Higher Education Student Feedback and Grievance Policy (Ver.1.02) Trim No: Policy Number 2012/01913 Responsible Authority General Manager, Organisational Services 1. POLICY STATEMENT 1.1 Purpose/Intent: 2015/006313 Polytechnic West (the Institute) is committed to using evidence-based continuous improvement practices to ensure a quality Higher Education (HE) experience for students. The Institute gathers evidence of student’s learning experiences using a range of methods including student surveys, ad hoc feedback and formal and informal complaints and grievance mechanisms. It uses this feedback as a source of evidence in the Annual Course Evaluation and Review and Five Year Review processes. This policy expands on and should be read in conjunction with the Institute’s Complaints and Feedback Management Policy. 1.2 Policy Objectives: This policy: 1.3 Ensures students have opportunities to comment on their learning experiences, provide both positive and negative feedback and notify the Institute of any grievances they may have; Enables the systematic collection of information from students that can be used as evidence to support continuous improvement of teaching and learning; Provides a mechanism to gather student feedback on unit delivery to assist lecturer’s with the further development of their teaching practice; Encourages the identification and recognition of best practice in higher education teaching, assessment and/or support; and, Provides a mechanism for students to notify the Institute of any grievances or concerns they may have. Scope: This policy applies to all Higher Education students at the Institute. 2. POLICY PRINCIPLES 2.1 Right to provide feedback The Institute strives to continuously meet the standards for tertiary education set by the Tertiary Education Quality and Standards Agency (TEQSA). In meeting TEQSA requirements, the Institute shall regularly solicit feedback to students on their learning experience at both unit and course levels. All staff, students and stakeholders of the Institute have the right to provide feedback about any aspect of their HE experience at the Institute, appeal any decision made by the Institute and/or raise concerns where they believe standards have not been met. RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 1 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS Higher Education Student Feedback and Grievance Policy 2.2 Feedback mechanisms Student satisfaction will be obtained: At course commencement from new students using a First Impressions Survey. During each semester from all enrolled students using a: Satisfaction Survey; and/or, Teaching and Learning Survey. At course completion from all graduating student using a: Graduate Survey. Additional student satisfaction survey data and respective information may be sought using external instruments delivered by an independent third party. Student Satisfaction reports will be collated from the data obtained each semester and will be provided to Discipline Leaders/Course Coordinators and the Higher Education Quality and Standards Committee of the Academic Board in order to: report on trends on a semester and year-on-year basis; benchmark against other providers; identify areas for improvement and/or immediate action; provide a basis of communicating planned improvements to students via standard Institute communications; and, develop reports for internal monitoring and external regulatory bodies as required. Other Student Feedback mechanisms will be provided via: The Institute Customer Feedback processes (see the Institute’s Complaints and Feedback Management Policy); Committee membership (student membership) and/or student representation; and, Informal/formal grievance processes where feedback items may be indicative of a significant and/or systemic issue. Feedback mechanism will be reported to: Students via any of the following mechanisms: The Institute’s HE website; Social media; Publications such as newsletters; The Institute’s presentations/seminars; and/or, In class feedback. Staff via any one of the following mechanisms: (Intranet) website; The Institute’s HE website; Committee meetings; and/or, Reports to Delivery Areas (Semester and/or annual). RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 2 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS Higher Education Student Feedback and Grievance Policy 2.3 Receipt and use of feedback When receiving feedback from students or other stakeholders and taking action in relation to this, the Institute shall ensure: 2.4 Procedures used are fair, ethical, transparent, equitable and timely and result in appropriate action; People are dealt with respectfully and ethically using the principles of equal opportunity, confidentiality and natural justice; Information collected, analysed and used is accurate, fair and protects affected person’s privacy and confidentiality (where necessary); The Institute uses the learning resulting from the feedback/complaint to drive continuous improvement; and, Communication to students on actions taken as a result of feedback given is provided to students. Complaints The student complaints process at the Institute is available to all students and is enabled by the Complaints and Feedback Management Policy. The complaints process provides a mechanism for students to complain or provide feedback regarding the services, facilities and support provided during enrolment at the Institute. A student complaint or feedback relating to an academic decision or which indicates serious concern or distress by a student will be referred to the Director Higher Education and Teaching and Learning for further action as an appeal or grievance. 2.5 Grievance The student grievance process at the Institute: Is available for all enrolled students; Applies to non-academic matters in which the student expresses serious concern or distress in relation to their course of study or prospective study at the Institute; Allows for a student to nominate, and bring, a third party person to support, inform and provide advocacy; Attempts to be resolve a grievance informally as close to the source as practicable, involving discussions with the affected persons to achieve a fair and reasonable resolution; and, Allows students to submit a formal grievance in writing. Where a student remains dissatisfied, they may request a review of their grievance by the Grievance Review Committee (GRC). Where a student remains dissatisfied with the outcome of the internal grievance process, a student may request in writing to have an external review of their concerns by the Ombudsman. International students may also access the ETI complaints, appeals and grievance mechanisms. International students must notify the International Centre prior to making a request to have their case heard by an external reviewer. The grievance process is detailed in Schedule 1: The Grievance flowchart. RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 3 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS Higher Education Student Feedback and Grievance Policy 2.6 Grievance Review Committee Where a formal written grievance is submitted by a student: The Director Higher Education and Teaching and Learning (DHETL) will acknowledge receipt with 3 working days of receiving the written grievance and: Notify the student of the time, date and location of the Grievance Review Committee (GRC); Provide the student with further opportunity to present supporting relating to their grievance; and, Inform the student that they may have an advocate. The DHETL will request a written response to the matter from the course coordinator and/or Portfolio Manager. The Director Higher Education and Teaching and Learning (DHETL) will convene the Grievance Review Committee (GRC) within 15 days of receipt of written request. 