834 Mutational Spectra of P53 in Geographically Localized Esophageal Squamous Cell Carcinoma Groups in China Wei Cao, M.D., Ph.D.1,2 Xufeng Chen, Ph.D.3 Huifang Dai, B.S.3,4 Huizhen Wang, R.N.5 Binghui Shen, Ph.D.4 David Chu, M.D.4 Taylor McAfee, Ph.D.2 Zuo-Feng Zhang, M.D., Ph.D. 2 1 Department of Pathology, Xinxiang Medical College, Xinxiang, Henan, People’s Republic of China. 2 Department of Epidemiology, University of California–Loc Angeles School of Public Health and Jonsson Comprehensive Cancer Center, Los Angeles, California. 3 Zhejiang Cancer Research Institute, Hangzhou, Zhejiang, People’s Republic of China. 4 Department of Radiation Research and Division of Surgery, City of Hope National Medical Center, Duarte, California. 5 Department of Medicine, Xinxiang Central Hospital, Xinxiang, Henan, People’s Republic of China. Supported in part by grant 954020900 from the Henan Natural Science Foundation and by a SPORE Lung Cancer Fellowship Award from the National Institutes of Health (grant P50CA90388). The authors thank Fubao Chang from the Department of Surgery, Linzhou Esophageal Tumor Hospital and Youhua Jiang from the Division of Surgery, Zhejiang Cancer Hospital for their assistance in the collection of paired tumor samples and the follow-up of patients. They also are grateful to Dr. Shu Zheng and Dr. Jianjian Li for their advice and support for this study. Address for reprints: Zuo-Feng Zhang, M.D., Ph.D., Professor of Epidemiology, Department of Epidemiology, University of California–Los Angeles School of Public Health, 71-225 CHS, Box 951772, Los Angeles, CA 90095-1772; Fax: (310) 2066039; E-mail: [email protected] Received January 23, 2004; revision received April 21, 2004; accepted May 18, 2004. BACKGROUND. Esophageal carcinoma is a particularly interesting tumor because of the dramatic difference in its incidence and geographic distribution among populations of similar ethnic origin. Epidemiologic data have suggested that many environmental exposures may be associated with an increased risk of its formation. METHODS. In this study, 92 samples of esophageal squamous cell carcinoma (ESCC) were collected from patients who resided in 2 geographic areas in China with different incidences of ESCC: Linxian and Zhejiang. Overexpression and mutations of the p53 tumor-suppressor gene were examined by using immunohistochemistry, single-strand conformation polymorphism analysis, and direct sequencing. RESULTS. The rates of point mutation and overexpression of p53 in the ESCC specimens studied were 30.4% (29 of 92 specimens) and 51.1% (47 of 92 specimens), respectively. The overexpression of p53 was associated with tumor metastasis and with 5-year case fatality. Significant differences were found in the rates of overexpression and mutations in patients with clinical T2 tumors between the specimens from Linxian, which is a high-incidence geographic area, and the specimens from Zhejiang, which is a low-incidence area. Furthermore, different mutational spectra were found in the tumor samples from these two geographic areas: In tumor samples from Linxian, the most common substitution mutation was a transversion in exon 5, whereas the most common mutations in tumor samples from Zhejiang were transitions in exon 7. CONCLUSIONS. The data suggest that the mutation and overexpression of p53 may play important roles in the development of ESCC. The changes in p53 may reflect environmental exposure to the different combinations of mutagenic factors and genetic instability demonstrated by the populations in Linxian and Zhejiang. The overexpression of p53 protein may have significance as a prognostic factor for patients with esophageal carcinoma. Cancer 2004;101:834 – 44. © 2004 American Cancer Society. KEYWORDS: esophageal squamous cell carcinoma, mutational spectra of P53, immunohistochemistry, single-strand conformation polymorphism, sequence, p53 protein, high-incidence area, low-incidence area. E pidemiologic studies successfully have identified several cancer risk factors in the human population, including exposure to chemical and physical mutagens (e.g., cigarette smoke, alcohol, heterocyclin amines, asbestos, and ultraviolet radiation), infection by certain viral and bacterial pathogens, occupation, hormones, and dietary nongenotoxic constituents (e.g., macronutrients and micronutrients).1– 4 However, the precise molecular mechanisms by which these influences generate or promote the genetic events required for tu- © 2004 American Cancer Society DOI 10.1002/cncr.20437 Published online 23 June 2004 in Wiley InterScience (www.interscience.wiley.com). P53 in Geographically Localized ESCC in China/Cao et al. morigenesis have not been delineated. Molecular epidemiology of human malignancy has the challenging goal of determining the molecular events of interaction between environmental risk factors and genetic materials that subsequently lead to carcinogenesis. The focus on risk assessment requires a