THE SWAT-CUP 4.5 Sensitivity analysis, calibration and validation in the SWAT-CUP Soil and Water Assessment Tool-Calibration and Uncertainty Programs (SWAT-CUP) is an automated calibration model which provides link between the input/output of a calibration program and the model. It is a generic interface that was developed for calibrating the SWAT model. 4.5.1 Sensitivity analysis Measured monthly river flow at Bui from 1954 to 2010 was used for calibration and validation of the SWAT model applied to the Black Volta catchment. As semi-distributed model, SWAT has several parameters and it quasi impossible to calibrate all of them. A sensitivity analysis is therefore needed to determine the most sensitive parameter in the basin for the calibration process. The sensitivity analysis was performed in two ways: first by varying one parameter at a time while keeping the others constant, second by varying all the parameters simultaneously. Finally, twelve parameters were used during the calibration (see table 4.5) 46 CHAPTER 4. MATERIALS AND METHODS Table 4.5: Most sensitive parameters Parameter Name Definition Absolute SWAT Values Values 0 − 2000 r SOL K Saturated hydraulic conductivity v MSK CO2 Calibration coefficient used to control impact of the storage time constant for low flow v SURLAG Surface runoff lag time v MSK C01 Calibration coefficient used to control impact of the storage time constant for normal flow r SOL AWC Available water capacity of the soil layer r CN2 SCS runoff curve number f a GWQMN Threshold depth of water in the shallow aquifer required for return flow to occur (mm) v ALPHA BF Base flow alpha factor (days) v GW DELAY Groundwater delay (days) v RCHRG DP Deep aquifer percolation fraction 0-1 v ESCO Soil evaporation compensation factor 0-1 v CH N2 Manning’s ”n” value for the main channel 0-10 0.05 − 24 0-10 0-1 −0.2 − 0.2 0-5000 0-1 0-500 −0.01 − 0.3 The type of change to be applied to the parameter in the model are defined by the code r , v , and a . According to (Abbaspour et al., 2007), r means the existing parameter value is multiplied by (1+ a given value), v means the default parameter value is replaced by a given value, a 4.5.2 means a given quantity is added to the default value. Calibration and validation The calibration was performed based on the parameters in table 4.5. According to Xu (2002), model calibration are usually based on the following objectives: 47 4.5. SENSITIVITY ANALYSIS, CALIBRATION AND VALIDATION IN THE SWAT-CUP a) A good agreement between the of average simulated and observed catchment runoff volume (i.e. good water balance) b) A good overall agreement of shape of the hydrograph c) A good agreement of the peak flow with respect to timing, rate and volume d) A good agreement for low flows To fulfill the above objectives, the Sequential Uncertainty Fitting (SUFI- 2) model by (Abbaspour et al., 2004) for optimization and uncertainties analysis was used in the SWAT-CUP for calibration and validation. The Nash-Sutcliff (SN) coefficient (Nash & Sutcliffe, 1970) was assigned as the objective function. In SUFI-2, a parameter uncertainty is propagated (as uniform distribution) through a Latin Hypercube (statistical method for generating a sample of plausible collections of parameter values from a multidimensional distribution) sampling (Schuol & Abbaspour, 2006). It is referred to as the 95% depicting prediction uncertainty or 95PPU (known as P-factor) calculated at 2.5% and 97.5% levels for each parameter. The 95PPU is the degree to which all uncertainties are accounted for (Abbaspour, 2013). The average thickness of the 95PPU band divided by the standard deviation of the measured data quantify the strength of the calibration and uncertainty analysis is known as R-factor. The perfect situation would be 100% of the observed data bracketed in the 95PPU while at the same time R-factor is close to zero (Abbaspour, 2013). SUFI-2 account for all uncertainties including uncertainties in driving variable like rainfall, conceptual model, parameters and measured data. For this project, two sets of calibration and validation were performed based on the land use of the year 2000 and 2013. The first calibration covered the period 2000-2005 and the validation for the period 2006-2010 using the 2013 land use data. The 2013 Landsat 8 data was used assuming that within 3 yeas, there was not significant changes in the basin. The Landsat 8 was the latest among all landsat satellites and gives better images.The second calibration was performed for the period 1990-1995 and the validation for the period 1996-2000 using the land use data of the year 2000. A model validation is comparing the model output to an independent set of data without making any further adjustment in the parameters. 48 CHAPTER 4. MATERIALS AND METHODS 4.5.3 Model performance evaluation For the model evaluation, two most widely used statistical test in hydrology are considered: i. Goodness of fit or coefficient of determination (R2 ) between the observation and the final best simulation: n P (Qobs,i Qobs )(Qsim,i − Qsim ) i=1 2 R = P n n P [ (Qobs,i − Qobs )2 ]0.5 [ (Qsim,i − Qsim )2 ]0.5 i=1 (4.14) i=1 ii. And the Nash-Sutcliffe coefficient(NS) Nash & Sutcliffe (1970): n P NS = 1 − (Qsim,i − Qobs,i )2 i=1 n P (4.15) (Qobs,i − Qobs )2 i=1 Where: Qobs,i is the observed flow at time i (m3/s) Qobs is the mean flow at time (m3/s) Qsim,i is the stimulated flow at time i (m3/s) Qsim is the mean of stimulated flow at time (m3/s) The Nash-Sutcliffe coefficient rating (table 4.6) on monthly time step is given by (Moriasi et al., 2007). 49 4.5. SENSITIVITY ANALYSIS, CALIBRATION AND VALIDATION IN THE SWAT-CUP Table 4.6: General performance ratings for recommended statistics for a monthly time step Performance rating NS Very Good 0.75 <NS≤1.0 Good 0.65 <NS≤0.75 Satisfactory 0.50<NS≤0.65 Unsatisfactory NS≤0.5 Source: (Moriasi et al., 2007) (Awotwi, Kumi, et al., 2015) stated that for the model calibration to be accepted, R2 should be greater than 0.6 and the NS greater than 0.5. 