2.7 The GRC will comprise of a minimum of three members with a Chair and two other members who are fit and proper persons and have no previous involvement in the matter under appeal. The DHETL will elect the chair and the members. The chair of the GRC will forward a report and summarise the outcome and decision of the meeting to the General Manager Education and Industry Services. Malicious complaints Care will be taken to identify malicious or inaccurate complaints about another individual as these may expose the complainant to legal action by the person about whom the complaint is made. Students giving feedback or making a complaint in good faith will be able to complete their course of study with impunity. The Institute reserves the right not to proceed with a complaint: 2.8 which is anonymous or based on hearsay; or, which is made more than ninety days after the alleged incident; or, when no response is received from the complainant within ninety days of correspondence communicating with the complainant. Appeals Students have the right to appeal any academic decision made by the Institute. See the Higher Education Assessment, Moderation and Appeals Policy. 2.9 Student Information Feedback and grievance mechanisms will be reported to students via the Higher Education Student Handbook and the Institute’s HE website. 3. GUIDELINES 3.1 N/A RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 4 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS Higher Education Student Feedback and Grievance Policy 4. RELATED DOCUMENTS 4.1 Governing Documents: Higher Education Support Act Tertiary Education Quality Standards Agency (TEQSA) Act TEQSA Threshold Standards and related directly to PRS: Section 6 Responsibilities to Students General Student Regulations Academic Regulations for Higher Education Students Student Code of Conduct Code of Professional Conduct for Staff 4.2 Related Policies: Complaints and Feedback Management Policy Customer Service Policy Higher Education Assessment, Moderation and Appeals Policy Higher Education Annual Course Evaluation and Review 4.3 Related Procedures and Forms: Student Satisfaction Survey Evaluation of Teaching and Learning (under development) Graduate Destination Survey (under development) 4.4 Supporting/Related Documents: Schedule 1: Grievance flowchart 5. ACCOUNTABILITIES 5.1 Responsibilities: The Higher Education Directorate will be responsible for monitoring Higher Education Student Satisfaction. The Complaints Coordinator will be responsible for student feedback via the Customer Service Policy and the Complaints and Feedback Management Policy. The Complaints Coordinator must notify the Higher Education Directorate of any complaint relating to Higher Education. The Higher Education Directorate will enable a mechanism for lodging and resolving complaints, grievances and/or appeals. 5.2 Monitoring and Evaluation: Director Higher Education and Teaching and Learning Higher Education Quality and Standards Standing Committee RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 5 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS Higher Education Student Feedback and Grievance Policy 6. DEFINITIONS (For a full list of definitions please see the QMS Glossary List of Definitions and Acronyms on QMS) 7. POLICY APPROVAL Approved and Endorsed: Jill Jamieson Managing Director Date: 12 December 2014 RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 6 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS Higher Education Student Feedback and Grievance Policy DOCUMENT HISTORY AND VERSION CONTROL Version Date Approved Approved by Brief Description V1.00 6 December 2012 Academic Board New V1.02 12 December 2014 Managing Director Minor Amendment for position titles and TESQA standards RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 7 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS Higher Education Student Feedback and Grievance Policy Schedule 1: Grievance flowchart Student has a concern or distress in relation to their course of study. Student seeks a resolution of their grievance as close to the sources as possible (e.g. lecturer) Informal Grievance Process Lecturer notifies Discipline Leader/Course Coordinator and meets student to resolve matter. A report is provided to the Portfolio Manager. Yes Grievance resolution is documented along with the record of interview to HESS. Is the student satisfied with the outcome of the interview? No Student makes a written grievance to the Higher Education Director. Formal Grievance Process Director Higher Education and Teaching and Learning (DHETL) will acknowledge receipt with 3 working days of receiving the written grievance and request a written response to the matter from the Discipline Leader and/or Portfolio Manager. Director Higher Education and Teaching and Learning (DHETL) will the convene Grievance Review Committee (GRC) within 15 days of receipt of written request. Grievance resolution is documented along with the record of GRC and letter to student to HESS. Yes Is the student satisfied with the outcome of the interview? No Refer student to International Centre and to the ETI Grievance process. A written statement from the Director Higher Education and Teaching and Learning to the student will summarise the outcome and decision of the GRC. (Within 15 days of the GRC) Note: The General Manager Education & Industry Services will be notified when a grievance is referred to an external process. Is this an international student? External Grievance Process Yes No The Institute is notified of external decision Grievance is referred to the Western Australian Ombudsman’s office. Note: International students may also undertake an external review with the Ombudsman’s office Managing Director will consider external The Institute is notified of external Managing Director will recommendation, and decision. consider external communicate the decision recommendation, and with supporting reasons in communicate the decision writing to all parties involved with supporting reasons in within 2 weeks. writing to all parties involved RTO Provider No. 1979 Current Version : 1.02 – 12/12/2014 within 2 weeks. CRICOS Provider Code 00020G Higher Education Provider PRV12167 Page 8 of 8 Review Due Date: 12/12/2016 Warning – Uncontrolled when printed. The current version of this document is available on QMS
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