multidisciplinary strategy to investigate interindividual variation in cancer risk and gene-environment interactions. Thus, esophageal carcinoma has become one of the most interesting tumors among the spectrum of human malignancies in which to pursue molecular studies, because there are dramatic geographic differences in incidence and distribution among populations of similar ethnic origin worldwide.5,6 Dietary factors and cultural habits have been identified in association with risk differences for this highly fatal disease.7–10 One area of intense interest in recent molecular epidemiologic studies in esophageal carcinoma has been the P53 tumor suppressor gene,11,12 which encodes a nuclear phosphoprotein with cancer-inhibiting properties. It is a multifunctional transcription factor that is involved in the control of cell cycle progression, DNA integrity, and cell survival in cells exposed to DNA-damaging agents. Loss of p53 activity predisposes cells to the acquisition of oncogenic mutations and may favor genetic instability. Furthermore, it has been shown that the P53 gene is one of the genes that is mutated most frequently in human malignancies, i.e., point mutations in this gene have been found in more tumors across the spectrum of human malignancies than in any other gene.13–15 It is noteworthy that approximately 80% of P53 mutations are missense mutations that lead to amino acid substitutions, subsequently, that alter the protein conformation and increase the stability of p53.14 A high frequency of P53 gene mutations has been found in esophageal carcinoma.16 –18 The P53 point mutations in esophageal carcinoma have been correlated with patients’ endogenous and exogenous environmental exposures.17,18 However, further studies of the frequency and timing of onset of mutations and mutational spectra of P53 should provide insight into the etiology and molecular pathogenesis of esophageal carcinoma and may generate hypotheses for future investigations.19 There are several geographic areas with a high incidence of esophageal carcinoma, especially in northern China.20,21 In Linxian, a county in the Henan province with a population of 800,000, the age-adjusted mortality rates for the incidence of esophageal carcinoma are up to 169 per 100,000 population.22 The growing epidemiologic data have implicated several etiologic possibilities, including nitrosamines, nutritional deficiencies, fermented and moldy foods, and 835 inhalation of polycyclic aromatic hydrocarbons. All of the above-mentioned factors qualify as environmental causes of this highly fatal disease in the region.9,20,22,23 In Zhejiang, a province in eastern China, there has been a low incidence of esophageal carcinoma. According to the malignant tumor mortality survey of Chinese residents during 1974 –1976, the adjusted mortality rate for esophageal carcinoma was 10.09 per 100,000 population.24 With regard to etiology, no study has been conducted on the risk factors for esophageal carcinoma in this low-incidence area. However, several studies25–27 have been conducted on the risk factors for large bowel carcinoma. These risk factors include low intake of crude fiber, high-lipid diet, history of intestinal polyps, emotional trauma, and family history of cancer. These studies suggest that there are different environmental and genetic factors at work in Linxian and Zhejiang. In the current study, the expression of p53 protein and mutations in the P53 gene in samples of esophageal squamous cell carcinoma (ESCC) from patients living in Linxian and Zhejiang were studied. Experiments were performed using immunohistochemistry, single-strand conformation polymorphism (SSCP), and DNA sequencing. The objectives of this study were to characterize p53 alterations in the carcinogenesis and development of esophageal carcinoma and to determine the geographic variations in P53 mutational spectra in this disease. MATERIALS AND METHODS Tumor Samples Overall, 92 patients with ESCC who had undergone esophagectomy at the Linxian Esophageal Tumor Hospital (47 patients) between 1979 and 1991 and at the Zhejiang Cancer Hospital (45 patients) between 1980 and 1990 were included in this study. There were 64 men and 28 women and they ranged in age between 37–71 years (mean age ⫾ standard deviation: 51.3 ⫾ 9.2 years for males and 54.5 ⫾ 7.4 years for females). The tumors were staged according to the TNM staging system.28 Data on the survival status (dead or alive) 5 years after surgery were collected. All tumor samples were fixed in formalin and embedded in paraffin. There were 194 tissue blocks, including 92 primary ESCC lesions, 78 matched normal esophageal mucosa (5–10 cm adjacent to tumor site), and 24 lymph nodes without metastases obtained from the 92 patients. Each block was sectioned serially into 5-mthick sections, 1 of which was stained with hematoxylin and eosin for histopathologic analysis. The other sections were used in the study of p53 protein expression and gene mutation. 