50 Chapter 5 RESULTS AND DISCUSION 5.1 Aridity index and rainfall variability over the Black Volta 5.1.1 Aridity index The aridity index (AI) map of the Black Volta in this project is based on the global aridity database which consists of an average of AI from 1950-2000 period at 30 arc second (1 arc second equal 1/3600 degree) spatial resolution. Precipitation availability over atmospheric water demand can be quantified using an AI, an important factor to understand the rainfall variability since it reveals the climatic conditions in the basin. The results for AI in the catchments are presented in Figure 5.1. The AI of Black Volta shows three climatic conditions: Semi-arid, dry sub-humid and humid. The AI of the semi-arid zone varies from 0.2 to 0.46 and it is located in the northern part of the catchment (Burkina and Mali). For the dry sub-humid zone, the AI varies from 0.46 to 0.58 and it is located in the middle of the basin (Burkina Faso and Ghana). The humid zone that is the southern of the basin (Ghana and Ivory Coast) has AI between 0.58 and 0.84. 51 5.1. ARIDITY INDEX AND RAINFALL VARIABILITY OVER THE BLACK VOLTA Figure 5.1: Aridity Index and rainfall map of the Black Volta Basin 5.1.2 Rainfall variability through trend analysis In order to understand the rainfall variability for possible climate change detection in the basin, the Mann-Kendall trend test and the Sens estimator were applied to thirteen rainfall stations throughout the entire basin. The statistical indicators from the trend test are the Kendall tau, the standardized statistic Zs , the pvalue, and the Sens slope. The Kendall tau is a measure of correlation; therefore measures the strength of the relationship between the two variables (time and rainfall) based on the rank of the data. The statistic Zs and the pvalue measures the significance of the trend while the Sens slope estimates the magnitude of the trend (similar to the tau value). The test was performed based on the annual average for different periods that correspond to reliable data availability. Along with these trend tests, the moving average method (for four years) was also applied to show graphical representation of the general trend in 52 CHAPTER 5. RESULTS AND DISCUSION the time series data. The results are summarized in table 5.1 and figure 5.1. The results showed that about 62% of the stations in the basin (that is eight out of thirteen) presented an increased trend in precipitation while 38% presented a decrease in precipitation (five stations out of thirteen). However very few of these trends are statically significant. In the humid zone of the Black Volta (that is Ghana and Ivory Coast), all the stations presented an increase in rainfall except for Bui. The analysis for Bui correspond to the period 1954-2005. According to the Mann Kendall trend test, the tau value is -0.0724 while the Sens slope is -0.1283 suggesting a decrease in rainfall since 1954. The pvalue that is 0.4535 (greater than 0.05) suggested that although there is a decrease in rainfall, the trend is not statistically significant. This was confirmed by the statistic Zs equals -0.7497 (weak compared to 1.96). Let’s recall that as discussed in the theoretical background of the Mann-Kendall statistics, for the trend to be statistically significant, Zs should be greater than 1.96. Results in figure 5.2 show that four years moving average for the Bui station is in a wave form with a decreasing peak. The rainfall pattern at Bui also showed that most of the annual average are within the band mean plus one standard deviation and mean minus one standard deviation with very few years outside this band. Figure 5.2: Bui rainfall 1954-2005 The rest of the stations studied in the humid zone showed an increased trend in rainfall and this correspond to the period 1976-2011 (see figures B.6, B.8, B.7 in appendix B). 53 5.1. ARIDITY INDEX AND RAINFALL VARIABILITY OVER THE BLACK VOLTA Although the overall statistics of these stations presented an increased trend in rainfall during the period 1976-2011 (none were statistically significant), some of the stations presented some years of continuous decreased trend in rainfall (which might be considered as drought years). Wa station is an example. The four years moving average (figure 5.3) applied to the Wa rainfall revealed three distinctive patterns in rainfall variability: 1976-1985, 1986-1997, 1998-2005. The period 1976-1985 showed as continuous decrease in rainfall while the period 1986-1997 showed a recovery with continuous increased trend. Finally, the period 1998-2005 presented a kind of stabilized years in rainfall. The overall Mann-Kendall trend test suggested an increased trend in rainfall for the Wa station with the pvalue equals 0.2819 and the statistic Zs equals 1.076 proving the non-significance of the trend. Figure 5.3: Wa rainfall 1976-2011 In the dry sub-humid zone (in Burkina part of the basin), all the stations presented an increased trend in rainfall during the period 1976-2011 (see figures B.3, B.5 in B) but statistically non-significant except Boura. In fact, Boura rainfall (figure 5.4) is the only station which presented a statistically significant trend in the basin for all period considered. 54 CHAPTER 5. RESULTS AND DISCUSION Figure 5.4: Boura rainfall 1970-2013 The Mann-Kendall tau is 0.279 and the Sens slope 0.3218 reveals the magnitude of the upward precipitation for the corresponding period. The pvalue that is 0.0171 (less than alpha 0.5) and the statistics Zs equals 2.38 (greater 1.96) reveal that the increased trend is statistically consistent. The moving average (figure 5.4) showed continuous increased trend. More importantly, it showed that from the year 1995, the trend is more consistent. This was confirmed by the fact that the magnitude of dry years (peaks below the green line or mean one standard deviation) are being reduced. Similar results are also found for Diebougou (figure B.5) and Dano (figure B.3) showing a logical pattern in rainfall for the dry sub humid zone. In the semi-arid zone (that is Burkina and Mali part of the catchment),all the stations (B.4 in appendix B) presented a downward precipitation pattern except the Boromo (figure 5.5) which showed an increased trend in precipitation. 