836 CANCER August 15, 2004 / Volume 101 / Number 4 Immunohistochemistry A conventional peroxidase method was used in the immunohistochemical analysis, as described previously,29 with a modification of microwave oven heating for technical enhancement. The primary antibody was a 1:200 dilution of a monoclonal mouse antibody, DO-7, which was raised against an epitope between amino acids 1 and 45 in the C-terminal domain of human wild-type and mutant p53 (Pharmingen, San Diego, CA). In each batch of immunostaining, we used positive esophageal carcinoma samples as controls. For negative controls, the primary antibody was replaced with Tris buffered saline. Assessment was carried out according to the intensity of staining in the nuclei of neoplastic cells, and the results of immunostaining in tissues were scored, with scores of 1 ⫹ indicating weak staining, 2 ⫹ indicating moderate staining, and 3 ⫹ indicating strong or dark-brown staining. A sample was defined to be positive when ⬎ 10% of cells demonstrated staining intensity from at least 1 ⫹ to 2 ⫹ (weak to moderate).30 DNA Extraction Paraffin embedded tissue sections were deparaffinized, placed in cell lysis buffer (100 mM Tris-Cl, pH 8.4; 0.5 mM ethylenediamine tetraacetic acid [EDTA]; 1% sodium dodecyl sulfate;, and 0.5 mg/mL proteinase K), and incubated at 55 °C overnight. After phenol and chloroform extractions, DNA was precipitated in ethanol and resuspended in sterile Tris-EDTA (TE) buffer (10 mM Tris-Cl, pH 8.0; 1 mM EDTA). Prior to the polymerase chain reaction (PCR), an aliquot of DNA solution was examined by agarose gel electrophoresis. PCR-SSCP Different regions of exons 5– 8 of the P53 gene were amplified individually using PCR. PCR amplifications were performed in 25 L reaction mixture containing 200 –500 ng of genomic DNA and 10 pmol of the following sense and antisense primers, respectively, essentially as described previously31: exon 5, 5⬘-TTC CTC TTC CTG CAG TAC TCC-3⬘ and 5⬘-GCC CCA GCT GCT CAC CAT CG-3⬘; exon 6, 5⬘-CAC TGA TTG CTC TTA GGT CT-3⬘ and 5⬘-AGT TGC AAA CCA GAC CTC AGG3⬘; exon 7, 5⬘-TCT CCT AGG TTG GCT CTG AC-3⬘ and 5⬘-CAA GTG GCT CCT GAG CTG CA-3⬘; and exon 8, 5⬘-CCT ATC CTG AGT AGT GGT AA-3⬘ and 5⬘-GTC CTG CTT GCT TAC CTC G-3⬘. PCR parameters were as follows: 1 cycle at 94 °C for 4 minutes followed by 36 cycles at 94 °C for 1 minute, 57 °C for 1 minute, and 72 °C for 1 minute. The reaction was terminated by a 7-minute of extension at 72 °C. Amplified products were screened for sequence variations using SSCP analysis, as described previously.32 Briefly, equal volumes of stop solution (96% formamide, 20 mM EDTA, and 0.05% bromophenol blue) and PCR products (6 L each) were mixed, heat denatured at 98 °C for 5 minutes, and quickly chilled on ice until loading. Denatured products were electrophoresed on 8% native polyacrylamide gels supplemented with 6% glycerol. Electrophoresis was performed at 50 watts in 0.5 ⫻ Tris-borate-EDTA buffer for 3 hours at 4 °C. After electrophoresis, gels were silver stained and photographed. DNA Sequencing DNA samples with a mobility shift band present in SSCP analysis were reamplified using the corresponding primer set and the procedure described above. Thirty cycles of PCR reactions were employed. PCR products were purified with QIAquick PCR purification kit (QIAGEN, Valencia, CA), and eluted in 50 L TE buffer. Sequencing reactions were then performed in 10 L of the eluted DNA using one of the primers that was used originally for PCR with a Taq sequence kit from Perkin Elmer. Automatic sequencing was performed on an ABI 377 Sequencer (Perkin Elmer, Norwalk, NJ). Statistical Analysis To evaluate the correlations between p53 overexpression and mutation and clinical variables, we compared p53 overexpression and mutation with age (⬍ 60 years vs. ⱖ 60 years), gender (male vs. female), tumor stage at presentation (T1–T4), lymph node invasion (present vs. absent), and 5-year case fatality survival (dead vs. alive) using 2-tailed chi-square tests. Immunohistochemical comparisons of p53 overexpression and mutation with clinical variables between two geographic areas (Zhejiang and Linxian) and within each geographic area also were assessed by chi-square test. The FREQ procedure in SAS software (SAS Institute Inc., Cary, NC) was used. RESULTS Immunohistochemical Analysis Using the DO-7 monoclonal antibody, nuclear p53 protein was detected in 47 of 92 ESCC samples (51.1%) (Fig. 1). The correlation of p53 expression with the clinical data and histopathologic characteristics is summarized in Table 1. The rate of positive p53 expression was higher (28 of 47 samples; 68.3%) in patients who had lymph node invasion compared with the rate in patients who did not have lymph node metastasis (19 of 51 samples; 37.3%; P ⬍ 0.01). A significant difference in the rate of p53 expression also P53 in Geographically Localized ESCC in China/Cao et al. 837 were no correlations between the rate of P53 gene mutation and the variables of age, gender, or tumor classification. It is worth noting that significantly higher mutation rates were found in patients who had lymph node invasion and in patients who died within 5 years after surgery (Table 1). Geographic Variation of p53 Overexpression and Mutation FIGURE 1. Immunohistochemical analysis of p53 expression in esophageal squamous cell carcinoma cells. Positive immunostaining for p53 protein was localized in nuclei of tumor cells (arrow). The tumor nuclei were stained, whereas the adjacent stroma tissue was unstained. The slided, paraffin embedded tissues were stained with peroxidase-labeled streptavidin-biotin immunostaining methods using the monoclonal antibody of DO-7 (original magnification ⫻ 400). was observed between patients who survived for ⱖ 5 years postoperatively (25 of 60 patients; 41.7%,) and patients who survived for ⬍ 5 years (20 of 27 patients; 70.1%; P ⬍ 0.01). Conversely, the overexpression of p53 protein did not differ significantly among patients with respect to age, gender, or tumor classification. p53 Mutation in ESCC Strict criteria were used, and even the slightest shift from normal mobility of the bands on the SSCP gel was tentatively identified as a candidate for sequence variation in the amplified products (Fig. 2). Under these conditions, band shifts were identified in 34 of 92 tumor samples (37.0%), and 29 mutations were confirmed in 28 of 92 samples (31.5%) by sequence analysis (Table 2). Amplified products from three tumor samples that yielded normal mobility patterns and from three corresponding adjacent normal tissue samples were sequenced, and no mutations were found in the sequence of the exon 5– 8 regions. Twenty-seven mutations were single-base substitutions that resulted in amino acid substitutions or chain terminations. Among these mutations, 16 were transversions (59.3%), and 11 were transitions (40.7%). The other two mutations were single-base insertions that led to a frameshift in amino acid sequence of the gene (Table 2). There were a number of mutations clustered at sequences comprising codons 240 –271, which lie within 1 of 2 conserved regions required for binding to simian virus 40 (SV40) T antigen.13 There The rate of p53 protein overexpression (29 of 47 tumors; 61.7%) was higher in the patients from Linxian compared with the patients from Zhejiang (18 of 45 tumors; 40.0%; P ⬍ 0.05). Particularly in patients with T2 tumors, the rate of p53 protein overexpression was significantly higher in the patients from Linxian (21 of 31 tumors; 67.7%) compared with the patients from Zhejiang (7 of 21 tumors; 33.3%; P ⬍ 0.05). There was a correlation between the overexpression of p53 protein and 5-year case fatality among the patients from Linxian (P ⬍ 0.05). However, no such correlation was found in the patients from Zhejiang (Table 3). Significant differences also were found in the mutation rates in patients with T2 tumors between Linxian (15 of 31 tumors; 48.4%) and Zhejiang (3 of 21 tumors; 14.3%; P ⬍ 0.05) (Table 4). Most of the P53 gene mutations detected in the tumors from patients residing in Linxian were transversion mutations (12 of 18 mutations; 66.7%). Among these mutations, 10 of 18 mutations (55.5%) occurred in exon 5. In contrast, transitions were the major mutation type found in Zhejiang (7 of 11 mutations; 63.6%). The latter mostly occurred in exon 7 of the P53 gene, and 3 were found at codon 260 (Fig. 3). It is noteworthy that there were four mutations in tumors from Linxian that occurred at a CpG dimer. No such mutation was found in tumors from Zhejiang (Table 2). Moreover, P53 mutations in tumors from Linxian were dominated by GC 3 TA transversions (7 of 18 mutations; 38.9%), whereas the most common P53 mutations in tumors from Zhejiang were AT 3 GC transitions (4 of 11 mutations; 36.4%) and GC 3 AT transitions (3 of 11 mutations; 27.3%). P53 Overexpression and P53 Mutation There was 69.57% agreement (64 of 92 samples) between p53 overexpression and mutation, with 24 of 92 samples (26.09%) that were positive for both and 40 of 92 samples (43.48%) that were negative for both among. Statistically, the overexpression of p53 was associated with mutations in the conserved regions (P ⬍ 0.05); however, no association was found with mutation types or specific locations. Geographically, the agreement between p53 overexpression and mutation was 75.5% (34 of 45 samples) and 63.8% (30 of 47 838 CANCER August 15, 2004 / Volume 101 / Number 4 TABLE 1 Correlation of p53 Over Expression/Mutation with Clinical Data and Histopathologic Characteristics p53 Protein over expression P53 Mutation (%) Variable No. ⴙ ⴚ Positive % P value ⴙ ⴚ Positive % P value Summary Age ⬍ 60 yrs ⬎ 60 yrs Gender Male Female Tumor classificationc T1 T2 T3 T4 Lymph node invasion Present Absent 5-yr case fatality Alive Dead 92 47 45 51.1 — 29a 64 30.4 — 53 39 31 16 22 23 58.5 41.0 ⬎ 0.05 2.74b 15 13 38 26 28.3 33.3 ⬎ 0.05 0.267b 64 28 36 11 