55 5.1. ARIDITY INDEX AND RAINFALL VARIABILITY OVER THE BLACK VOLTA Figure 5.5: Boromo rainfall 1970-2012 The trend test for Boromo in the semi-arid zone for the period 1976-2011 showed an upward evolution but note statistically significant. The tau value 0.113 and the Sens slope 0.1754 showed a positive trend while the big pvalue 0.3403 suggested the non-significance of this tendency. Figure 5.6: Bobo-Dioulasso rainfall 1960-2012 Just as the Bobo station, all the other stations presented a decrease in precipitation. Figure 5.5 shows that considering the years prior to 1976, the decrease was important while after 1976, there was a sort of decrease but stabilized pattern in precipitation. 56 CHAPTER 5. RESULTS AND DISCUSION Table 5.1: The Mann-Kendall trend statistics with the Sens Slope estimator Gauging Station Period for Rainfall tau pvalue Zs Variability Analysis Qs med or Constant B Sens Slope estimator Sunyani 1976-2011 0.156 0.1864 1.321 0.3437 93.12 Wenchi 1976-2011 0.073 0.5399 0.6129 0.1197 101.68 Bui 1954-2005 -0.0724 0.4535 -0.7497 -0.1283 94.11 Bole 1976-2011 0.18 0.1271 1.55 0.3961 82.17 Wa 1976-2011 0.127 0.2819 1.076 0.1749 83.29 Batie 1976-2011 -0.0635 0.5953 -0.531 -0.1559 88.69 Diebougou 1976-2011 0.106 0.3686 0.899 0.1178 83.47 Boura 1976-2011 0.279 0.0171 2.38 0.3218 70.02 Dano 1976-2011 0.143 0.2254 1.21 0.222 72.03 Boromo 1976-2011 0.113 0.3403 0.954 0.1754 68.17 Bondoukuy 1976-2011 -0.1320 0.6728 -0.422 -0.0936 71.85 Bobo-Dioulasso 1976-2011 -0.0635 0.5952 -0.5312 -0.1683 84.75 Bomborokuy 1962-2001 -0.126 0.2584 -1.130 -0.2106 62.73 57 5.2. LULC ANALYSIS IN THE BLACK VOLTA 5.2 5.2.1 LULC analysis in the Black Volta Accuracy assessments (confusion matrices and statistics on LULC) The objective of the accuracy assessment of the land use maps for this project is to assess how well and accurate the maps are. Details on the methodology used can be seen under the section 4.3.5. A total number of 70 randomly selected points for each land use type were used on the original mosaic images during the accuracy assessment. The confusion matrices for the years 1987, 2000 and 2013 are presented in tables A.1, A.2 and A.3 while A.4, A.5 and A.6 present the general statistics on the LULC for these years in the appendix A. According to (Anderson et al., 1976), the minimum level of interpretation accuracy in the identification of LULC categories from remote sensing data should be at least 85% while (Carletta, 1996) states that the Kappa coefficient should be greater than 80%. Based on the results in table 5.2, the classification used in this study fulfils the minimum acceptability level as defined above. Table 5.2: Overall Accuracy and Kappa coefficient the LULC maps LULC Years Overall Accuracy (%) Kappa Coefficient (%) 1987 90.20 88.57 2000 93.06 91.90 2013 99.18 99.05 The results in table 5.2 shows that the Landsat images has been improved since 1987 (recent Landsat gives better results). In fact, the overall accuracy of LULC 1987 (Landsat 5 TM) is 90.2%, 93.06% for LULC 2000 (the Landsat 7 SLC-on) and 99.18% for LULC 2013 (Landsat 8 OLI). Similar results for the Kappa coefficient which varies from 88.57% (1987) to 99.05% (2013). During the images classification, it was difficult some times to distinguish between bare land in the extreme north of the catchment with semi-arid climatic condition from the urban areas in the catchment or agricultural land from grass 58 CHAPTER 5. RESULTS AND DISCUSION land. In conclusion, we can say that the land use maps are acceptable enough and can be used for land use changes analyses and projections in the basin. 5.2.2 LULC maps Figure 5.7: LULC maps of the Black Volta Figure 5.7 shows LULC maps developed for the years 1987, 2000 and 2013 for the Black Volta in this project. The land use classes considered in this work are water bodies, bare land, urban areas, forest evergreen, forest deciduous, grass land and agricultural land. The definitions of each land use type as considered in this project are specified in the section 3.3.1.2.3.1. In general, agricultural and bare lands are dominantly in the Burkina Faso and Mali section of the basin while forest evergreen and deciduous are dominantly in the Ghana and Ivory Coast sections of the catchment. This agreed with previous work (Allwaters Consult, 2012) in the basin. Table 5.3 summarizes the characteristics of each land use type according to the year. 59 5.2. LULC ANALYSIS IN THE BLACK VOLTA Table 5.3: LULC characteristics in the basin 1987 LULC classes 2000 2013 Area (Km2) Area (%) Area (Km2) Area (%) Area (Km2) Area (%) Bare Land 13231.9 8.5 11279.4 7.3 18842.9 12.15 Urban Areas 9619.8 6.2 16537.3 10.7 22030.3 14.21 Water Bodies 101.7 0.1 872.7 0.6 939.1 0.61 Agricultural Land 36125.7 23.3 36796.5 23.7 47710.4 30.77 Grass Land 76253.9 49.2 74198.4 47.9 41151.4 26.54 Forest Deciduous 14034.6 9.1 14398.3 9.3 23063.6 14.87 Forest Evergreen 5708.9 9.1 967.4 0.6 1338.6 0.86 60 CHAPTER 5. RESULTS AND DISCUSION 5.2.3 LULC 1987 Figure 5.8: LULC occupied area in 1987 The dominant land use types in the Black Volta catchment in the year 1987 (figure 5.8) were grass land (76253.9 Km2 ) and agricultural land (36125.7 Km2 )) representing respectively 47% and 22% (figure 5.9) of the total area of the basin. Forest evergreen and forest deciduous represent respectively 9% and 8%. Urban areas in 1987 occupied 6% of the Black Volta. Water bodies represents the smallest portion of the basin with an area of 101.7Km2 ) representing only 0.1% of the basin. 61 5.2. LULC ANALYSIS IN THE BLACK VOLTA Figure 5.9: percentage of each land use type in 1987 5.2.4 LULC 2000 Figure 5.10: LULC occupied area in 2000 In the year 2000, the Black Volta had grass land as dominant land cover type with 74198.48 Km2 ) (figure 5.10 and 5.11) representing 48% of the catchment followed by agricultural 62 CHAPTER 5. RESULTS AND DISCUSION land (24%). Between 1987 and the year 2000, forest evergreen has decreased by 1% while water bodies has increased from 0.1% in 1987 to 0.6% in year 2000. Urban areas also have increased significantly. Figure 5.11: percentage of each land use type in 2000 63 5.2. LULC ANALYSIS IN THE BLACK VOLTA 5.2.5 LULC 2013 Figure 5.12: LULC occupied area in 2013 The year 2013 was characterized by the dominance of the agricultural land with an area of 47710.41 Km2 )(figure 5.12 and 5.13) representing 31% of the catchment area while grass land has decreased up to 41151.37 Km2 ) (26%). We notice also a significant increase in urban areas (14%) and forest deciduous (15%). 