28 17 56.3 39.3 ⬎ 0.05 2.24b 16 12 48 16 25.0 42.9 ⬎ 0.05 2.93b 14 52 25 1 6 28 13 1 8 24 12 0 42.9 53.9 52.0 ⬎ 0.05 1 18 8 1 13 34 17 0 7.1 34.6 32.0 ⬎ 0.05 41 51 28 19 13 32 68.3 37.25 ⬍ 0.01d 8.76b 19 9 22 42 46.3 17.6 ⬍ 0.01d 8.84b 60 27 25 20 35 7 41.7 70.1 ⬍ 0.01d 7.831b 14 13 46 14 23.3 48.1 ⬍ 0.05d 5.01b ⫹: Positive: ⫺: negative. a Mutations in two codons of P53 were found in one patient. b Statistically significant (chi-square test). c Classification of primary esophageal carcinoma: T1, invades lamina propria or submucosa; T2, invades muscularis propria; T3, invades adventitia; T4, invades adjacent structures. d A significant association was found in the statistical analysis. samples) in the Zhejiang and Linxian areas, respectively. DISCUSSION Tumorigenesis occurs when a cell loses its regulated growth cycle and clonally expands beyond control. This requires a series of critical molecular events that cause the cell to divide and escape from normal proliferative control.33 ESCC may follow this model. This malignancy is of particular interest, because epidemiologic data suggest that multiple environmental exposures are associated with increased incidence.20 Moreover, its clustered geographic distribution suggests that specific social, dietary, or heritable characteristics confined to a particular region are involved in its development.34,35 Intense research efforts are aimed at identifying alterations in genes involved in the regulation of cell growth and differentiation. The product of the P53 gene plays an important role in the negative regulation of cell growth. The wild-type p53 protein binds to specific DNA sequences as a transcriptional factor that regulates the expression of particular genes in the cell. Consequently, it blocks cell progression through the late G1 phase of the cell cycle.13 Some mutant proteins fail to block this progression, whereas others can gain a novel function and actually promote cellular proliferation.36 There are significant geographic differences in the P53 mutation rates in esophageal carcinoma. Several investigators have reported P53 mutations in esophageal carcinoma around the world. Audrezet et al. reported P53 mutations in 84% of ESCCs from France.16 Tamura et al. reported P53 mutations in 38% of esophageal carcinomas from Japan.37 Gates et al. and Gamieldien et al. reported that 67% and 17% of esophageal tumors were associated with P53 mutations in coastal South Carolina38 and South Africa,39 respectively. Previously, Bennett et al. reported P53 mutations in 50% of tumors from China.29 In the current study, p53 protein expression and mutations were examined in patients from two separate geographic regions with very different ESCC incidences in China. Overexpression and mutations of P53 were noted in 47 of 92 tumor samples (51.1%) and 28 of 92 tumor samples (30.4%) from patients with ESCC in Linxian and Zhejiang, respectively. No obvious differences were found in the mutation rates between the patients from these two different geographic areas. This may have been due in part to the fact that mutation detection was focused on 1 of 4 conserved regions in the P53 gene: exons 5– 8.36 However, the mutation rate in P53 P53 in Geographically Localized ESCC in China/Cao et al. 839 TABLE 2 P53 Mutations in Patients with Esophageal Squamous Cell Carcinoma from Different Geographic Areas FIGURE 2. Results of single-strand conformational polymorphism (SSCP) and sequencing analysis of P53 mutation in esophageal squamous cell carcinoma. (A) SSCP analysis of P53 mutation. Amplified DNA fragments from different exons (5– 8) of the P53 gene from the tumor and matched, normal mucosal tissues from Patient Z12 were screened for sequence variations using SSCP analysis. The mobility band shift was present in the polymerase chain reaction (PCR) product from tumor DNA sample in exon 5 of P53 (arrow), indicating conformation changes in the DNA fragment (Lanes 1, 3, 5, and 7: matched normal tissue; Lanes 2, 4, 6, and 8: tumor tissue). (B) Sequence analysis of paired PCR products from exon 5 of P53 in Patient Z12. The arrow indicates a nucleotide change in codon 167, which resulted in a change from wild type (CAG) to mutant (TAG). was significantly higher in T2 tumors from patients who resided in Linxian compared with the rate in tumors from patients who resided in Zhejiang. In Linxian, which is a high-incidence area of primary ESCC in northern China, 29 of 47 patients (61.7%) had tumors that were positive for p53 immunohistostaining. This rate was significantly higher than the rate of 40% (18 of 45 patients) in the patients from Zhejiang (P ⬍ 0.05), which is a low-incidence area of China. Overall, p53 overexpression from the patients from Linxian was higher compared with the 51.4% rate among patients from Guangzhou (a city in southern China)29,40 and lower than the 87.2% rate among patients from Linxian in another study.41 These discrepancies in the rate of p53 overexpression