5.2.6 Land use trends Table 17 presents the land use evolution in the Black Volta catchment from 1987 to 2013. It is based on the land use proportions as developed in the sections above. The objective is to present the rate at which each land use class changes over time. In fourteen years period (1987-2000), urban areas have increased by 71.91% that is a growth rate of 5.14% each year. Subsequently, agricultural lands have increased by 1.86% (0.13%/year). The changes observed in these land use types can be explained by the population growth observed in the basin. According to (Green Cross International, 2001), the population growth rate in the basin is about 3% a year. Deforestation is an important factor impacting land use mainly in Ghana and Ivory Coast where the forest is mostly located. 64 CHAPTER 5. RESULTS AND DISCUSION Figure 5.13: percentage of each land use type in 2013 Between 1987 and 2000, forest evergreen has decreased about 83.05% (5.93%/year). If we consider the period 2000-2013, agricultural land has increased by 29.66% (2.12%/year) while urban areas have increased by 33.22% corresponding to +2.37% each year. If we consider the evolution of the land use classes conserved in this study from 1987 to 2013, the results showed that grass land and deep forest proportions have decreased at a rate of 1.70% and 2.84% each years. This makes sense when we observed for the same period (1987-2013), an increase of urban areas (4.78%/year) and agricultural land (1.19%/year). We also have noticed an important evolution in water bodies (30.5%/year). This important increased trend might be due to the Bui dam development. Note that this important development of water bodies represents only 0.61% of the total basin area in the year 2013. In conclusion, we can say that urbanization and deforestation are taking place very fast in the Black Volta catchment with possible implications for hydrology. 65 5.3. HYDROLOGY OF THE BLACK VOLTA CATCHMENT Table 5.4: LULC trends in the catchment 1987-2000 LULC classes % of Change % Change/year 2000-2013 1987-2013 % of Change % Change/year % of Change % Change/year Bare Land -14.76 -1.05 67.06 4.79 42.40 1.57 Urban Areas 71.91 5.14 33.22 2.37 129.01 4.78 Water Bodies 758.10 54.15 7.62 0.54 823.45 30.50 Agricultural Land 1.86 0.13 29.66 2.12 32.07 1.19 Grass Land -2.70 -0.19 -44.54 -3.18 -46.03 -1.70 Forest Deciduous 2.59 0.19 60.18 4.30 64.33 2.38 Forest Evergreen -83.05 -5.93 38.38 2.74 -76.55 -2.84 5.3 Hydrology of the Black Volta catchment In order to assess the implications of rainfall variability, land use and land cover changes on the stream flow generation in the basin, the Soil and Water Analysis (SWAT) model was used. It was also important to test the performance of the model in the catchment. 5.3.1 Sensitivity Analysis (to identify most sensitive parameters in the basin, for calibration of SWAT) Let us recall that the SWAT has several parameters and it is quasi impossible to calibrate all of them. The sensitivity analysis was therefore needed to determine the most sensitive parameters in the Black Volta basin for the calibration process. The sensitivity analysis was performed in two ways: first by varying one parameter at a time while keeping the others constant, second by varying all the parameters simultaneously. The definitions and the significance of each parameter were presented in the table 4.5. 66 CHAPTER 5. RESULTS AND DISCUSION Table 5.5: Final Parameter range and their sensitivity rank Final Parameter Range Parameter Name Fitted Value Minimum value Maximum value Sensitivity Rank v GW DELAY 1.087874 0.994085 1.122037 9 r SOL AWC 0.201121 0.145896 0.2093 5 v SURLAG 22.728235 22.493849 22.75284 3 v MSK CO1 10.726233 9.479877 14.147874 4 v MSK CO2 3.117479 2.870465 5.470611 2 r SOL K -0.999737 -1.009404 -0.966056 1 v CH N2 0.267461 0.242134 0.271966 12 v ALPHA BF -0.155831 -0.160484 -0.153358 8 a GWQMN 73.4655 73.35611 74.378479 7 v RCHRG DP 0.159342 0.148055 0.176487 10 v ESCO 0.599675 0.595305 0.646715 11 r CN2 -0.537993 -0.552411 -0.505139 6 Although several parameters were tested during the modeling of the Black Volta catchment, twelve were finally found to be the most sensitive. Table 5.5 gives the summary of the most sensitive parameters; their final range gave by the last iteration in SUFI-2, the fitted values and the sensitivity rank. Sensitivity of parameters is calculated by a multiple regressive system using the Latin hypercube generated parameters against the objective function (Abbaspour, 2013). The objective function in this study was the Nash-Sutcliffe coefficient. Parameter ranking is based on the t-test and the p-value in the SUFI-2 program. T-test gives a measure of the sensitivity meaning the larger the t-test in absolute value, the more sensitive the parameter is while the p-value determined the significance of the sensitivity (Abbaspour, 2013). P-value closed to zero are more sensitive. Among the twelve final parameters, the six most sensitive including saturated hydraulic conductivity (SOLK), time constant for low flow (MSKCO2), time constant for normal flow (MSKCO1), Surface runoff lag time (SURLAG), Available water capacity of the soil layer (AWC), and the curve number (CN2). Most of these parameters are soil and land use land cover related, hence it calls for paying particular attention to soil and land use management practices in the 67 5.3. HYDROLOGY OF THE BLACK VOLTA CATCHMENT basin. 