from the same area in different studies may be due to differences in monoclonal antibody, definition of a positive sample, and refixation in zinc sulfatemethacarn and microwave-heating methods. Nonetheless, the p53 protein expression rate was highest in Patienta Exon Codon Mutation Mutation type Amino acid change Z3 Z5 Z11 Zb12 Z16 Z22 Z27 Z29 Z37 Z41 Z42 L2 L3 L6 L8 L13 L14 L25 L27 L30 L32 7 7 5 5 7 8 7 5 7 8 7 8 5 5 7 5 6 5 8 5 5 5 5 8 7 5 7 6 5 260 234 132 167 241 266 260 134 232 275 260 273 164 144 240 145 193 155 270 162 175 179 141 271 244 171 243 196 152 TCC ⬎ TGC TAC ⬎ TGC AAG ⬎ AGG CAG ⬎ TAG TCC ⬎ TTC GTA ⬎ GGA TCC ⬎ TAC TTT ⬎ TCT ATC ⬎ GTC TGT ⬎ TGA TCC ⬎ TCT CGT ⬎ TGTb AAG ⬎ AGAG CAG ⬎ TAG AGT ⬎ TGT CTG ⬎ CAG CAT ⬎ CTT ACC ⬎ ACA TTT ⬎ TGT ATG ⬎ ATGC CGC ⬎ CACb CAT ⬎ CTT TGC ⬎ TGA GAG ⬎ GAT GGC ⬎ TGC GAG ⬎ TAG ATG ⬎ ATA CGA ⬎ AGAb CCG ⬎ CAGb Transversion Transition Transition Transition Transition Transversion Transversion Transition Transition Transversion Transition Transition Insertion Transition Transversion Transversion Transversion Transversion Transversion Insertion Transition Transversion Transversion Transversion Transversion Transversion Transition Transversion Transversion Ser ⬎ Cys Tyr ⬎ Cys Lys ⬎ Arg Gln ⬎ Stop Ser ¡ Phe Val ¡ Gly Ser ¡ Tyr Phe ¡ Ser Ile ¡ Val Cys ¡ Stop Silent Arg ¡ Cys Frameshift Gln ¡ Stop Ser ¡ Cys Leu ¡ Gln His ¡ Leu Silent Phe ¡ Cys Frameshift Arg ¡ His His ¡ Leu Sys ¡ Stop Glu ¡ Asp Gly ¡ Cys Glu ¡ Stop Met ¡ Ile Silent Pro ¡ Gln L33 L39 L41 L42 L45 L46 L47 a b Letter prefixes indicate patient origin: Z, Zhejiang; L, Linxian Mutations occurred at CpG dimer. Linxian in these studies. These results suggest that the geographic variation in overexpression of p53 may be associated with environmental exposure to different combinations of mutagenic factors and genetic instability. Spectra of P53 mutations vary geographically in China. Although it is now clear that changes in specific DNA sequences lead to cancer, the primary factors that induce these changes in humans and how they act remain controversial. Sequence changes in genes can occur due both to exposure to agents that damage DNA and to biochemical and enzymatic processes. Mutations can occur nonrandomly in a given sequence,42 and each mutagen or mutagenic process produces a characteristic fingerprint of DNA alterations that differ with respect to the nature, location, and frequency of the alteration in the particular gene.43,44 Patterns of mutations have been associated with certain environmental carcinogens.1,45,46 Certain chemical carcinogens, such as tobacco, are known to 840 CANCER August 15, 2004 / Volume 101 / Number 4 TABLE 3 Geographic Variation in p53 Protein Over Expressiona Zhejiang Variable No. ⴙ ⴚ % Positive Summary Tumor classificationb T1 T2 T3 T4 Lymph node invasion Positive Negative 5-yr case fatality Alive Dead Gender Male Female Age ⬍ 60 yrs ⱖ 60 yrs 45 18 27 40.0 1 21 22 1 0 7 11 0 1 14 11 1 33.3 50.0 19 26 11 7 8 19 32 8 11 5 34 11 24 21 Linxian P value (chi-square) No. ⴙ ⴚ % Positive 47 29 18 61.7 ⬎ 0.05 13 31 3 6 21 2 7 10 1 46.1 67.7 66.6 57.9 26.9 (4.388) ⬍ 0.05d 22 25 17 12 5 13 21 3 34.4 62.5 (2.109) ⬎ 0.05 28 19 14 15 15 3 19 8 44.1 27.3 (0.983) ⬎ 0.05 30 17 12 6 12 15 50.0 28.6 (2.143) ⬎ 0.05 29 18 Geographic variation P value (chi-square) Chi-square test P value 4.333 ⬍ 0.05 ⬎ 0.05 4.333 ⬍ 0.05c 77.3 48.0 (4.24) ⬍ 0.05d 1.768 2.422 ⬎ 0.05 ⬎ 0.05 14 4 50.0 78.9 (4.01) ⬍ 0.05d 1.500 2.793 ⬎ 0.05 ⬎ 0.05 20 9 10 8 66.7 52.9 (0.87) ⬎ 0.05 3.27 1.797 ⬎ 0.05 ⬎ 0.05 19 10 10 8 65.5 55.6 (0.47) ⬍ 0.05d 1.30 2.91 ⬎ 0.05 ⬎ 0.05 a Statistical significance was determined by chi-square tests. Classification of primary esophageal carcinoma: T1, invades lamina propria or submucosa; T2, invades muscularis propria; T3, invades adventitia; T4, invades adjacent structures. c A significant difference was found between two group of samples enrolled in the study. d A significant association was found in the same group of sample in the statistical analysis. b TABLE 4 Geographic Variations of P53 Mutations in Patients with Esophageal Squamous Cell Carcinomaa Zhejiang Variable No. ⴙ ⴚ % Positive Summary Tumor classificationb T1 T2 T3 T4 Lymph node invasion Positive Negative 5-yr case fatality Alive Dead Gender Male Female Age ⬍ 60 yrs ⬎ 60 yrs 45 11 34 24.4 1 21 22 1 0 3 7 1 1 18 15 0 14.3 31.8 19 26 8 3 11 23 32 8 8 3 34 11 24 21 a Linxian P value (chi-square) No. ⴙ ⴚ % Positive 47 17 30 (1.80) ⬎ 0.05 13 31 3 1 15 1 42.1 11.5 (5.5) ⬍ 0.001d 22 25 24 5 25.0 37.5 (0.50) ⬎ 0.05 8 3 26 8 23.5 27.3 5 6 19 15 20.8 28.6 Geographic variation P value (chi-square) Chi-square value P value 36.1 1.49 ⬎ 0.05 12 16 2 7.7 48.4 33.3 6.43 ⬍ 0.05c 11 6 11 19 50.0 24.0 (3.42) ⬎ 0.05 0.015 1.36 ⬎ 0.05 ⬎ 0.05 28 19 11 6 17 13 39.3 31.6 (0.29) ⬎ 0.05 1.198 0.09 ⬎ 0.05 ⬎ 0.05 (0.02) ⬎ 0.05 30 17 8 9 22 8 26.7 52.9 (3.24) ⬎ 0.05 0.08 1.79 ⬎ 0.05 ⬎ 0.05 (0.36) ⬎ 0.05 29 18 10 7 19 11 34.5 38.9 (0.09) ⬎ 0.05 1.21 0.46 ⬎ 0.05 ⬎ 0.05 Statistical significance was determined by chi-square tests. Classification of primary esophageal carcinoma: T1, invades lamina propria or submucosa; T2, invades muscularis propria; T3, invades adventitia; T4, invades adjacent structures. c A significant difference was found between two groups of samples in the study. d A significant association was found in the same group of sample in the statistical analysis. b P53 in Geographically Localized ESCC in China/Cao et al. FIGURE 3. Patterns of P53 mutation in esophageal carcinoma samples from Linxian and from Zhejiang. (A) Mutation locations in the P53 gene. The gray bars represent mutations that were detected in tumor samples from Linxian, and the black bars represent mutations that were detected in tumor samples from Zhejiang. (B) Different types of P53 gene mutations were found in DNA samples from Linxian and from Zhejiang. Most mutations in the samples from Linxian (67%; 12 of 18 mutations) were transversions, whereas most mutations in the samples from Zhejiang (64%; 7 of 11 mutations) were transitions. generate primarily G-T transversions in esophageal carcinoma.45 In addition, bronchial explants also can activate benzo(a)pyrene and N-nitrosodimethylamine metabolically to form promutagenic DNA adducts.46 The pattern of P53 mutations in our study was notable in two respects: First, a greater incidence of mutations was found in T2 tumor samples from the patients who resided in Linxian compared with the patients who resided in Zhejiang (Table 4). Second, most of the mutations detected in the patients from Linxian were transversions (12 of 18 mutations; 66.7%), and 55.5% of the mutations were located in exon 5. Among the patients from Zhejiang, 7 of 11 mutations (63.6%) were transitions, and most (6 of 11 mutations; 54.5%) were detected in exon 7 (Fig. 4). Of the 11 mutations found in the patients from Zhejiang, 3 mutations were located at codon 260, which lies within 1 of 2 conserved regions that are required for binding to SV40 T antigen.13 There also were four mutations in tumors from Linxian that occurred at a CpG dimer. This dinucleotide is a frequent site of spontaneous mutations in which 5-methylcytosine deaminates to thymidine. It is believed that this event is responsible for many germline mutations that cause human genetic disease.47 In the current study, the majority of mutations found in tumors from Linxian were GC 3 TA transversions; 841 whereas, in the tumors from Zhejiang, the most common mutations were GC 3 AT or AT 3 GC transitions, suggesting that there are different carcinogens in these two regions in China. Two recent epidemiologic investigations have shown that nitrosamines, which are formed in moldy foods, and other environmental factors were the most likely causes of this disease in Linxian.20,22 Conversely, in southern China (Zhejiang), where a high-lipid diet and emotional trauma are possible risk factors for the development of tumors, such as colorectal carcinoma,25,26 environmental factors may contribute to P53 mutation, which may lead to the genesis of esophageal carcinomas.48 Establishing a specific linkage between the environmental factors identified in epidemiologic studies and the molecular alterations identified in the current study will require further investigation with a larger sample size and more intensive and complete screening of P53 and other genes. However, the variations in P53 mutational spectra between these two geographic areas suggest that different combinations of mutagenic factors or genetic instability in the population in these two geographic areas contribute to the different incidence of ESCC. The overexpression of p53 is associated with 5-year case fatality in patients with ESCC. The prognostic significance of p53 aberration in patients with esophageal carcinoma has been examined recently with conflicting results. Several groups have proposed P53 as a significant prognostic indicator in esophageal carcinoma.41,49 –51 However, Sarbia et al. reported 204 patients in whom p53 accumulation was not associated with shorter survival.52 The current results show that the overexpression of p53 or mutation in the P53 gene was significantly associated with lymph node invasion and 5-year case fatality, whereas no associations were found between p53 aberrations and clinicopathologic parameters, including patient age, gender, or tumor classification. Our results imply that P53 mutations may affect the biologic behavior of esophageal carcinoma and that the overexpression of p53 protein may be a useful prognostic factor. The overexpression of p53 has been associated with mutation. Recently, Bazan et al.53 reported 57% agreement between the level of p53 expression and its genetic mutation status. Our study confirmed that there was a significant correlation between the expression of p53 and P53 gene mutation in 92 samples of ESCC, with an agreement of 69.57% (64 of 92 samples). Specifically, statistical