5.3.2 Calibration and validation Although the SWAT model was set up based on daily data, the calibration and validation were based on average monthly data. The model was calibrated and validated at Bui. Two sets of calibration and validation were performed. The final parameters and their fitted values are summarized in table 5.5. Although the minimum and the maximum values of these parameters as presented in table 5.5 are close, these parameters agreed in general with previous SWAT modeling in the Black Volta basin in particular and in West Africa in general (Schuol & Abbaspour, 2006; Adjei et al., 2014; Awotwi, Kumi, et al., 2015) . The first calibration was performed for the period 2000-2005 and the first validation for the period 2006-2010 (figure 5.14). The performance of the model for this first calibration and validation is summarized in table 5.6. Figure 5.14: Monthly calibration and validation graphs for the Bui station (2000-2010) The model performance during calibration and validation can be qualified as very good based on the general performance ratings for recommended statistics for a monthly time step (table 4.6) given by (Moriasi et al., 2007). The calibration shows that, the objective function which is the Sutcliffe coefficient (NS) is 0.90 while the goodness of 68 CHAPTER 5. RESULTS AND DISCUSION fit between the measured and the simulated R2 is also 0.91. The strong correlation between the measured flow and the simulated (figure 5.15a) showed that the physical processes implicated in the generation of stream flow in the Black Volta catchment are well captured by the model during calibration. However, the model overestimated the simulated average monthly flow (252.70 m3 /s) compared to the measured (223.16 m3 /s) during calibration while it’s underestimated simulated standard deviation (274.3 m3 /s) compared to the measured standard deviation (306.38 m3 /s). Table 5.6: Summary results for SWAT model calibration and validation (2000-2010) Average Monthly Flow (m3 /s) Standard Deviation (m3 /s) Model Performance Period Measured Simulated Measured Simulated p-factor r-factor R2 NS Calibration (2000-2005) 223.16 252.7 306.38 274.3 0.64 0.66 0.91 0.9 Validation (2006-2010) 447.99 371.23 730.94 433.84 0.38 0.33 0.8 0.7 Model performance during validation (figure 5.14b) can be qualified as good. The NS was 0.70 while R2 was 0.80 (figure 5.15b). Contrary to the calibration, the model during validation underestimates the average monthly simulated flow (371.23 m3 /s) compared to the observed flow (447.99 m3 /s). Similar results are observed for standard deviations. The simulated standard deviation (433.84 m3 /s) was underestimated compared to the observed one (730.94 m3 /s). A close look at the figure 5.14a revealed that the peak flows during calibration were correctly modeled while figure 5.14b during validation showed a delay in peak flows from August 2008 (which corresponds to months 31 on the figure 5.14b). The simulated peak flows are much lower than the observed peaks. One of the major reasons behind this result is the assumption that the construction of the Bui Dam disturbed the dynamism of the flows. 69 5.3. HYDROLOGY OF THE BLACK VOLTA CATCHMENT Figure 5.15: Average simulated monthly discharge vs average observed monthly discharge for the Bui station during calibration and validation (2000-2010) According to the Bui Power Authority (BPA), the diversion of the Black Volta River was completed in December 2008 and the construction of the main dam began in December 2009. The dam was commissioned for operations in December 2013 (http://www.water-technology.net/projects/bui-dam-hydro-power-ghana/). Similar effects have been reported by (Schuol & Abbaspour, 2006) on the Niger river where construction of a reservoir is said to delay the river flows. To confirm this hypothesis in our case, a second set of calibration and validation have been performed prior to the Bui dam construction. 70 CHAPTER 5. RESULTS AND DISCUSION Figure 5.16: Monthly calibration and validation graphs for the Bui station ((1990-2000) The second calibration and validation (figure 5.16a and b) were performed respectively for the period 1990-1995 and 1996-2000 with the same number of years as it was for the first calibration and validation (five years for calibration and four years for validation). The results are summarized in table 5.7. The performance of the model during calibration can be qualified as very good since the objective function NS = 0.90 and the fit of goodness between simulation and observation R2 is 0.82 (figure 5.17a). The average measured flow is 172.28 m3 /s while the simulated was underestimated (161.79 m3 /s). At the same time, simulated standard deviation (212.24 m3 /s) was lower than the observed standard deviation (234.95 m3 /s). Table 5.7: Summary results for SWAT model calibration and validation (1990-2000) Average Monthly Flow (m3/s) Standard Deviation (m3/s) Model Performance Period Measured Simulated Measured Simulated p-factor r-factor R2 NS Calibration (1990-1995) 172.28 161.79 234.95 212.24 0.97 0.83 0.82 0.9 Validation (1996-2000) 229.18 254.37 338.39 394.68 0.64 0.9 0.85 0.7 For the validation performance of the model,the NS was 0.7 and the R2 =0.85 (figure 34b) and can be classified as good. The mean monthly simulated flow was overestimated 71 5.3. HYDROLOGY OF THE BLACK VOLTA CATCHMENT (254.37 m3 /s) compared to the observed (229.18 m3 /s). There is also difference in the standard deviation between simulated and observed flow. However, the difference is smaller compared to the first validation (figure 5.14b). This can be a confirmation that the construction in the Bui dam impact the dynamics of the river flow. In general, we can say that our model has performed well despite all the uncertainties related to data quality or the model itself and the parameter used during the calibration processes. Figure 5.17: Average simulated monthly discharge vs average observed monthly discharge for the Bui station during calibration and validation (1990-2000) 5.3.3 Model uncertainties The SWAT model can be uncertain in its prediction due to the fact that all inputs data (example of rainfall and temperature) as well as the processes involved in the model have been measured with some error. The degree to which all uncertainties are accounted for is quantified by a measure referred to as the P-factor, which is the percentage of measured data bracketed by the 95% prediction uncertainty (95PPU). In oder words, the 95PPU is the degree to which all uncertainties are accounted for (Abbaspour, 2013). SUFI-2 account for all uncertainties including uncertainties in driving variable like rainfall, conceptual model, parameters and measured data (stream flow). P-factor is the percent of observations that are within the given uncertainty boundaries. The perfect situation would be 100% of the observed data bracketed in the 95PPU while at the same 72 CHAPTER 5. RESULTS AND DISCUSION time the R-factor is close to zero (Abbaspour, 2013). SUFI-2 account for all uncertainties including uncertainties in driving variable like rainfall, conceptual model, parameters and measured data. During the first calibration (2000-2005), 64% of the observed flow were bracketed in the 95PPU (see figureB.9 in appendix B) while the R-factor was 0.66 suggesting important uncertainties in the model. For the validation period (2006-2010), only 38% of the observed flow were barracked in the 95PPU and 0.33 as R-factor (table 5.6). The uncertainties in the model during the second calibration and validation are reported in table 5.7. During calibration (1990-1995) about 97% of the observed discharge were bracketed in the 95PPU suggesting a very good results or minimal uncertainties in the model. However, the R-factor was relatively high (0.83) meaning that the uncertainties cannot be neglected. The validation performance showed that uncertainties in the model are important (p-factor =64% and R-factor = 0.90). This may explain why the peak flows were not well captured during validation. Unfortunately, one can not identified the source of uncertainties in the model. 5.4 LULC impacts on stream flow in the Black Volta catchments In order to quantify the influence of land use land cover changes on stream flow in the catchments, the land use maps of the years 2000 and 2013 were used in two different simulations using the SWAT model. The length of each simulation was 36 years (1976-2011). The other parameters (input data and settings) in the model were unchanged during these simulations. Only land use data have been changed. Two sets of analysis were performed on the results on each output of the simulations. The first analysis was done looking at intra-annual or seasonal variability of stream flow due to land use change considering dry (February, March, April) and wet (August, September, October) months. Dry and wet months were defined based on the flows measured at Bui (see figure 4.6). The second analysis was performed based on annual average for the 73 5.4. LULC IMPACTS ON STREAM FLOW IN THE BLACK VOLTA CATCHMENTS entire period of each components of the stream flow such us surface run-off (SURF-Q), lateral flow (LAT Q) and ground water contribution to stream flow (GW Q) and also on evapotranspiration (ET). The combination of all these components represents the water yield to stream flow. The values used in this work were converted from mm to m3 /s. 5.4.1 Changes in seasonal stream flows due to LULC The results of the intra-annual or seasonal variability analysis are shown in table 5.8. The total flow of three months such as January, February and March were considered as dry period over the year for both LULC 2000 and 2013. The modeling of the dry period flow using the LULC of the year 2000 was 238.62 m3 /s while the dry period flow using LULC of the year 2013 was 253.42 m3 /s. The results showed that there is an increase of 6% in dry period flows due to LU practices in the Black Volta basin. Comparatively, wet period was defined considering the total flow of three months such as August, September and October. The stream flow changes were also assessed due to land use changes in the catchments. The total flow for the wet period according to LULC 2000 was 2969.02 m3 /s and 2995.35 m3 /s for 2013 LULC. The results indicated that there was an increase by 1% in wet period stream flow. This stream flow assessment showed that it is important to monitor the land use practices in the basin since it has huge impact on river flow and by extension on the hydro-power generation at the Bui dam. Table 5.8: Intra-annual flow changes due to LULC Mean Monthly Flow 1976-2011 (m3/s) LULC 2000 LULC 2013 Mean Monthly Flow Change Dry Months Wet Months Dry Months Wet Months (Jan, Feb, Mar) (Aug, Sep, Oct) (Jan, Feb, Mar) (Aug, Sep, Oct) Dry Wet 238.62 2969.02 253.42 2995.35 6% 1% 74 CHAPTER 5. RESULTS AND DISCUSION 5.4.2 Changes in stream flow components due to LULC Primary investigation on the changes in the stream flow due to LULC showed strong impacts on stream flow. Further analysis focused on the stream flow components variability due to land use. The stream flow components including surface runoff (SURF Q), lateral flow (LAT Q), ground water contribution to stream flow (GW Q) contribute to water yield. The effects of LULC on these elements are depicted in table 5.9. The results showed that with LULC 2000, the SURF Q, LAT Q and GW Q were respectively 376.7 m3 /s, 5.7 m3 /s and 828 m3 /s while those with the LULC 2013 are respectively 477.3 m3 /s, 6.8 m3 /s and 775.1 m3 /s. We have noticed that surface runoff and ground water are the big contributors to stream flow in the Black Volta catchment. We noticed that the components of stream flow are not affected in the same manner. For instanced, between 2000 and 2013, the Table 5.9: Stream flow Components and ET Changes due to LULC Stream Flow Components (m3 /s) LULC2000 LULC2013 Changes (%) 376.7 477.3 27% LAT Q 5.7 6.8 19% GW Q 828 775.1 -6% WATER YIELD 1210.4 1259.2 4% ET 521.6 546.7 4.59% and ET (mm) SURF Q SURF Q has increased by 27% while LAT Q has increased by 19%. In contrary to 75 5.5. COMBINED POTENTIAL IMPLICATIONS OF RAINFALL VARIABILITY AND LULC FOR THE BUI HYDROPWER PLANT the two other components, for the same period, GW Q has decreased by -6%. The evapotranspiration (ET) has increased at the same time by 4.59%. These results can be explained by the fact that between the year 2000 and 2013, the urbanization rate and bare lands have increased respectively by 33.22% and 67.06%. At the same time, agricultural land has increased by 29.66% as an implications for the reduction in grass land by 44.54%. These results call for paying particular attention to ground water in the basin. The change in land use in terms of increasing urbanization and and bare land have resulted in increasing surface runoff and reduced groundwater. The reduction in ground water contribution to stream flow may be due to the increase in ET when grass lands have been converted in crop lands. This may be due to difference in land use that controls ET. 5.5 Combined potential implications of rainfall variability and LULC for the Bui hydropwer plant It would have been ideally interesting if we have had the power production data from the Bui power station since the plant was