analysis of our data also revealed that there was a significant association between overexpression and mutation of P53 in these 2 geographic areas (P ⬍ 0.01 in Zhejiang; P ⬍ 0.05 in Linxian). These results are consistent with previous re- 842 CANCER August 15, 2004 / Volume 101 / Number 4 FIGURE 4. Differences in P53 mutation spectra between samples of esophageal carcinoma from Linxian and from Zhejiang. (A) Mutation spectrum analysis. Numbers on the left (3, 0, and ⫺ 3) indicate the number of mutations detected in the study. The number at right on the bar (393) is the codon number. (B) Schematic representation of the functional motifs of p53 protein. The region encoded by exons 5– 8 is located in a central region of P53, which contains 4 of 5 conserved regions and the DNA binding motif of p53 protein. This central region also functions as a protein-binding domain interacting with simian virus 40 (SV 40) T antigen and the cellular proteins 53BP1 and 53BP2 (see May and May13). Values in parentheses are P53 codon numbers. ports.54,55 Moreover, the agreement was slightly higher in Zhejiang (75.5%) than in Linxian (63.8%), which may have been due to fewer silent and nonsense mutations in Zhejiang (1 silent and 2 stop codons) compared with Linxian (2 silent, 2 frameshift, and 2 stop codons). Nine samples with nonsense or frameshift mutations displayed P53 gene mutation by PCR-SSCP without p53 protein overexpression. These mutations may lead either to the production of a truncated protein or to no protein expression.53 In the current study, most of the mutations occurred in exon 5 in Linxian. One study reported56 that mutations in exon 5 resulted in low-intensity immunostaining, which may be related to a p53 protein with a shorter half-life or an altered conformation. Therefore, there was a slightly higher concordance in Zhejiang. The discrepancies between P53 gene mutation and p53 protein overexpression may indicate other potential etiologic factors, such as human papillomavirus (HPV) infection. HPV-16 E6 protein has a much higher affinity for p53 and inhibits p53 DNA binding.57 The complex with E6 and p53 may inactivate functions of P53 gene, affecting overexpression of p53. We did not analyze the mutations outside the exon 5– 8 area; therefore, some of the samples with P53 gene mutations and null reactivity for p53 immunostaining may be explained by mutations occurring in these sites. The samples with overexpression of p53 protein and no mutation may be due to the stabilization of wild-type p53. Cripps et al.58 found several tumors with strong p53 accumulation but without mutations in the gene-coding region, and their results supported the aforementioned view. The current results must be interpreted in the context of certain limitations. The human P53 gene is comprised of 11 exons.13 Thus, because this study only examined P53 mutations in exons 5– 8, we may have underestimated the P53 mutation rates, because exons 1– 4 and 9 –11 were not included. Some studies59 have suggested that most P53 mutations (90%) occur in exons 5– 8 and are mainly missense mutations that result in increased protein stability. Greenblatt et al.60 reported that only 2% of P53 mutations were in regions outside of the conserved regions of exons 5– 8 in patients with head and neck carcinoma; moreover, those mutations frequently were of the nonsense or frameshift types, which are unlikely to play a major role in oral carcinogenesis.61,62 In ESCC, mutations were found rarely in the regions flanking exons 5– 8,63 whereas mutations in the regions outside exons 5– 8 appear to be uncommon.64 Given this background, we examined P53 mutations only in exons 5– 8. Another concern was the sample size of the study. In the current study, we were not interested in comparing tumor classification in the 4 groups; therefore, we stratified on tumor classification and evaluated the mutation rates of p53 protein in the different tumor classifications from the 2 geographic areas. Table 4 shows that, in Zhejiang, 1 patient had a T1 tumor and 22 patients had T3 tumors; and, in Linxian, 13 patients had T1 tumors and 3 patients had T3 tumors. Such small sample sizes prevented us from comparing p53 changes in patients with T1 and T3 tumors from the 2 geographic areas. Although this study had the limitation of a small sample size, we did find an association in patients with T2 tumors. Obviously, this limitation should be considered in interpreting our findings. In conclusion, the data presented here imply that P53 mutations occur commonly in Chinese patients with esophageal carcinoma and are associated with P53 in Geographically Localized ESCC in China/Cao et al. the biologic behavior of esophageal carcinoma. Epidemiologic studies in these two regions in China also suggest that different combinations of mutagenic factors may contribute to the different incidence and mutation pattern of P53 in ESCC. 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