operating. Unfortunately, all our attempts to get these data have been unsuccessful. However based on the previous analysis, one can draw some conclusions in terms of possible implications of the combined potential implications of both rainfall and LULC on the power production at Bui. The rainfall variability analysis through the Mann-Kendall monotonic trend detection has shown that about 61.4% of the stations in the basin (that is 8 stations out of a total of 13 stations) have presented an increase in rainfall and 38.6% of the stations have decreasing rainfall pattern over more than 30 years of data that were analysed. However, the results were not statistically significant at 95% confidence interval level. This result may induce an overall increase in stream flow. In fact, the combination of both precipitation and land use in the SWAT model has shown an increase in the water yield to discharge at Bui by 4% between the years 2000 and 2013. One should notice that, in thirteen years, the basin has undergone important land use changes. 76 Chapter 6 CONCLUSIONS AND RECOMMENDATIONS 6.1 CONCLUSIONS The primary objective of the present study is to evaluate the possible implications of rainfall variability along with land use land cover changes (LULC) in the Black Volta basin on the Bui hydropower plant. To do so, several approaches have been used. First of all, it has been found useful to develop an aridity index profile of the Black Volta catchment because precipitation availability over atmospheric water demand can be quantified using the aridity index (AI). Using the AI dataset from the Global Aridity and PET Database, it has been found that the Black Volta basin is a complex watershed that is divided in three climatic zones according to the UNEP aridity index classification scheme: Semi-arid zone with AI varying between 0.2 and 0.46, dry sub-humid with AI between 0.46 and 0.58 and humid climate zone with AI varying between 0.58 and 0.84. The identification of these different climatic zones helped to better understand the spatial variability of rainfall in the basin. In order to assess the spatio-temporal variability of rainfall over the Black Volta, the Mann-Kendall monotonic trend test and the Sen’s slope estimator were applied to thirteen station data in the basin on the annual average basis for more than thirty years rainfall data for each station. The statistics of the trend test showed that 61.4% of the rain gauges (8 stations over a total of 13) presented an increased precipitation trend 77 6.1. CONCLUSIONS whereas the rest of the stations showed a decreased trend. However, the test that was performed at 95% confidence interval level showed that the detected trends in the rainfall data were not statistically significant. Only rainfall data at Boura in dry sub-humid zone revealed a statistically significant increased trend (pvalue less than 0.05). One can also noticed that most of the stations that have shown an increased precipitation trend are located in the humid and dry sub-humid zones of the basin. This aspect of the rainfall variability in the basin call for paying a particular attention when choosing a site for water resource infrastructure. Land use land cover change is an important factor controlling the hydrology of a basin. In the recent years, remotely sensed data have been useful and are widely used to assess land use changes in a watershed. It is a very important tool to assess land use trend in a complex, trans-boundary and wide watershed like the Black Volta basin. Three Landsat satellite images were collected including Landsat 5 Thematic Mapper for the year 1987, Landsat 7 SLC-on for the 2000 and Landsat 8 OLI for the year 2013. The land use trends in the basin were analysed based on these data. One emphasized more on the recent years land use in the analysis meaning between the year 2000 and 2013. The results show that within thirteen years, land use classes like bare land, urban areas, water bodies, agricultural lands, forest deciduous and forest evergreen have increased respectively by 67.06%, 33.22%, 7.62%, 29.66%, 60.18%, and 38.38%. Only grass land has decreased by 44.54% within this period. The land use trend may be explained by population growth and infrastructure development in the basin. It has been shown that the population growth rate in the Black Volta basin is about 3%/year. Increasing water bodies may be explain mainly by the Bui reservoir construction. The decrease in grass land has resulted in agricultural land extension. To evaluate the combined effect of rainfall variability and land use change on the discharge at Bui, the hydrological model, SWAT has been selected. A sensitivity analysis was first performed in order to come up with representative parameters of the Black Volta basin. The results showed that parameters related to soil and land use are those controlling the hydrological processes of the basin. The SWAT model was then tested for its performance in the basin for this particular project using the Nash-Sutcliffe coefficient (N S) and and the coefficient of determination (R2 ). A first calibration was performed for the period 2000-2005 and validation for the period 2006-2010. During 78 CHAPTER 6. CONCLUSIONS AND RECOMMENDATIONS calibration, the model performance was qualified as very good with N S = 0.9 and R2 = 0.91. The strong correlation between measured and simulated flows showed that the physical processes implicated in the generation of the stream flow in the basin are well captured by the model. For the validation period, the model performance was good with N S = 0.7 and R2 = 0.8. However, the graphical representation of the observed and the simulated flows during validation revealed that there was a delay in peak flows starting from 2008. We assumed this effect may be due to the Bui reservoir construction. To confirm the hypothesis, the model performance was tested for a period prior to the Bui dam construction.This second calibration was performed for the period 1990-1995 and validated for the period 1996-2000. The calibration was qualified as very good (N S = 0.9 and R2 = 0.82) and validation as good (N S = 0.7 and R2 = 0.85). The graphical representation of the observed and the simulated flows during calibration and validation do not show important delay in the peak flows proving that the construction of the Bui data may effectively affect the dynamic of the river system. After the evaluation of the model performance, land use land cover changes impacts on stream flow was then assessed. The land use maps of the years 2000 and 2013 were used in in two different simulations using the SWAT model. The length of each simulation was 36 years (1976-2011). The other parameters (input data and settings) in the model were unchanged during these simulations. Only land use data have been changed. Two sets of analysis were performed on the results on each output of the simulations. First, changes in seasonal stream flow due to LULC was assessed by defining dry season (February, March and April) and wet season (August, September and October). The results showed from year 2000 to year 2013, the dry season discharge has increased by 6% whereas the discharge of wet season has increased by 1%. This land use effects on seasonal variation of stream flow may benefit the Bui hydropower plant. The second analysis focused on the changes in stream flows components such us surface run-off (SURF Q), lateral flow (LAT Q) and ground water contribution to stream flow (GW Q) and also on evapotranspiration (ET) changes due to LULC. The results showed that between the year 2000 and 2013, SURF Q and LAT Q have respectively increased by 27% and 19% while GW Q has decreased by 6%. At the same time, ET has increased by 4.59%. The resultant effects is that the water yield to stream flow has increased by 79 6.2. RECOMMENDATIONS 4%. These results call for paying particular attention to ground water in the basin. The change in land use in term of increasing urbanization and and bare land have resulted in increasing surface runoff and reduce groundwater. The reduction in ground water contribution to stream flow may be due to the increase in ET when grass lands have been converted in crop lands. This may due to difference in land use that control ET. We believe that the overall impacts of rainfall variability and LULC may benefit the Bui hydropower plant. In general, one noticed that rainfall pattern is changing in the basin although it not statistically significant. The land use in the basin is changing fast with increasing urbanisation, agricultural land but also extension of bare land particularly in the semi arid zone. The SWAT model has then been found as a useful tool for combining rainfall variability and LULC in the analysis of stream flow. This stream is somehow increasing due to land use but also changing rainfall pattern. 6.2 RECOMMENDATIONS At the end of this particular project, we find that it will be useful to include the following recommendations for better water management in the basin: • Due to the fact that surface runoff has increased because of LULC, important erosion may take place in the basin. Therefore , it will be important to use the SWAT model or another useful software to assess the erosion rate in the basin and establish the erosion vulnerability map of the basin. • We recommand the assessment of the sedimentation rate of the Bui reservoir in the near future in order to avoid reservoir volume loss looking at the increase in surface runoff. • The increase in surface runoff may also induce the degradation of surface water quality. We then recommend that surface water quality be regularly controlled. • To improve the present work, we suggest that in future for similar work in the basin, one should include the Bui reservoir in the modelling process. 80 CHAPTER 6. CONCLUSIONS AND RECOMMENDATIONS • For better water resource planning in the basin, the present work can also be done looking at future climate change scenarios. We aslo recommend that rainfall trend analysis be done at monthly basis and more detailed work be done on land use classes in the basin in order to improve the model performance. 81 Appendix A Additional tables Table A.1: Confusion matrix LULC 1987 LULC Classes C Bare Land C Water Bodies C Forest Evergreen C Urban Areas C Agricultural Land C Forest Deciduous C Grass Land Bare Land 43 0 0 0 0 0 0 Water Bodies 0 68 0 0 0 0 0 Forest Evergreen 0 0 69 0 0 0 0 Urban Areas 0 0 0 64 0 0 1 Agricultural Land 0 2 0 0 62 0 2 Forest Deciduous 0 0 0 0 0 69 0 Grass Land 27 0 1 6 8 1 67 Table A.2: Confusion matrix LULC 2000 LULC Classes C Bare Land C Forest Deciduous C Grass Land C Urban Areas C Water Bodies C Agricultural Land C Forest Evergreen Bare Land 45 0 0 0 0 0 0 Forest Deciduous 0 69 0 0 0 0 0 Grass Land 0 0 70 2 1 0 0 Urban Areas 25 1 0 66 0 0 0 Water Bodies 0 0 0 0 67 0 0 Agricultural Land 0 0 0 2 0 70 1 Forest Evergreen 0 0 0 0 2 0 69 Table A.3: Confusion matrix LULC 2013 LULC Classes C Urban Areas C Water Bodies C Forest Deciduous C Forest Evergreen C Agricultural Land C Grass Land C Bare Land Urban Areas 70 0 0 0 0 0 2 Water Bodies 0 69 0 0 0 0 0 Forest Deciduous 0 0 70 1 0 0 0 Forest Evergreen 0 0 0 69 0 0 0 Agricultural Land 0 1 0 0 70 0 0 Grass Land 0 0 0 0 0 70 0 Bare Land 0 0 0 0 0 0 68 82 APPENDIX A. ADDITIONAL TABLES Table A.4: General Statistics on LULC 1987 1987 LULC Classes Comision (%) Omission (%) Producers Accuracy (%) User Accuracy (%) Bare Land 0 38.57 61.43 100 Water Bodies 0 2.86 97.14 100 Forest Evergreen 0 1.43 98.57 100 Urban Areas 1.54 8.57 91.43 98.46 Agricultural Land 6.06 11.43 88.57 93.94 Forest Deciduous 0 1.43 98.57 100 39.09 4.29 95.71 60.91 Grass Land Table A.5: General Statistics on LULC 2000 2000 LULC Classes Comision (%) Omission (%) Producers Accuracy (%) User Accuracy (%) Bare Land 0 35.71 64.29 100 Forest Deciduous 0 1.43 92.86 94.2 Grass Land 4.11 0 100 95.89 Urban Areas 28.26 5.71 94.29 71.74 Water Bodies 0 4.29 95.71 100 Agricultural Land 4.11 0 100 95.89 Forest Evergreen 2.82 1.43 98.57 97.18 Table A.6: General Statistics on LULC 2013 2013 LULC Classes Comision (%) Omission (%) Producers Accuracy (%) User Accuracy (%) 0 2.9 97.1 100 Forest Deciduous 1.4 0 100 98.6 Grass Land 4.11 0 100 95.89 Urban Areas 2.8 0.0 100.0 97.2 Water Bodies 0 1.4 98.6 100 Agricultural Land 1.4 0 100 98.6 Forest Evergreen 0 1.4 98.6 100 Bare Land 83 Appendix B Additional graphs Figure B.1: Batie rainfall 1960-2013 B.4B 84 APPENDIX B. 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